Regulations for Department-level Review of Faculty Promotion Applications by Department International Tourism and Hospitality at I-Shou University Ratified and promulgated by the President on January 4, 2013 Amendments to Articles 2, 4, 5, 8, 11, 14, 16~18, and 21~24 ratified and promulgated by the President on July 11, 2014 Article 1 The Regulations for Department-level Review of Faculty Promotion Applications by Department of International Tourism and Hospitality at I-Shou University (hereinafter referred to as the “Regulations”) are established by the Department of International Tourism and Hospitality (hereinafter referred to as the “Department”) pursuant to the Regulations for Faculty Promotion System at I-Shou University. Article 2 Any application, recommendation and review concerning faculty promotion at the Department shall be carried out according to relevant regulations of the University, the Regulations itself, and relevant regulations and decrees of the Ministry of Education. Article 3 When a faculty member applies for promotion, his/her qualifications, years of service, specialized publications as well as teaching and counseling & service performance shall meet the requirements as referred to in the Regulations. Article 4 After the current academic rank of a full-time faculty member has been accredited by the Ministry of Education and he/she meets one of the following requirements, he/she may file a promotion application: 1. Promotion from the level of lecturer to assistant professor: a. holding a PhD degree or an academic credential at the equivalent educational level, and having remarkable achievements and specialized publications; b. holding a master’s degree or an academic credential at the equivalent educational level, having worked in research, professional field or sector in relation to his/her major(s) for four years or more, and having remarkable achievements and specialized publications; c. having worked as a lecturer for three years or more, and having remarkable achievements and specialized publications. 2. Promotion from the level of assistant professor to associate professor: 1 a. holding a PhD degree or an academic credential at the equivalent educational level, having worked in research, professional field or sector in relation to his/her major(s) for four years or more, and having specialized publications; b. having worked as an assistant professor for three years or more, and having remarkable achievements and specialized publications. 3. Promotion from the level of associate professor to professor: a. holding a PhD degree or an academic credential at the equivalent educational level, having worked in research, professional field or sector in relation to his/her major(s) for eight years or more, and having creations or inventions, great contributions to the academia or important specialized publications; b. having worked as an associate professor for three years or more, and having remarkable achievements and important specialized publications. An applicant for promotion to the level of assistant professor with a PhD degree as per Item 1, Subparagraph 1 of the preceding paragraph shall be subject to the same screening procedure as that applicable to newly-appointed faculty members (college-level and university-level external review). Meanwhile, such an applicant can apply for promotion only when his or her result of faculty evaluation on teaching and counseling & service performance meets the requirements specified in relevant rules and regulations for faculty promotion of the University. For full-time faculty members from another academic institution applying for a teaching post at the University, their previous experience in teaching shall be recognized by the University. However, such faculty members are permitted to file a promotion application only after one full year of teaching at the University; meanwhile, their results of faculty evaluation on teaching and counseling & service performance shall meet the requirements specified in relevant rules and regulations for faculty promotion of the University. Faculty members shall have taught at the University for at least one full year before they are eligible for promotion on the basis of the length of service as working in research, professional field(s) or sector as referred to in Paragraph 1. Meanwhile, such faculty members can apply for promotion only when their results of faculty evaluation on teaching and counseling & service performance meet the requirements specified in relevant rules and regulations for faculty promotion of the University. Article 5 When a faculty member has acquired the Certificate of Lecturer or the Certificate of 2 Associate Lecturer before the enforcement of the amendments to the Act of Governing the Appointment of Educators (March 21, 1997), and continues teaching without suspension and holds a PhD degree, such a faculty member may directly file an application for promotion to the level of associate professor without abiding by Article 29 of the University Act. In case of failure in promotion to the level of associate professor with a PhD degree, the applicant may file another promotion application for the level of assistant professor. When a faculty member who has been promoted to the level of assistant professor according to the preceding paragraph wishes to apply for promotion to the level of associate professor, he/she is not allowed to apply for promotion by submitting all or part of his/her PhD dissertation. Instead, such