• • , PERINATAL MORTALITY: A REVIEW OF THE LITERATURE AND A LOGISTIC REGRESSION ANALYSIS by Jennifer Jane Bourbina Department of Biostatistics University of North Carolina Institute of Statistics Mimeo Series No. 2144 May 1995 PERINATAL MORTALITY: A REVIEW OF THE LITERATURE AND A LOGISTIC REGRESSION ANALYSIS by Jennifer Jane Bourbina BSPH Honors Research Department of Biostatistics University of North Carolina at Chapel Hill 1995 ... Approved: Craig D. Turnbull, Research Advisor and Honors Director L.T.J.. .J , L ~ Dana E. Quade, Biostatistics Faculty J?~&;2k Berton H. Kaplan, Epidemiology Faculty • UH~ , TABLE OF CONTENTS I. II. INTRODUCTION TO PROPOSED RESEARCH 01 LITERATURE REVIEW . . . . . . . • • • . . . . . . . . . . . . . . . . . . . . . . 03 I I I. METHODS......................................... .. 16 IV. ANALYSES AND CONCLUSIONS . . . . . . . • . . . . . . . . . . . . . . . . . 27 V. SUGGESTIONS FOR FUTURE RESEARCH APPENDIX 37 39 REFERENCES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 oW PERINATAL MORTALITY: A REVIEW OF THE LITERATURE AND A LOGISTIC REGRESSION ANALYSIS • by Jennifer Jane Bourbina Chapter 1 INTRODUCTION TO PROPOSED RESEARCH Perinatal mortality continues to be a public health problem despite years of research designed to identify its risk factors. Statistics The State Center for Health and Environmental (SCHES) produces vital statistics data files on births and fetal/infant deaths for North Carolina. files have factors. These data been used to analyze perinatal mortality risk In 1994, the SCHES published a report for its 1988- 1991 data entitled" Infant Death: Sociodemographic and Medical Risk Factor Analyses for North Carolina" Meyer 1994). (Surles, Beuscher, Also, Turnbull, advisor to this project, wrote his dissertation in 1971 about perinatal mortality (Turnbull 1971) . These works inspired my interest in the topic of perinatal mortality and generated the topic for this research . ... The objectives of this project are to review the literature and to analyze selected risk factors for perinatal mortality. 2 We contacted the SCHES to determine the feasibility of using their birth and infant mortality data from 1988-1991 for this research. The SCHES indicated that it would be able to provide the data. The majority of the fall semester was spent reviewing the literature in order to increase my knowledge factors associated with perinatal mortality. of the The remainder of the fall semester and the first two months of the current spring semester dissertation were (1971) devoted and to to a study of selected readings Turnbull's on logistic regression. • . 3 Chapter 2 • SUMMARY OF LITERATURE REVIEW This project began with a literature review of many of the variables common to Turnbull's dissertation. both the SCHES data files and The particular variables chosen were selected so comparisons could be made between the SCHES' birth and infant mortality data for 1988-1991 and the data used for Turnbull's dissertation. Many types of studies and statistical methods have been used to study perinatal mortality. an important factor and it The type of study is often determines hypotheses that may be tested. the type of Lilienfeld suggested that hypotheses are generally derived from four types of studies: 1. clinical observations 2. analysis of routinely collected data such as vital statistics 3. retrospective studies, and 4. laboratory studies and he noted that clinical trials were the "ultimate approach" (Turnbull 1971, p. 41). Clearly, conducting clinical trials on pregnant women requires special circumstances, hence, most of . the studies on perinatal and infant mortality have been based on birth certificates, hospital records I and vital statistics. 4 Sampling bias is probably the greatest source of error found in studies of perinatal data (Turnbull 1971, p.41). Problems of inference are encountered due to the inability to define the nature of selectivity which may be associated with one's sample data (Turnbull 1971, p.42). If selectivity is evident, then interpretation must be made with caution. studies of perinatal outcome utilize data from hospitals and such data is highly selective; surrounding geographic areas pregnancies to these hospitals. often Many teaching for instance, refer complicated Hence, teaching hospitals are expected to have high perinatal and infant mortality rates. The literature review was conducted to determine which variables were associated with perinatal outcome. One definition of the perinatal period is: pertaining to or occurring in the period shortly before and after birth; defined as beginning with completion of the twentieth week of gestation and ending 7 days after birth (Dorland 1994) . A summary of the literature review follows: Demographic variables Age of mother: Older and younger women are at an increased risk of perinatal mortality 1971). (Fox, Koepsell, Daling 1994, Turnbull While babies born to mothers between the ages of 25 and 34 are at the lowest risk (Kotagal 1993). Teenage mothers . 5 tend to have greater proportions of low birth weight infants (Kotagal 1993, Sweeney 1989). The highest risk of infant mortality occurred among infants of second or higher birth orders born to uneducated, black women between the ages of 15 and 19; furthermore, adolescents tend to receive less prenatal care which increases 1993). the risk of a poor outcome (Kotagal Those adolescents that do receive proper prenatal care have a better chance of a positive outcome (Hickey, Cliver, Goldenberg, Blankson 1993, Morris, Berenson, Lawson, Wiemann 1993). Teenagers are also more likely to have complications such as pregnancy induced hypertension, (Smith 1990). toxemia, or anemia A pregnant adolescent's body is still growing and hence the mother's body is competing with the developing fetus for nutrients. This may explain why teenagers are at an increased risk for low birth weight, or poor perinatal outcome (Kotagal 1993). Older women are also at an increased delivery which will involve a perinatal death. classifications of older women: risk for a There are two those with low parity, and those with high parity who tend to have lower social class. This second type is at higher risk than the first type (Milner, Barry-Kinsella, Unwin, Harrison 1992, Turnbull 1971) . . Older women of higher parity tend to have more complications . Advancing age and parity are