RECEWEL) BEFORETHE POSTAL RATE COMMISSION WASHINGTON, D.C. 20268-0001 POSTALRATE AND FEE CHANGES, 2000 / Docket No. R2000-1 \ RESPONSE OF UNITED STATES POSTAL SERVICE WITNESS KINGSLEY TO INTERROGATORY OF UNITED PARCEL SERVICE (UPS/USPS-TlO-33) The United States Postal Service hereby provides the response of witness Kingsley to the following interrogatory of United Parcel Service: UPS/USPS-TIO-33, filed on March 22, 2000. The interrogatory is stated verbatim and is followed by the response. Respectfully submitted, UNITED STATES POSTAL SERVICE By its attorneys: Daniel J. Foucheaux, Jr. Chief Counsel, Ratemaking /kGLxB* Susan M. Duchek 475 L’Enfant Plaza West, SW. Washington, DC. 20260-I 137 (202) 268-2990 Fax -5402 April 4, 2000 RESPONSE OF UNITED STATES POSTAL SERVICE WITNESS KINGSLEY TO INTERROGATORIES OF THE UNITED PARCEL SERVICE Provide a copy of all versions of PS Form 8125 that were in use or used during any portion of FYI 998. UPS/USPS-TIO-33 Response: See attached. The new forms as of July 1998 as well as the old PS Form 8125 would have been presented with mail during a portion of FY 1998. Customer facsimiles of these forms are also accepted. United States Postal Service Plant-Verified Drop Shipment Verification and Clearance (PVDS) I lstructions on Reverse Mail&s Name 7a. Mail&s 4. Product or Publication Titles fS.ci*c/ass/ Non-Palletized ~ ~ bundles ~ trays -with ~ 9. Total Gross Weight of Shipment 10. Type of Mail Processing Category /cnecXa//ma/app/v/ 0 LEltWS 0 Automation Compatible 0 Irregular Parcels Number of Containers by Type Pallets and Pallet Boxes: with pkgs. or bundles -with 7b. Mailer’s Contact Telephone 8. Check One 0 Identical-Weight Pieces. Weight of a Single Piece 0 Nonidentical-Weight Pieces Origin Plant Location (Ci& State, Z/PM) I International Contact Name trays sacks with parcels 0 Nonmachinable Parcels q Flats 0 Machinable Parcels 11. Entry Discounts Claimed fCheckaf/thatapp&) q DBMC 0 OSMC 0 DSCF 0 DDU q zone Rates 0 LOcal zone Rates 0 Mailing includes pieces for delivery outside service area or entry oflice q Other (International) q (International) Sewice Center (ISC) 1221. Contact at Company Making Drop Ship Appointment //f o~berlbanmai/e Containers: -sacks __ parcels __ other (describe): andif hnown when cwnp/ebg ~ ib/is fom) Comments 12b. Telephone 3. origin post Office 22sI. Name of USPS Employea /c/Q$ s.w.9, a171f.7w+4, Verifying I. Varlfied Telephone at 3 DMU fA!&w’s~/snrl q SMEU or Post Office :,:_ I. Vehicle 22b. Employee’s Mail 22l - 22< PVDS Seal Number 20. Vehicle ID Number 22i I I. Comments 30. Load Ct,ndNk,n ImgutarNies 0 Pallets Too Tall (T) 0 Broken Pallets (8) fCh.%kalfth.&a@&) q Load Unsafe(U) 0 Overweight Pallets (0) q Packages on SMC Pallets Not Machinable(M) 0 0 Separations Do Not Match 8125s (P) 0 Courtesy Container Counts Do Not Match 8125s (P) Pallets (I) q Other faesuirwr 117“Comments”sectfm7~) 31. Appointment 0 Arrived Early(E) 0 Arrived.Late (L) 0 No Appointment(N) 32. Comments 3. oat0 Of Departure J PS Form 8125, July 1998 /Page 1ofZJ 29. Time of Dep?nhwe This form on Internet at vww.usps.com De*tination office-1 Mailer-2 Origin Pat Office-3 Definitione and Features Form 8125 proves to the entry facility that the mail being presented by the mailer or mailer’s agent was verified and paid for et origin. , Plant-verified drop shipment (PVDS) enables origin verification and postage payment for Shipments that e mailer transports post olfices. where the prepad and pre-vertfied shipments are accepted by the Postal Service as mail. Postal Service employees verify PVDS mailings for classification, serving the ma~ler’s plant. rate eligibility preparation, from the mailers plant to destination and preeort either at the mailer’s plant or at the origin post oflice Standards for PVDS shipments we in Domes/icMailManua/(DMM) P750. Information about destination entry discounts for each class of mail are in DMM Module E, Eh@Mity DMM E651 contains volume limits for PVDS Standard Mail that is for delivery outside the entry office Service erea. There are no limits for Periodicals. Appointments to deposit PVDS mailings at en!ry offices are required for Standard Mail. Appointments vehicles that atso contain PVDS