a faculty member shall submit publications or works presented after reaching the academic rank of assistant professor for qualifications accreditation, and shall not be abided by the minimum length of teaching period referred to in Subparagraph 2, Paragraph 1 of the Article 6 preceding article. The length of service and teaching period referred to in Article 4 shall be determined on the basis of the following: 1. Working in research, professional field or sector: the effective date of assuming duty and leaving office stated on the Certificate of Service issued by the organization(s) or institution(s) an applicant has served; 2. Length of teaching: the beginning date of teaching stated on the Teacher Certificate, along with Letters of Appointment accepted by the applicant over the past years, to calculate the length of teaching period as of the end of the semester (July 31 or January 31) in which an applicant applies for promotion. The length of teaching period as a part-time teacher shall be reduced by half. 3. The length of teaching service shall not include the period in which an applicant has retained the position without pay. However, the length of teaching service before and after the above-mentioned period may be considered continuous regardless of suspension in between, and is used to calculate the total length of teaching based on the effective date stated on the Teacher Certificate, along with Letters of Appointment accepted by the applicant over the past years. 4. For a faculty member who has been temporarily transferred to another academic institution with prior consent of the University and returned to teach courses of two credits or more at the University without hourly pay every semester during the period of temporary transfer, a maximum of two years of temporary transfer 3 will be recognized by the University. However, when he or she has been temporarily transferred to another academic institution for three years or more, he or she may apply for promotion qualifications accreditation to the academic institution to which he or she is temporarily transferred with prior consent of the Teacher Review Committee of the University (hereinafter referred to as the “university-level Teacher Review Committee”). 5. When faculty members who are allowed to pursue further studies or conduct research on a full-time basis apply for faculty promotion, the period of full-time studies/research will be counted and a maximum of one year of full-time studies/research will be recognized by the University. Article 7 Faculty members shall teach at the University during the semester in which they file a promotion application. Should an applicant ask for leave or resign for some reason during the review period, his/her application for promotion shall be suspended until he/she returns to the University to teach. When the suspension period exceeds one Article 8 year, the application shall be considered closed. To assess an applicant’s performance on teaching and counseling & service, the faculty evaluation results shall be recognized. An applicant shall provide the results of three (including the most recent faculty evaluation) out of the four faculty evaluations (including basic and advanced performance), and the aforementioned results shall be received by an applicant before the submittal of application for promotion. Only after satisfactorily meeting the following requirements for the performance on teaching and counseling & service can a faculty member apply for promotion: 1. An applicant shall receive a score of 70 or higher on teaching and counseling & service, respectively, if the results submitted are those of the fourth faculty evaluation and subsequent faculty evaluations; he or she shall also be ranked among the top 80% in the sub-category/group he or she belongs to. (those with the same scores shall be included in the ranking, and the same rules shall be applied to the following subparagraphs.) 2. An applicant shall receive a score of 70 or higher on teaching and counseling & service, respectively, if the results submitted are those of the seventh faculty evaluation and subsequent faculty evaluations; he or she shall also be ranked among the top 80% in the sub-category/group he or she belongs to. Requirements for faculty members from each sub-category are as below: a. Teaching -oriented group: 4 (1) Teaching performance: being ranked among the top 80% in the teaching-oriented group (2) Counseling & service performance: being ranked among the top 80% at the college (or the Center for General Education) an applicant belongs to. b. Teaching-and-research-oriented group: both performance on teaching, and counseling & services are ranked among the top 80% at the college (or the Center for General Education) an applicant belongs to. As for the criteria referred to in Subparagraph 2 of this article, a faculty member serving concurrently as an administrative head are allowed to be ranked among the top 90% in terms of teaching performance. In terms of assessment of results on teaching and counseling & service from the first to the sixth faculty evaluations, if the number of faculty members in the sub-category of Humanities is less than fifteen, these faculty members will be relocated to the sub-category of Social Sciences for ranking; when the number of faculty members in the sub-category of Nature & Life Science is less than fifteen, these faculty members will be relocated to the sub-category of Engineering for ranking. 