associated with increased incidence of placenta previa. (Spellacy et al 1986, Milner et al. 1992). In contrast, studies conducted on mostly white 6 women, aged 35 or more, of higher socio-economic status, generally found that older women were not at an increased risk for an adverse pregnancy outcome (Ales, Druzin, Santini 1990, • Spellacy, Miller, Winegar 1986, Roberts, Algert, March 1994) . These older women may experience more pre-existing hypertension but this did not increase their risk (Roberts et al. also 1994, Newcomb, found that Rodriguez, the effect Johnson 1991). of smoking was greater as maternal age increased; hence, Many studies significantly older women may benefit more than younger women from not smoking '(Wen et al. 1990, Fox et al. 1994). Parity: I, Dorland defines parity as: "the condition of a women with respect to her having borne viable offspring" Parity is highly correlated with Eriksson, Kaller, Zetterstrom 1989). maternal age (1994). (Ericson, Studies have shown that the greatest risk of mortality is in women with low age and high parity (Ericson et al. 1989). In addition, ,white multiparous women aged 30 or more experience a higher risk than white primiparous women (Turnbull 1971). Although, in general, a woman usually delivers a slightly heavier infant if she has had at least one previous pregnancy 1994, Turnbull 1971) . (Amini et al. ~ 7 Sex of the Infant: Female infants are generally reported to have better perinatal outcomes, despite having lower birth weights than their male counterparts (Copper et al. 1993, McGregor, Leff, Orleans, Baron 1992). Many studies have difference between birth weights significant 1971) . (Amini, Most Catalano, studies report in males Hirsh, about Mann a 100 found that and females 1994, the is Turnbull gram difference between male and female birth weights at all gestational ages (Copper et Furthermore, al. 1993, Thompson, Mitchell, a higher incidence of preterm Borman 1994). delivery and premature rupture of membranes has been reported among women carrying males. at 33-36 weeks. Males are more likely than females to deliver This increase in preterm births was not accompanied by an increased number of males with low birth weight (McGregor et al. 1992). This could be because of relatively greater weight at lower gestational age for males, or because women carrying males seem to have an increased vulnerability to infection (McGregor et al. 1992). Males are also reported to have a higher incidence of complications such as abruptio placenta, placenta previa, premature rupture of membranes, and cord prolapse (Morgan, Berkowitz, Thomas, Reimbold, Quilligan 1994, Critchlow, Leet, Benedetti, Daling .. 1994). There is much speculation as to why males weigh more, but have a greater risk of poor outcome or complications since 8 this is counterintui tive i usually heal thier babies weigh more. One explanation could be that since males have increased size and weight this results (McGregor et al. 1992). in a shorter gestation period Another explanation is that despite being smaller, females have more subcutaneous fat then males, which may protect and insulate them from heat loss and serve as a source of energy (Copper et al. 1993). Race of the Mother: Race is a complicated issue. Black babies are often reported as weighing 100-200 grams less than whites (Hulsey, Levkoff, Alexander 1991, Roberts et al. 1994, Hickey, Cliver, Goldenberg, Kohatsu, Hoffman 1993). for multiple risk factors, Race is often a marker and controlling for demographic factors does not eliminate this difference 1994, Turnbull 1971). (Roberts et al. Anemia is usually the most complication among blacks (Roberts et al. 1994). common Studies also indicate that black women should strive for the upper end of the suggested weight gain ranges and would tend to benefit more than white women from weight gain (Hickey et al. 1993). Research also indicates that black smokers have higher levels of serum smokers. cotinine (a metabolite of nicotine) than white This suggests that cigarette smoking may have a greater effect on birth weight among blacks than among whites (English, Eskenazi, Christianson 1994) . 9 It is unclear why race itself is a risk factor. plausible explanation is economic status which A that race often indicates sociomay influence nutrition (Collins 1992, Smith 1990). prenatal care and Black women are likely to have one or more of the sociodemographic characteristics associated with low birth weight: being unmarried, young, of high parity, or having fewer years of education (Emanuel, Hale, Berg 1989). Education of Mother: Higher levels of education are also associated with a . greater chance for perinatal survival. Education is related to socio-economic status. The higher a women's education, the higher her socio-economic level and the more likely she is to postpone pregnancy until after her adolescent years and have fewer children (Emanuel et al. 1989). Due to her relative affluence, she is also more likely to receive proper prenatal care and adequate nutrition. Hence, the higher a women's education, the better chance she has for a positive perinatal outcome. Women who become pregnant during high school may not graduate, and may again become pregnant during adolescence (Sweeney 1989). . After a teenager's first birth, she may be labeled by society as being dependent on welfare and having little chance to succeed, hence a second pregnancy for a 10 teenager can be educationally and economically devastating (Sweeney 1989). Thus women with low education are at higher risk for a perinatal death. • Medical History Factors Hypertension: Hypertension during pregnancy has been cited as a major cause of fetal growth retardation, preterm delivery Mancuso 1990, (Ferrazzani, Lenox, Uguru, perinatal mortality and Caruso, De-Carolis, Cibilis 1990, Martino, Wilson Himmelmann, Svenson, Hansson 1994, Turnbull 1971). 