PROFESSOR ROGER O’KEEFE International Law as a Global Conversation COURSE OUTLINE AND SUGGESTED READING The theme of the course and its point of departure for further discussion is that contemporary public international law structures and is in turn produced and implemented through what, both by design and in practice, can be conceived of as a global conversation. The generation, interpretation and application of rules of international law reflect a participatory, at times actively discursive and often ongoing social process, framed by international law itself, involving a potentially worldwide array of actors, state and non-state, public and private. The course seeks to substantiate, and reflects on, this characterization of the international legal system through an examination of the core systemic meta-rules and meta-legal devices that provide the juridical framework within which the substantive rules of international law are produced and implemented. The former comprise the meta-rules on the formation (viz the creation and modification) of customary international law, the meta-rules on reservations to and the interpretation and application of treaties, and the meta-legal devices employed by the international legal system for the non-judicial certification of legal fact, namely recognition, non-recognition and their functional equivalents. The course should be of interest not only to those studying public international law but also to comparative lawyers and to scholars of international relations. LECTURE 1 INTRODUCTION LECTURE 2 FORMATION OF CUSTOMARY INTERNATIONAL LAW (I): THE NORMATIVE FRAMEWORK Basic reading Crawford, Brownlie’s Principles of Public International Law (8th edn, 2012), pages 23–30, 33–4 and 37–44 Elias, ‘The Nature of the Subjective Element in Customary International Law’ (1995) 44 International and Comparative Law Quarterly 501 Further reading International Law Commission’s ongoing work on ‘Identification of customary international law’ (http://legal.un.org/ilc/guide/1_13.htm) Letter from John Bellinger, Legal Adviser, US Department of State, and William J Haynes, General Counsel, US Department of Defense, to Dr Jakob Kellenberger, President, International Committee of the Red Cross, regarding customary international humanitarian law study, 3 November 2006 (2007) 46 ILM 514 Response of Jean-Marie Henckaerts, Legal Advisor, ICRC, July 2007 (2007) 46 ILM 959 LECTURE 3 FORMATION OF CUSTOMARY INTERNATIONAL LAW (II): CASE STUDIES ON JURISDICTION AND IMMUNITIES Basic reading Hafner, ‘Historical Background to the Convention’ in O’Keefe and Tams (eds), The United Nations Convention on Jurisdictional Immunities of State and Their Property (2013) 1 O’Keefe, ‘Jurisdictional Immunities’ in Tams & Sloan (eds), The Development of International Law by the International Court of Justice (2013) 107 O’Keefe, ‘Domestic Courts as Agents of Development of the International Law of Jurisdiction’ (2013) 26 Leiden Journal of International Law 541, 551–8 Further reading International Law Commission’s ongoing work on ‘Immunity of State officials from foreign criminal jurisdiction’ (http://legal.un.org/ilc/guide/4_2.htm) Consideration by the Sixth Committee of the General Assembly of ‘The scope and application of the principle of universal jurisdiction’ (http://www.un.org/en/ga/sixth/68/UnivJur.shtml) LECTURE 4 FORMATION OF CUSTOMARY INTERNATIONAL LAW (III): CASE STUDIES ON THE LAW ON THE USE OF INTERSTATE FORCE Basic reading Gray, ‘The Use of Force and the International Legal Order’, in Evans (ed.), International Law (3rd edn, 2010), chap 20 Further reading Tams, ‘The Use of Force against Terrorists’ (2009) 20 European Journal of International Law 359 Ruys, ‘Crossing the Thin Blue Line: An Inquiry into Israel’s Recourse to Self-Defense Against Hezbollah’ (2007) 43 Stanford Journal of International Law 265 Becker, Terrorism and the State. Rethinking the Rules of State Responsibility (Oxford: Hart, 2006), 158-65, 176-85 and 211-38 LECTURE 5 RESERVATIONS TO TREATIES Basic reading Swaine, ‘Treaty Reservations’ in Hollis (ed), The Oxford Guide to Treaties (2012) 277 Redgwell, ‘Universality or Integrity? Some Reflections on Reservations to General Multilateral Treaties’ (1993) 64 British Yearbook of International Law 245 Baratta, ‘Should Invalid Reservations to Human Rights Treaties Be Disregarded?’ (2000) 11 European Journal of International Law 413 Further reading International Law Commission’s Guide to Practice on Reservations to Treaties, annexed to General Assembly resolution 68/111, 16 December 2013 (http://www.un.org/en/ga/search/view_doc.asp?symbol=A/RES/68/111) ‘Symposium: The International Law Commission’s Guide to Practice on Reservations to Treaties’ (2013) 24 European Journal of International Law 1055 Committee of Legal Advisers on Public International Law of the European Council as the European Observatory of Reservations to International Treaties (website) (http://www.coe.int/web/cahdi/european-observatory-of-reservations-to-international-treaties) LECTURE 6 INTERPRETATION OF TREATIES Basic reading Gardiner, ‘The Vienna Convention Rules on Treaty Interpretation’ in Hollis (ed), The Oxford Guide to Treaties (2012) 475 Further reading International Law Commission’s ongoing work on ‘Subsequent agreements and subsequent practice in relation to interpretation of treaties’ (http://legal.un.org/ilc/guide/1_11.htm) McLachlan, ‘The Principle of Systemic Integration and Article 31(3)(c) of the Vienna Convention’ (2005) 54 International and Comparative Law Quarterly 279 Brölmann, ‘Specialized Rules of Treaty Interpretation: International Organizations’ in Hollis (ed), The Oxford Guide to Treaties (2012) 507 Çalı, ‘Specialized Rules of Treaty Interpretation: Human Rights’ in Hollis (ed), The Oxford Guide to Treaties (2012) 525 LECTURE 7 APPLICATION OF TREATIES Basic reading Ulfstein, ‘Treaty Bodies and Regimes’ in Hollis (ed), The Oxford Guide to Treaties (2012) 428 Further reading Stoll, ‘Human Rights, Treaty Bodies’ in Max Planck Encyclopedia of Public International Law (online version) Amos, ‘The Dialogue between United Kingdom Courts and the European Court of Human Rights’ (2012) 61 International and Comparative Law Quarterly 557 McCarthy, ‘Diplomatic Assurances, Torture and Extradition : The Case of Othman (Abu Qatada) v the United Kingdom’, EJIL: Talk! 18 January 2012, http://www.ejiltalk.org/diplomatic-assurancestorture-and-extradition-the-case-of-othman-abu-qatada-v-the-united-kingdom/#more-4393 Tzanakopoulos, ‘United Nations Sanctions in Domestic Courts: From Interpretation to Defiance in Abdulrazik v Canada’ (2010) 8 International Journal of Criminal Justice 249 Tzanakopoulos, ‘Kadi Showdown: Substantive Review of (UN) Sanctions by the ECJ’, EJIL: Talk! 19 July 2013, http://www.ejiltalk.org/kadi-showdown/#more-8613 LECTURE 8 RECOGNITION, NON-RECOGNITION & ANALOGOUS DEVICES (I): CASE STUDY ON STATEHOOD Basic reading Crawford, Brownlie’s Principles of Public International Law (8th edn, 2012), chap 5 Frowein, ‘Recognition’ in Max Planck Encyclopedia of Public International Law (online version) Frowein, ‘Non-Recognition’ in Max Planck Encyclopedia of Public International Law (online version) Further reading Vidmar, ‘Explaining the Legal Effects of Recognition’ (2012) 61 International and Comparative Law Quarterly 361 Orakhelashvili, ‘Kosovo UDI between Agreed Law and Subjective Perception: A Response to Hilpold’ (2009) 8 Chinese Journal of International Law 285 Orakhelashvili, ‘Kosovo and the Pitfalls of Over-theorizing International Law: Observations on Hilpold’s Rejoinder’ (2009) 8 Chinese Journal of International Law 589 LECTURE 9 RECOGNITION, NON-RECOGNITION & ANALOGOUS DEVICES (II): CASE STUDY ON TITLE TO TERRITORY Basic reading Crawford, Brownlie’s Principles of Public International Law (8th edn, 2012), pages 143–51 and 155–7 Crawford, The Creation of States in International Law (2nd edn, 2006), 602–12 Further reading Cohen and Hébié, ‘Territory, Acquisition’ in Max Planck Encyclopedia of Public International Law (online version) Khan, ‘Decolonization’ in Max Planck Encyclopedia of Public International Law (online version) Mbengue, ‘Non-Self-Governing Territories’ in Max Planck