THE TWENTY-THIRD Isaiah Thomas Award in Publishing Sponsored by The Xerox Corporation Presented to TIM O’REILLY Presented at Seybold Seminars New York February 20, 2002 School of Printing Management and Sciences College of Imaging Arts & Sciences ROCHESTER INSTITUTE OF TECHNOLOGY ROCHESTER, NEW YORK C abcdefghijklm Isaiah Thomas Award in Publishing A 2 Tim O’Reilly 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing T Tim O’Reilly im O’Reilly is founder and president of O’Reilly & Associates, thought by many to be the best computer book publisher in the world. In addition to publishing pioneering books like Ed Krol’s The Whole Internet User’s Guide & Catalog (selected by the New York Public Library as one of the most significant books of the twentieth century), O’Reilly has also been a pioneer in the popularization of the Internet. O’Reilly’s Global Network Navigator site (GNN, which was sold to America Online in September 1995) was the first Web portal and the first true commercial site on the World Wide Web. The Isaiah Thomas Award, named for one of America’s great patriot printers, is awarded annually by the School of Printing Management and Sciences in recognition of outstanding contributions to the publishing industry. Mr. O’Reilly is the 23nd recipient of the award. Isaiah Thomas established The Massachusetts Spy in 1779 at a print shop known as “the sedition factory” by the British colonial government. Legend has it that Thomas rode with Paul Revere to rouse the militia for the battles of Lexington and Concord. He continued his career as a publisher after the Revolutionary War, and in 1810 wrote The History of Printing in America, which is still in print and regarded as the basic source of information on early American printing and publishing. O’Reilly continues to pioneer new content developments on the Web via its O’Reilly Network affiliate, which also manages sites such as www.perl.com and xml.com. O’Reilly’s conference arm hosts the popular Perl Conference, the Open Source Software Convention, and the O’Reilly Emerging Technology Conference. Tim has been an activist for Internet standards and for Open Source software. He has led successful public relations campaigns on behalf of key Internet technologies, helping to block Microsoft’s 1996 limits on TCP/IP in NT Workstation, organizing the “summit” of key free software leaders where the term “Open Source” was first widely agreed upon, and, most recently, organizing a series of protests against frivolous software patents. Tim received Infoworld’s Industry Achievement Award in 1998 for his advocacy on behalf of the Open Source community. Tim has written numerous books on computer topics, most notably UNIX Text Processing (with Dale Dougherty; Howard Sams, 1987), Managing UUCP and USENET (with Grace Todino; no longer in print), The X Window System Users’ Guide (with Valerie Quercia), and The X Toolkit Intrin- B 4 5 6 7 8 9 3 C abcdefghijklm Isaiah Thomas Award in Publishing sics Programming Manual (with Adrian Nye), UNIX Power Tools (with Jerry Peek and Mike Loukides) and Windows 98 in a Nutshell (with Troy Mott and Walter Glenn). As an O’Reilly & Associates editor he has had a major hand in the development of many of the company’s other titles, including UNIX in a Nutshell, Programming Perl, Sendmail, Essential System Administration, and The Cathedral and the Bazaar. Tim also conceived an award-winning series of travel books, published by O’Reilly affiliate Travelers’ Tales. His company’s Patient Centered Guides provide information from “health system hackers”—patient advocates who have experienced the best and worst of what the medical system has to offer, and pass along their experience for sufferers of chronic or life-changing diseases. Tim has served on the board of trustees for both the Internet Society and the Electronic Frontier Foundation, two organizations devoted to making sure that the Internet fulfills its promise. He is on the boards of CollabNet, ActiveState Tool Corp, and Webb, Inc. (part of Jabber.com). Tim graduated from Harvard College in 1975 with a B.A. cum laude in Classics. His honors thesis explored the tension between mysticism and logic in Plato’s dialogues. A 4 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Tim O’Reilly B The first O’Reilly book to be sold in bookstores. 4 5 6 7 8 9 5 C abcdefghijklm Isaiah Thomas Award in Publishing PROGRAM INTRODUCTION Frank Romano, Chair School of Printing Management and Sciences WELCOME Peter Perine Vice President/General Manager, Publishing Xerox Worldwide Graphic Arts Industry Business GREETINGS Gene Gable, President Seybold Seminars and Publications INTRODUCTION OF SPEAKERS A Michael Kleper, Professor Paul and Louise Miller Distinguished Professor School of Printing Management and Sciences REMARKS David Pogue New York Times Technology Columnist and O’Reilly Publishing Partner in the Missing Manual Series 6 Paul Hilts Publishing Industry Analyst 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Clay Shirky Technology Writer and Consultant Program PRESENTATION OF AWARD Dr. Joan Stone, Dean College of Imaging Arts and Sciences ACCEPTANCE OF AWARD Tim O’Reilly CLOSING REMARKS Frank Romano B 4 5 6 7 8 9 7 C abcdefghijklm Isaiah Thomas Award in Publishing A The Wisdom of Tim O’Reilly 8 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Y The Wisdom of Tim O’Reilly ou don’t know exactly where you’re going. But you know what you’re looking for, and you trust yourself to know when you find it. This approach takes a lot of courage, a lot of tolerance for ambiguity, a willingness to pass up short term opportunities that somehow don’t seem quite right, an ability to change direction suddenly when you realize that one path you’ve headed down doesn’t quite take you where you want to go.... I could go on and on. The point I’m trying to make is that this effort has been entirely in the same spirit that launched our book publishing efforts in the first place. That spirit of exploration driven by “I know what I’m looking for” that’s so foreign to most business planning is the very essence of what has made ORA successful. Edwin Schlossberg said, “The skill of writing is to create a context in which other people can think.” This is true of fiction as well as nonfiction, of poetry as well as scientific papers. The ways that you create that context differ from format to format, but if you understand that a big part of your job is building a framework within which your reader will work, and upon which he or she will elaborate, you’re a good part of the way toward becoming a successful writer. The Long View (internal company newsletter) September, 1993 I B ’m afraid we don’t look very much at what the competition is doing. .In fact, if there are good books in an area, we tend to stay away from it (unless we were there first, in which case we’ll continue to expand our program.) Our main goal in publishing books is to be useful, which generally means documenting things for which there isn’t already a good book. Sometimes it means rethinking an existing area to bring out important information that’s been overlooked. We think of our fundamental mission as knowledge transfer: finding out cool things that people at the leading edge have figured out, and writing it down so that others can learn from it. 4 5 6 7 8 9 9 C abcdefghijklm Isaiah Thomas Award in Publishing T he opportunity that I built O’Reilly around was that the software research community behind Unix didn’t see it as their objective to produce a commercial operating system. They provided sufficient documentation to advance their own objectives. But when it came to reaching a wider audience, there was a lot left unsaid. And by taking the time to fill that gap, we were able to add enormous value. If someone wants to write a book as a freely redistributable document, I’m happy to support them by publishing it, if it’s a worthwhile book. But there are an awful lot of topics for which the finished book will never exist unless someone has the financial incentive to create it. My goal is to find the balance of free and proprietary that produces the greatest amount of value, both for creators and for their users. I like open-source software and open standards because they encourage creativity and allow easy entry to the market; I like commercial activity, which sometimes (though not always) needs to be proprietary to a greater or lesser extent to create enough revenue to justify itself, because it fills needs that may not be addressed by volunteer or “scratch your own itch” efforts. As an old teacher of mine once said, “You pick the hat to fit the head.” I want to say a bit more about what our books in these other areas (Travel and Medical Books) have in common with our technical books. They actually spring from a remarkably consistent vision: I have always thought of our core competency as being one of solving information problems. There are lots of areas where the gulf between the people in the know, and the people who need to know, is wider than it should be. What we’ve always tried to do was to bridge that gap, to write down what leading-edge people know for the benefit of those who follow. A W e’re not just about computers or computer books. We’re really about solving information problems. Our core mission is transferring information from people who have it to people who need it. 10 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing T P The Wisdom of Tim O’Reilly he absolute essential (as in any publishing) is to find an author who has something to say. There are an awful lot of so-called technical books written in which the knowledge level is amazingly thin. Some hack writer goes through and writes up all the obvious stuff (which no one of any sophistication needs a book for) and that’s that. We like to find people who really know their stuff. In fact, my favorite way to start a book is to find someone who appears to be able to do magic. (Remember Arthur C. Clarke’s dictum: “Any sufficiently advanced technology is indistinguishable from magic.”) Then I ask them to spill the beans on what they do. For example, early in my career (around 1983), I wrote what I think was the first-ever Unix system administration manual. I was working on contract at an early workstation manufacturer, writing the documentation for their graphics subsystem. For Unix documentation, they were simply shipping the man pages. And I noticed that the administrators seemed to know an awful lot of stuff that wasn’t readily apparent from those pages! What’s more, when someone wanted to know how to do something, they didn’t start with the man pages; they started by asking one of the “wizards” how to do what they wanted. So I asked the management, “Whom are your customers going to ask?” They didn’t have a good answer, so I persuaded them that I ought to interview the wizards and capture what they knew. I eventually acquired the rights to that manual back from the vendor, and subsequently licensed it to other companies. At one of those companies, it was rewritten and expanded by Mike Loukides, and then rewritten and expanded once again by Aeleen Frisch, who worked for Mike. When the company went out of business, I acquired the rights once again, and Aeleen rewrote the book a third time. We published it as the now-classic Essential System Administration. B ersonal Goal: To become the information provider of choice to the people who are shaping the future of our planet, and to enable change by capturing and transmitting the knowledge of innovators and innovative communities. 