3. After a faculty member’s performance on teaching and counseling & service for at least two faculty evaluations (including the most recent faculty evaluation) meets the requirements referred to in Subparagraph 2 of this article, such a faculty member shall not be subject to the requirements referred to in Subparagraph 1 of this article when satisfying any of the following requirements. a. having been employed by the University for less than four years; b. having been temporarily transferred to another university, state-owned or private business entity, or institution; Article 9 c. being exempted from the evaluation. The scoring standards of specialized publications and research achievements submitted for faculty promotion shall be governed by the Guidelines on Evaluation of Research Performance for Faculty Promotion by Department of International Tourism and Hospitality at I-Shou University. Article 10 To apply for faculty promotion, faculty members are required to prepare and submit documents as specified in the Attachment 1 for the purpose of qualifications accreditation. 5 Article 11 Applicants for faculty promotion shall submit specialized publications, such as published monographs, papers published in domestic or international academic or professional journals (including electronic journals which have formal peer-review procedures, are open to the public, and can be accessed via electronic transmission), papers which are certified to be accepted by any of the above-mentioned journals and will be published in the near future, or papers presented at domestic or international conferences with formal peer-review procedures and published and publicly issued in the form of proceedings (including a CD or DVD). The institution affiliation specified in a representative publication must be I-Shou University, and the applicant shall be the first author of one journal paper at the least. An applicant who submits more than two kinds of publications for screening shall determine representative and reference publications by himself or herself. Publications closely correlated with one another may be compiled into a package of representative publications, and the applicant shall submit an explanatory statement on their correlations. The representative publications submitted before for accreditation shall not be submitted as a representative publication for the promotion again. In case of any similarity between the representative publication submitted for the previous promotion and that for the current promotion application, the applicant shall also submit a comparison table to elaborate on similarities and differences between these two representative publications. Other issues in respect of publications shall be governed by the Accreditation Regulations Regarding Teacher Qualifications at Institutions of Higher Education promulgated by the Ministry of Education. When art teachers wish to apply for promotion, they may submit works of arts or proof of achievements in arts in lieu of specialized publication for review. Specialized publications, works and proofs of achievements submitted for screening shall be governed by the Guidelines for the Screening of Qualification on Teachers of Junior Colleges and Higher Levels as well as relevant regulations. Article 12 When a faculty member applies for promotion with a journal paper which is certified to be accepted by a journal and will be published in the near future, his or her representative publication shall be published within one year of the acceptance date stated on the Certificate of Acceptance issued by the journal. The representative publication shall be submitted to the Office of Human Resources for examination and safekeeping within two months of the date of official publication on the journal. In case of failure to have the paper published within one year and nothing the 6 applicant concerned shall be to blame for, he or she shall apply for an extension to the university-level Teacher Review Committee by submitting a certificate issued by the journal which clearly states the reason of failure to have the paper published as well as the exact date of publication, and the paper shall be published within three years of the acceptance date stated on the Certificate of Acceptance. The paper shall be submitted to the Office of Human Resources for future reference before the end of the one-year extension of publication. The paper referred to in the preceding paragraph, once accredited, shall not be submitted as a publication for next promotion. If an applicant fails to have the representative publication published or submitted to the Office of Human Resources by the prescribed deadline, his or her newly-accredited academic rank shall be revoked by the Ministry of Education and the certificate of the newly-accredited academic rank shall be returned or annulled. Article 13 In principle, the maximum number of candidates for promotion at each academic rank recommended by the Department every year is two-fifths of the full-time faculty at each academic rank (prior to promotion) at the Department (the result shall be rounded up to the nearest integer). However, the aforesaid restriction is not applicable to the number of promotion applications submitted by lecturers and assistant professors. Article 14 In any of the following circumstances, faculty members are not allowed to apply for promotion: 1. failing to fulfill the required weekly teaching hours during the semester in which the application for promotion is reviewed through three