Stan ard Mall. are required for Periodicals only if they will be presented on Instructions for Mailer With each PVDS mailing presented for verifjcation and postage payment to the origin post office (or detached mail unit), the mailer must submit a PS Form 8125 (or approved facsimile) completed as described below. The original Form 8125. after being signed and round dated by the ori$n verifyinftpost office, mu.et be submitted to the entry post office with the PVDS mailing it represents. But for PVDS mailings cent via Express Mail or Priority ali drop s ~pment, Form St25 ie not required. Completing Form 8125 “Requested In-Home Delivery Date”: If completed, the mailing should be deposited window. Delivery within this window is not guaranteed. by the mailer or mailer’s agent et the entry office in time to meet the delivery “Drop Shipment Appointment Number’: The appointment number may be added by the mailer or mailer’s agent after the 8125 is signed and dated by the origin post office but before the PVDS mailing is presented to the destination post office. The “Mailer Inf?rmation’ section (1 through 12) identifies the mail preparer and provides a description of the mail to be depodted at the destination entry post office listed in stem 24. The mailer must complete all items in the “Mailer Information’ section except for optional items 6 and 12. . In item 5, report the mail es configured for verification and as it will be presented to the entry office (for example, if trays are presorted on pellets, chow the number of pallets with trays). If a mailing consists of a combination of palletized and non-palletized mail, report each segment correctly in this item. . In item 6, you may show other mailer information (for example, sequence number for a postage statement. manifest, or 9125). . In item 7 (and 12 if possible), report the name and telephone number of a mailer contact familiar with the subject mailing who can reeotve problems that may arise at the entry office, . In item 11, show all entry discounts claimed for pieces in the mailing. A single mailing may contain pieces subject to different entry discounts (no more than one entry discount may be claimed for any individual piece). In IF? ‘De,stination’ section, fill out only the first item (24), ‘Entry Oflice: Show the city, state, and ZIP+4 of the post office or postal facility where the PVDS malkng will be deposlted. For mail entered at an SCF or a SMC, show the city and state namee as they appear in the applicable labelin list from DMM Module L to facilitate verifi+xI pl any entry discounts claimed. The physical address of the facility may also be shown. All entry discounts must %e based on entry et thie facility II the malkng will be deposlted al a bulk mail center @MC). show the desi nation ‘SK with the city and state as they appear in the applicable labeling list from DMM Module L (the physical address may also be shown with the ZIP+4 B Submitting Mailing and Form 8125 to Entry Poet Dflfce The mailer or mailer’s agent must submit copy 1 of this Form 8125 (with the original signature and round date of the ort in post office) with the PVDS mailing presented for acceptance to the entry postal facility shown in the first item of the ‘Destmation’section. Submit a secon B copy 11you went one signed by the entry office and returned for your records. The mailing presented to the entry Office must be configured es reported under ‘Type and Number of Containers’ and must match the other information on Form 8125 as validated by the origin post office (verifying office). . Mail must not be reconfigured in containers after verification at origin. This eneures that the entry office is able to reconcile the information on the 9125 with the mall bang presented for acceptance. For example. mail verified and repoded es non-palletized sacks or trays (rather than es sacks or trays prepared on pallets) muet be presented to the entry post office in the same configuration. Consolidators must not take mail received from mailers es non-pattetized sacked or trayed mailings (reported on Forms 8125 es non-palletired mailings) and place !he mail on pallets or in other containers after verification (Ior reasons like facilitating