4 5 6 7 8 9 11 C abcdefghijklm Isaiah Thomas Award in Publishing W e’ve actually gone so far as to correlate book sales in various technologies with the stock prices of related companies, and it’s shocking how closely the curves overlap. Oracle book sales match Oracle’s stock price, Java book sales track Sun’s stock price, and so on. This confirms a point that I’ve often made: there’s a lot of faddishness in the computer book market, in which people buy books to find out what’s hot, rather than because they have real problems to solve. That’s why high-end publishers like O’Reilly, Addison-Wesley, and Prentice-Hall tend to be less affected than entry-level mass market publishers. Our books appeal to the hardcore practitioners who need the information in their daily work, rather than just to the curious. I started my writing career as a critic. (I wrote capsule reviews of science fiction for Library Journal, and then a book, unfortunately now out of print, about science fiction writer Frank Herbert.) In writing about books, I always tried to see what was good in them and provide background that would help the reader get more out of them. This doesn’t mean that you can’t find fault and provide constructive criticism, but, especially if there are other books that cover the same subject matter, I’d rather praise a good book than damn a bad one. This is not dissimilar to my publishing philosophy. We try to write books about interesting software, and just avoid boring software that there isn’t much to say about. But once we make the choice to write or publish, we focus in on what doesn’t work as well as what does, in a proportion that will hopefully provide the most benefit to the reader. I remember working with one of my authors in the days when I was an active editor. He complained that he couldn’t do a good job on one chapter because the software was so buggy; I told him that made it one of the most important chapters! If he glossed over the problems, the reader might well waste hours coming to the same conclusion. He needed to be unstinting in working through this particular subsystem and pointing out all the pitfalls, since his job was to be a scout for the programmer and specify clearly what he’d found out. A 12 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing I The Wisdom of Tim O’Reilly look forward to a world in which I have a cheap device that can hold hundreds or thousands of books. E-paper has the potential to create something that’s far more similar to a printed book than anything we’re seeing today, and that will be an enormous convenience. That being said, I’m very fond of paper books. I have run out of wall space in my house for bookshelves. One of my hobbies is to collect old editions of bestselling books from bygone eras (many of them now largely forgotten) to find out just what people in that time found so compelling. I find that many “great” books have a timeless quality, but the second tier down, in which grand human themes stand out less than the time-bound peculiarities of an age, provide a fascinating window onto the past. One of the big worries I have about a shift to electronic books is that older documents won’t be easily preserved. We already see this on the Web. Electronic documents are more ephemeral than those in print. One area where we see the difficulty of the lack of long-term electronic memory is in the area of software patents. A great deal of knowledge dissemination now occurs not via print (or even electronic journals) but in less formal types of publishing such as Web pages or Usenet or mailing list postings. When the Patent Office goes to look for “prior art” on patent applications, much of it is invisible, and as a result, patents are being granted on many techniques that have previously been invented or practiced by many others. This is only one of many ways in which our social and regulatory systems haven’t caught up with technology. An even deeper worry is the trend toward locking up electronic content too tightly. I was absolutely appalled by the recent comments of Pat Schroeder, president of the Association of American Publishers, attacking libraries for making electronic journals available to their readers without charge. (See http://washingtonpost.com/wp-dyn/articles/A365842001Feb7.html) Feeling threatened by the Internet, publishers in fields from music to scientific journals are overreacting and overreaching. They have gone beyond seeking “copy right” to seeking “reader right” or “performance right.” This is an extremely dangerous trend. For a blistering, and all-too-prescient indictment of this trend, see John Gilmore’s thought-provoking essay “What’s Wrong with Copy Protection” (http://www.toad.com/ gnu/whatswrong.html). B 4 5 6 7 8 9 13 C abcdefghijklm Isaiah Thomas Award in Publishing O ’Reilly was the first company ever to do advertising on the Web (in 1993, as part of the first release of our proto-portal, the Global Network Navigator, or GNN). At the time, nobody believed that advertising online would work, and we had to do years of heavy lifting (eventually selling GNN to America Online in 1995) before the marketplace had evolved enough to sustain ad-supported businesses like Yahoo! Now, while there are still failures of ad-supported Web sites (just as there are failures of adsupported print magazines), no one disputes that it is a viable business model that can lead to successful businesses (albeit not as many as joined in the gold rush). There will be many experiments. We’re running one ourselves. Our recently released Safari eBooks service provides “O’Reilly content dial tone,” so to speak, for a monthly subscription fee. NetLibrary is pursuing the library model online. There will be many failures, but eventually also many successes in online publishing. The other thing that’s important to recognize is that new media create new formats. You can’t just watch the success or failure of a direct translation to a new medium. Movies were originally adapted from plays, but eventually became a medium in their own right, with players and dynamics very different from those of the theater. In some ways, interactive computer games are one successor to the novel (and the television program)—and they are already a huge business. Web sites are successors to magazines and newspapers and some types of books. For that matter, online help has become a successor to one type of book—the software manual!—such that David Pogue’s Missing Manual series and our own In a Nutshell series have been able to exploit a real niche by providing a printbased alternative to information that is currently largely provided online. The story is always more complicated than it looks, and attempts to simplify almost always get it wrong. A W hile it may seem trivial to produce an added e-book, and it probably is, if all you’re doing is producing a PDF of an existing book, PDF is far from the dominant way to deliver eBooks. There are lots of possible ways to do it, ranging from developing online libraries and cross-book searching and annotation tools, to breaking up books in different ways at different price points. Any publisher exploring this area has added quite a 14 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing The Wisdom of Tim O’Reilly few people, and paid lots of programmers and consultants to experiment with things that have not yet paid for themselves. Believe me, at the moment at least, eBook revenue is the most expensive revenue around for a publisher. Further, there are significant added “distribution” costs, at least while the market is still immature. If online publishers were to come in with a universal system for delivering eBooks, putting them out would be as trivial as putting out print books, where there is a known distribution system. But with everyone rolling their own system, publishers have to deal with a hodgepodge of formats, business deals, negotiations, transfer and update methods, and so on. This isn’t like getting a purchase order from Borders or Ingram, and just shipping the books. I t’s clear that the net will be commercialized in one way or another. The choice we face is whether we adopt commercial models that reduce the net’s vitality or ones that encourage it by providing incentives for even more of what it’s good at. As businesses approach the net, we each see it through the filter of our past experience. So, perhaps: • To a cable company, the net looks like thousands of channels for a couch potato to surf through. (And certainly early returns from the Web indicate that there is a market for this kind of passive infotainment, though I have my doubts about how long that stage will last.) • To a software company, the net looks like an opportunity for an early foot in the door that leads to market dominance as users standardize on a few well known packages. • To a big media conglomerate (television, newspapers, book publishing), the net looks like an opportunity to create “bestsellers” and dominant brands. • To a small publisher, the net looks like an unparalleled opportunity to find and fill real user needs, to talk directly with customers and to create information products that serve them. B Publishing Models for Internet Commerce, June 19, 1995 4 5 6 7 8 9 15 C abcdefghijklm Isaiah Thomas Award in Publishing T rademark may turn out to be a far more important form of intellectual property protection for the net than copyright. An intellectual property-based brand or trademark is a kind of “standing wave” through which a changing body of content flows. A news magazine doesn’t own the news it reports, it owns its name and the point of view associated with that name. For information products, a brand is far more than a trademark, though. It must also represent a consistent point of view, a consistent selection of information. The animal on the cover alerts a reader to the fact that he’s picking up an O’Reilly book, but it’s the consistent subject matter and treatment that makes many customers buy everything we publish. T he term “online book” seems to suggest a single purchase, akin to the purchase of a print book. However, because the net offers the possibility of ongoing update, the subscription may be a more appropriate concept. After all, the book itself is an ongoing service. I eventually expect to see standalone online products sold by subscription; we’re coming very close to the mechanisms needed to make this widespread and widely accepted. In the short term, hybrid print/CD/online products hold a great deal of promise. These products allow publishers to take advantage of their current methods of distribution, plus provide consumers with a local cache of high-volume data on a CD, relying on the Internet for access to an even deeper or more current body of information. Purchase of the book/CD will entitle someone to access to the online center for a given period of time. Gradually, users will migrate to being direct subscribers of the online service. A Publishing Models for Internet Commerce, June 19, 1995 F reedom Zero for me is to offer the fruit of your work on the terms that work for you. I think that is what is absolutely critical here. Let there be competition in the marketplace; that is the answer. Let people use whatever license they choose and if their customers don’t like it they will have other choices. Because of the technological changes, we are entering an 16 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing I The Wisdom of Tim O’Reilly era of greater choice. The fact is, Microsoft’s past history is past. We are entering a new era, not of just open source but of profound technological changes. The future is open and we can make that future be what we want it to be. Some people might not recognize the reference to “Freedom Zero” as a takeoff on the first of Richard Stallman’s four freedoms from the Free Software Definition: • “The freedom to run the program, for any purpose. (freedom 0)” • “The freedom to study how the program works, and adapt it to your needs (freedom 1). Access to the source code is a precondition for this.” • “The freedom to redistribute copies so you can help your neighbor (freedom 2).” • “The freedom to improve the program, and release your improvements to the public, so that the whole community benefits. (freedom 3). Access to the source code is a precondition for this.” I love the concept of “Freedom Zero,” which sounds to me like it ought to be the absolute foundation on which all the other freedoms are based. But at the risk of sounding like “warmed over Ayn Rand,” I don’t think Richard got Freedom 0 right. There’s an even more fundamental freedom that underlies the work of both free software advocates and the most proprietary of software developers, as well as anyone else engaged in creative work. And that is the freedom to offer your work to the world on the terms that you choose, and for the recipients to accept or reject those terms. B was talking with some friends recently, friends who don’t own a computer. They were thinking of getting one so they could use Amazon.com to buy books and CDs. Not to use “the Internet,” not to use “the Web,” but to use Amazon.com. Now, that’s the classic definition of a “killer application”: one that makes someone go out and buy a computer. What’s interesting is that the killer application is no longer a desktop productivity application or even a back-office enterprise software system, but an individual web site. And once you start thinking of web sites as applications, you soon come to realize that they represent an entirely new breed, something you might call an “information application,” or perhaps even “infoware.” 