review processes at three levels; 2. leaving office with the position retained and no pay; or 3. failing to meet relevant provisions in the Guidelines on Evaluation of Teaching and Counseling & Service Performance for Faculty Promotion at I-Shou University. Article 15 In principle, the qualifications accreditation for faculty promotion shall go through three review processes at three levels. The department-level reviews are carried out by the Teacher Review Committee of the Department (hereinafter referred to as the “department-level Teacher Review Committee”). Article 16 Department-level review procedures: 1. After confirming the maximum number of applications and reviewing applicants’ overall qualifications, the department-level Teacher Review Committee shall 7 then review the performance on teaching, counseling & service, and research of each applicant after he/she has been promoted to his/her current academic rank. The department-level Teacher Review Committee shall evaluate an applicant’s performance on teaching and counseling & service in accordance with the Guidelines on Evaluation of Teaching & Service Performance for Faculty Promotion at I-Shou University; the scoring standards of research achievements shall be governed by the Guidelines on Evaluation of Research Performance for Faculty Promotion by Department of International Tourism and Hospitality at I-Shou University. 2. Members to the department-level Teacher Review Committee first evaluate and score an applicant’s performance on teaching and counseling & service within the most recent three years in each and every aspect. An applicant shall receive an average score of 70 or more for teaching and counseling & service, respectively, by all of the members. The results of the Teaching & Service Performance accounts for 80%, and the department-level review score accounts for 20%; the final score shall be 70 or higher. 3. After an applicant a) receives a score of 70 or more for the performance on teaching, counseling & service, and research, respectively, from the department-level Teacher Review Committee (the results shall be rounded off to the nearest integer), b) the overall score meets the standards of respective academic ranks, and c) has been approved to be recommended by the department-level Teacher Review Committee, the applicant is considered passing the department-level review. a. Promotion to the level of professor: 60% for research, 25% for teaching, and 15% for counseling & service; the sum of these three scores is the final grade for department-level review. An applicant for promotion to the level of professor is considered passing the department-level review only when he or she receives a final grade of 70 or higher. b. Promotion to the level of associate professor: 60% for research, 25% for teaching, and 15% for counseling & service; the sum of these three scores is the final grade for department-level review. An applicant for promotion to the level of associate professor is considered passing the department-level review only when he or she receives a final grade of 70 or higher. c. Promotion to the level of assistant professor: 50% for research, 35% for teaching and 15% for counseling & service; the sum of these three scores is 8 the final grade for department-level review. An applicant for promotion to the level of assistant professor is considered passing the department-level review only when he or she receives a final grade of 70 or higher. d. The final grades of the department-level review of applicants for promotion to the same academic rank shall be ranked in order. When two applicants or more have the same grade, their scores of the three items will be compared in the sequence of research, teaching, and counseling & service. The Chairperson of the department-level Teacher Review Committee shall submit his/her remarks on the applications which have passed the department-level review to the college-level Teacher Review Committee along with the applicants’ scores, documents and publications for promotion. Article 17 Prior to a meeting convened by the department-level Teacher Review Committee, committee members may scrutinize the documentation submitted by applicants for promotion in a specific location. Article 18 During the department-level review, members to the department-level Teacher Review Committee are required to be present in the course of qualifications accreditation, or they are disqualified to score applications for promotion. If any committee member doubts any application, a deferral of qualifications accreditation may be achieved as decided by the department-level Teacher Review Committee. Upon resumption of screening, the department-level Teacher Review Committee may resume the screening after inviting the applicant concerned to attend the meeting or requesting an explanatory statement from the applicant concerned. Article 19 Applications for faculty promotion are accepted and reviewed once every semester. The procedure for faculty promotion is specified in the University’s regulations for faculty promotion. Late applications or incomplete applications without all required information will not be considered. Article 20 For applications not passing the qualifications accreditation, the department-level Teacher Review Committee shall have the Department to provide review results and an explanatory statement to the applicants concerned in an official letter in the name of the University. At the same time, the applicants concerned shall be informed of how to seek administrative relief. Article 21 If an applicant doubts the department-level review results and has solid evidence, he or she may refer an application for reconsideration to the Teacher Review Committee determining the application result, or an appeal to the Faculty Plea and Arbitration Committee within thirty days of the receipt of the notice of final results. 