transpotiation) because the entry office will be unable to reconcile the mall wth 812% representing the mail. For example, if an agent places on pallets IO sacks tram one mailing and 15 sacks from another mailing repolted on Forms El?5 as non-palletized sacks, there would be no 9125 representing one pallet of 25 sacks and the destination entry office may refuse or delay acceptance of the ma,,. Instructions for Post Office of Origin (Office Where PVDS Mailing Is Verified) Be sure mailer has completed all required items in the ‘Mailer Information’ section and item 24. Complete the ‘Origin Post Office’ section after verifying that all information ‘Comments.’ is correct. Optional iteme are ‘Vehicle PVDS Seal number.’ ‘Vehicle ID Number,’ and Sign and round date this form. Return copies 1 and 2 to the mailer. Retain copy 3 in your files for one year. Instructions for Destination Entry Post Office or Delivery Unit Either remove the 8125s for your office from the vehicle or receive them from the mailer or mailer’s agent and check that your office is shown as the enby facility under ‘Entry Office’ (item 24). Check that the form is completed, signed, and round dated by the origin poet office. Check the integrity of the mail load to be sure that it is safe to unload. Note any load condition irregularities under ‘Load Condition Irregularities’ (item 30). Compare the shipment with the form(s) for class, vOlume (such as number 01 containers), processing category, enby rates claimed, and so on. If the St25 is properly completed end the information on it matches the mail, accept the shi ment. Complete the ‘Destination’ section (items 25 through 32) legibly. Retain the completed 9125 in your tiles tor one year. If the mailer or mailer’s agent t as presented two copies, Complete the ‘Destination” section on the second copy and return it to the mailer or mailer’s agent who presented it to you. If the mail is visibly damaged, the shipment does not match the information on the 8125, or the entry facility on the 8125 is not your facility, do not accept the mail until the discrepancy is resolved. . You may need to notify your supervisor of the problem(s). . Either you or your supervisor may need to contact the origin post olfice (entered as ‘USPS Employee Verifying Mail”) to resolve the discrepancy. PS Form 8125, July 1998 /PageZofZ’/ United States Postal Selvice Plant-Verified Consolidated Drop Shipment (PVDS) Verification and Clearance MAILER: This form is for the use of an individual destination on the same vehicle. 1. Mail&s mailer only, for multiple PVDS mailings Name cleared at origin cn the ama 3a. Mailer’s Contact Name 2. Origin Plant Location fCi& Stat.. ZfPi4) day fcr entry at a Single 3b. Mailer’s Contact Telephone 4. Contact and Telephone at Company Making Drop Ship Appcintment flf ol/ler than ma&rend #known when completing tiis form) 6. Individual Mailings 5. Destination 0 DDU Entry Discounts Claimed fCheckafffhatapp&J q DBMC 0 DSCF q OBMC q zone Rates q LaxI zone Rates 0 Mailing includes pieces for delivery outside sewice area or entry office N I0 b6 g $9 e $1 dti’ 5, 6 .z1 z.r I. Origin Pest Office (C/w, Stab, andiYP+() 1%. Name of USPS Employee Verifying Mail /PnhM) IS. Date /Round&tamp I ‘. verified at IlSb. Employee’s 0 DMU /MafWsp/antj 0. Total Pieces 2. Vehicle 0 BMEU or Post Office 11. Total Weight of Mailing Telephone 15c. signature Employee Of verifying 1Se. Contact’s Telephone PVDS Seal Number I I 4. Commenta 23. Load Condition irregularities q Pallets Too Tall (T) q Broken Pallets (B) 0 I (C,,evks//t~fs~&, 0 Load Unsafe(U) q Overweight Pallets (0) Packages on BMC Pallets Not Machinable (M) 0 Separations Do Not Match 8125s (P) 0 q Container Counts Do Not Match 8125s (P) fdl Ii g1 15 Sa. USPS Rec&ing Emplo@‘r Signature 1Sb. USPS Receiving Employee’s Name Courtesy Pallets (I) q Other /Da% 24. Appointme 9. Date of Arrival 20. Time of Arrival 0 Arrived Early (E) 0 Arrived Late (L) 0 NC Appointment (N) 25. Comments !l. Date of Depsfture PS Form VP 8125-C, 22. Time of Departure I July 1998 (Pago i of 7) I This form on Internet at www.usps.ccm Destination Office-l Mailer-2 Origin Post Office-3 United States Plant-Verified Consolidated CONSOLIDATOR: mailings cleared 1. Consclidatc<s Postal Requested Service Drop Shipment (PVDS) Verification and Clearance - DSMS This form is for the use of an authorized drop shipment at origin on the same day for entry at a single destination ~?