4 5 6 7 8 9 17 C abcdefghijklm Isaiah Thomas Award in Publishing Information applications are used to computerize tasks that just couldn’t be handled in the old computing model. A few years ago, if you wanted to search a database of a million books, you talked to a librarian, who knew the arcane search syntax of the available computerized search tools and might be able to find what you wanted. If you wanted to buy a book, you went to a bookstore, and looked through its relatively small selection. Now, tens of thousands of people with no specialized training find and buy books online from that million-record database every day. The secret is that computers have come one step closer to the way that people communicate with each other. Web-based applications use plain English to build their interface—words and pictures, not specialized little controls that acquire meaning only as you learn the software. T he availability of the PC as a commodity platform (as well as the development of open systems platforms such as Unix) changed the rules in a fundamental way. Suddenly, the barriers to entry were low, and entrepreneurs such as Mitch Kapor of Lotus and Bill Gates took off. If you look at the early history of the Web, you see a similar pattern. Microsoft’s monopoly on desktop software had made the barriers to entry in the software business punishingly high. What’s more, software applications had become increasingly complex, with Microsoft putting up deliberate barriers to entry against competitors. It was no longer possible for a single programmer in a garage (or a garret) to make an impact. This is perhaps the most important point to make about opensource software: it lowers the barriers to entry into the software market. You can try a new product for free—and even more than that, you can build your own custom version of it, also for free. Source code is available for massive independent peer review. If someone doesn’t like a feature, they can add to it, subtract from it, or reimplement it. If they give their fix back to the community, it can be adopted widely very quickly. What’s more, because developers (at least initially) aren’t trying to compete on the business end, but instead focus simply on solving real problems, there is room for experimentation in a less punishing environment. As has often been said, open-source software “lets you scratch your own itch.” Because of the distributed development paradigm, with new features being added by users, open-source programs “evolve” as much as they are designed. A 18 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing The Wisdom of Tim O’Reilly Indeed, the evolutionary forces of the market are freer to operate as nature “intended” when unencumbered by marketing barriers or bundling deals, the equivalent of prosthetic devices that help the less-than-fit survive. Evolution breeds not a single winner, but diversity. Open Sources: Voices from the Open Source Revolution, “Hardware, Software, and Infoware,” Tim O’Reilly, 1st Edition, January, 1999, 1-56592-582-3. U ltimately, people buy computer books for substance, not enthusiasm. So regardless of whether you are an true believer and evangelist or simply a hired professional, it’s your ability to figure out what the reader needs to know, your ability to walk ahead of him on the path he’s treading, find the muddy spots and the tigers, as well as the vista points off the main trail, that is going to make the reader come back for more. A good book is a good book. No amount of passion will turn a piece of fluff into a useful book, but your enthusiasm, and yes, your evangelism for a technology you believe in, can turn a good book into a great one. I heard a cute story from one of our bookstores: a Microsoft Press representative told them that O’Reilly had an “unfair competitive advantage over Microsoft, because we could tell the truth about their products.” Because it’s Microsoft, whom everyone loves to bash, we can all chuckle and leave it to that. But I think there’s more to this story than that. One of the reasons that I started O’Reilly was because as a tech writer doing contract work for companies, I couldn’t always tell the truth. I’d want to write about bugs and problems so I could offer workarounds, and the company would say “you can’t say that about our product!” So when we started publishing our own books, I made that a centerpiece of our philosophy. F B rom fairly early on, we became evangelists for the technologies we believed in at O’Reilly. We learned this from Brian Erwin, now our VP of Business Development, who came to us in 1992 from the Sierra Club, 4 5 6 7 8 9 19 C abcdefghijklm Isaiah Thomas Award in Publishing where he was its director of activism. He urged us not to promote our products, but the big issues behind them. I’ve followed his advice ever since. We did this first with the Internet, which we found so exciting that we sent out thousands of copies of The Whole Internet User’s Guide to journalists (not just people who normally reviewed computer books), members of congress, etc. We thought this was an important subject to know about. N ote however that the gong I’ve consistently sounded with regard to open source has not been about the superiority of Linux over Windows (both have strengths and weaknesses), but about the importance of technologies that are being overlooked by the mainstream. We’ve tried to bring to public awareness key technologies that matter to them in ways they don’t suspect. L ong term, I think that the computer book industry (and computers themselves) will lose their current cachet. The current fascination with computers reminds me of nothing so much as the car craze of the fifties and early sixties. People work on their computers now with the same zeal that their fathers worked on their souped up engines. Computer books will go the way of those under the hood car repair books that used to be widespread. Computers themselves won’t go away. They’ll become increasingly present in every facet of our lives. But they’ll get smarter, and easier to use, and people just won’t “care” about them as much. They’ll care more about the kinds of things that they can do with them. Which means that computer books, as a category (except for books for computer professionals) will gradually merge with other kinds of how to books, as computers just become a tool in other fields. Of course, there will be enormous opportunities for new kinds of publishing—what I call “information ware”—assemblages of information that act as a user interface to ever larger bodies of specialized information. So there will be plenty of work for authors who know that their real skill is untangling complex information problems. A 20 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing T The Wisdom of Tim O’Reilly he working programmers who are building the innovative new applications of the Internet—the actual inventors whom the patent system is supposed to protect—feel threatened by the expansion of software patents. The Internet industry was built on open standards, open source, and a great deal of imitation. Now, the rules are changing, as lawyers and big companies get involved, and the people who’ve made this one of the most exciting and dynamic industries out there today are worried. Tim BernersLee says: “the whole development and standards process...is in a precarious state.” At least in the Internet industry, and quite possibly in all of the software industry, it seems likely that the consensus among actual developers is that patents hurt rather than harm their ability to innovate. B 4 5 6 7 8 9 21 C abcdefghijklm Isaiah Thomas Award in Publishing Past Recipients 1979 RONALD A. WHITE President, Graphic Systems Division, Rockwell International 1980 ROBERT G. MARBUT President and CEO, Hart-Hanks Communications, Inc. 1981 ALLEN H. NEUHARTH Chairman and President, Gannett Company, Inc. 1982 EDWARD W. ESTLOW President, The E. W. Scripps Company 1983 KATHARINE GRAHAM President, Washington Post Company 1984 ARTHUR OCHS SULZBERGER Chairman and CEO, New York Times Company 1985 OTIS CHANDLER Chairman and Editor-in-Chief, Times Mirror Company 1986 ALVAH H. CHAPMAN JR. Chairman and CEO, Knight-Rider Newspaper, Inc. 1987 STANTON R. COOK President and CEO, Tribune Company A 1988 WARREN H. PHILLIPS Chairman and CEO, Dow Jones & Company, Inc. 1990 FRANK A. BENNACK JR. President and CEO, The Hearst Corporation 1991 JAMES C. KENNEDY Chairman and CEO, Cox Enterprises, Inc. 1992 ROBERT F. ERBURU Chairman and CEO, Times-Mirror Company 22 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing 1993 CHARLES T. BRUMBACK Chairman and CEO, Tribune Company Past Recipients 1994 JOHN J. CURLEY Chairman, President and CEO, Gannett Company, Inc. 1995 LAWRENCE A. LESER Chairman and CEO, The E. W. Scripps Company 1996 FRANK BATTEN Chairman of the Board, Landmark Communications, Inc. 1997 P. ANTHONY RIDDER Chairman and CEO, Knight-Ridder, Inc. 1998 DONA VIOLET A BARRIOS de CHAMORRO Sra. Expresidenta de Nicaragua 1999 GARY B. PRUITT President and CEO, The McClatchy Company 2000 WILLIAM BURLEIGH Chairman, The E.W. Scripps Company 2001 JOHN W. SEYBOLD Founder and President, ROCAPPI B 4 5 6 7 8 9 23 C abcdefghijklm Isaiah Thomas Award in Publishing Isaiah Thomas was one of America’s great patriot printers; he was born in Boston in 1749, and apprenticed to a local printer at the tender age of six. It was immediately apparent that he was no ordinary apprentice, as young Isaiah learned his alphabet and his type case at the same time. He made many improvements in the quality of his master’s printing and at the age of 14 began traveling along the eastern seaboard. Thomas returned to Boston in the spring of 1770 and began publication of his newspaper, The Massachusetts Spy. He became involved with radicals such as John Hancock, Thomas Young and Joseph Greenleaf, and the Spy became the mouthpiece for the Sons of Liberty. In April of 1775, Thomas was one of Paul Revere’s riders. During the war years, Thomas moved his printshop to Worcester in order to continue printing for Hancock and the Provincial Congress. He continued in Worcester after the Revolutionary War, establishing himself as perhaps one of the most important publishers in the country. He certainly was the most innovative, enjoying great commercial success. Thomas had always used the best types and papers available, importing great quantities of types from the foundries of Caslon, Fry and Wilson. Thomas’s Type Specimen Book of 1775, the folio Bible of 170l and his History of Printing in America of 1810 are but three of his great achievements in printing. In 1812, Isaiah Thomas founded the American Antiquarian Society and his generous contributions over the years established the society as his greatest monument. Isaiah Thomas died in Worcester, Massachusetts on April 4, 1831. A 24 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing About Isaiah Thomas Specimen of Isaiah Thomas’s Printing Types (1785) Thomas issued the first American type specimen, printed in Worcester in 1785 entitled Specimen of Isaiah Thomas’s Printing Types. “Being as large and complete an ASSORTMENT,” he claimed, “as to be met with in any one Printing-Office in AMERICA.” B 4 5 6 7 8 9 25 C abcdefghijklm Isaiah Thomas Award in Publishing A 26 Tim O’Reilly 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing The Ecology of E-Book Publishing* Ecology of E-Book Publishing Tim O’Reilly I want to have a conversation with you about my experience in two different realms of publishing—print and web publishing—and draw some conclusions from those things about the brave new world of e-books that we’re facing today. The first thing I want to talk about is my evolution as a print book publisher, and I actually brought a couple of show-and-tell items. [Shows an early O’Reilly book, a pamphlet called Reading and Writing Termcap Entries.] Those of you who have been around a long time in publishing might remember these. This was one of my first books. I printed, I think, a hundred copies of this book at a local copy shop. Even though this is close to the beginning, this actually isn’t a first edition. I know that because it has an index in it and the first edition didn’t. These books didn’t have ISBNs, so, again, I know this is not a first edition because it has an ISBN on the back. My point is that I didn’t know very much about publishing. Our first review lamented the fact that we didn’t have any of the normal things that were expected in a book. We knew nothing about publishing. We were just a bunch of tech writers who thought, “Well, let’s write down some things that we know about and see if we can sell these things.” We sold these little pamphlets for five bucks and took them to a trade show in New York, UNIX Expo in 1985, and today we’re one of the leading computer book publishers. We have a very well-known brand. I’ll bring one of our contemporary books—let me see. [Shows a copy of Programming Perl.] Those of you who are out there in the computer book market know this brand—these books with the animals on the covers. We’re probably the number two or three computer book publisher in the country in terms of sales. We’re very highly respected. But, what was really interesting to me is the difference in the path that took me from that first book, the little pamphlet, to being a full-fledged computer book publisher as compared to a very different path that I expe- B *Presented at the Digital Rights Management and Digital Distribution for Publishing held August 15th and 16th, 2000, at the Hotel Niko in San Francisco, California. This conference is presented by the International Quality and Productivity Center. Edited somewhat for continuity and clarity. 