1993, Full term gestational age is the primary positive factor for survival in hypertensive pregnancies (Derham, Hawkins, De-Vries, Elder 1989) . However, the results are inconclusive when chronic hypertension is considered. Some studies have shown that chronic hypertension is not associated with an increased risk for poor fetal superimposed outcome, proteinuric urinary protein) unless it pre-eclampsia (Ferrazzani et al. is accompanied (the 1990). presence However, by of other studies have shown that women with chronic hypertension with or without superimposed pre-eclampsia, have a higher incidence of perinatal death and intrauterine growth retardation (Rey, 11 Couturier 1994). Hence, the level of proteinuria may be important when considering chronic hypertension (Lao, Chin, Panesar, Lam 1989) . Anemia: Severe anemia is associated with an increased risk of premature delivery and low birth weight (Bhargava et al. 1991, Agarwal, Agarwal, Mishra 1991, Turnbull 1971). Women with mild to moderate anemia may experience no change in birth weight, while mothers with severe anemia may deliver an infant weighing up to 400 grams less than a mother without anemia. Some studies have reported anemia as being the most common complication in black women (Roberts et al. 1994). Anemia is also important when considering teenage pregnancies because 75% of pregnant teenagers are anemic, mostly due to poor nutrition (Smith 1990) . Diabetes: Many studies have reported an increased birth weight (macrosomia) Gamble, Ballard, 1993). in Manuel, Rosenn, women with Towmend, Khowery, gestational Roberts 1993, diabetes Amini et al. Miodovnik 1993, (Cundy, 1994, Catalano et al. Macrosomia is typically defined as an infant weighing in excess of 4000 grams (Avery, Rossi 1994). Diabetics are 12 also more likely to deliver prematurely (Turnbull 1971). Gestational diabetes is estimated to complicate between 0.15% and 12.3% of all pregnancies (Avery, Rossi 1994). Black women have 3.1 times the relative risk for gestational diabetes than white women (Avery, Rossi 1994). Women with gestational diabetes usually have a heavier pregravid weight than women with a normal glucose tolerance (Catalano et al. 1994, Cundy et al. 1993). Gestational diabetes is typically more common in women with high maternal age or parity (Cundy et al. 1993). Renal Disease: " Parturients with end stage renal disease do not have a good chance of a positive pregnancy outcome Cox, Harstad, Mason, Pritchard 1990). typically experience a 1994) . They also have Renal disease patients shorter gestation a (Cunningham, (Perry 1994, tendency to have Hou hypertension, abruptio placenta, and premature rupture of membranes (Perry 1994, Turnbull 1971). Chronic renal insufficiency is associated with impaired fertility and a risk of miscarriage. The perinatal outcome is strongly associated with the development of pre-eclampsia (Vogt, Keusch, Baumann, Bucher, Binswanger 1989) . 13 Events of Labor Abruptio Placenta: Dorland defines abruptio placenta as the premature detachment of the placenta (1994). Abruptio placenta is associated with increased perinatal mortality and reduced birth weight Turnbull (Roberts 1971). The include higher age, et ale risk 1994, factors higher parity, infants (Morgan et ale 1994). Morgan for et ale abruptio hypertension, 1994, placenta and male Abruptio placenta is reported to occur in approximately 1% of pregnancies (von-Dadelszen, Peddie 1990). Black women with abruptio placenta are more likely to be hypertensive (Morgan et ale 1994). However, hypertensive pregnancies with abruptio placenta are not more likely to experience a perinatal death than those with abruptio placenta but not hypertension (Morgan et ale 1994). Placenta previa: Dorland defines placenta previa as a placenta which develops in the lower uterine segment (1994). Placenta previa has been reported to be associated with intrauterine growth retardation and low birth weight (Jakobovitz, Zubek 1989). However, some studies have found that placenta previa is not an independent risk factor for small for gestational age 14 infants when maternal age, parity, pre-pregnancy weight, race, and fetal gender are considered (Wolf et al. 1991). Studies have also shown that male deliveries have a higher incidence of placenta previa (Jakobivitz, Zubek 1989) . Cord prolapse: Cord Prolapse is defined by Dorland as the premature expulsion of the umbilical cord in labor prior to delivery (1994) . Pregnancies complicated by cord prolapse are more likely to result in a birth weight less than 2500 grams or a premature delivery (Critchlow et al. 1994). Cord prolapse occurs when the umbilical cord descends in advance of the presenting fetus during labor. A higher percentage of mothers who experience cord prolapse had borne three or more children and reported smoking during pregnancy. Also, infants with cord prolapse were likely to be male (Critchlow et al.1994) . Premature Rupture of Membranes: Premature rupture of membranes with preterm delivery (Morales, Sanchez-Ramos, Benrubi 1989). (PROM) Talley is associated 1993, Johnston, PROM at less than 25 weeks was associated with a relatively high risk of perinatal mortality and neonatal long term morbidity. The risk of infection after PROM is increased (Morales, Talley 1993). However, PROM after . 15 34 weeks usually results in survival of the infant (Johnston et al. 1989). PROM is more common in males (Johnston et al. 1989) . The above literature search was used to further understanding of the factors affecting perinatal outcome and to select the variables that would be important to include in the research. Furthermore it provided comparison for the intended analyses. a standard for 16 Chapter Three • METHODS As seen by the literature review, many of the variables which perinatal researchers have available for study are discrete and many are not normally distributed. variables are not normally distributed, there are If the three alternatives (Turnbull 1971, p.43): 1. use statistical methods for normal variables, but consider the estimates obtained as approximations; the strength of the approximation varying with the divergence from normality; 2. transform the variables to obtain normality so normal theory can be used; or 3. utilize methods for which normality is not assumed. The above factors are important to consider when one selects a method for statistical analysis. Based on the review of the literature and the results of Turnbull's dissertation (1971), a list of variables were selected for inclusion in the analyses. It was decided to select a relatively small number of variables for study so that the dataset requested from the SCHES for 1988-1991 would be of a size reasonable to work with, given the time available to conduct this research. The variables chosen were: sex of 17 the offspring, age of the mother, total pregnancies • anemia, (including present), diabetes, hypertension, education of the mother, hypertensive abruptio placenta, separate analyses were analysis would concern the race of the mother, pregnancy, chronic and cord prolapse. tentatively effects planned. of five The Three first "demographic" factors on perinatal mortality (viz., sex (male or female), maternal age (less than 18, 18-24, 25-34, or 35 and older), maternal education pregnancies «9 years, 9-12, >12 years), total (primiparous or multiparous), and maternal race (white or nonwhite). five The second analysis would explore the effects of medical factors chronic hypertension, disease) on perinatal mortality. (viz., hypertensive anemia, pregnancy, diabetes, and renal The third analysis would consider the effects of two events of labor (viz., abruptio placenta, and cord prolapse). We requested counts for 1988- 1991 for each of the above variables for live births, fetal deaths, neonatal deaths, fetal plus neonatal deaths (perinatal deaths), birth weight, and gestational age from the SCHES. Birth weight was to be subdivided into less than or equal to 1500 grams, 1501 through 2500 grams, equal to 2501 grams. and greater than or Gestational age was to be subdivided into less than 37 weeks and greater than or equal to 37 weeks. Hence, counts for 1988-1991 for 96 demographic groups, 32 medical history groups, and 4 labor groups were desired in one dataset from SCHES (See Appendix I and Attachment A, B, C, 18 and D). These data were requested in the form of a SAS dataset on computer diskette. would prepare such a The SCHES indicated that it data set. However, due to the unanticipated illness of a key SCHES staff member, the SCHES was not able to prepare the requested dataset in enough time to employ it for this research. It is anticipated that this dataset may be used during a 1995 summer internship with the SCHES. It was then necessary to locate an alternative dataset that would fulfill the objectives of my Honors Research; viz, learning about indicators of perinatal mortality and also analyzing type this of data. The dataset that Turnbull employed for his dissertation was used to accomplish these goals since it had served as the impetus to gain more current information on variables that had been researched in the literature review. Turnbull's dataset contained information about single live births and perinatal deaths of 20 or more weeks gestation, as determined by means of a gestation calculator, which occurred at the MacDonald House, the teaching hospital of Case Western Reserve, (Turnbull 171, p. 46). direction of Charles Cleveland, Ohio from 1962 to 1969 Data collection began in 1962 under the H. Hendricks, former Professor and Chairman of Obstetrics and Gynecology at the University of North Carolina at Chapel Hill, North Carolina. of Hendricks' investigation were: The objectives .. 19 1. to define factors which influence maternal, fetal, and neonatal morbidity and mortality; and 2. to determine the effects of courses of obstetrical management on perinatal outcome. The obstetrician in charge of each delivery completed the obstetrical records; a coder (usually a physician), abstracted the data onto precoded forms. directly onto IBM cards, The precoded data were punched edited for internal consistency, processed and stored on computer facilities at the University of North Carolina at Chapel Hill, North Carolina. This dataset contains demographic variables, as well as variables • relevant to the medical and obstetric history of the mother (Turnbull 1971, p.46). The dataset contained 27,421 perinatal period and 932 perinatal deaths. survivors of the The variables that Turnbull chose for his analyses were sex, age, maternal race, parity, and hospital service. These demographic variables were analyzed to determine which deliveries were at relatively high risk of perinatal mortality. These data would facilitate learning how to use the method of logistic regression and interpreting odds ratios. The dataset was divided into 64 subgroups based on the levels of the five demographic variables. subgroups of males, women, primiparous patients. There were 32 females, whites, nonwhites, multiparous women, staff patients, and private There were 16 subgroups for each of four levels of 20 maternal age. female. white. The variable sex was coded 1 for male and 0 for Maternal race was coded 1 for nonwhite and 0 for Maternal age was categorized into four groups: women less than 20 years of age, those 20 to 24 years of age, those 25 to 29 years of age, and those 30 years of age or more. Each category was coded separately as a 1 if the woman was in the age group of interest and 0 if she was in any other age group. Parity was coded 1 for multiparous women and 0 for primiparous women. Hospital service was coded 1 for staff service, and 0 for private service. Notice that each of the "1" codes were assigned to groups that Turnbull's dissertation identified as having higher risk. One of the goals of this research was to quantify how much higher the risk was for a particular group, given that a dichotomous outcome variable (perinatal death or survival) was of interest. After completing the review of the literature and becoming familiar with the dataset, the specific purpose of the study was formulated. The primary obj ectives of this research were: 1. To research selected factors associated with perinatal mortality. 2. To employ the technique of logistic regression as a means for analyzing a public health problem. The MacDonald House dataset allowed the opportunity for practical experience in reasoning through an analysis of a public health problem with a dichotomous response variable as ~ 21 well as using a current state-of-the-art computer software package, viz, dissertation SAS/Logistic provided a (SAS 1995). parsimonious Turnbull's description MacDonald House data by identifying risk factors. of the This study quantifies these differences between the levels of selected variables by answering the question how much higher is the risk for one group compared to the risk of another group. In order to accomplish the desired objectives, technique of logistic regression was employed. The procedure of the logistic regression is appropriate since response variable (Y) is dichotomous and normality is not assumed. this study, survival. . the the In response variable was perinatal death