/fc.JfH In-home Delivery 5. Destination N Memd s Precdl?cele*Stamped PSPallelstih sxks PT Paws vim vayl T Tray; 0 omcr _ 3J /5PG-t q@< (DSMS) consolidator Contact Name only, for multiple 3b. Ccnsclidatcr% PVDS Contact Telephone 4. Contact and Telephone et Company Making Drop Ship Appointment (II other than consolid.hv and il known when completing fhis for) 2. Origin Plant Location (CirV. Stale, ZIP+4) 6. Individual Mailings KEY(“sdtekw 10descnL% lodnd”a, mwgs, P P*nnil Fk,m”! Tkw Numbs,d hle,r b Type: PI( Pallee v&h packager PPPalleMWI par& NumberolNmwbtied s SaCb cmI.M)(P & Type: B @ed!.xdedb”ndSl -p* DrcpShipApwi”tme”tN”mber I management system on the same vehicle. 3a. ConsolidaWs Name L/i S/i/Y5Date (Three-day w P Pa,& 0 DDU 0 zone Rates 0 Entry Discounts Claimed (Check all tiaf apply) 0 DSCF 0 LoxI Zone Rates 0 DBMC 0 OBMC Mailing includes pieces for delivery outside service area or enby office I t-e&d Job ID - t Totals Created DateThi: E Fc 7. Comments e or [ovnd stamp date is required. PS Form 8125-CD. July 1998 (Page f of 1) This form on Internet at vnw.ups.com 0estfnatfcn Office-1 Mailer-2 Origin Post OMcb3 United States Postal Service Plant-Verified Drop Shipment (PVDS) Verification/Clearance A. Complete Part 1, items l-8 and Part 111,item 1. Part I, items 9-l 1 are optional f/fan appointment 8. Submit this completed Ion with the related shi./ ment(s) and postage statements(s) (SMEU) when 8~ shipment is submitted for wn rcabon and clearance for dispatch. is required to the Detached item 9 may be required at t&w ot entry.) Mail Unit (DMU) or Business Mail Entry Unit C. After the verifyin employee has completed. signed. and dated this form. attach copies 2 and 3 to the left inside rear wall of the vehicle, just inside the rear doom. I9 the vehicle is to stop at multiple destination facilities to deposit mail. place the clearance documents for each stop m separate envelopes bearing the name Of each entry &ice. rays ,,“,,,be, 0 Periodicals 0 Standard r,f Containers A) 0 Trw - (bedloaded) 0 Sacks (b&loaded) 0 Other (Describe). A. Se s”re the mailer has camp et time of entry.) 8. Complete Part 11,items l-10. Show seal number that will be used to seal mailefs vehicle (at maile<s request) and vehicle ID number in item 8. C. Retain copy 2 for yo”r records. D. Give copies 1 and 3 of this completed fan to the mailer for placement in the vehicle in which shipments are dispatched. 1. Origin Post Offfcs (City. State. and ZIP + 4) A. Reconcile information on *is fan against total volume in the shipment(s) deposited (e.g.. count containers. weigh shipment, etc.) 0. Verify that tfw seal number in Part ff, item 3 matched that on the seal removed from the vehicfe, if the vehicle was Sealed. C. If the seal number and shipment volume match the shipment deposited. complete Part ftf, items 2-6. and accept the mail. Give copy 3 to driver. if requested. 0. Retain copy 1 in your files for 1 year (along with the seal removed from iha vehicle. if applicable.) E. If the shipment vof”me and/or seaf number do not match: (1) hold tfw shipment and yehide. and (2) call the OtRCe of origin or the district ORCB that Describe any inegulanhes in item 7. made the appointment immediately to resof~e the discrepancy. 7. Comments 1. Entry Office (City, Sti?tej~ZIF + 41, 2. USPS Receiving Employee’s Signature 3. Date of Arrival 4. Time of Arrfval 5. Date Of cIepalt”re 6. Time of Departure PS Form 8125. July 1996 00rtinatl0n mice - 1 . DECLARATION I, Linda Kingsley, declare under penalty of perjury that the foregoing answers are true and correct to the best of my knowledge, information, and belief. :. CERTIFICATE OF SERVICE I hereby certify that I have this day served the foregoing document upon all participants of record in this proceeding in accordance with section 12 of the Rules of Practice. &#c!J42.Susan M. Duchek 475 L’Enfant Plaza West, SW. Washington, D.C. 20260-I 137 (202) 268-2990 Fax -5402 April 4, 2000
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