Forms 5 through 11

PI Last Name, First Name
Applicant Institution
Table of Contents
Form
1
Form Name
Page
Face Page ............................................................................................................1
1
Face Page - Subcontracting Organization(s)* ........................................................
2
Staff, Collaborators, Consultants and Contributors ................................................
3
Acronyms Used in Application ...............................................................................
4
Lay Abstract ..........................................................................................................
5
Table of Contents ..................................................................................................
6
Budget ..................................................................................................................
7
Personnel and Budget Justification .......................................................................
6
Budget – Subcontracting Organization(s)* ............................................................
7
Personnel and Budget Justification – Subcontracting Organization(s)* ..................
8
Biographical Sketch(es) ........................................................................................
9
Revisions and Comments- Required for Revised Applications, See Section
V.B*. ......................................................................................................................
10
Work Plan .............................................................................................................
Specific Aims .................................................................................................
Justification of Need/Significance ...................................................................
Research Projects ..........................................................................................
Facilities .........................................................................................................
Tables - Not included in page limitations.............................................................
Technical Expertise - Not included in page limitations ........................................
Organizational/Management Plan - Not included in page limitations ...................
Institutional Commitment - Not included in page limitations ................................
14
Time Line and Collaboration Strategy ...................................................................
*
Indicate “N/A” if not applicable.
Form 5
1
PI Last Name, First Name
Applicant Institution
Budget – Name of Contractor or Subcontractor __________________________________
Year One
Year Two
BUDGET CATEGORY
PERSONAL SERVICE (PS)
1
SALARY AND STIPENDS
Position (list each to be funded separately)
SUBTOTAL Salary & Stipends
2
3
FRINGE BENEFITS
SUBTOTAL PS (sum of lines
1+2)
Form 6
Attach subcontractor budgets using additional copies of Form 6.
2
Year Three
TOTAL
PI Last Name, First Name
Applicant Institution
OTHER THAN PERSONAL SERVICE (OTPS)
SUPPLIES
4
LAB SUPPPLIES
OFFICE SUPPLIES
SUBTOTAL SUPPLIES
5
EQUIPMENT
6
TRAVEL
7
CONSULTANT COSTS
OTHER EXPENSES
8
COMMUNICATION
MISC. OTHER EXPENSES
SUBTOTAL OTHER
EXPENSES
9
SUBTOTAL OTPS (sum of lines
4 thru 8)
10
TOTAL PS & OTPS (lines 3+9)
11
12
13
14
TOTAL SUBCONTRACT
COSTS (sum of line 14 of all
subcontractor budgets)
TOTAL DIRECT COSTS
(lines 10+11)
FACILITIES AND
ADMINISTRATIVE COSTS
GRAND TOTAL COSTS
(lines 12+13)
Form 6
Attach subcontractor budgets using additional copies of Form 6.
3
PI Last Name, First Name
Applicant Institution
Personnel Effort and Budget Justification
Key Personnel *
Name
Role in
Project
% of Total
Professional
Effort**
Dollar Amount Requested
(Year One)
Total Salary
at Institution
Salary
Requested
Support Personnel *
Name
Role in
Project
% Professional
Effort**
Fringe
Requested
Total $
Requested
Dollar Amount Requested
(Year One)
Total Salary
at Institution
Salary
Requested
Fringe
Requested
Total $
Requested
Total Salary + Fringe Requested – Should equal Year One, line 3, Form 6.
*
Insert additional lines as necessary under Key Personnel or Support Personnel.
** Professional effort is all professional activities performed, regardless how or whether the individual receives
compensation.
Form 7
Not to exceed 3 pages per organization. Attach Subcontractor Personnel Effort and Budget Justification using
additional copies of Form 7.
4
PI Last Name, First Name
Applicant Institution
Describe and justify the key personnel and technical staff.
Describe and justify items to be included in Other than Personal Service Costs.
Supplies
Equipment
Travel
Consultant Costs
Other Expenses
Form 7
Not to exceed 3 pages per organization. Attach Subcontractor Personnel Effort and Budget Justification using
additional copies of Form 7.
5
PI Last Name, First Name
Applicant Institution
Biographical Sketch
NAME
POSITION/TITLE
EDUCATION/TRAINING (Begin with baccalaureate or other professional education, and include postdoctoral
training)
INSTITUTION AND LOCATION
DEGREE
YEAR(s)
FIELD OF STUDY
A. Positions and Honors. List in chronological order all previous positions, concluding with your present
position. List any honors. Include present membership on any Federal Government public advisory
committee.
B. Selected peer-reviewed publications or manuscripts in press (in chronological order). Do not
include manuscripts submitted or in preparation. For publicly available citations, URLs or PubMedCentral
submission identification numbers may accompany the full reference.
Form 8
Not to exceed 2 pages per individual. Present PI first, followed by Co-PI(s) and the remaining key personnel in
alphabetical order using additional copies of Form 8.
6
PI Last Name, First Name
Applicant Institution
Revisions and Comments:
Form 9
Not to exceed 2 pages. Include a copy of critique as an appendix to the application.
7
PI Last Name, First Name
Applicant Institution
Work Plan:
Form 10
Follow all page limitations, font and margin requirements.
8
Form 11
Follow all page limitations, font and margin requirements.
9
Time Line and Collaboration Strategy
Aim/Sub-aim
Investigator
Responsible/
Name of Institution
Activities
Time Frame
Describe strategies for information and/or resource exchange to ensure efficient and effective completion of
the project. Include frequency and methods of communications. Note barriers to communication and
resource exchange and propose alternative strategies to overcome potential problems.
Form 11
Follow all page limitations, font and margin requirements.
10