4 5 6 7 8 9 27 C abcdefghijklm Isaiah Thomas Award in Publishing rienced in the early 90s as a web publisher. I’m going to give you a little re-cap of that second part and then I’ll pull the two back together. We started out in the late 80s being interested in online publishing. We had developed a series of books on a technology called the X Window System, and these books were used by all of the large computer workstation vendors as documentation. They all came to us with a problem, which was that many of them were shipping our books as their documentation, and now many of these companies said, “You know, we’d like to do away with printed documentation. We want to ship only online documentation.” They came to us with what they thought was a wonderful value proposition. They said “Just put your books into fill-in the blank”—it was IBM Info-Explorer, Sun Answer Book, HP LaserROM—each one of them had their own proprietary system. And we said, “Oh, this doesn’t sound like a very good business to us. We’ll find ourselves always chasing all these different formats.” So, we said, “No, we have a better idea. We want to come up with a common format for technical books. You guys all learn to read it.” So, we started working with SGML and came up with a DTD for technical manuals called Docbook, which some of you may know a little bit about. But, that wasn’t the biggest part of the problem. I mean, it certainly solved some problems. We were able to represent our books online, even very complicated materials that are still too difficult for many of the e-book offerings today. But, that wasn’t enough. We took a side-trip as we started working with Docbook. We said “Gee, we want to have a free reader that people can play around with,” so you don’t have to go buy one of these electronic book products to see this online documentation. We got this cool tool called Viola, which was developed by a guy at UC Berkeley. It was an SGML browser. But, it also happened to be a browser for something else, namely the World Wide Web, which at that point had a couple of hundred sites. And we thought this was just the coolest thing ever. So, we took a big side-trip. We said “The Web is really interesting, so let’s put this electronic book stuff aside. Let’s build a Web site.” We actually started with a pilot program to put Internet kiosks into bookstores to try to help sell our Internet books. But what happened was interesting. The idea was people could type in things and try the Internet. But Pei Wei, the guy who’d written the Viola browser, set out to make this demo using hyperlinks, where you can just point and click. A 28 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Ecology of E-Book Publishing We looked at that and we said, “That’s not a demo, that’s a product.” And so out of that came this site called GNN, or the Global Network Navigator, which was a guide to what was on the Internet. At the time there wasn’t very much. This was in 1992. We had published a book called The Whole Internet User’s Guide and Catalog, which was a huge bestseller, and part of what was in that book was a catalog of various interesting Internet sites—it filled about 20 or 30 pages in the back of the book. We thought, “We can make a demo for how to connect to all of these sites using this new World Wide Web technology.” And, that’s really what GNN started out as, it started out as a demo. GNN was really a prototype for a lot of things that you see today—we were the first online magazine, the first online catalog. Before sites like Hotwired or Salon, before Yahoo. So, all the sites that now are the staples of the Internet were really knockoffs of GNN. And it was also the first advertiser-supported site on the Internet of any kind. We got a special dispensation from the National Science Foundation to do advertising. So, we were part of that breaking down this idea that the Internet was only for academia. So that’s background, but what happened? We found that we had an enormous amount of heavy lifting to do. And that’s my point. In the book space, we were able to start knowing nothing, publish this little pamphlet, and we were sucked into an existing distribution system. We were taught by the system what the rules were. So, in book publishing, for instance, if the first editions didn’t have any of the normal apparatus, people told us that and we knew just what to do. You know, we found out this was a system for registering books. We went, “Oh, good. We can do that.” We got an account with Bowker and started filing our ISBNs and getting listed in the appropriate catalogs. And there’s this big distribution system out there and eventually bookstores started calling up. Among the big guys, it was Borders who found us first. They were watching what was happening at an independent book seller called SoftPro—and they saw somebody carry up a stack of our entire 10 volumes of X Window System books to the counter and they said “Who are these guys?” And so they called up and started buying books from us. I think we were a $9 million dollar a year company before we sold books to Ingram [the largest book wholesaler in the country, and a prime sales target for every experienced publisher]. We didn’t know who they B 4 5 6 7 8 9 29 C abcdefghijklm Isaiah Thomas Award in Publishing were. We just didn’t know anything about the system. But there was a rich ecology in place in the book industry, where there were wholesalers, there were retailers, there were various kinds of suppliers who came together and it was fairly easy to learn what the rules were and how to play by them. Now we come over to my other story. Here we were with GNN. This thing on the Web turned out to be a very big and exciting business. But we had a problem. Nobody believed in it yet. We were very early, we were a small company, since it was at about that same time when we were just starting to really get traction in the book business. I should add—we started publishing in 1985. We really committed to book publishing in 1988 with this X Window System series of books. I know I’m rambling a little bit, but the whole thing was just really great, just how open and how easy it was to get into the business. We sold 10,000 copies of a two-volume set of X Window System books that we printed at copy shops on xerox machines. We took down some drafts to the second MIT X conference and people went nuts and so we went up to the copy shop and printed some more. But anyway, so here we were with GNN and we’re trying to persuade people that the Internet is going to be a big thing and, for example, that advertising might be a good business model. And we had to commission the first market research study of the size of the Internet to try to persuade people that advertising might work. Nobody believed in it. We actually had to go out and start another business to support what we wanted to do with GNN. The point is that the Web, in its early stages, was exceedingly difficult. We had to do an immense amount of evangelizing about the technology—what would work, what wouldn’t. It was experimentation on business models, experimentation on even how to execute on the business models that we imagined. So, for example, we now are very used to the idea of whether you have a banner ad and that ad clicks through to a different ad server. There are even companies out there that provide the service of rotating ads. Well, we had to do everything, even host the ads themselves, because the potential customers didn’t have their own web servers yet— we did it all. We invested a great deal in GNN but eventually we had to sell it because we couldn’t afford to keep it up even though it was potentially a terrific business. A 30 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Ecology of E-Book Publishing Even now the web is not a fully developed ecosystem, but you can see that here, seven years after we started doing commercial Web sites, there’s a rich ecology of players who help each other to succeed. There are companies that do analysis of your site traffic. There are companies that serve your ads. There are companies that understand how to buy the ads. There are companies that follow the market and track who’s got market share. There are people who resell ads on behalf of other people and ad networks. So, over time we developed in the Web space a mini analog to what we had earlier in the print space, which waslots of different companies working together in a kind of business ecology. So, with all this as backdrop, I want to just talk a little bit about where we are right now with e-books. I don’t know how long all of you have been working with e-books, but I’m now tracing my work in trying to get this puppy to fly, for 12 to 13 years. Actually, 14. Our first e-book was in 1986. And I see that the biggest problem is the lack of an ecology. And ecology is a really good metaphor for thinking about how marketplaces develop. When you look at, say, ecological reclamations, for example what happened around Mt. St. Helens when it exploded, you have this gradual resurgence of species. One species makes way for another. So primitive plants will break down the rock and gradually make some soil so that something else can take root. There really isn’t time to grow mature forests on, say, the bed of just-cool lava. This is also the way ecosystems develop in business. You have to say, “Okay, you’ve got to break this thing down.” And we’re still in that stage for e-books. I know this doesn’t really give us a great deal of guidance about what works in the e-book space, but it does give us a lot of guidance about what will not work. What I think will not work are approaches that try to go it alone. For example, when FatBrain launched MightyWords, I had mighty words with Chris McCaskill, the CEO, because I thought his model was fundamentally broken. Why was it broken? Because he failed to think through the driving forces that make ecologies necessary. Let me give you an example, just thinking mathematically about publishing. There are by most accounts 50 or 60 thousand books published a year. If we look at the Amazon-sized databases, we know that several million books are in print. Now, we also know that there are some tens of millions of customers. So, if we have an assumption that the model is the direct B 4 5 6 7 8 9 31 C abcdefghijklm Isaiah Thomas Award in Publishing sales of all books to all customers, we have a massive mathematical problem. One million books times ten million customers means something like ten trillion possible matchups. Now, if you’re Stephen King, you’re visible enough that you can in fact build a direct business. But the reason why wholesalers and retailers exist in the print publishing world isn’t some plot, isn’t some kind of entrenched monopoly. We don’t have this seemingly inefficient distribution system because of diabolical market forces where people have seized the high ground and won’t let it go. You have to deal with simple mathematical reality. Wholesalers aggregate publishers for retailers. Retailers aggregate customers for publishers. They make this thing mathematically more manageable. So, when you’re starting to look at distribution models for any kind of online publishing, you have to think through the math. The fact that it’s online doesn’t change anything that has to do with the way you reach customers. At the end of the day, if you’re in a direct business now, you’re in a pretty good position because you know your customer. But if you’re in a publishing business that reaches its customers indirectly, you need to wait for eBook distribution networks to develop. I had this conversation once with a guy who published a high-tech newsletter—this was maybe in 97—and he said, “Gee, should I get on the Web?” I said “How many of your customers do you have a direct relationship with?” He said “All of them.” I said “It’s a no-brainer, because all you’re doing then is offering them a choice of what delivery vehicle they want for your information.” On the other hand, when you’re looking at, as MightyWords was, a class of information that’s typically sold to anonymous customers, people who you don’t have a direct relationship with (and in fact aren’t likely to because there is not really a lot of commonality between the content that you’re offering), then, you think “Gee, I’m going to take on trying to build a direct business out of nothing.” Now, would you do that in print? Would you say, “Hey, I’m just going to try to build a direct catalog business that will list thousands of random books?” Probably not. It’s a bad idea. And so my complaint with MightyWords was that they were not looking at the way that the digital book ecosystem would eventually need to look like the print book ecosystem if it were to succeed. A 32 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Ecology of E-Book Publishing The thing that makes me believe that e-book publishing may be poised to take off is that I’m starting to see businesses that don’t say “Oh, yeah, we’re going to do it all ourselves.” I see businesses that say “Here’s how we’re going to enable this class of partner. This is how we’re going to enable that class of partner.” When Microsoft gave their pitch on their e-book reader, a lot of it was about how this would work with publishers, how it would work with wholesalers, how it would work with retailers, how it would work with direct customers. There was some serious thinking there about the fact that you can’t just collapse the entire ecosystem. Whereas MightyWords, in their initial incarnation, set out and said “We’re going to collapse the whole system from publisher up through retailer. We’re going to be a one-stop shop. We’ll collect the content, we’ll publish the content, we’ll be the only source for reselling the content.” Now, I believe that distribution systems exist for the same reason that we have alveoli in our lungs. They create surface area. You know, any of you who have been in publishing know that there are two classes of customers. There are the people who already know that they want your product, who can come to you directly, and then there’s the people who are going to encounter your product by chance. For most of book publishing and certainly for most of trade book publishing, the people who are going to encounter your product by chance are far greater in number than the people who are going to seek it out. Now, I’m in a fortunate end of the business where, for example, a book like Programming Perl is the only book by the author of a program