or The mean of this dichotomous response variable is p, the proportion of the times that a perinatal outcome takes the value 1, (ie., the proportion of perinatal deaths). The probability that a perinatal death occurred is expressed as p = P(Y = 1). A simple, linear model such as p = a + ~iXi is not appropriate because p should be such that 0 s p s I and the above simple linear model does not restrict p to the required range. Therefore, the logistic model: p = exp (a + ~iXi) / [1 + exp (a + ~iXi)] is used because it restricts p to the appropriate range. formula: p/l-p = exp(a + Furthermore, In[p/l-p] ~iXi) = a The provides the odds of success. + ~iXi is equivalent to fitting a linear model where a continuous outcome Y has been replaced by the log odds of success. The relationship between In[p/l-p] 22 and Xi is linear, but the relationship between p and Xi is not In order to obtain estimates of the log odds, linear. fits the likelihood equation In [p/1-p] estimation via one = a + biX i by using maximum SAS/Logistic (SAS 1994). The estimate of the intercept is a and b is the estimate of the slope. This technique can be extended to multiple explanatory variables by using the formula: In [p/1-p] = where variables the Xi'S are continuous random a + b1x1 + b 2 x 2 ••• (Pagano, Gauvreau 1993, Ch. 20). Logistic regression can also be used when not only the response variable is dichotomous but the explanatory variables are dichotomous as well. The same formulas are used, the difference is that the estimated coefficient b i has a special interpretation (Pagano, Gauvreau 1993, Ch. 20). By taking exp(b i ) the estimated odds ratio of the response for the two levels of Xi is obtained. The odds ratio can also be obtained from a two by two contingency table. For example, from the table: Independent Variable: Exposed I Not exposed -------' ---------1------------- I Perinatal Death: -==~---I----~----I------~------ -~~----I----~---------~-----I A+C B+D Total Total A+B C+D A+B+C+D where A,B,C,D are counts, the odds ratio can be calculated as AD/BC. ... 23 A • confidence interval for the estimate of the parameter b i can be obtained by using the formula: (b i ± z(se(b i ». Note that for this study we used z-values (standard normal deviates) because the sample sizes for the effects of interest were large. interval for the odds ratio, To determine the confidence one calculates e C where c is either the lower or upper confidence limit for the parameter estimate. If the interval for the odds ratio contains the value 1, one would fail to reject the tested hypothesis that the levels of the variable are not different,. given the appropriate critical value. Since the logistic model used was for the perinatal • rates of the 64 subgroups and not each individual observation, • confidence intervals had to be calculated by hand, employing the estimates of (Note: unless ~ and the se(~) model from the SAS/Logistic output. is run for each individual observation, the standard SAS/Logistic output does not include confidence intervals for the parameter estimates and there is no option available to request them). The methods of forward selection and backward elimination for determining the best regression equation can be applied to logistic regression. has options d~signed The software package SAS to conduct these tests (SAS 1995). The first step in forward selection is to select as the first highly variable to enter the model correlated with the dependent that variable most variable, that is 24 calculate r yx1 , r yx2 , ,rYXN • Then fit the regression equation by using the variable associated selected. The second step is to calculate the partial F statistic associated with each remaining variable. This F statistic is based on a regression equation containing each remaining variable and the variable selected in step one, F(X2 I I Xl), F(X3 (ie. calculate partial Xl), ... , F(XN I Xl)). Step three is to choose that variable with the largest partial F statistic. Step four is to test for significance of the partial F statistic of the variable chosen in step three. "If the test is significant then the variable is added to the regression equation; if it is not significant, use the model selected in step one. Each time the partial F statistic is significant, determine the partial F statistic for the remaining variables not in the model and add to the model the variable with the largest partial F value, if it is significant. When the largest partial F value is not significant, no more variables are included in the model and the process is terminated. The technique of backward elimination is similar; but, rather than deciding whether a variable should be added to the model, this method determines if a variable should be removed from the model. First, the regression equation with all independent variables is fit. calculated variable to determines for Then the partial F statistic is each variable enter whether the the model. as though it This addition of were partial the the last F statistic last variable • 25 significantly helps in predicting the dependent variable given that .. the other variables are already in the model. The variable with the smallest partial F value is selected and compared to the critical value. smallest partial F is If the p-value for less than the critical value it the is removed from the model and the regression equation is refitted for the remaining variables. The process continues by determining partial F statistics for the variables that remain in the model. When all partial F values are greater than the critical value, the process is complete and the' regression equation used to calculate the partial F statistics is kept. Backward elimination and forward selection may lead to the " same model. However, this Forward selection may underfit selection can overfit the model. use backward elimination does the not model, always happen. while backward Hence many authors prefer to since it is more (Kleinbaum, Kupper, Muller 1988, p.43, 327). conservative The purpose of using backward elimination in this research was to produce a parsimonious model in an attempt to replicate the previous research done by Turnbull. When conducting several tests, each at the same a level, the probability of incorrectly rejecting at least one hypothesis is larger than a. the number of tests This probability increases as increases. When using the forward selection or backward elimination technique, multiple tests of hypotheses are made. In fact, there is a potential test of 26 hypothesis for each independent variable in the model. One solution to this problem of multiple comparisons for a given datset is to correction. rej ecting employ a procedure such as the Bonferroni If there are k tests to be made, then instead of the hypotheses at rejected at the a/k level. probability of incorrectly the a level, hypotheses are This procedure insures that the rejecting at least one true hypothesis is at most a. • 27 CHAPTER 4 ANALYSES AND RESULTS The first stage of analyses utilized SAS/Univariate to generate perinatal mortality deliveries (SAS 1995). 