State of New York Department of Health and Environmental Facilities Corporation Final Intended Use Plan Drinking Water State Revolving Fund October 1, 2011 - September 30, 2012 Issued: October 1, 2011 The State of New York Andrew M. Cuomo, Governor Department of Health Nirav R. Shah, M.D., M.P.H., Commissioner Environmental Facilities Corp. Matthew J. Driscoll President and CEO FINAL INTENDED USE PLAN for the NEW YORK STATE DRINKING WATER STATE REVOLVING FUND October 1, 2011 - September 30, 2012 Issued: October 1, 2011 INTENDED USE PLAN TABLE OF CONTENTS Page 1.0 INTRODUCTION ................................................................................................................. 1 2.0 PROGRAM INITIATIVES AND CHANGES ................................................................... 2 3.0 SHORT- AND LONG-TERM GOALS .............................................................................. 4 3.1 3.2 SHORT-TERM GOALS................................................................................................................................... 4 LONG-TERM GOALS ..................................................................................................................................... 4 4.0 FINANCIAL STATUS ......................................................................................................... 5 4.1 4.2 4.3 4.4 4.5 4.6 4.7 TOTAL DWSRF MONIES ............................................................................................................................. 5 FEES ............................................................................................................................................................. 5 TRANSFER OF FUNDS .................................................................................................................................. 6 ELIGIBLE SYSTEMS AND TYPES OF PROJECTS TO BE FUNDED .................................................................. 6 FINANCIAL PLANNING PROCESS .................................................................................................................. 7 TYPES OF ASSISTANCE AND TERMS ............................................................................................................ 8 PROGRAM FINANCIAL TERMS .................................................................................................................... 10 5.0 AMENDING THE IUP ....................................................................................................... 12 6.0 SET-ASIDE ACTIVITIES ................................................................................................. 12 6.1 ADMINISTRATIVE ........................................................................................................................................ 12 6.2 TECHNICAL ASSISTANCE ........................................................................................................................... 13 6.2.1 Small Water Systems .......................................................................................................................... 13 6.2.2 Comprehensive Performance Evaluation Program ......................................................................... 14 6.3 STATE PROGRAM MANAGEMENT............................................................................................................... 14 6.3.1 Administer the PWSS Program .......................................................................................................... 14 6.4 SPECIAL ACTIVITIES ................................................................................................................................... 15 7.0 DISADVANTAGED COMMUNITY PROGRAM AND HARDSHIP ........................... 17 7.1 7.2 7.3 7.4 7.5 7.6 7.7 INTRODUCTION ........................................................................................................................................... 17 FINANCIAL AVAILABILITY ............................................................................................................................ 18 ELIGIBILITY FOR FINANCIAL HARDSHIP ASSISTANCE ................................................................................ 18 CALCULATING HARDSHIP ........................................................................................................................... 19 HARDSHIP APPLICATION PROCESS ........................................................................................................... 20 CONFIRMATION OF HARDSHIP AVAILABILITY ............................................................................................. 21 CO-FUNDING .............................................................................................................................................. 22 8.0 CAPACITY ASSESSMENT ............................................................................................ 22 8.1 8.2 8.3 8.4 8.5 8.6 TECHNICAL CAPACITY ................................................................................................................................ 22 FINANCIAL CAPACITY ................................................................................................................................. 22 MANAGERIAL CAPACITY ............................................................................................................................. 22 SYSTEMS WITH INADEQUATE CAPACITY .................................................................................................... 23 LONG-TERM CAPACITY .............................................................................................................................. 23 ANNUAL REPORTING REQUIREMENTS ....................................................................................................... 23 9.0 STATE ENVIRONMENTAL REVIEW PROCESS/DETERMINATION OF EQUIVALENCY PROJECTS .......................................................................................... 24 10.0 PROJECT PRIORITY LISTS .......................................................................................... 25 i 10.1 PROJECT SELECTION PROCESS ................................................................................................................ 25 10.2 DESCRIPTION AND USE OF PROJECT LISTS .............................................................................................. 25 AND 3 Attachment I Attachment II - Attachment III Attachment IV Attachment V Attachment VI Attachment VII Appendix 1 - Project Priority Ranking System Anticipated Intended Use Plan Schedule for the October 1, 2011 – September 30, 2012 Funding Period Financing Fees and Financing Options Drinking Water State Revolving Fund Pre-application Form Drinking Water State Revolving Fund Application Checklist Output and Outcome Measures Response to Comments on the Draft IUP Summary of Project List Changes Acknowledgements: The development of this Intended Use Plan was made possible through the dedicated effort of the New York State Department of Health’s Bureau of Water Supply Protection Design Section with special acknowledgements to: Michael Montysko, PE, Design Section Chief Christopher Auer, PE, Western Area Team Leader William Gilday, PE, Southern Area Team Leader Stephen Marshall, PE, Northern Area Team Leader David Phillips, PE, Eastern Area Team Leader ii 1.0 Introduction The Drinking Water State Revolving Fund (DWSRF) was created in 1996 as a result of New York State’s enactment of Chapter 413 of the Laws of 1996 (Clean Water/Clean Air Bond Act, “Bond Act”) and passage of the 1996 Amendments to the Safe Drinking Water Act (Public Law 104-182) by the U.S. Congress. The DWSRF provides a financial incentive for municipally and privately owned public water systems to undertake needed drinking water infrastructure improvements (e.g., treatment plants, distribution mains, storage facilities). This program provides market rate and below market rate financing for the construction of certain eligible public water system projects. As financings are repaid, money is made available for new financings - a true revolving fund. For communities with demonstrated financial hardship, interest rates can be reduced to zero percent. In this federal fiscal year, the State expects to receive additional federal grants to capitalize the DWSRF. Monies from the Bond Act will be used to provide federally mandated state matching funds of at least 20%. The program is administered jointly by the New York State Department of Health (DOH) and the New York State Environmental Facilities Corporation (EFC). This Intended Use Plan (IUP) includes: 1. an anticipated financing schedule which covers the period from October 1, 2011 to September 30, 2012; 2. a description of the goals of the DWSRF program; 3. specifics on how New York State proposes to use available DWSRF funds during federal fiscal year (FFY) 2012; 4. criteria for selecting projects to receive financial assistance; 5. criteria for determining which communities qualify as disadvantaged communities; 6. an estimate of anticipated funds available for subsidized financial assistance; 7. a procedure to amend this IUP; 8. a description of capacity assessment; 9. a description of the project selection process; 10. criteria for determining equivalency projects; 11. a Project Readiness List which includes eligible projects expected to be ready for shortterm or long-term financing during this IUP period; 12. a Category A List which includes eligible projects of systems serving less than 10,000 people; 13. a Multi-Year List of projects eligible to receive DWSRF financing; 14. a Category C (hardship) List of projects which have received written confirmation that they qualify for financial hardship; 15. the project scoring and ranking system; 1 16. a description of the fees associated with DWSRF financing; and 17. a copy of the DWSRF pre-application form and application checklist. 18. Output and Outcome measures 19. Summary of Project List Changes between the draft and final IUP This IUP is based on the use of FFY 2012 federal Capitalization Grant monies and unobligated funds carried forward from the previous IUP. The anticipated financing schedule for this IUP period is found in Attachment II. Under the anticipated financing schedule, leveraged financing funded from bond issues will be determined. Direct long-term and short-term financings will be originated throughout the year. 2.0 Program Initiatives and Changes Ongoing Initiative: The DOH and the EFC encourage communities that apply for financing in this and future IUP periods to prepare and submit an asset management plan to accompany the engineering report and/or plans and specifications for their project. An asset management plan would support communities by encouraging the building of sustainable infrastructure. The DOH reserves the right to require an asset management plan for any project that has shown deficiencies with respect to Managerial, Technical, and Financial capacity. Ongoing Initiative: New York State encourages the efficient use of energy in all drinking water projects. In addition, the US EPA requires that for FFY 2012 a minimum of 20% of the federal capitalization grant be used for “green” projects. Therefore, the DOH and the EFC are requiring that all engineering reports and/or plans and specifications submitted to the DOH identify project components that incorporate green infrastructure, energy efficiency, water efficiency, and/or other environmentally innovative activity. Program Change: State Smart Growth Public Infrastructure Policy Act- On August 30, 2010 the New York State Environmental Conservation Law was amended to add the State Smart Growth Public Infrastructure Policy Act. This law requires that starting September 27th, 2010, any new or expanded public infrastructure project receiving financing from a state infrastructure agency must be consistent with the relevant smart growth public infrastructure criteria as they are defined in the law to the extent practicable. DOH will now require, as a part of the engineers report and/or through other DWSRF application materials that may be developed, an analysis of each project with respect to its compliance with the criteria of the smart growth law. Projects that received short term financing or other phased financing prior to the enactment of the law are exempt. The Smart Growth Public Infrastructure Policy Act can be viewed at: http://public.leginfo.state.ny.us/MENUGETF.cgi?COMMONQUERY=LAWS+&TARGET=VIEW Once there, click on ENV and then click on Article 6 Program Change: Interconnections- Under provisions of the 1996 Amendments to the Federal Safe Drinking Water Act, DOH is required to ensure that all systems receiving DWSRF assistance have adequate managerial, technical, and financial capabilities to provide safe drinking water. The failure to meet this requirement could result in a significant reduction of the DWSRF federal capitalization grant. Therefore, systems that lack adequate managerial, technical, and financial capacity may be determined as ineligible by DOH to receive DWSRF 2 assistance unless the project to be financed corrects the managerial, technical, and financial deficiencies. DOH will continue to promote the regionalization and interconnections for public water systems in an effort to enhance managerial, technical, and financial capacity for those systems. Therefore, when the possibility to interconnect to another public water system exists for a project seeking assistance, and if that interconnection will address the scope of the project with respect to its priority health ranking, the interconnection must be a carefully considered alternative as a part of the State Environmental Quality Review Act process and also be discussed in detail in the engineering report. If the system applying for DWSRF assistance decides not to pursue a possible interconnection alternative when it exists and would address the scope of the project with respect to its priority health ranking, then detailed justification satisfactory to DOH must be provided demonstrating that the interconnection is a technically, financially, or managerially disadvantageous option. See Section 8 of this IUP for additional information regarding capacity requirements. Program Change: Short-Term Market Rate Financing - In Section 4.6, the conditions under which Short-Term Market Rate Financing (SMRF) is available is more fully described. Program Change: Phased Points- DOH will no longer typically assign phased points for any pre-application received if the prior related portion of the project closed on long term financing more than five years earlier and the improvements already funded are operational. However, DOH reserves the right to assign phased points for projects that require additional financing, regardless of time frames, to address the more serious original public health priorities for which the project received its score. Program Change: Minority and Women Business Enterprise/Equal Employment Opportunity (MWBE/EEO) - DOH will be working with EFC in making significant revisions to the MWBE/EEO program to reflect statutory changes and to streamline current procedures. EFC will be strengthening the Disadvantaged Business Enterprise (DBE) requirements in the revised MWBE/EEO program to offer a seamless solution for our clients to meet both the state MWBE and Federal DBE requirements. The proposed MWBE/EEO Program changes are expected to be implemented commencing in FFY 2012. Some of the more significant Program changes include: • Professionals services, such as engineering, legal, and financial advisory services, are now subject to MWBE participation requirements; • There are new recordkeeping and reporting requirements; • Information concerning the makeup of the project workforce will be required to be submitted quarterly; and • All contracts and agreements that are paid for with DWSRF funds will be required to contain certain contractual provisions. Program Change: Davis-Bacon Compliance-As part of the FFY 2011 budget appropriation for the DWSRF, Congress mandated that federal labor laws regarding prevailing wages, hours of work, and rates of pay shall apply to construction carried out in whole or in part with assistance from the DWSRF. These requirements are collectively known as the Davis-Bacon laws. These requirements are in addition to the requirements of NYS prevailing wage laws. EPA guidance requires that any DWSRF financings comply with the Davis-Bacon laws and incorporate these provisions into any project work that has been or will be contracted. Work done by a municipal applicant’s employees, generally known as “force account” or “work force”, is not generally subject to Davis-Bacon requirements. For more information on Davis-Bacon laws, please visit EFC’s website. 3 The President’s budget request for FFY 2012 includes compliance with Davis-Bacon requirements as part of the DWSRF appropriation. Compliance with Davis-Bacon requirements for FFY 2012 will not be known until the final budget for FFY 2012 has been enacted. 3.0 Short- and Long-Term Goals The Safe Drinking Water Act (SDWA) Amendments of 1996 authorize a DWSRF to assist public water systems with financing the costs of infrastructure needed to achieve or maintain compliance with SDWA requirements and to protect public health. The DWSRF program will help ensure that New York State’s drinking water supplies remain safe and affordable, and that drinking water systems that receive funding will be properly operated and maintained. 3.1 Short-Term Goals • Continue to implement the DWSRF program for the State of New York. • Receive project pre-applications, score and rank projects based on human health risk and compliance with the SDWA. • Make available short-term financing to help accelerate project development. • Make available long-term financing for projects in priority order, taking into account project affordability. • Make available financing and/or financial assistance payments (grants) to help small public water systems and disadvantaged communities finance needed projects. • Make available emergency financing to allow for emergency repairs when no other funding source is available to the eligible public water system. 3.2 Long-Term Goals • Help public water supplies achieve and maintain compliance with federal and state drinking water standards and enforceable requirements of the SDWA and the New York State Sanitary Code. • Protect and enhance New York’s public drinking water supplies using the financial incentives provided by the DWSRF and the programs that the DWSRF supports. • Administer the DWSRF in a fiscally responsible manner that will ensure its revolving nature in perpetuity. • Assist public water supplies to improve drinking water quality, quantity and dependability by providing reduced interest rate long-term financing and/or Additional Financing Subsidies (Grants). 4 4.0 Financial Status 4.1 Total DWSRF Monies Capitalization for the New York DWSRF program during this IUP funding period will be provided from the FFY 2012 federal Capitalization Grant and unobligated funds carried forward from the previous IUP (October 1, 2010 - September 30, 2011). New York State has not yet received a FFY 2012 DWSRF Capitalization Grant and the Final IUPmay be amended at a future dateto reflect a different amount depending on negotiations and finalization of the federal budget. The minimum state match requirement is 20% of each federal award. The minimum state match requirement is made from Bond Act funds that were provided in excess of the 20% minimum amount required under the federal SDWA and that have been credited (banked) against future state match. The 100% state match requirement for the state program management set-aside will be met with in-kind services. The proposed sources and uses of the DWSRF for this IUP are presented in Table 1. Total available DWSRF program resources to finance drinking water projects are $435,924,679 for this IUP period. Table 1 Proposed Sources and Uses And Estimated Amount of DWSRF Funds for FFY 2012 Sources Amount FFY 2012 Capitalization Grant Carry-over monies from FFY 2011 Repayments and Interest Earnings Total Sources Uses Amount Administrative Set-Aside Technical Assistance Set-Aside State Program Management Set-Aside Total Set-Asides Direct Financing Grants Expected to Close Grant Funds Reserved Grant Funds Available Reserve Allocation for Leveraged Financing Total Uses $52,564,9371 $129,000,000 $49,000,000 $230,564,937 $2,102,597 $1,051,299 $5,256,494 $8,410,3902 $74,000,000 $12,000,000 $9,000,000 $15,769,481 $111,385,0663 $230,564,937 1 This amount is based on an estimated national DWSRF allocation of $829 million for federal fiscal year 2012; however, this amount has not yet been appropriated. 2 Refer to Section 6.0 for a detailed description of each set-aside. 3 Leveraged three times, these funds will provide financing of $334,155,198 worth of eligible projects. Combined with Direct Financing, Grants Expected to Close, and Grants the total subsidized financing capacity for this IUP period is approximately $435,924,679. 4.2 Fees Up to 4% of the total amount of federal Capitalization Grants (as provided by Section 1452(g)(2) of the SDWA) can be set-aside to support the cost of administering the DWSRF program. Costs of DWSRF program administration not covered by the 4% administrative set-aside must be paid from fees charged to DWSRF recipients. A program administration fee of 1.1% of the project costs plus an annual fee of 0.11% of the outstanding principal balance of the financing will be assessed to support the administration of the DWSRF program. The 1.1% program administration fee may be included as part of the financing. For non-hardship projects that 5 receive short-term financing, an administrative fee equal to 0.6% will be charged and may be included as part of the short-term financing. A description of the fees is presented in Attachment III. Fees collected by the DWSRF are held in an account outside of the DWSRF. For the state fiscal year (SFY) 2011 (4/1/10 to 3/31/11), the DWSRF has recognized and expects to collect $362,607 in program administration fees and $1,404,042 in annual fees. It is anticipated that in SFY 2012 a similar amount of fees will be recognized and collected. 4.3 Transfer of Funds The SDWA Amendments of 1996 offered states the flexibility to meet the funding needs for drinking water and wastewater facilities by transferring funds from one SRF program to the other (Section 302 of Public Law 104-182). An amount equal to up to 33 percent of the DWSRF Capitalization Grant could be transferred from the DWSRF to the CWSRF program, or an equivalent amount from the CWSRF to the DWSRF program. While the authority expired on September 30, 2001, Congress extended this provision within EPA’s annual budgets. Transfers from the CWSRF to the DWSRF were made for FFY 1997 through 2001, totaling $82,443,933. Pending Congressional approval of an extension within EPA’s proposed budget, transfers between the CWSRF and the DWSRF programs during current and future IUP periods may be made. Any funds transferred during this IUP period will be returned using program funds within this IUP period. Therefore, there will be no effect on the funding line of either the DWSRF program or the CWSRF program. 4.4 Eligible Systems and Types of Projects to be Funded Drinking water systems that are eligible for project funding are community water systems, both public and privately owned, and non-profit, non-community water systems (when funding is provided, a “recipient”). “Drinking water infrastructure project” or “water supply project” means the planning, design, construction, improvement, or acquisition of facilities, equipment, sites, or buildings for the supply, control, treatment, distribution, and transport of drinking water and the testing and monitoring to ensure the integrity and quality of such water intended to improve drinking water facilities including achievement of compliance with the federal SDWA or other applicable federal law and state drinking water quality goals and standards. Projects eligible for DWSRF financing include investments to upgrade or replace infrastructure, address exceedances of federal or state health standards, prevent future violations of such standards, and provide the public with safe drinking water. Examples of such projects include but are not limited to: • rehabilitation or development of new drinking water sources to replace contaminated supplies; • installation or upgrading of facilities if the project will improve the quality of drinking water to comply with primary or secondary standards or treatment/performance criteria; • installation or upgrading of storage facilities, including finished water reservoirs, to prevent microbiological contamination or to provide adequate delivery pressures; • installation or replacement of transmission and distribution mains to prevent contamination caused by leaks or breaks; • funding and/or construction to promote the consolidation of water supply services, particularly in circumstances where individual homes or water systems generally have an 6 inadequate quantity of water, the water supply is contaminated, or the system is unable to maintain adequate compliance for financial or managerial reasons; • the purchase of a portion of another system’s capacity, if the purchase is part of a consolidation plan to bring the system(s) into compliance; • capital investments made to improve the security of drinking water systems; and • any of the above listed project types which are publicly owned and which were previously financed subsequent to July 1, 1993, may be eligible for refinancing. Planning, design and other pre-construction costs incurred prior to July 1, 1993, may be allowed if related to an otherwise eligible project. Projects submitted by systems that lack technical, managerial or financial capacity or that are significant non-compliers are not eligible for funding unless the proposed project will ensure capacity or compliance. Also, projects whose primary purpose is fire protection or growth/development, dams and reservoirs, or acquisition of land not integral to an eligible project are not eligible. The EPA issued a notice in the Federal Register (63FR 59299, November 3, 1998) which allows States to provide DWSRF assistance to projects that solve public health problems for residents currently served by contaminated sources. This policy allows for the creation of a community water system (publicly or privately owned) to address an existing public health problem caused by unsafe drinking water provided by individual wells or surface water sources. This policy also extends to a situation where a new regional public water system is created by consolidating several existing public water systems that have technical, financial or managerial difficulties. Under this policy, a proposed project may only receive DWSRF assistance if the following conditions are met: 1. upon completion of the project, the entity responsible for the DWSRF financing meets the definition of a Federal community public water system; 2. the project is on the Project Readiness List and addresses an actual public health problem with serious risks; 3. the project is limited in scope to the specific geographic area affected by contamination; 4. the project is only sized to accommodate a reasonable amount of growth expected over the life of the facility (growth cannot be a substantial portion of the project); 5. the applicant demonstrates that sufficient public notice to potentially affected parties was provided and alternative solutions to addressing the problem were considered; and 6. the project is a cost-effective solution to solving the public health problem. 4.5 Financial Planning Process Projects submitted for financing will be screened for eligibility, scored, ranked and listed. Projects can be submitted to the DOH for listing at any time. All eligible projects for which preapplication forms were submitted on or before September 3, 2011 are included in the final IUP. Eligible projects for which pre-application forms are submitted after September 3, 2011 will be included in the next IUP (October 1, 2012 – September 30, 2013). Projects for which an engineering report or plans and specifications were submitted to the DOH or which completed 7 construction by September 3, 2011 are listed on the Project Readiness List. Scheduled closings for leveraged financing during this IUP period will be determined. Direct long-term and short-term financings will be originated throughout the year. 4.6 Types of Assistance and Terms The DWSRF program will offer the following types of financial assistance: 1. Short-Term Financing Program (STFP) – Short-term financing will be offered interest free and at market rate for terms of up to three (3) years. Before any short-term financing is provided, an applicant must, among other conditions, receive approval of an engineering report for the project, complete the State Environmental Review Process (SERP), obtain approval from the Office of the State Comptroller for any necessary district formation, and adopt a bond resolution for the project. • Short-Term Interest Free Financing (STIFF) - The STIFF program provides short-term financing to recipients that are developing projects eligible for long-term DWSRF financing. STIFF is available for projects that are eligible to be funded from the current Project Readiness List and have not completed construction. The amount available is limited to one-third of the estimated total project costs as set forth on the Project Readiness List. Recipients that qualify for hardship assistance are not subject to the one-third project cost limitation. STIFF is not available to pre-finance any awarded grants. • Short-Term Market Rate Financing (SMRF) – For projects with scores too low to be eligible for long-term DWSRF financing or projects eligible for STIFF but with financing needs in excess of the one-third project cost limitation referenced above, short-term financing may be made available at EFC's short-term cost of funds (market rate). SMRF may be used to pre-finance third party grants. EFC and DOH encourage applicants to inquire about SMRF availability as we believe this financial assistance is generally less expensive and more convenient than traditional bond anticipation note financing. Funds for SMRF are derived internally, from EFC's short-term financing sources or externally, through the issuance by EFC of long-term bonds or short-term notes (commercial paper). EFC expects that its commercial paper program will obtain high short-term credit ratings and pass through low borrowing costs. EFC tracks the availability of its internal short-term financing sources by projecting its cash flow month to month over the course of the FFY. For FFY 2012, EFC and DOH project $75 million to be available for DWSRF SMRF from these internal sources. Upon reaching this threshold amount of SMRF transactions, DOH and EFC will, if prudent, revise the threshold or EFC will pursue external funding sources as described above. In the event EFC determines to pursue external funding sources, applicants may experience delays in SMRF funding until proceeds of external funding are received by EFC. DOH and EFC intend to make SMRF available to as many applicants as possible. However, DOH and EFC have determined that additional considerations may need to be given to the process of SMRF allocation. Therefore, depending on the number of applications received and the total dollar amounts associated with them, the following priorities which are in order of public health benefit may be applied, if necessary, to DWSRF SMRF availability: 1. Projects on the Readiness List with scores above the subsidy funding line requiring short-term financing in excess of the amount available under the Short Term Interest Free Financing (STIFF) Program. This can include financings beyond the STIFF for readiness list projects and pre-financing of third-party grants. 8 2. Projects on the Readiness List that require “interim” financing prior to the next scheduled pooled financing. These financings typically occur for projects with STIFF that matured prior to the leveraged financing pool or projects that require additional funds prior to the leveraged financing pool. 3. Projects on the Readiness List below the Subsidy Line and not reachable for subsidy via bypass between the Subsidy Line down through 45 points. DOH and EFC, may elect not to process applications for SMRF for projects with priority health ranking scores of 40 points or lower. 2. Leveraged Financing - Leveraged Financings are DWSRF financings funded from bond proceeds. Certain bond series issued to fund DWSRF financing will be secured by federal and state match dollars deposited to and held in program financing indentures. Leveraged Financings will be at market rate or receive an interest subsidy either from earnings received from a dedicated reserve allocation equal to one-third of the financing amount or from other program assets. Certain hardship communities may receive an interest subsidy of more than one-third of the financing amount. Other program assets or investment earnings from the reserve allocation will provide a 33 1/3% interest subsidy, based on the market rate of the related EFC bonds, to certain recipients, thereby resulting in a subsidized interest rate on the financing. In instances where the project qualifies for a hardship financing, the interest subsidy may reduce the net interest rate to zero percent. The performance of investments held in the financing indenture or the general accounts of the program will not impact the net interest rate on leveraged recipient financings. 3. Regular Reduced Rate Direct Financing - Regular Reduced Rate Direct Financing will be made available to recipients not eligible for Leveraged Financing. Direct Financing recipients are determined by EFC and may include non-investment grade borrowers or small financing requests. 4. Hardship Financing – Direct or Hardship Financing will be made available to qualified recipients at rates below the regular reduced interest rate. Certain hardship eligible recipients may receive leveraged financing. If qualified, Hardship Financing may also be issued for 30 years. A description of the DWSRF Disadvantaged Community Program is provided in Section 7.0. 5. Additional Financial Assistance (Grants) - Grants may be made available to eligible recipients if a Direct or Hardship interest free financing does not provide sufficient funding to lower the Projected Service Charge to the Target Service Charge (TSC). A description of the DWSRF Disadvantaged Community Program is provided in Section 7.0. 6. Emergency Financing - The emergency financing program allows for the immediate financing of emergency situations as defined in Attachment I of this IUP, at eligible public water systems. This funding is only available to water supply systems for emergency repairs when no other funding source is available to the system. The determination of when an emergency exists would be made by the DOH. Imminent threats to public health would include situations that result in the unavailability of a source of potable water for an extended period of time. Projects that are designed to address such emergency situations will receive the highest priority ranking and will be added to the Project Readiness List. These projects would receive the first priority for any funds that are by-passed in accordance with by-pass procedures authorized in Section 10.2 of this IUP. 7. SRF Bond Market Rate Program - The SRF Bond Market Rate Program provides eligible financing recipients with project scores below the subsidy funding line on the Project Readiness List access to the public market at preferred market rates. Projects funded with 9 market rate obligations will be retained, in subsequent years, on the Project Readiness List of the IUP until such time that they may qualify for subsidy assistance in future years. For projects with scores that later rise above the subsidy funding line (including through bypass), subsidy assistance will become available at the then target rate for the remaining term of the recipient financing. For projects that qualify for subsidy assistance, a bond guarantee may be available to extend repayment terms beyond the previous DWSRF limit of 20 years from project completion. For recipients opting for longer repayment terms, subsidy assistance will be limited to that which would have been available had the financing been structured with such 20 year repayment terms. Subsidy assistance will be made available, at the target level, on the total financed amount of the project. Consistent with project useful life, bonds with maturities that exceed 20 years from the project completion date will be supported solely by SRF guarantee and will carry no subsidy. 8. SRF Bond Guarantee Program - The SRF will provide a bond guarantee for bonds issued by eligible recipients. The Bond Guarantee Program is available to support eligible projects for which DWSRF subsidized financing is not available. Bonds issued by recipients and guaranteed by the DWSRF may be issued for terms of up to thirty years. 4.7 Program Financial Terms 1. Short-Term Financing - Communities will borrow through the STFP by issuing municipal Bond Anticipation Notes (“BANs”) to the EFC. The EFC will provide funding in the amount of the BANS on an interest-free or EFC market rate basis. Upon maturity, the BANs may be retired with long term DWSRF financing, the issuance of long term debt obligations by the community, or other funding. Applicants other than municipalities will borrow through the STFP by issuing a promissory note to EFC secured by a letter of credit if not PSC regulated. Only DWSRF market rate short-term funds will be available to pre-finance any awarded grants. 2. Leveraged Financing - The financing terms, including the payment of principal and interest, are based on the terms of the EFC’s bonds, proceeds of which fund the Leveraged Financing. Principal amortization will be required to commence the earlier of a) within one year of the project completion or b) no later than two years after closing the financing (consistent with New York State Local Finance Law). Principal amortization cannot exceed 20 years from the project completion date or the Period of Probable Usefulness, whichever is sooner. The interest subsidy is provided either from other program assets or interest earnings on the investment of the reserve allocation. Reserve investments will be limited to U.S. Treasury securities, U.S. Government guaranteed securities, securities of Government Service Enterprises (GSE) such as the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation, GSE guaranteed securities, investment agreements collateralized by U.S. Treasury securities, U.S. Government guaranteed securities, GSE securities, and GSE guaranteed securities and entered into with banks, broker dealers or insurance companies rated in one of the two highest rating categories by each nationally recognized rating service that rates their obligations, and state obligations, state guaranteed securities or other qualified obligations rated in one of the two highest rating categories by each nationally recognized rating service that rates the bonds. The Effective Market Rate for leveraged financing made from New York’s DWSRF in 2011 C financing is 4.09%. The Effective Interest Cost (EIC) for recipient financings based on this transaction is approximately 2.73% (1/3 subsidy). 3. Regular Reduced Rate Direct Financing – Terms governing principal amortization are the same as those applicable to Leveraged Financing. Interest payable on the financing will be set at two-thirds of the interest rate, as determined by the most recent issuance of DWSRF bonds issued to provide financing to eligible recipients. 10 4. Hardship Financing - For eligible projects the terms governing principal amortization shall be as long as 30 years from the project completion date or the Period of Probable Usefulness, whichever is sooner. Any interest payable on Hardship Financing will be set at less than two-thirds of the interest rate, as determined by the most recent DWSRF financing; rates may be as low as zero. The actual rate will be determined based on the affordability criteria (refer to Section 7.0). 5. Additional Financial Assistance (Grants) - Grants will be provided to qualified recipients to lower the Projected Service Charge to the Target Service Charge. If determined to be eligible, projects will be ranked according to project priority ranking system score. Projects with the highest scores will receive confirmation letters for hardship assistance until the available funding is fully committed (see Section 7.0). To be considered for hardship assistance, eligible projects must have had a total numerical score greater than (or equal to) that of the project with the lowest score (excluding bonus points) eligible to be funded from the Project Readiness List for the October 1, 2011 to September 30, 2012 funding period. 6. Emergency Financing - Emergency financing would be issued as regular reduced rate direct financing. Interest payable on the financing would be set at two-thirds of the interest rate, as determined by the most recent issuance of DWSRF bonds for eligible recipient projects. However, before an emergency financing can be issued the recipient must demonstrate credit worthiness and fiscal viability in accordance with EFC criteria. Privately owned water systems regulated by the Public Service Commission would be permitted to apply for funding only if the Public Service Commission has issued an order allowing the water system to surcharge its customers to repay the financing. 7. SRF Bond Market Rate Program - Bonds issued by eligible recipients and guaranteed by the EFC will be purchased by the EFC from proceeds of DWSRF bonds publicly issued by the EFC to investors. All avenues of recourse currently available to the EFC will apply with respect to recipient bonds guaranteed by the EFC, including its statutory right to intercept any state aid annually appropriated by the state to the recipient. 8. SRF Bond Guarantee Program - The SRF will provide a bond guarantee for bonds issued by eligible recipients. The Bond Guarantee Program is available to support eligible projects for which DWSRF subsidized financing is not available. Bonds issued by recipients and guaranteed by the DWSRF may be issued for terms of up to thirty years. 4.8 Fund Management and Long-Term Effects of Funding Decisions – Leveraging A tremendous need exists for financial assistance for eligible drinking water projects in New York State. The EPA’s Drinking Water Infrastructure Needs Survey and Assessment – Fourth Report to Congress dated February 2009 estimated that more than $27.1 billion will be needed in New York State over the next twenty years to ensure continued delivery of safe public drinking water. Pre-applications received by the DOH indicate an aggregate need of approximately $6.4 billion over the next several years. Anticipated project financing needs for this IUP, ending September 30, 2012, is about $3.8 billion. Based on a comparison of available resources and anticipated financing needs, New York State plans to leverage the available DWSRF capital by a factor of three to one. Therefore, with $111,385,066 of capital available for Leveraged Financing, the total Leveraged Financing capacity for the period of this IUP is $334,155,198. When combined with Direct Financing, Grants, and Grants expected to close, the total DWSRF program assistance available during this IUP period is approximately $435,924,679. 11 All DWSRF financings are made in a fiscally responsible manner that will ensure the revolving nature of the program in perpetuity. In addition, the fiscal aspects of the program are regularly evaluated to ensure optimum use of DWSRF resources. Further, the long-term effect of leveraging the DWSRF three to one will be to extend the reach of financial assistance benefits to more New York State water systems than could be served if leveraging were set at a lower level. 5.0 Amending the IUP This IUP may be amended to reflect changes in specific areas (e.g., increased project costs). Draft amendment notices will be published in the Environmental Notice Bulletin (ENB). At the end of the comment period, responses to all significant comments will be made available and the final amendment notice will be published in the ENB. 6.0 Set-Aside Activities Section 1452 of the SDWA authorizes states to use a portion of the federal Capitalization Grant (set-asides) to support various drinking water programs. Section 1452 allows as much as 31% of a state’s federal Capitalization Grant to be used for administrative activities, technical assistance activities, state program management activities, and special activities. New York State proposes to use 16% ($8,410,390) of the $52,564,937 FFY 2012 Capitalization Grant for set-aside purposes. Table 2 specifies set-aside allocations and is presented at the end of this section. The State intends to maximize the use of Capitalization Grant monies for water supply projects. Therefore, only those funds considered essential for DWSRF and water supply program support have been allocated to set-aside activities. Also, any unused set-aside monies can be transferred to the project fund after receiving an approved amendment to the Capitalization Grant. The intended use of funds and expected accomplishments for each setaside are described below. Descriptions of how the FFY 2012 set-aside monies will be budgeted will be included in the federal Capitalization Grant Application Set-Aside Work Plans. The State plans to bank some set-aside funds for use in future IUP funding periods. 6.1 Administrative The SDWA authorizes states to use up to 4% of the total annual federal Capitalization Grant (as provided in Section 130 of the SDWA Amendments of 1996) to support the cost of administering the DWSRF program. The State plans to use 4% of the total annual federal Capitalization Grant for administrative activities. Administrative tasks include, but are not limited to: developing and finalizing the Capitalization Grant application package to secure federal funds; implementing the Operating Agreement (OA) between the DOH and the EPA; performing technical project reviews and ranking project proposals in priority order; preparing an IUP which identifies available funding resources and expenditures and establishes current year and multi-year project priority lists; implementing a State Environmental Review Process; reviewing and approving engineering reports, construction plans and specifications; conducting project inspections; evaluating and determining specific project affordability (hardship); conducting public participation efforts; conducting database management activities; establishing DWSRF accounts; directing the investment of DWSRF funds; preparing project financing agreements (including cost summaries and project financing schedules); preparing necessary financial documents; issuing Corporation Bonds and originating financing; establishing annual reserve allocations; establishing disbursement schedules; processing disbursement requests and conducting associated 12 document reviews; collecting and managing repayments; establishing and collecting DWSRF fees; insuring program and fiscal audits are conducted; and preparing technical and financial reports to meet federal and state mandates. 6.2 Technical Assistance Section 1452(g)(2)(D) of the SDWA authorizes states to use up to 2% of the total annual federal Capitalization Grant to provide technical assistance to small water systems (those with populations of 10,000 or fewer). This technical assistance may include assistance to potential DWSRF applicants complying with federal and state drinking water regulations. The State plans to use 2% of the total annual federal Capitalization Grant to continue to fund the enhancement of the State’s existing Small Water Systems and Comprehensive Performance Evaluation Programs and provide for direct technical assistance to small water systems. 6.2.1 Small Water Systems The DOH has an existing technical assistance program for small water systems. This program has helped numerous communities improve their drinking water systems while saving money using self-help techniques. The DOH’s Small Systems Program provides guidance to communities in considering project alternatives, calculating alternative project costs, preparing budgets for selected projects and reviewing existing operation and maintenance practices. Additionally, the program assists communities to develop criteria for consultant selection, determine project priorities, and select the most sensible project, use inexpensive labor and materials, improve purchasing practices, use volunteers, avoid duplication of services and conduct technical assessments to determine the overall needs of the community. These assessments will be useful to the small water systems in helping them improve their overall capacity. This program provides statewide coverage and the DOH will: • participate in meetings with the public and individual systems to explain the Small Systems Program and its advantages to local communities; • encourage small water systems to consider collaborative or regional approaches to water supply services, such as consolidating, forming partnerships, and initiating contract operation and maintenance agreements; • oversee the contract to provide on-site “circuit rider” training and other direct technical assistance to mobile home parks and other small community and nontransient noncommunity public water systems not currently served by such a program; • implement a number of small system projects, focusing primarily on communities applying for DWSRF financing; and • oversee the regional capacity for providing direct assistance to DWSRF communities and to provide for training and support of local health unit staff. 13 6.2.2 Comprehensive Performance Evaluation Program The Comprehensive Performance Evaluation (CPE) Program has resulted in detailed assessments of 142 water filtration plants since November 1994. Although most of these plants are able to meet the current Filtration Performance Criteria and Maximum Contaminant Levels (MCLs), the structural, operational and administrative deficiencies noted in the evaluations will make it difficult for many of these systems to comply with future regulations without considerable capital improvements. There are approximately 270 filtration plants in New York State. The primary CPE program goal is to review and evaluate the capabilities of existing treatment facilities to determine if they are meeting current standards and performance goals. A secondary, but equally important goal is to develop a program, based upon the evaluation, for the optimization of each facility to assure compliance with current and future standards and regulations. The CPE program initiative includes: • conducting 2 – 3 CPEs per year, complete with a detailed evaluation report with prioritized recommendations and follow-up meetings with the community to discuss the report, as needed; • continuing to develop and issue comments and recommendations for initial remedial actions to the community within 14 days after completion of field work, followed by the submission of the completed evaluation within an average of 90 days after the completion of field work; • improving training of field staff responsible for follow-up by including them at CPEs, making equipment available where needed and holding at least one workshop per year on troubleshooting and plant evaluation techniques; and • conducting 3 – 5 mini performance evaluations per year, with follow-up letter reports, at communities who had a full CPE and are implementing recommendations or experiencing new difficulties, or to support communities who are having a specific critical problem. 