9 If an applicant raises any objection against the reconsideration results, he or she may refer an appeal to the Faculty Plea and Arbitration Committee within thirty days from the next day that the notice of reconsideration results is received. When an applicant doubts review results offered by the university-level Teacher Review Committee and has solid evidence, he or she may refer an appeal to the Faculty Plea and Arbitration Committee within thirty days of the receipt of the notice of Article 22 final results. Part-time faculty members are not allowed to apply for promotion unless they meet the requirements specified in Article 12 in the Regulations for Appointment of Part-time Teachers at I-Shou University. Qualified part-time faculty members shall apply for promotion in accordance with relevant regulations and rules for faculty promotion. Article 23 When a part-time faculty member getting promoted at another academic institution and receiving the Teacher Certificate for a higher academic rank applies for change in his or her status to the new academic rank after promotion, the University may change his or her status to the new academic rank in the beginning of the semester in which he or she files such an application provided that the application is approved by the university-level Teacher Review Committee before the commencement of the semester, or the University may change his or her status to the new academic rank in the following semester provided that the application is approved by the university-level Teacher Review Committee after the commencement of a semester. When a part-time faculty member meeting the requirements of elevation to a higher academic rank applies for change in his or her status to a higher academic rank, he or she shall file an application in accordance with Article 11 of the Regulations for Article 24 Faculty Appointment at I-Shou University. The Regulations become effective on the third day of promulgation after being adopted by the department-, college- and university-level Teacher Review Committees and ratified by the President. Note: In the event of any dispute or misunderstanding as to the interpretation of the language or terms of these Regulations, the Chinese language version shall prevail. 10 Attachment 1 Documents to Be Submitted for Qualifications Accreditation by Department of International Tourism and Hospitality at I-Shou University I. One faculty promotion application package: Please do not bind the following documents. 1. the résumé for teacher qualifications accreditation (including an electronic copy): please visit the website of the Council of Academic Reviewal & Evaluation, Ministry of Education at www.schprs.edu.tw to fill in the résumé; 2. an application form for faculty promotion; 3. a sheet of publications for faculty promotion (one page only); 4. a list of off-campus examiners to be excused (a maximum of three persons with an explanatory statement). II. Documents to be submitted for department-level review by Department of International Tourism and Hospitality: Please do bind the following documents in triplicate. 1. a photocopy of the Teacher Certificate for the current academic rank issued by the Ministry of Education; 2. a photocopy of the Letter of Appointment for the current academic rank; 3. a Certificate of Full-time Teaching (only for part-time faculty members with a full-time teaching job) and a Certificate of Course Instruction during the term of part-time appointment submitted by part-time faculty members; 4. data on teaching performance within the most recent three to five years (a maximum of three pages); 5. data on counseling & service performance within the most recent three to five years (a maximum of three pages); 6. a table of contents on research achievements; 7. a summary of representative and reference publications (a maximum of three pages); 8. the original of the Certificate of Co-authorship in triplicate (only for applicants with a representative publication completed collaboratively with others); 9. the abstract of the Ph.D. dissertation (one page only); 10. the representative publication submitted for the previous promotion application [including the title, abstract and keywords in Chinese and English, the name(s) of the author(s), and the publisher], as well as a list of reference publications. III. Representative and reference publications (The publications shall be published within the most recent five years prior to the effective date of promotion), as well as abstracts in Chinese 11 (500 to 1,000 words): Please submit them in triplicate. IV. Concrete achievements of teaching, counseling & service, and research : Please submit the documents in triplicate. * As to documents listed under items II, III and IV, there is no limitation on the amount of volumes to be bound provided that there is a large number of documents for the review of faculty promotion. Note: In the event of any dispute or misunderstanding as to the interpretation of the language or terms of this list of documentations, the Chinese language version shall prevail. 12
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