Encyclopedia of Public International Law (online version) LECTURE 10 ENFORCEMENT AND DISPUTE SETTLEMENT (I) Basic reading Crawford, Brownlie’s Principles of Public International Law (8th edn, 2012), chaps 26 and 27 Further reading Eick, ‘Protest’ in Max Planck Encyclopedia of Public International Law (online version) Giegerich, ‘Retorsion’ in Max Planck Encyclopedia of Public International Law (online version) Crawford, Pellet and Olleson (eds), The Law of International Responsibility (2010), chaps 51.3 and 75 LECTURE 11 ENFORCEMENT AND DISPUTE SETTLEMENT (II) Basic reading Crawford, Brownlie’s Principles of Public International Law (8th edn, 2012), chaps 31 and 32 Further reading Lowe, ‘The Function of Litigation in International Society’ (2012) 61 International and Comparative Law Quarterly 209 Cannizzaro & Bonafé, ‘Fragmentation of International Law through Compromissory Clauses? Some Remarks on the Decision of the ICJ in the Oil Platforms Case’ (2005) 16 European Journal of International Law 481 Lang, ‘The Role of the International Court of Justice in a Context of Fragmentation’ (2013) 62 International and Comparative Law Quarterly 777 LECTURE 12 REFLECTIONS Advanced Reading GENERAL Boyle and Chinkin, The Making of International Law (2007) Focarelli, International Law as Social Construct. The Struggle for Global Justice (2012) Waldron, ‘Are Sovereigns Entitled to the Benefit of the International Rule of Law?’ (2011) 22 European Journal of International Law 315 Besson, ‘Sovereignty, International Law and Democracy’ (2011) 22 European Journal of International Law 373 Wheatley, ‘A Democratic Rule of International Law’ (2011) 22 European Journal of International Law 525 FORMATION OF CUSTOMARY INTERNATIONAL LAW Thirlway, ‘The Sources of International Law’ in Evans (ed), International Law (3rd edn, 2010), chap 4 Thirlway, The Sources of International Law (2014) Akehurst, ‘Custom as a Source of International Law’ (1974-75) 47 British Yearbook of International Law 1 Sloan, ‘General Assembly Resolutions Revisited (Forty Years Later)’ (1987) 58 British Yearbook of International Law 39 Dinstein, ‘The Interaction between Customary International Law and Treaties’ (2006) 322 Recueil des Cours de l’Académie de Droit International 243, 299–303, paras 76–82 and 371–9, paras 206–22 O’Keefe, ‘State Immunity and Human Rights: Heads and Walls, Hearts and Minds’ (2011) 44 Vanderbilt Journal of Transnational Law 999 Fox and Webb, The Law of State Immunity (3rd edn, 2013) International Law Commission’s completed work on ‘Jurisdictional immunities of States and their property’ (http://legal.un.org/ilc/guide/4_1.htm) O’Keefe and Tams (eds), The United Nations Convention on Jurisdictional Immunities of State and Their Property (2013) Wickremasinghe, ‘Immunities Enjoyed by Officials of State and International Organizations’, in Evans (ed), International Law (3rd edn, 2010), chap 13 O’Keefe, ‘Universal Jurisdiction: Clarifying the Basic Concept’ (2004) 2 Journal of International Criminal Justice 735 RESERVATIONS TO AND INTERPRETATION AND APPLICATION OF TREATIES Hollis (ed), The Oxford Guide to Treaties (2012) Corten and Klein (eds), The Vienna Conventions on the Law of Treaties: A Commentary (2011) Cannizzaro (ed), The Law of Treaties Beyond the Vienna Convention (2011) Gardiner, Treaty Interpretation (2008) Bjorge, The Evolutionary Interpretation of Treaties (2014) Nolte (ed), Treaties and Subsequent Practice (2013) Davidowicz, ‘The Effect of the Passage of Time on the Interpretation of Treaties: Some Reflections on Costa Rica v Nicaragua’ (2011) 24 Leiden Journal of International Law 201 Samson, ‘High Hopes, Scant Resources: A Word of Scepticism about the Anti-Fragmentation Function of Article 31(3)(c) of the Vienna Convention on the Law of Treaties’ (2011) 24 Leiden Journal of International Law 701 Harris et al., Harris, O’Boyle & Warbrick: The Law of the European Convention on Human Rights (2nd edn, 2009) White & Ovey (eds), Jacobs, White & Ovey: The European Convention on Human Rights (5th edn, 2010) Milanović, ‘Al-Skeini and Al-Jedda in Strasbourg’ (2012) 23 European