6.3 State Program Management The SDWA authorizes states to take up to 10% of the total annual federal Capitalization Grant to support state program management activities. The State plans to use 10% of the total annual federal Capitalization Grant to administer the Public Water System Supervision (PWSS) program. States are required to match these set-asides on a one-for-one basis above and beyond the 20% match required of all capitalization funds. This amount will be matched with inkind services associated with the State’s existing PWSS and Drinking Water Enhancement Programs. 6.3.1 Administer the PWSS Program The PWSS program enables the DOH to continue administration and oversight of the drinking water program, ensuring consistency in the implementation of and compliance with the requirements of the New York State Sanitary Code on a statewide basis. Additionally, the PWSS program assures that public water systems are operated in a manner that ensures adequate protection of their source water(s) and delivery of potable, aesthetically pleasing drinking water. To achieve these objectives during FFY 2012, the DOH will: 14 • assure compliance with Part 5 of the State Sanitary Code; • coordinate with Wadsworth Center for Laboratories and Research (WCL&R) to assure that State Laboratory capabilities are maintained; • provide technical assistance to public water systems in achieving compliance; • assure public health protection at public water systems using surface water sources; • assure public health protection by developing, adopting and implementing mandatory federal drinking water regulations into the State Sanitary Code, including development and submittal of primacy packages; • ensure that local health department water supply programs properly implement the program; • assure that water supply facilities are built in accordance with proper design criteria by providing conceptual review and design approval of new construction and major modifications to water supply systems; • continue to assess whether community groundwater systems may be under the influence of surface water; • continue to implement the State’s Capacity Development Program including submitting the Annual Capacity Development Report to the U.S. EPA by December 31st of each year; • continue to implement the Source Water Assessment and Protection Programs and Well Head Protection Program; • continue to perform security inspections of public water systems; • assure potable water is provided during water supply emergencies; • assure staff are properly trained; • assure that water systems are operated by competent operators; • continue participation in Child Health Initiative by assisting EPA with collection and analysis of lead samples from school drinking water outlets in cities around the state; • continue to track NYC avoidance compliance; and • ensure that all EPA reporting requirements under the grant are met and that EPA proposals for regulations and policies are promptly commented upon as requested. 6.4 Special Activities Section 1452(k) of the SDWA authorizes states to take up to 15% of the annual federal Capitalization Grant for land acquisition, capacity development projects, wellhead protection, and source water petitions. No more than 10% of the federal Capitalization Grant can be allotted to any one of these special activities. New York State is not proposing to take or use any of the allotted set-aside funds from the FFY 2012 DWSRF Capitalization Grant for the following programs. 15 1. Land Acquisition Funds in the DWSRF can be used to purchase land integral to the construction of facilities, but not for other purposes such as watershed protection. A separate set-aside of 10%, however, may be used to establish a separate low-interest fund for land acquisition, particularly for watershed protection. New York State is not proposing to create such a fund at this time. There are a number of existing programs that can be used to purchase sensitive watershed lands. These include the State’s 1986 Environmental Bond Act, the 1996 Clean Water/Clean Air Bond Act, the New York City Watershed Agreement, the Clean Water State Revolving Fund, as well as local, regional and private sources. The State will review the need to create additional capacity for land acquisition as part of its source water assessments and delineation efforts. 2. Capacity Development Projects The State has proposed to use a portion of the allotted Program Management set-aside to implement the statewide capacity development strategy. The DOH with input from the EFC, the New York State Public Service Commission, the Office of State Comptroller, and other state agencies will use the capacity development strategy to address non-viable public water supplies in the State. 3. Wellhead Protection The DEC developed New York’s Wellhead Protection Program (WHPP), which was approved by the U.S. Environmental Protection Agency in 1990. The goal of the WHPP is to protect the ground water sources and wellhead areas that supply public drinking water systems from contamination. New York’s approach to wellhead protection recognizes and includes the existing federal, state and county programs that protect groundwater, and compliments these programs through a combination of activities and efforts using existing public and private agencies and organizations at all levels. In New York, the WHPP has focused on assisting municipal community water systems with an interest in developing protection plans for their ground water supplies. In October 1998, administration of New York’s WHPP was transferred from the DEC to the DOH. The basis for the transfer of this program responsibility was due to the creation of the Source Water Assessment Program (SWAP) under the 1996 SDWA Amendments and the need to ensure efficiency and compatibility in the administration of these key water supply management programs. The WHPP and the SWAP share several similar program elements (e.g., delineation and contaminant inventory) for identifying areas of source water vulnerability to contamination, and both programs provide a foundation for focusing source water protection efforts at the local level. The DOH submitted a Biennial Wellhead Protection Report to the EPA on November 15, 1999 for the October 1997 through September 1999 reporting period. This biennial report was prepared in accordance with the reporting requirements and criteria outlined in the EPA guidance provided to states and is consistent with previous New York State submittals on progress reporting for the WHPP. The DOH submitted a Biennial Wellhead Protection Report, using the 2001 Source Water Assessment and Protection Reporting Matrix, to the EPA on November 9, 2001 for the October 1999 through September 2001 reporting period. Future wellhead protection reporting will be prepared in accordance and be consistent with revised EPA reporting requirements that are under development. 4. Source Water Petitions 16 As part of the SWAP, the State will assess a variety of options for improving source water protection throughout the State. The source water petition program outlined in the SDWA is one such option. It remains premature to develop a financing program to fund source water petition partnerships at this time. TABLE 2 DISTRIBUTION OF FFY 2012 SET-ASIDE FUNDS Drinking Water State Revolving Fund Set-Aside SDWA FFY 2012 Maximum Allocation1 NYS FFY 2012 Administration EFC (0.689740%) DOH (3.310260%) 4% $2,102,597 4% $2,102,597 ($362,561) ($1,740,036) Technical Assistance DOH 2% $1,051,299 2% $1,051,299 ($1,051,299) State Program Management Administer PWSS Program DOH 10% $5,256,494 10% $5,256,494 Special Activity Set-Asides2 15% (10%) (10%) (10%) (10%) $7,884,741 ($5,256,494) ($5,256,494) ($5,256,494) ($5,256,494) 0% 31% $16,295,131 16% Land Acquisition Capacity Development Wellhead Protection SW Petition Programs Total Set-Asides3 ($5,256,494) $8,410,390 1 Based on receiving Federal Capitalization Grant of $52,564,937. 2 No more than 10% for any individual component and a total of 15% under Special Activity Set-Asides. 3 The USEPA Safe Drinking Water Act allows for States to use up to 31% of the federal grant for set- asides, NYS intends on using a total of 16%. 7.0 Disadvantaged Community Program and Hardship 7.1 Introduction Chapter 413 of the Laws of 1996 (Clean Water/Clean Air Bond Act) provided $355,000,000 to finance drinking water infrastructure projects in New York State. Of these monies, $90,000,000 was allocated to provide direct financial hardship assistance payments for projects in disadvantaged communities. As of December 1998, the $90 million available for State Assistance Payments (Grants) from the Bond Act was fully committed. Prior to FFY 2010, the DOH and the EFC exercised the federal SDWA Hardship Provision that allowed states to utilize up to 30% of their annual DWSRF Federal Capitalization Grant to provide Additional Financing Subsidies (Grants) beyond the interest free financing rate to eligible disadvantaged communities. In FFY 2010, it became a requirement to provide 30 percent of the Capitalization Grant in Additional Financing Subsidies and that requirement is carried forward through FFY 2012. Table 3 reflects the cumulative amount of federal grant funds that were provided from the cumulative federal Capitalization Grants received to date. $15,769,481 will be available to provide Grants to eligible disadvantaged communities from the FFY 2012 Capitalization Grant. Federal Fiscal Years 1998 - 2011 2012(Cap Grant pending) 1 2 Table 3 Available Hardship Grant Funds Capitalization Grant Amounts $650,629,6001 $52,564,937 Cumulative totals for FFYs 1998 – 2011 (not including ARRA). Required to be provided for FFY 2012 17 Grants Provided $186,392,367 $15,769,4812 Hardship applications, submitted by December 1, 2011, will be evaluated using the criteria outlined herein and if determined to be eligible will be ranked according to project priority ranking system score. Drinking water projects will be reviewed to determine eligibility for funding and scored based on the established project priority ranking system (see Attachment I). Communities whose drinking water projects are listed on the Project Readiness List or the MultiYear List with a total numerical IUP score greater than (or equal to) that of the project with the lowest score (excluding bonus points) eligible to be funded will be evaluated for financial hardship. Projects with the highest scores (excluding bonus points) will receive confirmation letters for hardship assistance until the available hardship allotment plus any unexpended, previously committed hardship funds are fully committed. Hardship applications may be submitted after December 1, 2011 for evaluation of a financing only (no grant) hardship assistance package during the current IUP period (October 1, 2011 September 30, 2012). Applicants that seek additional financial assistance (grants) as part of their hardship assistance package and submit their hardship application after December 1, 2011 will have to re-apply during the annual call for projects for the next IUP period (October 1, 2012 – September 30, 2013) to be re-evaluated. 7.2 Financial Availability As defined by § 1452(d)(3) of the SDWA, a disadvantaged community is one in which the public water system service area meets established affordability criteria. Under the Disadvantaged Community Program financial hardship assistance may include: 1. Reduced Interest Rate Financing - The rate on a financing can be reduced to as low as interest free and/or the financing terms increased to as much as thirty years to bring the Projected Service Charge (PSC) down to the Target Service Charge (TSC) level (see Calculating Hardship); and 2. Grants Beyond an Interest Free Financing - If an interest free financing does not provide sufficient funding to reach the TSC, Grants (up to $2 million or 75% of the eligible project cost, whichever is less) may be used to make up the difference. An applicant may not be awarded more than $2 million in grants in a particular funding period. Grants will not be made available to systems with a Median Household Income (MHI) greater than the statewide MHI of $43,393. 7.3 Eligibility for Financial Hardship Assistance The following eligibility requirements apply to hardship applicants: • The project must be listed on the Project Readiness List or the Multi-Year List with a total numerical IUP score greater than (or equal to) that of the project with the lowest score (excluding bonus points) eligible to be funded from the current Project Readiness List. • Hardship assistance is available only for drinking water projects for which the notice to proceed for construction was issued on or after April 1, 1997. Debt issued between July 1, 1993 and March 31, 1997 is eligible only for refinancing through regular subsidized interest rate financing from the DWSRF program. • Only projects that have a total project cost less than $14,000,000 are eligible for hardship assistance. Projects may not be segmented in order to qualify for hardship financial assistance. 18 • An applicant may not be awarded more than $2 million in grants in a particular funding period. • Grants will not be made available to system service areas with a MHI greater than the statewide MHI of $43,393. However, projects in such areas with a MHI up to 150% of the current statewide MHI, or $65,090 will be eligible for reduced interest rate financing (to as low as 0%) and/or extended up to thirty years to bring the PSC down to the TSC. Systems with a service area MHI greater than $65,090 will not be eligible for hardship financing. • Only community water systems, systems that provide drinking water to residential populations, such as municipal water systems and privately owned water supply companies that are regulated by the Public Service Commission, are eligible for hardship assistance. 7.4 Calculating Hardship A hardship determination is made based on the information provided in a completed financial hardship application and a comparison of PSC and TSC for a typical household. The formula that establishes the TSC is based on the applicant’s MHI, as indicated in the example and graph that follow. The PSC is the projected annual service charge of the project per Equivalent Dwelling Unit (EDU) including existing debt service, projected debt service, and project operation and maintenance (O&M) costs. The EDU concept relates all water system usage proportionately to that equivalent to a typical single family residence. EDUs will be calculated for commercial, industrial and institutional users based upon the water usage from flow data, number of employees, fixture units, or other factors that equate usage to that of an equivalent number of residential users. The percentage of total water use dedicated to institutional/industrial uses is taken into account in calculating the amount of hardship a particular community will qualify for in grant assistance (see below). The comparison of PSC to TSC is used to determine which public water systems are eligible for financial assistance beyond the regular subsidized interest rate financing available through the DWSRF. The additional benefits will assist economically disadvantaged water systems in the construction of eligible drinking water projects. The TSC is based on the service area’s MHI. In calculating the MHI for this IUP period, the 2000 U.S. Census data will be used. Under certain circumstances, an income survey for the service area may also be considered (contact EFC for income survey guidance). The TSC calculation and example follow: TSC=(MHI/10,000)2x36-(MHI/10,000)x52+155 EXAMPLE: MEDIAN HOUSEHOLD INCOME ($) 15,000 20,000 25,000 30,000 35,000 40,000 45,000 50,000 55,000 60,000 65,000 TARGET SERVICE CHARGE ($) 158 195 250 323 414 523 650 795 958 1,139 1,338 19 T A R G E T A N N U A L W A T E R S E R V IC E C H A R G E (T S C ) ($ p e r E q u iv a le n t D w e lllin g U n it) $ 1 ,5 0 0 $ 1 ,4 0 0 $ per Equivalent Dwelling Unit $ 1 ,3 0 0 $ 1 ,2 0 0 $ 1 ,1 0 0 Q U A L IF IE S F O R H A R D S H IP A S S IS T A N C E $ 1 ,0 0 0 $900 $800 $700 $600 $500 $400 Q U A L IF IE S F O R R E G U L A R S U B S ID IZ E D IN T E R E S T R A T E $300 $200 $100 $0 $ 2 5 ,0 0 0 $ 3 0 ,0 0 0 $ 3 5 ,0 0 0 $ 4 0 ,0 0 0 $ 4 5 ,0 0 0 $ 5 0 ,0 0 0 $ 5 5 ,0 0 0 $ 6 0 ,0 0 0 $ 6 5 ,0 0 0 M e d ia n H o u s e h o ld In c o m e The following factors may be considered including, without limitation, the relative number and nature of residential, seasonal, commercial, industrial and institutional users when making the determination regarding hardship assistance. Once the initial hardship determination is made, a percentage of the calculated grant amount (if any) equivalent to the percentage of industrial and institutional water use (if that use exceeds 25% of the total water consumption of the applicant service area) will be limited to an interest free financing. Institutional refers to a facility with dormitory or similar accommodations for overnight use. The grant portion of hardship packages will not be provided if the difference between the projected service charge, based on hardship assistance, and the projected service charge for the project if financed through a financing only hardship package is calculated to be less than 5%. 7.5 Hardship Application Process To be considered for financial hardship assistance, an applicant must request a Financial Hardship Application from the DOH or the EFC and provide the following information when completing the application: • existing population of the project service area; • number of EDUs to be served, including commercial, institutional and industrial users, and the basis on which they were calculated; • existing annual debt for the system; • existing annual O&M costs; • estimated annual O&M costs based upon completion of the project; • annual financial reports, audited if available, for the last three years; • an analysis of project alternatives for cost effectiveness; 20 • other revenue of the system (including charges to outside users), • estimated project costs; and • any other funding sources for the project, including detail on whether such funding is a grant or a loan, and if a loan, its interest rate, term, and annual debt payment. The hardship application is different than the DWSRF application. It is recommended that applicants, meeting the aforementioned eligibility criteria obtain and submit a hardship application directly to the DOH. Hardship applications submitted after December 1, 2011 will be evaluated for a financial hardship assistance package (no grant) during the current IUP period. Applicants that seek grants as part of their financial hardship package will have to re-apply during the next IUP funding period to be re-evaluated. 7.6 Confirmation of Hardship Availability Upon review of all hardship applications received in a funding round, projects eligible for hardship assistance will be ranked in priority order based on their project priority ranking scores. Projects with the highest project priority scores will receive confirmation letters for hardship assistance until the available hardship monies and any unexpended previously committed hardship funds are fully committed. Projects which qualify for financial hardship assistance may be provided with written confirmation from EFC of such qualification and placed on the next IUP Hardship List unless already funded during the current IUP funding period. Written confirmation for financial hardship will remain valid for the term identified in the confirmation letter. The amount and type of hardship assistance offered may change or be withdrawn if: • the applicant fails to demonstrate satisfactory progress towards project implementation; • the information on which the determination was first made changes prior to financial closing; or • the applicant fails to demonstrate that it can repay the financing portion of the assistance package. If a project has not closed on funding by the expiration date identified in the confirmation letter, it will be removed from the Hardship List and will have to reapply for hardship assistance, unless re-qualified for the Hardship List. Projects which are deemed eligible for hardship assistance and would otherwise be eligible for a Grant, but are either not reachable due to the limited grant monies available or consist of multiple projects submitted by a single applicant for which the sum of the grant component exceeds $2 million, will have to compete each year for the available hardship monies. However, these projects may be offered a zero interest rate financing upon determination of hardship eligibility. Projects that accept this financing will still be eligible to compete for Grant money in future years up to the time of long-term financing. Projects that receive a financial hardship confirmation letter, that have not closed on their longterm funding package, and whose project costs increase will be able to apply for a reduced interest rate financing, as low as zero percent, to cover the cost increases as long as direct financing dollars are available in the current IUP funding period. As an alternative for projects not yet closed, the project applicant may submit the entire revised project for reconsideration in a subsequent annual call for projects. Projects that receive a financial hardship confirmation letter, that have closed on their long-term funding package, and whose project costs increased can apply during the next IUP funding 21 period for a reduced interest rate financing, as low as zero percent, to cover the cost increases. In this case, the applicant must file a new pre-application to list the project in the next IUP. The project will be awarded additional points for project phasing. 7.7 Co-funding Confirmation that a project qualifies for hardship assistance will help facilitate funding coordination with other State and Federal agencies that finance drinking water projects. The New York State Water and Sewer Infrastructure Co-funding Initiative brings together representatives from the DOH, EFC, DEC, Department of State, Office of Community Renewal, United States Department of Agriculture Rural Development, Office of the State Comptroller, and New York State Energy Research and Development Authority to ensure optimum funding potential and assistance for New York’s communities. For more information about co-funding, visit the co-funding web site at http://www.nycofunding.org. Co-funding is anticipated and encouraged by the provision of additional points to a project’s score in the priority system. A project must receive co-funding assistance of either $25,000 or 5% of the project costs, whichever is less, to qualify for project co-funding points. Coordination of joint funding of projects will be done on a project by project basis. 8.0 Capacity Assessment To provide safe and reliable drinking water, the federal and state governments are investing substantial financial resources in the drinking water infrastructure of New York State. To assure the DWSRF is invested wisely, each DWSRF applicant must demonstrate that its water system has adequate technical, financial and managerial capacity. 8.1 Technical Capacity To assure adequate technical capacity, the applicant must demonstrate adequacy of source water, adequacy of infrastructure and technical knowledge. The DOH will review central office and local office records to assure that the system is being properly operated and maintained. The water system must not have outstanding drinking water compliance problems unless the project is aimed at correcting those problems. The engineering report and plans and specifications for the proposed project will be evaluated to insure that the system has a reliable source for its drinking water and that it is adequately protected; that the project will maintain system compliance; and that the education, experience, and technical skills and capabilities of the system operator are appropriate for that system. 8.2 Financial Capacity To assure adequate financial capacity, the applicant must have sufficient rates, charges and revenues to cover necessary costs, demonstrate credit worthiness and fiscal condition in accordance with EFC criteria. The EFC will review the applicant’s financial capacity during the full application process to determine financial viability before the awarding of financial assistance. The EFC’s review will include, but not be limited to, the project budget, municipal bond resolution(s), annual financial reports to the Office of the State Comptroller, and other financial information to assure adequate financial capacity of the applicant. 8.3 Managerial Capacity To assure adequate managerial capacity, the water system must have clear ownership identity and be appropriately staffed by personnel with expertise to administer overall water system 22 policies and operations. The DOH will review the applicant’s managerial capacity to assure that management is involved in the day to day supervision of the water system, is aware and responsive to all required regulations, is available to respond to emergencies, is capable of identifying and addressing all necessary capital improvements, is responsive to their customers and is capable of keeping accurate records and assures financial viability. The water system must have a qualified water operator in accordance with the State's existing Operator Certification Program. 8.4 Systems with Inadequate Capacity For all systems that seek funding under the DWSRF, the DOH will review any history of violations, outstanding compliance problems, reported source contamination or inadequacies, treatment failures, needs survey data, operations and maintenance issues, and operator and owner coverage to determine whether a system lacks adequate capacity. A system that requires improvements to obtain adequate capacity can apply to the DWSRF provided the improvements will ensure compliance and render the water system viable. Using the procedures outlined in Sections 8.1, 8.2, and 8.3 to evaluate the system’s technical, financial, and managerial capacity, the DOH will assess whether DWSRF assistance will help to ensure compliance. In addition, the DOH will consult with the local health department, which provides the daily oversight and regulation of the water system, to make this assessment. 8.5 Long-Term Capacity Water systems must maintain adequate capacity. The DOH and EFC will assess whether each water system has a long-term plan to undertake feasible and appropriate changes in operations necessary to develop adequate capacity. The DOH will review Water Resource Management Strategies, Comprehensive Studies, the Needs Survey and other available engineering reports, as well as consult with the local health departments, in making these assessments. The DOH and EFC will encourage restructuring efforts when two or more systems can benefit and other options, such as contract management or partnerships with other communities in their area, in an effort to improve the overall capacity. The priority ranking criteria provides additional points to encourage this objective. In addition, restructuring efforts and other cooperative arrangements among systems will be encouraged as part of the implementation of the statewide capacity development strategy. 8.6 Annual Reporting Requirements The State will submit to the EPA and include in the IUP, documentation that summarizes the results of the capacity assessments conducted on those systems seeking funding under the DWSRF in the preceding year. The summary will include statistics on the numbers, types, and sizes of systems assessed to determine technical, managerial, and financial capacity, including the assessment outcomes; whether DWSRF assistance will ensure compliance for those systems with inadequate capacity; and whether restructuring efforts will result in both developing adequate capacity and achieving long-term capacity for systems. Table 4 summarizes the required capacity assessment information. 23 Table 4 Capacity Development Review Summary (10/1/10 – 9/30/11) Statewide Capacity Reviews Totals System Type: System Size (population served) CWS NTNC <1000 1,000-3,300 >3300 29 29 0 7 11 11 0 0 0 0 0 0 (Failed) Requiring Restructuring 0 0 0 0 0 0 Systems in SNC Funded Requesting DWSRF Being Processed Assistance 1 1 0 1 0 0 8 8 0 3 1 4 Passed Failed 9.0 State Environmental Review Process/Determination of Equivalency Projects The State Environmental Review Process (SERP) applies to all projects receiving financial assistance from the DWSRF. The SERP incorporates environmental review requirements of the National Environmental Policy Act (NEPA) and its implementing regulations (40 CFR, Part 6 and 40 CFR, Part 1500), the State Environmental Quality Review (SEQR) Act, Article 8 of the Environmental Conservation Law (ECL) and its implementing regulations under 6 NYCRR, Part 617, as well as the DOH regulations under 10 NYCRR, Part 97. The DWSRF applicant must complete the SERP before receiving DWSRF financing. All projects that are financed from the DWSRF are classified by the DOH under the SERP as either Tier I or Tier II projects. Tier I projects, also referred to as equivalency projects, refer to those projects that are financed by the DWSRF whose cumulative total is an amount equal to the federal Capitalization Grant to the State. Tier II projects, (non-equivalency projects), refer to all other projects that receive DWSRF financial assistance. Tier I projects must undergo an environmental review consistent with the NEPA. DWSRF program, Tier I projects will include: For the • projects for which an environmental review consistent with NEPA has already been completed; and • projects that meet the definition of a NEPA categorical exclusion. If necessary, additional Tier I projects will include: • projects for which applicants have voluntarily undertaken to complete a NEPA equivalent environmental review; • projects that have a particular environmental significance, due to the nature and scope of the projects; and • projects for which the environmental review can be considered functionally equivalent to a NEPA environmental review, with some minor additional elements. 24 Tier II projects are subject to the environmental review requirements of SEQR with additional requirements imposed by the SERP for the DWSRF program. Applicants will be notified by the DOH whether their project(s) proposed for financing through the DWSRF program fall under the category Tier I (equivalency) or Tier II. 10.0 Project Priority Lists 10.1 Project Selection Process Both federal and state laws require that New York develop a Project Priority Ranking System. The priority ranking system establishes a list of eligible projects to be funded in a manner consistent with the SDWA such that the most serious risks to public health are given the highest priority. The DOH has given the highest priority to acute public health risks, particularly those related to microbiological organisms. The next priority was given to situations that pose chronic and longer term risks to consumers, such as organic chemical contamination. The scoring criteria also consider issues that are related to infrastructure upgrading or replacement. The project ranking system also considers, as mandated by the SDWA, special allocations and restrictions on the use of DWSRF monies for disadvantaged and small systems. A detailed description of the Project Priority Ranking System and Scoring Criteria are included as Attachment I to this IUP. 10.2 Description and Use of Project Lists Projects must be included in the IUP to receive DWSRF financing. This IUP includes the following prioritized lists of eligible projects being considered for financing from the DWSRF: • The Project Readiness List for this IUP includes all projects for which an engineering report or plans and specifications are submitted to the DOH or for which construction is completed by September 3, 2011. A project is deemed “ready” when all technical submittals have been received by the DOH. Projects that have submitted pre-application forms, but have neither submitted an engineering report, plans and specifications nor completed construction have been included on the Multi-Year List. The Project Readiness List includes a subsidized funding line. Projects listed above this subsidy funding line comprise the Funding List, which includes all those projects expected to qualify for long-term financing within the current IUP financing period. Provisions are made in the Project Priority Ranking System to by-pass projects that may not progress as expected (see Attachment I). The DOH will proceed with an accelerated by-pass of those non-hardship projects that have been on the Project Readiness List, above the subsidy funding line for two or more consecutive IUP periods and fail to submit a complete application by December 1, 2011. Notification letters will be sent to applicants with such projects informing them that their complete applications will have to be submitted by December 1, 2011, or they will receive a by-pass letter. Funds released by project by-passing will first be used for the Emergency Financing Program to finance imminent threats to public health. Funds released by project bypassing will then be used to finance cost increases incurred by projects on the IUP above the subsidy funding line. Any remaining funds available will be used to finance projects below the subsidy funding line in order of priority ranking. The project cost presented on the Project Readiness List reflects the applicant’s estimated project cost. 25 It should be noted that for some larger projects there may not be sufficient funds available in a single IUP financing period for their complete financing. As necessary, New York State will segment and/or phase finance (cash flow basis) larger projects over several IUP financing periods to maintain a statewide program of maximum effectiveness. • The Category A List consists of projects for small systems serving less than 10,000 people from the Project Readiness List. This list includes a funding line and a line designating the SDWA minimum funding requirement (15% of the DWSRF) for small public water systems. • The Category B List consists of projects for water systems serving greater than or equal to 10,000 people from the Project Readiness List. This list has not been included in the IUP. • The Multi-Year List includes all eligible projects for which pre-application forms have been submitted and reviewed, including those projects on the preceding Multi-Year List. The DOH accepts pre-applications on a continuous basis. All eligible projects for which pre-application forms are submitted on or before September 3, 2010 will be included on the Multi-Year List in the final IUP. • The Category C (Hardship) List includes all eligible projects that have received written confirmation that they qualify for financial hardship assistance. Copies of the Project Readiness List, the Category A List, the Multi-Year List, and the Category C (Hardship) List follow at the end of this section. 26 PROJECT READINESS LIST The Project Readiness List for this IUP begins with projects that have received a written confirmation letter that they qualify for financial hardship and are determined to be ready. These projects are identified by ‘H’ in the column labeled “score.” Phased or segmented projects are assigned 2000 points in addition to their total project ranking system score. Projects with interest free short-term financing are assigned 1000 points in addition to their total project ranking system score and are identified by ‘NOTE: Short-Term Loan Closed’ in the column labeled “project cost.” The code box located under each project number identifies the source of financial assistance for the project, if known, and also whether the project contains “green” infrastructure components. Project # County CODES See legend* 17473 Jefferson NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower LAFAVE ROAD WATER DISTRICT / Le Ray (T) Description Consolidation of existing public water systems with GUDI wells, coliform and lead violations., New Distribution System, New System Consolidation Pop. 600 Project Cost Score $0 Cumulative Total H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17321 Jefferson WESTCOTTS WATER DISTRICT / Hounsfield (T) ARRAF 17456 Westcotts WD to serve along NYS Route 3. Consolidation of PWS systems addressing SWTR & E-Coli violations. , Upgrade Storage, New Distribution System, New System Consolidation 300 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan Hamilton INDIAN LAKE WD / Indian Lake (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Distribution System 900 Essex PORT KENT WD / Chesterfield (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage 202 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17388 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 15881 Essex WADHAMS WD / Westport (T) New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Consolidation 140 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17561 Chautauqua FORESTVILLE VILLAGE / Forestville (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Distribution System 804 Orange PHEASANT HILL / Pheasant Hill Water Corp Rehabilitation of water system to address e-coli contamination, Upgrade Water Treatment Plant, New Ground Water Source, New Storage 154 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17461 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 15072 Orange ARRAF 17647 BEAVER DAM LAKE WATER New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System CORP. / Beaver Dam Lake Corp. 487 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan Saratoga STILLWATER VILLAGE / Stillwater (V) Alternative Water Source for Surface Water Treatment Rule compliance., New Transmission, New Inter-Connection 1,572 Otsego UNADILLA VILLAGE / Unadilla (V) Install new well, pumphouse, controls, chlorination system to replace GWUDI springs, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 1,350 Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,200 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 15343 ARRAF 15204 Oswego HANNIBAL (T) / Hannibal (T) $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17543 17576 Saratoga Chautauqua Consolidate 3 small CWSs, consolidate WD 1, connect Town with MOREAU WD New Storage, Extend Distribution System, New 7/CONNECTION TO SCWA / SCWA, Inter-Connection, Extend System Consolidation, New Water District Moreau (T) CHERRY CREEK VILLAGE / New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System Cherry Creek (V) 1,100 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 650 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 16261 17538 Oswego Oswego New Surface Water Treatment Rule Compliance Facility, New TOAD New Pump Station, New Distribution System, New HARBOR/CONSTANTIA WD / Storage, Inter-Connection, New System Consolidation Constantia (T) 2,765 New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Transmission, New Storage, New Distribution System 1,662 WATER DISTRICT #2 / Richland (T) ARRAF 17306 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan Jefferson WATER DISTRICT #2 / Henderson (T) New Surface Water Treatment Rule Compliance Facility, New Distribution System, New System Consolidation 352 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17382 Allegany HOUGHTON WATER DISTRICT / Caneadea (T) Upgrade Water Treatment Plant, New Ground Water Source, New Transmission, Upgrade Distribution System 2,000 ARRAF 17457 Erie CHAFFEE WATER CO / Chaffee Water Co. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage 200 ARRAF 16882 H $0 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan Onondaga LIMELEDGE WD / Marcellus (T) & (V) ARRAF 17140 $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan New Water District to serve area with insufficient private wells. Interconnection with GWUDI system., New Surface Water Treatment Rule Compliance Facility, Extend Distribution System 700 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan St.Lawrence LOUISVILLE WATER DISTRICT #2 / Louisville (T) New Storage, Upgrade Distribution System, System Consolidation 1,000 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 1 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. 5,800 17611 Franklin SARANAC LAKE V / Saranac New SCADA equipment., New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System Lake (V) 16746 Allegany CANASERAGA VILLAGE PUBLIC WATER / Canaseraga (V) New Ground Water Source, Upgrade Storage 17497 Montgomery AMSTERDAM (C) / Amsterdam (C) Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant 15003 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) 17928 Wyoming 18005 Project Cost Score Cumulative Total $12,500,000 H $12,500,000 $3,666,749 H $16,166,749 20,700 $737,000 H $16,903,749 Water system improvements, Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Storage, Upgrade Distribution System 4,323 $7,136,870 H $24,040,619 CASTILE VILLAGE / Castile (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage 1,135 $5,111,267 H $29,151,886 Wayne SAVANNAH WD #1 / Savannah (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System, Extend Distribution System 900 $3,605,000 H $32,756,886 17425 Chenango SO. NEW BERLIN WATER DISTRICT / New Berlin (T) New Ground Water Source, New Transmission, New Storage, Upgrade Distribution System, System Consolidation 400 $3,272,000 H $36,028,886 15603 Jefferson WATER DISTRICT NO. 5 / Hounsfield (T) Extend distribution system to area of insufficient yielding or cantaminated private wells. Consolidate Watertown International Airport., New Distribution System, New System Consolidation 345 $4,800,000 H $40,828,886 17427 Albany New Surface Water Treatment Rule Compliance Facility, New NEW SALEM WATER New Pump Station, New Inter-Connection, New Water DISTRICT / New Scotland (T) Storage, District 486 $3,048,000 H $43,876,886 17442 Erie BRANDT (T), NORTH COLLINS (T)&(V) / North Collins (V) WTP improvements for lead and copper violations, Fe violations, Asbestos Main replacement, inadequate pressures, Upgrade Water Treatment Plant, Upgrade Transmission, Upgrade Distribution System, New System Consolidation 1,915 $5,430,000 H $49,306,886 17379 Steuben COOPERS PLAINS/LONG ACRES WATER SYST / Erwin (T) New Ground Water Source, Extend Distribution System, New System Consolidation 1,400 $0 H $49,306,886 17552 Herkimer NEWPORT VILLAGE / Newport (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Transmission, New Storage, Upgrade Distribution System 740 $2,175,000 H $51,481,886 16278 Hamilton LONG LAKE (T) / Long Lake (T) New Ground Water Source, New Storage, Upgrade Distribution System 750 $3,929,255 H $55,411,141 16692 Herkimer VAN HORNESVILLE WATER VanHornesville Water System, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System WORKS / Stark (T) 372 $2,098,150 H $57,509,291 17625 Oswego EASTERN SHORE WATER SYSTEM / Sandy Creek (T) $13,988,000 H $71,497,291 17372 Oswego MEXICO (T) WD#2 / Mexico Extend distribution system to area with contaminated private wells and consolidate PWS with GWUDI source, New Distribution System, (T) New System Consolidation 800 $7,060,000 H $78,557,291 17637 Chautauqua NORTH END WD / Pomfret (T) Extend distribution system to area with contaminated private wells and consolidate PWS with Coliform, New Distribution System 900 $4,432,100 H $82,989,391 16114 Cayuga CAYUGA VILLAGE / Cayuga New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System, New Inter-Connection (V) 600 $6,875,100 H $89,864,491 17331 Rensselaer POESTENKILL (T) WD #1 / Poestenkill (T) $0 H $89,864,491 Cattaraugus New Surface Water Treatment Rule Compliance Facility, Upgrade CRYSTAL WATER CO (WEST VALLEY) / Ashford (T) Ground Water Source $3,208,500 H $93,072,991 ARRAF ARRAF Consolidation of PWS with GWDI source., New Storage, New Distribution System, New System Consolidation New Complete System (New System), New System Consolidation 900 2,503 2,300 ARRAF 17589 880 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 2 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 18017 Allegany RICHBURG VILLAGE PUBLIC WATER / Richburg (V) (V) Richburg & (V) Bolivar Consolidation., New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Storage, Upgrade Distribution System, New System Consolidation 17682 Essex WD#4 / Moriah (T) 16510 Schenectady 17629 Pop. Project Cost Score Cumulative Total 600 $7,038,640 H $100,111,631 New Surface Water Treatment Rule Compliance Facility, New Distribution System 78 $1,990,475 H $102,102,106 DELANSON VILLAGE WATER WORKS / Delanson (V) Upper resevoir raw water transmission main, new intake, new controls & meters at filter plant., New Transmission, Extend Distribution System, Upgrade Distribution System 428 $4,594,000 H $106,696,106 Essex ESSEX WD / Essex (T) Address turbidity and organic violations, New Ground Water Source, Upgrade Distribution System 300 $1,515,954 H $108,212,060 17367 Steuben TROUPSBURG WATER DISTRICT / Troupsburg (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 250 $192,000 H $108,404,060 16618 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA DCWWA ZONE J SHOREHAVEN WATER SYSTEM, Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 300 $3,575,000 H $111,979,060 17623 Saratoga CORINTH VILLAGE / Village of Corinth New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 4,700 $6,200,000 H $118,179,060 17931 Cayuga PORT BYRON VILLAGE / Port Byron (V) Joint project with (V) Port Byron, (T) Montezuma & (T) Mentz., Upgrade Distribution System, Extend Distribution System, New System Consolidation 1,400 $5,657,000 H $123,836,060 17454 St.Lawrence EAST LOUISVILLE WD#3 / Louisville (T) Consolidation of water systems with past coliform detections., New Storage, New Distribution System, New System Consolidation 1,030 $9,275,000 H $133,111,060 17444 Greene COXSACKIE VILLAGE / Coxsackie (V) Phase 2 of 15702, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant 4,010 $3,233,065 3175 $136,344,125 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17866 Delaware Phase 3 of 15624 (Phase 2 was 17228): Treat or Replace GWUDI GRAND GORGE WATER DISTRICT / Town of Roxbury Wells, New Surface Water Treatment Rule Compliance Facility 18029 Rensselaer HOOSICK FALLS (V) PWS / Hoosick Falls (V) 17773 Chenango 17631 370 $992,000 2245 $137,336,125 Phase 2 of Project 15080 , Upgrade Storage, Upgrade Distribution System 4,000 $640,000 2225 $137,976,125 SHERBURNE VILLAGE / Sherburne (V) Phase 2 of 15237., Upgrade Ground Water Source 1,531 $1,300,000 2210 $139,276,125 Essex WILMINGTON WD / Wilmington (T) Phase 2 (Juniper Hill Road) of DWSRF 15803, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 980 $406,500 2175 $139,682,625 17515 Orange NEWBURGH CITY / Newburgh (C) Phase 2 of project 16754 Cost overrun, Upgrade Water Treatment Plant, Upgrade Transmission 28,000 $2,577,162 2165 $142,259,787 17496 Greene HUNTER VILLAGE / Hunter (V) Phase 2 of #16732 - Dolan's Lake Intake and Connection of Wells 1 and 3, Upgrade Water Treatment Plant, New Ground Water Source, New Transmission 896 $1,518,150 2165 $143,777,937 17800 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Water Treatment Plant Well #28 and mitigation of offsite well impacts. Phase 2 of 16752, New Water Treatment Plant 21,750 $900,000 2130 $144,677,937 17470 Herkimer HERKIMER VILLAGE / Herkimer (V) Phase 2 of 16676, New Surface Water Treatment Rule Compliance Facility 7,606 $300,000 2130 $144,977,937 17649 Ulster PHOENICIA WATER DISTRICT / Shandaken (T) Phase 2, see Project #16491 for Phase 1., New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source 992 $150,000 2130 $145,127,937 $217,962,340 2115 $363,090,277 17983 NY City NEW YORK CITY - CROTONCroton filtration plant(Phase 8 of 16479), New Surface Water Treatment Rule Compliance Facility SYSTEM / NYCMWFA 1,000,000 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 3 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. 