1). rates (PMR) per thousand The overall PMR was 33.99 (see Table Nonwhite mothers had the highest whites had the lowest PMR of 23.16. PMR of 46.96, while Hospital Service also had a large difference in the PMR between the two levels; staff • patients had a PMR of 46.80, while private patients had a PMR of 23.78. Mothers aged less than 20 had a PMR of 41.69, the highest of the four age categories. Maternal age 30 or more had a PMR of 32.26; whereas mothers between the ages of 20 to 24 had a PMR of 31.52, and mothers aged 25 to 29 had the lowest PMR of the four age groups of 27.87. a PMR of 37.44, Male infants had while female infants had a PMR of 30.35. Multiparous women showed a PMR of 35.83, but primiparous women had a PMR of 30.34. These PMR's indicate which groups are at higher risk, as seen in Turnbull's dissertation . • • 28 TABLE 1 Perinatal Mortality Rates per Thousand Deliveries PMR Group Variable ==================================== Race Nonwhite White 46.96 23.16 Hospital Service Staff Private 46.80 23.78 Maternal Age < 20 20-24 25-29 > 30 41. 69 31. 52 27.87 32.26 Sex Males Females 37.44 30.55 Parity Multiparous Primiparous 35.83 30.34 ==================================== Total 33.99 ==================================== • In order to quantify the risks identified by Turnbull, odds ratios were calculated (1971). A separate model for each variable (ie., sex, race, service, parity, maternal age less than 20, maternal age 20 to 24, maternal age 25 to 29, and maternal age 30 or more) was run to determine the unadjusted odds ratios. An odds ratio greater than 1 signifies increased risk, while an odds ratio less than 1 indicates decreased risk. If a 95% confidence interval for the odds ratio contains the value of 1, then one would fail to reject the hypothesis that risk was the same for the different levels of a variable (at the a=0.05 level). If the interval does not contain the value one, then the hypothesis that risk is the same in the different levels can be rejected (at a=0.05) . It 29 Race had the highest odds ratio (2.03), which means that the risk for whites and nonwhites showed the greatest discrepancy. The risk for nonwhites was more than 2 times • greater than that of whites. The 95% confidence interval for maternal race was 1.77 to 2.32, so the hypothesis that whites and nonwhites have the same risk was rejected (a=0.05). Hospital service also had a ratio (1.97). relatively large odds Thus, women seeking private care had a better chance for a positive outcome than those women who received staff care. For hospital service, the 95% confidence interval was 1.72 to 2.25, and hence the hypothesis that private and • staff patients have the same risk is rejected (a=0.05) . The odds ratio for sex (1.23) indicates that males are 23% more likely than females to experience a perinatal death. The 95% confidence interval for this estimate was 1.08 to 1.41. a Since this interval does not include the value of 1.0, hypothesis that males and females have equal risk is rejected (a=0.05) and one can claim that the males do have a higher risk than females for a perinatal mortality. Multiparous women were at a primiparous women for a perinatal death. higher risk than The odds ratio was 1.18 with 95% confidence interval of 1.02 to 1.36. This interval does not include the value 1 so a hypothesis of equal risk is rejected (a=0.05). • Maternal age is also an important factor relating to perinatal outcome. The youngest mothers, those less than 20, 30 had an odds ratio of 1.28 when compared to the other three age groups. The 95% confidence interval for mothers aged less than 20 was 1.08 to 1.51, and so the hypothesis that mothers aged less than 20 had the same risk when compared to the other three age groups is rejected (~=0.05). Similarly, those mothers in the oldest age group (ie. those aged 30 and over) had an odds compared to the other age groups. ratio of 1.22 when The hypothesis that these mothers had the same risk as compared to the other three age groups is rejected (at ~=o. because the 95%· confidence 05) interval (1.06, 1.42) does not contain the value 1. Mothers aged 20 to 24 had an odds ratio of 0.90 when compared to the other three age groups. This suggests that risk of a perinatal death for mothers in this age group is less than in the other three groups. However, the 95% confidence interval for this age group was 0.78 to 1.04. contains the value 1, Since the interval the odds ratio is not deemed to be statistically different from 1 and so one would fail to reject the hypothesis (at ~=0.05) that mothers aged 20 to 24 have any more or any less risk than mothers in the other three age groups. Mothers in the age group 25 to 29, had an odds ratio of O. 76 when compared to the other three age groups. the 95% confidence interval was 0.66 to 0.90. does not contain the value 1, so the However, This interval odds ratio is significantly different from 1; and these mothers experience •. 31 a decreased risk for perinatal mortality (ie., the appropriate hypothesis is rejected at a=O.OS) . Turnbull's • nonwhites, staff dissertation patients, identified and multiparous increased risk of a perinatal death. linear and quadratic effects of that males, women were at (Note: Turnbull examined maternal age instead of studying the effects of the four maternal age variables.) These odds ratios confirmed his findings as well as quantified the amount of increased risk. Unadjusted Odds Ratios for Independent Variables TABLE 2 • (See Table 2) . 