Journal of International Law 121 Amos, ‘The Dialogue between United Kingdom Courts and the European Court of Human Rights’ (2012) 61 International and Comparative Law Quarterly 557 McCarthy, ‘Diplomatic Assurances, Torture and Extradition : The Case of Othman (Abu Qatada) v the United Kingdom’, EJIL: Talk! 18 January 2012, http://www.ejiltalk.org/diplomatic-assurancestorture-and-extradition-the-case-of-othman-abu-qatada-v-the-united-kingdom/#more-4393 Stoll, ‘Human Rights, Treaty Bodies’ in Max Planck Encyclopedia of Public International Law (online version) Conforti, The Law and Practice of the United Nations (3rd rev edn, 2005) Simma (ed), The Charter of the United Nations. A Commentary (2nd edn, 2002), 2 vols Matam Farrall, United Nations Sanctions and the Rule of Law (2007), 185–229 RECOGNITION, NON-RECOGNITION & ANALOGOUS DEVICES Orakhelashvili, The Interpretation of Acts and Rules in Public International Law (2008) Crawford, The Creation of States in International Law (2nd edn, 2006) Craven, ‘Statehood, Self-Determination, Recognition’ in Evans (ed), International Law (3rd edn, 2010), chap 8 Talmon, ‘The constitutive versus the declaratory theory of recognition: tertium non datur?’ (2004) 75 British Yearbook of International Law 101 O’Keefe, ‘The Admission to the United Nations of the Ex-Soviet and Ex-Yugoslav States’ (2001) 1 Baltic Yearbook of International Law 167 Grant, Admission to the United Nations. Charter Article 4 and the Rise of the Universal Organization (2009) Eden, ‘Palestinian Statehood: Trapped between Rhetoric and Realpolitik’ (2013) 62 International and Comparative Law Quarterly 225 Vidmar, ‘Palestine and the Conceptual Problem of Implicit Statehood’ (2013) 12 Chinese Journal of International Law 19 McAdam, Climate Change, Forced Migration, and International Law (2012) Shaw, ‘Territory in International Law’ (1982) 13 Netherlands Yearbook of International Law 61 O’Keefe, ‘Legal Title versus Effectivités: Prescription and the Promise and Problems of Private Law Analogies’ (2011) 13 International Community Law Review 147 Spadi, ‘The International Court of Justice Judgment in the Benin–Niger Border Dispute: The Interplay of Titles and “Effectivités” under the Uti Possidetis Juris Principle’ (2005) 18 Leiden Journal of International Law 777 Mickelson, ‘The Maps of International Law: Perceptions of Nature in the Classification of Territory’ (2014) 27 Leiden Journal of International Law 621 ENFORCEMENT AND DISPUTE SETTLEMENT Crawford, Pellet and Olleson (eds), The Law of International Responsibility (2010), especially chaps 38, 46–48, 64 and 79–86 Crawford, State Responsibility: The General Part (2013) Ulstein et al (eds), Making Treaties Work: Human Rights, Environment and Arms Control (2007) Keller and Ulfstein (eds), UN Human Rights Treaty Bodies. Law and Legitimacy (2012) Mushkat, ‘State Reputation and Compliance with International Law: Looking through a Chinese Lens’ (2011) 10 Chinese Journal of International Law 703 Smith, ‘More of the Same or Something Different? Preliminary Observations on the Contribution of Universal Periodic Review with Reference to the Chinese Experience’ (2011) 10 Chinese Journal of International Law 565 Rose, ‘The UK Bribery Act 2010 and Accompanying Guidance: Belated Implementation of the OECD Anti-Bribery Convention’ (2012) 61 International and Comparative Law Quarterly 485 Collier and Lowe, The Settlement of Disputes in International Law: Institutions and Procedures (1999) Merrills, International Dispute Settlement (5th edn, 2011) Shany, The Competing Jurisdictions of International Courts and Tribunals (2004) Brown, A Common Law of International Adjudication (2007) Fauchald and Nollkaemper (eds), The Practice of International and National Courts and the (De-) Fragmentation of International Law (2012) Schulte, Compliance with Decisions of the International Court of Justice (2004) Hernández, ‘A Reluctant Guardian: The International Court of Justice and the Concept of “International Community”” (2012) 83 British Yearbook of International Law 13
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