18022 Cattaraugus PERRYSBURG (V) / Perrysburg (T) Phase 2 (DWSRF 17192) based on cost increase to address unresolved deficiencies in the initial project construction, New Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, New Pump Station 404 17449 Orange HIGHLANDS (T) WD #2 / Highlands (T) Phase 2 of DWSRF 16454 to provide well source capacity for Phase 1 which included, Upgrade Water Treatment Plant, New Ground Water Source, New Storage, Extend Distribution System 17742 Saratoga MECHANICVILLE CITY / Mechanicville (C) 17642 Washington GRANVILLE VILLAGE / Granville (V) Project Cost Score Cumulative Total $729,657 2095 $363,819,934 1,379 $4,748,700 2095 $368,568,634 Phase 2 of 15284; Construct additional sludge drying bed capacity, New Other Expenses, New Water Treatment Plant, New Other (OT) 5,100 $587,100 2090 $369,155,734 New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 2,645 $0 1220 $369,155,734 NOTE: Short - Term Loan Closed, Project Cost Shown isRemaining Balance Not Funded With Short Term Loan 17163 Essex TICONDEROGA WD / Ticonderoga (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 5,000 $13,954,315 265 $383,110,049 18061 Franklin TUPPER LAKE V / Tupper Lake (V) New wells to replace SW source and inadequate DE plant., New Ground Water Source, Upgrade Distribution System 5,500 $2,979,790 235 $386,089,839 16013 Westchester New Surface Water Treatment Rule Compliance Facility BRIARCLIFF MANOR VILLAGE / Briarcliff Manor(V) 8,831 $0 225 $386,089,839 15862 Putnam SPRINGHOUSE ESTATES W.W. CORP. / Southeast (T) New Ground Water Source, New Storage 212 $1,700,500 200 $387,790,339 18013 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s project includes meters, Upgrade Other Expenses, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New System Consolidation, Upgrade Other (OT) 1,250 $3,740,000 200 $391,530,339 15996 Delaware FRANKLIN VILLAGE / Franklin (V) New Water Treatment Plant, New Ground Water Source, New Storage, Extend Distribution System, Upgrade Distribution System 481 $2,301,077 195 $393,831,416 17493 Orange WARWICK VILLAGE / Warwick (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 6,083 $0 190 $393,831,416 17337 Erie HUNTERS CREEK MOBILE Address total coliform detections and organic exceedances, Upgrade Treatment Plant, New Storage, New Pump Station, Upgrade HOME PARK / Hunters Creek Water Distribution System MHP 150 $175,100 185 $394,006,516 15661 Albany RENSSELAERVILLE WD / Rensselaerville (T) 200 $990,242 185 $394,996,758 17936 Rensselaer Distribution Modifications for Flow & Pressure Improvements to BRUNSWICK WATER Consecutive System; Emergency Generator, Upgrade Pump DISTRICT # 6 / Brunswick (T) Support Station, Upgrade Distribution System 927 $504,000 185 $395,500,758 17529 Jefferson Serve area with private contaminated wells, New Surface Water TIBBETS POINT WATER Rule Compliance Facility, New System Consolidation, New DISTRICT / Cape Vincent (T) Treatment Water District 200 $2,645,000 180 $398,145,758 17392 Warren PIONEER VILLAGE / Pioneer Serve private contaminated wells., New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Village Imp. Assoc. Consolidation 144 $208,575 175 $398,354,333 17562 Jefferson HERRINGS VILLAGE / Herrings (V) Distribution and storage improvements., Upgrade Storage, Upgrade Distribution System 120 $3,429,000 170 $401,783,333 15557 Herkimer POLAND VILLAGE / Poland (V) Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 463 $246,000 165 $402,029,333 17621 Allegany ANGELICA VILLAGE PUBLIC Surface Water Treatment Rule Compliance Facility WATER / Angelica (V) 950 $1,061,847 165 $403,091,180 17537 Delaware DOWNSVILLE WATER DISTRICT / Colchester (T) 500 $92,400 165 $403,183,580 ARRAF ARRAF New Ground Water Source, Upgrade Storage, Upgrade Distribution System Package Filtration Plant for GWUDI Spring Source and Addition of Corrosion Control Treatment., New Surface Water Treatment Rule Compliance Facility, New Water Treatment Plant CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 4 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. New 10 MG storage tank. (Phase 1 of covering city's open finished water storage, Phase 2 is Proj. # 18023 on multiyear list) , Upgrade Water Treatment Plant, New Storage, Upgrade Storage 17438 Oneida ROME CITY / Rome (C) 16991 Chenango OXFORD WATER DISTRICT Surface Water Treatment Rule Compliance Facility, New Transmission #1 / Oxford (T) 16741 Dutchess PAWLING VILLAGE / Pawling New Surface Water Treatment Rule Compliance Facility, New Ground Water Source (V) 15097 Warren HAGUE HOA / Hague HOA Hague Home Owners Association, New Surface Water Treatment Rule Compliance Facility 18060 Orange HIGHLANDS WATER DISTRCIT 2 EXTENTION / Highlands (T) Extention of the existing WD #2 to serve private wells with contamination and consolidation of several PWS's, Extend Distribution System, Extend System Consolidation 18072 Putnam GIPSY TRAIL CLUB / Gipsy Trail Club Inc Develop additional well source capacity, New Ground Water Source, New Pump Station 15600 Hamilton ANTLERS OF RAQUETTE LAKE, INC. / Antlers of Raquette Lake Inc. New Surface Water Source, Inter-Connection 16117 Jefferson ALEXANDRIA TOWN WD #1 Extend Distribution System, Upgrade Distribution System - OTTER STREET / Alexandria (T) 17469 Montgomery FORT PLAIN (V) WATER WORKS / Fort Plain (V) 17339 Erie 17514 32,000 Project Cost Score Cumulative Total $10,000,000 160 $413,183,580 $122,500 160 $413,306,080 $1,270,000 155 $414,576,080 $119,190 155 $414,695,270 $1,601,238 155 $416,296,508 300 $430,540 150 $416,727,048 120 $243,595 150 $416,970,643 60 $3,600,000 150 $420,570,643 Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 2,400 $1,565,600 150 $422,136,243 S. EAST ERIE CO. REGIONAL WATER PROJECT / Aurora (T) Aurora WD19, Wales WD's2&3. Extend to serve private contaminated wells, consolidate public water supplies, eliminate public water supply with past coliform detections, Storage, Pump Station, Extend Distribution System, System Consolidation 2,950 $6,400,000 150 $428,536,243 Cattaraugus DELEVAN VILLAGE / Delevan (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 1,090 $1,690,350 145 $430,226,593 17289 Wayne WOLCOTT VILLAGE / Wolcott (V) New Water Treatment Plant, Upgrade Ground Water Source 2,200 $1,250,000 145 $431,476,593 17513 Essex WINEBROOK HILLS WD / Newcomb (T) New Ground Water Source, Upgrade Distribution System 250 $5,302,728 145 $436,779,321 17622 Chautauqua BROCTON VILLAGE / Brocton (V) Address turbidity violations, Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 4,000 $2,219,341 145 $438,998,662 17385 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Inter-connection to eliminate GWUDI source., New Transmission, New Inter-Connection 250 $535,600 145 $439,534,262 17944 Nassau MILL NECK ESTATES / Mill Neck Estates Association Transmission main to connect with Locust Valley WD and upgrade distribution, Upgrade Distribution System, New Inter-Connection 230 $2,021,375 145 $441,555,637 16861 Franklin TUPPER LAKE V / Tupper Lake (V) New Storage, Upgrade Distribution System 5,500 $700,000 145 $442,255,637 17535 Saratoga SOUTH GLENS FALLS VILLAGE / South Glens Falls (V) Proposed Cartridge Filtration Plant with SCADA to treat Village GWUDI spring sources., New Surface Water Treatment Rule Compliance Facility, New Surface Water Treatment Rule Compliance Facility 3,700 $1,565,000 145 $443,820,637 15749 Rensselaer RENSSELAER CITY PWS / Rensselaer (C) New Storage, New Distribution System, System Consolidation 7,500 $7,175,300 145 $450,995,937 17455 Franklin WATER DISTRICT #3 / Malone (T) Consolidate a MHP with nitrate violations, New Distribution System, System Consolidation, New System Consolidation 300 $1,328,000 145 $452,323,937 50 1,907 18 1,379 ** Subsidized Funding Line CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project ** Subsidized Funding Line-$435,924,679 are available leaving at least $4,448,086 for project #17513 Page 5 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 17645 Washington GREENWICH VILLAGE / Greenwich (V) New Surface Water Treatment Rule Compliance Facility, New Storage 16339 Jefferson WELLESLEY ISLAND WATER CORP. / Wellesley Island Water Corp. 15220 Westchester 17619 17612 Pop. Project Cost Score Cumulative Total 2,000 $1,100,000 140 $453,423,937 New Water Treatment Plant, New Surface Water Source 548 $2,336,000 140 $455,759,937 CROTON FALLS WATER DISTRICT / North Salem (T) Installation of new wells to replace existing wells, New Ground Water Source 175 $400,000 135 $456,159,937 Livingston GENESEO VILLAGE / LCWSA New Surface Water Treatment Rule Compliance Facility 7,600 $813,000 135 $456,972,937 Onondaga ELBRIDGE VILLAGE / Elbridge (V) New UV treatment for LT2ESWTR compliance., New Surface Water Treatment Rule Compliance Facility 1,519 $0 135 $456,972,937 NOTE: Financed through SRF Bond Guarantee Program FGP 16705 Madison MADISON VILLAGE / Madison (V) New Ground Water Source, Upgrade Distribution System 450 $103,500 135 $457,076,437 16106 Greene TANNERSVILLE VILLAGE / Tannersville (V) New Ground Water Source, Upgrade Transmission, Upgrade Distribution System 448 $1,900,000 135 $458,976,437 15722 Orange MONROE WD #8 (SKYVIEW Extend system to serve area with private contaminated wells. , Upgrade Distribution System HILLS) / Monroe (T) 544 $1,000,000 135 $459,976,437 17201 Jefferson ELLISBURG (V) / Ellisburg (V) Extend system to serve area with private contaminated wells, 269 $0 135 $459,976,437 consolidate public water supply, eliminate public water supply with past total coliform detection. , Extend Distribution System, New System Consolidation FGP Address nitrate contamination, New Ground Water Source, Upgrade Distribution System 16146 Otsego MILFORD VILLAGE / Milford (V) 16279 Steuben New Chlorination system., Upgrade Ground Water Source COLONIAL COACH ESTATES IV (MGRE) / Merlyn Cavallaro 17617 Orange BLOOMING GROVE WD #1-WORLEY HE / South Blooming Grove (V) Transmission main with treatment plant to connect Water District 1 and 6 to Orange and Rockland Well., New Water Treatment Plant, New Transmission 17467 Ulster SAUGERTIES (VILLAGE) WATER DIS / Saugerties (V) 17597 Oswego 16912 NOTE: Financed through SRF Bond Guarantee Program 510 $3,502,000 130 $463,478,437 79 $65,900 130 $463,544,337 1,500 $3,193,000 130 $466,737,337 Upgrade water mains and appurtenances; distribution extension to connect 15 existing homes w/ wells to PWS; upgrade raw water reservoir., Upgrade Other Expenses, Upgrade Distribution System, Extend Distribution System, Upgrade Other (OT) 4,100 $3,573,894 130 $470,311,231 AREA 1 WATER SYSTEM / Schroeppel (T) Address organic contaminant violations, New Distribution System, New System Consolidation 3,200 $11,312,382 130 $481,623,613 Chenango NO. NORWICH (T) WD #1 / North Norwich (T) New system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past total coliform detection. , New Distribution System 100 $920,300 130 $482,543,913 17516 St.Lawrence OSWEGATCHIE (T) / Oswegatchie (T) Joint water system improvement project between (T) Oswegatchie, (T) Lisbon and (V) Huevelton, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System, New Inter-Connection, New System Consolidation 2,100 $13,973,000 130 $496,516,913 17355 Yates DRESDEN VILLAGE / Dresden (V) New Transmission, Upgrade Storage, New Inter-Connection 700 $515,000 125 $497,031,913 15669 Orange MONROE WD #12 (MONROE Upgrade Ground Water Source, Upgrade Pump Station, Upgrade Distribution System HILLS ESTATES) / Monroe (T) 120 $1,250,000 125 $498,281,913 17432 Chautauqua CASSADAGA VILLAGE / Cassadaga (V) New Ground Water Source, New Storage, Upgrade Distribution System 760 $5,047,000 125 $503,328,913 17615 St.Lawrence NORFOLK WATER DISTRICT / Norfolk (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source 2,300 $1,279,000 125 $504,607,913 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 6 of 35 Project # County CODES See legend* 17143 Saratoga NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description SARATOGA GLEN HOLLOW Extend system to serve area with private contaminated wells, public water supply, eliminate public water supply with / Saratoga Glen Hollow W.C. consolidate past totalcoliform detection. , Extend Distribution System, New Pop. Project Cost Score Cumulative Total 750 $1,096,804 125 $505,704,717 280 $5,651,000 125 $511,355,717 55,210 $65,000,000 120 $576,355,717 System Consolidation Consolidate PWS with Coliform contamination, extend to private contaminated/poor yielding wells, New Complete System (New System), New System Consolidation 17144 Chemung CHEMUNG (T) WATER SYSTEM / Chemung (T) 17488 Westchester New Surface Water Treatment Rule Compliance Facility WESTCHESTER JOINT WATER WORKS / Harrison&Mamaroneck(T)s&(V 17888 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) New well to provide source redundancy. New transmission main to provide adequate CT., New Ground Water Source, New Transmission 2,300 $1,374,000 120 $577,729,717 18004 Chautauqua WESTFIELD VILLAGE / Westfield (V) Address inadequate source capacity and insuffcient pressure, Upgrade Storage, Upgrade Distribution System 3,450 $3,977,200 120 $581,706,917 17151 Erie AURORA WATER DISTRICT Extend system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with 18 / Aurora (T) past total coliform detection. WD 18., Extend Distribution System 1,288 $15,704,100 120 $597,411,017 17594 Oswego ROUTE 11 NORTH/FULLER ROAD WD PHASE D / Hastings (T) 1,200 $3,106,480 120 $600,517,497 16876 Dutchess BRETTVIEW ACRES WATER New Surface Water Treatment Rule Compliance Facility CO / Brettview Water Co. Inc. $40,800 115 $600,558,297 17728 Onondaga SKANEATELES VILLAGE / Skaneateles Install UV Disinfection for LT2 compliance., Upgrade Water Treatment Plant 2,610 $793,100 115 $601,351,397 17071 Dutchess BIRCH HILL MANOR / DCWWA DCWWA ZONE K BIRCH HILL WATER SYSTEM, Upgrade Water Treatment Plant, New Ground Water Source 200 $575,000 115 $601,926,397 17801 Yates WD #1 / Torrey (T) New Distribution System 375 $3,079,875 115 $605,006,272 16811 Steuben RIVERSIDE PARK / Carol Naar New chlorination system., Upgrade Ground Water Source 125 $45,735 115 $605,052,007 17986 Orange PORT JERVIS CITY / Port Jervis (C) Addition of clarification, Upgrade Water Treatment Plant 9,000 $3,610,000 115 $608,662,007 16093 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) New Transmission, New Storage, New Pump Station 2,300 $2,501,000 115 $611,163,007 17068 Rensselaer SCHAGHTICOKE (V) PWS / Schaghticoke (V) Upgrade Water Treatment Plant, Upgrade Storage, Upgrade Distribution System, Extend Distribution System 675 $6,585,700 115 $617,748,707 17230 Oneida BENEFITED AREA E / Floyd (T) New Distribution System, New System Consolidation 115 $325,000 115 $618,073,707 16298 Rockland NYACK VILLAGE WATER SUPPLY / Nyack (V) Relocation of intake to correct turbidity violations., New Transmission $1,340,000 110 $619,413,707 17591 Ontario BLOOMFIELD (V) OAKMOUNT AVE / Bloomfield (V) Upgrade Ground Water Source 750 $298,750 110 $619,712,457 17414 Greene CATSKILL VILLAGE / Catskill Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System (V) 8,000 $10,270,000 110 $629,982,457 17686 Clinton SARANAC WD / Saranac (T) $112,000 105 $630,094,457 Extend distribution system to area of insufficient yielding or cantaminated private wells., Extend Distribution System, New System Consolidation New Surface Water Treatment Rule Compliance Facility 920 14,700 90 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 7 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 15,310 $17,705,600 105 $647,800,057 17614 Chautauqua DUNKIRK CITY / Dunkirk (C) Upgrade Water Treatment Plant, Upgrade Distribution System 15301 Dutchess TIVOLI VILLAGE WATER / Tivoli (V) Construct new supply well(s), upgrade treatment, new storage, upgrade storage, upgrade distribution, Upgrade Water Treatment Plant, New Ground Water Source, New Storage, Upgrade Pump Station, Upgrade Distribution System 1,303 $3,729,700 105 $651,529,757 17361 Schoharie COBLESKILL VILLAGE / Cobleskill (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 4,533 $4,120,000 105 $655,649,757 16446 Sullivan WOODRIDGE VILLAGE / Woodridge (V) Upgrade Water Treatment Plant 902 $351,430 105 $656,001,187 17358 Rensselaer Connect WD #3 (Maple Crest) to WD #1 (Clearview), Extend SCHODACK WATER DISTRICT # 3 / Schodack (T) Distribution System, New System Consolidation 140 $0 105 $656,001,187 17588 Steuben CORNING MANOR WATER DISTRICT / Corning (T) Extend to ontaminated private wells, consolidate 5 small PWS's, Upgrade Storage, New System Consolidation 350 $1,315,187 105 $657,316,374 18053 Schoharie COBLESKILL / Cobleskill (T) Howe Caverns/Route 7 Service Area Extension, Extend Distribution System 500 $4,899,004 105 $662,215,378 17104 Saratoga East Side Drive WD connection to CPWA, to serve private CLIFTON PARK WATER wells, consolidation of public water supplies, Extend AUTHORITY / Clifton Park (T) contaminated Distribution System 29,000 $1,329,730 105 $663,545,108 16169 Greene ASHLAND WD#1 / Ashland (T) New Complete System (New System), New Inter-Connection 300 $2,873,620 105 $666,418,728 17338 Dutchess DUTCHESS ESTATES INC / Dutchess Estates Water Company Upgrade Ground Water Source, Upgrade Storage, Upgrade Pump Station 500 $455,388 100 $666,874,116 18067 Otsego GILBERTSVILLE VILLAGE / Gilbertsville (V) New Ground Water Source, New Storage, Upgrade Distribution System 477 $3,865,000 100 $670,739,116 15958 Greene PRATTSVILLE WATER DISTRICT / Prattsville (T) New Ground Water Source 410 $1,361,800 100 $672,100,916 17062 Wyoming PIKE VILLAGE / Pike (V) New Ground Water Source, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 369 $494,596 100 $672,595,512 17313 Rockland LAKE WELCH BEACH W.S. / New Water Treatment Plant, New Transmission Palisades Interstate Park Comm $20,000,000 100 $692,595,512 17021 Dutchess ROKEBY HOMES,INC. / DCWWA DCWWA ZONE F PROJECT ROKEBY WATER SYSTEM , Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System, New System Consolidation 160 $495,356 100 $693,090,868 17403 Sullivan WOODRIDGE VILLAGE / Woodridge (V) New Ground Water Source 902 $450,000 100 $693,540,868 16323 Monroe MCWA EASTSIDE WTP / MCWA Eastside WTP Phase 1, Raw Water Intake System and a portion of Phase 5 finished water transmission main work, New Surface Water Source, New Transmission 222,503 $0 100 $693,540,868 17554 Chautauqua PORTLAND (T) WATER DISTRICT NO. 7 / Portland (T) Serve 218 parcels currently on insufficient private wells on portions of Route 5 and Walker Road. Consolidate DJ's Campground., New System Consolidation, New Water District 333 $1,700,000 100 $695,240,868 15923 Westchester Upgrade Water Treatment Plant OSSINING WATER DEPARTMENT / Ossining (V) 30,000 $1,400,000 95 $696,640,868 16062 Niagara BARKER VILLAGE / Barker (V) $835,085 95 $697,475,953 ARRAF ARRAF Upgrade Distribution System 15,000 577 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 8 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description New Storage 17492 Clinton PLATTSBURGH CITY / Plattsburgh (C) 17855 Onondaga SYRACUSE CITY / Syracuse Woodland Reservoir UV for LT2SWTR compliance., New Surface Water Treatment Rule Compliance Facility (C) 17093 Otsego HARTWICK WATER DISTRICT / Hartwick (T) WD New Ground Water Source, New Storage, Upgrade Distribution System 16606 Delaware DELHI VILLAGE / Delhi (V) 16654 Madison 17564 Pop. Project Cost Score Cumulative Total 18,000 $4,550,000 95 $702,025,953 192,000 $10,042,500 95 $712,068,453 416 $1,745,850 95 $713,814,303 Upgrade Distribution System, New System Consolidation 3,833 $1,373,428 95 $715,187,731 MORRISVILLE VILLAGE / Morrisville (V) To provide adequate pressure, Upgrade Distribution System 2,456 $1,300,000 95 $716,487,731 Oswego BERNHARDS BAY WD / Constantia (T) Extend Distribution System, New System Consolidation 790 $5,890,000 95 $722,377,731 15933 Seneca FAYETTE HAMLET WATER DISTRICT / Fayette (T) Extend Distribution System 400 $3,198,000 95 $725,575,731 17443 Albany ALTAMONT VILLAGE / Altamont (V) New Brandle Road Wells, Disinfection, and Transmission Main, New Ground Water Source 2,000 $1,394,550 90 $726,970,281 17458 Onondaga OCWA / Onondaga County Water Authorit Western Reservoir 20 mg storage. Replacing uncovered finished water storage reservoir with concrete tank, Upgrade Storage 256,000 $0 90 $726,970,281 17638 Onondaga OCWA / Onondaga County Water Authorit Eastern 20 MG Reservoir storage. Replacing uncovered finished water storage reservoir with concrete tank., Upgrade Storage 256,000 $22,500,000 90 $749,470,281 17460 Onondaga CLAY WDS / Metropolitan Water Board Replace uncovered finished 30 MG Terminal Reservoir with two 15 MG tanks, Upgrade Storage 16,000 $16,050,000 90 $765,520,281 16613 Chautauqua MAYVILLE VILLAGE / Mayville (V) Upgrade Ground Water Source, Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,856 $2,884,000 90 $768,404,281 17992 Cortland MCGRAW VILLAGE / McGraw (V) Upgrade Distribution System 1,306 $4,222,961 90 $772,627,242 17433 Suffolk SUFFOLK COUNTY WATER New Wells/Upgrade Wells in various locations throughout the system, Upgrade Ground Water Source, New Ground Water Source AUTHORITY / SCWA 1,009,264 $9,313,000 90 $781,940,242 17364 Suffolk SOUTH HUNTINGTON WD / Well 19-2, New Ground Water Source Huntington (T) 81,760 $1,515,842 90 $783,456,084 17732 Fulton JOHNSTOWN (C) WATER WORKS / Johnstown (C) Replacement of Maylender finished water uncovered reservoir; automation of water system operations, New Other Expenses, New Storage, New Other (OT) 8,511 $3,255,000 90 $786,711,084 17870 Saratoga SCWA STILLWATER EXTENSION / Saratoga County Water Authorit Extend Transmission 2,100 $3,035,000 90 $789,746,084 17925 Schuyler MONTOUR FALLS / Montour Upgrade Storage, Upgrade Distribution System Falls (V) 1,800 $5,852,501 90 $795,598,585 15451 Saratoga STILLWATER WD #1 (STILLWATER VLG) / Stillwater (T) New Transmission, New Storage 1,560 $4,912,000 90 $800,510,585 17523 Orange MONTGOMERY W.D. #1 / Montgomery (T) Extend WD #1 to consolidate several water supplies, New System Consolidation $13,500,000 90 $814,010,585 ARRAF 605 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 9 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description New Storage, Extend Distribution System 16390 Ulster HIGHLAND WATER DISTRICT / Lloyd (T) 16889 Oneida New system to serve area with private contaminated wells, KIRKLAND (T) ROUTE 5 public water supply. , New Complete System (New WATER DISTRICT / Kirkland consolidate System) (T) 17428 Albany FLAT ROCK ROAD W.D. / New Scotland (T) New Water District 17598 Oswego AREA 3,4 & 8 WATER SYSTEM / Schroeppel (T) 16262 Broome 15684 Pop. Project Cost Score Cumulative Total 4,000 $2,369,000 90 $816,379,585 300 $1,578,872 90 $817,958,457 149 $2,152,580 90 $820,111,037 New Distribution System, New System Consolidation 1,500 $7,678,916 90 $827,789,953 CONKLIN (T) W.D. / Conklin (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Inter-Connection, System Consolidation 1,000 $863,140 90 $828,653,093 Greene NEW BALTIMORE (T) / New Baltimore (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,300 $5,000,000 90 $833,653,093 17375 St.Lawrence CANTON (T) E. SIDE WD / Canton (T) New Ground Water Source, New Storage, New Distribution System 350 $3,112,660 90 $836,765,753 17727 Ulster KINGSTON (CITY) WATER DISTRICT / Kingston (C) Upgrade Water Treatment Plant $0 85 $836,765,753 24,000 NOTE: Financed through SRF Bond Guarantee Program FGP 17183 Seneca SENECA FALLS VILLAGE / Seneca Falls (V) Upgrade Water Treatment Plant, Upgrade Pump Station 7,400 $2,885,000 85 $839,650,753 15490 Warren NORTH CREEK WATER DISTRICT / Johnsburg (T) Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Storage 1,000 $1,112,250 85 $840,763,003 17445 Rensselaer NORTH GREENBUSH (T) WATER DISTRICT NO. 18 / North Greenbush (T) Purchase existing Private Water System, Connect to Municipal Water System , New System Consolidation, New Water District $437,750 85 $841,200,753 16111 Dutchess BARD COLLEGE / Bard College Upgrade Water Treatment Plant, New Storage 1,400 $2,100,000 85 $843,300,753 18043 Chautauqua BARCELONNA WD / Westfield (T) New Town WD to aquire private water system. Other funding sources may be required to make project viable and eligible for DWSRF, Upgrade Distribution System, New Water District 128 $1,792,125 85 $845,092,878 17422 Herkimer HERKIMER (T), WD #3, #4, #5 / Herkimer (T) Upgrade Pump Station, Upgrade Distribution System, Extend Distribution System 320 $299,112 85 $845,391,990 16922 Herkimer GRAHM, NEWPORT & BROWN RD WD / Schuyler (T) New system to serve area with private contaminated wells. , New Complete System (New System) 260 $1,280,000 85 $846,671,990 17448 Washington New water district to serve residents in area of groundwater KINGSBURY WD (QUEENSBURY) / Kingsbury contamination , New Distribution System, New Water District (T) $845,000 85 $847,516,990 17858 Oswego WD#3 EXPANSION / Granby Extend Distribution System (T) 238 $5,315,041 85 $852,832,031 15531 Jefferson Extend system to serve area with private contaminated wells, TOWN OF PAMELIA RT. 3, WATER DISTRICT / Pamelia consolidate public water supply. , Extend Distribution System (T) 96 $474,160 85 $853,306,191 15810 Steuben VICTORY PLACE / Merlyn Cavallaro Upgrade Ground Water Source 11 $112,800 80 $853,418,991 17298 Putnam BREWSTER VILLAGE / Brewster (V) New Ground Water Source, New Pump Station $1,610,920 80 $855,029,911 212 1,300 2,000 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 10 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 16862 Suffolk SUFFOLK COUNTY WATER Northport Aqueduct Project to reduce nitrate contamination through source blending, Upgrade Transmission, New Distribution System AUTHORITY / Suffolk Co. Water Authority 17900 Nassau BETHPAGE WD / Bethpage Water District 17699 Nassau GARDEN CITY (V) / Village of New Water Treatment Plant, Upgrade Pump Station Garden City 16139 St.Lawrence MASSENA VILLAGE / Massena (V) 16447 Steuben CORNING CITY / Corning (C) Address total coliform violations, New Storage, New Distribution 17342 Washington CAMBRIDGE VILLAGE / Cambridge (V) 17377 Chautauqua SILVER CREEK (V) / Silver Creek (V) 15736 Erie COLLINS WD #3 / Collins (T) Upgrade Transmission, New Storage, Upgrade Distribution System 18051 Montgomery FULTONVILLE VILLAGE PWS / Fultonville (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 15704 Greene COXSACKIE VILLAGE / Coxsackie (V) Upgrade Transmission, New Storage, Upgrade Distribution System 15236 Chautauqua SHERMAN VILLAGE / Sherman (V) Address total Coli violations., Upgrade Distribution System 15325 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Water Treatment Plant, Upgrade Surface Water Source 17145 Oneida TIBBITS/SNOWDEN HILL WD / New Hartford (T) 18002 Steuben 17934 Pop. 1,009,264 Project Cost Score Cumulative Total $22,166,771 80 $877,196,682 33,000 $4,271,616 80 $881,468,298 25,000 $2,221,556 80 $883,689,854 11,209 $3,134,000 80 $886,823,854 10,842 $2,000,000 80 $888,823,854 Aquisition of existing Cambridge Water Works, New Storage, Upgrade Distribution System 1,524 $2,500,000 80 $891,323,854 New Storage, Upgrade Distribution System 1,000 $4,311,000 80 $895,634,854 760 $625,000 80 $896,259,854 740 $1,262,150 80 $897,522,004 4,010 $6,210,000 80 $903,732,004 $795,000 80 $904,527,004 2,200 $3,300,000 80 $907,827,004 New system to serve area with private contaminated wells. , New Complete System (New System) 450 $2,400,000 80 $910,227,004 HAMLET OF WOODHULL MUNICIPAL WS / Woodhull (T) System to serve former Village (now hamlet) with private contaminated wells., New Ground Water Source, New Storage, New Distribution System 483 $4,489,928 80 $914,716,932 Onondaga LAFAYETTE (T) / LaFayette (T) Creation of Central LaFayette Water District., New Water District 2,000 $5,700,000 80 $920,416,932 17077 Rensselaer NORTH GREENBUSH WD #13 / North Greenbush (T) New system to serve area with private contaminated wells (Snyder's Lake Area). , New System Consolidation, New Water District 1,050 $4,635,000 80 $925,051,932 17510 Oswego NORTH AREA WD / Volney (T) New Distribution System, New System Consolidation 1,000 $6,604,000 80 $931,655,932 15599 Seneca FAYETTE WATER PROJECT Extend Distribution System / Varick (T) 520 $1,406,800 80 $933,062,732 17567 Steuben URBANA WATER DISTRICT Proposed WD #3. Extend system to serve private contaminated wells and consolidate public water supplies., Extend Distribution System, #2 / Urbana (T) New System Consolidation, New Water District 33 $3,565,111 80 $936,627,843 17413 Orange WALLKILL CONSOLIDATED Rykoski Lane Water Treatment Plant, Upgrade Water Treatment Plant, New Pump Station, New Pump Station WD / Wallkill (T) 15,000 $7,000,000 75 $943,627,843 Nitrate removal at Plant #1, Upgrade Water Treatment Plant Upgrade Water Treatment Plant System 917 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 11 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description New Ground Water Source, New Storage 16444 Columbia DARROW SCHOOL / The Darrow School 17949 Dutchess HIGH MEADOWS PARK INC New Ground Water Source, Upgrade Storage / High Meadows Co-op Corp 17533 Clinton CHAMPLAIN VILLAGE / Champlain (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 16381 Orleans LYNDONVILLE VILLAGE / Lyndonville (V) Upgrade Transmission, Upgrade Distribution System 15843 Delaware MARGARETVILLE VILLAGE / Upgrade Storage, Upgrade Distribution System Margaretville (V) 17076 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) 16273 Suffolk 15718 Pop. Project Cost Score Cumulative Total 150 $169,950 75 $943,797,793 500 $44,577 75 $943,842,370 2,947 $1,883,226 75 $945,725,596 1,418 $1,612,864 75 $947,338,460 700 $737,900 75 $948,076,360 Upgrade Surface Water Source 4,323 $173,600 75 $948,249,960 DERING HARBOR CORP / Dearing Harbor (V) Upgrade Water Treatment Plant 250 $20,791 75 $948,270,751 Orange MONROE WD #10 - PINE TREE ROAD / Monroe (T) New system to serve area with private contaminated wells. , New Transmission 50 $215,000 75 $948,485,751 15950 Albany GUILDERLAND TOWN WD / Phase III Improvements, New Storage, Extend Distribution System, Upgrade Distribution System, New Inter-Connection Guilderland (T) 30,000 $10,146,000 75 $958,631,751 17139 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Upgrade Storage, New Storage 10,200 $3,279,680 75 $961,911,431 17633 Steuben SYLVAN BEACH WANETA LAKE WATER DISTRICT / Wayne (T) New Complete System (New System) 921 $4,175,175 75 $966,086,606 15925 Allegany TOWN OF WELLSVILLE / Wellsville (T) Extend system to serve area with private contaminated wells, Morningside Area, Extend Distribution System 5,000 $867,106 75 $966,953,712 17229 Rensselaer NORTH GREENBUSH WD #14 / North Greenbush (T) New system to serve inadequate private wells in Northeast corner of Town , New Inter-Connection, New System Consolidation, New Water District 3,000 $7,313,000 75 $974,266,712 16899 Oneida FLOYD BENEFIT (T) AREA "D" / Floyd (T) New Complete System (New System) 900 $7,750,000 75 $982,016,712 17979 Jefferson WATRE DISTRICT NO. 8 / Watertown (T) Extend Distribution System, New System Consolidation 119 $1,929,000 75 $983,945,712 17311 Herkimer MANION HEIGHTS WD / German Flatts (T) New Complete System (New System) 105 $152,000 75 $984,097,712 17098 Jefferson WILNA WD#1 / Wilna (T) Extend system to serve area with private contaminated wells. , New Distribution System 85 $569,590 75 $984,667,302 17368 Orange GOSHEN VILLAGE / Goshen New Water Treatment Plant, New Ground Water Source, New Transmission (V) $5,311,500 70 $989,978,802 16984 Westchester KITCHAWAN WATER DISTRICT / Yorktown (T) 240 $500,000 70 $990,478,802 17042 Orange MONROE VILLAGE / Monroe Upgrade Distribution System (V) 8,892 $986,000 70 $991,464,802 correct organic exceedances., New Transmission 5,676 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 12 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17082 Ontario CLIFTON SPRINGS VILLAGE New Storage, Upgrade Distribution System / Clifton Springs (V) 2,190 $618,000 70 $992,082,802 17667 Tioga NEWARK VALLEY VILLAGE / Upgrade Distribution System Newark Valley (V) 1,253 $4,813,000 70 $996,895,802 15560 Oneida VERNON VILLAGE (SWP) / Vernon (V) New Transmission, New Storage, New Distribution System, New Inter-Connection 1,155 $5,610,300 70 $1,002,506,102 17761 Genesee BATAVIA CITY / Batavia (C) Upgrade Water Treatment Plant, Upgrade Distribution System 16,310 $2,067,500 70 $1,004,573,602 15794 Oneida MOHAWK VALLEY WATER Shacksbury Storage Tank and Mains, Replacement. , Upgrade AUTHORITY / Upper Mohawk Storage Valley Reg. WB 120,000 $400,000 70 $1,004,973,602 17404 Nassau PLAINVIEW WD / Oyster Bay New air stripper at Plant 7, New Water Treatment Plant (T) 35,000 $1,287,500 70 $1,006,261,102 17901 Nassau BETHPAGE WD / Bethpage Water District VOC removal at Plant # 4, Upgrade Water Treatment Plant 33,000 $4,056,717 70 $1,010,317,819 17902 Nassau BETHPAGE WD / Bethpage Water District VOC removal at Plant #6, Upgrade Water Treatment Plant 33,000 $2,409,376 70 $1,012,727,195 17911 Nassau VOC treatment at Well #6, Upgrade Water Treatment Plant WA OF GREAT NECK NORTH / Water Auth of Great Neck North 31,400 $1,400,000 70 $1,014,127,195 17702 Nassau GARDEN CITY (V) / Village of VOC Removal at Hilton Park Plant (Wells 15 and 16), New Water Treatment Plant Garden City 25,000 $2,580,150 70 $1,016,707,345 16245 Albany COHOES CITY / Cohoes (C) Upgrade Water Treatment Plant 15,550 $1,975,000 70 $1,018,682,345 17618 St.Lawrence GOUVERNEUR VILLAGE / Gouverneur (V) Upgrade Water Treatment Plant 4,263 $2,160,600 70 $1,020,842,945 17856 Onondaga SYRACUSE CITY / Syracuse Westcott Reservoir UV for LT2SWTR compliance., New Surface Water Treatment Rule Compliance Facility (C) 192,000 $4,805,000 70 $1,025,647,945 17857 Onondaga SYRACUSE CITY / Syracuse Lead service replacement., Upgrade Distribution System (C) 192,000 $16,377,000 70 $1,042,024,945 17626 Ulster Upgrade Water Treatment Plant, New Storage, Upgrade Distribution NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) System 5,600 $5,675,916 70 $1,047,700,861 18009 Tompkins DRYDEN VILLAGE / Dryden (V) New Ground Water Source, New Storage, Upgrade Distribution System 2,000 $5,924,000 70 $1,053,624,861 15205 Oneida BOONVILLE VILLAGE / Boonville (V) New Transmission, New Storage, Upgrade Distribution System 2,300 $801,144 70 $1,054,426,005 17635 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) New Transmission, New Storage, New Pump Station, Extend Distribution System 600 $360,500 70 $1,054,786,505 17972 Cayuga (T) BRUTUS WATER DISTRICT #8 / Brutus (T) New (T) Brutus WD #8 (Cottle Road), Upgrade Distribution System, New Water District 400 $1,920,334 70 $1,056,706,839 16012 Chautauqua WESTFIELD VILLAGE / Westfield (V) East Main St., Upgrade Distribution System $950,000 70 $1,057,656,839 3,450 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 13 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 17571 Ulster New Complete System (New System) WEST HURLEY WATER DISTRICT #1 (PROPOSED) / Hurley (T) 17359 Madison LEWIS POINT/PINE RIDGE ROAD / Lenox (T) 16435 Oneida DEERFIELD (T), SMITH HILL Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System EXT. / Deerfield (T) 17526 Allegany WELLSVILLE WATER DISTRICT / Wellsville (T) 15435 Washington FORT EDWARD WD #2 / Fort Extend Distribution System Edward (T) 17884 Onondaga MARCELLUS (T) / Marcellus (T) 17186 Steuben 17655 Pop. Project Cost Score Cumulative Total 450 $4,713,160 70 $1,062,369,999 210 $1,192,230 70 $1,063,562,229 200 $638,000 70 $1,064,200,229 133 $1,192,450 70 $1,065,392,679 126 $650,000 70 $1,066,042,679 Pheasant Valley Road WD., New Distribution System, New Inter-Connection 93 $782,000 70 $1,066,824,679 REXVILLE WATER DISTRICT / West Union (T) New system to serve area with private contaminated wells. , New Complete System (New System) 60 $100,000 70 $1,066,924,679 Nassau HICKSVILLE WD / Hicksville Water District Nitrate Treatment at Plant No. 8, Upgrade Water Treatment Plant 47,810 $3,144,322 65 $1,070,069,001 17662 Nassau MANHASSET LAKEVILLE WD / Manhasset-Lakeville WD Nitrate Removal Searingtown Station, Upgrade Water Treatment Plant 43,000 $3,409,300 65 $1,073,478,301 17663 Suffolk EAST FARMINGDALE WD / Babylon East Farmingdale WD VOC Treatment at Plant No. 4, Upgrade Water Treatment Plant 7,500 $4,398,512 65 $1,077,876,813 16144 Orange GOSHEN W.D. #1 (HAMBLETONIAN PARK) / Goshen (T) New Ground Water Source, New Storage, Upgrade Distribution System 509 $2,605,900 65 $1,080,482,713 16737 Dutchess DOVER RIDGE ESTATES / Beekman (T) Upgrade Ground Water Source 250 $266,500 65 $1,080,749,213 17504 Schoharie CENTRAL BRIDGE WATER DISTRICT / Central Bridge WD DBP Control , Upgrade Water Treatment Plant 1,061 $1,773,000 65 $1,082,522,213 17575 Fulton NORTHAMPTON (T) WATER Upgrade Storage, Upgrade Distribution System DISTRICT / Northampton (T) 1,000 $6,303,627 65 $1,088,825,840 17218 Chautauqua FREDONIA VILLAGE / Fredonia (V) Upgrade Water Treatment Plant 10,400 $1,287,500 65 $1,090,113,340 17282 Dutchess RHINEBECK VILLAGE WATER / Rhinebeck (V) Upgrade Water Treatment Plant 4,300 $365,200 65 $1,090,478,540 16762 Cayuga UNION SPRINGS VILLAGE / New Water Treatment Plant Union Springs (V) 2,000 $165,000 65 $1,090,643,540 15797 Essex PORT HENRY V / Port Henry Upgrade Transmission, Upgrade Distribution System (V) 1,831 $511,910 65 $1,091,155,450 15042 Genesee ALEXANDER VILLAGE / Alexander (V) New Storage 781 $880,425 65 $1,092,035,875 17746 Ontario RUSHVILLE VILLAGE / Rushville (V) Upgrade Surface Water Treatment Rule Compliance Facility 621 $1,969,200 65 $1,094,005,075 New Water District Extend Distribution System, New Water District CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 14 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Replace lead service lines from the watermain to the property line to correct lead & copper exceedances., Upgrade Distribution System 17389 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) 17609 Chenango NORWICH CITY / Norwich (C) New Water Treatment Plant 17766 Broome DEPOSIT (V) WATER DEPARTMENT / Deposit (V) 17417 Delaware 15750 Pop. 250 Project Cost Score Cumulative Total $444,445 65 $1,094,449,520 8,000 $8,652,000 65 $1,103,101,520 Upper NW Quadrant water main reconstruction, new river crossing, new telemetry system., Upgrade Transmission, Upgrade Distribution System 2,080 $2,006,336 65 $1,105,107,856 ARKVILLE WATER DISTRICT / Middletown (T) Extend distribution, 100,000 gallons of storage, 100 gpm well, system consolidation., New Ground Water Source, New Storage, Extend Distribution System, Extend System Consolidation 400 $1,833,375 65 $1,106,941,231 Westchester CORTLANDT CONSOLIDATED WD / Cortlandt (T) Upgrade Storage, Upgrade Distribution System 28,369 $4,000,000 65 $1,110,941,231 15040 Montgomery PALATINE BRIDGE (V) WATER WORKS / Palantine Bridge (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 890 $985,750 65 $1,111,926,981 17610 Montgomery AMSTERDAM (T) / Amsterdam(T) New Storage, New Pump Station, Extend Distribution System 400 $4,506,250 65 $1,116,433,231 17935 Madison LENOX (T) / Lenox (T) Water District No. 12., New Water District 750 $5,000,000 65 $1,121,433,231 18016 Steuben WD #3 / Campbell (T) Serve private contaminated/poor yielding wells., Extend Water District 1,025 $908,687 65 $1,122,341,918 16679 Seneca JUNIUS WATER DISTRICT #1 / Junius (T) Extend system to serve area with private contaminated wells. W.D. Ext. #2., Extend Distribution System 300 $623,607 65 $1,122,965,525 16798 St.Lawrence EAST NORFOLK WATER DISTRICT / Norfolk (T) New system to serve area with private contaminated wells. , New Complete System (New System) 270 $750,000 65 $1,123,715,525 15183 Orleans SHELBY (T) / Shelby (T) Extend system to serve area with private contaminated wells. Water Improvement No. 4 - Phase I., Extend Distribution System 240 $249,700 65 $1,123,965,225 17826 Lewis WATER DISTRICT NO. 10 / Lowville (T) New Distribution System 240 $507,000 65 $1,124,472,225 16921 Jefferson ADAMS (T) WD #2 / Adams (T) New system to serve area with private contaminated wells. , New Complete System (New System) 190 $1,509,000 65 $1,125,981,225 15483 Yates Extend system to serve area with private contaminated wells. , BENTON TOWN WATER DISTRICT NO. 1 / Benton (T) Extend Distribution System 97 $639,000 65 $1,126,620,225 17352 Suffolk SOUTH HUNTINGTON WD / Plant No. 10 VOC Removal, Upgrade Water Treatment Plant Huntington (T) 81,760 $3,913,790 60 $1,130,534,015 17891 Suffolk SOUTH HUNTINGTON WD / Plant 3 VOC Removal, Upgrade Water Treatment Plant Huntington (T) 81,760 $3,530,840 60 $1,134,064,855 17892 Suffolk SOUTH HUNTINGTON WD / Plant 7 VOC Removal, Upgrade Water Treatment Plant Huntington (T) 81,760 $5,575,390 60 $1,139,640,245 17893 Suffolk SOUTH HUNTINGTON WD / Plant 4 VOC Removal, Upgrade Water Treatment Plant Huntington (T) 81,760 $973,350 60 $1,140,613,595 16699 Westchester SUNSET RIDGE WATER DISTRICT / North Salem (T) 625 $400,000 60 $1,141,013,595 Replacement of pump control equipment, storage tank cleaning & coating, water main replacement & installation, pump house reapirs, pump house fencing and driveway, Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 15 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Upgrade Pump Station, Upgrade Distribution System 17548 Albany MENANDS VILLAGE / Menands (V) 16474 NY City 3rd City Tunnel, mnhtn borings; Restore shaft 23(C604); Riser Valve NEW YORK CITY-CATSKILL/DELAWARE Controls, Delaware system(C347), Upgrade Transmission SYSTEM / NYCMWFA 16478 NY City 17011 Pop. 3,900 Project Cost Score Cumulative Total $6,936,000 60 $1,147,949,595 6,552,718 $35,000,000 60 $1,182,949,595 3rd City tunnel and shafts, crit redund, dist press,Field NEW YORK CITY-CATSKILL/DELAWARE services(C538B CM), Upgrade Transmission SYSTEM / NYCMWFA 6,552,718 $470,000,000 60 $1,652,949,595 NY City City tunnel 3 stage 2, shafts19B-22B (C544B, C, E, H, P), Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $35,000,000 60 $1,687,949,595 17167 NY City City Tunnel 3, Stage 2, Shaft 15B East-Phase 1, Brooklyn-Queens NEW YORK CITY-CATSKILL/DELAWARE (C545G), New Pump Station SYSTEM / NYCMWFA 6,552,718 $8,000,000 60 $1,695,949,595 17203 NY City City Tunnel 3, Stage 1, Shafts 8B and 15B, Phase 1 - Completion of NEW YORK CITY-CATSKILL/DELAWARE Chlorination Booster Stations, Upgrade Distribution System SYSTEM / NYCMWFA 6,552,718 $1,000,000 60 $1,696,949,595 17193 Essex AUSABLE FORKS WD / Jay (T) 900 $5,201,603 60 $1,702,151,198 16576 Chemung NORTHSTAR MHP / Leading water softener system and, Upgrade Distribution System Edge Properties 400 $93,113 60 $1,702,244,311 18038 Saratoga MECHANICVILLE CITY / Mechanicville (C) Interconnection to SCWA, Alternative to Project 17742, New Transmission 5,100 $9,465,623 60 $1,711,709,934 15846 Essex MORIAH WD / Moriah (T) Upgrade Distribution System 3,100 $606,876 60 $1,712,316,810 16069 Suffolk RIVERHEAD WD / Riverhead Upgrade Ground Water Source (T) 28,000 $1,211,000 60 $1,713,527,810 15213 Nassau WESTBURY WD / Westbury W.D. New Water Treatment Plant 20,500 $4,120,000 60 $1,717,647,810 16653 Delaware WALTON VILLAGE / Walton (V) Upgrade Controls, Upgrade Ground Water Source, Upgrade Distribution System $0 60 $1,717,647,810 Upgrade Water Treatment Plant, New Storage 3,070 NOTE: Financed through SRF Bond Guarantee Program FGP 17037 Nassau EAST WILLISTON (V) / East Williston (V) Replacement of lead service lines to about 120 residences, New Other Expenses, New Other (OT) 2,503 $456,000 60 $1,718,103,810 16236 Dutchess RED HOOK VILLAGE / Red Hook (V) New Ground Water Source, Upgrade Ground Water Source, New Storage, Upgrade Distribution System 2,214 $9,328,300 60 $1,727,432,110 17883 Ulster NEW PALTZ (V) / New Paltz (V) Construct mains in Northern portion of Village to loop system, Upgrade Distribution System 6,000 $759,625 60 $1,728,191,735 18026 Tioga CANDOR VILLAGE WATER DEPT. / Candor (V) Upgrade Storage, Upgrade Distribution System 1,020 $3,047,237 60 $1,731,238,972 17097 Orleans MEDINA VILLAGE / Medina (V) Upgrade Distribution System 6,500 $4,088,085 60 $1,735,327,057 17092 Otsego LAURENS VILLAGE / Laurens (V) New Storage, Upgrade Distribution System 381 $1,236,000 60 $1,736,563,057 15561 Jefferson WATERTOWN (T) / Watertown (T) New system to serve area with private contaminated wells. , New Complete System (New System), New Storage, New Distribution System 530 $2,547,476 60 $1,739,110,533 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 16 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17036 Genesee TOWN OF PEMBROKE WATER DISTRICT NO. 1 / Pembroke (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 2,000 $3,860,000 60 $1,742,970,533 16814 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 1,500 $231,750 60 $1,743,202,283 16886 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) County Road 35 and Dugway Road. , Extend Distribution System 1,500 $195,513 60 $1,743,397,796 17927 Lewis CONSOLIDATED WATER DISTRICT / Watson (T) New Ground Water Source, New Storage, Extend Distribution System 1,500 $12,389,600 60 $1,755,787,396 16767 Seneca ROUTE 96 WATER DISTRICT / Waterloo (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 202 $1,845,512 60 $1,757,632,908 15578 Seneca BURGESS ROAD WATER DISTRICT / Junius (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 200 $699,100 60 $1,758,332,008 17616 Oneida VIENNA (T) / Vienna (T) New Distribution System 150 $210,000 60 $1,758,542,008 17886 Oneida HALSTEAD ROAD WD / Vienna (T) Extend Distribution System 75 $692,400 60 $1,759,234,408 16516 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) Upgrade Distribution System 100 $550,000 55 $1,759,784,408 17665 Suffolk VOC Treatment at Plant No. 11, Upgrade Water Treatment Plant GREENLAWN WATER DISTRICT / Greenlawn Water District 42,000 $1,930,784 55 $1,761,715,192 17664 Suffolk DIX HILLS WD / Town of Huntington / Dix Hills VOC Treatment at Plant No.11, Upgrade Water Treatment Plant 34,522 $2,277,330 55 $1,763,992,522 15811 Onondaga SKANEATELES VILLAGE / Skaneateles (V) Improve disinfection contact time., Upgrade Transmission 2,610 $1,600,000 55 $1,765,592,522 17031 Essex CROWN POINT WD / Crown Point (T) Upgrade Distribution System 995 $2,795,678 55 $1,768,388,200 17437 NY City Catskill& Delaware UV Disinfection, New Water Treatment Plant NEW YORK CITY-CATSKILL/DELAWARE SYSTEM / NYCWMFA $1,400,000,000 55 $3,168,388,200 16571 Franklin HARRIETSTOWN (T) / Harrietstown (T) Upgrade Distribution System 5,621 $710,800 55 $3,169,099,000 16957 Franklin CHATEAUGAY V / Chateaugay (V) Upgrade Distribution System 1,100 $2,750,000 55 $3,171,849,000 17547 Broome WHITNEY POINT VILLAGE / New Wells, Main Street Wellfield/Pumphouse Improvements., Upgrade Ground Water Source, New Ground Water Source Whitney Point (V) 1,054 $569,400 55 $3,172,418,400 18064 Oneida FORESTPORT WATER DISTRICT / Foresport (T) 900 $390,000 55 $3,172,808,400 15786 Oneida MOHAWK VALLEY WATER Gilbert Road Storage Tank., Upgrade Storage AUTHORITY / Upper Mohawk Valley Reg. WB 120,000 $150,000 55 $3,172,958,400 15865 Oneida MOHAWK VALLEY WATER AUTHORITY / UMVRWB 120,000 $1,600,000 55 $3,174,558,400 New Ground Water Source Pleasant Street. Upper Mohawk Valley Regional Water Board, Upgrade Distribution System 6,552,718 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 17 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 18015 Yates WS IMPROVEMENTS / Dundee (V) Upgrade Storage, Upgrade Distribution System 1,690 $6,913,360 55 $3,181,471,760 18007 Cortland MARATHON VILLAGE / Marathon (V) New Storage, New Pump Station, Upgrade Distribution System 1,107 $2,947,345 55 $3,184,419,105 17940 Delaware ROXBURY WATER DISTRICT / Roxbury (T) Upgrade Storage, Upgrade Distribution System 755 $1,423,000 55 $3,185,842,105 17599 Sullivan EDGEWOOD LAKES, INC. / Edgewood Lakes Inc. Replace hydropneumatic tank, New Storage 17 $9,000 55 $3,185,851,105 16906 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Pump Station and transmission main from NYC Aqueduct to (V) K.J., New Transmission, New Pump Station 21,750 $28,907,400 55 $3,214,758,505 17950 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) New wells on Site 1, Site 2, Site 3, Site 4, Site 5, New Ground Water Source 21,750 $14,246,909 55 $3,229,005,414 17951 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Redevelopment of Wells 6 and 13A and new well at Well 13 Well Field, New Ground Water Source, Upgrade Ground Water Source 21,750 $3,805,747 55 $3,232,811,161 17952 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Redevelop wells at the Star Expansion Well Field, Upgrade Ground Water Source 21,750 $1,658,712 55 $3,234,469,873 17027 Oneida MOHAWK VALLEY WATER The UMVRWB will extend the 12 inch line along Sutliff Road and NYS 233 and connect to Village of Camelot., Extend System AUTHORITY / Whitestown (T) route Consolidation 120,000 $629,000 55 $3,235,098,873 17670 Erie EDEN WD#7 / Eden (T) Eden WD#7, New Storage, New Distribution System 1,800 $5,460,000 55 $3,240,558,873 17673 Erie EDEN WD#2 / Eden (T) Eden WD#2 Shadagee Road Water Project Pump Station and Waterlines, New Pump Station, New Distribution System 500 $5,280,000 55 $3,245,838,873 17832 Westchester KENSICO WATER DISTRICT Locust Road Water Main Extension, Extend Distribution System / Mount Pleasant 17,857 $8,000,000 55 $3,253,838,873 16501 Erie BLASDELL VILLAGE / Blasdell (V) Consolidation of the Village system with Erie County Water Authority, Upgrade Distribution System, New System Consolidation 3,200 $2,515,000 55 $3,256,353,873 18071 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s Repalcement of Water Mains, Upgrade Distribution System 1,250 $7,075,000 55 $3,263,428,873 18049 Erie CONCORD TOWN WATER SYSTEM / Town of Concord Extend Distribution System $335,000 55 $3,263,763,873 18010 Oswego TOWN/VILLAGE JOINT WATER PROJECT / Parish (T) Serve private contaminated/poor yielding wells., Extend Distribution System $10,150,000 55 $3,273,913,873 15109 Seneca VARICK/ROMULUS WATER PROJECT / Varick (T) Extend Distribution System 850 $3,100,000 55 $3,277,013,873 15339 Erie New Storage, New Pump Station, Extend Distribution System EAST HILL WATER DISTRICT NO. 3 / Boston (T) 800 $3,708,000 55 $3,280,721,873 17220 Cayuga VICTORY (T) WD #2 / Victory Extend Distribution System (T) 612 $3,389,601 55 $3,284,111,474 15090 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $929,060 55 $3,285,040,534 125 1,200 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 18 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 15092 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $632,420 55 $3,285,672,954 16949 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $495,430 55 $3,286,168,384 17636 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $286,340 55 $3,286,454,724 15613 Livingston YORK (T) WD NO. 2 / York (T) Extend Distribution System 350 $526,330 55 $3,286,981,054 18047 Genesee RTE 98 WD / Batavia (T) New Water District the serve areas East and West of Rte. 98, New Water District 318 $5,322,464 55 $3,292,303,518 16724 Seneca TYRE (T) WATER DISTRICT Extend system to serve area with private contaminated wells. , Extend Distribution System / Tyre (T) 260 $992,508 55 $3,293,296,026 16851 Erie AURORA (T) WATER IMP. AREA NO. 5 / Aurora (T) Extend Distribution System 210 $613,500 55 $3,293,909,526 15089 Schenectady PRINCETOWN (T) - WD#1 / Princetown (T) Extend Distribution System 183 $860,050 55 $3,294,769,576 16804 Broome STILLWATER RD WD#6 / Conklin (T) Extend Distribution System 173 $412,782 55 $3,295,182,358 17315 Cayuga New Pump Station, Extend Distribution System MORAVIA (T) WATER DISTRICT NO. 1 / Moravia (T) 162 $663,320 55 $3,295,845,678 15545 Ontario OAKMOUNT ROAD WATER New Storage, Extend Distribution System SYSTEM / East Bloomfield (T) 150 $2,224,000 55 $3,298,069,678 18045 Genesee CREEK RD. WD / Batavia (T) New Water District 136 $1,407,623 55 $3,299,477,301 17189 Jefferson WATER DISTRICT #5 / Cape New system to serve area with private contaminated wells. , New Distribution System Vincent (T) 100 $1,085,200 55 $3,300,562,501 17478 Clinton ROUTE 11 WD / Champlain (T) Extend Distribution System 100 $1,267,380 55 $3,301,829,881 17771 Albany MARTINS HILL ROAD WATER DISTRICT / Coeymans (T) Extend distribution from Village of Ravena to serve Martins Hill Road Water District., Extend Distribution System, New Water District 66 $314,150 55 $3,302,144,031 18046 Genesee PRATT RD. WD / Batavia (T) New Water District 55 $1,067,974 55 $3,303,212,005 17479 Clinton WEST SERVICE ROAD WD / Extend Distribution System Champlain (T) 30 $675,284 55 $3,303,887,289 18011 Oneida ROUTE 5 WD / Vernon (T) Serve private contaminated/poor yielding wells., Extend Distribution System 30 $244,000 55 $3,304,131,289 15134 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority Inter-Connection 29,000 $252,041 50 $3,304,383,330 15140 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority Upgrade Ground Water Source 29,000 $214,327 50 $3,304,597,657 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 19 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 17584 Westchester ARBOR HILLS WATER WORKS / Arbor Hills Waterworks New wells, storage and booster pump., New Ground Water Source, New Storage 15430 Putnam BREWSTER VILLAGE / Brewster (V) New Storage 16211 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara County 18069 Madison 16188 Pop. 180 Project Cost Score Cumulative Total $725,000 50 $3,305,322,657 2,000 $1,628,000 50 $3,306,950,657 Contract 15G, E., Upgrade Water Treatment Plant, Upgrade Transmission 8,978 $6,526,857 50 $3,313,477,514 HAMILTON VILLAGE / Hamilton (V) New Ground Water Source, Upgrade Distribution System 3,904 $4,100,000 50 $3,317,577,514 Chautauqua WESTFIELD VILLAGE / Westfield (V) Upgrade Water Treatment Plant 3,450 $2,150,000 50 $3,319,727,514 18062 Oswego CLEVELAND VILLAGE / Cleveland (V) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 925 $1,576,930 50 $3,321,304,444 17948 Greene HENSONVILLE (WINDHAM W.D.) / Windham (T) Upgrade Ground Water Source 402 $757,050 50 $3,322,061,494 15355 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Corrosion Control & Cleaning of Tansmission Mains, Upgrade Transmission 61,821 $1,248,389 50 $3,323,309,883 16978 Oswego OSWEGO CITY / Oswego (C) Upgrade Water Treatment Plant 29,400 $4,532,000 50 $3,327,841,883 16760 Nassau ROCKVILLE CENTRE (V) / Rockville (V) Design & construction new iron filtration facility at wellfield # 1, southside high school, iron removing plant, New Water Treatment Plant 24,700 $3,012,750 50 $3,330,854,633 16627 Nassau CARLE PLACE WD / Carle Place WD Wells #3 & #4, Terrace Drive, Carle Place, NY, New Water Treatment Plant 9,005 $1,510,800 50 $3,332,365,433 17191 Yates PENN YAN VILLAGE / Penn Yan (V) Upgrade Water Treatment Plant 5,248 $1,300,000 50 $3,333,665,433 15240 Jefferson ALEXANDRIA VILLAGE / Alexandria Bay (V) Upgrade Surface Water Source, Upgrade Storage, Upgrade Distribution System 1,900 $3,048,188 50 $3,336,713,621 17982 Steuben PRATTSBURGH WATER DISTRICT / Prattsburgh (T) Upgrade Storage, Upgrade Distribution System 850 $1,485,415 50 $3,338,199,036 17319 Putnam MOUNTAIN BROOK HOMES New Water Treatment Plant, New Ground Water Source / Southeast (T) 176 $427,000 50 $3,338,626,036 16880 Seneca INTERLAKEN VILLAGE / Interlaken (V) Upgrade Ground Water Source 650 $320,807 50 $3,338,946,843 15287 Cortland VIRGIL (T) / Virgil (T) Upgrade Ground Water Source, New Storage, Extend Distribution System, System Consolidation 345 $2,223,234 50 $3,341,170,077 17918 Erie BUFFALO WATER AUTHORITY / Buffalo (C) Upgrade Other Expenses, Upgrade Other (OT) 276,000 $7,945,178 50 $3,349,115,255 15297 Cortland HOMER VILLAGE-NEWTON Upgrade Distribution System WATER WORKS / Homer (V) 4,368 $440,000 50 $3,349,555,255 17921 Oneida EUREKA ROAD WD / Westmoreland (T) 35 $180,000 50 $3,349,735,255 New Pump Station, New Distribution System CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 20 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17378 Ontario GORHAM TOWN WD / Gorham (T) Extension No. 9., Extend Distribution System 4,500 $732,000 50 $3,350,467,255 16449 Albany GREEN ISLAND VILLAGE / Green Island (V) Extend Distribution System 2,900 $381,100 50 $3,350,848,355 18018 Wyoming CASTILE VILLAGE / Castile (V) Upgrade Other Expenses, Upgrade Storage, Upgrade Distribution System, New System Consolidation, Upgrade Other (OT) 1,135 $2,444,813 50 $3,353,293,168 17899 Genesee WD II / Alabama (T) Extend Water District 1,056 $5,416,206 50 $3,358,709,374 17596 Tioga SPENCER (V) / Spencer (V) New Complete System (New System), New System Consolidation 731 $7,865,000 50 $3,366,574,374 17978 Jefferson NORTHEAST WATER DISTRICT / Waertown (T) New Ground Water Source, New Storage, New Distribution System 550 $6,177,300 50 $3,372,751,674 17327 Onondaga CROSS LAKE/N. ELBRIDGE New Storage, New Pump Station, Extend Distribution System AREA WD / Elbridge (T) 534 $2,590,450 50 $3,375,342,124 16205 Oswego SENECA HILLS HEALTH CAMPUS / Volney (T) 450 $1,115,000 50 $3,376,457,124 16908 Chautauqua BUSTI (T) WATER DISTRICT Extend Distribution System #3 / Busti (T) 450 $750,000 50 $3,377,207,124 17223 Cayuga Extend Distribution System WEST GENESEE STREET WATER DISTRICT / Aurelius (T) 175 $1,198,000 50 $3,378,405,124 17026 Seneca BOODY'S HILL WD (WATER Extend to serve private contaminated wells. , Extend Distribution System DISTRICT #5) / Fayette (T) 151 $788,980 50 $3,379,194,104 17058 Jefferson HOUNSFIELD (T) WD #2 EXTENSION / Hounsfield (T) Extend Distribution System 123 $794,439 50 $3,379,988,543 17895 Livingston LONG POINT ROAD WD / Geneseo(T) Extend Water District 100 $1,115,000 50 $3,381,103,543 17326 Onondaga LAIRD ROAD WATER DISTRICT / Elbridge (T) Extend Distribution System 29 $378,000 50 $3,381,481,543 17860 Nassau JERICHO WD / Oyster Bay (T) VOC treatment at Kirby Lane., Upgrade Water Treatment Plant 58,000 $2,215,000 45 $3,383,696,543 17862 Nassau JERICHO WD / Oyster Bay (T) New well at Well #28 site., New Ground Water Source 58,000 $2,150,000 45 $3,385,846,543 16168 Saratoga SARATOGA SPRINGS CITY / Upgrade Water Treatment Plant, Upgrade Surface Water Source, New Transmission, New Pump Station Saratoga Springs (C) 26,525 $15,820,000 45 $3,401,666,543 16136 Westchester ELMSFORD VILLAGE / Elmsford (V) Upgrade Water Treatment Plant 4,600 $1,000,000 45 $3,402,666,543 15834 Wayne PALMYRA VILLAGE / Palmyra (V) New Pump Station 3,550 $102,700 45 $3,402,769,243 17941 Herkimer MIDDLEVILLE (V) WATER WORKS / Middleville (V) Upgrade Ground Water Source, Upgrade Pump Station, Upgrade Distribution System $3,453,415 45 $3,406,222,658 Upgrade Distribution System 725 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 21 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 18058 Ulster KINGSTON (CITY) WATER DISTRICT / City of Kingston Water Dep. Replacement of Mink Hollow Raw Water Intake, Upgrade Other Expenses, Upgrade Other (OT) 18052 Jefferson CAPE VINCENT VILLAGE / Cape Vincent (V) Upgrade Water Treatment Plant 17929 Steuben PINEWOOD ACRES WATER Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System DISTRICT / Corning 15353 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) 15986 Niagara 15988 Pop. Project Cost Score Cumulative Total 24,000 $713,000 45 $3,406,935,658 1,500 $3,200,000 45 $3,410,135,658 168 $3,426,552 45 $3,413,562,210 Distribution improvements - Elimination of deadends, Upgrade Distribution System 61,821 $1,170,150 45 $3,414,732,360 NIAGARA FALLS WATER BOARD / Niagara Falls (C) Upgrade Distribution System 55,593 $390,000 45 $3,415,122,360 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) McKoon Ave., West Rivershore Dr., Upgrade Distribution System 55,593 $466,920 45 $3,415,589,280 17914 Nassau Contruction of new Well #14 at Community Drive, New Ground WA OF GREAT NECK NORTH / Water Auth of Great Water Source Neck North 31,400 $2,000,000 45 $3,417,589,280 16749 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Upgrade Pump Station 21,750 $872,247 45 $3,418,461,527 17945 Sullivan MONTICELLO VILLAGE / Monticello (V) Upgrade storage and distribution piping, Upgrade Storage, Upgrade Distribution System 8,000 $7,395,000 45 $3,425,856,527 17055 Herkimer FRANKFORT (V) WATER WORKS / Frankfort (V) New Ground Water Source 2,995 $481,691 45 $3,426,338,218 17057 Herkimer FRANKFORT (V) WATER WORKS / Frankfort (V) Upgrade Distribution System 2,995 $1,971,007 45 $3,428,309,225 15547 Allegany FRIENDSHIP TOWN WATER Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System DISTRICT / Friendship (T) 1,380 $1,030,000 45 $3,429,339,225 17226 Franklin CHATEAUGAY (T) WD#1 / Chateaugay (T) New Water District 100 $114,075 45 $3,429,453,300 17402 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) New Well, New Ground Water Source 100 $2,000 45 $3,429,455,300 15724 Chautauqua LAKEWOOD VILLAGE / Lakewood (V) New Transmission, New Pump Station, Inter-Connection 3,258 $870,000 45 $3,430,325,300 16512 Wayne OLD LYONS-NEWARK ROAD WATER DISTRICT / Lyons (T) New Transmission 300 $207,000 45 $3,430,532,300 17453 Broome LILIAN DRIVE WD / Binghamton (T) New Pump Station, Upgrade Distribution System, New Inter-Connection, New System Consolidation, New Water District 120 $281,000 45 $3,430,813,300 17953 Montgomery NELLISTON VILLAGE / Nelliston (V) New Storage, Upgrade Distribution System 375 $4,493,000 45 $3,435,306,300 15078 Orange HOLIDAY MOBILE PARK INC. / Mid-Hudson Park Management Upgrade Distribution System, System Consolidation 250 $412,000 45 $3,435,718,300 16065 Suffolk RIVERHEAD WD / Riverhead Water District Extension No. 47-Herricks Lane., Extend Distribution System (T) $1,165,000 45 $3,436,883,300 28,000 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 22 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 16066 Suffolk RIVERHEAD WD / Riverhead New Ground Water Source, New Pump Station (T) 28,000 $1,413,000 45 $3,438,296,300 16071 Suffolk RIVERHEAD WD / Riverhead Water District Extension No. 49 Middle Rd. & Harrison Ave., Extend Distribution System (T) 28,000 $135,600 45 $3,438,431,900 17831 Westchester KENSICO WATER DISTRICT Hardscrabble Road Water Main, Extend Distribution System / Mount Pleasant 17,857 $4,588,500 45 $3,443,020,400 17833 Westchester KENSICO WATER DISTRICT Choate Lane Water Main Extension, Extend Distribution System / Mount Pleasant 17,857 $532,000 45 $3,443,552,400 17755 Genesee MCWA GENESEE / Byron (T) New Distribution System 13,250 $148,000 45 $3,443,700,400 17764 Genesee MCWA GENESEE / Byron (T) New Water District 13,250 $161,000 45 $3,443,861,400 15276 Montgomery GLEN (T) W.D.