that’s very widely used and so people say, “Oh, there’s a new book out by Larry Wall” and they look for it. There are tens of thousands to buy it and there’s a ready-made direct audience. And, certainly, you have people like Stephen King, or Prince, who has done this in the music world, who have already built up an audience over time and who can say, “Hey, come to me directly.” But, for the most part, digital publishing and online publishing systems are going to have to re-create the kind of richness of distribution networks that we see in the print world. So, the systems that we provide have to allow for the kinds of behaviors that have supported our print marketplaces. So when you’re evaluating an e-book distribution system, you have to ask yourself questions like “Does it have pricing and mechanisms that B 4 5 6 7 8 9 33 C abcdefghijklm Isaiah Thomas Award in Publishing support pass-through by multiple layers of wholesalers or retailers or distributors?” because you can’t assume that you will have a direct relationship with everyone who might want to sell your books. Is there a mechanism for someone to pick up part of the margin? What does pricing look like? If you haven’t thought that through, we don’t have a viable system, or we have a viable system that will support only direct to consumer sales. I don’t want to beat on MightyWords too much because they have, in fact, been evolving their business model, but it was pretty obvious to me from the front end that they had some serious problems. For example, they went out saying “We will be able to give this great royalty to the author” but there was no margin in there for anyone else. So, out of the box, that was a winner-take-all game plan. It’s one that says “Okay, we’re going to get all the customers for ourselves.” In the technical book space, there have actually been a number of eBook “aggregators” who came up with business models that defied mathematical reality. For example, there is somebody called ITKnowledge.com. ITKnowledge.com came to us with what they felt was a great offer. They said, “Gee, we’ll make you rich and famous. We’re going to put your books on the Web.” And so we said “Okay, tell us the deal.” They said “Well, we’re going to allocate 20 percent of the revenues to the publishers. We’re going to charge customers $299 a year—though it later fell down to $99 a year—for access to these thousands of books.” And the thousands number stuck in my head because Ingram puts out a listing called the top one thousand computer books. I said “Let’s assume you have a thousand books on ITKnowledge.com. Let’s just assume we get the same percentage of those thousand books that we get out of the Ingram top one thousand, which was easily 15 percent of that list in our books. So, let me assume that I’m going to get 15 percent of your 20 percent.” I did the math for them out loud and said, “So, ultimately, what you’re offering publishers is 6 cents per book per customer.” And they went, “Yeah, I guess you’re right.” I said “So, now you tell me how you think I’m going to make a business on that.” So once again, you see a flawed business model that doesn’t have any room for an ecology in which multiple parties all make money. At that point it’s like a come-on offer with no follow through. I guess what I’ve seen in the early days of this market are a lot of ideas like that that A 34 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Ecology of E-Book Publishing just don’t have staying power. And I said “Gee, maybe your business plan is this thing that will create buzz and you’ll make money in the stock market and maybe you should be paying the publishers and authors in stock if that’s the business plan, but don’t tell us that this is a good deal when, if you do the math, it isn’t.” I see a lot of very immature thinking in this space that somehow, because it’s the computer world, that all the rules are different. You know, mathematics still apply. Business still applies. One of the things that also bothers me about some of the digital rights software that’s out there is that it makes it hard for you as a user to share information that you have. Now, there’s a lot of fear about piracy, but there are some real dangers in the other direction as well. When I have a printed book, when I’m done with it, I can resell it, I can give it away to a friend. I very often will loan books to people who will then go buy their own copy. One book I found recently in a used bookstore I then went and ordered 15 copies of, simply because I thought it was a great book and I wanted to pass along. So, if we cut off things like the first sale right, used books, the ability to loan a book to a friend, in our approach to digital publishing, that pass-along ability, we cripple the ecosystem in a small way. And I’m not suggesting that I know the answers for every aspect of digital publishing. I don’t by any means. But, I do know some things that are signs that somebody’s going awry. And those signs are trying to swallow too much of the market at once. They’re not figuring out how many other people they can enable. They’re not thinking through all of the people who may currently benefit or participate in the market. This cuts so many different ways. It has a lot to do with how you think about royalties, for example. If the idea is that, as many authors would like to have it, digital books are a rights sale and, therefore, the authors should get 50 percent, then what they’re saying is “Well, this is a short distribution chain. There’s not many players in this.” That’s an implicit judgment that people are making. And what I’m telling you is that markets with short distribution chains are generally small markets. If you want a big market, you have to enable lots of players. So, thinking through the math of everything from royalties to wholesalers to how we build a rich infrastructure for e-book publishing is a lot of what I want you all to think about. B 4 5 6 7 8 9 35 C abcdefghijklm Isaiah Thomas Award in Publishing So, the message that I really want you to just keep thinking about is that while things start simple, they grow complex. This is good. This is not bad. When the e-book marketplace is mature, we will see lots of intermediaries. I can’t emphasize how much the rhetoric of the early Web reminds me of some of the rhetoric of e-book publishing. What we heard was that the Web was going to disintermediate everyone. That was the big buzz word, disintermediation. We hear this again in e-book publishing. The authors are saying, “Wow, I’ll be able to go out directly and sell e-books to my customers.” Again, some ebook vendors, like MightyWords, are pandering to that: “You can just publish directly and the world will come to your door.” And this was a mistaken impression. What really happened in the Web was that there were some illusions early in the market. There were skews that were caused by the fact that there weren’t that many players yet. You were able to say, “Oh, yeah, everybody’s equal on the Web. Everybody can have their own Web site.” And that worked when there were only a few thousand Web sites. It doesn’t work when there are millions, because of all a sudden the user says, “Well, I can’t sort through all that stuff.” You guys have all worked with search engines and you never go past maybe page two of search results. So, we start to say, “Well, gee, who’s going to help me find my way?” Until we have the development of a series of intermediaries who are the equivalent of the Books in Print or the Reader’s Guide to Periodical Literature, search engines, Yahoo, people like that, we won’t have an eBook industry that works. A 36 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Information wants to be Valuable Information wants to be Valuable Tim O’Reilly I nformation doesn’t want to be free. Information wants to be valuable.” I first heard this gem from Larry Wall, creator of the Perl programming language. Like many other open-source software authors, from Linus Torvalds, creator of Linux, to Tim Berners-Lee and his spiritual descendants at the Apache web server project, Larry discovered that one way to make his information (i.e., his software) more valuable was to make it free. Larry was thus able to increase its utility not only for himself (because others who took it up made changes and enhancements that he could use), but for everyone else who uses it, because as software becomes more ubiquitous it can be taken for granted as a foundation for further work. The Internet (based on freely available software including TCP/IP, BIND, Apache, Sendmail and so on) demonstrates clearly just how much value can be created by the distribution of freely available software. Nonetheless, it is also clear that others, Bill Gates being the paramount example, have found that the best way to make their information valuable is to restrict access to it. No-one can question that Microsoft has created enormous value for itself and its shareholders, and even its critics should admit that Microsoft has been a key enabler of the ubiquitous personal computing on which so much of our modern business world depends. What many people fail to realize is that both Larry Wall and Bill Gates have a great deal in common: as the creators (albeit with a host of co-contributors) of a body of intellectual work, they have made strategic decisions about how best to maximize its value. History has proven that each of their strategies can work. The question, then, is one of goals, and of the strategies to reach those goals. The question for publishers and other middlemen who are not themselves the creators of the content they distribute, is how best to serve those goals. Information wants to be valuable. Publishers must focus on increasing the value, both to its producers and to its consumers, of the information they aggregate and distribute. I am neither a practising scientist nor a publisher of scientific journals, but as a book and web publisher who works on a regular basis to document widely available ‘infrastructure’ software (both free and commercial), I am daily confronted with decisions akin to those reflected in the debate now being carried in these pages. Because I publish books about free soft- B 4 5 6 7 8 9 37 C abcdefghijklm Isaiah Thomas Award in Publishing ware, the people best qualified to write about it are often the authors of the software. Like scientists, those authors often have as their ideal the widest possible dissemination of their software and information about how to use it, rather than the greatest economic gain. They would like to see the documentation they write distributed freely along with the software. At other times, though, software authors see documentation as an afterthought. They would rather not deal with it, and hope that someone else will. In those cases, the question of compensation often comes into play. Will a third party who is motivated chiefly by money earn enough from this book to justify the time writing it? In helping authors to navigate this discussion, I try to bring them back to their goal. Is it maximum dissemination of information or is it earning enough to justify the work? I should note that the jury is still out on whether making the text of a book freely available helps or hurts sales of a print book. There is evidence on both sides. In some cases, such as Eric Raymond’s book, The Cathedral and the Bazaar, free distribution of the content created the ‘buzz’ that allowed us to publish the same material successfully in print. In other cases, such as our initial publication of the Linux Network Administrator’s Guide, sales were reduced because other companies republished some or all of the book at lower cost, which they could do because they had no development costs or royalties. However, over time this problem abated, because the fact that those publishers were not adding value was recognized by the target audience, and eventually marginalized their products. I see many parallels between the work of free software authors and the work of scientists. In most cases, both are more interested in making sure their work is disseminated than in maximizing their return from it. In most cases, the target reader is a peer of the author. Publishing is designed to enhance reputation as well as to spread the word. Publishers must be careful to keep prices fair, lest they be seen as taking advantage of the good will of their authors, gouging the very customers who also produce their content. In this kind of environment, you have to ask about the role of the publisher as middleman. No one who started as a self-published author and gradually developed all the infrastructure of publishing (as I did) can question the enormous added value that a publisher brings to the table. This value includes editing (which starts with content filtering — the choice of A 38 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Information wants to be Valuable what to publish and what to refuse— and extends through content development and quality control), manufacturing of the physical product, marketing, sales, distribution and collecting and disbursing money. In the early days of the World Wide Web, the rhetoric was that anyone could be a publisher. After all, with cheap, ubiquitous web servers, the cost of printing and inventory was minimized. There was a great deal of talk