95% Confidence Interval I Odds Ratio Lower Limit Upper Limit ==================== ======================================= Independent Variable Race (nonwhite to white) Hospital Service (staff to private) Sex (males to females) Parity (multip. to primip.) Maternal age < 20 (to all other ages) Maternal age 20-24 (to all other ages) Maternal age 25-29 (to all other ages) Maternal age > 30 (to all other ages) I I I 2.03 1.77 2.32 1.97 1.72 2.25 1.23 1.08 1.41 1.18 1.02 1.36 1.28 1.08 1.51 0.90 0.78 1.04 0.76 0.66 0.89 1.22 1.06 1.42 I ============================================================ The next phase of analysis was to describe the data via a • logistic regression model. elimination was used. with sex, race, The method of backward The first impulse was to fit a model service, parity and maternal age as 32 independent variables, and an intercept. But, if maternal age was treated as four different dichotomous variables, this would have resulted in a redundant or singular model. This means that some of the estimates of the combinations of the others. ~'s would be linear To avoid singularity, decided to use reference cell coding. it was Hence, maternal age less than 20, 20 to 24, and 25 to 29 were each coded as a "1" if the woman otherwise. was in the specified group and as a "0" Maternal age greater than 30 was the reference cell for the model. First, regression SAS/Logistic model, given was used that perinatal death or survival. the to produce response a logistic variable was The criteria for exclusion from the model was set at a=O for the backward elimination option. This allowed all variables to be excluded from the model. Parity had the largest p-value (0.1862), and no other variable had a p-value higher than 0.0257. It was then decided to repeat the backward selection with a=0.05, since this is the default selection in SAS. from the model. As expected, parity was removed Table 3 shows the parameter estimates and p- values from this procedure, given that parity was removed from the model. ., 33 Parameter Estimates from Backward Elimination With Parity Excluded TABLE 3 Independent Variable Adjusted Odds Ratio I Estimate Parameter I p-value ============1========== ========== 95% Confidence Interval Lower Upper Limit Limit ========= =============== Race I 0.45 0.0001 1. 56 1. 25 1. 95 Service I 0.39 0.0006 1.48 1.18 1. 86 0.21 0.0015 1.24 1. 08 1.41 Age < 20 -0.36 0.0008 0.70 0.57 0.86 Age 20-24 -0.39 0.0001 0.68 0.57 0.81 Age 25-29 -0.34 0.0002 0.71 0.59 0.85 I Sex , ============================================================ *Note the odds ratios are defined as: males to females, nonwhite to white, private to staff, and maternal age to maternal age 30 or more. SAS/Logistic produced adjusted odds ratios for the variables remaining in the model. race is interpreted as: The adjusted odds ratio for how much higher is the risk for nonwhites versus the risk for whites given that parity has been removed from the model and all of the other variables are held constant. Table 3 shows these adjusted odds ratios, for the model without parity, and their respective confidence intervals. The adjusted odds ratio for race was the largest (1.56) and the 95% confidence interval was 1.25 to 1.95, so • the hypothesis that whites and nonwhites have equal risk was rejected at the a=0.05 level (Table 3). The unadjusted odds 34 ratio for race was 2.03 (See Table 2). This implies that the relationship between race and perinatal mortality is somewhat distorted by the effects of parity. The adjusted odds ratio for hospital service remains the second highest 95% confidence interval is 1.18 to 1.86, (1.48); the so the hypothesis that private and staff patients have the same risk is rejected The adjusted odds ratios for each of the three (a=0.05) . maternal age groups is less than 1, and each of their 95% confidence intervals do not contain 1. Hence each of the three hypotheses that mothers in the specified age group have the same risk as the mothers aged 30 or more are rejected (each at a=0.05). The possible final " stage first-order variables in the model. the model of analyses interactions was to between include all independent Backward elimination was used to fit (again, maternal age 30 or more was the reference cell for these comparisons). Table 4 shows the parameter estimates, odds ratios, and confidence intervals for the model selected, given that the SAS/Logistic default critical value of a=0.05 was employed. -, 35 TABLE 4 Estimates from Backward Elimination with Interactions Independent Variable I I Adjusted Odds Ratio parameter,' Estimate p-value 95% Confidence Interval Lower Upper Limit Limit I --------- --------------============1'==========1========== ---------,--------------- Race 0.31 Sex 0.21 0.0441 I 0.0014 :::: I :::: :::: Age 20-24 -0.37 0.0001 0.69 0.58 0.82 Age 25-29 -0.34 0.0002 0.71 0.60 0.85 Race*Age<20 -0.38 0.0007 0.69 0.55 0.85 0.52 0.0006 1. 69 1.25 2.29 Race*servicel I ============================================================ *Note: the odds ratios are defined as: males to females, maternal age to maternal age 30 or more, nonwhite staff to white private, and nonwhite age less than 20 to white age more than 20. *There were 18 possible interactions: Sex and race, sex and parity, sex and service, sex and age < 20, sex and age 2024, sex and age 25-29, race and parity, race and service, race and age <20, race and age 20-24, race and age 25-29, parity and service, parity and age < 20, parity and age 2024, parity and age 25-29, service and age < 20, service and age 20-24, and service and age 25-29. Sex, race, maternal age 20 to 24, maternal age 25 to 29, the interaction between race and service, and the interaction between race and maternal age less than 20 were deemed to be statistically important factors with respect to perinatal mortality. • As expected, the main effect of parity was deleted by the backward elimination process from the model . possible Also of interest was that of the 18 interactions, only the interactions between race and service, and race and maternal age less than 20 remained in the model. 36 The highest interaction between adjusted odds ratio (1. race 69) . and service The 95% had the confidence interval was 1.25 to 2.28, so the interaction is significant (at the a=O. 05 level). The interaction between race and maternal age less than 20 had an adjusted odds ratio of 0.69 and a 95% confidence interval interaction is also significant. of 0 . 55 to 0 . 