#1 / Glen (T) Extend Distribution System 5,000 $950,000 45 $3,444,811,400 15664 Niagara HARTLAND WD / Hartland (T) Extend Distribution System 4,165 $726,500 45 $3,445,537,900 16612 Ontario NORTH FARMINGTON WD / Fox Road & County Road 28., Extend Distribution System Farmington (T) 2,300 $155,128 45 $3,445,693,028 16698 Ontario GENEVA (T) / Geneva (T) New Storage, New Distribution System 1,500 $2,541,000 45 $3,448,234,028 17922 Oneida NORTHEASTERN WD / Westmoreland (T) New Storage, New Pump Station, New Distribution System 880 $6,700,000 45 $3,454,934,028 16442 Suffolk NORTHEAST WOODS / East Northeast Woods, East Hampton (T), Extend Distribution System Hampton (T) 675 $2,524,278 45 $3,457,458,306 16313 Onondaga TOWN OF LYSANDER W.D. / Lamson Road Water District., New Distribution System, New Water District Lysander (T) 500 $5,284,000 45 $3,462,742,306 17672 Erie EDEN WD#6 / Eden (T) Eden WD#6, New Distribution System 500 $420,000 45 $3,463,162,306 16687 Chenango NORWICH TOWN WATER DISTRICT #2 / Norwich (T) Extend Distribution System 200 $390,885 45 $3,463,553,191 17811 Cayuga CAYUGA COUNTY WATER & SEWER / Cayuga County W&SA New Centerport / Sine Roads WD in (T) Throop., Extend Distribution System, New Water District 200 $818,850 45 $3,464,372,041 17671 Erie EDEN WD#5 / Eden (T) Eden WD#5, New Distribution System 150 $5,880,000 45 $3,470,252,041 17677 Genesee WATER DISTRICT #5 / Stafford (T) Extend Distribution System 123 $927,000 45 $3,471,179,041 16801 Broome CHENANGO WD #8 / Chenango (T) New Water District 100 $121,000 45 $3,471,300,041 16802 Broome CHENANGO WD #4 / Chenango (T) New Water District 100 $112,450 45 $3,471,412,491 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 23 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 16884 Monroe SOUTH CHILI WATER IMP. BENEFIT AREA NO. 2 / Chili (T) Extend Distribution System 100 $386,250 45 $3,471,798,741 17066 Genesee BYRON (T) WD NO. 3 / Byron Extend to serve private contaminated wells in the Hamlet of North Byron., Extend Distribution System (T) 100 $148,000 45 $3,471,946,741 17768 Genesee WATER DISTRICT #8 / Stafford (T) New Distribution System 90 $859,700 45 $3,472,806,441 17601 Putnam GARRISON LANDING WS / Philipstown (T) New Complete System (New System) 84 $325,146 45 $3,473,131,587 15295 Dutchess BEEKMAN (T) / Beekman (T) New Complete System (New System), New Distribution System 80 $579,478 45 $3,473,711,065 17676 Genesee WATER DISTRICT #7 / Stafford (T) Extend Distribution System 75 $679,700 45 $3,474,390,765 16575 Genesee BARBARY COAST MHP / Affordable Great Locations Extend Distribution System 50 $82,700 45 $3,474,473,465 15417 Albany Extend Distribution System KRUMKILL RD. WATER DISTRICT / New Scotland (T) 45 $2,500,000 45 $3,476,973,465 15969 Broome VESTAL CONSOLIDATED W.D. #1 / Vestal (T) New Water Treatment Plant 20,950 $1,700,000 40 $3,478,673,465 17318 Nassau AQUA NY OF SEA CLIFF / Sea Cliff Water Company New Storage 15,000 $1,371,000 40 $3,480,044,465 15101 Wayne ONTARIO TOWN BENEFIT AREA #1 / Ontario (T) New Transmission, New Storage 10,462 $4,913,000 40 $3,484,957,465 15616 Ulster PORT EWEN WATER DISTRICT / Esopus (T) New Storage 4,800 $2,100,000 40 $3,487,057,465 15895 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Corrosion Control , Upgrade Ground Water Source 1,300 $2,500 40 $3,487,059,965 15629 Steuben HAMMONDSPORT VILLAGE Upgrade Distribution System / Hammondsport (V) 741 $405,000 40 $3,487,464,965 17804 Cayuga WELLS COLLEGE / Wells College Upgrade Water Treatment Plant, Upgrade Distribution System 400 $1,642,850 40 $3,489,107,815 15884 Warren POTTERSVILLE WATER DISTRICT / Chester (T) Upgrade Ground Water Source 325 $14,400 40 $3,489,122,215 17957 Dutchess BARD COLLEGE / Bard College New microfiltration plant., 1,400 $991,620 40 $3,490,113,835 1,738 $154,039 40 $3,490,267,874 400 $386,250 40 $3,490,654,124 $4,403,400 40 $3,495,057,524 ARRAF GIC CAT_G 15944 Chenango OXFORD VILLAGE / Oxford (V) New Ground Water Source, Upgrade Distribution System 15229 Orange SLEEPY HOLLOW MOBILE PARK / Sleepy Hollow MHP, LLC Upgrade Transmission, Upgrade Distribution System 17409 Nassau PLAINVIEW WD / Oyster Bay Air stripper at Plant 2, New Water Treatment Plant (T) 35,000 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 24 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17420 Dutchess POUGHKEEPSIE CITY / Poughkeepsie (C) Upgrade Distribution System 28,000 $4,223,000 40 $3,499,280,524 17421 Dutchess POUGHKEEPSIE CITY / Poughkeepsie (C) College Hill Reservoir., New Storage 28,000 $6,746,500 40 $3,506,027,024 16244 Albany COHOES CITY / Cohoes (C) Upgrade Distribution System 15,550 $1,025,000 40 $3,507,052,024 15677 Oswego FULTON CITY / Fulton (C) Upgrade Storage 15,400 $412,000 40 $3,507,464,024 17827 St.Lawrence OGDENSBURG CITY / Ogdensburg (C) Upgrade Transmission 13,500 $351,250 40 $3,507,815,274 18070 Wayne TRANSMISSION MAIN REPLACEMENT / Clyde(V) Upgrade Transmission 2,270 $357,900 40 $3,508,173,174 16330 Monroe MCWA SHOREMONT WTP System Consolidation / Monroe Co. Water Authority 310,000 $1,772,057 40 $3,509,945,231 15308 Livingston EAST LAKE ROAD WATER DISTRICT / Livonia (T) 1,450 $2,093,140 40 $3,512,038,371 15129 Albany New Complete System (New System) NORTHEAST WATER DISTRICT / New Scotland (T) 370 $843,905 40 $3,512,882,276 15209 Ontario PHELPS (T) - ROUTE 96 WEST WD / Phelps (T) 300 $1,132,000 40 $3,514,014,276 15554 Ontario Canandaigua. (T), Extend Distribution System WEST LAKE RD BENEFIT BASIS DIS / Canandaigua (T) 220 $1,243,100 40 $3,515,257,376 15148 Monroe OGDEN (T) / Ogden (T) Extend Distribution System 171 $429,330 40 $3,515,686,706 16799 Broome CHENANGO WD #25 / Chenango (T) New WD to serve private insufficient yielding wells area of Poplar Hill Road , New Complete System (New System) 100 $383,500 40 $3,516,070,206 15182 Orange WOODBURY CONS. W.D. / Woodbury (T) New Storage, New Pump Station, Upgrade Distribution System 10,105 $1,564,500 35 $3,517,634,706 17917 Onondaga CAMILLUS CONSOLIDATED Upgrade Distribution System WD / Camillus (T) 22,000 $5,035,497 35 $3,522,670,203 18056 Orange WARWICK VILLAGE / Warwick (V) 6,083 $323,725 35 $3,522,993,928 17974 Steuben SOUTH CORNING VILLAGE / Upgrade Storage, Upgrade Distribution System South Corning (V) 1,147 $7,763,007 35 $3,530,756,935 16073 Rensselaer PETERSBURGH WATER DISTRICT / Petersburg (T) Upgrade Ground Water Source $109,154 35 $3,530,866,089 16209 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara County Contract 14A, E, G & H., Upgrade Water Treatment Plant 8,978 $2,859,246 35 $3,533,725,335 16586 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara (T) New Transmission 8,978 $400,000 35 $3,534,125,335 Extend Distribution System Extend Distribution System Upgrade Water Treatment Plant, New Ground Water Source 240 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 25 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 18030 Rensselaer RENSSELAER CITY PWS / Rensselaer (C) Washington Ave Corridor Improvements, Upgrade Distribution System 7,500 $3,169,952 35 $3,537,295,287 17262 Orleans HOLLEY VILLAGE / Holley (V) NYS Route 31., Upgrade Distribution System 2,150 $210,243 35 $3,537,505,530 17540 Genesee OAKFIELD VILLAGE / Oakfield (V) Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,805 $2,864,100 35 $3,540,369,630 17791 Delaware STAMFORD VILLAGE / Stamford (V) New Storage, Upgrade Distribution System 1,280 $2,575,000 35 $3,542,944,630 16897 Essex CROWN POINT WD / Crown Point (T) Upgrade Distribution System 995 $1,000,000 35 $3,543,944,630 17595 Essex FOREVER WILD WATER CO-SIGNOR / Forever Wild Water Company Upgrade Ground Water Source, Upgrade Storage, Upgrade Pump Station 900 $2,247,987 35 $3,546,192,617 16723 Chemung WELLSBURG VILLAGE / Wellsburg (V) Upgrade Distribution System 631 $644,700 35 $3,546,837,317 15062 Oneida TAURUSEL, INC (POND HILL) / Taurusel, Inc. Upgrade Ground Water Source, Upgrade Distribution System, System Consolidation 54 $164,000 35 $3,547,001,317 15346 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Upgrade Pump Station 61,821 $1,800,476 35 $3,548,801,793 15086 Seneca BORDER CITY WATER DISTRICT / Waterloo (T) Upgrade Distribution System 1,600 $161,340 35 $3,548,963,133 17560 Sullivan THE CALLICOON WATER COMPANY INC / Callicoon Water Co., Inc. Replace water tower on Delvue Road., New Storage 854 $100,000 35 $3,549,063,133 17887 Cayuga CATO VILLAGE / Cato (V) New Storage 601 $1,152,505 35 $3,550,215,638 15087 Sullivan ROUTE 55 WATER DISTRICT / Liberty (T) New Storage, New Pump Station, Upgrade Distribution System 500 $400,000 35 $3,550,615,638 17963 Onondaga SYRACUSE CITY / Syracuse Install hydroturbine at Westcott Reservoir., (C) 192,000 $315,000 35 $3,550,930,638 SYRACUSE CITY / Syracuse Install solar power at Westcott Reservoir., (C) 192,000 $487,273 35 $3,551,417,911 ARRAF GIC 17964 Onondaga ARRAF GIC 17967 CAT_G CAT_G Rensselaer ARRAF GIC TROY CITY PWS / Troy (C) Installation of leak detection equipment., 49,170 $450,000 35 $3,551,867,911 CAT_G 15309 Jefferson WATERTOWN, CITY OF / Watertown (C) Upgrade Distribution System 27,861 $152,955 35 $3,552,020,866 16022 Chautauqua FREDONIA VILLAGE / Fredonia (V) New Transmission, Upgrade Distribution System, System Consolidation 10,400 $716,800 35 $3,552,737,666 17725 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA New Distribution System, Extend System Consolidation 7,012 $4,417,000 35 $3,557,154,666 17960 Franklin SARANAC LAKE V / Saranac Installation of water meters., Lake (V) 5,800 $1,000,000 35 $3,558,154,666 ARRAF GIC CAT_G CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 26 of 35 Project # County CODES See legend* 17969 Steuben ARRAF GIC NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower BATH VILLAGE / Bath (V) Description Installation of solar powered storage tank water circulators., Pop. Project Cost Score Cumulative Total 5,641 $437,400 35 $3,558,592,066 CAT_G 16138 Oswego PHOENIX VILLAGE / Phoenix State Street water main replacement., Upgrade Distribution System (V) 2,138 $90,125 35 $3,558,682,191 16147 Orange WESTSIDE GREENWOOD LAKE W.D. / Warwick (T) Upgrade Distribution System 1,160 $100,000 35 $3,558,782,191 16246 Dutchess LITTLE SWITZERLAND / East Fishkill (T) Upgrade Distribution System, System Consolidation 450 $428,900 35 $3,559,211,091 15938 Dutchess TACONIC ESTATES WATER New Ground Water Source, System Consolidation DISTRICT / East Fishkill (T) 185 $148,000 35 $3,559,359,091 16461 Dutchess STONY CREEK FARMS (TOWN HOMES / Stoney Creek Farms Homeowners New Water Treatment Plant 21 $18,000 30 $3,559,377,091 15635 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Upgrade Ground Water Source, Upgrade Distribution System 7,000 $435,000 30 $3,559,812,091 17324 Tioga CONSOLIDATED WATER DISTRICT / Owego (T) Upgrade Storage, Upgrade Pump Station 10,306 $3,669,000 30 $3,563,481,091 18037 Ulster MARLBOROUGH WATER DISTRICT / (T) Marlborough New Transmission, New Storage, Upgrade Distribution System 3,248 $16,879,640 30 $3,580,360,731 17370 NY City Reconstruction of Delaware Aqueduct, Shafts 9,10 & 17, Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $35,066,289 30 $3,615,427,020 17371 NY City Inspection and Rehabilitation of New Croton Aqueduct, Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $28,130,420 30 $3,643,557,440 17397 Erie ECWA DIRECT / Erie County 36 inch transmission main on Sweet Home Road., New Transmission Water Authority 228,869 $5,323,909 30 $3,648,881,349 15365 Sullivan New 400,000 gallon potable water stand pipe and distribution system WURTSBORO VILLAGE WATER SUPPLY / Wurtsboro improvements, New Storage, Upgrade Distribution System (V) 1,060 $1,545,000 30 $3,650,426,349 17517 Niagara LOCKPORT CITY WTP / Lockport (C) 22,279 $640,000 30 $3,651,066,349 17882 Fulton BROADALBAN (V) / Broadalin Replace Aged Storage Tank, New Storage (V) 1,500 $1,990,000 30 $3,653,056,349 17787 Schoharie SCHOHARIE VILLAGE / Schoharie (V) Upgrade Distribution System 1,030 $2,570,000 30 $3,655,626,349 17905 Warren LAKE GEORGE VILLAGE / Lake George (V) Upgrade Distribution System 2,160 $1,650,675 30 $3,657,277,024 17956 Delaware ROXBURY WATER DISTRICT / Roxbury (T) Installation of water meters., 755 $358,178 30 $3,657,635,202 526 $102,935 30 $3,657,738,137 29,000 $586,438 25 $3,658,324,575 ARRAF GIC Replace waterline on Market St. between Union and Spring , Upgrade Distribution System CAT_G 16720 Wayne RED CREEK VILLAGE / Red Upgrade Distribution System Creek (V) 15135 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Storage CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 27 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 15966 Orange CORNWALL-ON-HUDSON / Cornwall-On-Hudson (V) Upgrade Water Treatment Plant 17909 Westchester YONKERS CITY / Yonkers (C) 17910 Westchester 15123 Pop. Project Cost Score Cumulative Total 9,300 $2,935,257 25 $3,661,259,832 Upgrade electrical service and pumps Nepperhan Ave. and Tuckhoe Road, Upgrade Pump Station 196,086 $3,968,048 25 $3,665,227,880 YONKERS CITY / Yonkers (C) Upgrade electrical service and pumps at Hillview Pump Station, Upgrade Pump Station 196,086 $3,180,691 25 $3,668,408,571 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Ground Water Source 29,000 $5,020,918 25 $3,673,429,489 17908 Suffolk SALTARE WATER DISTRICT Infrastructure upgrade, Upgrade Water Treatment Plant, Upgrade Storage / Saltaire (V) 1,400 $668,000 25 $3,674,097,489 17524 Westchester NORTH CASTLE WD #2 / North Castle (T) 1,200 $1,458,695 25 $3,675,556,184 16250 Oneida J.E. BARRETT WD / Prospect Upgrade Ground Water Source, New Storage, Upgrade Distribution System (V) $326,000 25 $3,675,882,184 17582 Westchester SCARSDALE WATER DEPARTMENT / Scarsdale (V) 20,883 $3,700,000 25 $3,679,582,184 16015 Westchester Upgrade Distribution System BRIARCLIFF MANOR VILLAGE / Briarcliff Manor (V) 8,831 $2,845,400 25 $3,682,427,584 15401 Clinton PERU WD / Peru (T) Upgrade Surface Water Source, New Transmission 2,600 $620,000 25 $3,683,047,584 17741 Schenectady ROTTERDAM WD #3 / Rotterdam (T) Construction of new storage tank and transmission main, New Transmission, New Storage 2,000 $2,060,000 25 $3,685,107,584 17795 Clinton MORRISONVILLE WATER DISTRICT / Plattsburgh (T) Upgrade Pump Station 1,300 $225,320 25 $3,685,332,904 15228 Orange PINE GROVE MOBILE HOME New Water Treatment Plant, Upgrade Transmission, New Storage, PARK / Pine Grove MHP, LLC Upgrade Distribution System 516 $484,100 25 $3,685,817,004 15634 Cayuga SENNETT WD #1 / Sennett (T) Upgrade Distribution System 200 $470,339 25 $3,686,287,343 17683 Clinton PLEASANT RIDGE WD / Plattsburgh (T) New Storage 168 $3,190,000 25 $3,689,477,343 17341 Albany SOUTH ALBANY WATER DISTRICT / Bethlehem (T) New Transmission 80 $146,775 25 $3,689,624,118 17340 Clinton GREATER PLATTSBURGH WATER DISTRICT / Plattsburgh (T) New Other Expenses, New Other (OT) 10,000 $541,000 25 $3,690,165,118 15896 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Well #1 - Rehab and Testing, Upgrade Ground Water Source 1,300 $15,500 25 $3,690,180,618 15893 Jefferson ADAMS (T) WD #1 & 2 (ADAMS CENTER) / Adams Center (T) Upgrade Storage 1,000 $121,954 25 $3,690,302,572 15805 Warren WARRENSBURG WATER DISTRICT / Warrensburg (T) Upgrade Ground Water Source 3,600 $375,000 25 $3,690,677,572 New well and storage, New Ground Water Source, New Storage Upgrade Ardsley Road Pumping Station, Upgrade Pump Station 150 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 28 of 35 Project # County CODES See legend* 17965 Oswego ARRAF GIC NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total RICHLAND TOWN PWS / Richland (T) Wind power generation at Schoeller well site., 2,350 $585,000 25 $3,691,262,572 CAT_G 16481 Jefferson VILLAGE OF CLAYTON / Clayton (V) New Transmission, New Distribution System 2,160 $214,000 25 $3,691,476,572 17939 Herkimer OLD FORGE (V) WATER DISTRICT / Webb (T) Upgrade Distribution System, Extend Distribution System 1,766 $561,350 25 $3,692,037,922 15268 Madison EARLVILLE VILLAGE / Earlville (V) East Main Street., Upgrade Distribution System 790 $96,509 25 $3,692,134,431 17961 Jefferson LAFARGEVILLE (T. ORLEANS) / Orleans (T) Installation of water meters., 750 $208,078 25 $3,692,342,509 $1,459,374 20 $3,693,801,883 ARRAF GIC CAT_G 16167 Erie GRAND ISLAND (T) / Grand Island (T) Upgrade Water Treatment Plant 15951 Orange VALLEY VIEW CTR FOR NURSING CARE & REHAB / Orange County New Water Treatment Plant, New Ground Water Source, New Storage, Upgrade Distribution System 851 $572,474 20 $3,694,374,357 15538 Tompkins LANSING WD #2 / Lansing (T) New Storage, New Pump Station, Upgrade Distribution System 400 $443,500 20 $3,694,817,857 17785 Nassau LONG ISLAND AMERICAN WATER CORP / Long Island American Water Plant No. 8 Iron Removal, New Water Treatment Plant 230,300 $7,100,000 20 $3,701,917,857 17840 Westchester WESTCHESTER JOINT WATER WORKS / WJWW York Road Transmission Main, Upgrade Transmission 65,000 $630,000 20 $3,702,547,857 17839 Westchester WESTCHESTER JOINT WATER WORKS / WJWW Flagler Drive Transmission Main, Upgrade Transmission 55,210 $840,000 20 $3,703,387,857 17816 Orange NEW WINDSOR CONSOLIDATED WD / New Winsor (T) Reactivation of St. Anne's Well, Upgrade Ground Water Source 30,000 $748,000 20 $3,704,135,857 17977 Orange NEW WINDSOR CONSOLIDATED WD / New Windsor (T) Rehabilitate St. Anne Well Field, Upgrade Water Treatment Plant, Upgrade Ground Water Source 30,000 $748,000 20 $3,704,883,857 17264 Niagara LEWISTON WATER IMPROVEMENTAREA / Lewiston (T) Upgrade Transmission, Upgrade Distribution System 16,257 $5,000,000 20 $3,709,883,857 15281 Nassau ALBERTSON WD / North Hempstead (T) Well #4 Replacement of Screen and Well Pump, Upgrade Ground Water Source 13,500 $188,044 20 $3,710,071,901 15175 Orange WOODBURY CONS. W.D. / Woodbury (T) New Ground Water Source, New Pump Station 10,105 $291,500 20 $3,710,363,401 16053 Niagara CAMBRIA WATER DISTRICT New Storage, New Pump Station, Upgrade Distribution System / Cambria (T) 5,393 $1,000,000 20 $3,711,363,401 16041 Ontario GORHAM TOWN WD / Gorham (T) New Pump Station, Upgrade Distribution System 4,500 $141,280 20 $3,711,504,681 17772 Saratoga BURNT HILLS-BALLSTON LK WD (GLENVILLE) / Ballston (T) New Pump Station, Extend Distribution System 4,500 $606,052 20 $3,712,110,733 17400 Orange HIGHLAND FALLS VILLAGE / Water Treatment Plant Filter Upgrades, Upgrade Water Treatment Plant Highland Falls (V) 4,400 $800,000 20 $3,712,910,733 18,000 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 29 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Upgrade Transmission 2,666 18041 Putnam COLD SPRING VILLAGE / Cold Spring (V) 17920 Oneida WESTMORELAND WD NO 1 New Ground Water Source, Upgrade Storage (GU) / Westmoreland (T) 17565 Orange BRITTANY TERRACE / Brittany Terrace, Inc. New water storage tank, New Storage 18000 Dutchess BEACON CITY / Beacon (C) 18001 Dutchess 17583 Project Cost Score Cumulative Total $958,000 20 $3,713,868,733 600 $2,850,000 20 $3,716,718,733 169 $215,000 20 $3,716,933,733 Upgrade Distribution System 19,000 $972,907 20 $3,717,906,640 BEACON CITY / Beacon (C) Upgrade Distribution System 19,000 $509,737 20 $3,718,416,377 Nassau OYSTER BAY WD / Oyster Bay (T) VOC removal at Plant #2., New Water Treatment Plant 8,700 $1,597,530 20 $3,720,013,907 15755 Albany RAVENA VILLAGE / Ravena (V) New Storage 4,500 $497,500 20 $3,720,511,407 15832 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Surface Water Source 3,550 $291,050 20 $3,720,802,457 15914 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Transmission 3,550 $1,581,250 20 $3,722,383,707 15918 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Storage 3,550 $189,750 20 $3,722,573,457 15045 Oneida CLINTON VILLAGE / Clinton (V) Upgrade Distribution System 3,000 $822,000 20 $3,723,395,457 15691 Greene SLEEPY HOLLOW LAKE WATER CO. / Sleepy Hollow Lake Assoc. Upgrade Surface Water Source, Upgrade Storage 2,000 $1,144,330 20 $3,724,539,787 17383 Genesee OAKFIELD VILLAGE / Oakfield (T) Upgrade Transmission 1,805 $1,661,600 20 $3,726,201,387 16885 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) Cathodic protection system., Upgrade Storage 1,500 $13,390 20 $3,726,214,777 17802 Jefferson MADISON BARRACKS WATER SYSTEM / Sackets Harbor (V) Upgrade Distribution System 1,000 $1,700,000 20 $3,727,914,777 16758 Erie W. SENECA WD#3 / West Seneca (T) Orchard Park Road Watermain, Upgrade Distribution System 520 $460,000 20 $3,728,374,777 17419 Dutchess WAPPINGERS FALLS VILLAGE / Wappinger Falls (V) Upgrade Storage, New Storage, Upgrade Distribution System 6,000 $6,238,532 20 $3,734,613,309 17325 Onondaga MINOA VILLAGE / Minoa (V) Upgrade Distribution System 3,745 $307,336 20 $3,734,920,645 15897 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Upgrade Distribution System 1,300 $42,200 20 $3,734,962,845 17970 Sullivan Installation of water meters., WURTSBORO VILLAGE WATER SUPPLY / Wurtsboro (V) 1,060 $201,438 20 $3,735,164,283 ARRAF GIC CAT_G CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 30 of 35 Project # County CODES See legend* 17966 Rensselaer ARRAF GIC 17968 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Installation of water meters., 675 $75,000 20 $3,735,239,283 SHARON SPRINGS VILLAGE Installation of water meters., / Sharon Springs (V) 547 $203,148 20 $3,735,442,431 SCHAGHTICOKE (V) PWS / Schaghticoke (V) CAT_G Schoharie ARRAF GIC NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 CAT_G 15312 Westchester CROTON FALLS WATER DISTRICT / North Salem (T) Upgrade Distribution System 175 $121,339 20 $3,735,563,770 16494 Clinton CHAMPLAIN (T) / Champlain System Acquisition-"Benefit Area #1", New Ground Water Source, New Distribution System (T) 50 $497,200 20 $3,736,060,970 15136 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Water Treatment Plant 29,000 $1,005,713 15 $3,737,066,683 15469 Erie WILLIAMSVILLE (V) / Williamsville (V) Los Robles Street water reconstruction project., Upgrade Distribution System 6,017 $408,447 15 $3,737,475,130 15556 Tompkins LANSING WD #2 / Lansing (T) Extend Distribution System 400 $117,300 15 $3,737,592,430 17786 Nassau LONG ISLAND AMERICAN WATER CORP / Long Island American Water Water main replacements, Upgrade Distribution System 230,300 $10,900,000 15 $3,748,492,430 18048 Westchester YONKERS CITY / Yonkers (C) Upgrade Distribution System 196,086 $7,279,450 15 $3,755,771,880 17774 Westchester WESTCHESTER COUNTY WD #1 / Westchester County #1 Shaft 22 Chlorination Facility Security Improvements, Upgrade Water Treatment Plant 187,004 $1,000,000 15 $3,756,771,880 17351 Suffolk SOUTH HUNTINGTON WD / Rehabilitation of Plant No. 4, Upgrade Water Treatment Plant Huntington (T) 81,760 $1,551,077 15 $3,758,322,957 17365 Suffolk SOUTH HUNTINGTON WD / Contruction of Plant 20, New Water Treatment Plant Huntington (T) 81,760 $3,270,250 15 $3,761,593,207 17890 Suffolk SOUTH HUNTINGTON WD / Plant 14 Standpipe Rehabilitation, Upgrade Storage Huntington (T) 81,760 $1,905,500 15 $3,763,498,707 17837 Westchester WESTCHESTER JOINT WATER WORKS / WJWW Anderson Hill Road Booster Pump Station, New Pump Station 65,000 $400,000 15 $3,763,898,707 17838 Westchester WESTCHESTER JOINT WATER WORKS / WJWW Rye Lake generator, Upgrade Water Treatment Plant 55,210 $475,000 15 $3,764,373,707 16421 Nassau MASSAPEQUA WD / Oyster Bay (T) Well No 3 Replacement of Screen and Well Pump, Upgrade Ground Water Source 43,000 $237,278 15 $3,764,610,985 17661 Nassau MANHASSET LAKEVILLE WD / Manhasset-Lakeville WD Thomaston Tank Rehabilitation, Upgrade Storage 43,000 $3,630,750 15 $3,768,241,735 15452 Nassau PORT WASHINGTON WD / Port Washington Water District Upgrade Storage 34,000 $2,781,000 15 $3,771,022,735 15371 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Construction of a replacement well for well no. 10, Upgrade Ground Water Source 31,400 $301,200 15 $3,771,323,935 15377 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Water Mill Lane, New Storage, New Pump Station 31,400 $2,567,000 15 $3,773,890,935 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 31 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower 15381 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. 17913 Nassau 15632 Description Transmission main from the Weybridge Road tank to Oxford Boulevard, New Transmission Pop. Project Cost Score Cumulative Total 31,400 $431,000 15 $3,774,321,935 Replacement of Waybridge Road storage tank, WA OF GREAT NECK NORTH / Water Auth of Great Neck North 31,400 $1,545,000 15 $3,775,866,935 Westchester Upgrade Storage OSSINING WATER DEPARTMENT / Ossining (V) 30,000 $300,000 15 $3,776,166,935 17718 Suffolk RIVERHEAD WD / River Head WD / Riverhead (T) 28,000 $2,060,000 15 $3,778,226,935 17698 Nassau GARDEN CITY (V) / Village of Rehabilitation of Maria Street Tank, Upgrade Storage Garden City 25,000 $2,575,000 15 $3,780,801,935 15313 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Tank #4 rehabilitation, Upgrade Storage 24,700 $2,500,000 15 $3,783,301,935 15351 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab Wells 4a & 4b, Upgrade Ground Water Source 24,700 $600,000 15 $3,783,901,935 15356 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab tank #2, Upgrade Storage 24,700 $1,900,000 15 $3,785,801,935 15671 Nassau ROSLYN WD / North Hempstead (T) Upgrade Ground Water Source 17,000 $83,224 15 $3,785,885,159 15676 Nassau ROSLYN WD / North Hempstead (T) Roslyn Estate Pressure Zone, New Pump Station 17,000 $852,135 15 $3,786,737,294 15285 Nassau ALBERTSON WD / North Hempstead (T) Wells no. 2 & 3 Replacement of screen and well pump, Upgrade Ground Water Source 13,500 $386,686 15 $3,787,123,980 15274 Montgomery GLEN (T) W.D.#2 / Glen (T) Upgrade Distribution System 7,626 $95,000 15 $3,787,218,980 17344 Nassau WILLISTON PARK (V) / Williston Park (V) Secondary Containment for Caustic Soda, Upgrade Other Expenses, Upgrade Other (OT) 7,516 $161,350 15 $3,787,380,330 17829 Westchester PLEASANTVILLE / Pleasantville (V) Replacement of water mains., Upgrade Distribution System 7,166 $1,955,000 15 $3,789,335,330 16038 Ontario GORHAM TOWN WD / Gorham (T) Upgrade Storage 4,500 $77,500 15 $3,789,412,830 17835 Orange MONTGOMERY (V) / Montgomery (V) New Storage Tank, New Storage 3,696 $825,030 15 $3,790,237,860 17916 Orange GREENWOOD LAKE (V) / Greenwood Lake (V) Cleaning and painting storage tank, Upgrade Storage 3,400 $245,660 15 $3,790,483,520 17525 Westchester NORTH CASTLE WD #1 / North Castle (T) Rehabilitation of water storage tanks, Upgrade Storage 2,500 $813,500 15 $3,791,297,020 18040 Ontario BLOOMFIELD VILLAGE / Bloomfield (V) Upgrade Distribution System 1,675 $1,340,697 15 $3,792,637,717 15792 Putnam CONTINENTAL VILLAGE WD Upgrade Distribution System / Philipstown (T) 1,509 $1,350,000 15 $3,793,987,717 Rehabiitation of Route 58 Storage Tank, Upgrade Storage CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 32 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description New Pump Station 15559 Ontario HOPEWELL WD #2 / Hopewell (T) 17843 Orange TUXEDO PARK (V) / Tuxedo West Lake Road Transmission Line, Upgrade Transmission (V) 17061 Westchester LAKE KATONAH CLUB INC / Upgrade Storage Lake Katonah Club Inc 17999 Dutchess BEACON CITY / Beacon (C) Upgrade Pump Station 17889 Westchester Cleaning and lining 36,800 feet of distribution main., Upgrade MT VERNON BOARD OF WATER SUPPLY / Mt Vernon Distribution System B'rd Water Supply 17946 Westchester MOUNT VERNON (C) / Mt Vernon Board Water Supply 16815 Erie 15717 Pop. Project Cost Score Cumulative Total 1,148 $435,600 15 $3,794,423,317 1,100 $487,000 15 $3,794,910,317 356 $131,910 15 $3,795,042,227 19,000 $71,379 15 $3,795,113,606 15,000 $3,700,000 15 $3,798,813,606 Upgrade distribution system, Upgrade Distribution System 15,000 $3,700,000 15 $3,802,513,606 LANCASTER (V) / Lancaster (V) Upgrade Distribution System 11,940 $1,670,454 15 $3,804,184,060 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Distribution extension, loop water main on Gilligan Road to Hays Road, Upgrade Distribution System 10,200 $409,000 15 $3,804,593,060 17539 Rensselaer CASTLETON VILLAGE PWS Replacement in-kind of aged water mains., Upgrade Distribution System / Castleton-on-Hudson (V) 2,013 $1,661,400 15 $3,806,254,460 17527 Genesee OAKFIELD VILLAGE / Oakfield (V) Upgrade Transmission, Upgrade Distribution System 1,805 $1,147,575 15 $3,807,402,035 17959 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA Installation of water meters., 300 $61,692 15 $3,807,463,727 13 $325,000 15 $3,807,788,727 $5,982,162 15 $3,813,770,889 ARRAF GIC CAT_G 18003 Erie New Distribution System, New Water District CATTARAUGUS STREET WATER DISTRICT / Concord (T) 17198 NY City Test Borings for City Tunnel 3 and Upstate Tunnel Sites, Phase 1 NEW YORK CITY-CATSKILL/DELAWARE (C554), NYC & Westchester, Upgrade Transmission SYSTEM / NYCMWFA 6,552,718 17844 Steuben CAMPBELL WATER DISTRICT / Campbell (T) Extend Distribution System 280 $216,744 15 $3,813,987,633 18020 Lewis WATER DISTRICT #1 / Denmark (T) Serve private contaminated/poor yielding wells., Extend Distribution System 275 $2,603,000 15 $3,816,590,633 15328 Nassau SOUTH FARMINGDALE WD / Caustic Soda Conversion at Plants 1, 5 & 6, Upgrade Water Treatment Plant South Farmingdale W.D. 44,700 $638,000 10 $3,817,228,633 15642 Nassau WILLISTON PARK (V) / Williston Park (V) 7,516 $800,000 10 $3,818,028,633 17696 Suffolk SUFFOLK COUNTY WATER Automated Meter Reading / Leak Detection, Upgrade Distribution System AUTHORITY / SCWA 1,009,264 $7,273,000 10 $3,825,301,633 16050 Westchester WHITE PLAINS CITY / White Previously completed water mains, Upgrade Distribution System Plains (C) 53,077 $2,221,356 10 $3,827,522,989 17708 Nassau SOUTH FARMINGDALE WD / Construction of Well 1-5, New Ground Water Source South Farmingdale Water Dist 44,700 $644,350 10 $3,828,167,339 Upgrade Ground Water Source CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 33 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 15264 Nassau PLAINVIEW WD / Oyster Bay New Pump Station (T) 35,000 $4,663,248 10 $3,832,830,587 17912 Nassau Water main replacement, Upgrade Distribution System WA OF GREAT NECK NORTH / Water Auth of Great Neck North 31,400 $500,000 10 $3,833,330,587 15633 Westchester Cement lining of water lines at various locations, Upgrade OSSINING WATER DEPARTMENT / Ossining (V) Distribution System 30,000 $900,000 10 $3,834,230,587 16740 Erie ORCHARD PARK (T) / Orchard Park (T) 2000 water system improvements., Upgrade Distribution System 28,000 $7,081,000 10 $3,841,311,587 17717 Suffolk RIVERHEAD WD / River Head WD / Riverhead (T) Contruction of New Wells at Plant no. 15, New Ground Water Source 28,000 $1,973,480 10 $3,843,285,067 15357 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) SCADA - Phase I, Upgrade Water Treatment Plant 24,700 $550,000 10 $3,843,835,067 17958 Dutchess BEACON CITY / Beacon (C) Installation of leak detection equipment., Upgrade Other Expenses, Upgrade Other (OT) 19,000 $233,100 10 $3,844,068,167 ARRAF GIC CAT_G 17830 Westchester KENSICO WATER DISTRICT Phase VI Water Main Replacement, Upgrade Distribution System / Mount Pleasant 17,857 $4,503,500 10 $3,848,571,667 17834 Westchester KENSICO WATER DISTRICT Cement lining of water mains, Upgrade Distribution System / Mount Pleasant 17,857 $4,560,500 10 $3,853,132,167 17783 Westchester TARRYTOWN WATER SUPPLY / Tarrytown (V) Water main improvements, Upgrade Distribution System 11,000 $2,549,250 10 $3,855,681,417 17784 Westchester TARRYTOWN WATER SUPPLY / Tarrytown (V) Cement line existing water main, Upgrade Distribution System 11,000 $1,892,110 10 $3,857,573,527 15180 Orange WOODBURY CONS. W.D. / Woodbury (T) Upgrade Distribution System 10,105 $528,000 10 $3,858,101,527 15507 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Refinance '93 bonds for relining water mains, Upgrade Distribution System 9,500 $4,155,408 10 $3,862,256,935 15514 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Water Mains for Sarles Lane, Upgrade Distribution System 9,500 $343,291 10 $3,862,600,226 17817 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Watermain replacement Patricia and Beverly Lane, Upgrade Distribution System 7,000 $961,000 10 $3,863,561,226 17818 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Replace watermains in Dutch Arms area., Upgrade Distribution System 7,000 $1,654,700 10 $3,865,215,926 17775 Westchester WESTCHESTER COUNTY WD #3 / Westchester County #3 Lateral Main Rehabilitation, Upgrade Distribution System 6,000 $670,000 10 $3,865,885,926 15131 Livingston LIVONIA VILLAGE / Livonia (V) Upgrade Distribution System 1,360 $1,105,325 10 $3,866,991,251 17907 Nassau VILLAGE OF PLANDOME / Plandome (V) Replace aged mains in distribution system, Upgrade Distribution System 1,350 $5,113,950 10 $3,872,105,201 17985 Westchester BEAR RIDGE LAKE WATER DISTRICT / Mount Pleasant (T) Water main replacement-Highland Place, Mountain Trail and Woodland Road, Upgrade Distribution System 170 $1,436,085 10 $3,873,541,286 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 34 of 35 Project # County CODES See legend* NYS Drinking Water State Revolving Fund Final Readiness List October 1, 2011 to September 30, 2012 System Name/ Borrower Description 16540 Dutchess Upgrade Distribution System CHARLOTTE GROVE MOBILE HOME CT / Charlette Grove MH Court 17993 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) 18050 Yates BENTON WD #1 / 16178 Erie 16182 Pop. Project Cost Score Cumulative Total 112 $302,820 10 $3,873,844,106 Water main replacement, Upgrade Distribution System 100 $669,093 10 $3,874,513,199 Extend Distribution System 308 $731,000 10 $3,875,244,199 Ransom Road waterline improvements., Upgrade Distribution GRAND ISLAND TOWN WATER DEPT. / Grand Island System (T) 19,500 $111,453 5 $3,875,355,652 Erie Bush Road waterline improvements., Upgrade Distribution System GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) 19,500 $228,113 5 $3,875,583,765 15963 Orange CORNWALL-ON-HUDSON / Cornwall-On-Hudson (V) Upgrade Distribution System 9,300 $520,000 5 $3,876,103,765 17854 Putnam SOUTHEAST (T) PEACEABLE WATER DISTRICT / Southeast (T) Development new water source instead of continuing to purchase from Brewster (V), New Ground Water Source 440 $1,700,000 5 $3,877,803,765 17853 Onondaga OCWA / Onondaga County Water Authorit Roof and siding improvements for Water System Maintenance and Operations Facility., Upgrade Other Expenses, Upgrade Other (OT) 256,000 $1,620,000 5 $3,879,423,765 17781 Rensselaer WATER DISTRICT 15 / North Extend Distribution System Greenbush (T) 4,000 $9,785,000 5 $3,889,208,765 18068 Orleans WATER IMPROVEMENT BENEFIT AREA #10 / Clarendon (T) 250 $1,634,949 5 $3,890,843,714 Extend Distribution System Total # Projects 690 Total Cost $3,890,843,714 CODES Legend * ARRAF=American Recovery Reinvestment Act Financed GIC=Green Infrastructure Components FGP=Funded through SRF Bond Guarantee Program CAT_G=Green Innovative Grants Program Project Page 35 of 35 CATEGORY A LIST SMALL SYSTEMS LESS THAN 10,000 PEOPLE NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County 17473 17321 17456 17388 15881 17561 17461 15072 17647 15343 15204 17543 17576 16261 17538 17306 17382 17457 16882 Jefferson Jefferson Hamilton Essex Essex Chautauqua Orange Orange Saratoga Otsego Oswego Saratoga Chautauqua Oswego Oswego Jefferson Allegany Erie Onondaga System Name/ Borrower Description Pop. LAFAVE ROAD WATER DISTRICT / Le Ray (T) Consolidation of existing public water systems with GUDI wells, coliform and lead violations., New Distribution System, New System Consolidation 600 WESTCOTTS WATER DISTRICT / Hounsfield (T) Westcotts WD to serve along NYS Route 3. Consolidation of PWS systems addressing SWTR & E-Coli violations. , Upgrade Storage, New Distribution System, New System Consolidation 300 INDIAN LAKE WD / Indian Lake (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Distribution System 900 PORT KENT WD / Chesterfield (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage 202 WADHAMS WD / Westport (T) New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Consolidation FORESTVILLE VILLAGE / Forestville (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Distribution System PHEASANT HILL / Pheasant Hill Water Corp Rehabilitation of water system to address e-coli contamination, Upgrade Water Treatment Plant, New Ground Water Source, New Storage 154 BEAVER DAM LAKE WATER CORP. / Beaver Dam Lake Corp. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 487 STILLWATER VILLAGE / Stillwater (V) Alternative Water Source for Surface Water Treatment Rule compliance., New Transmission, New Inter-Connection UNADILLA VILLAGE / Unadilla (V) Install new well, pumphouse, controls, chlorination system to replace GWUDI springs, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 1,350 HANNIBAL (T) / Hannibal (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,200 MOREAU WD 7/CONNECTION TO SCWA / Moreau (T) Consolidate 3 small CWSs, consolidate WD 1, connect Town with SCWA, New Storage, Extend Distribution System, New Inter-Connection, Extend System Consolidation, New Water District 1,100 CHERRY CREEK VILLAGE / Cherry Creek (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System $0 Cumulative Total H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 140 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 804 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 1,572 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 650 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan New Surface Water Treatment Rule Compliance Facility, New TOAD HARBOR/CONSTANTIA WD / Storage, New Pump Station, New Distribution System, New Inter-Connection, New System Consolidation Constantia (T) 2,765 WATER DISTRICT #2 / Richland (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Transmission, New Storage, New Distribution System 1,662 WATER DISTRICT #2 / Henderson (T) New Surface Water Treatment Rule Compliance Facility, New Distribution System, New System Consolidation 352 HOUGHTON WATER DISTRICT / Caneadea (T) Upgrade Water Treatment Plant, New Ground Water Source, New Transmission, Upgrade Distribution System CHAFFEE WATER CO / Chaffee Water Co. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage LIMELEDGE WD / Marcellus (T) & (V) New Water District to serve area with insufficient private wells. Interconnection with GWUDI system., New Surface Water Treatment Rule Compliance Facility, Extend Distribution System Page 1 of 28 Project Cost Score $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 2,000 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 200 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 700 $0 H NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County 17140 St.Lawrence System Name/ Borrower Description Pop. LOUISVILLE WATER DISTRICT #2 / Louisville (T) New Storage, Upgrade Distribution System, System Consolidation 1,000 Project Cost Score $0 Cumulative Total H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17611 Franklin SARANAC LAKE V / Saranac Lake (V) New SCADA equipment., New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 16746 Allegany CANASERAGA VILLAGE PUBLIC WATER / Canaseraga (V) New Ground Water Source, Upgrade Storage 15003 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) 17928 Wyoming 18005 5,800 $12,500,000 H $12,500,000 900 $3,666,749 H $16,166,749 Water system improvements, Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Storage, Upgrade Distribution System 4,323 $7,136,870 H $23,303,619 CASTILE VILLAGE / Castile (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage 1,135 $5,111,267 H $28,414,886 Wayne SAVANNAH WD #1 / Savannah (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System, Extend Distribution System 900 $3,605,000 H $32,019,886 17425 Chenango SO. NEW BERLIN WATER DISTRICT / New Berlin (T) New Ground Water Source, New Transmission, New Storage, Upgrade Distribution System, System Consolidation 400 $3,272,000 H $35,291,886 15603 Jefferson WATER DISTRICT NO. 5 / Hounsfield (T) Extend distribution system to area of insufficient yielding or cantaminated private wells. Consolidate Watertown International Airport., New Distribution System, New System Consolidation 345 $4,800,000 H $40,091,886 17427 Albany NEW SALEM WATER DISTRICT / New Scotland (T) New Surface Water Treatment Rule Compliance Facility, New Storage, New Pump Station, New Inter-Connection, New Water District 486 $3,048,000 H $43,139,886 17442 Erie BRANDT (T), NORTH COLLINS (T)&(V) / North Collins (V) WTP improvements for lead and copper violations, Fe violations, Asbestos Main replacement, inadequate pressures, Upgrade Water Treatment Plant, Upgrade Transmission, Upgrade Distribution System, New System Consolidation 1,915 $5,430,000 H $48,569,886 17379 Steuben COOPERS PLAINS/LONG ACRES WATER SYST / Erwin (T) New Ground Water Source, Extend Distribution System, New System Consolidation 1,400 $0 H $48,569,886 17552 Herkimer NEWPORT VILLAGE / Newport (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Transmission, New Storage, Upgrade Distribution System 740 $2,175,000 H $50,744,886 16278 Hamilton LONG LAKE (T) / Long Lake (T) New Ground Water Source, New Storage, Upgrade Distribution System 750 $3,929,255 H $54,674,141 16692 Herkimer VAN HORNESVILLE WATER WORKS / Stark (T) VanHornesville Water System, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 372 $2,098,150 H $56,772,291 17625 Oswego EASTERN SHORE WATER SYSTEM / Sandy Creek (T) Consolidation of PWS with GWDI source., New Storage, New Distribution System, New System Consolidation $13,988,000 H $70,760,291 17372 Oswego MEXICO (T) WD#2 / Mexico (T) Extend distribution system to area with contaminated private wells and consolidate PWS with GWUDI source, New Distribution System, New System Consolidation 800 $7,060,000 H $77,820,291 17637 Chautauqua NORTH END WD / Pomfret (T) Extend distribution system to area with contaminated private wells and consolidate PWS with Coliform, New Distribution System 900 $4,432,100 H $82,252,391 16114 Cayuga CAYUGA VILLAGE / Cayuga (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System, New Inter-Connection 600 $6,875,100 H $89,127,491 17331 Rensselaer POESTENKILL (T) WD #1 / Poestenkill (T) New Complete System (New System), New System Consolidation 2,300 $0 H $89,127,491 15% Minimum Requirement Page 2 of 28 2,503 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 17589 Cattaraugus New Surface Water Treatment Rule Compliance Facility, Upgrade CRYSTAL WATER CO (WEST VALLEY) / Ashford (T) Ground Water Source 18017 Allegany RICHBURG VILLAGE PUBLIC WATER / Richburg (V) (V) Richburg & (V) Bolivar Consolidation., New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Storage, Upgrade Distribution System, New System Consolidation 17682 Essex WD#4 / Moriah (T) 16510 Schenectady 17629 Pop. Project Cost Score Cumulative Total 880 $3,208,500 H $92,335,991 600 $7,038,640 H $99,374,631 New Surface Water Treatment Rule Compliance Facility, New Distribution System 78 $1,990,475 H $101,365,106 DELANSON VILLAGE WATER WORKS / Delanson (V) Upper resevoir raw water transmission main, new intake, new controls & meters at filter plant., New Transmission, Extend Distribution System, Upgrade Distribution System 428 $4,594,000 H $105,959,106 Essex ESSEX WD / Essex (T) Address turbidity and organic violations, New Ground Water Source, Upgrade Distribution System 300 $1,515,954 H $107,475,060 17367 Steuben TROUPSBURG WATER DISTRICT / Troupsburg (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 250 $192,000 H $107,667,060 16618 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA DCWWA ZONE J SHOREHAVEN WATER SYSTEM, Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 300 $3,575,000 H $111,242,060 17623 Saratoga CORINTH VILLAGE / Village of Corinth New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 4,700 $6,200,000 H $117,442,060 17931 Cayuga PORT BYRON VILLAGE / Port Byron (V) Joint project with (V) Port Byron, (T) Montezuma & (T) Mentz., Upgrade Distribution System, Extend Distribution System, New System Consolidation 1,400 $5,657,000 H $123,099,060 17454 St.Lawrence EAST LOUISVILLE WD#3 / Louisville (T) Consolidation of water systems with past coliform detections., New Storage, New Distribution System, New System Consolidation 1,030 $9,275,000 H $132,374,060 17444 Greene COXSACKIE VILLAGE / Coxsackie (V) Phase 2 of 15702, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant 4,010 $3,233,065 3175 $135,607,125 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17866 Delaware GRAND GORGE WATER DISTRICT / Town of Roxbury Phase 3 of 15624 (Phase 2 was 17228): Treat or Replace GWUDI Wells, New Surface Water Treatment Rule Compliance Facility 370 $992,000 2245 $136,599,125 18029 Rensselaer HOOSICK FALLS (V) PWS / Hoosick Falls (V) Phase 2 of Project 15080 , Upgrade Storage, Upgrade Distribution System 4,000 $640,000 2225 $137,239,125 17773 Chenango SHERBURNE VILLAGE / Sherburne (V) Phase 2 of 15237., Upgrade Ground Water Source 1,531 $1,300,000 2210 $138,539,125 17631 Essex WILMINGTON WD / Wilmington (T) Phase 2 (Juniper Hill Road) of DWSRF 15803, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 980 $406,500 2175 $138,945,625 17496 Greene HUNTER VILLAGE / Hunter (V) Phase 2 of #16732 - Dolan's Lake Intake and Connection of Wells 1 and 3, Upgrade Water Treatment Plant, New Ground Water Source, New Transmission 896 $1,518,150 2165 $140,463,775 17470 Herkimer HERKIMER VILLAGE / Herkimer (V) Phase 2 of 16676, New Surface Water Treatment Rule Compliance Facility 7,606 $300,000 2130 $140,763,775 17649 Ulster PHOENICIA WATER DISTRICT / Shandaken (T) Phase 2, see Project #16491 for Phase 1., New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source 992 $150,000 2130 $140,913,775 18022 Cattaraugus PERRYSBURG (V) / Perrysburg (T) Phase 2 (DWSRF 17192) based on cost increase to address unresolved deficiencies in the initial project construction, New Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, New Pump Station 404 $729,657 2095 $141,643,432 Page 3 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17449 Orange HIGHLANDS (T) WD #2 / Highlands (T) Phase 2 of DWSRF 16454 to provide well source capacity for Phase 1 which included, Upgrade Water Treatment Plant, New Ground Water Source, New Storage, Extend Distribution System 1,379 $4,748,700 2095 $146,392,132 17742 Saratoga MECHANICVILLE CITY / Mechanicville (C) Phase 2 of 15284; Construct additional sludge drying bed capacity, New Other Expenses, New Water Treatment Plant, New Other (OT) 5,100 $587,100 2090 $146,979,232 17642 Washington GRANVILLE VILLAGE / Granville (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 2,645 $0 1220 $146,979,232 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17163 Essex TICONDEROGA WD / Ticonderoga (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 5,000 $13,954,315 265 $160,933,547 18061 Franklin TUPPER LAKE V / Tupper Lake (V) New wells to replace SW source and inadequate DE plant., New Ground Water Source, Upgrade Distribution System 5,500 $2,979,790 235 $163,913,337 16013 Westchester BRIARCLIFF MANOR VILLAGE / Briarcliff Manor(V) New Surface Water Treatment Rule Compliance Facility 8,831 $0 225 $163,913,337 15862 Putnam SPRINGHOUSE ESTATES W.W. CORP. / Southeast (T) New Ground Water Source, New Storage 212 $1,700,500 200 $165,613,837 18013 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s project includes meters, Upgrade Other Expenses, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New System Consolidation, Upgrade Other (OT) 1,250 $3,740,000 200 $169,353,837 15996 Delaware FRANKLIN VILLAGE / Franklin (V) New Water Treatment Plant, New Ground Water Source, New Storage, Extend Distribution System, Upgrade Distribution System 481 $2,301,077 195 $171,654,914 17493 Orange WARWICK VILLAGE / Warwick (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 6,083 $0 190 $171,654,914 17337 Erie HUNTERS CREEK MOBILE HOME PARK / Hunters Creek MHP Address total coliform detections and organic exceedances, Upgrade Water Treatment Plant, New Storage, New Pump Station, Upgrade Distribution System 150 $175,100 185 $171,830,014 15661 Albany RENSSELAERVILLE WD / Rensselaerville (T) New Ground Water Source, Upgrade Storage, Upgrade Distribution System 200 $990,242 185 $172,820,256 17936 Rensselaer BRUNSWICK WATER DISTRICT # 6 / Brunswick (T) Distribution Modifications for Flow & Pressure Improvements to Support Consecutive System; Emergency Generator, Upgrade Pump Station, Upgrade Distribution System 927 $504,000 185 $173,324,256 17529 Jefferson TIBBETS POINT WATER DISTRICT / Cape Vincent (T) Serve area with private contaminated wells, New Surface Water Treatment Rule Compliance Facility, New System Consolidation, New Water District 200 $2,645,000 180 $175,969,256 17392 Warren PIONEER VILLAGE / Pioneer Village Imp. Assoc. Serve private contaminated wells., New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Consolidation 144 $208,575 175 $176,177,831 17562 Jefferson HERRINGS VILLAGE / Herrings (V) Distribution and storage improvements., Upgrade Storage, Upgrade Distribution System 120 $3,429,000 170 $179,606,831 15557 Herkimer POLAND VILLAGE / Poland (V) Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 463 $246,000 165 $179,852,831 17621 Allegany ANGELICA VILLAGE PUBLIC WATER / Angelica (V) Surface Water Treatment Rule Compliance Facility 950 $1,061,847 165 $180,914,678 17537 Delaware DOWNSVILLE WATER DISTRICT / Colchester (T) Package Filtration Plant for GWUDI Spring Source and Addition of Corrosion Control Treatment., New Surface Water Treatment Rule Compliance Facility, New Water Treatment Plant 500 $92,400 165 $181,007,078 Page 4 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 16991 Chenango OXFORD WATER DISTRICT #1 / Oxford (T) Surface Water Treatment Rule Compliance Facility, New Transmission 16741 Dutchess PAWLING VILLAGE / Pawling (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source 15097 Warren HAGUE HOA / Hague HOA Hague Home Owners Association, New Surface Water Treatment Rule Compliance Facility 18060 Orange HIGHLANDS WATER DISTRCIT 2 EXTENTION / Highlands (T) Extention of the existing WD #2 to serve private wells with contamination and consolidation of several PWS's, Extend Distribution System, Extend System Consolidation 18072 Putnam GIPSY TRAIL CLUB / Gipsy Trail Club Inc Develop additional well source capacity, New Ground Water Source, New Pump Station 15600 Hamilton ANTLERS OF RAQUETTE LAKE, INC. / Antlers of Raquette Lake Inc. New Surface Water Source, Inter-Connection 16117 Jefferson ALEXANDRIA TOWN WD #1 - OTTER STREET / Alexandria (T) Extend Distribution System, Upgrade Distribution System 17469 Montgomery FORT PLAIN (V) WATER WORKS / Fort Plain (V) 17339 Erie 17514 Pop. 50 Project Cost Score Cumulative Total $122,500 160 $181,129,578 $1,270,000 155 $182,399,578 $119,190 155 $182,518,768 $1,601,238 155 $184,120,006 300 $430,540 150 $184,550,546 120 $243,595 150 $184,794,141 60 $3,600,000 150 $188,394,141 Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 2,400 $1,565,600 150 $189,959,741 S. EAST ERIE CO. REGIONAL WATER PROJECT / Aurora (T) Aurora WD19, Wales WD's2&3. Extend to serve private contaminated wells, consolidate public water supplies, eliminate public water supply with past coliform detections, Storage, Pump Station, Extend Distribution System, System Consolidation 2,950 $6,400,000 150 $196,359,741 Cattaraugus DELEVAN VILLAGE / Delevan (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 1,090 $1,690,350 145 $198,050,091 17289 Wayne WOLCOTT VILLAGE / Wolcott (V) New Water Treatment Plant, Upgrade Ground Water Source 2,200 $1,250,000 145 $199,300,091 17513 Essex WINEBROOK HILLS WD / Newcomb (T) New Ground Water Source, Upgrade Distribution System 250 $5,302,728 145 $204,602,819 17622 Chautauqua BROCTON VILLAGE / Brocton (V) Address turbidity violations, Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 4,000 $2,219,341 145 $206,822,160 17385 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Inter-connection to eliminate GWUDI source., New Transmission, New Inter-Connection 250 $535,600 145 $207,357,760 17944 Nassau MILL NECK ESTATES / Mill Neck Estates Association Transmission main to connect with Locust Valley WD and upgrade distribution, Upgrade Distribution System, New Inter-Connection 230 $2,021,375 145 $209,379,135 16861 Franklin TUPPER LAKE V / Tupper Lake (V) New Storage, Upgrade Distribution System 5,500 $700,000 145 $210,079,135 17535 Saratoga SOUTH GLENS FALLS VILLAGE / South Glens Falls (V) Proposed Cartridge Filtration Plant with SCADA to treat Village GWUDI spring sources., New Surface Water Treatment Rule Compliance Facility, New Surface Water Treatment Rule Compliance Facility 3,700 $1,565,000 145 $211,644,135 15749 Rensselaer RENSSELAER CITY PWS / Rensselaer (C) New Storage, New Distribution System, System Consolidation 7,500 $7,175,300 145 $218,819,435 17455 Franklin WATER DISTRICT #3 / Malone (T) Consolidate a MHP with nitrate violations, New Distribution System, System Consolidation, New System Consolidation 300 $1,328,000 145 $220,147,435 1,907 18 1,379 Subsidized Funding Line Page 5 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 2,000 $1,100,000 140 $221,247,435 17645 Washington GREENWICH VILLAGE / Greenwich (V) New Surface Water Treatment Rule Compliance Facility, New Storage 16339 Jefferson WELLESLEY ISLAND WATER CORP. / Wellesley Island Water Corp. New Water Treatment Plant, New Surface Water Source 548 $2,336,000 140 $223,583,435 15220 Westchester CROTON FALLS WATER DISTRICT / North Salem (T) Installation of new wells to replace existing wells, New Ground Water Source 175 $400,000 135 $223,983,435 17619 Livingston GENESEO VILLAGE / LCWSA New Surface Water Treatment Rule Compliance Facility 7,600 $813,000 135 $224,796,435 17612 Onondaga ELBRIDGE VILLAGE / Elbridge (V) New UV treatment for LT2ESWTR compliance., New Surface Water Treatment Rule Compliance Facility 1,519 $0 135 $224,796,435 16705 Madison MADISON VILLAGE / Madison (V) New Ground Water Source, Upgrade Distribution System 450 $103,500 135 $224,899,935 16106 Greene TANNERSVILLE VILLAGE / Tannersville (V) New Ground Water Source, Upgrade Transmission, Upgrade Distribution System 448 $1,900,000 135 $226,799,935 15722 Orange MONROE WD #8 (SKYVIEW HILLS) / Monroe (T) Extend system to serve area with private contaminated wells. , Upgrade Distribution System 544 $1,000,000 135 $227,799,935 17201 Jefferson ELLISBURG (V) / Ellisburg (V) Extend system to serve area with private contaminated wells, 269 $0 135 $227,799,935 16146 Otsego MILFORD VILLAGE / Milford (V) 510 $3,502,000 130 $231,301,935 16279 Steuben New Chlorination system., Upgrade Ground Water Source COLONIAL COACH ESTATES IV (MGRE) / Merlyn Cavallaro 79 $65,900 130 $231,367,835 17617 Orange BLOOMING GROVE WD #1-WORLEY HE / South Blooming Grove (V) Transmission main with treatment plant to connect Water District 1 and 6 to Orange and Rockland Well., New Water Treatment Plant, New Transmission 1,500 $3,193,000 130 $234,560,835 17467 Ulster SAUGERTIES (VILLAGE) WATER DIS / Saugerties (V) Upgrade water mains and appurtenances; distribution extension to connect 15 existing homes w/ wells to PWS; upgrade raw water reservoir., Upgrade Other Expenses, Upgrade Distribution System, Extend Distribution System, Upgrade Other (OT) 4,100 $3,573,894 130 $238,134,729 17597 Oswego AREA 1 WATER SYSTEM / Schroeppel (T) Address organic contaminant violations, New Distribution System, New System Consolidation 3,200 $11,312,382 130 $249,447,111 16912 Chenango NO. NORWICH (T) WD #1 / North Norwich (T) New system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past total coliform detection. , New Distribution System 100 $920,300 130 $250,367,411 17516 St.Lawrence OSWEGATCHIE (T) / Oswegatchie (T) Joint water system improvement project between (T) Oswegatchie, (T) Lisbon and (V) Huevelton, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System, New Inter-Connection, New System Consolidation 2,100 $13,973,000 130 $264,340,411 17355 Yates DRESDEN VILLAGE / Dresden (V) New Transmission, Upgrade Storage, New Inter-Connection 700 $515,000 125 $264,855,411 15669 Orange MONROE WD #12 (MONROE Upgrade Ground Water Source, Upgrade Pump Station, Upgrade Distribution System HILLS ESTATES) / Monroe (T) 120 $1,250,000 125 $266,105,411 17432 Chautauqua CASSADAGA VILLAGE / Cassadaga (V) 760 $5,047,000 125 $271,152,411 consolidate public water supply, eliminate public water supply with past total coliform detection. , Extend Distribution System, New System Consolidation Page 6 of 28 Address nitrate contamination, New Ground Water Source, Upgrade Distribution System New Ground Water Source, New Storage, Upgrade Distribution System NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 2,300 $1,279,000 125 $272,431,411 17615 St.Lawrence NORFOLK WATER DISTRICT / Norfolk (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source 17143 Saratoga SARATOGA GLEN HOLLOW / Saratoga Glen Hollow W.C. Extend system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past totalcoliform detection. , Extend Distribution System, New System Consolidation 750 $1,096,804 125 $273,528,215 17144 Chemung CHEMUNG (T) WATER SYSTEM / Chemung (T) Consolidate PWS with Coliform contamination, extend to private contaminated/poor yielding wells, New Complete System (New System), New System Consolidation 280 $5,651,000 125 $279,179,215 17888 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) New well to provide source redundancy. New transmission main to provide adequate CT., New Ground Water Source, New Transmission 2,300 $1,374,000 120 $280,553,215 18004 Chautauqua WESTFIELD VILLAGE / Westfield (V) Address inadequate source capacity and insuffcient pressure, Upgrade Storage, Upgrade Distribution System 3,450 $3,977,200 120 $284,530,415 17151 Erie AURORA WATER DISTRICT 18 / Aurora (T) Extend system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past total coliform detection. WD 18., Extend Distribution System 1,288 $15,704,100 120 $300,234,515 17594 Oswego ROUTE 11 NORTH/FULLER ROAD WD PHASE D / Hastings (T) Extend distribution system to area of insufficient yielding or cantaminated private wells., Extend Distribution System, New System Consolidation 1,200 $3,106,480 120 $303,340,995 16876 Dutchess BRETTVIEW ACRES WATER New Surface Water Treatment Rule Compliance Facility CO / Brettview Water Co. Inc. $40,800 115 $303,381,795 17728 Onondaga SKANEATELES VILLAGE / Skaneateles Install UV Disinfection for LT2 compliance., Upgrade Water Treatment Plant 2,610 $793,100 115 $304,174,895 17071 Dutchess BIRCH HILL MANOR / DCWWA DCWWA ZONE K BIRCH HILL WATER SYSTEM, Upgrade Water Treatment Plant, New Ground Water Source 200 $575,000 115 $304,749,895 17801 Yates WD #1 / Torrey (T) New Distribution System 375 $3,079,875 115 $307,829,770 16811 Steuben RIVERSIDE PARK / Carol Naar New chlorination system., Upgrade Ground Water Source 125 $45,735 115 $307,875,505 17986 Orange PORT JERVIS CITY / Port Jervis (C) Addition of clarification, Upgrade Water Treatment Plant 9,000 $3,610,000 115 $311,485,505 16093 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) New Transmission, New Storage, New Pump Station 2,300 $2,501,000 115 $313,986,505 17068 Rensselaer SCHAGHTICOKE (V) PWS / Schaghticoke (V) Upgrade Water Treatment Plant, Upgrade Storage, Upgrade Distribution System, Extend Distribution System 675 $6,585,700 115 $320,572,205 17230 Oneida BENEFITED AREA E / Floyd (T) New Distribution System, New System Consolidation 115 $325,000 115 $320,897,205 17591 Ontario BLOOMFIELD (V) OAKMOUNT AVE / Bloomfield (V) Upgrade Ground Water Source 750 $298,750 110 $321,195,955 17414 Greene CATSKILL VILLAGE / Catskill (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System $10,270,000 110 $331,465,955 17686 Clinton SARANAC WD / Saranac (T) New Surface Water Treatment Rule Compliance Facility $112,000 105 $331,577,955 Page 7 of 28 920 8,000 90 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 15301 Dutchess TIVOLI VILLAGE WATER / Tivoli (V) Construct new supply well(s), upgrade treatment, new storage, upgrade storage, upgrade distribution, Upgrade Water Treatment Plant, New Ground Water Source, New Storage, Upgrade Pump Station, Upgrade Distribution System 1,303 $3,729,700 105 $335,307,655 17361 Schoharie COBLESKILL VILLAGE / Cobleskill (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 4,533 $4,120,000 105 $339,427,655 16446 Sullivan WOODRIDGE VILLAGE / Woodridge (V) Upgrade Water Treatment Plant 902 $351,430 105 $339,779,085 17358 Rensselaer SCHODACK WATER DISTRICT # 3 / Schodack (T) Connect WD #3 (Maple Crest) to WD #1 (Clearview), Extend Distribution System, New System Consolidation 140 $0 105 $339,779,085 17588 Steuben CORNING MANOR WATER DISTRICT / Corning (T) Extend to ontaminated private wells, consolidate 5 small PWS's, Upgrade Storage, New System Consolidation 350 $1,315,187 105 $341,094,272 18053 Schoharie COBLESKILL / Cobleskill (T) Howe Caverns/Route 7 Service Area Extension, Extend Distribution System 500 $4,899,004 105 $345,993,276 16169 Greene ASHLAND WD#1 / Ashland (T) New Complete System (New System), New Inter-Connection 300 $2,873,620 105 $348,866,896 17338 Dutchess DUTCHESS ESTATES INC / Dutchess Estates Water Company Upgrade Ground Water Source, Upgrade Storage, Upgrade Pump Station 500 $455,388 100 $349,322,284 18067 Otsego GILBERTSVILLE VILLAGE / Gilbertsville (V) New Ground Water Source, New Storage, Upgrade Distribution System 477 $3,865,000 100 $353,187,284 15958 Greene PRATTSVILLE WATER DISTRICT / Prattsville (T) New Ground Water Source 410 $1,361,800 100 $354,549,084 17062 Wyoming PIKE VILLAGE / Pike (V) New Ground Water Source, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 369 $494,596 100 $355,043,680 17021 Dutchess ROKEBY HOMES,INC. / DCWWA DCWWA ZONE F PROJECT ROKEBY WATER SYSTEM , Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System, New System Consolidation 160 $495,356 100 $355,539,036 17403 Sullivan WOODRIDGE VILLAGE / Woodridge (V) New Ground Water Source 902 $450,000 100 $355,989,036 17554 Chautauqua PORTLAND (T) WATER DISTRICT NO. 7 / Portland (T) Serve 218 parcels currently on insufficient private wells on portions of Route 5 and Walker Road. Consolidate DJ's Campground., New System Consolidation, New Water District 333 $1,700,000 100 $357,689,036 16062 Niagara BARKER VILLAGE / Barker (V) Upgrade Distribution System 577 $835,085 95 $358,524,121 17093 Otsego HARTWICK WATER DISTRICT / Hartwick (T) WD New Ground Water Source, New Storage, Upgrade Distribution System 416 $1,745,850 95 $360,269,971 16606 Delaware DELHI VILLAGE / Delhi (V) Upgrade Distribution System, New System Consolidation 3,833 $1,373,428 95 $361,643,399 16654 Madison MORRISVILLE VILLAGE / Morrisville (V) To provide adequate pressure, Upgrade Distribution System 2,456 $1,300,000 95 $362,943,399 17564 Oswego BERNHARDS BAY WD / Constantia (T) Extend Distribution System, New System Consolidation 790 $5,890,000 95 $368,833,399 Page 8 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 15933 Seneca FAYETTE HAMLET WATER DISTRICT / Fayette (T) Extend Distribution System 17443 Albany ALTAMONT VILLAGE / Altamont (V) 16613 Chautauqua 17992 Pop. Project Cost Score Cumulative Total 400 $3,198,000 95 $372,031,399 New Brandle Road Wells, Disinfection, and Transmission Main, New Ground Water Source 2,000 $1,394,550 90 $373,425,949 MAYVILLE VILLAGE / Mayville (V) Upgrade Ground Water Source, Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,856 $2,884,000 90 $376,309,949 Cortland MCGRAW VILLAGE / McGraw (V) Upgrade Distribution System 1,306 $4,222,961 90 $380,532,910 17732 Fulton JOHNSTOWN (C) WATER WORKS / Johnstown (C) Replacement of Maylender finished water uncovered reservoir; automation of water system operations, New Other Expenses, New Storage, New Other (OT) 8,511 $3,255,000 90 $383,787,910 17870 Saratoga SCWA STILLWATER EXTENSION / Saratoga County Water Authorit Extend Transmission 2,100 $3,035,000 90 $386,822,910 17925 Schuyler MONTOUR FALLS / Montour Falls (V) Upgrade Storage, Upgrade Distribution System 1,800 $5,852,501 90 $392,675,411 15451 Saratoga STILLWATER WD #1 (STILLWATER VLG) / Stillwater (T) New Transmission, New Storage 1,560 $4,912,000 90 $397,587,411 17523 Orange MONTGOMERY W.D. #1 / Montgomery (T) Extend WD #1 to consolidate several water supplies, New System Consolidation $13,500,000 90 $411,087,411 16390 Ulster HIGHLAND WATER DISTRICT / Lloyd (T) New Storage, Extend Distribution System 4,000 $2,369,000 90 $413,456,411 16889 Oneida KIRKLAND (T) ROUTE 5 WATER DISTRICT / Kirkland (T) New system to serve area with private contaminated wells, consolidate public water supply. , New Complete System (New System) 300 $1,578,872 90 $415,035,283 17428 Albany FLAT ROCK ROAD W.D. / New Scotland (T) New Water District 149 $2,152,580 90 $417,187,863 17598 Oswego AREA 3,4 & 8 WATER SYSTEM / Schroeppel (T) New Distribution System, New System Consolidation 1,500 $7,678,916 90 $424,866,779 16262 Broome CONKLIN (T) W.D. / Conklin (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Inter-Connection, System Consolidation 1,000 $863,140 90 $425,729,919 15684 Greene NEW BALTIMORE (T) / New Baltimore (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,300 $5,000,000 90 $430,729,919 17375 St.Lawrence CANTON (T) E. SIDE WD / Canton (T) New Ground Water Source, New Storage, New Distribution System 350 $3,112,660 90 $433,842,579 17183 Seneca SENECA FALLS VILLAGE / Seneca Falls (V) Upgrade Water Treatment Plant, Upgrade Pump Station 7,400 $2,885,000 85 $436,727,579 15490 Warren NORTH CREEK WATER DISTRICT / Johnsburg (T) Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Storage 1,000 $1,112,250 85 $437,839,829 17445 Rensselaer NORTH GREENBUSH (T) WATER DISTRICT NO. 18 / North Greenbush (T) Purchase existing Private Water System, Connect to Municipal Water System , New System Consolidation, New Water District $437,750 85 $438,277,579 Page 9 of 28 605 212 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 1,400 $2,100,000 85 $440,377,579 16111 Dutchess BARD COLLEGE / Bard College Upgrade Water Treatment Plant, New Storage 18043 Chautauqua BARCELONNA WD / Westfield (T) New Town WD to aquire private water system. Other funding sources may be required to make project viable and eligible for DWSRF, Upgrade Distribution System, New Water District 128 $1,792,125 85 $442,169,704 17422 Herkimer HERKIMER (T), WD #3, #4, #5 / Herkimer (T) Upgrade Pump Station, Upgrade Distribution System, Extend Distribution System 320 $299,112 85 $442,468,816 16922 Herkimer GRAHM, NEWPORT & BROWN RD WD / Schuyler (T) New system to serve area with private contaminated wells. , New Complete System (New System) 260 $1,280,000 85 $443,748,816 17448 Washington KINGSBURY WD (QUEENSBURY) / Kingsbury (T) New water district to serve residents in area of groundwater contamination , New Distribution System, New Water District $845,000 85 $444,593,816 17858 Oswego WD#3 EXPANSION / Granby (T) Extend Distribution System 238 $5,315,041 85 $449,908,857 15531 Jefferson TOWN OF PAMELIA RT. 3, WATER DISTRICT / Pamelia (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System 96 $474,160 85 $450,383,017 15810 Steuben VICTORY PLACE / Merlyn Cavallaro Upgrade Ground Water Source 11 $112,800 80 $450,495,817 17298 Putnam BREWSTER VILLAGE / Brewster (V) New Ground Water Source, New Pump Station 2,000 $1,610,920 80 $452,106,737 17342 Washington CAMBRIDGE VILLAGE / Cambridge (V) Aquisition of existing Cambridge Water Works, New Storage, Upgrade Distribution System 1,524 $2,500,000 80 $454,606,737 17377 Chautauqua SILVER CREEK (V) / Silver Creek (V) New Storage, Upgrade Distribution System 1,000 $4,311,000 80 $458,917,737 15736 Erie COLLINS WD #3 / Collins (T) Upgrade Transmission, New Storage, Upgrade Distribution System 760 $625,000 80 $459,542,737 18051 Montgomery FULTONVILLE VILLAGE PWS / Fultonville (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 740 $1,262,150 80 $460,804,887 15704 Greene COXSACKIE VILLAGE / Coxsackie (V) Upgrade Transmission, New Storage, Upgrade Distribution System 4,010 $6,210,000 80 $467,014,887 15236 Chautauqua SHERMAN VILLAGE / Sherman (V) Address total Coli violations., Upgrade Distribution System $795,000 80 $467,809,887 15325 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Water Treatment Plant, Upgrade Surface Water Source 2,200 $3,300,000 80 $471,109,887 17145 Oneida TIBBITS/SNOWDEN HILL WD / New Hartford (T) New system to serve area with private contaminated wells. , New Complete System (New System) 450 $2,400,000 80 $473,509,887 18002 Steuben HAMLET OF WOODHULL MUNICIPAL WS / Woodhull (T) System to serve former Village (now hamlet) with private contaminated wells., New Ground Water Source, New Storage, New Distribution System 483 $4,489,928 80 $477,999,815 17934 Onondaga LAFAYETTE (T) / LaFayette (T) Creation of Central LaFayette Water District., New Water District 2,000 $5,700,000 80 $483,699,815 Page 10 of 28 1,300 917 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17077 Rensselaer NORTH GREENBUSH WD #13 / North Greenbush (T) New system to serve area with private contaminated wells (Snyder's Lake Area). , New System Consolidation, New Water District 1,050 $4,635,000 80 $488,334,815 17510 Oswego NORTH AREA WD / Volney (T) New Distribution System, New System Consolidation 1,000 $6,604,000 80 $494,938,815 15599 Seneca FAYETTE WATER PROJECT / Varick (T) Extend Distribution System 520 $1,406,800 80 $496,345,615 17567 Steuben URBANA WATER DISTRICT #2 / Urbana (T) Proposed WD #3. Extend system to serve private contaminated wells and consolidate public water supplies., Extend Distribution System, New System Consolidation, New Water District 33 $3,565,111 80 $499,910,726 16444 Columbia DARROW SCHOOL / The Darrow School New Ground Water Source, New Storage 150 $169,950 75 $500,080,676 17949 Dutchess HIGH MEADOWS PARK INC / High Meadows Co-op Corp New Ground Water Source, Upgrade Storage 500 $44,577 75 $500,125,253 17533 Clinton CHAMPLAIN VILLAGE / Champlain (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 2,947 $1,883,226 75 $502,008,479 16381 Orleans LYNDONVILLE VILLAGE / Lyndonville (V) Upgrade Transmission, Upgrade Distribution System 1,418 $1,612,864 75 $503,621,343 15843 Delaware MARGARETVILLE VILLAGE / Margaretville (V) Upgrade Storage, Upgrade Distribution System 700 $737,900 75 $504,359,243 17076 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) Upgrade Surface Water Source 4,323 $173,600 75 $504,532,843 16273 Suffolk DERING HARBOR CORP / Dearing Harbor (V) Upgrade Water Treatment Plant 250 $20,791 75 $504,553,634 15718 Orange MONROE WD #10 - PINE TREE ROAD / Monroe (T) New system to serve area with private contaminated wells. , New Transmission 50 $215,000 75 $504,768,634 17633 Steuben SYLVAN BEACH WANETA LAKE WATER DISTRICT / Wayne (T) New Complete System (New System) 921 $4,175,175 75 $508,943,809 15925 Allegany TOWN OF WELLSVILLE / Wellsville (T) Extend system to serve area with private contaminated wells, Morningside Area, Extend Distribution System 5,000 $867,106 75 $509,810,915 17229 Rensselaer NORTH GREENBUSH WD #14 / North Greenbush (T) New system to serve inadequate private wells in Northeast corner of Town , New Inter-Connection, New System Consolidation, New Water District 3,000 $7,313,000 75 $517,123,915 16899 Oneida FLOYD BENEFIT (T) AREA "D" / Floyd (T) New Complete System (New System) 900 $7,750,000 75 $524,873,915 17979 Jefferson WATRE DISTRICT NO. 8 / Watertown (T) Extend Distribution System, New System Consolidation 119 $1,929,000 75 $526,802,915 17311 Herkimer MANION HEIGHTS WD / German Flatts (T) New Complete System (New System) 105 $152,000 75 $526,954,915 17098 Jefferson WILNA WD#1 / Wilna (T) Extend system to serve area with private contaminated wells. , New Distribution System 85 $569,590 75 $527,524,505 Page 11 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. 5,676 17368 Orange GOSHEN VILLAGE / Goshen (V) New Water Treatment Plant, New Ground Water Source, New Transmission 16984 Westchester KITCHAWAN WATER DISTRICT / Yorktown (T) correct organic exceedances., New Transmission 17042 Orange MONROE VILLAGE / Monroe (V) Upgrade Distribution System 17082 Ontario 17667 Project Cost Score Cumulative Total $5,311,500 70 $532,836,005 240 $500,000 70 $533,336,005 8,892 $986,000 70 $534,322,005 CLIFTON SPRINGS VILLAGE New Storage, Upgrade Distribution System / Clifton Springs (V) 2,190 $618,000 70 $534,940,005 Tioga NEWARK VALLEY VILLAGE / Upgrade Distribution System Newark Valley (V) 1,253 $4,813,000 70 $539,753,005 15560 Oneida VERNON VILLAGE (SWP) / Vernon (V) New Transmission, New Storage, New Distribution System, New Inter-Connection 1,155 $5,610,300 70 $545,363,305 17618 St.Lawrence GOUVERNEUR VILLAGE / Gouverneur (V) Upgrade Water Treatment Plant 4,263 $2,160,600 70 $547,523,905 17626 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 5,600 $5,675,916 70 $553,199,821 18009 Tompkins DRYDEN VILLAGE / Dryden (V) New Ground Water Source, New Storage, Upgrade Distribution System 2,000 $5,924,000 70 $559,123,821 15205 Oneida BOONVILLE VILLAGE / Boonville (V) New Transmission, New Storage, Upgrade Distribution System 2,300 $801,144 70 $559,924,965 17635 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) New Transmission, New Storage, New Pump Station, Extend Distribution System 600 $360,500 70 $560,285,465 17972 Cayuga (T) BRUTUS WATER DISTRICT #8 / Brutus (T) New (T) Brutus WD #8 (Cottle Road), Upgrade Distribution System, New Water District 400 $1,920,334 70 $562,205,799 16012 Chautauqua WESTFIELD VILLAGE / Westfield (V) East Main St., Upgrade Distribution System $950,000 70 $563,155,799 17571 Ulster WEST HURLEY WATER DISTRICT #1 (PROPOSED) / Hurley (T) New Complete System (New System) 450 $4,713,160 70 $567,868,959 17359 Madison LEWIS POINT/PINE RIDGE ROAD / Lenox (T) New Water District 210 $1,192,230 70 $569,061,189 16435 Oneida DEERFIELD (T), SMITH HILL EXT. / Deerfield (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System 200 $638,000 70 $569,699,189 17526 Allegany WELLSVILLE WATER DISTRICT / Wellsville (T) Extend Distribution System, New Water District 133 $1,192,450 70 $570,891,639 15435 Washington FORT EDWARD WD #2 / Fort Edward (T) Extend Distribution System 126 $650,000 70 $571,541,639 17884 Onondaga MARCELLUS (T) / Marcellus (T) Pheasant Valley Road WD., New Distribution System, New Inter-Connection 93 $782,000 70 $572,323,639 Page 12 of 28 3,450 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 17186 Steuben REXVILLE WATER DISTRICT / West Union (T) New system to serve area with private contaminated wells. , New Complete System (New System) 17663 Suffolk EAST FARMINGDALE WD / Babylon East Farmingdale WD VOC Treatment at Plant No. 4, Upgrade Water Treatment Plant 16144 Orange GOSHEN W.D. #1 (HAMBLETONIAN PARK) / Goshen (T) 16737 Dutchess 17504 Pop. 60 Project Cost Score Cumulative Total $100,000 70 $572,423,639 7,500 $4,398,512 65 $576,822,151 New Ground Water Source, New Storage, Upgrade Distribution System 509 $2,605,900 65 $579,428,051 DOVER RIDGE ESTATES / Beekman (T) Upgrade Ground Water Source 250 $266,500 65 $579,694,551 Schoharie CENTRAL BRIDGE WATER DISTRICT / Central Bridge WD DBP Control , Upgrade Water Treatment Plant 1,061 $1,773,000 65 $581,467,551 17575 Fulton NORTHAMPTON (T) WATER DISTRICT / Northampton (T) Upgrade Storage, Upgrade Distribution System 1,000 $6,303,627 65 $587,771,178 17282 Dutchess RHINEBECK VILLAGE WATER / Rhinebeck (V) Upgrade Water Treatment Plant 4,300 $365,200 65 $588,136,378 16762 Cayuga UNION SPRINGS VILLAGE / Union Springs (V) New Water Treatment Plant 2,000 $165,000 65 $588,301,378 15797 Essex PORT HENRY V / Port Henry (V) Upgrade Transmission, Upgrade Distribution System 1,831 $511,910 65 $588,813,288 15042 Genesee ALEXANDER VILLAGE / Alexander (V) New Storage 781 $880,425 65 $589,693,713 17746 Ontario RUSHVILLE VILLAGE / Rushville (V) Upgrade Surface Water Treatment Rule Compliance Facility 621 $1,969,200 65 $591,662,913 17389 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Replace lead service lines from the watermain to the property line to correct lead & copper exceedances., Upgrade Distribution System 250 $444,445 65 $592,107,358 17609 Chenango NORWICH CITY / Norwich (C) New Water Treatment Plant 8,000 $8,652,000 65 $600,759,358 17766 Broome DEPOSIT (V) WATER DEPARTMENT / Deposit (V) Upper NW Quadrant water main reconstruction, new river crossing, new telemetry system., Upgrade Transmission, Upgrade Distribution System 2,080 $2,006,336 65 $602,765,694 17417 Delaware ARKVILLE WATER DISTRICT / Middletown (T) Extend distribution, 100,000 gallons of storage, 100 gpm well, system consolidation., New Ground Water Source, New Storage, Extend Distribution System, Extend System Consolidation 400 $1,833,375 65 $604,599,069 15040 Montgomery PALATINE BRIDGE (V) WATER WORKS / Palantine Bridge (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 890 $985,750 65 $605,584,819 17610 Montgomery AMSTERDAM (T) / Amsterdam(T) New Storage, New Pump Station, Extend Distribution System 400 $4,506,250 65 $610,091,069 17935 Madison LENOX (T) / Lenox (T) Water District No. 12., New Water District 750 $5,000,000 65 $615,091,069 18016 Steuben WD #3 / Campbell (T) Serve private contaminated/poor yielding wells., Extend Water District $908,687 65 $615,999,756 Page 13 of 28 1,025 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 16679 Seneca JUNIUS WATER DISTRICT #1 / Junius (T) Extend system to serve area with private contaminated wells. W.D. Ext. #2., Extend Distribution System 300 $623,607 65 $616,623,363 16798 St.Lawrence EAST NORFOLK WATER DISTRICT / Norfolk (T) New system to serve area with private contaminated wells. , New Complete System (New System) 270 $750,000 65 $617,373,363 15183 Orleans SHELBY (T) / Shelby (T) Extend system to serve area with private contaminated wells. Water Improvement No. 4 - Phase I., Extend Distribution System 240 $249,700 65 $617,623,063 17826 Lewis WATER DISTRICT NO. 10 / Lowville (T) New Distribution System 240 $507,000 65 $618,130,063 16921 Jefferson ADAMS (T) WD #2 / Adams (T) New system to serve area with private contaminated wells. , New Complete System (New System) 190 $1,509,000 65 $619,639,063 15483 Yates BENTON TOWN WATER DISTRICT NO. 1 / Benton (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 97 $639,000 65 $620,278,063 16699 Westchester SUNSET RIDGE WATER DISTRICT / North Salem (T) Replacement of pump control equipment, storage tank cleaning & coating, water main replacement & installation, pump house reapirs, pump house fencing and driveway, Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System 625 $400,000 60 $620,678,063 17548 Albany MENANDS VILLAGE / Menands (V) Upgrade Pump Station, Upgrade Distribution System 3,900 $6,936,000 60 $627,614,063 17193 Essex AUSABLE FORKS WD / Jay (T) Upgrade Water Treatment Plant, New Storage 900 $5,201,603 60 $632,815,666 16576 Chemung NORTHSTAR MHP / Leading Edge Properties water softener system and, Upgrade Distribution System 400 $93,113 60 $632,908,779 18038 Saratoga MECHANICVILLE CITY / Mechanicville (C) Interconnection to SCWA, Alternative to Project 17742, New Transmission 5,100 $9,465,623 60 $642,374,402 15846 Essex MORIAH WD / Moriah (T) Upgrade Distribution System 3,100 $606,876 60 $642,981,278 16653 Delaware WALTON VILLAGE / Walton (V) Upgrade Controls, Upgrade Ground Water Source, Upgrade Distribution System 3,070 $0 60 $642,981,278 17037 Nassau EAST WILLISTON (V) / East Williston (V) Replacement of lead service lines to about 120 residences, New Other Expenses, New Other (OT) 2,503 $456,000 60 $643,437,278 16236 Dutchess RED HOOK VILLAGE / Red Hook (V) New Ground Water Source, Upgrade Ground Water Source, New Storage, Upgrade Distribution System 2,214 $9,328,300 60 $652,765,578 17883 Ulster NEW PALTZ (V) / New Paltz (V) Construct mains in Northern portion of Village to loop system, Upgrade Distribution System 6,000 $759,625 60 $653,525,203 18026 Tioga CANDOR VILLAGE WATER DEPT. / Candor (V) Upgrade Storage, Upgrade Distribution System 1,020 $3,047,237 60 $656,572,440 17097 Orleans MEDINA VILLAGE / Medina (V) Upgrade Distribution System 6,500 $4,088,085 60 $660,660,525 17092 Otsego LAURENS VILLAGE / Laurens (V) New Storage, Upgrade Distribution System 381 $1,236,000 60 $661,896,525 Page 14 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 15561 Jefferson WATERTOWN (T) / Watertown (T) New system to serve area with private contaminated wells. , New Complete System (New System), New Storage, New Distribution System 17036 Genesee TOWN OF PEMBROKE WATER DISTRICT NO. 1 / Pembroke (T) 16814 Ontario 16886 Pop. Project Cost Score Cumulative Total 530 $2,547,476 60 $664,444,001 Extend system to serve area with private contaminated wells. , Extend Distribution System 2,000 $3,860,000 60 $668,304,001 WEST BLOOMFIELD WD / West Bloomfield (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 1,500 $231,750 60 $668,535,751 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) County Road 35 and Dugway Road. , Extend Distribution System 1,500 $195,513 60 $668,731,264 17927 Lewis CONSOLIDATED WATER DISTRICT / Watson (T) New Ground Water Source, New Storage, Extend Distribution System 1,500 $12,389,600 60 $681,120,864 16767 Seneca ROUTE 96 WATER DISTRICT / Waterloo (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 202 $1,845,512 60 $682,966,376 15578 Seneca BURGESS ROAD WATER DISTRICT / Junius (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 200 $699,100 60 $683,665,476 17616 Oneida VIENNA (T) / Vienna (T) New Distribution System 150 $210,000 60 $683,875,476 17886 Oneida HALSTEAD ROAD WD / Vienna (T) Extend Distribution System 75 $692,400 60 $684,567,876 16516 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) Upgrade Distribution System 100 $550,000 55 $685,117,876 15811 Onondaga SKANEATELES VILLAGE / Skaneateles (V) Improve disinfection contact time., Upgrade Transmission 2,610 $1,600,000 55 $686,717,876 17031 Essex CROWN POINT WD / Crown Point (T) Upgrade Distribution System 995 $2,795,678 55 $689,513,554 16571 Franklin HARRIETSTOWN (T) / Harrietstown (T) Upgrade Distribution System 5,621 $710,800 55 $690,224,354 16957 Franklin CHATEAUGAY V / Chateaugay (V) Upgrade Distribution System 1,100 $2,750,000 55 $692,974,354 17547 Broome WHITNEY POINT VILLAGE / Whitney Point (V) New Wells, Main Street Wellfield/Pumphouse Improvements., Upgrade Ground Water Source, New Ground Water Source 1,054 $569,400 55 $693,543,754 18064 Oneida FORESTPORT WATER DISTRICT / Foresport (T) New Ground Water Source 900 $390,000 55 $693,933,754 18015 Yates WS IMPROVEMENTS / Dundee (V) Upgrade Storage, Upgrade Distribution System 1,690 $6,913,360 55 $700,847,114 18007 Cortland MARATHON VILLAGE / Marathon (V) New Storage, New Pump Station, Upgrade Distribution System 1,107 $2,947,345 55 $703,794,459 17940 Delaware ROXBURY WATER DISTRICT / Roxbury (T) Upgrade Storage, Upgrade Distribution System 755 $1,423,000 55 $705,217,459 Page 15 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 17599 Sullivan EDGEWOOD LAKES, INC. / Edgewood Lakes Inc. Replace hydropneumatic tank, New Storage 17670 Erie EDEN WD#7 / Eden (T) Eden WD#7, New Storage, New Distribution System 17673 Erie EDEN WD#2 / Eden (T) Eden WD#2 Shadagee Road Water Project Pump Station and Waterlines, New Pump Station, New Distribution System 16501 Erie BLASDELL VILLAGE / Blasdell (V) 18071 Cattaraugus 18049 Pop. 17 Project Cost Score Cumulative Total $9,000 55 $705,226,459 1,800 $5,460,000 55 $710,686,459 500 $5,280,000 55 $715,966,459 Consolidation of the Village system with Erie County Water Authority, Upgrade Distribution System, New System Consolidation 3,200 $2,515,000 55 $718,481,459 RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s Repalcement of Water Mains, Upgrade Distribution System 1,250 $7,075,000 55 $725,556,459 Erie CONCORD TOWN WATER SYSTEM / Town of Concord Extend Distribution System $335,000 55 $725,891,459 18010 Oswego TOWN/VILLAGE JOINT WATER PROJECT / Parish (T) Serve private contaminated/poor yielding wells., Extend Distribution System $10,150,000 55 $736,041,459 15109 Seneca VARICK/ROMULUS WATER PROJECT / Varick (T) Extend Distribution System 850 $3,100,000 55 $739,141,459 15339 Erie EAST HILL WATER DISTRICT NO. 3 / Boston (T) New Storage, New Pump Station, Extend Distribution System 800 $3,708,000 55 $742,849,459 17220 Cayuga VICTORY (T) WD #2 / Victory (T) Extend Distribution System 612 $3,389,601 55 $746,239,060 15090 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $929,060 55 $747,168,120 15092 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $632,420 55 $747,800,540 16949 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $495,430 55 $748,295,970 17636 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $286,340 55 $748,582,310 15613 Livingston YORK (T) WD NO. 2 / York (T) Extend Distribution System 350 $526,330 55 $749,108,640 18047 Genesee RTE 98 WD / Batavia (T) New Water District the serve areas East and West of Rte. 98, New Water District 318 $5,322,464 55 $754,431,104 16724 Seneca TYRE (T) WATER DISTRICT / Tyre (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 260 $992,508 55 $755,423,612 16851 Erie AURORA (T) WATER IMP. AREA NO. 5 / Aurora (T) Extend Distribution System 210 $613,500 55 $756,037,112 15089 Schenectady PRINCETOWN (T) - WD#1 / Princetown (T) Extend Distribution System 183 $860,050 55 $756,897,162 Page 16 of 28 125 1,200 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower 16804 Broome STILLWATER RD WD#6 / Conklin (T) 17315 Cayuga 15545 Description Extend Distribution System Pop. Project Cost Score Cumulative Total 173 $412,782 55 $757,309,944 New Pump Station, Extend Distribution System MORAVIA (T) WATER DISTRICT NO. 1 / Moravia (T) 162 $663,320 55 $757,973,264 Ontario New Storage, Extend Distribution System OAKMOUNT ROAD WATER SYSTEM / East Bloomfield (T) 150 $2,224,000 55 $760,197,264 18045 Genesee CREEK RD. WD / Batavia (T) New Water District 136 $1,407,623 55 $761,604,887 17189 Jefferson WATER DISTRICT #5 / Cape Vincent (T) New system to serve area with private contaminated wells. , New Distribution System 100 $1,085,200 55 $762,690,087 17478 Clinton ROUTE 11 WD / Champlain (T) Extend Distribution System 100 $1,267,380 55 $763,957,467 17771 Albany MARTINS HILL ROAD WATER DISTRICT / Coeymans (T) Extend distribution from Village of Ravena to serve Martins Hill Road Water District., Extend Distribution System, New Water District 66 $314,150 55 $764,271,617 18046 Genesee PRATT RD. WD / Batavia (T) New Water District 55 $1,067,974 55 $765,339,591 17479 Clinton WEST SERVICE ROAD WD / Champlain (T) Extend Distribution System 30 $675,284 55 $766,014,875 18011 Oneida ROUTE 5 WD / Vernon (T) Serve private contaminated/poor yielding wells., Extend Distribution System 30 $244,000 55 $766,258,875 17584 Westchester ARBOR HILLS WATER WORKS / Arbor Hills Waterworks New wells, storage and booster pump., New Ground Water Source, New Storage 180 $725,000 50 $766,983,875 15430 Putnam BREWSTER VILLAGE / Brewster (V) New Storage 2,000 $1,628,000 50 $768,611,875 16211 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara County Contract 15G, E., Upgrade Water Treatment Plant, Upgrade Transmission 8,978 $6,526,857 50 $775,138,732 18069 Madison HAMILTON VILLAGE / Hamilton (V) New Ground Water Source, Upgrade Distribution System 3,904 $4,100,000 50 $779,238,732 16188 Chautauqua WESTFIELD VILLAGE / Westfield (V) Upgrade Water Treatment Plant 3,450 $2,150,000 50 $781,388,732 18062 Oswego CLEVELAND VILLAGE / Cleveland (V) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 925 $1,576,930 50 $782,965,662 17948 Greene HENSONVILLE (WINDHAM W.D.) / Windham (T) Upgrade Ground Water Source 402 $757,050 50 $783,722,712 16627 Nassau CARLE PLACE WD / Carle Place WD Wells #3 & #4, Terrace Drive, Carle Place, NY, New Water Treatment Plant 9,005 $1,510,800 50 $785,233,512 17191 Yates PENN YAN VILLAGE / Penn Yan (V) Upgrade Water Treatment Plant 5,248 $1,300,000 50 $786,533,512 Page 17 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 1,900 $3,048,188 50 $789,581,700 15240 Jefferson ALEXANDRIA VILLAGE / Alexandria Bay (V) Upgrade Surface Water Source, Upgrade Storage, Upgrade Distribution System 17982 Steuben PRATTSBURGH WATER DISTRICT / Prattsburgh (T) Upgrade Storage, Upgrade Distribution System 850 $1,485,415 50 $791,067,115 17319 Putnam MOUNTAIN BROOK HOMES / Southeast (T) New Water Treatment Plant, New Ground Water Source 176 $427,000 50 $791,494,115 16880 Seneca INTERLAKEN VILLAGE / Interlaken (V) Upgrade Ground Water Source 650 $320,807 50 $791,814,922 15287 Cortland VIRGIL (T) / Virgil (T) Upgrade Ground Water Source, New Storage, Extend Distribution System, System Consolidation 345 $2,223,234 50 $794,038,156 15297 Cortland HOMER VILLAGE-NEWTON WATER WORKS / Homer (V) Upgrade Distribution System 4,368 $440,000 50 $794,478,156 17921 Oneida EUREKA ROAD WD / Westmoreland (T) New Pump Station, New Distribution System 35 $180,000 50 $794,658,156 17378 Ontario GORHAM TOWN WD / Gorham (T) Extension No. 9., Extend Distribution System 4,500 $732,000 50 $795,390,156 16449 Albany GREEN ISLAND VILLAGE / Green Island (V) Extend Distribution System 2,900 $381,100 50 $795,771,256 18018 Wyoming CASTILE VILLAGE / Castile (V) Upgrade Other Expenses, Upgrade Storage, Upgrade Distribution System, New System Consolidation, Upgrade Other (OT) 1,135 $2,444,813 50 $798,216,069 17899 Genesee WD II / Alabama (T) Extend Water District 1,056 $5,416,206 50 $803,632,275 17596 Tioga SPENCER (V) / Spencer (V) New Complete System (New System), New System Consolidation 731 $7,865,000 50 $811,497,275 17978 Jefferson NORTHEAST WATER DISTRICT / Waertown (T) New Ground Water Source, New Storage, New Distribution System 550 $6,177,300 50 $817,674,575 17327 Onondaga CROSS LAKE/N. ELBRIDGE AREA WD / Elbridge (T) New Storage, New Pump Station, Extend Distribution System 534 $2,590,450 50 $820,265,025 16205 Oswego SENECA HILLS HEALTH CAMPUS / Volney (T) Upgrade Distribution System 450 $1,115,000 50 $821,380,025 16908 Chautauqua BUSTI (T) WATER DISTRICT #3 / Busti (T) Extend Distribution System 450 $750,000 50 $822,130,025 17223 Cayuga WEST GENESEE STREET WATER DISTRICT / Aurelius (T) Extend Distribution System 175 $1,198,000 50 $823,328,025 17026 Seneca BOODY'S HILL WD (WATER DISTRICT #5) / Fayette (T) Extend to serve private contaminated wells. , Extend Distribution System 151 $788,980 50 $824,117,005 17058 Jefferson HOUNSFIELD (T) WD #2 EXTENSION / Hounsfield (T) Extend Distribution System 123 $794,439 50 $824,911,444 Page 18 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 100 $1,115,000 50 $826,026,444 29 $378,000 50 $826,404,444 17895 Livingston LONG POINT ROAD WD / Geneseo(T) Extend Water District 17326 Onondaga LAIRD ROAD WATER DISTRICT / Elbridge (T) Extend Distribution System 16136 Westchester ELMSFORD VILLAGE / Elmsford (V) Upgrade Water Treatment Plant 4,600 $1,000,000 45 $827,404,444 15834 Wayne PALMYRA VILLAGE / Palmyra (V) New Pump Station 3,550 $102,700 45 $827,507,144 17941 Herkimer MIDDLEVILLE (V) WATER WORKS / Middleville (V) Upgrade Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 725 $3,453,415 45 $830,960,559 18052 Jefferson CAPE VINCENT VILLAGE / Cape Vincent (V) Upgrade Water Treatment Plant 1,500 $3,200,000 45 $834,160,559 17929 Steuben PINEWOOD ACRES WATER DISTRICT / Corning Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System 168 $3,426,552 45 $837,587,111 17945 Sullivan MONTICELLO VILLAGE / Monticello (V) Upgrade storage and distribution piping, Upgrade Storage, Upgrade Distribution System 8,000 $7,395,000 45 $844,982,111 17055 Herkimer FRANKFORT (V) WATER WORKS / Frankfort (V) New Ground Water Source 2,995 $481,691 45 $845,463,802 17057 Herkimer FRANKFORT (V) WATER WORKS / Frankfort (V) Upgrade Distribution System 2,995 $1,971,007 45 $847,434,809 15547 Allegany FRIENDSHIP TOWN WATER DISTRICT / Friendship (T) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 1,380 $1,030,000 45 $848,464,809 17226 Franklin CHATEAUGAY (T) WD#1 / Chateaugay (T) New Water District 100 $114,075 45 $848,578,884 17402 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) New Well, New Ground Water Source 100 $2,000 45 $848,580,884 15724 Chautauqua LAKEWOOD VILLAGE / Lakewood (V) New Transmission, New Pump Station, Inter-Connection 3,258 $870,000 45 $849,450,884 16512 Wayne OLD LYONS-NEWARK ROAD WATER DISTRICT / Lyons (T) New Transmission 300 $207,000 45 $849,657,884 17453 Broome LILIAN DRIVE WD / Binghamton (T) New Pump Station, Upgrade Distribution System, New Inter-Connection, New System Consolidation, New Water District 120 $281,000 45 $849,938,884 17953 Montgomery NELLISTON VILLAGE / Nelliston (V) New Storage, Upgrade Distribution System 375 $4,493,000 45 $854,431,884 15078 Orange HOLIDAY MOBILE PARK INC. / Mid-Hudson Park Management Upgrade Distribution System, System Consolidation 250 $412,000 45 $854,843,884 15276 Montgomery GLEN (T) W.D.