of ‘disintermediation’. In a few short years, the reality has turned out quite otherwise. It is quite easy to put up a web page, not so easy to discover it. The fundamental job of publishing is precisely mediation: mediation between a huge class of potential authors, and an even larger class of potential readers. Simple mathematics dictates the rise of multi-tiered distribution chains, in which publishers aggregate authors, various types of resellers aggregate readers, and wholesalers aggregate publishers for resellers and resellers for publishers. The same multi-tiered distribution has emerged on the web. Betting on this logic, my company created the first web portal, a site called GNN (Global Network Navigator) in early 1993. We sold the site to AOL in 1995, and they later folded it into their main service, but the vision of web aggregators (i.e., publishers) has unfolded pretty much as I imagined it. Many people with their own web pages end up writing for better-established websites; those sites are further aggregated for readers by search engines, directories and other portals such as Google, Yahoo! or AOL. In fact, web publishers now employ full-time workers to ensure that their pages are listed on these gateway sites, much as publishers of printed books employ sales people. A large proportion of Internet advertising has come from websites trying to get better visibility for their product. However, the web does bring another wrinkle: the ability of groups to self-aggregate. The core functions of publishing, from content filtering to audience aggregation, can be performed by a group of interested users. This is particularly true when there is already a well-defined target community. This can be a disruptive force in the publishing marketplace. So, for example, sites such as Cnet and ZDnet spent tens of millions of dollars building and promoting portals for technical information on the web, while two college students built a site called Slashdot (“News for Nerds. Stuff that matters.”) into a similarly powerful market presence simply by inviting their readers to submit, organize and comment on their own content. B 4 5 6 7 8 9 39 C abcdefghijklm Isaiah Thomas Award in Publishing Interestingly enough, though, as Slashdot has grown in popularity and evolved into a real business, it has needed to add more editorial staff to filter the submissions of a growing marketplace of readers who now recognize that exposure via Slashdot is a powerful marketing tool. In short, even a community-centric effort ends up recreating some of the fundamental dynamics of publisher as middleman and aggregator. What this evolution illustrates is that publishers will not go away, but that they cannot be complacent. Publishers must serve the values of both authors and readers. If they try to enforce an artificial scarcity, charge prices that are too high or otherwise violate the norms of their target community, they will encourage that community to self-organize, or new competitors will emerge who are better attuned to the values of the community. A 40 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Information wants to be Valuable B Linux Network Administrator’s Guide 4 5 6 7 8 9 41 C abcdefghijklm Isaiah Thomas Award in Publishing Tim O’Reilly Firsts First book by Tim O’Reilly is “Frank Herbert,” a biography of the Dune Author First Unix system administration manual (1983) First book published by O’Reilly, “UNIX in a Nutshell,” published “on spec” First to use animal covers as designed by Tim’s creative director, Edie Freedman First to publish a book about the Internet First to create a “Web portal” First Web site to sell advertising First study of Internet demographics First Perl Conference launched First Web subscription-based service for technical books Tim O’Reilly’s Major Contributions 1978 With friend Peter Brajer, forms the custom computer documentation firm of Brajer, O’Reilly & Associates. 1987 Tim co-authors UNIX Text Processing with Dale Dougherty. 1988 O’Reilly’s X Window System: The Defintive Guide series published. The series shakes up the computer book publishing industry with professional books sold at trade discounts. 1988 O’Reilly begins work on “docbook” DTD for SGML and begins evangelizing publishers about the importance of an open interchange standard for inline documentation and books. A 42 1995 Joins the board of Internet Society and the Electronic Frontier Foundation and begins working actively to promote the importance of open Internet standards. 1996 Tim battles with Microsoft over non-standard implementation of TCP/IP and makes national news. 1998 Hosts the Open Source Summit, and puts open source software on the map. Tim is awarded Infoworld’s Industry Achievment Award for his contributions to the open source community. 2000 Tim’s battle with Amazon over the 1-click patent makes national news and encourages debate about software patents and the threat they pose to innovation and software standards. 2001 Tim Partners with the Pearson Technology Group to form Safari Book Online. 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Isaiah Thomas Firsts First printer in Worcester, Massachusetts (May 1775) Contributions and Firsts Printed first eyewitness accounts of the battles of Lexington and Concord (Massachusetts Spy, May 3, 1775) First postmaster in Worcester (May 1775) Conducted the first public reading of the Declaration of Independence in New England (Worcester, 1776) Issued first American type specimen (A Specimen of Isaiah Thomas’ Printing Types, 1785) Printed and published the first edition of Mother Goose in America (1786) First master of the Morning Star Masonic Lodge in Worcester (1793) Established the first paper mill in Worcester (1793) Printed and published the first American novel (William Hill Brown’s The Power of Sympathy, 1789) Was one of the founders of the first bank in Worcester (1804) Wrote the first history of printing in America (The History of Printing in America, 2 vols., 1810) Founded the first national historical organization in the United States (American AntiWquarian Society, 1812) First person in Worcester to own a coach and livery Sponsored the first theatrical performance in Worcester B 4 5 6 7 8 9 43 C abcdefghijklm Isaiah Thomas Award in Publishing A 44 Isaiah Thomas: Patriot Printer 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing I Isaiah Thomas: Patriot Printer saiah Thomas was the foremost printer of the generation that came of age during the American Revolution. He rose from a poor childhood to become one of the richest men in the new nation. During the height of his career, his business empire stretched from Massachusetts to Maryland, and included newspapers, paper mills, printing shops, binderies, and bookstores. His shrewd business acumen, his dynamic personality, and his commitment to success guaranteed a legacy that remains strong and thriving into the twenty-first century. The American Antiquarian Society, which Thomas founded in 1812, perpetuates his belief in the importance of the printed word and recognizes the power contained in the early written records and ephemera of our nation. Isaiah Thomas was born on January 19, 1749. While Isaiah was still a young boy, his father deserted the family and fled to the southern colonies where he is presumed to have died while seeking his fortune. Facing destitute circumstances with four children to raise, Thomas’s mother was forced to place him under the care of the overseers of the poor in Boston. This welfare organization arranged for Isaiah to enter into an apprenticeship with Zechariah Fowle, who owned a small printing shop in the city. Although the terms of the indenture stated that Fowle was responsible for Isaiah’s education, Fowle lacked the ability and resources to adequately educate his apprentice. Isaiah was forced to learn to read and write by studying an “Ink stained Bible and Dictionary” in the pressroom and by setting type. Isaiah was very bright and despite these hardships he soon outshone his master in both printing and business. At the age of sixteen, Isaiah illegally left his apprenticeship and set out for London, where he hoped to gain a more thorough knowledge of the printing business. He failed to reach his desired location and instead landed in Halifax, Nova Scotia, in 1765. He stayed in Halifax seven months, finding employment in the only printing shop in town, owned by Anthony Henry. During his stay in Halifax, he rigorously opposed the British Stamp Act by printing the tax stamp upside down, creating a woodcut of the devil poking at the stamp, and cutting all stamps off of his printing paper. This spirited opposition to the Stamp Act attracted the attention of the local authorities and within seven months he was forced to flee the province. After returning briefly to Fowle’s printing shop in Boston, he again set off for London, this time choosing a more southern route, via B 4 5 6 7 8 9 45 C abcdefghijklm Isaiah Thomas Award in Publishing Wilmington, North Carolina, and Charleston, South Carolina, where he settled for three years to work with a printer named Robert Wells. Thomas met his first wife, Mary Dill, while in South Carolina and the two were married on December 25, 1769. Thomas and his wife returned to Boston in the spring of 1770. Once in Boston, Thomas entered into a partnership with his old master, Fowle, and established a newspaper for the middling class entitled the Massachusetts Spy. Thomas’s venture proved so successful that he soon purchased the business from Fowle, including the printing press that Thomas had learned his craft on, called “Old Number One,” a press that was to remain with him throughout his life. Expanding his business in Boston Thomas experimented with other forms of publishing, including almanacs and magazines. He was aware of the colonists’ thirst for knowledge and of their dependency on Great Britain to provide a constant supply of materials that would quench such appetites. He envisioned a printing business that would be totally self-sufficient, one that would rely on printers like himself to bring uniquely American products to a rapidly expanding American market. In the meantime, the Massachusetts Spy soon became one of the most successful newspapers in America, with a circulation of 3,500. Thomas’s paper became a voice of the Whig, or Patriot, cause, containing the most fervent anti-British rhetoric of all of the colonial papers. Postriders and ships carried the newspaper throughout the thirteen colonies, allowing Americans exposure to the growing dissatisfaction with what the Whigs interpreted as the mother country’s increased exploitation of power. Thomas fueled the discontent by also printing pamphlets and other materials of an inflammatory nature. In the spring of 1775, Thomas’s associates, including John Hancock and Joseph Warren, feared for both his safety and that of his printing shop. Thomas reported several troubling incidents involving the British authorities in his diary, including: “Indictment for a Libel against Government,” “I am ordered before the Governor (of the province) and Council,” and “Conduct of some British Officers to me respecting a piece I had published of a Court Marital.” Perhaps the most disturbing references were those to threats of bodily harm such as the following: “Affair at Northcarolina (sic) – my Newspaper burnt there by the Common hangman – town meeting – Letter addressed to me – I am there hung and burnt in effigy,” “and conduct of a british Regiment who paraded with a countryman they had tarred A 46 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Isaiah Thomas: Patriot Printer and feathered…the regiment halted before my house played the rogue’s march and threatened I should be the next so served.” Thomas hastily made plans to relocate his enterprise in Worcester, a town forty miles to the west of Boston. Under the cover of darkness on April 16, 1775, Thomas packed up his press and moved it out of Boston to Worcester. Once in Worcester, he set up his printing press in the basement of Whig supporter Timothy Bigelow’s house. Three days later the battles of Lexington and Concord occurred and the American Revolution began. The May 3, 1775, issue of the Spy, the first item printed in Worcester, contained one of the first eyewitness accounts of these battles. During this time Thomas also printed a document containing depositions taken from colonists in Lexington and Concord supporting the reports of atrocities allegedly committed by British troops on April 19, 1775. Entitled A Narrative of the Excursion and Ravages of the King’s Troops, Thomas noted that this was in fact the first book to be printed in Worcester. Power of Sympathy: or the Triumph of Nature Founded in Truth (Boston, 1789) Thomas printed and published the first American novel The Power of Sympathy, by William Hill Brown, in 1789. B 4 5 6 7 8 9 47 C abcdefghijklm Isaiah Thomas Award in Publishing During the early years of the American Revolution Thomas lived intermittently in Worcester and leased the daily operation of the Spy to first William Stearns and Daniel Bigelow and then to Anthony Haswell. All of these gentlemen proved to be poor printers and journalists and the Spy suffered in both quality and subscriptions under their tutelage. In July 1778 Thomas resumed control of the Spy. From this point on Thomas would