85 so this 37 CHAPTER 5 SUGGESTIONS FOR FUTURE RESEARCH Further possibilities exist for analyses of Turnbull's dataset. The dataset contained information on birth weight and gestational age. These variables could be analyzed as discrete response variables in the same manner as employed for perinatal mortality. Gestational age could be analyzed using logistic regression because it could be categorized into 2 • levels: those babies born prematurely, (ie., before 37 weeks), and those born at or after term, (ie., those born at 37 weeks • gestation or more). Birth weight could also be analyzed as a categorical variable (ie., with 1000 gram categories), or as a dichotomous variable (s 2500 grams or ~ 2501 grams) . The data that was originally planned for this study from the SCHES for 1988-1991 could be analyzed using the same techniques as were used on this MacDonald House dataset, in fact, this project may be undertaken this summer during an internship with SCHES. The data files from SCHES contain many more variables than were examined here. In addition, it would be interesting to conduct analyses on some of the medical and obstetric factors. In order to more fully describe the factors related to perinatal mortality, one could study higher order interactions 38 in addition to the first order interactions examined here; since the seHES dataset for 1988-1991 is almost four times as large as the MacDonald House dataset, such an analyses would be feasible. One could also explore residual analyses in order to study if the residuals suggest that the assumptions made are incorrect. Another possibility would be to use poisson, rather than logistic, regression. used for modeling rare Poisson regression is typically events. The response variable poisson regression is a count of events. for Each of the above mentioned datasets contain counts of deaths and survivors in each subgroup, and hence poisson regression could be used. 39 APPENDIX I -Fax to SCHES requesting the data file 501 NC Highway 54 Royal Park M-11 Carrborro, NC 27510 (919-932-5478) December 7,1994 NC DEHNR-Statistics P.O. Box 29538 Raleigh, NC 27626 Dear Sirs, As you know, we have been in communication with Mr. Delton Atkinson about my Honors Research Project which will analyze North Carolina's fetal, neonatal, and perinatal'deaths, as well as its live births for 1988 through 1991. I am writing to request a SAS dataset from the North Carolina Vital Statistics Data Files. We would like this dataset for singleton, NC residents only. The following is a listing of variables which we intend to study. [Note: I have listed them in the order that they are found in your Code Book.] Sex Age of Mother Education of mother Total pregnancies (including present) Race of mother Medical history for this pregnancy: Anemia Diabetes Hypertension, chronic Hypertension, preg. Renal disease Events of labor: Abruptio placenta Cord Prolapse We plan to conduct three analyses. The first analysis concerns the effects of five "demographic" factors on fetal, neonatal, and perinatal mortality (viz., sex, maternal age, maternal education, total pregnancies -including the current--, and maternal race). The second analysis deals with the effects of the five medical factors listed above; and, the third analysis concerns the effects of the two events of labor listed above. 40 For each of these three groups, we would like the counts of women in each variable category for: live births fetal deaths neonatal deaths fetal plus neonatal deaths birth weight: <1500 g 1501 through 2500 g > 2501 g gestational age: < 37 weeks >= 37 weeks Your Code Book lists: 1."Sex" as 1 if male, 2 if female; this is fine, 2."Maternal age" as 10 through 55 and 99; please recode this variable as follows: o if <18 1 if 18 through 24 2 if 25 through 34 3 if 35 or more 3. "Total pregnancies" (including the current pregnancy) as: 1 through 25, and 99; please recode this as: 1 if 01 2 if 02 through 25 4. "Maternal Race" as 0-8, and 9; please recode this as: o if 1 (white) 1 if 2 through 8 Note: I observed that your coding for this variable changed between 1989 and 1990. However, this will not affect our interests since white remains a "1" in both methods. 5. "Anemia", "Hypertension chronic", "Hypertension, preg.", "Diabetes", "Abruptio placenta", and "Cord Prolapse" are each coded as: o if not present, 1 if present, and 9 if unknown; just delete the unknown code for each. (Call them: an, hc, hp, db, ap, and cp) Hence, we are requesting the above mentioned counts for 96 "demographic" groups (see Attac:hment A), 32 "medical history" groups (see Attachment B), and 4 "labor" groups (see Attachment C). We have constructed Attachment D as a synopsis of the type of SAS dataset we'd like you to prepare. 41 If you have any questions please feel free to contact me or Dr. Craig Turnbull (919-966-7259). After December 16, I can be reached in Raleigh at (919-787-6159). I look forward to working with you on this research as well as to meeting you soon. Thank you, Jennifer Bourbina cc. Dr. Turnbull , • 42 Attachment A Analysis 1 Maternal Age 18-24 I 25-34 Race 35+1 W I NW Sex M I F I Education I Parity <9 I 9-11 I 12+ P I M =========================================================================== Group# 1<18 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 I X X X X X X X X X X X X X X X X X X X X X X X X I X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X I X X .. X X X X X X X X X X X X X X , 43 Attachment A Continued • 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 • 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 44 Attachment B Analysis 2 Group #1 Hypert. chronic I Hypert. pregnancy Anemia Renal Disease Diabetes Y Y Y Y Y I N I N I N I N I N ============================================================================ 97 X X X X X 98 X X X X X 99 X X X X X 100 X X X X X 101 X X X X X 102 X X X X X 103 X X X X X 104 X X X X X 105 X X X X X 106 X X X X X 107 X X X X X 108 X X X X X 109 X X X X X 110 X X X X X 111 X X X X X 112 X X X X X 113 X X X X X 114 X X X X X 115 X X X X X 116 X X X X X 117 X X X X X 118 X X X X X 119 X X X X X 120 X X X X X 121 X X X X X 122 X X X X X 123 X X X X X 124 X X X X X 125 X X X X X 126 X X X X X 127 X X X X X 128 X X X X X . 45 Attachment C Analysis 3 Group# I Abruptio Placenta Yes I No I Cord Prolapse Yes I No ============================================= 129 x X 130 X X X X 131 X X 132 .. 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