#1 / Glen (T) Extend Distribution System 5,000 $950,000 45 $855,793,884 Page 19 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 15664 Niagara HARTLAND WD / Hartland (T) Extend Distribution System 16612 Ontario NORTH FARMINGTON WD / Farmington (T) 16698 Ontario 17922 Pop. Project Cost Score Cumulative Total 4,165 $726,500 45 $856,520,384 Fox Road & County Road 28., Extend Distribution System 2,300 $155,128 45 $856,675,512 GENEVA (T) / Geneva (T) New Storage, New Distribution System 1,500 $2,541,000 45 $859,216,512 Oneida NORTHEASTERN WD / Westmoreland (T) New Storage, New Pump Station, New Distribution System 880 $6,700,000 45 $865,916,512 16442 Suffolk NORTHEAST WOODS / East Hampton (T) Northeast Woods, East Hampton (T), Extend Distribution System 675 $2,524,278 45 $868,440,790 16313 Onondaga TOWN OF LYSANDER W.D. / Lamson Road Water District., New Distribution System, New Water District Lysander (T) 500 $5,284,000 45 $873,724,790 17672 Erie EDEN WD#6 / Eden (T) Eden WD#6, New Distribution System 500 $420,000 45 $874,144,790 16687 Chenango NORWICH TOWN WATER DISTRICT #2 / Norwich (T) Extend Distribution System 200 $390,885 45 $874,535,675 17811 Cayuga CAYUGA COUNTY WATER & SEWER / Cayuga County W&SA New Centerport / Sine Roads WD in (T) Throop., Extend Distribution System, New Water District 200 $818,850 45 $875,354,525 17671 Erie EDEN WD#5 / Eden (T) Eden WD#5, New Distribution System 150 $5,880,000 45 $881,234,525 17677 Genesee WATER DISTRICT #5 / Stafford (T) Extend Distribution System 123 $927,000 45 $882,161,525 16801 Broome CHENANGO WD #8 / Chenango (T) New Water District 100 $121,000 45 $882,282,525 16802 Broome CHENANGO WD #4 / Chenango (T) New Water District 100 $112,450 45 $882,394,975 16884 Monroe SOUTH CHILI WATER IMP. BENEFIT AREA NO. 2 / Chili (T) Extend Distribution System 100 $386,250 45 $882,781,225 17066 Genesee BYRON (T) WD NO. 3 / Byron (T) Extend to serve private contaminated wells in the Hamlet of North Byron., Extend Distribution System 100 $148,000 45 $882,929,225 17768 Genesee WATER DISTRICT #8 / Stafford (T) New Distribution System 90 $859,700 45 $883,788,925 17601 Putnam GARRISON LANDING WS / Philipstown (T) New Complete System (New System) 84 $325,146 45 $884,114,071 15295 Dutchess BEEKMAN (T) / Beekman (T) New Complete System (New System), New Distribution System 80 $579,478 45 $884,693,549 17676 Genesee WATER DISTRICT #7 / Stafford (T) Extend Distribution System 75 $679,700 45 $885,373,249 Page 20 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 16575 Genesee BARBARY COAST MHP / Affordable Great Locations Extend Distribution System 50 $82,700 45 $885,455,949 15417 Albany KRUMKILL RD. WATER DISTRICT / New Scotland (T) Extend Distribution System 45 $2,500,000 45 $887,955,949 15616 Ulster PORT EWEN WATER DISTRICT / Esopus (T) New Storage 4,800 $2,100,000 40 $890,055,949 15895 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Corrosion Control , Upgrade Ground Water Source 1,300 $2,500 40 $890,058,449 15629 Steuben HAMMONDSPORT VILLAGE / Hammondsport (V) Upgrade Distribution System 741 $405,000 40 $890,463,449 17804 Cayuga WELLS COLLEGE / Wells College Upgrade Water Treatment Plant, Upgrade Distribution System 400 $1,642,850 40 $892,106,299 15884 Warren POTTERSVILLE WATER DISTRICT / Chester (T) Upgrade Ground Water Source 325 $14,400 40 $892,120,699 17957 Dutchess BARD COLLEGE / Bard College New microfiltration plant., 1,400 $991,620 40 $893,112,319 15944 Chenango OXFORD VILLAGE / Oxford (V) New Ground Water Source, Upgrade Distribution System 1,738 $154,039 40 $893,266,358 15229 Orange SLEEPY HOLLOW MOBILE PARK / Sleepy Hollow MHP, LLC Upgrade Transmission, Upgrade Distribution System 400 $386,250 40 $893,652,608 18070 Wayne TRANSMISSION MAIN REPLACEMENT / Clyde(V) Upgrade Transmission 2,270 $357,900 40 $894,010,508 15308 Livingston EAST LAKE ROAD WATER DISTRICT / Livonia (T) Extend Distribution System 1,450 $2,093,140 40 $896,103,648 15129 Albany NORTHEAST WATER DISTRICT / New Scotland (T) New Complete System (New System) 370 $843,905 40 $896,947,553 15209 Ontario PHELPS (T) - ROUTE 96 WEST WD / Phelps (T) Extend Distribution System 300 $1,132,000 40 $898,079,553 15554 Ontario WEST LAKE RD BENEFIT BASIS DIS / Canandaigua (T) Canandaigua. (T), Extend Distribution System 220 $1,243,100 40 $899,322,653 15148 Monroe OGDEN (T) / Ogden (T) Extend Distribution System 171 $429,330 40 $899,751,983 16799 Broome CHENANGO WD #25 / Chenango (T) New WD to serve private insufficient yielding wells area of Poplar Hill Road , New Complete System (New System) 100 $383,500 40 $900,135,483 18056 Orange WARWICK VILLAGE / Warwick (V) Upgrade Water Treatment Plant, New Ground Water Source 6,083 $323,725 35 $900,459,208 17974 Steuben SOUTH CORNING VILLAGE / Upgrade Storage, Upgrade Distribution System South Corning (V) 1,147 $7,763,007 35 $908,222,215 Page 21 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 16073 Rensselaer PETERSBURGH WATER DISTRICT / Petersburg (T) Upgrade Ground Water Source 16209 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara County Contract 14A, E, G & H., Upgrade Water Treatment Plant 16586 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara (T) 18030 Rensselaer 17262 Pop. 240 Project Cost Score Cumulative Total $109,154 35 $908,331,369 8,978 $2,859,246 35 $911,190,615 New Transmission 8,978 $400,000 35 $911,590,615 RENSSELAER CITY PWS / Rensselaer (C) Washington Ave Corridor Improvements, Upgrade Distribution System 7,500 $3,169,952 35 $914,760,567 Orleans HOLLEY VILLAGE / Holley (V) NYS Route 31., Upgrade Distribution System 2,150 $210,243 35 $914,970,810 17540 Genesee OAKFIELD VILLAGE / Oakfield (V) Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,805 $2,864,100 35 $917,834,910 17791 Delaware STAMFORD VILLAGE / Stamford (V) New Storage, Upgrade Distribution System 1,280 $2,575,000 35 $920,409,910 16897 Essex CROWN POINT WD / Crown Point (T) Upgrade Distribution System 995 $1,000,000 35 $921,409,910 17595 Essex FOREVER WILD WATER CO-SIGNOR / Forever Wild Water Company Upgrade Ground Water Source, Upgrade Storage, Upgrade Pump Station 900 $2,247,987 35 $923,657,897 16723 Chemung WELLSBURG VILLAGE / Wellsburg (V) Upgrade Distribution System 631 $644,700 35 $924,302,597 15062 Oneida TAURUSEL, INC (POND HILL) / Taurusel, Inc. Upgrade Ground Water Source, Upgrade Distribution System, System Consolidation 54 $164,000 35 $924,466,597 15086 Seneca BORDER CITY WATER DISTRICT / Waterloo (T) Upgrade Distribution System 1,600 $161,340 35 $924,627,937 17560 Sullivan THE CALLICOON WATER COMPANY INC / Callicoon Water Co., Inc. Replace water tower on Delvue Road., New Storage 854 $100,000 35 $924,727,937 17887 Cayuga CATO VILLAGE / Cato (V) New Storage 601 $1,152,505 35 $925,880,442 15087 Sullivan ROUTE 55 WATER DISTRICT / Liberty (T) New Storage, New Pump Station, Upgrade Distribution System 500 $400,000 35 $926,280,442 17725 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA New Distribution System, Extend System Consolidation 7,012 $4,417,000 35 $930,697,442 17960 Franklin SARANAC LAKE V / Saranac Lake (V) Installation of water meters., 5,800 $1,000,000 35 $931,697,442 17969 Steuben BATH VILLAGE / Bath (V) Installation of solar powered storage tank water circulators., 5,641 $437,400 35 $932,134,842 16138 Oswego PHOENIX VILLAGE / Phoenix (V) State Street water main replacement., Upgrade Distribution System 2,138 $90,125 35 $932,224,967 Page 22 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. 1,160 $100,000 35 $932,324,967 16147 Orange WESTSIDE GREENWOOD LAKE W.D. / Warwick (T) Upgrade Distribution System 16246 Dutchess LITTLE SWITZERLAND / East Fishkill (T) Upgrade Distribution System, System Consolidation 450 $428,900 35 $932,753,867 15938 Dutchess TACONIC ESTATES WATER DISTRICT / East Fishkill (T) New Ground Water Source, System Consolidation 185 $148,000 35 $932,901,867 16461 Dutchess STONY CREEK FARMS (TOWN HOMES / Stoney Creek Farms Homeowners New Water Treatment Plant 21 $18,000 30 $932,919,867 15635 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Upgrade Ground Water Source, Upgrade Distribution System 7,000 $435,000 30 $933,354,867 18037 Ulster MARLBOROUGH WATER DISTRICT / (T) Marlborough New Transmission, New Storage, Upgrade Distribution System 3,248 $16,879,640 30 $950,234,507 15365 Sullivan WURTSBORO VILLAGE WATER SUPPLY / Wurtsboro (V) New 400,000 gallon potable water stand pipe and distribution system improvements, New Storage, Upgrade Distribution System 1,060 $1,545,000 30 $951,779,507 17882 Fulton BROADALBAN (V) / Broadalin Replace Aged Storage Tank, New Storage (V) 1,500 $1,990,000 30 $953,769,507 17787 Schoharie SCHOHARIE VILLAGE / Schoharie (V) Upgrade Distribution System 1,030 $2,570,000 30 $956,339,507 17905 Warren LAKE GEORGE VILLAGE / Lake George (V) Upgrade Distribution System 2,160 $1,650,675 30 $957,990,182 17956 Delaware ROXBURY WATER DISTRICT / Roxbury (T) Installation of water meters., 755 $358,178 30 $958,348,360 16720 Wayne RED CREEK VILLAGE / Red Creek (V) Upgrade Distribution System 526 $102,935 30 $958,451,295 15966 Orange CORNWALL-ON-HUDSON / Cornwall-On-Hudson (V) Upgrade Water Treatment Plant 9,300 $2,935,257 25 $961,386,552 17908 Suffolk SALTARE WATER DISTRICT / Saltaire (V) Infrastructure upgrade, Upgrade Water Treatment Plant, Upgrade Storage 1,400 $668,000 25 $962,054,552 17524 Westchester NORTH CASTLE WD #2 / North Castle (T) New well and storage, New Ground Water Source, New Storage 1,200 $1,458,695 25 $963,513,247 16250 Oneida J.E. BARRETT WD / Prospect (V) Upgrade Ground Water Source, New Storage, Upgrade Distribution System $326,000 25 $963,839,247 16015 Westchester BRIARCLIFF MANOR VILLAGE / Briarcliff Manor (V) Upgrade Distribution System 8,831 $2,845,400 25 $966,684,647 15401 Clinton PERU WD / Peru (T) Upgrade Surface Water Source, New Transmission 2,600 $620,000 25 $967,304,647 17741 Schenectady ROTTERDAM WD #3 / Rotterdam (T) Construction of new storage tank and transmission main, New Transmission, New Storage 2,000 $2,060,000 25 $969,364,647 Page 23 of 28 150 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Project Cost Score Cumulative Total Description Pop. Upgrade Pump Station 1,300 $225,320 25 $969,589,967 17795 Clinton MORRISONVILLE WATER DISTRICT / Plattsburgh (T) 15228 Orange PINE GROVE MOBILE HOME New Water Treatment Plant, Upgrade Transmission, New Storage, PARK / Pine Grove MHP, LLC Upgrade Distribution System 516 $484,100 25 $970,074,067 15634 Cayuga SENNETT WD #1 / Sennett (T) Upgrade Distribution System 200 $470,339 25 $970,544,406 17683 Clinton PLEASANT RIDGE WD / Plattsburgh (T) New Storage 168 $3,190,000 25 $973,734,406 17341 Albany SOUTH ALBANY WATER DISTRICT / Bethlehem (T) New Transmission 80 $146,775 25 $973,881,181 15896 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Well #1 - Rehab and Testing, Upgrade Ground Water Source 1,300 $15,500 25 $973,896,681 15893 Jefferson ADAMS (T) WD #1 & 2 (ADAMS CENTER) / Adams Center (T) Upgrade Storage 1,000 $121,954 25 $974,018,635 15805 Warren WARRENSBURG WATER DISTRICT / Warrensburg (T) Upgrade Ground Water Source 3,600 $375,000 25 $974,393,635 17965 Oswego RICHLAND TOWN PWS / Richland (T) Wind power generation at Schoeller well site., 2,350 $585,000 25 $974,978,635 16481 Jefferson VILLAGE OF CLAYTON / Clayton (V) New Transmission, New Distribution System 2,160 $214,000 25 $975,192,635 17939 Herkimer OLD FORGE (V) WATER DISTRICT / Webb (T) Upgrade Distribution System, Extend Distribution System 1,766 $561,350 25 $975,753,985 15268 Madison EARLVILLE VILLAGE / Earlville (V) East Main Street., Upgrade Distribution System 790 $96,509 25 $975,850,494 17961 Jefferson LAFARGEVILLE (T. ORLEANS) / Orleans (T) Installation of water meters., 750 $208,078 25 $976,058,572 15951 Orange VALLEY VIEW CTR FOR NURSING CARE & REHAB / Orange County New Water Treatment Plant, New Ground Water Source, New Storage, Upgrade Distribution System 851 $572,474 20 $976,631,046 15538 Tompkins LANSING WD #2 / Lansing (T) New Storage, New Pump Station, Upgrade Distribution System 400 $443,500 20 $977,074,546 16053 Niagara CAMBRIA WATER DISTRICT / Cambria (T) New Storage, New Pump Station, Upgrade Distribution System 5,393 $1,000,000 20 $978,074,546 16041 Ontario GORHAM TOWN WD / Gorham (T) New Pump Station, Upgrade Distribution System 4,500 $141,280 20 $978,215,826 17772 Saratoga BURNT HILLS-BALLSTON LK WD (GLENVILLE) / Ballston (T) New Pump Station, Extend Distribution System 4,500 $606,052 20 $978,821,878 17400 Orange HIGHLAND FALLS VILLAGE / Water Treatment Plant Filter Upgrades, Upgrade Water Treatment Plant Highland Falls (V) 4,400 $800,000 20 $979,621,878 Page 24 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. 2,666 18041 Putnam COLD SPRING VILLAGE / Cold Spring (V) Upgrade Transmission 17920 Oneida WESTMORELAND WD NO 1 (GU) / Westmoreland (T) New Ground Water Source, Upgrade Storage 17565 Orange BRITTANY TERRACE / Brittany Terrace, Inc. New water storage tank, New Storage 17583 Nassau OYSTER BAY WD / Oyster Bay (T) VOC removal at Plant #2., New Water Treatment Plant 15755 Albany RAVENA VILLAGE / Ravena (V) 15832 Wayne 15914 Project Cost Score Cumulative Total $958,000 20 $980,579,878 600 $2,850,000 20 $983,429,878 169 $215,000 20 $983,644,878 8,700 $1,597,530 20 $985,242,408 New Storage 4,500 $497,500 20 $985,739,908 PALMYRA VILLAGE / Palmyra (V) Upgrade Surface Water Source 3,550 $291,050 20 $986,030,958 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Transmission 3,550 $1,581,250 20 $987,612,208 15918 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Storage 3,550 $189,750 20 $987,801,958 15045 Oneida CLINTON VILLAGE / Clinton (V) Upgrade Distribution System 3,000 $822,000 20 $988,623,958 15691 Greene SLEEPY HOLLOW LAKE WATER CO. / Sleepy Hollow Lake Assoc. Upgrade Surface Water Source, Upgrade Storage 2,000 $1,144,330 20 $989,768,288 17383 Genesee OAKFIELD VILLAGE / Oakfield (T) Upgrade Transmission 1,805 $1,661,600 20 $991,429,888 16885 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) Cathodic protection system., Upgrade Storage 1,500 $13,390 20 $991,443,278 17802 Jefferson MADISON BARRACKS WATER SYSTEM / Sackets Harbor (V) Upgrade Distribution System 1,000 $1,700,000 20 $993,143,278 16758 Erie W. SENECA WD#3 / West Seneca (T) Orchard Park Road Watermain, Upgrade Distribution System 520 $460,000 20 $993,603,278 17419 Dutchess WAPPINGERS FALLS VILLAGE / Wappinger Falls (V) Upgrade Storage, New Storage, Upgrade Distribution System 6,000 $6,238,532 20 $999,841,810 17325 Onondaga MINOA VILLAGE / Minoa (V) Upgrade Distribution System 3,745 $307,336 20 $1,000,149,146 15897 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Upgrade Distribution System 1,300 $42,200 20 $1,000,191,346 17970 Sullivan WURTSBORO VILLAGE WATER SUPPLY / Wurtsboro (V) Installation of water meters., 1,060 $201,438 20 $1,000,392,784 17966 Rensselaer SCHAGHTICOKE (V) PWS / Schaghticoke (V) Installation of water meters., 675 $75,000 20 $1,000,467,784 Page 25 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total 17968 Schoharie SHARON SPRINGS VILLAGE Installation of water meters., / Sharon Springs (V) 547 $203,148 20 $1,000,670,932 15312 Westchester CROTON FALLS WATER DISTRICT / North Salem (T) Upgrade Distribution System 175 $121,339 20 $1,000,792,271 16494 Clinton CHAMPLAIN (T) / Champlain (T) System Acquisition-"Benefit Area #1", New Ground Water Source, New Distribution System 50 $497,200 20 $1,001,289,471 15469 Erie WILLIAMSVILLE (V) / Williamsville (V) Los Robles Street water reconstruction project., Upgrade Distribution System 6,017 $408,447 15 $1,001,697,918 15556 Tompkins LANSING WD #2 / Lansing (T) Extend Distribution System 400 $117,300 15 $1,001,815,218 15274 Montgomery GLEN (T) W.D.#2 / Glen (T) Upgrade Distribution System 7,626 $95,000 15 $1,001,910,218 17344 Nassau WILLISTON PARK (V) / Williston Park (V) Secondary Containment for Caustic Soda, Upgrade Other Expenses, Upgrade Other (OT) 7,516 $161,350 15 $1,002,071,568 17829 Westchester PLEASANTVILLE / Pleasantville (V) Replacement of water mains., Upgrade Distribution System 7,166 $1,955,000 15 $1,004,026,568 16038 Ontario GORHAM TOWN WD / Gorham (T) Upgrade Storage 4,500 $77,500 15 $1,004,104,068 17835 Orange MONTGOMERY (V) / Montgomery (V) New Storage Tank, New Storage 3,696 $825,030 15 $1,004,929,098 17916 Orange GREENWOOD LAKE (V) / Greenwood Lake (V) Cleaning and painting storage tank, Upgrade Storage 3,400 $245,660 15 $1,005,174,758 17525 Westchester NORTH CASTLE WD #1 / North Castle (T) Rehabilitation of water storage tanks, Upgrade Storage 2,500 $813,500 15 $1,005,988,258 18040 Ontario BLOOMFIELD VILLAGE / Bloomfield (V) Upgrade Distribution System 1,675 $1,340,697 15 $1,007,328,955 15792 Putnam CONTINENTAL VILLAGE WD Upgrade Distribution System / Philipstown (T) 1,509 $1,350,000 15 $1,008,678,955 15559 Ontario HOPEWELL WD #2 / Hopewell (T) New Pump Station 1,148 $435,600 15 $1,009,114,555 17843 Orange TUXEDO PARK (V) / Tuxedo (V) West Lake Road Transmission Line, Upgrade Transmission 1,100 $487,000 15 $1,009,601,555 17061 Westchester LAKE KATONAH CLUB INC / Lake Katonah Club Inc Upgrade Storage 356 $131,910 15 $1,009,733,465 17539 Rensselaer CASTLETON VILLAGE PWS / Castleton-on-Hudson (V) Replacement in-kind of aged water mains., Upgrade Distribution System 2,013 $1,661,400 15 $1,011,394,865 17527 Genesee OAKFIELD VILLAGE / Oakfield (V) Upgrade Transmission, Upgrade Distribution System 1,805 $1,147,575 15 $1,012,542,440 Page 26 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description 17959 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA Installation of water meters., 18003 Erie CATTARAUGUS STREET WATER DISTRICT / Concord (T) New Distribution System, New Water District 17844 Steuben CAMPBELL WATER DISTRICT / Campbell (T) 18020 Lewis 15642 Pop. Project Cost Score Cumulative Total 300 $61,692 15 $1,012,604,132 13 $325,000 15 $1,012,929,132 Extend Distribution System 280 $216,744 15 $1,013,145,876 WATER DISTRICT #1 / Denmark (T) Serve private contaminated/poor yielding wells., Extend Distribution System 275 $2,603,000 15 $1,015,748,876 Nassau WILLISTON PARK (V) / Williston Park (V) Upgrade Ground Water Source 7,516 $800,000 10 $1,016,548,876 15507 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Refinance '93 bonds for relining water mains, Upgrade Distribution System 9,500 $4,155,408 10 $1,020,704,284 15514 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Water Mains for Sarles Lane, Upgrade Distribution System 9,500 $343,291 10 $1,021,047,575 17817 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Watermain replacement Patricia and Beverly Lane, Upgrade Distribution System 7,000 $961,000 10 $1,022,008,575 17818 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Replace watermains in Dutch Arms area., Upgrade Distribution System 7,000 $1,654,700 10 $1,023,663,275 17775 Westchester WESTCHESTER COUNTY WD #3 / Westchester County #3 Lateral Main Rehabilitation, Upgrade Distribution System 6,000 $670,000 10 $1,024,333,275 15131 Livingston LIVONIA VILLAGE / Livonia (V) Upgrade Distribution System 1,360 $1,105,325 10 $1,025,438,600 17907 Nassau VILLAGE OF PLANDOME / Plandome (V) Replace aged mains in distribution system, Upgrade Distribution System 1,350 $5,113,950 10 $1,030,552,550 17985 Westchester BEAR RIDGE LAKE WATER DISTRICT / Mount Pleasant (T) Water main replacement-Highland Place, Mountain Trail and Woodland Road, Upgrade Distribution System 170 $1,436,085 10 $1,031,988,635 16540 Dutchess Upgrade Distribution System CHARLOTTE GROVE MOBILE HOME CT / Charlette Grove MH Court 112 $302,820 10 $1,032,291,455 17993 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) Water main replacement, Upgrade Distribution System 100 $669,093 10 $1,032,960,548 18050 Yates BENTON WD #1 / Extend Distribution System 308 $731,000 10 $1,033,691,548 15963 Orange CORNWALL-ON-HUDSON / Cornwall-On-Hudson (V) Upgrade Distribution System 9,300 $520,000 5 $1,034,211,548 17854 Putnam SOUTHEAST (T) PEACEABLE WATER DISTRICT / Southeast (T) Development new water source instead of continuing to purchase from Brewster (V), New Ground Water Source 440 $1,700,000 5 $1,035,911,548 17781 Rensselaer WATER DISTRICT 15 / North Greenbush (T) Extend Distribution System 4,000 $9,785,000 5 $1,045,696,548 Page 27 of 28 NYS Drinking Water State Revolving Fund Final Category A List ( Small Systems Serving < 10,000 People ) October 1, 2011 to September 30, 2012 Project County 18068 Orleans System Name/ Borrower WATER IMPROVEMENT BENEFIT AREA #10 / Clarendon (T) Total # Projects Description Extend Distribution System Pop. 250 Project Cost Score $1,634,949 Total Cost 514 $1,047,331,497 Page 28 of 28 5 Cumulative Total $1,047,331,497 MULTI-YEAR LIST OF PROJECTS NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Albany County 17427 Albany NEW SALEM WATER DISTRICT / New Scotland (T) New Surface Water Treatment Rule Compliance Facility, New Storage, New Pump Station, New Inter-Connection, New Water District 486 $3,048,000 210 $3,048,000 15661 Albany RENSSELAERVILLE WD / Rensselaerville (T) New Ground Water Source, Upgrade Storage, Upgrade Distribution System 200 $990,242 185 $4,038,242 17443 Albany ALTAMONT VILLAGE / Altamont (V) New Brandle Road Wells, Disinfection, and Transmission Main, New Ground Water Source 2,000 $1,394,550 90 $5,432,792 17428 Albany FLAT ROCK ROAD W.D. / New Scotland (T) New Water District 149 $2,152,580 90 $7,585,372 15950 Albany GUILDERLAND TOWN WD / Guilderland (T) Phase III Improvements, New Storage, Extend Distribution System, Upgrade Distribution System, New Inter-Connection 30,000 $10,146,000 75 $17,731,372 16245 Albany COHOES CITY / Cohoes (C) Upgrade Water Treatment Plant 15,550 $1,975,000 70 $19,706,372 16670 Albany ALTAMONT RD. WATER DISTRICT / New Scotland (T) Extension of Village of Voorheesville system into the Town of New Scotland, New Distribution System 93 $314,000 70 $20,020,372 17548 Albany MENANDS VILLAGE / Menands (V) Upgrade Pump Station, Upgrade Distribution System 3,900 $6,936,000 60 $26,956,372 17771 Albany MARTINS HILL ROAD WATER DISTRICT / Coeymans (T) Extend distribution from Village of Ravena to serve Martins Hill Road Water District., Extend Distribution System, New Water District 66 $314,150 55 $27,270,522 16449 Albany GREEN ISLAND VILLAGE / Green Island (V) Extend Distribution System 2,900 $381,100 50 $27,651,622 17299 Albany RAVENA VILLAGE / Ravena (V) Upgrade Water Treatment Plant, Upgrade Transmission, Upgrade Storage 4,500 $3,090,000 50 $30,741,622 15705 Albany ALBANY CITY / Albany (C) Pearl Street Reconstruction, Phase 1, Upgrade Distribution System 101,082 $2,000,000 50 $32,741,622 15698 Albany ALBANY CITY / Albany (C) 1997 Capital Improvement Program, Upgrade Distribution System 101,082 $1,350,000 45 $34,091,622 15417 Albany KRUMKILL RD. WATER DISTRICT / New Scotland (T) Extend Distribution System 45 $2,500,000 45 $36,591,622 15747 Albany ALBANY CITY / Albany (C) New Transmission 101,082 $10,000,000 45 $46,591,622 16244 Albany COHOES CITY / Cohoes (C) Upgrade Distribution System 15,550 $1,025,000 40 $47,616,622 15395 Albany WATERVLIET CITY / Watervliet (C) New Storage 9,889 $1,548,000 40 $49,164,622 15129 Albany NORTHEAST WATER DISTRICT / New Scotland (T) New Complete System (New System) 370 $843,905 40 $50,008,527 15720 Albany ALBANY CITY / Albany (C) Upgrade Water Treatment Plant 101,082 $960,000 40 $50,968,527 15300 Albany NORTHEAST WATER DISTRICT / New Scotland (T) Extend Distribution System 45 $267,000 40 $51,235,527 Page 1 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Albany County 15446 Albany NORMANSKILL RD, WORMER RD WATER SYS. / New Scotland (T) Extend Distribution System 15743 Albany ALBANY CITY / Albany (C) Upgrade Distribution System 15397 Albany WATERVLIET CITY / Watervliet (C) 15393 Albany 17740 30 $376,000 40 $51,611,527 101,082 $6,000,000 35 $57,611,527 Upgrade Transmission 9,889 $208,500 35 $57,820,027 WATERVLIET CITY / Watervliet (C) Replace undersized water mains provided insufficient flow & pressure-1997, Upgrade Distribution System 9,889 $317,700 30 $58,137,727 Albany COHOES CITY / Cohoes (C) Replace water main on Vliet St. from Main St. to Garner St, Upgrade Distribution System 15,550 $747,532 30 $58,885,259 15392 Albany WATERVLIET CITY / Watervliet (C) Replace undersized lines - 1998, Upgrade Distribution System 9,889 $795,000 30 $59,680,259 17738 Albany COHOES CITY / Cohoes (C) Reline water mains, Upgrade Transmission 15,550 $1,595,000 30 $61,275,259 17341 Albany SOUTH ALBANY WATER DISTRICT / Bethlehem (T) New Transmission 80 $146,775 25 $61,422,034 15755 Albany RAVENA VILLAGE / Ravena (V) New Storage 4,500 $497,500 20 $61,919,534 15247 Albany LATHAM WATER DISTRICT / Colonie (T) New Storage 78,500 $1,290,000 15 $63,209,534 HOUGHTON WATER DISTRICT / Caneadea (T) Upgrade Water Treatment Plant, New Ground Water Source, New Transmission, Upgrade Distribution System 1175 $63,209,534 Allegany County 17382 Allegany 2,000 $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 16746 Allegany CANASERAGA VILLAGE PUBLIC WATER / Canaseraga (V) New Ground Water Source, Upgrade Storage 900 $3,666,749 220 $66,876,283 18017 Allegany RICHBURG VILLAGE PUBLIC WATER / Richburg (V) (V) Richburg & (V) Bolivar Consolidation., New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Storage, Upgrade Distribution System, New System Consolidation 600 $7,038,640 180 $73,914,923 17621 Allegany ANGELICA VILLAGE PUBLIC WATER / Angelica (V) Surface Water Treatment Rule Compliance Facility 950 $1,061,847 165 $74,976,770 15925 Allegany TOWN OF WELLSVILLE / Wellsville (T) Extend system to serve area with private contaminated wells, Morningside Area, Extend Distribution System 5,000 $867,106 75 $75,843,876 17526 Allegany WELLSVILLE WATER DISTRICT / Wellsville (T) Extend Distribution System, New Water District 133 $1,192,450 70 $77,036,326 15502 Allegany WELLSVILLE VILLAGE PUBLIC WATER / Wellsville (V) New Storage 5,700 $1,177,000 50 $78,213,326 16636 Allegany BOLIVAR VILLAGE PUBLIC WATER / Bolivar (V) New Storage, Upgrade Distribution System 1,040 $788,500 45 $79,001,826 15547 Allegany FRIENDSHIP TOWN WATER DISTRICT / Friendship (T) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 1,380 $1,030,000 45 $80,031,826 15943 Allegany ANDOVER VILLAGE PUBLIC WATER / Andover (V) Upgrade Surface Water Source 1,130 $3,299,000 40 $83,330,826 Page 2 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Allegany County 16655 Allegany GENESEE HEIGHTS MOBILE HOME PK / Mr. & Mrs. Anzivine New Ground Water Source, Upgrade Distribution System 16747 Allegany CANASERAGA VILLAGE PUBLIC WATER / Canaseraga (V) Upgrade Distribution System 16156 Allegany BELMONT VILLAGE PUBLIC WATER / Belmont (V) 16154 Allegany 15983 17762 65 $69,000 40 $83,399,826 900 $2,039,915 35 $85,439,741 Greenwich St. to Allegany County Office Complex., Upgrade Distribution System 1,325 $405,827 30 $85,845,568 BELMONT VILLAGE PUBLIC WATER / Belmont (V) Trianna St. & Milton St., Upgrade Distribution System 1,325 $494,452 30 $86,340,020 Allegany ALMOND VILLAGE PUBLIC WATER / Almond (V) Upgrade Distribution System 600 $257,500 25 $86,597,520 Allegany DISTRIBUTION MAIN REPLACEMENT / Allegany (T) Upgrade Distribution System 500 $121,000 20 $86,718,520 1,000 $863,140 90 $87,581,660 101 $343,200 65 $87,924,860 2,080 $2,006,336 65 $89,931,196 Broome County 16262 Broome CONKLIN (T) W.D. / Conklin (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Inter-Connection, System Consolidation 16175 Broome CONKLIN WD #1 / Conklin (T) Upgrade Ground Water Source 17766 Broome Upper NW Quadrant water main reconstruction, new river crossing, DEPOSIT (V) WATER DEPARTMENT / Deposit (V) new telemetry system., Upgrade Transmission, Upgrade Distribution System 16804 Broome STILLWATER RD WD#6 / Conklin (T) Extend Distribution System 173 $412,782 55 $90,343,978 16025 Broome PARK TERRACE WATER SYSTEM / Binghamton (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 455 $1,101,456 55 $91,445,434 17547 Broome WHITNEY POINT VILLAGE / Whitney Point (V) New Wells, Main Street Wellfield/Pumphouse Improvements., Upgrade Ground Water Source, New Ground Water Source 1,054 $569,400 55 $92,014,834 16541 Broome UNION TOWN WATER SYSTEM NO. 1 / Union (T) Extend Distribution System 5,000 $6,400,225 45 $98,415,059 17453 Broome LILIAN DRIVE WD / Binghamton (T) New Pump Station, Upgrade Distribution System, New Inter-Connection, New System Consolidation, New Water District 120 $281,000 45 $98,696,059 16802 Broome CHENANGO WD #4 / Chenango (T) New Water District 100 $112,450 45 $98,808,509 16801 Broome CHENANGO WD #8 / Chenango (T) New Water District 100 $121,000 45 $98,929,509 16799 Broome CHENANGO WD #25 / Chenango (T) New WD to serve private insufficient yielding wells area of Poplar Hill Road , New Complete System (New System) 100 $383,500 40 $99,313,009 17852 Broome ENDICOTT MUNICIPAL WATER WORKS / Endicott (V) Replace Bean Hill Road Tank., New Storage 45,000 $250,000 40 $99,563,009 15969 Broome VESTAL CONSOLIDATED W.D. #1 / Vestal (T) New Water Treatment Plant 20,950 $1,700,000 40 $101,263,009 15215 Broome DICKINSON WD #2 / Dickinson (T) Upgrade Pump Station, Upgrade Distribution System 56 $220,100 35 $101,483,109 Page 3 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Broome County 15489 Broome BINGHAMTON, CITY OF / Binghamton (C) South Side Water Storage Reservoir replacement,Hotchkins St., Upgrade Storage 15764 Broome WINDSOR, VILLAGE OF / Windsor (V) Upgrade Pump Station, Upgrade Distribution System 15977 Broome VESTAL CONSOLIDATED W.D. #1 / Vestal (T) New Storage 15905 Broome CHENANGO CONSOLIDATED WD #1 / Chenango (T) Upgrade Ground Water Source 15975 Broome VESTAL CONSOLIDATED W.D. #1 / Vestal (T) 15973 Broome 15971 Broome 47,600 $1,236,000 35 $102,719,109 1,051 $1,660,000 30 $104,379,109 20,950 $1,668,600 10 $106,047,709 9,200 $574,500 10 $106,622,209 Upgrade Pump Station 20,950 $187,718 10 $106,809,927 VESTAL CONSOLIDATED W.D. #1 / Vestal (T) Upgrade Pump Station, Upgrade Distribution System 20,950 $319,815 10 $107,129,742 VESTAL CONSOLIDATED W.D. #1 / Vestal (T) Upgrade Water Treatment Plant 20,950 $415,296 5 $107,545,038 Cattaraugus County 18022 Cattaraugus PERRYSBURG (V) / Perrysburg (T) Phase 2 (DWSRF 17192) based on cost increase to address unresolved deficiencies in the initial project construction, New Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, New Pump Station 404 $729,657 2095 $108,274,695 18013 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s project includes meters, Upgrade Other Expenses, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New System Consolidation, Upgrade Other (OT) 1,250 $3,740,000 200 $112,014,695 17589 Cattaraugus CRYSTAL WATER CO (WEST VALLEY) / Ashford (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source 880 $3,208,500 180 $115,223,195 17514 Cattaraugus DELEVAN VILLAGE / Delevan (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 1,090 $1,690,350 145 $116,913,545 18071 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s Repalcement of Water Mains, Upgrade Distribution System 1,250 $7,075,000 55 $123,988,545 17770 Cattaraugus OLEAN CITY / Olean (C) Upgrade Pump Station, Upgrade Distribution System 15,500 $3,977,087 40 $127,965,632 15763 Cattaraugus PORTVILLE VILLAGE / Portville (V) Upgrade Distribution System 1,040 $437,673 35 $128,403,305 18025 Cattaraugus SALAMANCA CITY / Salalmanca (C) Upgrade Distribution System 7,000 $1,688,000 30 $130,091,305 600 $6,875,100 185 $136,966,405 1,400 $5,657,000 160 $142,623,405 426 $862,457 110 $143,485,862 1,000 $934,500 80 $144,420,362 Cayuga County 16114 Cayuga CAYUGA VILLAGE / Cayuga (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System, New Inter-Connection 17931 Cayuga PORT BYRON VILLAGE / Port Byron (V) Joint project with (V) Port Byron, (T) Montezuma & (T) Mentz., Upgrade Distribution System, Extend Distribution System, New System Consolidation 15780 Cayuga AURORA VILLAGE / Aurora (V) New Water Treatment Plant, New Surface Water Source 15127 Cayuga FAIR HAVEN VILLAGE / Fair Haven (V) Upgrade Ground Water Source, New Storage, Upgrade Distribution System Page 4 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Cayuga County 17681 Cayuga NORTH WEEDSPORT WD#7 / Brutus (T) Water District #7 (North Weedsport Water District), New Distribution System 100 $561,000 80 $144,981,362 15970 Cayuga LOCKE W D / Locke (T) Upgrade Ground Water Source, Upgrade Distribution System 600 $500,650 80 $145,482,012 15751 Cayuga GENOA-KING FERRY WD / Genoa (T) Upgrade Water Treatment Plant, Upgrade Storage, Upgrade Distribution System 900 $1,040,000 75 $146,522,012 17972 Cayuga (T) BRUTUS WATER DISTRICT #8 / Brutus (T) New (T) Brutus WD #8 (Cottle Road), Upgrade Distribution System, New Water District 400 $1,920,334 70 $148,442,346 17803 Cayuga AUBURN / Auburn (C) Upgrade Water Treatment Plant, Upgrade Distribution System 29,788 $3,975,262 70 $152,417,608 16762 Cayuga UNION SPRINGS VILLAGE / Union Springs (V) New Water Treatment Plant 2,000 $165,000 65 $152,582,608 16163 Cayuga THROOP WD NO1 / Throop (T) Extend Distribution System, Upgrade Distribution System 400 $1,960,142 60 $154,542,750 17315 Cayuga MORAVIA (T) WATER DISTRICT NO. 1 / Moravia (T) New Pump Station, Extend Distribution System 162 $663,320 55 $155,206,070 17220 Cayuga VICTORY (T) WD #2 / Victory (T) Extend Distribution System 612 $3,389,601 55 $158,595,671 17989 Cayuga FLEMING WD #1 / Fleming (T) West Lake Road Water Main Extension. , Extend Distribution System 1,800 $790,499 50 $159,386,170 15904 Cayuga AURELIUS WD NO 1 / Aurelius (T) Extend Distribution System 440 $2,142,690 50 $161,528,860 15026 Cayuga AUBURN / Auburn (C) Upgrade Transmission, Upgrade Pump Station 29,788 $321,875 50 $161,850,735 17223 Cayuga WEST GENESEE STREET WATER DISTRICT / Aurelius (T) Extend Distribution System 175 $1,198,000 50 $163,048,735 15043 Cayuga AUBURN / Auburn (C) Reservoir relining and leak repair., Upgrade Storage 29,788 $902,795 45 $163,951,530 17811 Cayuga CAYUGA COUNTY WATER & SEWER / Cayuga County W&SA New Centerport / Sine Roads WD in (T) Throop., Extend Distribution System, New Water District 200 $818,850 45 $164,770,380 16759 Cayuga CAYUGA COUNTY W.S.A. / Cayuga Co. W. S. A. waterline installation, storage tank, pump station and WTP for Cayuga County Water & Sewer Authority, New Water Treatment Plant, New Storage, New Distribution System 5,900 $25,632,730 45 $190,403,110 15050 Cayuga AUBURN / Auburn (C) Upgrade Surface Water Source 29,788 $647,510 45 $191,050,620 17804 Cayuga WELLS COLLEGE / Wells College Upgrade Water Treatment Plant, Upgrade Distribution System 400 $1,642,850 40 $192,693,470 15546 Cayuga AUBURN / Auburn (C) Upgrade Distribution System 29,788 $1,098,495 40 $193,791,965 17887 Cayuga CATO VILLAGE / Cato (V) New Storage 601 $1,152,505 35 $194,944,470 Page 5 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Cayuga County 17329 Cayuga OWASCO WATER DISTRICT / Owasco (T) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 3,000 $6,180,000 30 $201,124,470 15949 Cayuga MORAVIA VILLAGE / Moravia (V) Upgrade Distribution System 1,950 $789,600 30 $201,914,070 15634 Cayuga SENNETT WD #1 / Sennett (T) Upgrade Distribution System 200 $470,339 25 $202,384,409 17990 Cayuga FLEMING WD #1 / Fleming (T) Upgrade Distribution System 1,800 $3,386,228 20 $205,770,637 15631 Cayuga SENNETT WD #3 / Sennett (T) Upgrade Distribution System 400 $307,760 20 $206,078,397 FORESTVILLE VILLAGE / Forestville (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Distribution System 804 1230 $206,078,397 Chautauqua County 17561 Chautauqua $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17576 Chautauqua CHERRY CREEK VILLAGE / Cherry Creek (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 650 $0 1205 $206,078,397 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17637 Chautauqua NORTH END WD / Pomfret (T) Extend distribution system to area with contaminated private wells and consolidate PWS with Coliform, New Distribution System 17622 Chautauqua BROCTON VILLAGE / Brocton (V) Address turbidity violations, Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 17481 Chautauqua CHERRY CREEK VILLAGE / Cherry Creek (V) 17432 Chautauqua 18004 900 $4,432,100 200 $210,510,497 4,000 $2,219,341 145 $212,729,838 New well to replace GUDI springs., New Ground Water Source 650 $392,275 125 $213,122,113 CASSADAGA VILLAGE / Cassadaga (V) New Ground Water Source, New Storage, Upgrade Distribution System 760 $5,047,000 125 $218,169,113 Chautauqua WESTFIELD VILLAGE / Westfield (V) Address inadequate source capacity and insuffcient pressure, Upgrade Storage, Upgrade Distribution System 3,450 $3,977,200 120 $222,146,313 17614 Chautauqua DUNKIRK CITY / Dunkirk (C) Upgrade Water Treatment Plant, Upgrade Distribution System 15,310 $17,705,600 105 $239,851,913 17554 Chautauqua PORTLAND (T) WATER DISTRICT NO. 7 / Portland (T) Serve 218 parcels currently on insufficient private wells on portions of Route 5 and Walker Road. Consolidate DJ's Campground., New System Consolidation, New Water District 333 $1,700,000 100 $241,551,913 17279 Chautauqua SHOREHAVEN WATER DISTRICT / Westfield (T) Extend Distribution System, System Consolidation 120 $206,000 100 $241,757,913 16613 Chautauqua MAYVILLE VILLAGE / Mayville (V) Upgrade Ground Water Source, Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,856 $2,884,000 90 $244,641,913 18043 Chautauqua BARCELONNA WD / Westfield (T) New Town WD to aquire private water system. Other funding sources may be required to make project viable and eligible for DWSRF, Upgrade Distribution System, New Water District 128 $1,792,125 85 $246,434,038 17377 Chautauqua SILVER CREEK (V) / Silver Creek (V) New Storage, Upgrade Distribution System 1,000 $4,311,000 80 $250,745,038 15236 Chautauqua SHERMAN VILLAGE / Sherman (V) Address total Coli violations., Upgrade Distribution System 917 $795,000 80 $251,540,038 15617 Chautauqua HANOVER WATER DISTRICT #1 / Hanover (T) Extension #4., Extend Distribution System 2,173 $666,300 70 $252,206,338 Page 6 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Chautauqua County 16012 Chautauqua WESTFIELD VILLAGE / Westfield (V) East Main St., Upgrade Distribution System 3,450 $950,000 70 $253,156,338 17482 Chautauqua WESTFIELD VILLAGE / Westfield (T) Extend Distribution System 3,450 $506,700 65 $253,663,038 17218 Chautauqua FREDONIA VILLAGE / Fredonia (V) Upgrade Water Treatment Plant 10,400 $1,287,500 65 $254,950,538 15021 Chautauqua DUNKIRK CITY / Dunkirk (C) Extension to (T) of Sheridan and (V) of Silver Creek., New Transmission, System Consolidation 15,310 $3,530,000 60 $258,480,538 15124 Chautauqua DUNKIRK CITY / Dunkirk (C) Extension to (T) of Portland and (V) of Brocton., New Transmission, New Pump Station, System Consolidation 15,310 $2,915,000 60 $261,395,538 16014 Chautauqua WESTFIELD VILLAGE / Westfield (T) New Distribution System 3,450 $520,300 60 $261,915,838 16406 Chautauqua FORESTVILLE VILLAGE / Forestville (V) Upgrade Distribution System 804 $200,000 60 $262,115,838 16559 Chautauqua HANOVER WATER DISTRICT #1 / Hanover (T) Extend Distribution System 2,173 $1,287,500 50 $263,403,338 16188 Chautauqua WESTFIELD VILLAGE / Westfield (V) Upgrade Water Treatment Plant 3,450 $2,150,000 50 $265,553,338 16908 Chautauqua BUSTI (T) WATER DISTRICT #3 / Busti (T) Extend Distribution System 450 $750,000 50 $266,303,338 15724 Chautauqua LAKEWOOD VILLAGE / Lakewood (V) New Transmission, New Pump Station, Inter-Connection 3,258 $870,000 45 $267,173,338 15022 Chautauqua DUNKIRK CITY / Dunkirk (C) Upgrade Water Treatment Plant, Upgrade Distribution System 15,310 $2,726,000 40 $269,899,338 16296 Chautauqua SINCLAIRVILLE VILLAGE / Sinclairville (V) Upgrade Ground Water Source, Upgrade Pump Station 772 $50,000 40 $269,949,338 16183 Chautauqua WESTFIELD VILLAGE / Westfield (V) E. Main Street and Cass Street., Upgrade Distribution System 3,450 $257,206 35 $270,206,544 16022 Chautauqua FREDONIA VILLAGE / Fredonia (V) New Transmission, Upgrade Distribution System, System Consolidation 10,400 $716,800 35 $270,923,344 16184 Chautauqua WESTFIELD VILLAGE / Westfield (V) Oak St., Upgrade Distribution System 3,450 $90,305 35 $271,013,649 16181 Chautauqua WESTFIELD VILLAGE / Westfield (V) Clean & reconstruct waterlines., Upgrade Distribution System 3,450 $600,000 30 $271,613,649 17483 Chautauqua RIPLEY WATER DISTRICT / Ripley (T) Upgrade Distribution System 1,300 $609,760 30 $272,223,409 16665 Chautauqua WESTFIELD VILLAGE / Westfield (V) Upgrade Distribution System 3,450 $54,167 30 $272,277,576 16294 Chautauqua SINCLAIRVILLE VILLAGE / Sinclairville (V) Upgrade Distribution System 772 $45,000 30 $272,322,576 Page 7 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Chautauqua County 16609 Chautauqua HANOVER WATER DISTRICT #1 / Hanover (T) Upgrade Distribution System 16024 Chautauqua FREDONIA VILLAGE / Fredonia (V) New Transmission, New Storage 17484 Chautauqua WD#1 / Carroll (T) New Storage 17955 Chautauqua CHAUTAUQUA (T) WD 3 / Chautauqua (T) Rte 394 Chautauqua Institution, Upgrade Distribution System 15725 Chautauqua LAKEWOOD VILLAGE / Lakewood (V) New Storage 2,173 $939,000 30 $273,261,576 10,400 $779,200 30 $274,040,776 2,900 $695,250 25 $274,736,026 200 $700,000 25 $275,436,026 3,258 $559,600 15 $275,995,626 Chemung County 17144 Chemung CHEMUNG (T) WATER SYSTEM / Chemung (T) Consolidate PWS with Coliform contamination, extend to private contaminated/poor yielding wells, New Complete System (New System), New System Consolidation 280 $5,651,000 125 $281,646,626 17628 Chemung BEAVER VALLEY WATER DISTRICT / Catlin (T) Develop a redundant groundwater source. New auxiliary power source. recoat storage tank., New Ground Water Source, Upgrade Storage 550 $787,950 100 $282,434,576 16576 Chemung NORTHSTAR MHP / Leading Edge Properties water softener system and, Upgrade Distribution System 400 $93,113 60 $282,527,689 17998 Chemung HORSEHEADS VILLAGE / Horseheads (V) New Storage 11,530 $2,541,709 45 $285,069,398 16560 Chemung ELMIRA WATER BOARD / Elmira Water Board Upgrade Distribution System 65,000 $1,545,000 45 $286,614,398 16260 Chemung MILLPORT VILLAGE WATER SUPPLY / Millport (V) Upgrade Ground Water Source 292 $125,000 40 $286,739,398 16577 Chemung BELLAIR MOBILE HOME PARK / Elmira LLC Upgrade Distribution System 225 $131,250 35 $286,870,648 16723 Chemung WELLSBURG VILLAGE / Wellsburg (V) Upgrade Distribution System 631 $644,700 35 $287,515,348 16427 Chemung ROLLING ACRES MOBILE HOME PARK / Ashford Management Group, Inc. Upgrade Distribution System 93 $139,000 10 $287,654,348 1,531 $1,300,000 2210 $288,954,348 Chenango County 17773 Chenango SHERBURNE VILLAGE / Sherburne (V) Phase 2 of 15237., Upgrade Ground Water Source 17425 Chenango SO. NEW BERLIN WATER DISTRICT / New Berlin (T) New Ground Water Source, New Transmission, New Storage, Upgrade Distribution System, System Consolidation 400 $3,272,000 215 $292,226,348 16991 Chenango OXFORD WATER DISTRICT #1 / Oxford (T) Surface Water Treatment Rule Compliance Facility, New Transmission 50 $122,500 160 $292,348,848 16912 Chenango NO. NORWICH (T) WD #1 / North Norwich (T) New system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past total coliform detection. , New Distribution System 100 $920,300 130 $293,269,148 17609 Chenango NORWICH CITY / Norwich (C) New Water Treatment Plant 8,000 $8,652,000 65 $301,921,148 Page 8 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Chenango County 16687 Chenango NORWICH TOWN WATER DISTRICT #2 / Norwich (T) Extend Distribution System 15944 Chenango OXFORD VILLAGE / Oxford (V) 200 $390,885 45 $302,312,033 New Ground Water Source, Upgrade Distribution System 1,738 $154,039 40 $302,466,072 1,000 $3,339,464 200 $305,805,536 Clinton County 15569 Clinton ELLENBURG (T) / Ellenburg (T) Development of public water system to serve area with contaminated water sources, Extend Distribution System 17686 Clinton SARANAC WD / Saranac (T) New Surface Water Treatment Rule Compliance Facility 90 $112,000 105 $305,917,536 17356 Clinton ARCHIE BORDEAU WD / Plattsburgh (T) Extend Distribution System, New System Consolidation 260 $876,000 100 $306,793,536 17492 Clinton PLATTSBURGH CITY / Plattsburgh (C) New Storage 18,000 $4,550,000 95 $311,343,536 17179 Clinton SOUTH PLATTSBURGH WATER DISTRICT / Plattsburgh (T) New Pump Station, New Distribution System, New System Consolidation 2,000 $4,575,000 90 $315,918,536 16498 Clinton CHAMPLAIN (T) / Champlain (T) Develop Source for Town Districts (4), New Ground Water Source, Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,350 $2,131,740 85 $318,050,276 17796 Clinton STANDISH WATER DISTRICT / Saranac (T) Upgrade Water Treatment Plant, New Ground Water Source 110 $78,000 85 $318,128,276 17533 Clinton CHAMPLAIN VILLAGE / Champlain (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 2,947 $1,883,226 75 $320,011,502 17729 Clinton PERU WD / Peru (T) New Other Expenses, New Other (OT) 2,600 $260,000 65 $320,271,502 16371 Clinton CHAMPLAIN VILLAGE / Champlain (V) Distribution Loops, Upgrade Distribution System 2,947 $531,675 65 $320,803,177 17479 Clinton WEST SERVICE ROAD WD / Champlain (T) Extend Distribution System 30 $675,284 55 $321,478,461 17478 Clinton ROUTE 11 WD / Champlain (T) Extend Distribution System 100 $1,267,380 55 $322,745,841 17391 Clinton NCCS JUNIOR-SENIOR HIGH SCHOOL / NCCS New Inter-Connection, New System Consolidation 1,121 $323,832 55 $323,069,673 17227 Clinton WATER DISTRICT EXTENSION NO. 1 / Chazy (T) Extend Distribution System 40 $265,000 55 $323,334,673 17477 Clinton SOUTH STREET WATER DISTRICT / Champlain (T) Extend Distribution System 30 $216,300 55 $323,550,973 15660 Clinton TOWN OF MOOERS PROPOSED WD#1 / Mooers (T) Extend Distribution System 1,250 $6,212,250 50 $329,763,223 17680 Clinton PLATTSBURGH CITY / Plattsburgh (C) Upgrade Water Treatment Plant, Upgrade Transmission 18,000 $7,370,000 50 $337,133,223 17821 Clinton WATER DISTRICT NO. 1 / Beekmantown (T) Extend Distribution System 200 $2,280,875 50 $339,414,098 Page 9 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Clinton County 18027 Clinton PLATTSBURGH AIRPORT / Clinton County Upgrade Distribution System 17309 Clinton PLEASANT RIDGE TRAILER PARK / Pleasant Ridge MHP 17850 Clinton 17687 47,000 $10,402,825 40 $349,816,923 New Storage 50 $8,096 40 $349,825,019 AUSABLE HEIGHTS WATER SYSTEM / AuSable (T) Upgrade Distribution System 40 $425,000 35 $350,250,019 Clinton CHAMPLAIN VILLAGE / Champlain (V) Upgrade Distribution System 2,947 $438,265 30 $350,688,284 17731 Clinton ROUSES POINT VILLAGE WD / Rouses Point (V) Upgrade Surface Water Source 2,550 $1,107,510 30 $351,795,794 15401 Clinton PERU WD / Peru (T) Upgrade Surface Water Source, New Transmission 2,600 $620,000 25 $352,415,794 17683 Clinton PLEASANT RIDGE WD / Plattsburgh (T) New Storage 168 $3,190,000 25 $355,605,794 17340 Clinton GREATER PLATTSBURGH WATER DISTRICT / Plattsburgh (T) New Other Expenses, New Other (OT) 10,000 $541,000 25 $356,146,794 17795 Clinton MORRISONVILLE WATER DISTRICT / Plattsburgh (T) Upgrade Pump Station 1,300 $225,320 25 $356,372,114 16230 Clinton GREATER PLATTSBURGH WATER DISTRICT / Schuyler Falls (T) New Storage 10,000 $565,000 20 $356,937,114 16227 Clinton GREATER PLATTSBURGH WATER DISTRICT / Schuyler Falls (T) Upgrade Pump Station 10,000 $142,000 20 $357,079,114 16494 Clinton CHAMPLAIN (T) / Champlain (T) System Acquisition-"Benefit Area #1", New Ground Water Source, New Distribution System 50 $497,200 20 $357,576,314 147 $233,295 165 $357,809,609 Columbia County 16394 Columbia MAPLE LANE ASSOCIATES / Maple Lane Associates New Ground Water Source, New Transmission, New Distribution System 18031 Columbia VALATIE VILLAGE / Valatie (V) New Surface Water Treatment Rule Compliance Facility, New Other Expenses, New Ground Water Source, Upgrade Transmission, Upgrade Distribution System, New Other (OT) 2,000 $1,982,750 135 $359,792,359 15532 Columbia CHATHAM VILLAGE / Chatham (V) Upgrade Ground Water Source, Upgrade Storage 2,156 $724,800 85 $360,517,159 16444 Columbia DARROW SCHOOL / The Darrow School New Ground Water Source, New Storage 150 $169,950 75 $360,687,109 16920 Columbia HAMLET OF EAST CHATHAM / Chatham (T) New Complete System (New System) 65 $1,009,745 45 $361,696,854 15765 Columbia GREENPORT WD NO1 / Greenport (T) Charles St., Janis St., Greenport Pkwy., and Rte. 9, Upgrade Distribution System 4,050 $651,475 40 $362,348,329 15769 Columbia GREENPORT WD NO1 / Greenport (T) Upgrade Pump Station 4,050 $637,313 35 $362,985,642 15535 Columbia CHATHAM VILLAGE / Chatham (V) Upgrade Ground Water Source, Upgrade Distribution System 2,156 $1,240,000 35 $364,225,642 Page 10 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Columbia County 16489 Columbia HHD CORP. NORTH SHORE. / HHD Development Corporation Upgrade Distribution System 15761 Columbia GREENPORT WD NO1 / Greenport (T) 15757 Columbia 15117 Columbia 75 $225,000 35 $364,450,642 Control System Improvements, Upgrade Distribution System 4,050 $354,063 30 $364,804,705 GREENPORT WD NO1 / Greenport (T) Upgrade Storage 4,050 $80,443 25 $364,885,148 BREEZY HILLS COMMUNITY / Hunt's Homestead MHP Upgrade Storage 51 $41,200 15 $364,926,348 Cortland County 15294 Cortland HOMER VILLAGE-NEWTON WATER WORKS / Homer (V) New Transmission, New Pump Station 4,368 $325,000 100 $365,251,348 17992 Cortland MCGRAW VILLAGE / McGraw (V) Upgrade Distribution System 1,306 $4,222,961 90 $369,474,309 18007 Cortland MARATHON VILLAGE / Marathon (V) New Storage, New Pump Station, Upgrade Distribution System 1,107 $2,947,345 55 $372,421,654 15297 Cortland HOMER VILLAGE-NEWTON WATER WORKS / Homer (V) Upgrade Distribution System 4,368 $440,000 50 $372,861,654 15287 Cortland VIRGIL (T) / Virgil (T) Upgrade Ground Water Source, New Storage, Extend Distribution System, System Consolidation 345 $2,223,234 50 $375,084,888 17760 Cortland MARATHON VILLAGE / Marathon (V) New Transmission, New Storage, Upgrade Distribution System 1,107 $1,706,000 40 $376,790,888 17190 Cortland CINCINNATUS WATER DISTRICT / Cincinnatus (T) Upgrade Ground Water Source, Upgrade Transmission 650 $126,500 30 $376,917,388 15298 Cortland HOMER VILLAGE-NEWTON WATER WORKS / Homer (V) New Transmission, New Storage 4,368 $528,750 25 $377,446,138 Delaware County 17866 Delaware GRAND GORGE WATER DISTRICT / Town of Roxbury Phase 3 of 15624 (Phase 2 was 17228): Treat or Replace GWUDI Wells, New Surface Water Treatment Rule Compliance Facility 370 $992,000 2245 $378,438,138 15996 Delaware FRANKLIN VILLAGE / Franklin (V) New Water Treatment Plant, New Ground Water Source, New Storage, Extend Distribution System, Upgrade Distribution System 481 $2,301,077 195 $380,739,215 17537 Delaware DOWNSVILLE WATER DISTRICT / Colchester (T) Package Filtration Plant for GWUDI Spring Source and Addition of Corrosion Control Treatment., New Surface Water Treatment Rule Compliance Facility, New Water Treatment Plant 500 $92,400 165 $380,831,615 16606 Delaware DELHI VILLAGE / Delhi (V) Upgrade Distribution System, New System Consolidation 3,833 $1,373,428 95 $382,205,043 15843 Delaware MARGARETVILLE VILLAGE / Margaretville (V) Upgrade Storage, Upgrade Distribution System 700 $737,900 75 $382,942,943 17417 Delaware ARKVILLE WATER DISTRICT / Middletown (T) Extend distribution, 100,000 gallons of storage, 100 gpm well, system consolidation., New Ground Water Source, New Storage, Extend Distribution System, Extend System Consolidation 400 $1,833,375 65 $384,776,318 16653 Delaware WALTON VILLAGE / Walton (V) Upgrade Controls, Upgrade Ground Water Source, Upgrade Distribution System 3,070 $0 60 $384,776,318 Page 11 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Delaware County 17940 Delaware ROXBURY WATER DISTRICT / Roxbury (T) Upgrade Storage, Upgrade Distribution System 17791 Delaware STAMFORD VILLAGE / Stamford (V) New Storage, Upgrade Distribution System 15316 Delaware ARKVILLE WATER DISTRICT / Middletown (T) 15836 Delaware 17956 Delaware 755 $1,423,000 55 $386,199,318 1,280 $2,575,000 35 $388,774,318 Upgrade Ground Water Source 400 $494,400 35 $389,268,718 MARGARETVILLE VILLAGE / Margaretville (V) Upgrade Distribution System 700 $1,011,000 35 $390,279,718 ROXBURY WATER DISTRICT / Roxbury (T) Installation of water meters., 755 $358,178 30 $390,637,896 Dutchess County 16618 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA DCWWA ZONE J SHOREHAVEN WATER SYSTEM, Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 300 $3,575,000 160 $394,212,896 15292 Dutchess WAPPINGER PARK HOMES / Wappinger (T) Central Wappinger Water Improvement Area, Ardmore Hills Water Impr. Area, N. Wappinger Water Impr. Area, Cranberry Hills Water Impr. Area, & Meadowood and Cedar Ridge Subdiv., New Storage, System Consolidation 400 $14,676,600 155 $408,889,496 16741 Dutchess PAWLING VILLAGE / Pawling (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source 1,907 $1,270,000 155 $410,159,496 16876 Dutchess BRETTVIEW ACRES WATER CO / Brettview Water Co. Inc. New Surface Water Treatment Rule Compliance Facility 920 $40,800 115 $410,200,296 17071 Dutchess BIRCH HILL MANOR / DCWWA DCWWA ZONE K BIRCH HILL WATER SYSTEM, Upgrade Water Treatment Plant, New Ground Water Source 200 $575,000 115 $410,775,296 17574 Dutchess PLEASANT VALLEY WD / Pleasant Valley (T) New Complete System (New System) 2,500 $7,855,000 110 $418,630,296 15301 Dutchess TIVOLI VILLAGE WATER / Tivoli (V) Construct new supply well(s), upgrade treatment, new storage, upgrade storage, upgrade distribution, Upgrade Water Treatment Plant, New Ground Water Source, New Storage, Upgrade Pump Station, Upgrade Distribution System 1,303 $3,729,700 105 $422,359,996 17338 Dutchess DUTCHESS ESTATES INC / Dutchess Estates Water Company Upgrade Ground Water Source, Upgrade Storage, Upgrade Pump Station 500 $455,388 100 $422,815,384 17021 Dutchess ROKEBY HOMES,INC. / DCWWA DCWWA ZONE F PROJECT ROKEBY WATER SYSTEM , Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System, New System Consolidation 160 $495,356 100 $423,310,740 16534 Dutchess WAPPINGER PARK HOMES / Wappinger (T) Consolidation of Wappinger Park, Tall Trees, and Oakwood Water Districts, New Transmission, New Inter-Connection 400 $7,649,165 95 $430,959,905 16111 Dutchess BARD COLLEGE / Bard College Upgrade Water Treatment Plant, New Storage 1,400 $2,100,000 85 $433,059,905 17949 Dutchess HIGH MEADOWS PARK INC / High Meadows Co-op Corp New Ground Water Source, Upgrade Storage 500 $44,577 75 $433,104,482 16737 Dutchess DOVER RIDGE ESTATES / Beekman (T) Upgrade Ground Water Source 250 $266,500 65 $433,370,982 17282 Dutchess RHINEBECK VILLAGE WATER / Rhinebeck (V) Upgrade Water Treatment Plant 4,300 $365,200 65 $433,736,182 16236 Dutchess RED HOOK VILLAGE / Red Hook (V) New Ground Water Source, Upgrade Ground Water Source, New Storage, Upgrade Distribution System 2,214 $9,328,300 60 $443,064,482 Page 12 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Dutchess County 17868 Dutchess WOODHILL GREEN / Woodhill Green Condos New Water Treatment Plant, Upgrade Ground Water Source 15740 Dutchess AMENIA WATER DISTRICT NO 1 / Amenia (T) New Storage, Upgrade Distribution System 15295 Dutchess BEEKMAN (T) / Beekman (T) New Complete System (New System), New Distribution System 17505 Dutchess PAWLING WD #2 / Pawling (T) WD #2 Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Pump Station 16803 Dutchess LAGRANGE/MANCHESTER New Water District / LaGrange (T) 18028 Dutchess POUGHKEEPSIE CITY / City of Poughkeepsie 17421 Dutchess 17420 483 $1,450,000 55 $444,514,482 1,000 $1,480,000 55 $445,994,482 80 $579,478 45 $446,573,960 225 $218,820 45 $446,792,780 2,500 $7,813,000 40 $454,605,780 Upgrade Other Expenses, Upgrade Other (OT) 28,000 $4,311,035 40 $458,916,815 POUGHKEEPSIE CITY / Poughkeepsie (C) College Hill Reservoir., New Storage 28,000 $6,746,500 40 $465,663,315 Dutchess POUGHKEEPSIE CITY / Poughkeepsie (C) Upgrade Distribution System 28,000 $4,223,000 40 $469,886,315 17957 Dutchess BARD COLLEGE / Bard College New microfiltration plant., 1,400 $991,620 40 $470,877,935 16246 Dutchess LITTLE SWITZERLAND / East Fishkill (T) Upgrade Distribution System, System Consolidation 450 $428,900 35 $471,306,835 16583 Dutchess LAKE LODGES APARTMENTS / Lake Lodge Apts. New Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 30 $85,000 35 $471,391,835 17725 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA New Distribution System, Extend System Consolidation 7,012 $4,417,000 35 $475,808,835 15938 Dutchess TACONIC ESTATES WATER DISTRICT / East Fishkill (T) New Ground Water Source, System Consolidation 185 $148,000 35 $475,956,835 15645 Dutchess POUGHKEEPSIE TOWNWIDE WD / Poughkeepsie (T) System Consolidation 40,000 $6,650,000 35 $482,606,835 16845 Dutchess VICTORY LAKE NURSING CENTER / Victory Lake Nursing Center Upgrade Storage, Upgrade Distribution System 190 $367,092 30 $482,973,927 16297 Dutchess WINGDALE VILLAGE PARK / Wingdale Village Park Upgrade Water Treatment Plant, New Ground Water Source 150 $74,000 30 $483,047,927 16461 Dutchess STONY CREEK FARMS (TOWN HOMES / Stoney Creek Farms Homeowners New Water Treatment Plant 21 $18,000 30 $483,065,927 18000 Dutchess BEACON CITY / Beacon (C) Upgrade Distribution System 19,000 $972,907 20 $484,038,834 16384 Dutchess TOWN OF NORTHEAST WD / Northeast (T) Upgrade Distribution System, New Water District 411 $100,000 20 $484,138,834 17419 Dutchess WAPPINGERS FALLS VILLAGE / Wappinger Falls (V) Upgrade Storage, New Storage, Upgrade Distribution System 6,000 $6,238,532 20 $490,377,366 Page 13 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Dutchess County 18001 Dutchess BEACON CITY / Beacon (C) Upgrade Distribution System 19,000 $509,737 20 $490,887,103 17999 Dutchess BEACON CITY / Beacon (C) Upgrade Pump Station 19,000 $71,379 15 $490,958,482 15662 Dutchess PINE PLAINS WATER IMPROVEMENT / Pine Plains (T) Upgrade Distribution System 860 $1,617,284 15 $492,575,766 17937 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA South Tank Rehab, Upgrade Storage 7,012 $679,800 15 $493,255,566 17959 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA Installation of water meters., 300 $61,692 15 $493,317,258 15927 Dutchess RHINEBECK VILLAGE WATER / Rhinebeck (V) Upgrade Distribution System 4,300 $1,569,000 15 $494,886,258 17938 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA North Tank Rehab, Upgrade Storage 7,012 $511,500 15 $495,397,758 15930 Dutchess RHINEBECK VILLAGE WATER / Rhinebeck (V) Remediate backwash "Sludge Pond", Upgrade Water Treatment Plant 4,300 $223,000 15 $495,620,758 17424 Dutchess LEIGH MANOR / Leona Darrow Upgrade Ground Water Source 15 $100,000 15 $495,720,758 17709 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA Replace asbestos cement water mains, Upgrade Distribution System 7,012 $2,133,000 15 $497,853,758 16514 Dutchess DUTCHESS CO WATER AUTH - VALLEYDALE / DCWWA Dutchess County Water and Waste Water Authority Zone VDW, New Ground Water Source, Upgrade Distribution System 500 $1,626,100 15 $499,479,858 17688 Dutchess WOODHILL GREEN / Woodhill Green Condos New Water Treatment Plant, Upgrade Ground Water Source 483 $1,450,000 15 $500,929,858 17705 Dutchess STAATSBURG WATER SYSTEM / DCWWA Replace approximately 19,200 linear feet of aged water main in Zone C., Upgrade Distribution System 1,072 $6,180,000 10 $507,109,858 15644 Dutchess POUGHKEEPSIE TOWNWIDE WD / Poughkeepsie (T) Upgrade Distribution System 40,000 $410,000 10 $507,519,858 16540 Dutchess CHARLOTTE GROVE MOBILE HOME CT / Charlette Grove MH Court Upgrade Distribution System 112 $302,820 10 $507,822,678 17958 Dutchess BEACON CITY / Beacon (C) Installation of leak detection equipment., Upgrade Other Expenses, Upgrade Other (OT) 19,000 $233,100 10 $508,055,778 17703 Dutchess STAATSBURG WATER SYSTEM / DCWWA Rehabilitate approximately 3,000 linear feet of water main in Zone C., Upgrade Distribution System 1,072 $773,000 10 $508,828,778 17691 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA Replace Route 9 water main from Horseshoe Lane to St. Andrews Road., Upgrade Distribution System 7,012 $3,646,200 10 $512,474,978 17695 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA Upgrade Distribution System 7,012 $5,677,875 10 $518,152,853 17700 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA Rehabilitate/replace approximately 35,800 linear feet of water main associated with Crumwold Acres Subdivision., Upgrade Distribution System 7,012 $8,806,500 10 $526,959,353 Page 14 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Dutchess County 17693 Dutchess DUTCHESS COUNTY WATER/WASTEWATER PLANT / DCWWA Replace Route 9 water main from Horseshoe Lane to Vanderbilt Lane., 7,012 $5,014,200 10 $531,973,553 17707 Dutchess STAATSBURG WATER SYSTEM / DCWWA Replacement of approximately 15,780 linear feet of aged water main, Upgrade Distribution System 1,072 $4,876,000 10 $536,849,553 CHAFFEE WATER CO / Chaffee Water Co. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage 1165 $536,849,553 Erie County 17457 Erie 200 $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17442 Erie BRANDT (T), NORTH COLLINS (T)&(V) / North Collins (V) WTP improvements for lead and copper violations, Fe violations, Asbestos Main replacement, inadequate pressures, Upgrade Water Treatment Plant, Upgrade Transmission, Upgrade Distribution System, New System Consolidation 17337 Erie HUNTERS CREEK MOBILE HOME PARK / Hunters Creek MHP Address total coliform detections and organic exceedances, Upgrade Water Treatment Plant, New Storage, New Pump Station, Upgrade Distribution System 17339 Erie S. EAST ERIE CO. REGIONAL WATER PROJECT / Aurora (T) Aurora WD19, Wales WD's2&3. Extend to serve private contaminated wells, consolidate public water supplies, eliminate public water supply with past coliform detections, Storage, Pump Station, Extend Distribution System, System Consolidation 17169 Erie ECWA DIRECT / Erie County Water Authority Consolidation of the (C) Buffalo's system into ECWA,, New System Consolidation 17151 Erie AURORA WATER DISTRICT 18 / Aurora (T) 15922 Erie 17592 1,915 $5,430,000 210 $542,279,553 150 $175,100 185 $542,454,653 2,950 $6,400,000 150 $548,854,653 228,869 $122,000,000 125 $670,854,653 Extend system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past total coliform detection. WD 18., Extend Distribution System 1,288 $15,704,100 120 $686,558,753 ALDEN VILLAGE / Alden (V) Upgrade Ground Water Source 2,666 $640,003 105 $687,198,756 Erie TOWN OF NEWSTEAD WD #10 PHASE 3 / Newstead (T) Serve area of private contaminated or poor yielding private wells, New Distribution System, New System Consolidation 475 $3,250,000 105 $690,448,756 15736 Erie COLLINS WD #3 / Collins (T) Upgrade Transmission, New Storage, Upgrade Distribution System 760 $625,000 80 $691,073,756 15982 Erie EDEN (T) PROPOSED WATER DISTRICT / Eden (T) Extend Distribution System 300 $725,000 70 $691,798,756 15981 Erie AKRON VILLAGE / Akron (V) Upgrade Water Treatment Plant 2,971 $2,380,000 65 $694,178,756 15880 Erie EVANS, TOWN WATER DEPARTMENT / Evans (T) Angola Service Area of the NYS Thruway Authority., Extend Distribution System 3,882 $225,000 60 $694,403,756 17980 Erie WATER DISTRICT NO. 2 / Colden (T) New Storage, New Distribution System 1,140 $16,075,000 60 $710,478,756 17395 Erie ECWA DIRECT / Erie County Water Authority Consolidation of the Village of Williamsville's water system into ECWA's., New System Consolidation 228,869 $3,723,500 60 $714,202,256 18049 Erie CONCORD TOWN WATER SYSTEM / Town of Concord Extend Distribution System 125 $335,000 55 $714,537,256 16851 Erie AURORA (T) WATER IMP. AREA NO. 5 / Aurora (T) Extend Distribution System 210 $613,500 55 $715,150,756 15339 Erie EAST HILL WATER DISTRICT NO. 3 / Boston (T) New Storage, New Pump Station, Extend Distribution System 800 $3,708,000 55 $718,858,756 17670 Erie EDEN WD#7 / Eden (T) Eden WD#7, New Storage, New Distribution System 1,800 $5,460,000 55 $724,318,756 Page 15 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Erie County 17673 Erie EDEN WD#2 / Eden (T) Eden WD#2 Shadagee Road Water Project Pump Station and Waterlines, New Pump Station, New Distribution System 16501 Erie BLASDELL VILLAGE / Blasdell (V) Consolidation of the Village system with Erie County Water Authority, Upgrade Distribution System, New System Consolidation 17918 Erie BUFFALO WATER AUTHORITY / Buffalo (C) Upgrade Other Expenses, Upgrade Other (OT) 15497 Erie TOWN OF MARILLA WATER DISTRICT NO. 4 / Marilla (T) Extend Distribution System 16557 Erie TOWN OF NEWSTEAD WD#7 / Newstead (T) Fletcher Road, Extend Distribution System 15508 Erie TOWN OF MARILLA WATER DISTRICT #3 / Marilla (T) Extend Distribution System 17394 Erie ECWA DIRECT / Erie County Water Authority Consolidation of the Town of Lancaster's water system into ECWA's., New System Consolidation 15439 Erie ANGOLA VILLAGE / Angola (V) New Storage, Upgrade Distribution System 17672 Erie EDEN WD#6 / Eden (T) 17671 Erie 15738 500 $5,280,000 55 $729,598,756 3,200 $2,515,000 55 $732,113,756 276,000 $7,945,178 50 $740,058,934 760 $2,249,845 50 $742,308,779 30 $127,300 50 $742,436,079 1,530 $2,420,500 50 $744,856,579 228,869 $7,480,000 50 $752,336,579 4,200 $4,090,000 45 $756,426,579 Eden WD#6, New Distribution System 500 $420,000 45 $756,846,579 EDEN WD#5 / Eden (T) Eden WD#5, New Distribution System 150 $5,880,000 45 $762,726,579 Erie COLLINS WDS #1 AND #2 / Collins (T) New Transmission, New Storage, Upgrade Distribution System 1,300 $566,500 45 $763,293,079 15004 Erie BOSTON (T) WD#2 / Boston (T) New Storage, New Pump Station, Extend Distribution System 180 $1,230,000 40 $764,523,079 17724 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Upgrade Water Treatment Plant 19,500 $2,303,000 40 $766,826,079 15898 Erie GOWANDA VILLAGE / Gowanda (V) New Transmission 2,800 $885,250 35 $767,711,329 17757 Erie HAMBURG - 1 / Hamburg (V) Upgrade Distribution System 1,125 $1,261,000 35 $768,972,329 15606 Erie EVANS WD #3 / Evans (T) Extend Distribution System 457 $310,000 35 $769,282,329 17758 Erie HAMBURG - 2 / Hamburg (V) Upgrade Distribution System 1,700 $2,844,000 35 $772,126,329 17730 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Upgrade Water Treatment Plant, Upgrade Pump Station 19,500 $3,130,000 35 $775,256,329 15961 Erie ELMA WATER DISTRICT NO. 1 / Elma (T) Upgrade Distribution System 10,287 $145,300 30 $775,401,629 17398 Erie ECWA DIRECT / Erie County Water Authority Parallel 48 inch raw water line between Van de Water raw water pump station & WTP., New Transmission 228,869 $5,544,000 30 $780,945,629 Page 16 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Erie County 17397 Erie ECWA DIRECT / Erie County Water Authority 36 inch transmission main on Sweet Home Road., New Transmission 15534 Erie COLLINS (T) / Collins (T) New Pump Station 17396 Erie ECWA DIRECT / Erie County Water Authority Parallel 48 inch transmission mains between Van de Water WTP & Ball Pump Station., New Transmission 15133 Erie HOLLAND WATER DISTRICT / Holland (T) Upgrade Water Treatment Plant, New Ground Water Source 17399 Erie ECWA DIRECT / Erie County Water Authority 36 inch transmission main on Maple Road., New Transmission 16016 Erie DEPEW VILLAGE / Depew (V) Extend Distribution System 15479 Erie ECWA DIRECT / ECWA/ Amherst (T) 15477 Erie 16167 228,869 $5,323,909 30 $786,269,538 105 $235,000 30 $786,504,538 228,869 $16,620,000 30 $803,124,538 1,680 $200,000 25 $803,324,538 228,869 $17,706,000 25 $821,030,538 7,500 $112,500 25 $821,143,038 Town of Amherst-Sheridan Dr. to Klein Rd., Upgrade Distribution System 228,869 $550,000 20 $821,693,038 ECWA DIRECT / ECWA/ Amherst (T) Town of Amherst WD 15C - Country Parkway., Upgrade Distribution System 228,869 $275,000 20 $821,968,038 Erie GRAND ISLAND (T) / Grand Island (T) Upgrade Water Treatment Plant 18,000 $1,459,374 20 $823,427,412 17759 Erie WATER MAIN REPLACEMENT / Hamburg (T) Upgrade Distribution System 43,425 $3,103,000 20 $826,530,412 15484 Erie ECWA DIRECT / ECWA/ Amherst (T) Town of Amherst WD 15C - Niagara Falls Blvd., Upgrade Distribution System 228,869 $300,000 20 $826,830,412 16042 Erie EAST AURORA VILLAGE / East Aurora (V) Upgrade Distribution System 7,200 $1,707,950 20 $828,538,362 17620 Erie WINDOVER WATER CO WM REPLACEMENT / Windover Water Co Upgrade Distribution System 20 $189,000 20 $828,727,362 15486 Erie ECWA DIRECT / ECWA/ Amherst (T) Town of Amherst WD 15C - Casey Rd., Upgrade Distribution System 228,869 $250,000 20 $828,977,362 16578 Erie SPRINGVILLE MOBILE VILLAGE / Parss Properties New Ground Water Source 90 $48,600 20 $829,025,962 16758 Erie W. SENECA WD#3 / West Seneca (T) Orchard Park Road Watermain, Upgrade Distribution System 520 $460,000 20 $829,485,962 17726 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) New Transmission 19,500 $500,000 15 $829,985,962 15469 Erie WILLIAMSVILLE (V) / Williamsville (V) Los Robles Street water reconstruction project., Upgrade Distribution System 6,017 $408,447 15 $830,394,409 16815 Erie LANCASTER (V) / Lancaster (V) Upgrade Distribution System 11,940 $1,670,454 15 $832,064,863 15444 Erie WILLIAMSVILLE (V) / Williamsville (V) Northeast quadrant transmission system improvements., Upgrade Distribution System 6,017 $808,396 15 $832,873,259 Page 17 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Erie County 17734 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Upgrade Storage 18003 Erie CATTARAUGUS STREET WATER DISTRICT / Concord (T) New Distribution System, New Water District 17694 Erie DISTRICT #5 / Alden (T) New Distribution System 17733 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) 16740 Erie 16187 19,500 $2,100,000 15 $834,973,259 13 $325,000 15 $835,298,259 661 $10,056,625 15 $845,354,884 New Transmission 19,500 $1,250,000 15 $846,604,884 ORCHARD PARK (T) / Orchard Park (T) 2000 water system improvements., Upgrade Distribution System 28,000 $7,081,000 10 $853,685,884 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Upgrade Water Treatment Plant 19,500 $340,000 10 $854,025,884 17690 Erie CONSOLIDATED WATER DISTRICT / Lancaster (T) Upgrade Distribution System 500 $2,725,000 10 $856,750,884 16396 Erie ORCHARD PARK VILLAGE / Orchard Park (V) Upgrade Distribution System 3,100 $50,000 10 $856,800,884 17335 Erie WILLIAMSVILLE (V) / Williamsville (V) Upgrade Distribution System 6,017 $2,700,000 10 $859,500,884 15119 Erie CLARENCE, TOWN WATER DEPT. / Clarence (T) Main Street watermain replacement., Upgrade Distribution System 15,000 $2,650,000 5 $862,150,884 16556 Erie WILLIAMSVILLE (V) / Williamsville (V) Mill Street, Upgrade Distribution System 6,017 $141,000 5 $862,291,884 15120 Erie CLARENCE, TOWN WATER DEPT. / Clarence (T) Goodrich Road Watermain Extension., Extend Distribution System 15,000 $165,000 5 $862,456,884 15118 Erie CLARENCE, TOWN WATER DEPT. / Clarence (T) Sheridan Drive watermain replacement., Upgrade Distribution System 15,000 $1,597,700 5 $864,054,584 18012 Erie WATER IMPROVEMENT AREA NO. 5 / Alden (T) Extend Distribution System 1,650 $10,873,000 5 $874,927,584 17531 Erie BOSTON (T) WD#2 / Boston (T) Extend Water District 100 $2,499,100 5 $877,426,684 16178 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Ransom Road waterline improvements., Upgrade Distribution System 19,500 $111,453 5 $877,538,137 15121 Erie CLARENCE, TOWN WATER DEPT. / Clarence (T) Harris Hill Road & Arondale Drive watermain replacements., Upgrade Distribution System 15,000 $726,200 5 $878,264,337 16185 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Sandy Beach waterline improvements., Upgrade Distribution System 19,500 $986,154 5 $879,250,491 15627 Erie HAMBURG (T) WD'S / Hamburg (T) New Distribution System 35,000 $1,346,725 5 $880,597,216 17532 Erie WD#2 / Boston (T) Extend Water District 100 $2,324,177 5 $882,921,393 Page 18 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Erie County 16182 Erie GRAND ISLAND TOWN WATER DEPT. / Grand Island (T) Bush Road waterline improvements., Upgrade Distribution System 19,500 $228,113 5 $883,149,506 $406,500 2175 $883,556,006 $0 1240 $883,556,006 Essex County 17631 Essex WILMINGTON WD / Wilmington (T) Phase 2 (Juniper Hill Road) of DWSRF 15803, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 980 17388 Essex PORT KENT WD / Chesterfield (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage 202 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 15881 Essex WADHAMS WD / Westport (T) New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Consolidation 140 $0 1240 $883,556,006 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17163 Essex TICONDEROGA WD / Ticonderoga (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 17682 Essex WD#4 / Moriah (T) New Surface Water Treatment Rule Compliance Facility, New Distribution System 17629 Essex ESSEX WD / Essex (T) 17513 Essex 17684 5,000 $13,954,315 265 $897,510,321 78 $1,990,475 180 $899,500,796 Address turbidity and organic violations, New Ground Water Source, Upgrade Distribution System 300 $1,515,954 165 $901,016,750 WINEBROOK HILLS WD / Newcomb (T) New Ground Water Source, Upgrade Distribution System 250 $5,302,728 145 $906,319,478 Essex KEESEVILLE V / Keeseville (V) Upgrade Water Treatment Plant 2,300 $3,442,280 75 $909,761,758 15827 Essex MINERVA WD / Minerva (T) New Storage, Upgrade Distribution System 800 $175,000 75 $909,936,758 15797 Essex PORT HENRY V / Port Henry (V) Upgrade Transmission, Upgrade Distribution System 1,831 $511,910 65 $910,448,668 16589 Essex MORIAH WD / Moriah (T) Upgrade Distribution System 3,100 $239,450 65 $910,688,118 16659 Essex PORT HENRY V / Port Henry (V) Upgrade Distribution System 1,831 $4,315,148 65 $915,003,266 15846 Essex MORIAH WD / Moriah (T) Upgrade Distribution System 3,100 $606,876 60 $915,610,142 15849 Essex MORIAH WD / Moriah (T) New Other Expenses, Upgrade Distribution System, New Other (OT) 3,100 $1,573,733 60 $917,183,875 17193 Essex AUSABLE FORKS WD / Jay (T) Upgrade Water Treatment Plant, New Storage 900 $5,201,603 60 $922,385,478 17031 Essex CROWN POINT WD / Crown Point (T) Upgrade Distribution System 995 $2,795,678 55 $925,181,156 15841 Essex LEWIS WD / Lewis (T) Upgrade Distribution System 428 $792,076 55 $925,973,232 16045 Essex NEW RUSSIA WD / Elizabethtown (T) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 60 $135,000 45 $926,108,232 17595 Essex FOREVER WILD WATER CO-SIGNOR / Forever Wild Water Company Upgrade Ground Water Source, Upgrade Storage, Upgrade Pump Station 900 $2,247,987 35 $928,356,219 Page 19 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Essex County 16897 Essex CROWN POINT WD / Crown Point (T) Upgrade Distribution System 995 $1,000,000 35 $929,356,219 17578 Essex BOLTONS ACRES / Bolton Acres MHP New Ground Water Source, Upgrade Distribution System 100 $90,000 30 $929,446,219 17630 Essex WILLSBORO BAY WATER SUPPLY / Willsboro (T) Upgrade Distribution System 140 $1,091,985 25 $930,538,204 Franklin County 17611 Franklin SARANAC LAKE V / Saranac Lake (V) New SCADA equipment., New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 5,800 $12,500,000 245 $943,038,204 18061 Franklin TUPPER LAKE V / Tupper Lake (V) New wells to replace SW source and inadequate DE plant., New Ground Water Source, Upgrade Distribution System 5,500 $2,979,790 235 $946,017,994 16861 Franklin TUPPER LAKE V / Tupper Lake (V) New Storage, Upgrade Distribution System 5,500 $700,000 145 $946,717,994 17455 Franklin WATER DISTRICT #3 / Malone (T) Consolidate a MHP with nitrate violations, New Distribution System, System Consolidation, New System Consolidation 300 $1,328,000 145 $948,045,994 15246 Franklin ST REGIS MOHAWK WATER SYSTEM / St. Regis Mohawk Tribe Upgrade Water Treatment Plant, New Pump Station 20 $3,897,950 95 $951,943,944 16866 Franklin TUPPER LAKE V / Tupper Lake (V) Upgrade Water Treatment Plant, Upgrade Transmission 5,500 $596,295 90 $952,540,239 17646 Franklin WEST BANGOR EXTENSION / Bangor (T) Extend Distribution System 150 $1,090,000 65 $953,630,239 16571 Franklin HARRIETSTOWN (T) / Harrietstown (T) Upgrade Distribution System 5,621 $710,800 55 $954,341,039 16957 Franklin CHATEAUGAY V / Chateaugay (V) Upgrade Distribution System 1,100 $2,750,000 55 $957,091,039 17304 Franklin FORT COVINGTON WD / Fort Covington (T) Upgrade Ground Water Source, Upgrade Distribution System 900 $1,241,050 50 $958,332,089 17226 Franklin CHATEAUGAY (T) WD#1 / Chateaugay (T) New Water District 100 $114,075 45 $958,446,164 16896 Franklin SARANAC LAKE V / Saranac Lake (V) Upgrade Distribution System 5,800 $180,250 45 $958,626,414 15712 Franklin SARANAC LAKE V / Saranac Lake (V) Upgrade Storage, Upgrade Pump Station 5,800 $582,400 45 $959,208,814 17284 Franklin MALONE V / Malone (V) New Transmission 13,000 $498,963 40 $959,707,777 17960 Franklin SARANAC LAKE V / Saranac Lake (V) Installation of water meters., 5,800 $1,000,000 35 $960,707,777 17184 Franklin BURKE V / Burke (V) New Other Expenses, New Other (OT) 273 $250,000 20 $960,957,777 Page 20 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Fulton County 16538 Fulton TWIN PINES ESTATES / CVH Charter Corp. MHP on Hagadorn Mills Road in the Town of Broadalbin, New Ground Water Source, Upgrade Storage, New Pump Station 17732 Fulton JOHNSTOWN (C) WATER WORKS / Johnstown (C) Replacement of Maylender finished water uncovered reservoir; automation of water system operations, New Other Expenses, New Storage, New Other (OT) 15330 Fulton GLOVERSVILLE (C) WATER WORKS / Gloversville (C) 15331 Fulton 17575 45 $39,655 150 $960,997,432 8,511 $3,255,000 90 $964,252,432 Eagle Street Water Storage Tank, New Storage 17,991 $1,963,900 80 $966,216,332 GLOVERSVILLE (C) WATER WORKS / Gloversville (C) Ayers Hill Reservoir water storage tanks, New Storage 17,991 $2,234,600 80 $968,450,932 Fulton NORTHAMPTON (T) WATER DISTRICT / Northampton (T) Upgrade Storage, Upgrade Distribution System 1,000 $6,303,627 65 $974,754,559 17546 Fulton SANDYLAND MHP / Sandyland MHP Transmission Main of 1200 feet to connect existing MHP to municipal PWS extension., Extend Transmission 30 $60,000 50 $974,814,559 17545 Fulton JOCKEYVILLE ESTATES II / Saratoga LLC Install transmission main of 2000 feet length to connect existing MHP with municipal PWS., Extend Transmission 126 $92,000 50 $974,906,559 15935 Fulton JOHNSTOWN (T) / Johnstown (C) Upgrade Distribution System 50 $86,725 50 $974,993,284 17882 Fulton BROADALBAN (V) / Broadalin (V) Replace Aged Storage Tank, New Storage 1,500 $1,990,000 30 $976,983,284 15253 Fulton BROADALBIN (V) / Broadalbin (V) New Storage, Upgrade Distribution System 1,397 $1,268,960 30 $978,252,244 15793 Fulton MAYFIELD (V) WATER WORKS / Mayfield (V) New Ground Water Source 817 $78,000 30 $978,330,244 17748 Fulton BROADALBIN (V) / Broadalbin (V) New Other Expenses, Upgrade Transmission, New Other (OT) 1,397 $91,207 25 $978,421,451 6,300 $916,000 75 $979,337,451 16,310 $2,067,500 70 $981,404,951 3,300 $119,000 65 $981,523,951 781 $880,425 65 $982,404,376 2,000 $3,860,000 60 $986,264,376 16,310 $19,113,000 60 $1,005,377,376 Genesee County 16162 Genesee LEROY (V) / Leroy (V) Upgrade Water Treatment Plant 17761 Genesee BATAVIA CITY / Batavia (C) Upgrade Water Treatment Plant, Upgrade Distribution System 15608 Genesee MCWA, GENESEE WEST / Corfu (V) Upgrade Storage 15042 Genesee ALEXANDER VILLAGE / Alexander (V) New Storage 17036 Genesee TOWN OF PEMBROKE WATER DISTRICT NO. 1 / Pembroke (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 16112 Genesee BATAVIA CITY / Batavia (C) New Water Treatment Plant 18046 Genesee PRATT RD. WD / Batavia (T) New Water District 55 $1,067,974 55 $1,006,445,350 18045 Genesee CREEK RD. WD / Batavia (T) New Water District 136 $1,407,623 55 $1,007,852,973 Page 21 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Genesee County 18047 Genesee RTE 98 WD / Batavia (T) New Water District the serve areas East and West of Rte. 98, New Water District 318 $5,322,464 55 $1,013,175,437 17065 Genesee BYRON (T) WD NO. 2 / Byron (T) Extend to serve private contaminated wells in Hamlet of South Byron., Extend Distribution System 315 $1,854,000 55 $1,015,029,437 16610 Genesee LEROY (V) / Le Roy (V) Upgrade Water Treatment Plant 6,300 $2,150,000 50 $1,017,179,437 17899 Genesee WD II / Alabama (T) Extend Water District 1,056 $5,416,206 50 $1,022,595,643 17885 Genesee WATER DISTRICT 2 / Alabama (T) Connect existing Hamlet to Niag Co WD, Extend Distribution System 1,056 $5,258,452 50 $1,027,854,095 16575 Genesee BARBARY COAST MHP / Affordable Great Locations Extend Distribution System 50 $82,700 45 $1,027,936,795 17066 Genesee BYRON (T) WD NO. 3 / Byron (T) Extend to serve private contaminated wells in the Hamlet of North Byron., Extend Distribution System 100 $148,000 45 $1,028,084,795 17768 Genesee WATER DISTRICT #8 / Stafford (T) New Distribution System 90 $859,700 45 $1,028,944,495 17764 Genesee MCWA GENESEE / Byron (T) New Water District 13,250 $161,000 45 $1,029,105,495 17755 Genesee MCWA GENESEE / Byron (T) New Distribution System 13,250 $148,000 45 $1,029,253,495 16113 Genesee BATAVIA CITY / Batavia (C) New Ground Water Source 16,310 $628,830 45 $1,029,882,325 17676 Genesee WATER DISTRICT #7 / Stafford (T) Extend Distribution System 75 $679,700 45 $1,030,562,025 17677 Genesee WATER DISTRICT #5 / Stafford (T) Extend Distribution System 123 $927,000 45 $1,031,489,025 17032 Genesee GOLDEN MOBILE HOME PARK / Crystal Cole Consolidation of PWS by connecting to (T) Stafford water system, Upgrade Distribution System 25 $139,050 40 $1,031,628,075 15611 Genesee MCWA, GENESEE WEST / Corfu (V) Upgrade Distribution System 3,300 $477,000 35 $1,032,105,075 17540 Genesee OAKFIELD VILLAGE / Oakfield (V) Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 1,805 $2,864,100 35 $1,034,969,175 17799 Genesee MCWA GENESEE / Genesee County New Transmission, New Storage, New Pump Station 13,250 $8,570,000 25 $1,043,539,175 17383 Genesee OAKFIELD VILLAGE / Oakfield (T) Upgrade Transmission 1,805 $1,661,600 20 $1,045,200,775 17527 Genesee OAKFIELD VILLAGE / Oakfield (V) Upgrade Transmission, Upgrade Distribution System 1,805 $1,147,575 15 $1,046,348,350 COXSACKIE VILLAGE / Coxsackie (V) Phase 2 of 15702, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant 4,010 $3,233,065 3175 $1,049,581,415 Greene County 17444 Greene NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan Page 22 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Greene County 17496 Greene HUNTER VILLAGE / Hunter (V) Phase 2 of #16732 - Dolan's Lake Intake and Connection of Wells 1 and 3, Upgrade Water Treatment Plant, New Ground Water Source, New Transmission 896 $1,518,150 2165 $1,051,099,565 16106 Greene TANNERSVILLE VILLAGE / Tannersville (V) New Ground Water Source, Upgrade Transmission, Upgrade Distribution System 448 $1,900,000 135 $1,052,999,565 17414 Greene CATSKILL VILLAGE / Catskill (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 8,000 $10,270,000 110 $1,063,269,565 16169 Greene ASHLAND WD#1 / Ashland (T) New Complete System (New System), New Inter-Connection 300 $2,873,620 105 $1,066,143,185 15958 Greene PRATTSVILLE WATER DISTRICT / Prattsville (T) New Ground Water Source 410 $1,361,800 100 $1,067,504,985 15684 Greene NEW BALTIMORE (T) / New Baltimore (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,300 $5,000,000 90 $1,072,504,985 15704 Greene COXSACKIE VILLAGE / Coxsackie (V) Upgrade Transmission, New Storage, Upgrade Distribution System 4,010 $6,210,000 80 $1,078,714,985 16728 Greene PRATTSVILLE WD #2 / Prattsville (T) New Ground Water Source, New Complete System (New System) 25 $468,585 65 $1,079,183,570 17948 Greene HENSONVILLE (WINDHAM W.D.) / Windham (T) Upgrade Ground Water Source 402 $757,050 50 $1,079,940,620 16105 Greene TANNERSVILLE VILLAGE / Tannersville (V) Upgrade Distribution System 448 $467,000 45 $1,080,407,620 16129 Greene HENSONVILLE (WINDHAM W.D.) / Windham (T) Upgrade Transmission, Upgrade Distribution System 402 $467,000 45 $1,080,874,620 15415 Greene CATSKILL VILLAGE / Catskill (V) Other Expenses, New Ground Water Source, New Transmission, Other (OT) 8,000 $695,250 30 $1,081,569,870 15419 Greene CATSKILL VILLAGE / Catskill (V) Upgrade Distribution System 8,000 $1,390,500 30 $1,082,960,370 17640 Greene ATHENS VILLAGE / Athens (V) Upgrade Distribution System 1,850 $171,700 30 $1,083,132,070 15691 Greene SLEEPY HOLLOW LAKE WATER CO. / Sleepy Hollow Lake Assoc. Upgrade Surface Water Source, Upgrade Storage 2,000 $1,144,330 20 $1,084,276,400 INDIAN LAKE WD / Indian Lake (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Distribution System 1255 $1,084,276,400 Hamilton County 17456 Hamilton 16278 Hamilton LONG LAKE (T) / Long Lake New Ground Water Source, New Storage, Upgrade Distribution System (T) 15600 Hamilton ANTLERS OF RAQUETTE LAKE, INC. / Antlers of Raquette Lake Inc. 17530 Hamilton HAMLET OF INLET / Inlet (T) Page 23 of 86 900 $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 750 $3,929,255 200 $1,088,205,655 New Surface Water Source, Inter-Connection 120 $243,595 150 $1,088,449,250 New Ground Water Source, New Complete System (New System) 490 $2,674,765 65 $1,091,124,015 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Herkimer County 17470 Herkimer HERKIMER VILLAGE / Herkimer (V) Phase 2 of 16676, New Surface Water Treatment Rule Compliance Facility 7,606 $300,000 2130 $1,091,424,015 16692 Herkimer VAN HORNESVILLE WATER WORKS / Stark (T) VanHornesville Water System, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 372 $2,098,150 200 $1,093,522,165 17552 Herkimer NEWPORT VILLAGE / Newport (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Transmission, New Storage, Upgrade Distribution System 740 $2,175,000 200 $1,095,697,165 17499 Herkimer ILION (V) WATER WORKS / Ilion (V) Construction of Multilevel Water Intake in non-utilized reservoir, replace old transmission main & valves to address disinfection byproducts, Upgrade Surface Water Source 8,610 $1,285,777 170 $1,096,982,942 15557 Herkimer POLAND VILLAGE / Poland (V) Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 463 $246,000 165 $1,097,228,942 17330 Herkimer VILLAGE OF COLD BROOK / Cold Brook (V) New Complete System (New System), New System Consolidation 336 $1,761,961 100 $1,098,990,903 16922 Herkimer GRAHM, NEWPORT & BROWN RD WD / Schuyler (T) New system to serve area with private contaminated wells. , New Complete System (New System) 260 $1,280,000 85 $1,100,270,903 17422 Herkimer HERKIMER (T), WD #3, #4, #5 / Herkimer (T) Upgrade Pump Station, Upgrade Distribution System, Extend Distribution System 320 $299,112 85 $1,100,570,015 16203 Herkimer EAST FRANKFORT WATER SYSTEM / Frankfort (T) New Ground Water Source, New Storage, Upgrade Distribution System 1,000 $948,000 75 $1,101,518,015 17311 Herkimer MANION HEIGHTS WD / German Flatts (T) New Complete System (New System) 105 $152,000 75 $1,101,670,015 17869 Herkimer STARKVILLE WATER SYSTEM / Stark (T) New Complete System (New System) 250 $1,000,000 65 $1,102,670,015 17639 Herkimer ILION (V) WATER WORKS / Ilion (V) Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Surface Water Treatment Rule Compliance Facility 8,610 $4,343,510 60 $1,107,013,525 17280 Herkimer WEST FRANKFORT WATER DISTRICT / Frankfort (T) New Complete System (New System) 1,100 $5,828,000 55 $1,112,841,525 17055 Herkimer FRANKFORT (V) WATER WORKS / Frankfort (V) New Ground Water Source 2,995 $481,691 45 $1,113,323,216 17057 Herkimer FRANKFORT (V) WATER WORKS / Frankfort (V) Upgrade Distribution System 2,995 $1,971,007 45 $1,115,294,223 17941 Herkimer MIDDLEVILLE (V) WATER WORKS / Middleville (V) Upgrade Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 725 $3,453,415 45 $1,118,747,638 17048 Herkimer DOLGEVILLE (V) PWS / Dolgeville (V) New Storage 2,166 $1,051,000 40 $1,119,798,638 17096 Herkimer TRINITY CHRISTIAN (LITTLE LAMB PRE-SCH) / Trinity Christian School New Other Expenses, New Other (OT) 15 $1,400 30 $1,119,800,038 17939 Herkimer OLD FORGE (V) WATER DISTRICT / Webb (T) Upgrade Distribution System, Extend Distribution System 1,766 $561,350 25 $1,120,361,388 16101 Herkimer MOHAWK (V) WATER WORKS / Mohawk (V) Fulmer Creek Stream Crossing., Upgrade Distribution System 2,985 $82,000 25 $1,120,443,388 Page 24 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Herkimer County 16103 Herkimer MOHAWK (V) WATER WORKS / Mohawk (V) Michigan, Green, Henry, Church Streets Main replacement, Upgrade Distribution System LAFAVE ROAD WATER DISTRICT / Le Ray (T) Consolidation of existing public water systems with GUDI wells, coliform and lead violations., New Distribution System, New System Consolidation 600 Westcotts WD to serve along NYS Route 3. Consolidation of PWS systems addressing SWTR & E-Coli violations. , Upgrade Storage, New Distribution System, New System Consolidation 300 New Surface Water Treatment Rule Compliance Facility, New Distribution System, New System Consolidation 352 2,985 $266,000 25 $1,120,709,388 1280 $1,120,709,388 Jefferson County 17473 17321 17306 Jefferson Jefferson Jefferson WESTCOTTS WATER DISTRICT / Hounsfield (T) WATER DISTRICT #2 / Henderson (T) $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 1260 $1,120,709,388 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 1190 $1,120,709,388 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 15603 Jefferson WATER DISTRICT NO. 5 / Hounsfield (T) Extend distribution system to area of insufficient yielding or cantaminated private wells. Consolidate Watertown International Airport., New Distribution System, New System Consolidation 345 $4,800,000 210 $1,125,509,388 17529 Jefferson TIBBETS POINT WATER DISTRICT / Cape Vincent (T) Serve area with private contaminated wells, New Surface Water Treatment Rule Compliance Facility, New System Consolidation, New Water District 200 $2,645,000 180 $1,128,154,388 17562 Jefferson HERRINGS VILLAGE / Herrings (V) Distribution and storage improvements., Upgrade Storage, Upgrade Distribution System 120 $3,429,000 170 $1,131,583,388 16117 Jefferson ALEXANDRIA TOWN WD #1 - OTTER STREET / Alexandria (T) Extend Distribution System, Upgrade Distribution System 60 $3,600,000 150 $1,135,183,388 16339 Jefferson WELLESLEY ISLAND WATER CORP. / Wellesley Island Water Corp. New Water Treatment Plant, New Surface Water Source 548 $2,336,000 140 $1,137,519,388 17201 Jefferson ELLISBURG (V) / Ellisburg (V) Extend system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past total coliform detection. , Extend Distribution System, New System Consolidation 269 $0 135 $1,137,519,388 16701 Jefferson LAFARGEVILLE (T. ORLEANS) / Orleans (T) New Ground Water Source 750 $246,731 85 $1,137,766,119 17474 Jefferson DEPAUVILLE WATER DISTRICT / Clayton (T) New Distribution System, New System Consolidation 200 $6,333,529 85 $1,144,099,648 15531 Jefferson TOWN OF PAMELIA RT. 3, WATER DISTRICT / Pamelia (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System 96 $474,160 85 $1,144,573,808 15909 Jefferson TOWN OF WILNA WATER DISTRICTS NOS. 1,2,3, & 4 / Wilna (T) New Surface Water Source, Upgrade Distribution System 475 $400,000 75 $1,144,973,808 17098 Jefferson WILNA WD#1 / Wilna (T) Extend system to serve area with private contaminated wells. , New Distribution System 85 $569,590 75 $1,145,543,398 17979 Jefferson WATRE DISTRICT NO. 8 / Watertown (T) Extend Distribution System, New System Consolidation 119 $1,929,000 75 $1,147,472,398 16921 Jefferson ADAMS (T) WD #2 / Adams (T) New system to serve area with private contaminated wells. , New Complete System (New System) 190 $1,509,000 65 $1,148,981,398 15825 Jefferson CLAYTON (T) WD NO. 1 / Clayton (T) New Complete System (New System) 75 $451,217 60 $1,149,432,615 15561 Jefferson WATERTOWN (T) / Watertown (T) New system to serve area with private contaminated wells. , New Complete System (New System), New Storage, New Distribution System 530 $2,547,476 60 $1,151,980,092 17189 Jefferson WATER DISTRICT #5 / Cape Vincent (T) New system to serve area with private contaminated wells. , New Distribution System 100 $1,085,200 55 $1,153,065,292 Page 25 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Jefferson County 17185 Jefferson WATERTOWN TOWN WD 2 / Watertown (T) New Distribution System 100 $1,435,865 50 $1,154,501,157 17978 Jefferson NORTHEAST WATER DISTRICT / Waertown (T) New Ground Water Source, New Storage, New Distribution System 550 $6,177,300 50 $1,160,678,457 17924 Jefferson WD#3 EXTENSION / Hounsfield (T) Extend Distribution System 37 $2,635,000 50 $1,163,313,457 17058 Jefferson HOUNSFIELD (T) WD #2 EXTENSION / Hounsfield (T) Extend Distribution System 123 $794,439 50 $1,164,107,896 18006 Jefferson WATER DISTRICT NO. 6 / Hounsfield (T) Extend Distribution System 450 $17,521,000 50 $1,181,628,896 15240 Jefferson ALEXANDRIA VILLAGE / Alexandria Bay (V) Upgrade Surface Water Source, Upgrade Storage, Upgrade Distribution System 1,900 $3,048,188 50 $1,184,677,084 17466 Jefferson SACKETS HARBOR VILLAGE / Sackets Harbor (V) Upgrade Water Treatment Plant 1,300 $3,090,000 50 $1,187,767,084 17305 Jefferson MORGIAS BEACH WATER SYSTEM / Sackets Harbor (V) New Distribution System 65 $500,000 50 $1,188,267,084 17320 Jefferson HOUNSFIELD WD#2 EXTENSION / Hounsfield (T) New Distribution System 200 $3,900,000 50 $1,192,167,084 18052 Jefferson CAPE VINCENT VILLAGE / Cape Vincent (V) Upgrade Water Treatment Plant 1,500 $3,200,000 45 $1,195,367,084 16096 Jefferson DEXTER VILLAGE / Dexter (V) New Storage, Upgrade Distribution System 1,100 $757,125 40 $1,196,124,209 17465 Jefferson HIGHWAY GARAGE WD / Hounsfield (T) Upgrade Distribution System 200 $3,035,853 35 $1,199,160,062 16256 Jefferson PHILADELPHIA VILLAGE / Philadelphia (V) Upgrade Distribution System 1,800 $257,440 35 $1,199,417,502 15309 Jefferson WATERTOWN, CITY OF / Watertown (C) Upgrade Distribution System 27,861 $152,955 35 $1,199,570,457 15789 Jefferson CHAUMONT VILLAGE / Chaumont (V) Upgrade Storage, Upgrade Distribution System 625 $178,961 30 $1,199,749,418 17585 Jefferson CLAYTON VILLAGE / Clayton (V) Upgrade Distribution System 2,100 $551,000 30 $1,200,300,418 15893 Jefferson ADAMS (T) WD #1 & 2 (ADAMS CENTER) / Adams Center (T) Upgrade Storage 1,000 $121,954 25 $1,200,422,372 17308 Jefferson BROWNVILLE VILLAGE / Brownville (V) Upgrade Distribution System 1,200 $574,000 25 $1,200,996,372 16481 Jefferson VILLAGE OF CLAYTON / Clayton (V) New Transmission, New Distribution System 2,160 $214,000 25 $1,201,210,372 17961 Jefferson LAFARGEVILLE (T. ORLEANS) / Orleans (T) Installation of water meters., 750 $208,078 25 $1,201,418,450 Page 26 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Jefferson County 17802 Jefferson MADISON BARRACKS WATER SYSTEM / Sackets Harbor (V) Upgrade Distribution System 16549 Jefferson NORTHLAND ESTATES / Northland Park Inc. 17464 Jefferson 18021 Jefferson 1,000 $1,700,000 20 $1,203,118,450 New Storage 540 $82,416 20 $1,203,200,866 ROUTE 12F WD / Hounsfield (T) Upgrade Distribution System 144 $5,406,750 15 $1,208,607,616 WATER DISTRICT #3 / Ellisburg (T) Serve private contaminated/poor yielding wells., Extend Distribution System 200 $9,000,000 15 $1,217,607,616 240 $507,000 65 $1,218,114,616 1,500 $12,389,600 60 $1,230,504,216 Lewis County 17826 Lewis WATER DISTRICT NO. 10 / Lowville (T) New Distribution System 17927 Lewis CONSOLIDATED WATER DISTRICT / Watson (T) New Ground Water Source, New Storage, Extend Distribution System 16482 Lewis PORT LEYDEN VILLAGE / Port Leyden (V) Upgrade Distribution System 820 $910,000 30 $1,231,414,216 16667 Lewis TURIN VILLAGE / Turin (V) Upgrade Distribution System 350 $611,588 25 $1,232,025,804 16683 Lewis CONSTABLEVILLE VILLAGE / Constableville (V) Upgrade Transmission 310 $1,274,936 20 $1,233,300,740 18020 Lewis WATER DISTRICT #1 / Denmark (T) Serve private contaminated/poor yielding wells., Extend Distribution System 275 $2,603,000 15 $1,235,903,740 7,600 $813,000 135 $1,236,716,740 Livingston County 17619 Livingston GENESEO VILLAGE / LCWSA New Surface Water Treatment Rule Compliance Facility 17317 Livingston LIVINGSTON COUNTY WATER DISTRICT NO . 2 / Livingston County Extend Distribution System, System Consolidation 835 $3,200,000 80 $1,239,916,740 17182 Livingston TOWN OF MOUNT MORRIS / Mount Morris (T) Route 408 into Tuscarora., Extend Distribution System 700 $5,824,804 65 $1,245,741,544 15322 Livingston TOWN OF MT. MORRIS / Mount Morris (T) Extend Distribution System 100 $1,574,600 60 $1,247,316,144 15706 Livingston LIVINGSTON COUNTY WATER DISTRICT / Livingston County Extend water system along swamp road in (T) Conesus to Hamlet of Scottsburg in (T) Sparta., Extend Distribution System 250 $1,627,400 60 $1,248,943,544 15697 Livingston LIVINGSTON COUNTY WATER DISTRICT / Livingston County Hamlet of Conesus., Extend Distribution System 230 $1,326,575 55 $1,250,270,119 15613 Livingston YORK (T) WD NO. 2 / York (T) Extend Distribution System 350 $526,330 55 $1,250,796,449 17895 Livingston LONG POINT ROAD WD / Geneseo(T) Extend Water District 100 $1,115,000 50 $1,251,911,449 17897 Livingston LIMA/NORTH/ELM ROADS WD / Geneseo (T) New Distribution System 500 $2,920,000 50 $1,254,831,449 Page 27 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Livingston County 15693 Livingston LIVINGSTON COUNTY WATER DISTRICT / Livingston County East Lake Rd. in (T) of Conesus., Extend Distribution System 15604 Livingston COWAN ROAD WATER DISTRICT / York (T) 15308 Livingston 15154 1,200 $2,306,055 45 $1,257,137,504 Extend Distribution System 120 $885,548 45 $1,258,023,052 EAST LAKE ROAD WATER DISTRICT / Livonia (T) Extend Distribution System 1,450 $2,093,140 40 $1,260,116,192 Livingston NUNDA VILLAGE / Nunda (V) Upgrade Ground Water Source, New Transmission 2,000 $640,155 25 $1,260,756,347 16678 Livingston AVON VILLAGE PWS / Avon (V) Upgrade Transmission 2,993 $1,442,000 25 $1,262,198,347 16584 Livingston GENESEO (T) WD #1 / Geneseo (T) New Storage, Upgrade Distribution System 215 $819,000 25 $1,263,017,347 16585 Livingston GENESEO (T) WD #2 / Geneseo (T) New Storage, Upgrade Distribution System 436 $1,377,000 25 $1,264,394,347 16961 Livingston AVON TOWN WATER DISTRICT / Avon (T) Airport Tank to Village of Avon Water Treatment Plant., New Transmission 3,000 $593,048 20 $1,264,987,395 16689 Livingston GROVELAND STATION WATER CO / Groveland Station Water Corp. New Ground Water Source 680 $93,730 20 $1,265,081,125 16972 Livingston AVON TOWN WATER DISTRICT / Avon (T) Poplar Hill Road to Bronson Hill Road., New Transmission 3,000 $1,322,712 20 $1,266,403,837 16974 Livingston AVON TOWN WATER DISTRICT / Avon (T) Lima Town Line Storage Tank Cleaning and Repair., Upgrade Storage 3,000 $132,098 15 $1,266,535,935 16973 Livingston AVON TOWN WATER DISTRICT / Avon (T) Route 5&20 Storage Tank Cleaning and Repair., Upgrade Storage 3,000 $139,050 15 $1,266,674,985 16964 Livingston AVON TOWN WATER DISTRICT / Avon (T) Fowlerville Road watermain., New Transmission 3,000 $354,577 15 $1,267,029,562 16958 Livingston AVON TOWN WATER DISTRICT / Avon (T) Agar Road watermain., New Transmission 3,000 $198,842 15 $1,267,228,404 16971 Livingston AVON TOWN WATER DISTRICT / Avon (T) Henty Road Watermain., New Transmission 3,000 $396,988 15 $1,267,625,392 16962 Livingston AVON TOWN WATER DISTRICT / Avon (T) Paper Mill Road., New Transmission 3,000 $757,822 15 $1,268,383,214 17257 Livingston CALEDONIA VILLAGE / Caledonia (V) State Street watermain replacement., Upgrade Transmission 2,510 $528,678 15 $1,268,911,892 16975 Livingston AVON TOWN WATER DISTRICT / Avon (T) Telemetry System., Upgrade Storage 3,000 $243,338 10 $1,269,155,230 16970 Livingston AVON TOWN WATER DISTRICT / Avon (T) Jones Lane/Darby Road., Upgrade Distribution System 3,000 $356,315 10 $1,269,511,545 16968 Livingston AVON TOWN WATER DISTRICT / Avon (T) Genesee Street and Lake Road PRV Station., New Distribution System 3,000 $18,077 10 $1,269,529,622 Page 28 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Livingston County 16965 Livingston AVON TOWN WATER DISTRICT / Avon (T) Pole Bridge Road., Upgrade Distribution System 3,000 $245,840 10 $1,269,775,462 15131 Livingston LIVONIA VILLAGE / Livonia (V) Upgrade Distribution System 1,360 $1,105,325 10 $1,270,880,787 16967 Livingston AVON TOWN WATER DISTRICT / Avon (T) Lakeville Road PRV Station., New Distribution System 3,000 $111,240 10 $1,270,992,027 450 $103,500 135 $1,271,095,527 2,456 $1,300,000 95 $1,272,395,527 56 $424,923 85 $1,272,820,450 210 $1,192,230 70 $1,274,012,680 12,000 $350,000 65 $1,274,362,680 750 $5,000,000 65 $1,279,362,680 75 $225,000 65 $1,279,587,680 12,000 $1,600,000 60 $1,281,187,680 600 $2,275,000 55 $1,283,462,680 3,904 $4,100,000 50 $1,287,562,680 Madison County 16705 Madison MADISON VILLAGE / Madison (V) New Ground Water Source, Upgrade Distribution System 16654 Madison MORRISVILLE VILLAGE / Morrisville (V) To provide adequate pressure, Upgrade Distribution System 17360 Madison NEW BOSTON ROAD WATER DISTRICT / Lenox (T) New System Consolidation, New Water District 17359 Madison LEWIS POINT/PINE RIDGE ROAD / Lenox (T) New Water District 16410 Madison ONEIDA CITY / Oneida (C) Extend Distribution System 17935 Madison LENOX (T) / Lenox (T) Water District No. 12., New Water District 17278 Madison MOUNT PLEASANT (CAZ.CNTRY EST) / Cazenovia (T) Upgrade Ground Water Source, Upgrade Storage 16408 Madison ONEIDA CITY / Oneida (C) New Distribution System 17415 Madison STOCKBRIDGE WATER DISTRICT / Stockbridge (T) Extend Distribution System 18069 Madison HAMILTON VILLAGE / Hamilton (V) New Ground Water Source, Upgrade Distribution System 16404 Madison ONEIDA CITY / Oneida (C) Replace lead water lines., Upgrade Distribution System 12,000 $400,000 50 $1,287,962,680 16407 Madison ONEIDA CITY / Oneida (C) construct 300,000 water storage tank., New Storage 12,000 $750,000 40 $1,288,712,680 17286 Madison COBBLEFIELD / WELLINGTON ESTATES W.D. / Cazenovia (T) Upgrade Water Treatment Plant 120 $225,000 30 $1,288,937,680 15268 Madison EARLVILLE VILLAGE / Earlville (V) East Main Street., Upgrade Distribution System 790 $96,509 25 $1,289,034,189 15156 Madison EARLVILLE VILLAGE / Earlville (V) Upgrade Distribution System 790 $665,020 25 $1,289,699,209 16708 Madison O-WE-RA POINT WATER SUPPLY / Owera Water Works Trans. Corp. Upgrade Distribution System 100 $21,000 15 $1,289,720,209 Page 29 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Monroe County 16325 Monroe MCWA EASTSIDE WTP / MCWA Eastside Water Supply Project Regional Water Treatment Plant Phase 3, Construction of WTP., New Water Treatment Plant 222,503 $60,000,000 100 $1,349,720,209 16324 Monroe MCWA EASTSIDE WTP / MCWA Eastside Water Supply Project Regional Water Treatment Plant Phase 2, Raw Water Pump Station, New Water Treatment Plant, New Pump Station 222,503 $15,000,000 100 $1,364,720,209 16326 Monroe MCWA EASTSIDE WTP / MCWA Eastside Water Supply Project Regional Water Treatment Plant Phase 4, Raw Water Transmission Main & Backwash Return Line, New Water Treatment Plant, New Transmission 222,503 $16,000,000 100 $1,380,720,209 16323 Monroe MCWA EASTSIDE WTP / MCWA Eastside WTP Phase 1, Raw Water Intake System and a portion of Phase 5 finished water transmission main work, New Surface Water Source, New Transmission 222,503 $0 100 $1,380,720,209 16327 Monroe MCWA EASTSIDE WTP / MCWA Eastside Water Supply Project Regional Water Treatment Plant Phase 5, Finished Water Transmission Mains, New Water Treatment Plant, New Transmission 222,503 $28,000,000 100 $1,408,720,209 17155 Monroe ROCHESTER CITY / Rochester (C) 2006 Watermain Extensions and Improvements., Upgrade Distribution System 214,000 $1,261,000 75 $1,409,981,209 17153 Monroe ROCHESTER CITY / Rochester (C) 2004 Watermain Extensions and Improvements., Upgrade Distribution System 214,000 $1,219,000 75 $1,411,200,209 16879 Monroe ROCHESTER CITY / Rochester (C) 2003 Watermain Extensions and Improvements., Upgrade Distribution System 214,000 $1,348,000 75 $1,412,548,209 17154 Monroe ROCHESTER CITY / Rochester (C) 2005 Watermain Extensions and Improvements., Upgrade Distribution System 214,000 $1,240,000 75 $1,413,788,209 17812 Monroe ROCHESTER CITY / Rochester (C) Upgrade Storage 214,000 $11,900,000 65 $1,425,688,209 16328 Monroe MCWA SHOREMONT WTP / Monroe Co. Water Authority Upgrade Surface Water Source 310,000 $1,854,000 55 $1,427,542,209 17721 Monroe MCWA RIGA WD / Riga (T) New Distribution System 25 $4,500,000 55 $1,432,042,209 16884 Monroe SOUTH CHILI WATER IMP. BENEFIT AREA NO. 2 / Chili (T) Extend Distribution System 100 $386,250 45 $1,432,428,459 16333 Monroe MCWA MENDON WD / Monroe Co. Water Authority Boughton Hill Road., Extend Distribution System 25 $1,085,842 45 $1,433,514,301 16331 Monroe MCWA MENDON WD / MCWA/Mendon (T) Mendon-Ionia Road., Extend Distribution System 25 $342,580 45 $1,433,856,881 16332 Monroe MCWA MENDON WD / MCWA/Mendon (T) Parrish Road., Extend Distribution System 25 $745,662 45 $1,434,602,543 15759 Monroe MCWA MENDON WD / MCWA/ Mendon (T) Semmel Road water main., Extend Distribution System 25 $267,615 40 $1,434,870,157 15035 Monroe MCWA RIGA WD / MCWA/Riga (T) Route 36 - Sanford Road., Extend Distribution System 25 $221,610 40 $1,435,091,767 15198 Monroe ROCHESTER CITY / Rochester (C) Water Main Extensions and Improvements., Upgrade Transmission 214,000 $1,946,200 40 $1,437,037,967 15659 Monroe MONROE CO. WATER AUTHORITY / Wheatland (T) Wheatland Center Road water extension to Blue Pond and South Road., Extend Distribution System 250 $1,252,600 40 $1,438,290,567 Page 30 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Monroe County 15623 Monroe HAMLIN CONSOLIDATED WATER DIST / Hamlin (T) Walker - Lake Ontario Road., Extend Distribution System 10,000 $378,657 40 $1,438,669,224 15620 Monroe HAMLIN CONSOLIDATED WATER DIST / Hamlin (T) Route 18., Extend Distribution System 10,000 $876,742 40 $1,439,545,966 16738 Monroe SPRUCE LANE WATER DISTRICT / Pittsford (T) Upgrade Distribution System 30 $60,770 40 $1,439,606,736 16603 Monroe MCWA MENDON WD / Mendon (T) Rte. 251-Rush/Mendon Road., Extend Distribution System 25 $159,650 40 $1,439,766,386 17810 Monroe ROCHESTER CITY / Rochester (C) Upgrade Storage 214,000 $7,025,000 40 $1,446,791,386 15037 Monroe MCWA RIGA WD / MCWA/Riga (T) Betteridge-Griffin Roads., Extend Distribution System 25 $199,893 40 $1,446,991,279 16605 Monroe MCWA MENDON WD / Mendon (T) Main Street Fishers and Mile Square Rd., Extend Distribution System 25 $148,686 40 $1,447,139,965 15148 Monroe OGDEN (T) / Ogden (T) Extend Distribution System 171 $429,330 40 $1,447,569,295 17813 Monroe ROCHESTER CITY / Rochester (C) New Other Expenses, New Other (OT) 214,000 $10,090,000 40 $1,457,659,295 16330 Monroe MCWA SHOREMONT WTP / Monroe Co. Water Authority System Consolidation 310,000 $1,772,057 40 $1,459,431,352 17809 Monroe ROCHESTER CITY / Rochester (C) Upgrade Transmission 214,000 $5,800,000 35 $1,465,231,352 17805 Monroe ROCHESTER CITY / Rochester (C) Upgrade Distribution System 214,000 $1,660,000 35 $1,466,891,352 17808 Monroe ROCHESTER CITY / Rochester (C) Upgrade Distribution System 214,000 $2,040,000 35 $1,468,931,352 17806 Monroe ROCHESTER CITY / Rochester (C) Upgrade Distribution System 214,000 $509,500 35 $1,469,440,852 17542 Monroe WEBSTER VILLAGE / Webster (V) Upgrade Storage 7,500 $400,826 25 $1,469,841,678 17878 Monroe SWEDEN (T) / MCWA New Transmission, New Storage 4,400 $4,672,000 20 $1,474,513,678 17881 Monroe WEBSTER (T) / MCWA replace 5000 lf of main in Hard Road, Upgrade Distribution System 2,400 $810,170 20 $1,475,323,848 16777 Monroe HENRIETTA WD #1 / Henrietta (T) RIT Backflow Prevention Project., Upgrade Distribution System 36,400 $360,500 15 $1,475,684,348 17216 Monroe FAIRPORT VILLAGE / Fairport (V) Replace distribution main on South Avenue., Upgrade Distribution System 9,800 $86,310 10 $1,475,770,658 17871 Monroe BRIGHTON (T) / MCWA main replacement on Howard Ave, Summitt Dr, Edgeview La, Holyvale Dr., and Lynwood Dr, Upgrade Distribution System 750 $920,100 10 $1,476,690,758 Page 31 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Monroe County 17880 Monroe PENFIELD (T) / MCWA Replace 3900 lf main on Five mile Line Rd., Upgrade Distribution System 17874 Monroe GATES (T)& PERITON (T) / MCWA Pipe Bridge Rehabilitation Cairn St in Gates & Marsh Rd. in Periton, Upgrade Distribution System 17879 Monroe FAIRPORT (V) / MCWA Replacement 2650 lf main on Summit St., Upgrade Distribution System 17873 Monroe BERGEN (V) & IRONDEQUOIT (T) / MCWA 17877 Monroe PITTSFORD (T) & BRIGHTON (T) / MCWA 17875 Monroe Cement line 23,470 lf mains in (T)'s Pittsford & Brighton & (V) E. PITTSFORD & BRIGHTON (T)'S & E. ROCHESTER(V) / Rochester, Upgrade Distribution System MCWA 17876 Monroe PERINTON (T) & FAIRPORT (V) / MCWA Main replacement Creekside Rd., Potter Pl, Lewis St, E. Church St in Perinton (T) & Fairport (V), Upgrade Distribution System 17767 Monroe SHOEMAKER WD EXT. #5 / Webster (T) 17763 Monroe 600 $607,600 10 $1,477,298,358 90,000 $434,678 10 $1,477,733,036 300 $492,500 10 $1,478,225,536 Cement lining 23,300 lf water main Bergen (V) & Irondequoit (T), Upgrade Distribution System 3,700 $1,647,500 10 $1,479,873,036 Main replacement Clover Street in Pittsford (T) & Brighton (T), Upgrade Distribution System 3,300 $739,200 10 $1,480,612,236 12,000 $1,490,455 10 $1,482,102,691 1,500 $668,200 10 $1,482,770,891 New Distribution System 18 $56,000 5 $1,482,826,891 KLEM ROAD WD / Webster (T) New Distribution System 25 $200,000 5 $1,483,026,891 20,700 $737,000 220 $1,483,763,891 2,400 $1,565,600 150 $1,485,329,491 Montgomery County 17497 Montgomery AMSTERDAM (C) / Amsterdam (C) Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant 17469 Montgomery FORT PLAIN (V) WATER WORKS / Fort Plain (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 16765 Montgomery PALATINE WATER DISTRICT / Palatine (T) Creation of a water quality treatment district and provision of filtration., New Water District 108 $167,000 130 $1,485,496,491 18051 Montgomery FULTONVILLE VILLAGE PWS / Fultonville (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 740 $1,262,150 80 $1,486,758,641 17610 Montgomery AMSTERDAM (T) / Amsterdam(T) New Storage, New Pump Station, Extend Distribution System 400 $4,506,250 65 $1,491,264,891 15040 Montgomery PALATINE BRIDGE (V) WATER WORKS / Palantine Bridge (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 890 $985,750 65 $1,492,250,641 16272 Montgomery VILLAGE OF FORT JOHNSON / Fort Johnson (V) Extend Distribution System 671 $2,905,751 55 $1,495,156,392 15276 Montgomery GLEN (T) W.D.