remain in Worcester and in control of the Spy and an increasing number of other publications and books. Throughout the rest of the war years his business would fluctuate widely, but after the war it grew exponentially, reaching its greatest successes in the years 1790 to 1802. In order to insure the quality of all aspects of the printing process, Thomas set up a paper mill and bookbinding operation. He had controlling interests in three newspapers, a magazine, and eight bookstores in Massachusetts, New Hampshire, New York, and Maryland. At the height of his business, he operated numerous presses throughout the nation and employed some 150 people in Worcester alone. As his business prospered Thomas became a very wealthy man. He purchased a great deal of property in and around Worcester and built a mansion in the town. He also purchased a stately home in Boston and continued to travel back and forth between the two towns when business or pleasure called. He enjoyed showing off his wealth and was the first person in Worcester to own a coach, which he often used in his travels throughout New England. Like many of the founding fathers, Thomas was also extremely civic-minded. He was an active participant in the Masonic Order and served as the first Master of the Morning Star Lodge in Worcester. He was the first postmaster in Worcester, appointed to that post in May of 1775. As transportation flourished in the new nation Thomas was instrumental in surveying and establishing turnpikes and canals in the area, recognizing the importance of an improved infrastructure to the growth and development of the young nation. He was also a founder and trustee of the first bank in Worcester. He also enjoyed the theatre, sponsoring the first theatrical performance in Worcester, and was an original proprietor of the Boston Anthnaeum. Throughout his life and in his numerous wills, he was very generous to friends, family members, and those less fortunate. Upon his death he left bequests to so many learned societies, charitable institutions, and printers’ societies that this portion of his will was printed and circulated as A 48 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Isaiah Thomas: Patriot Printer a broadside, a fitting means of notifying the recipients of the benevolent printer’s generosity. He had a reputation for being kind and generous to his servants, seeking to provide them with the means to better their station in life, as he had so successfully accomplished for himself. Thomas’s house was always open to family members as well as business associates, the atmosphere made hospitable by the master of the house and his many servants. Thomas’s personal life reveals a more complicated tale. He was married three times. His first marriage to Mary Dill ended in divorce in 1777, following her affair and subsequent elopement with a British officer. However, the marriage did produce two children, a son named Isaiah and a daughter, Mary Ann. Both of the children grew to adulthood and produced many grandchildren. Isaiah attempted to follow his father in the printing business but met with little success and died from injuries suffered in a fall at age 45. Mary Ann was a wild and free-spirited woman who married three times and divorced twice. She and her children were almost always dependent on Thomas for financial support and he provided for their needs generously if grudgingly. Thomas married his second wife, again named Mary, in 1778. This was a happy union and they lived together until her death at the age of 68. After her death, Thomas wrote in his diary, “I have buried my best friend and wife, with whom I had lived for 40 years.” In 1819 Thomas took Rebecca Armstrong as his third wife. She was a cousin and companion of his second wife but proved to be an unsuitable match for him. The couple separated after two years of marriage. Thomas devoted his later years to his scholarship and philanthropy, retiring to the more pleasant company of friends and books. Thomas retired from active business pursuits in 1802 to write The History of Printing in America. This two-volume work was first published in 1810 and is still considered an important source on early American printers and the publishing industry. After publishing the History of Printing Thomas determined that he should make available for study all of the materials that he had utilized in his research by establishing a learned society based on the models of European institutions that had been in existence for hundreds of years. Specifically, Thomas envisioned an institution would organize materials for study in a methodical manner while striving to focus on the documents that would tell the story of the early American nation. B 4 5 6 7 8 9 49 C abcdefghijklm Isaiah Thomas Award in Publishing In 1812, he founded the American Antiquarian Society as a learned society and library devoted to American history and culture. It was the third oldest historical society in the country but the first to be truly national in its scope. In Thomas’s words, “The American Antiquarian Society is, in some respects, different from all other societies established in the United States. Membership is restricted to no state, or party. There are no members merely honorary, but all have an equal interest and concern in its affairs and the objects of this institution, whatever part of the United States they may reside in. It is truly a national institution. It has no local views nor private concerns. Its objects (to collect and preserve) embrace all time, past present and future….The benefits resulting…will be increased by time and will be chiefly received by a remote posterity.” Thomas was vain, highly intelligent, charming, quick tempered, and philanthropic. His generosity extended beyond his material wealth. He was The Royal American Magazine (Boston, 1774) A 50 The Royal American Magazine was a monthly subscription publication, issued by Thomas to compete with the British magazines that appealed to a more literary segment of the population. In a brilliant marketing move, Thomas decided to include installments of Hutchin-son’s History of Massachusetts in each issue. According to Thomas’s biographer Clifford Shipton, the installments were printed separately so that they “could be extracted from the successive numbers of the magazine and bound up together. The subscribers would obtain the history and the magazine for less than the regular price of the history alone.” In addition to Hutchinson’s history the magazine contained articles on science, “true confessions” and love stories, and engravings by Paul Revere and Joseph Callender. The magazine was also the first of its kind in America to publish both the words and music to popular songs. 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Isaiah Thomas: Patriot Printer genuinely interested in all kinds of intellectual pursuits as is exemplified by the diverse subjects that he printed in both his newspapers and in his books. In addition to being a prodigious maker of books, he was also a great collector and scholar. He amassed an enormous collection of books, pamphlets, broadsides, almanacs, newspapers, and ephemera during this lifetime of collecting. He truly loved the act of accumulating printed materials and believed that such collections would be of tremendous value to future scholars and historians. Almost two hundred years after the founding of the American Antiquarian Society, the mission of the institution remains true to Thomas’s vision. In this first year of the 21st century, the AAS remains a center for scholarly research, a place where the history of this great nation, a nation that Thomas helped mold, is still diligently preserved and studied. B 4 5 6 7 8 9 51 C abcdefghijklm The American Antiquarian Society, located in Isaiah Thomas Award in Publishing Worcester, Massachusetts, is both an independent research library and a learned society whose mission is to collect, preserve, and make available the printed record of what is now the United States from 1640 through 1876. Founded in 1812 by Revolutionary War patriot Isaiahexecutives’ Thomas, In early 1963 I wentand to printer a printing conference in Palm Beach. I the American Antiquarian Society is the third oldest flew to Tampa, where I rented a car to drive to visit my parents in Clermont historical society in the United States and the first to be national in the scope of its collections. (in the center of the state). I especially remember these events because they all form a pattern surrounding that particular visit to Florida. One of the optional trips which was offered to us while we (“executives”) were there, was to visit the West Palm Beach Post Times which had just begun to apply a computer to certain of the tasks associated with typesetting. They were using an RCA 301, a relatively small and inexpensive computer. I went along to see the system at work, and talked briefly with owner, John Perry, and with Cecil Kelly, the plant manager. Their computer program accepted unformatted paper tape input from teletypesetter keyboards and output another paper tape which contained line-ending decisions, including the splitting or hyphenation of words, where necessary. This tape was mounted into tape readers on hot metal linecasting machines and thus improved the productivity of the operation. Moreover, there was a photographic typesetting device, a Photon 513, which was also being driven by paper tape generated via the computer. And they also showed a computer printout of the line-for-line text which was used for debugging purposes. As I looked at this operation I suddenly saw a solution to the problem of photo composition—to produce a printout for proofreading, and then to insert corrections so that the output from the phototypesetters would not have to be corrected by cutting and splicing photographic film after the galleys had been set. I couldn’t get this idea out of my mind. And so when I returned to Philadelphia I talked to others about the notion, and especially to various typesetting employers with whom I was friendly. I think most of the typesetters I talked to felt I was a bit crazy. But I nevertheless contacted the regional sales office of the RCA computer division, where I met Phil Haines, a salesman who caught on to the idea and agreed to help me with a demonstration project. All that spring I continued to think about the prospects of such venture, however it might be sponsored, and tried to interest others in it. I thought it would provide a real benefit to the Philadelphia printing employers. In mid-spring, perhaps May, we did arrange a demonstration at the RCA facility in Cherry Hill, showing more or less how such an approach might work, including the generation of a printout, updating the file to include the correction of printers’ A The American Antiquarian Society 52 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing American Antiquarian Society The American Antiquarian Society The American Antiquarian Society (AAS) is both a learned society and a major independent research library. Founded in 1812 by the Revolutionary War patriot and printer Isaiah Thomas, the Society is the third oldest historical organization in the United States and the first to be national in the scope of its collections. Membership in the Society is by election and is limited to 700. Thirteen U. S. presidents as well as such luminaries as Daniel Webster, Henry Clay, Alexander Graham Bell, Ken Burns, Jimmy Carter, David McCullough, Walter Cronkite, and Daniel Boorstin have been, or are currently, AAS members. Collectively, AAS members have won 61 Pulitzerprizes. The AAS library houses the largest and most accessible collection of books, pamphlets, broadsides, newspapers, periodicals, sheet music, and graphic arts material printed through 1876 in what is now the United States, as well as manuscripts and a substantial collection of secondary works, bibliographies, and other reference works related to all aspects of American history and culture before the twentieth century. The library contains 20 miles of shelves that hold over three million items including two out of every three books, pamphlets, and broadsides known to have been printed in this country from the establishment of the first press in 1639 through 1820. The library’s unparalleled graphic arts materials include engravings, lithographs, sheet music, and maps. In addition, the library owns useful collections of microform materials including: Early American Imprints (1639-1819), Early American Newspapers (1690-1820), American city directories through 1860, the Adams Papers, and reference copies of various manuscript collections of the Society. The Society’s holdings also include selected modern secondary works and a full array of bibliographical tools, learned journals, and other aids to research, as well as a collection of sound recordings and tapes of early American music to supplement its holdings of printed music. Scholarship The exceptional depth of the library’s collections within the fields of American history and culture through 1876, and the accessibility of those collections through various finding aids, as well as a highly skilled staff, make the library a perfect place for in-depth scholarly research. The Society conducts an extensive fellowship program for scholars, artists, and writ- B 4 5 6 7 8 9 53 C abcdefghijklm Isaiah Thomas Award in Publishing ers studying pre-twentieth-century America. Residencies of one month to one year enable scholars, advanced graduate students, and others to spend an uninterrupted block of time doing research in the AAS library. Over 358 fellows from 41 states and nine foreign countries have been appointed since AAS began awarding fellowships in 1972-73. Support from the National Endowment for the Humanities (NEH) and the Andrew W. Mellon Foundation provide the funding for the Society’s long-term postdoctoral awards. A portion of the Mellon grant allows a recent PhD. recipient to spend a year at AAS revising his or her dissertation for publication. This Mellon grant also provides funds for other general long-term fellowships and for a distinguished scholar to spend an academic year at AAS as Mellon Distinguished Scholar in Residence. In addition, numerous short-term fellowships are also available to postdoctoral scholars, Ph.D. candidates, and foreign nationals. In 1994 the Society added visiting fellowships for creative and performing artists and writers. Approximately 20 separate short-term fellowships are awarded each year. The writings produced from these fellowships have made substantial contributions to scholarship. Many have been honored by the prestigious prizes of the academic world and recognized by their peers as seminal works in their fields. The 1999 Bancroft Prize was won by Jill Lepore (Peterson Fellowship 1993-94) for The Name of War: King Philip’s War and the Origins of American Identity. The 1996 Pulitzer Prize in History and the 1996 Bancroft Prize were awarded to Alan Taylor (AAS-National Endowment for the Humanities Fellowship 1989-90) for William Cooper’s Town: Power and Persuasion on the Frontier of the Early American Republic. Work done at the Society over the years has contributed greatly to the present understanding of the course of American history and culture from the first contacts between European colonists and Native Americans until the end of the third quarter of the nineteenth century. Research carried out here includes work by such well-known historians and authors of the past as Esther Forbes, Allan Nevins, Samuel Eliot Morison and David McCullough and, more recently, by persons conveying historical information through new media, like the documentary filmmakers Ken Burns, who researched several of his projects at AAS, and Laurie Kahn-Leavitt, who adapted Laurel Thatcher Ulrich’s A Midwife’s Tale for the screen. A key factor in the extraordinary usefulness of the collections has been the fact that the Society has, from the beginning, consciously set out to col- A 54 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing American Antiquarian Society B The American Antiquarian Society library houses the largest and most accessible collection of books, pamphlets, broadsides, newspapers, periodicals, sheet music and graphic arts materials printed through 1876 in what is now the United States, as well as manuscripts and a substantial collection of secondary works, bibliographies, and other reference works related to all aspects of American history and culture before the twentieth century. 4 5 6 7 8 9 55 C abcdefghijklm Isaiah Thomas Award in Publishing Isaiah Thomas’s printing press known as “Old No. 1” (after restoration) Isaiah learned the trade of printing in Zechariah Fowle’s small shop in Boston. The press he learned on was noted in later documents as old “No. 1.” The press was over six feet tall, approximately three feet wide, and six feet in length. The supporting timbers were of elm with pieces of oak and chestnut also used in its construction. The platen was mahogany and all of the hardware iron. Although the press was large and heavy, it had to be braced to the ceiling of the print shop to prevent the machine from “walking” across the floor while in use. lect the commonplace and ordinary pieces of printing, not just the first editions written by canonized authors. For this reason, the collections has been very conducive to the trends in the last generation or two toward intellectual and social history; the history of Native Americans, African Americans, women, and children; the historical context of past literary production; and all manner of interdisciplinary pursuits, including American studies and the history of the book. The Society’s historic interest in collecting, recording, and interpreting the output of American printing presses since early colonial days has made it a center for research on the history of the book. In 1983 the Society established its Program in the History of the Book in American Culture. This education and research program involves a number of scholarly activities including a series of annual lectures, workshops and seminars, conferences, publications and residential fellowships all centered around the history and bibliography of the printing, publication, and dissemination of books and other printed materials in the geographical areas that became the United States and Canada. Key works in this field include Revolution and the Word: The Rise of the Novel in America by Cathy A 56 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing American Antiquarian Society N. Davidson (Peterson Fellowship 1984-85); Beneath the American Renaissance: The Subversive Imagination in the Age of Emerson and Melville by David S. Reynolds (AAS-NEH Fellowship1982-83); and Worlds of Wonder, Days of Judgement: Popular Religious Beliefs in Early New England by David D. Hall (AAS-NEH Fellowship1981-82). A major component of this program is the preparation of a collaborative, interdisciplinary work of scholarship entitled A History of the Book in America. Cambridge University Press, in association with AAS, published the first volume, The Colonial Book in the Atlantic World, in late 1999. When completed, the series will comprise five volumes, carrying the story up to the recent past. The Society has been active as a publisher since its earliest years. Its semiannual learned journal, the Proceedings of the American Antiquarian Society, has been published regularly since 1849. In addition, the Society continues to publish a number of bibliographies and scholarly texts. The Society has also worked with Newsbank/Readex Microprint Corporation to microfilm nearly all the non-serial material published in this country from 1639 to 1820. This pioneer series, entitled Early American Imprints, contains the text in full of approximately 90,000 books, pamphlets, almanacs, and broadsides. Program B The Society sponsors a wide range of programs for constituencies ranging from school children and their teachers through undergraduate and graduate students, postdoctoral scholars, creative and performing artists and writers, and the general public. The Society also schedules a wide range of symposiums, lectures, workshops, and conferences on topics dealing with American history and culture in general and the history of printing, publishing, and reading in America. Every fall semester, AAS sponsors an undergraduate seminar in American Studies. Students from five Worcester colleges participate in this course held at AAS and led by a visiting professor. AAS programs for the general public include reading and discussion groups, lectures, musical concerts, theatrical presentations and an innovative radio variety program called The History Show. Each one-hour edition of The History Show uses the talents of professional actors and musicians and the resources of the Society to bring to life a single year in American history. 4 5 6 7 8 9 57 C abcdefghijklm Isaiah Thomas Award in Publishing A A Narrative of the Excursion and Ravages of the King’s Troops (Worcester, 1775) The original document contains the following inscription, in Isaiah Thomas’s handwriting: This was the first printing done in Worcester…. This document group contains depositions “taken by order of Congress” to support the reports of the atrocities allegedly committed by British troops, under the command of General Gage, against colonists in Lexington and Concord, on April 19, 1775. 58 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing American Antiquarian Society The Society is also committed to enhancing the quality of K-12 education by sponsoring teacher-training workshops and seminars and collaborating on a number of educational programs that make available for classroom use primary source materials from the AAS collections. In the winter of 1999 the Society launched its newest K-12 program, entitled Isaiah Thomas – Patriot Printer. This highly effective program includes a dramatic presentation and a facsimile/curriculum packet that examines the extraordinary life of the Society’s founder and his role in establishing the American nation and creating a uniquely American culture. The curriculum packet includes document facsimiles, graphic images, and background materials from the Society’s collections, as well as lesson plans developed by classroom teachers. The HocheScofield Foundation provided initial support for the Isaiah Thomas – Patriot Printer project. Additional funding is also now available through grants from the Colonial Society of America, the Massachusetts Foundation for the Humanities, and the Worcester Arts and Humanities Educational Collaborative. B 4 5 6 7 8 9 59 abcdefghijklm Isaiah Thomas Award in Publishing A 60 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Rochester Institute of Technology Internationally recognized as a leader in imaging, technology, fine and applied arts, and education of the deaf, Rochester Institute of Technology enrolls 15,000 full- and part-time students in more than 250 career-oriented and professional programs, many of which are unique and enjoy worldwide recognition. Its cooperative education program is one of the oldest and largest in the nation. For the past decade, U.S. News and World Report has ranked RIT as one of the nation’s leading comprehensive universities. RIT is also included in Yahoo Internet Life’s Top 100 Wired Universities, Fisk’s Guide to America’s Best Colleges, as well as Barron’s Best Buys in Education. SCHOOL OF PRINTING MANAGEMENT & SCIENCES Considered the best of its kind in the world, RIT’s School of Printing Management & Sciences offers four programs in graphic communications. Part of the nationally accredited College of Imaging Arts and Sciences, the school offers state-of-the-art equipment and faculty who are worldrenowned experts, teaching printing from concept to inception. B 4 5 6 7 8 9 61 C abcdefghijklm Isaiah Thomas Award in Publishing The DocuTech Manual + Book Factory’s innovative digital book publishing press offers users a complete end-to-end solution for print-on demand, perfect-bound books. The solution features the DocuTech 6155 or 6180 digital printer, an in-line roll-tosheet paper feeding system provided by Roll Systems Inc, and an in-line perfect binding and trimming subsystem provided by C. P. Bourg. A 62 1 2 3 nopqrstuvwxyz Isaiah Thomas Award in Publishing Xerox Graphic Arts Xerox Graphic Arts Publishing is one of five segments in Xerox’s Graphic Arts Industry Business, which is leading the industry’s transition from traditional printing to The New Business of Printing—powerful digital technologies that enable just-in-time, one-to-one and “e” printing solutions. Xerox invented on-demand digital book production with the introduction of the DocuTech Publisher series. One area of print on demand that continues to grow is book publishing, where customers are able to produce short run lengths and personalized books. More than 1,500 Xerox Graphic Arts professionals worldwide deliver a portfolio of state-of-the-art digital products, solutions and services that help their customers provide higher value document services and capture new business opportunities. In addition to providing innovative hardware and software, the Xerox Graphic Arts Industry Business shares its market-leading digital printing knowledge to help customers increase their print volume, profit and grow in The New Business of Printing. Visit the Xerox Graphic Arts Industry Business at: www.xerox.com/graphicarts. B 4 5 6 7 8 9 63 C abcdefghijklm Isaiah Thomas Award in Publishing PRODUCTION NOTES Text and cover printed on a Xerox DocuColor 2060 digital color printer on 32 lb. Brilliant White Navajo text and 80 lb. Winter White Mohawk Options cover courtesy of Mohawk Paper. Design and execution of the book, accompanying Web site, and signage by Amina Rab and Roxanne Stevens based on a design by Robert Klapka and Sean Morris, New Media students, College of Imaging Arts and Sciences, RIT. The fonts are Adobe Caslon 540 Roman and Italic. Software used in the production of the print and Web materials includes Adobe Indesign 1.5, Adobe Illustrator 9.0, Adobe Photoshop 6.0, and Macromedia Dreamweaver 4.0. The Isaiah Thomas Award in Publishing Web site is on-line at http://publish.rit.edu/ITAP. The Isaiah Thomas Award in Publishing is sponsored by Xerox Corporation and is presented by the School of Printing Management and Sciences, College of Imaging Arts and Sciences, Rochester Institute of Technology, Rochester, NY. A 64 Dr. Joan Stone Dean Professor Frank J. Romano Administrative Chair Professor Michael L. Kleper Paul and Louise Miller Distinguished Professor 1 2 3
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