#1 / Glen (T) Extend Distribution System 5,000 $950,000 45 $1,496,106,392 17953 Montgomery NELLISTON VILLAGE / Nelliston (V) New Storage, Upgrade Distribution System 375 $4,493,000 45 $1,500,599,392 16919 Montgomery CANAJOHARIE (V) WATER WORKS / Canajoharie (V) Upgrade Distribution System 2,300 $453,948 35 $1,501,053,340 17751 Montgomery AMSTERDAM (C) / Amsterdam (C) Phase II - Install approximately 6 miles of new water distribution main., Upgrade Distribution System 20,700 $5,159,682 35 $1,506,213,022 Page 32 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Montgomery County 17750 Montgomery AMSTERDAM (C) / Amsterdam (C) Phase I - Install approximately 6 miles of new distribution water main and 30 new hydrants., Upgrade Distribution System 20,700 $5,276,948 35 $1,511,489,970 17752 Montgomery AMSTERDAM (C) / Amsterdam (C) Replace sections of 14 mile transmission main from Glen Wild Reservoir to City Water Filtration Plant; install new water valves and air relief valves., Upgrade Transmission 20,700 $2,060,000 35 $1,513,549,970 15274 Montgomery GLEN (T) W.D.#2 / Glen (T) Upgrade Distribution System 7,626 $95,000 15 $1,513,644,970 17634 Montgomery FLORIDA (T) WATER DISTRICT / Florida (T) Extend Distribution System 375 $2,977,442 10 $1,516,622,412 230 $2,021,375 145 $1,518,643,787 Nassau County 17944 Nassau MILL NECK ESTATES / Mill Neck Estates Association Transmission main to connect with Locust Valley WD and upgrade distribution, Upgrade Distribution System, New Inter-Connection 15048 Nassau MINEOLA (V) / Mineola (V) New Water Treatment Plant 20,600 $1,855,238 120 $1,520,499,025 17405 Nassau PLAINVIEW WD / Oyster Bay (T) Airstripper and Ion Exchange at Plant 3, New Water Treatment Plant 35,000 $5,889,600 120 $1,526,388,625 17659 Nassau HICKSVILLE WD / Hicksville Upgrade Water Treatment Plant Water District 47,810 $4,326,000 105 $1,530,714,625 16791 Nassau GLEN COVE CITY / Glen Cove (C) GAC treatment for wells 30 and 31 Duck Pond Rd., New Water Treatment Plant, Upgrade Ground Water Source 28,000 $490,486 85 $1,531,205,111 16789 Nassau GLEN COVE CITY / Glen Cove (C) Seaman Road Well., New Water Treatment Plant, Upgrade Ground Water Source 28,000 $805,059 85 $1,532,010,170 17900 Nassau BETHPAGE WD / Bethpage Water District Nitrate removal at Plant #1, Upgrade Water Treatment Plant 33,000 $4,271,616 80 $1,536,281,786 17406 Nassau PLAINVIEW WD / Oyster Bay (T) Ion exchange treatment at Plant 4., Upgrade Water Treatment Plant 35,000 $3,667,600 80 $1,539,949,386 17699 Nassau GARDEN CITY (V) / Village of Garden City New Water Treatment Plant, Upgrade Pump Station 25,000 $2,221,556 80 $1,542,170,942 15678 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Install carbon absorption system at Eden Well, New Water Treatment Plant 43,000 $477,920 70 $1,542,648,862 15675 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Campbell Station, New Water Treatment Plant 43,000 $5,974,000 70 $1,548,622,862 17902 Nassau BETHPAGE WD / Bethpage Water District VOC removal at Plant #6, Upgrade Water Treatment Plant 33,000 $2,409,376 70 $1,551,032,238 17942 Nassau WATER AUTHORITY OF WESTERN NASSAU CO. / Water Auth of Western Nassau VOC treatment at Wells 15A & !5B, Upgrade Water Treatment Plant 20,000 $2,817,050 70 $1,553,849,288 17702 Nassau GARDEN CITY (V) / Village of Garden City VOC Removal at Hilton Park Plant (Wells 15 and 16), New Water Treatment Plant 25,000 $2,580,150 70 $1,556,429,438 17911 Nassau WA OF GREAT NECK NORTH / Water Auth of Great Neck North VOC treatment at Well #6, Upgrade Water Treatment Plant 31,400 $1,400,000 70 $1,557,829,438 16423 Nassau MASSAPEQUA WD / Oyster Wells #1, 2R, 3, 8, New Water Treatment Plant Bay (T) 43,000 $2,895,330 70 $1,560,724,768 Page 33 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 16411 Nassau GLEN COVE CITY / Glen Cove (C) New Water Treatment Plant 28,000 $2,100,000 70 $1,562,824,768 17404 Nassau PLAINVIEW WD / Oyster Bay (T) New air stripper at Plant 7, New Water Treatment Plant 35,000 $1,287,500 70 $1,564,112,268 17408 Nassau PLAINVIEW WD / Oyster Bay (T) Air stripper at Plant 1, New Water Treatment Plant 35,000 $6,759,000 70 $1,570,871,268 17901 Nassau BETHPAGE WD / Bethpage Water District VOC removal at Plant # 4, Upgrade Water Treatment Plant 33,000 $4,056,717 70 $1,574,927,985 17657 Nassau HICKSVILLE WD / Hicksville Reactivation of Plant No. 3, Upgrade Water Treatment Plant Water District 47,810 $5,459,000 65 $1,580,386,985 17662 Nassau MANHASSET LAKEVILLE WD / Manhasset-Lakeville WD 43,000 $3,409,300 65 $1,583,796,285 17656 Nassau HICKSVILLE WD / Hicksville Nitrate Treatment at Plant No.1, Upgrade Water Treatment Plant Water District 47,810 $4,017,000 65 $1,587,813,285 17655 Nassau HICKSVILLE WD / Hicksville Nitrate Treatment at Plant No. 8, Upgrade Water Treatment Plant Water District 47,810 $3,144,322 65 $1,590,957,607 17037 Nassau EAST WILLISTON (V) / East Williston (V) Replacement of lead service lines to about 120 residences, New Other Expenses, New Other (OT) 2,503 $456,000 60 $1,591,413,607 17271 Nassau ALBERTSON WD / North Hempstead (T) New treatment plant, rehab control building, chemical containment, instrumentation, transmission lines and booster pump, New Water Treatment Plant 13,500 $3,613,900 60 $1,595,027,507 15213 Nassau WESTBURY WD / Westbury W.D. New Water Treatment Plant 20,500 $4,120,000 60 $1,599,147,507 16267 Nassau HEMPSTEAD (V) / Hempstead (V) Upgrade Storage 56,000 $5,483,200 60 $1,604,630,707 16456 Nassau EAST MEADOW WD / Hempstead (T) New Ground Water Source, Upgrade Distribution System 46,950 $3,100,000 55 $1,607,730,707 17859 Nassau JERICHO WD / Oyster Bay (T) VOC treatment and rehabilitation of pump station # 5 at District office., Upgrade Water Treatment Plant, Upgrade Storage 58,000 $1,040,000 55 $1,608,770,707 17660 Nassau HICKSVILLE WD / Hicksville Upgrade Water Treatment Plant Water District 47,810 $2,472,000 55 $1,611,242,707 17719 Nassau PORT WASHINGTON WD / Port Washington Water District 34,000 $2,586,330 55 $1,613,829,037 17658 Nassau HICKSVILLE WD / Hicksville VOC treatment at Plant No. 5, Upgrade Water Treatment Plant Water District 47,810 $4,429,000 55 $1,618,258,037 15335 Nassau SOUTH FARMINGDALE WD / South Farmingdale W.D. Iron Removal at Plants 5 & 6, Upgrade Water Treatment Plant 44,700 $2,369,000 50 $1,620,627,037 16760 Nassau ROCKVILLE CENTRE (V) / Rockville (V) Design & construction new iron filtration facility at wellfield # 1, southside high school, iron removing plant, New Water Treatment Plant 24,700 $3,012,750 50 $1,623,639,787 16627 Nassau CARLE PLACE WD / Carle Place WD Wells #3 & #4, Terrace Drive, Carle Place, NY, New Water Treatment Plant 9,005 $1,510,800 50 $1,625,150,587 Page 34 of 86 Nitrate Removal Searingtown Station, Upgrade Water Treatment Plant Nitrate Removal at Well No.4, New Water Treatment Plant NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 15046 Nassau MINEOLA (V) / Mineola (V) New Water Treatment Plant 20,600 $846,248 50 $1,625,996,835 17410 Nassau PLAINVIEW WD / Oyster Bay (T) Upgrade booster pump at Plant 6 and new well at Plant 7, New Ground Water Source, Upgrade Pump Station 35,000 $2,206,200 50 $1,628,203,035 17995 Nassau WA OF WESTERN NASSAU CO / WA of Western Nassau County VOC removal at Wells 15C and 15E in Elmont, Upgrade Water Treatment Plant 20,000 $109,200 45 $1,628,312,235 17862 Nassau JERICHO WD / Oyster Bay (T) New well at Well #28 site., New Ground Water Source 58,000 $2,150,000 45 $1,630,462,235 17865 Nassau MINEOLA (V) / Mineola (V) VOC removal at Elm Place Well #1., New Water Treatment Plant 20,600 $2,352,900 45 $1,632,815,135 17860 Nassau JERICHO WD / Oyster Bay (T) VOC treatment at Kirby Lane., Upgrade Water Treatment Plant 58,000 $2,215,000 45 $1,635,030,135 17861 Nassau JERICHO WD / Oyster Bay (T) VOC treatment at Well #9., Upgrade Water Treatment Plant 58,000 $730,000 45 $1,635,760,135 17904 Nassau BETHPAGE WD / Bethpage Water District Water District plant control and monitoring system upgrade(SCADA), Upgrade Other Expenses, Upgrade Other (OT) 33,000 $3,355,328 45 $1,639,115,463 17914 Nassau WA OF GREAT NECK NORTH / Water Auth of Great Neck North Contruction of new Well #14 at Community Drive, New Ground Water Source 31,400 $2,000,000 45 $1,641,115,463 17409 Nassau PLAINVIEW WD / Oyster Bay (T) Air stripper at Plant 2, New Water Treatment Plant 35,000 $4,403,400 40 $1,645,518,863 15369 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. 2 new well sources, New Ground Water Source 31,400 $6,118,000 40 $1,651,636,863 17318 Nassau AQUA NY OF SEA CLIFF / Sea Cliff Water Company New Storage 15,000 $1,371,000 40 $1,653,007,863 16429 Nassau MASSAPEQUA WD / Oyster Proposed New Well No 9, New Ground Water Source Bay (T) 43,000 $1,588,650 25 $1,654,596,513 16630 Nassau CARLE PLACE WD / Carle Place WD Old Country Road, Carle Place, NY, New Storage 9,005 $1,778,200 20 $1,656,374,713 15668 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Replace aged and/or undersized mains, Upgrade Distribution System 43,000 $716,880 20 $1,657,091,593 15281 Nassau ALBERTSON WD / North Hempstead (T) Well #4 Replacement of Screen and Well Pump, Upgrade Ground Water Source 13,500 $188,044 20 $1,657,279,637 17583 Nassau OYSTER BAY WD / Oyster Bay (T) VOC removal at Plant #2., New Water Treatment Plant 8,700 $1,597,530 20 $1,658,877,167 16385 Nassau HEMPSTEAD (V) / Hempstead (V) Upgrade Ground Water Source 56,000 $4,715,340 20 $1,663,592,507 17785 Nassau LONG ISLAND AMERICAN WATER CORP / Long Island American Water Plant No. 8 Iron Removal, New Water Treatment Plant 230,300 $7,100,000 20 $1,670,692,507 17343 Nassau WILLISTON PARK (V) / Williston Park (V) Replace underground fuel tank, Emergency power Well#4, New Other Expenses, New Other (OT) 7,516 $415,605 20 $1,671,108,112 Page 35 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 15377 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Water Mill Lane, New Storage, New Pump Station 17706 Nassau WA OF WESTERN NASSAU / Water Authority Western Nassau Upgrade Transmission 15672 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) 15384 Nassau 15676 31,400 $2,567,000 15 $1,673,675,112 2,000 $109,200 15 $1,673,784,312 Install new water mains to eliminate dead ends, Upgrade Distribution System 43,000 $1,075,320 15 $1,674,859,632 ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab tank #3, Upgrade Storage 24,700 $911,550 15 $1,675,771,182 Nassau ROSLYN WD / North Hempstead (T) Roslyn Estate Pressure Zone, New Pump Station 17,000 $852,135 15 $1,676,623,317 15663 Nassau ROSLYN WD / North Hempstead (T) Convert Well #3 DWTP to water lubrication, Upgrade Ground Water Source 17,000 $79,725 15 $1,676,703,042 15378 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab well 2c, Upgrade Ground Water Source 24,700 $257,500 15 $1,676,960,542 15383 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. 0.5 MG storage tank, New Storage 31,400 $1,566,500 15 $1,678,527,042 15340 Nassau SOUTH FARMINGDALE WD / South Farmingdale W.D. Well Rehabilitation & Well Pump/Motor Replacement-Various well sites, Upgrade Ground Water Source 44,700 $597,000 15 $1,679,124,042 15628 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Replace 4 inch mains, Upgrade Distribution System 43,000 $1,075,320 15 $1,680,199,362 15262 Nassau PLAINVIEW WD / Oyster Bay (T) Repair 1.5 MG ground storage tank at Plant 4, Upgrade Storage 35,000 $258,694 15 $1,680,458,056 18032 Nassau PORT WASHINGTON WD / Port Washington Water District Upgrade Ground Water Source 34,000 $104,300 15 $1,680,562,356 17996 Nassau WA OF WESTERN NASSAU CO / WA of Western Nassau County Iron removal at Wells 28A and 28B in Elmont, Upgrade Water Treatment Plant 10,000 $4,429,000 15 $1,684,991,356 17997 Nassau WA OF WESTERN NASSAU CO / WA of Western Nassau County Iron removal at Well 30 in Franklin Square, Upgrade Water Treatment Plant 10,000 $2,240,250 15 $1,687,231,606 15380 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab well 4c, Upgrade Ground Water Source 24,700 $257,500 15 $1,687,489,106 15041 Nassau MINEOLA (V) / Mineola (V) Upgrade Water Treatment Plant 20,600 $278,409 15 $1,687,767,515 15682 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) New transmission from wells to the Campbell treatment facility, New Transmission 43,000 $836,360 15 $1,688,603,875 17786 Nassau LONG ISLAND AMERICAN WATER CORP / Long Island American Water Water main replacements, Upgrade Distribution System 230,300 $10,900,000 15 $1,699,503,875 16433 Nassau MASSAPEQUA WD / Oyster Replacement of asbestos cement water mains, Upgrade Distribution System Bay (T) 43,000 $1,353,111 15 $1,700,856,986 15261 Nassau PLAINVIEW WD / Oyster Bay (T) Upgrade Water Treatment Plant 35,000 $2,465,614 15 $1,703,322,600 Page 36 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 15374 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab well 3a, Upgrade Ground Water Source 24,700 $290,975 15 $1,703,613,575 17913 Nassau WA OF GREAT NECK NORTH / Water Auth of Great Neck North Replacement of Waybridge Road storage tank, 31,400 $1,545,000 15 $1,705,158,575 15373 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Construction of a replacement well for well no. 2, Upgrade Ground Water Source 31,400 $292,600 15 $1,705,451,175 15363 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab. Tank #1, Upgrade Storage 24,700 $999,100 15 $1,706,450,275 15359 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab. wells 1a & 1b, Upgrade Ground Water Source 24,700 $153,017 15 $1,706,603,292 15257 Nassau PLAINVIEW WD / Oyster Bay (T) Repair 2.0 mg ground storage tank at Plant 5, Upgrade Storage 35,000 $309,834 15 $1,706,913,126 15356 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab tank #2, Upgrade Storage 24,700 $1,900,000 15 $1,708,813,126 15351 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab Wells 4a & 4b, Upgrade Ground Water Source 24,700 $600,000 15 $1,709,413,126 17864 Nassau WEST HEMPSTEAD WATER DISTRICT / West Hempstead (T) Rehabilitation of Birch Street storage tank., Upgrade Storage 32,000 $1,603,710 15 $1,711,016,836 18035 Nassau PORT WASHINGTON WD / Port Washington Water District New Storage, New Pump Station 34,000 $3,476,250 15 $1,714,493,086 15313 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Tank #4 rehabilitation, Upgrade Storage 24,700 $2,500,000 15 $1,716,993,086 15370 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab well 2b, Upgrade Ground Water Source 24,700 $161,916 15 $1,717,155,002 15673 Nassau ROSLYN WD / North Hempstead (T) Upgrade Water Treatment Plant 17,000 $234,068 15 $1,717,389,070 18034 Nassau PORT WASHINGTON WD / Port Washington Water District Upgrade Pump Station 34,000 $500,580 15 $1,717,889,650 15366 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Replace treatment pump, Upgrade Water Treatment Plant 24,700 $45,320 15 $1,717,934,970 15285 Nassau ALBERTSON WD / North Hempstead (T) Wells no. 2 & 3 Replacement of screen and well pump, Upgrade Ground Water Source 13,500 $386,686 15 $1,718,321,656 17698 Nassau GARDEN CITY (V) / Village of Garden City Rehabilitation of Maria Street Tank, Upgrade Storage 25,000 $2,575,000 15 $1,720,896,656 16453 Nassau GARDEN CITY (V) / Garden City (V) New Water Treatment Plant 25,000 $1,601,702 15 $1,722,498,358 15371 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Construction of a replacement well for well no. 10, Upgrade Ground Water Source 31,400 $301,200 15 $1,722,799,558 15375 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Transmission from Weybridge Rd. tank to King Point Rd. and Red Brook Rd., New Transmission 31,400 $1,934,000 15 $1,724,733,558 Page 37 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 16421 Nassau MASSAPEQUA WD / Oyster Well No 3 Replacement of Screen and Well Pump, Upgrade Ground Water Source Bay (T) 15605 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Construct a new booster pumping station, New Pump Station 17710 Nassau OYSTER BAY WD / Oyster Bay Water District Rehabilitation of Plant No. 8 Water Storage Tank, Upgrade Storage 15671 Nassau ROSLYN WD / North Hempstead (T) 15597 Nassau 17661 43,000 $237,278 15 $1,724,970,836 43,000 $477,920 15 $1,725,448,756 8,700 $1,030,000 15 $1,726,478,756 Upgrade Ground Water Source 17,000 $83,224 15 $1,726,561,980 MANHASSET LAKEVILLE WD / North Hempstead (T) Construct new ground level storage tank, New Storage 43,000 $955,840 15 $1,727,517,820 Nassau MANHASSET LAKEVILLE WD / Manhasset-Lakeville WD Thomaston Tank Rehabilitation, Upgrade Storage 43,000 $3,630,750 15 $1,731,148,570 17711 Nassau FARMINGDALE (V) / Village of Farmingdale Upgrade Storage 8,405 $1,099,010 15 $1,732,247,580 15364 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Rehab. well 4a, Upgrade Ground Water Source 24,700 $337,325 15 $1,732,584,905 15341 Nassau SOUTH FARMINGDALE WD / South Farmingdale W.D. Filter at Plant 2 Modernization, Upgrade Water Treatment Plant 44,700 $308,000 15 $1,732,892,905 16428 Nassau MASSAPEQUA WD / Oyster Well No 7 Replacement of screen and well pump, Upgrade Ground Water Source Bay (T) 43,000 $335,131 15 $1,733,228,036 16426 Nassau MASSAPEQUA WD / Oyster Well No 6 Replacement of screen and well pump, Upgrade Ground Water Source Bay (T) 43,000 $319,588 15 $1,733,547,624 16417 Nassau MASSAPEQUA WD / Oyster Well No 1 Replacement of screen and well pump, Upgrade Ground Water Source Bay (T) 43,000 $290,769 15 $1,733,838,393 16419 Nassau SANDS POINT (V) / Sands Point (V) Upgrade Ground Water Source, New Ground Water Source 2,800 $1,500,000 15 $1,735,338,393 16458 Nassau LEVITTOWN WD / Hempstead (T) New Ground Water Source, New Transmission 41,800 $4,025,000 15 $1,739,363,393 16425 Nassau MASSAPEQUA WD / Oyster Well No 4 Replacement of screen and well pump, Upgrade Ground Water Source Bay (T) 43,000 $304,906 15 $1,739,668,299 15381 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Transmission main from the Weybridge Road tank to Oxford Boulevard, New Transmission 31,400 $431,000 15 $1,740,099,299 17407 Nassau PLAINVIEW WD / Oyster Bay (T) Rehabilitation of Plant 5, Upgrade Water Treatment Plant 35,000 $5,584,500 15 $1,745,683,799 15332 Nassau SOUTH FARMINGDALE WD / South Farmingdale W.D. Elevated Tank Repairs & Repainting, Upgrade Storage 44,700 $616,000 15 $1,746,299,799 15461 Nassau PORT WASHINGTON WD / North Hempstead (T) New Transmission 34,000 $476,000 15 $1,746,775,799 17344 Nassau WILLISTON PARK (V) / Williston Park (V) Secondary Containment for Caustic Soda, Upgrade Other Expenses, Upgrade Other (OT) 7,516 $161,350 15 $1,746,937,149 Page 38 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 15460 Nassau PORT WASHINGTON WD / North Hempstead (T) Construct New Well #4, Upgrade Ground Water Source 34,000 $1,428,000 15 $1,748,365,149 15452 Nassau PORT WASHINGTON WD / Port Washington Water District Upgrade Storage 34,000 $2,781,000 15 $1,751,146,149 15939 Nassau FARMINGDALE (V) / Farmingdale (V) Upgrade Water Treatment Plant 8,405 $75,000 15 $1,751,221,149 15459 Nassau PORT WASHINGTON WD / North Hempstead (T) Install new mains to eliminate dead head mains #3, New Distribution System 34,000 $714,000 10 $1,751,935,149 17782 Nassau ROCKVILLE CENTRE (V) / Rockville Center (V) Water Main Replacement, Upgrade Distribution System 24,700 $1,200,000 10 $1,753,135,149 15456 Nassau PORT WASHINGTON WD / North Hempstead (T) Replace approx. 4000 lf of 4" mains #2, Upgrade Distribution System 34,000 $714,000 10 $1,753,849,149 15376 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Pipeline replacement, Upgrade Distribution System 24,700 $792,588 10 $1,754,641,737 15670 Nassau ROSLYN WD / North Hempstead (T) Upgrade Ground Water Source 17,000 $104,650 10 $1,754,746,387 15642 Nassau WILLISTON PARK (V) / Williston Park (V) Upgrade Ground Water Source 7,516 $800,000 10 $1,755,546,387 15328 Nassau SOUTH FARMINGDALE WD / South Farmingdale W.D. Caustic Soda Conversion at Plants 1, 5 & 6, Upgrade Water Treatment Plant 44,700 $638,000 10 $1,756,184,387 15367 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) SCADA - Phase 2, Upgrade Water Treatment Plant 24,700 $430,540 10 $1,756,614,927 15382 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Upgrade Distribution System 24,700 $727,600 10 $1,757,342,527 17912 Nassau WA OF GREAT NECK NORTH / Water Auth of Great Neck North Water main replacement, Upgrade Distribution System 31,400 $500,000 10 $1,757,842,527 17907 Nassau VILLAGE OF PLANDOME / Plandome (V) Replace aged mains in distribution system, Upgrade Distribution System 1,350 $5,113,950 10 $1,762,956,477 17903 Nassau BETHPAGE WD / Bethpage Water District Construction of new South Park Drive well, New Ground Water Source 33,000 $725,120 10 $1,763,681,597 15372 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Upgrade Distribution System 24,700 $755,307 10 $1,764,436,904 15338 Nassau SOUTH FARMINGDALE WD / South Farmingdale W.D. Natural Gas Services/Engine-Generator for Plants 2, 3 & 5, Upgrade Water Treatment Plant 44,700 $603,000 10 $1,765,039,904 15368 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Pipeline replacement, Upgrade Distribution System 24,700 $402,832 10 $1,765,442,736 15379 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) Pipeline replacement, Upgrade Distribution System 24,700 $561,549 10 $1,766,004,285 16457 Nassau LIDO-POINT LOOKOUT WD / Hempstead (T) Upgrade Distribution System 6,000 $8,876,000 10 $1,774,880,285 Page 39 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Nassau County 15609 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Install computerized remote and local data transmission system, Upgrade Water Treatment Plant 43,000 $238,960 10 $1,775,119,245 17720 Nassau PORT WASHINGTON WD / Port Washington Water District Replacement of water mains, Upgrade Distribution System 34,000 $2,575,000 10 $1,777,694,245 17708 Nassau SOUTH FARMINGDALE WD / South Farmingdale Water Dist Construction of Well 1-5, New Ground Water Source 44,700 $644,350 10 $1,778,338,595 17704 Nassau WA OF WESTERN NASSAU / Water Authority Western Nassau Replace water mains Franklin Square, Upgrade Distribution System 1,000 $2,169,200 10 $1,780,507,795 18057 Nassau FREEPORT (V) / Upgrade Distribution System 43,007 $1,995,624 10 $1,782,503,419 15385 Nassau WA OF GREAT NECK NORTH / Water Auth. of Great Neck No. Construction of automatic blow off valves for well nos. 2,5,6,7,8,9 & 10, Upgrade Ground Water Source 31,400 $355,000 10 $1,782,858,419 17962 Nassau OYSTER BAY WD / Oyster Bay Water District Solar power at administration building., 8,700 $28,005 10 $1,782,886,424 15357 Nassau ROCKVILLE CENTRE (V) / Rockville Centre (V) SCADA - Phase I, Upgrade Water Treatment Plant 24,700 $550,000 10 $1,783,436,424 16290 Nassau BETHPAGE WD / Bethpage W.D. Upgrade Water Treatment Plant 33,000 $200,850 10 $1,783,637,274 16263 Nassau FARMINGDALE (V) / Farmingdale (V) Upgrade Distribution System 8,405 $400,000 10 $1,784,037,274 15476 Nassau PORT WASHINGTON WD / North Hempstead (T) Transfer Services (#8), Upgrade Distribution System 34,000 $89,250 10 $1,784,126,524 15470 Nassau PORT WASHINGTON WD / North Hempstead (T) Construct new back pressure regulating valve vault on Radcliffe Avenue (#7), Upgrade Distribution System 34,000 $82,600 10 $1,784,209,124 15612 Nassau MANHASSET LAKEVILLE WD / North Hempstead (T) Replace existing asbestos cement pipe, Upgrade Distribution System 43,000 $1,433,760 10 $1,785,642,884 15467 Nassau PORT WASHINGTON WD / North Hempstead (T) Construct new pressure regulating valve vault in West Shore Road (#6), Upgrade Distribution System 34,000 $119,000 10 $1,785,761,884 15264 Nassau PLAINVIEW WD / Oyster Bay (T) New Pump Station 35,000 $4,663,248 10 $1,790,425,132 18033 Nassau PORT WASHINGTON WD / Port Washington Water District Upgrade Ground Water Source 34,000 $2,502,900 5 $1,792,928,032 16452 Nassau GARDEN CITY (V) / Garden City (V) Upgrade Distribution System 25,000 $253,287 5 $1,793,181,319 15326 Nassau WATER AUTH. OF WEST. NASSAU COUNTY / Water Auth. of West. Nassau Co Upgrade Distribution System 85,000 $8,259,240 5 $1,801,440,559 577 $835,085 95 $1,802,275,644 150,000 $20,600,000 65 $1,822,875,644 Niagara County 16062 Niagara BARKER VILLAGE / Barker (V) Upgrade Distribution System 17793 Niagara CAPITAL IMPROVEMENT PHASE I / Niagara County Water District Upgrade Water Treatment Plant, New Transmission Page 40 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Niagara County 16420 Niagara LOCKPORT CITY WTP / Lockport (C) Extend Distribution System 22,279 $400,000 55 $1,823,275,644 16009 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) D Street to Falls Street., New Distribution System 55,593 $77,000 55 $1,823,352,644 15990 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Ontario Avenue., Upgrade Distribution System 55,593 $281,200 55 $1,823,633,844 16211 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara County Contract 15G, E., Upgrade Water Treatment Plant, Upgrade Transmission 8,978 $6,526,857 50 $1,830,160,701 15664 Niagara HARTLAND WD / Hartland (T) Extend Distribution System 4,165 $726,500 45 $1,830,887,201 15986 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Upgrade Distribution System 55,593 $390,000 45 $1,831,277,201 15988 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) McKoon Ave., West Rivershore Dr., Upgrade Distribution System 55,593 $466,920 45 $1,831,744,121 15989 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Hydraulic distribution system model., Upgrade Distribution System 55,593 $206,000 40 $1,831,950,121 15995 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) valve replacement., Upgrade Distribution System 55,593 $575,800 40 $1,832,525,921 17166 Niagara NEWFANE WD NO1,2,3 CONSOL / Newfane (T) Upgrade Distribution System 3,485 $2,489,200 35 $1,835,015,121 17064 Niagara MIDDLEPORT VILLAGE / Middleport (V) New Storage 1,917 $927,000 35 $1,835,942,121 15994 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Mckoon Avenue., Upgrade Distribution System 55,593 $593,500 35 $1,836,535,621 16586 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara (T) New Transmission 8,978 $400,000 35 $1,836,935,621 16002 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Niagara Falls Blvd., Upgrade Distribution System 55,593 $650,000 35 $1,837,585,621 16011 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Niagara Avenue to Parkview., New Distribution System 55,593 $308,000 35 $1,837,893,621 16006 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Buffalo Avenue Water Main Replacements., Upgrade Distribution System 55,593 $5,460,000 35 $1,843,353,621 16004 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Rivershore Drive., Upgrade Distribution System 55,593 $277,200 35 $1,843,630,821 16001 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Hennepin Avenue., Upgrade Distribution System 55,593 $123,200 35 $1,843,754,021 15998 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Laughlin Drive., Upgrade Distribution System 55,593 $277,200 35 $1,844,031,221 15997 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Pierce Avenue., Upgrade Distribution System 55,593 $508,150 35 $1,844,539,371 Page 41 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Niagara County 15992 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Hydrant repalcement project., Upgrade Distribution System 55,593 $542,300 35 $1,845,081,671 15991 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) Hennepin Avenue., Upgrade Distribution System 55,593 $294,270 35 $1,845,375,941 16209 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara County Contract 14A, E, G & H., Upgrade Water Treatment Plant 8,978 $2,859,246 35 $1,848,235,188 15999 Niagara NIAGARA FALLS WATER BOARD / Niagara Falls (C) lead service line replacement., Upgrade Distribution System 55,593 $1,005,000 30 $1,849,240,188 17792 Niagara W.D. IMPROVEMENTS / Niagara County Water District Upgrade Water Treatment Plant 150,000 $1,125,000 30 $1,850,365,188 17517 Niagara LOCKPORT CITY WTP / Lockport (C) Replace waterline on Market St. between Union and Spring , Upgrade Distribution System 22,279 $640,000 30 $1,851,005,188 16218 Niagara NIAGARA COUNTY WD / Niagara County Ward-Shawnee Transmission Main., New Transmission 109,000 $2,400,000 25 $1,853,405,188 16217 Niagara NIAGARA COUNTY WD / Niagara County Upgrade Surface Water Source 109,000 $40,000 25 $1,853,445,188 16216 Niagara NIAGARA COUNTY WD / Niagara County New Pump Station 109,000 $200,000 25 $1,853,645,188 16248 Niagara NIAGARA COUNTY WD / Niagara County sludge lagoon modifications., Upgrade Water Treatment Plant 109,000 $220,000 25 $1,853,865,188 15071 Niagara Upgrade Surface Water Source NORTH TONAWANDA CITY / North Tonawanda (C) 33,262 $61,875 25 $1,853,927,063 15064 Niagara Filter improvments., Upgrade Water Treatment Plant NORTH TONAWANDA CITY / North Tonawanda (C) 33,262 $369,675 25 $1,854,296,738 16224 Niagara NIAGARA COUNTY WD / Niagara County carbon feed system., Upgrade Water Treatment Plant 109,000 $100,000 25 $1,854,396,738 16222 Niagara NIAGARA COUNTY WD / Niagara County Filter and valve rehabilitation., Upgrade Water Treatment Plant 109,000 $240,000 25 $1,854,636,738 16220 Niagara NIAGARA COUNTY WD IMPROVEMENTS / Niagara County Coagulation Basin Refurbishment., Upgrade Water Treatment Plant 109,000 $450,000 25 $1,855,086,738 16214 Niagara NIAGARA COUNTY WD / Niagara County Shawnee-Robinson Transmission main., Upgrade Transmission 109,000 $6,200,000 25 $1,861,286,738 15063 Niagara Clean coagulation basin piping and water intake conduit., Upgrade NORTH TONAWANDA CITY / North Tonawanda (C) Water Treatment Plant 33,262 $236,950 25 $1,861,523,688 15473 Niagara LEWISTON WATER IMPROVEMENTAREA / Lewiston (T) Upgrade Transmission, Upgrade Distribution System 16,257 $4,842,107 20 $1,866,365,795 16223 Niagara NIAGARA COUNTY WD / Niagara County New lab., Upgrade Water Treatment Plant 109,000 $100,000 20 $1,866,465,795 15060 Niagara Distribution system improvements, various locations throughout city., NORTH TONAWANDA CITY / North Tonawanda (C) Upgrade Distribution System 33,262 $16,050,000 20 $1,882,515,795 Page 42 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Niagara County 17846 Niagara LOCKPORT CITY WTP / Lockport (C) Repair deteriorated raw water line, intake structure, and chemical feed, Upgrade Other Expenses, Upgrade Transmission, Upgrade Other (OT) 17692 Niagara NEWFANE WD NO1,2,3 CONSOL / Newfane (T) Upgrade Distribution System 15069 Niagara 15065 22,279 $612,850 20 $1,883,128,645 3,485 $300,000 20 $1,883,428,645 Abandon/replace 2" mains., Upgrade Distribution System NORTH TONAWANDA CITY / North Tonawanda (C) 33,262 $130,800 20 $1,883,559,445 Niagara Dead-end main elimination., New Distribution System NORTH TONAWANDA CITY / North Tonawanda (C) 33,262 $600,250 20 $1,884,159,695 16053 Niagara CAMBRIA WATER DISTRICT / Cambria (T) New Storage, New Pump Station, Upgrade Distribution System 5,393 $1,000,000 20 $1,885,159,695 17264 Niagara LEWISTON WATER IMPROVEMENTAREA / Lewiston (T) Upgrade Transmission, Upgrade Distribution System 16,257 $5,000,000 20 $1,890,159,695 17820 Niagara STORAGE TANKS REHABILITATION / Porter (T) Upgrade Storage 6,920 $504,700 15 $1,890,664,395 17815 Niagara NIAGARA WATER IMPROVEMENT AREA / Niagara(T) Upgrade Storage 8,978 $206,000 15 $1,890,870,395 16599 Niagara WILSON TOWN WATER DISTRICT / Wilson (T) Sunset Island water main project., Upgrade Distribution System 4,907 $882,400 15 $1,891,752,795 16397 Niagara LOCKPORT WD#3 / Lockport (T) Transit Road., Upgrade Distribution System 19,653 $1,350,000 15 $1,893,102,795 17381 Niagara YOUNGSTOWN (V) / Youngstown (V) Upgrade Transmission 2,021 $544,613 15 $1,893,647,408 17715 Niagara NEWFANE WD NO1,2,3 CONSOL / Newfane (T) Upgrade Distribution System 3,485 $2,000,000 10 $1,895,647,408 16398 Niagara LOCKPORT WD#3 / Lockport (T) Sunset Drive., Upgrade Distribution System 19,653 $1,080,000 10 $1,896,727,408 16399 Niagara LOCKPORT WD#3 / Lockport (T) Lincoln Avenue., Upgrade Distribution System 19,653 $765,000 5 $1,897,492,408 16393 Niagara LOCKPORT WD#3 / Lockport (T) Stone Road., Upgrade Distribution System 19,653 $1,305,000 5 $1,898,797,408 NY City County 17983 NY City NEW YORK CITY CROTON SYSTEM / NYCMWFA Croton filtration plant(Phase 8 of 16479), New Surface Water Treatment Rule Compliance Facility 1,000,000 $217,962,340 2115 $2,116,759,748 17604 NY City NEW YORK CITY-CATSKILL/DELAWARE SYSTEM / NYCMWFA Hillview Reservoir Chambers Reconstruction-(Phase 4 of 17171), General Chamber Improvements, Flow Control & New Chemical Facilities, SCADA (C519A,C519B,C519C,C519D), Upgrade Surface Water Treatment Rule Compliance Facility 6,552,718 $5,607,922 2110 $2,122,367,670 16999 NY City Hillview Reservoir Chem Addl. Bldg, Equipment Storage Bldg(C529A NEW YORK CITY-CATSKILL/DELAWARE CM, C529A, C545E)Phase3 (Phase1=16265, Phase 2=16463), Upgrade Storage, New Storage SYSTEM / NYCMWFA 6,552,718 $5,000,000 2105 $2,127,367,670 16660 NY City Hillview Reservoir cover, phase 2 of DWSRF #16477 (C565, 566D) NEW YORK CITY-CATSKILL/DELAWARE portion of phase 3 brought forward from m.y. list to R.List., Upgrade Storage SYSTEM / NYCMWFA 6,552,718 $20,000,000 2105 $2,147,367,670 17607 NY City Kensico flow control structure(566C, 566CM)(phase 8 of 16875), NEW YORK CITY-CATSKILL/DELAWARE Upgrade Storage SYSTEM / NYCMWFA 6,552,718 $4,092,390 2105 $2,151,460,060 Page 43 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total NY City County 17605 NY City 3rd city tunnel, stage2 Bkln/Qns, shaft19B(C545A)(Qns), crit redund, NEW YORK CITY-CATSKILL/DELAWARE dist. press(phase 8 of 16996), Instr. and Tele;Bkln,Qns, Manh (C545D), New Transmission SYSTEM / NYCMWFA 6,552,718 $1,071,895 2060 $2,152,531,955 17606 NY City 3rd city tunnel, stage2 Bkln/Qns, shafts 20,21 and 22B(C545B) (Bkln), NEW YORK CITY-CATSKILL/DELAWARE Shaft 23B (C545C)(Bkln), crit redund, dist. press(phase 8 of 16266), New Transmission SYSTEM / NYCMWFA 6,552,718 $4,271,491 2060 $2,156,803,446 18054 NY City NEW YORK CITY CROTON SYSTEM / NYCMWFA 1,000,000 $500,000,000 115 $2,656,803,446 16476 NY City Transmission to Jamaica area, dist press improv, Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $100,000,000 85 $2,756,803,446 17203 NY City City Tunnel 3, Stage 1, Shafts 8B and 15B, Phase 1 - Completion of NEW YORK CITY-CATSKILL/DELAWARE Chlorination Booster Stations, Upgrade Distribution System SYSTEM / NYCMWFA 6,552,718 $1,000,000 60 $2,757,803,446 17167 NY City City Tunnel 3, Stage 2, Shaft 15B East-Phase 1, Brooklyn-Queens NEW YORK CITY-CATSKILL/DELAWARE (C545G), New Pump Station SYSTEM / NYCMWFA 6,552,718 $8,000,000 60 $2,765,803,446 17011 NY City City tunnel 3 stage 2, shafts19B-22B (C544B, C, E, H, P), Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $35,000,000 60 $2,800,803,446 17009 NY City City Tunnel 3 stage 2 Mnhtn segment, shaft 18B completion(C541R), NEW YORK CITY-CATSKILL/DELAWARE Upgrade Transmission SYSTEM / NYCMWFA 6,552,718 $35,000,000 60 $2,835,803,446 16478 NY City 3rd City tunnel and shafts, crit redund, dist press,Field services(C538B NEW YORK CITY-CATSKILL/DELAWARE CM), Upgrade Transmission SYSTEM / NYCMWFA 6,552,718 $470,000,000 60 $3,305,803,446 16474 NY City 3rd City Tunnel, mnhtn borings; Restore shaft 23(C604); Riser Valve NEW YORK CITY-CATSKILL/DELAWARE Controls, Delaware system(C347), Upgrade Transmission SYSTEM / NYCMWFA 6,552,718 $35,000,000 60 $3,340,803,446 17437 NY City Catskill& Delaware UV Disinfection, New Water Treatment Plant NEW YORK CITY-CATSKILL/DELAWARE SYSTEM / NYCWMFA 6,552,718 1,400,000,000 55 $4,740,803,446 17370 NY City Reconstruction of Delaware Aqueduct, Shafts 9,10 & 17, Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $35,066,289 30 $4,775,869,735 17371 NY City Inspection and Rehabilitation of New Croton Aqueduct, Upgrade NEW YORK CITY-CATSKILL/DELAWARE Transmission SYSTEM / NYCMWFA 6,552,718 $28,130,420 30 $4,804,000,155 17559 NY City Reconstruction of Kensico Fluoride Facilities, Upgrade Water NEW YORK CITY-CATSKILL/DELAWARE Treatment Plant SYSTEM / NYCMWFA 6,552,718 $8,048,360 25 $4,812,048,515 17198 NY City Test Borings for City Tunnel 3 and Upstate Tunnel Sites, Phase 1 NEW YORK CITY-CATSKILL/DELAWARE (C554), NYC & Westchester, Upgrade Transmission SYSTEM / NYCMWFA 6,552,718 $5,982,162 15 $4,818,030,677 Croton filtration plant(Phase 9 of 16479), New Surface Water Treatment Rule Compliance Facility Oneida County 18023 Oneida ROME CITY / Rome (C) Phase 2 of project 17438. Filter plant upgrades and new 20 MG storage tank., Upgrade Water Treatment Plant, New Storage, Upgrade Storage 32,000 $20,000,000 160 $4,838,030,677 17438 Oneida ROME CITY / Rome (C) New 10 MG storage tank. (Phase 1 of covering city's open finished water storage, Phase 2 is Proj. # 18023 on multiyear list) , Upgrade Water Treatment Plant, New Storage, Upgrade Storage 32,000 $10,000,000 160 $4,848,030,677 17487 Oneida SAUQUOIT CONSOLIDATED WD (T/O/PARIS) / Paris (T) New wells for GUDI source compliance., New Ground Water Source 2,639 $3,100,000 155 $4,851,130,677 17648 Oneida DEERFIELD RTE 8/28 WATER DISTRICT / Deerfield (T) New Surface Water Treatment Rule Compliance Facility, New Distribution System, New Inter-Connection, New Water District 100 $600,000 130 $4,851,730,677 17230 Oneida BENEFITED AREA E / Floyd (T) New Distribution System, New System Consolidation 115 $325,000 115 $4,852,055,677 Page 44 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Oneida County 17462 Oneida CLINTON VILLAGE / Clinton (V) New Surface Water Treatment Rule Compliance Facility 15139 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. WB 17263 Oneida 17650 3,000 $2,720,000 110 $4,854,775,677 New 6 MG storage tank at Toby Road., Upgrade Storage 120,000 $8,375,000 105 $4,863,150,677 MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB New System Consolidation 120,000 $7,210,000 100 $4,870,360,677 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB New Storage 120,000 $4,326,000 95 $4,874,686,677 16889 Oneida KIRKLAND (T) ROUTE 5 WATER DISTRICT / Kirkland (T) New system to serve area with private contaminated wells, consolidate public water supply. , New Complete System (New System) 300 $1,578,872 90 $4,876,265,549 17145 Oneida TIBBITS/SNOWDEN HILL WD / New Hartford (T) New system to serve area with private contaminated wells. , New Complete System (New System) 450 $2,400,000 80 $4,878,665,549 16588 Oneida TOWN OF TRENTON / Trenton (T) Extend Distribution System 150 $848,900 80 $4,879,514,449 17277 Oneida CLAYVILLE VILLAGE / Clayville(V) New Inter-Connection 445 $220,000 80 $4,879,734,449 16899 Oneida FLOYD BENEFIT (T) AREA "D" / Floyd (T) New Complete System (New System) 900 $7,750,000 75 $4,887,484,449 16806 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB Replace undersized and unlined mains in the North Utica and Cornhill area, Upgrade Transmission, Upgrade Transmission 120,000 $486,200 75 $4,887,970,649 15794 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. WB Shacksbury Storage Tank and Mains, Replacement. , Upgrade Storage 120,000 $400,000 70 $4,888,370,649 15560 Oneida VERNON VILLAGE (SWP) / Vernon (V) New Transmission, New Storage, New Distribution System, New Inter-Connection 1,155 $5,610,300 70 $4,893,980,949 16800 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB Wilcox tank renovation and expansion, Upgrade Storage 120,000 $982,800 70 $4,894,963,749 16435 Oneida DEERFIELD (T), SMITH HILL EXT. / Deerfield (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System 200 $638,000 70 $4,895,601,749 15205 Oneida BOONVILLE VILLAGE / Boonville (V) New Transmission, New Storage, Upgrade Distribution System 2,300 $801,144 70 $4,896,402,893 17886 Oneida HALSTEAD ROAD WD / Vienna (T) Extend Distribution System 75 $692,400 60 $4,897,095,293 17616 Oneida VIENNA (T) / Vienna (T) New Distribution System 150 $210,000 60 $4,897,305,293 15865 Oneida MOHAWK VALLEY WATER AUTHORITY / UMVRWB Pleasant Street. Upper Mohawk Valley Regional Water Board, Upgrade Distribution System 120,000 $1,600,000 55 $4,898,905,293 15786 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. WB Gilbert Road Storage Tank., Upgrade Storage 120,000 $150,000 55 $4,899,055,293 17027 Oneida MOHAWK VALLEY WATER AUTHORITY / Whitestown (T) The UMVRWB will extend the 12 inch line along Sutliff Road and NYS route 233 and connect to Village of Camelot., Extend System Consolidation 120,000 $629,000 55 $4,899,684,293 Page 45 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Oneida County 18064 Oneida FORESTPORT WATER DISTRICT / Foresport (T) New Ground Water Source 18011 Oneida ROUTE 5 WD / Vernon (T) Serve private contaminated/poor yielding wells., Extend Distribution System 15869 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. WB 15878 Oneida 16805 900 $390,000 55 $4,900,074,293 30 $244,000 55 $4,900,318,293 Burrstone Road and Dewey Row, (T) of Whitestone., Upgrade Distribution System 120,000 $756,000 55 $4,901,074,293 MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. WB Southern Pump and Chemical Treatment Station, Upgrade Pump and Chemical Station., Upgrade Pump Station 120,000 $420,000 50 $4,901,494,293 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB High Service Zone Interconnecting Mains, Oxford Road, Upgrade Transmission 120,000 $1,159,000 50 $4,902,653,293 17921 Oneida EUREKA ROAD WD / Westmoreland (T) New Pump Station, New Distribution System 35 $180,000 50 $4,902,833,293 17307 Oneida NEW LONDON WATER SYSTEM / Verona (T) New Storage, New Distribution System 500 $6,150,000 50 $4,908,983,293 15748 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. Water Upgrade Pump Station 120,000 $120,000 45 $4,909,103,293 16774 Oneida TOWN OF NEW HARTFORD / New Hartford (T) New Complete System (New System) 450 $1,483,200 45 $4,910,586,493 15077 Oneida MILLER/WALKER RD. W.D. - (T)DEERFIELD / Deerfield (T) New Complete System (New System), Extend Distribution System 200 $306,400 45 $4,910,892,893 17922 Oneida NORTHEASTERN WD / Westmoreland (T) New Storage, New Pump Station, New Distribution System 880 $6,700,000 45 $4,917,592,893 17652 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB New Transmission 120,000 $10,300,000 45 $4,927,892,893 17651 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper M V Regional WB Upgrade Distribution System 120,000 $9,270,000 40 $4,937,162,893 15062 Oneida TAURUSEL, INC (POND HILL) / Taurusel, Inc. Upgrade Ground Water Source, Upgrade Distribution System, System Consolidation 54 $164,000 35 $4,937,326,893 17472 Oneida MOHAWK VALLEY WATER AUTHORITY / Upper Mohawk Valley Reg. WB New Storage 120,000 $4,271,400 35 $4,941,598,293 15703 Oneida ROME CITY / Rome (C) Transmission main for western portion of city., New Transmission 32,000 $7,000,000 30 $4,948,598,293 15731 Oneida ROME CITY / Rome (C) New Storage 32,000 $1,000,000 30 $4,949,598,293 15700 Oneida ROME CITY / Rome (C) Replace two 30" diameter main water transmission lines., Upgrade Transmission 32,000 $5,000,000 30 $4,954,598,293 15721 Oneida ROME CITY / Rome (C) Upgrade Transmission 32,000 $600,000 25 $4,955,198,293 15737 Oneida ROME CITY / Rome (C) Water meters., Upgrade Distribution System 32,000 $1,000,000 25 $4,956,198,293 Page 46 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Oneida County 15726 Oneida ROME CITY / Rome (C) Upgrade Distribution System 16250 Oneida J.E. BARRETT WD / Prospect (V) Upgrade Ground Water Source, New Storage, Upgrade Distribution System 15711 Oneida ROME CITY / Rome (C) Hydrant replacement., Upgrade Distribution System 15045 Oneida CLINTON VILLAGE / Clinton (V) 16693 Oneida 17920 32,000 $2,200,000 25 $4,958,398,293 150 $326,000 25 $4,958,724,293 32,000 $750,000 25 $4,959,474,293 Upgrade Distribution System 3,000 $822,000 20 $4,960,296,293 CLINTON VILLAGE / Clinton (V) New Storage 3,000 $521,180 20 $4,960,817,473 Oneida WESTMORELAND WD NO 1 (GU) / Westmoreland (T) New Ground Water Source, Upgrade Storage 600 $2,850,000 20 $4,963,667,473 17825 Oneida VERONA WATER DISTRICT (SWP) / Verona (T) New Transmission 1,050 $26,553,000 20 $4,990,220,473 17485 Oneida BARNEVELD VILLAGE (GU) / Barneveld (V) Upgrade Distribution System 600 $219,000 15 $4,990,439,473 LIMELEDGE WD / Marcellus (T) & (V) New Water District to serve area with insufficient private wells. Interconnection with GWUDI system., New Surface Water Treatment Rule Compliance Facility, Extend Distribution System 700 1160 $4,990,439,473 250 $535,600 145 $4,990,975,073 Onondaga County 16882 Onondaga $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17385 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Inter-connection to eliminate GWUDI source., New Transmission, New Inter-Connection 17612 Onondaga ELBRIDGE VILLAGE / Elbridge (V) New UV treatment for LT2ESWTR compliance., New Surface Water Treatment Rule Compliance Facility 1,519 $0 135 $4,990,975,073 17728 Onondaga SKANEATELES VILLAGE / Skaneateles Install UV Disinfection for LT2 compliance., Upgrade Water Treatment Plant 2,610 $793,100 115 $4,991,768,173 17855 Onondaga SYRACUSE CITY / Syracuse (C) Woodland Reservoir UV for LT2SWTR compliance., New Surface Water Treatment Rule Compliance Facility 192,000 $10,042,500 95 $5,001,810,673 17638 Onondaga OCWA / Onondaga County Water Authorit Eastern 20 MG Reservoir storage. Replacing uncovered finished water storage reservoir with concrete tank., Upgrade Storage 256,000 $22,500,000 90 $5,024,310,673 17460 Onondaga CLAY WDS / Metropolitan Water Board Replace uncovered finished 30 MG Terminal Reservoir with two 15 MG tanks, Upgrade Storage 16,000 $16,050,000 90 $5,040,360,673 17458 Onondaga OCWA / Onondaga County Water Authorit Western Reservoir 20 mg storage. Replacing uncovered finished water storage reservoir with concrete tank, Upgrade Storage 256,000 $0 90 $5,040,360,673 17934 Onondaga LAFAYETTE (T) / LaFayette (T) Creation of Central LaFayette Water District., New Water District 2,000 $5,700,000 80 $5,046,060,673 16564 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) New well to replace shallow wells and a lead and copper corrosion control system., New Ground Water Source 250 $227,040 75 $5,046,287,713 17988 Onondaga OCWA / Onondaga County Water Authorit Southern branch pump station improvements. , Upgrade Pump Station 256,000 $2,500,000 70 $5,048,787,713 17884 Onondaga MARCELLUS (T) / Marcellus Pheasant Valley Road WD., New Distribution System, New Inter-Connection (T) 93 $782,000 70 $5,049,569,713 Page 47 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Onondaga County 17856 Onondaga SYRACUSE CITY / Syracuse (C) Westcott Reservoir UV for LT2SWTR compliance., New Surface Water Treatment Rule Compliance Facility 192,000 $4,805,000 70 $5,054,374,713 17857 Onondaga SYRACUSE CITY / Syracuse (C) Lead service replacement., Upgrade Distribution System 192,000 $16,377,000 70 $5,070,751,713 17025 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Contruct a building around Gifford finished water reservoir. , Upgrade Storage 250 $1,990,503 65 $5,072,742,216 17389 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Replace lead service lines from the watermain to the property line to correct lead & copper exceedances., Upgrade Distribution System 250 $444,445 65 $5,073,186,661 15811 Onondaga SKANEATELES VILLAGE / Skaneateles (V) Improve disinfection contact time., Upgrade Transmission 2,610 $1,600,000 55 $5,074,786,661 15116 Onondaga ROUTE 5 WEST W.D. - (T) ELBRIDGE / Elbridge (T) Route 5 West WD., New Complete System (New System), New Distribution System 6,192 $306,966 50 $5,075,093,627 15115 Onondaga ROUTE 5 EAST W.D. - (T) ELBRIDGE / Elbridge (T) Route 5 East WD., New Complete System (New System), New Transmission, New Storage, New Distribution System 6,192 $2,008,500 50 $5,077,102,127 17328 Onondaga HALFWAY ROAD WATER DISTRICT / Elbridge (T) New Storage, Extend Distribution System 120 $906,400 50 $5,078,008,527 17327 Onondaga CROSS LAKE/N. ELBRIDGE AREA WD / Elbridge (T) New Storage, New Pump Station, Extend Distribution System 534 $2,590,450 50 $5,080,598,977 17326 Onondaga LAIRD ROAD WATER DISTRICT / Elbridge (T) Extend Distribution System 29 $378,000 50 $5,080,976,977 16565 Onondaga NORTHEAST LAFAYETTE WD / Onondaga County Parks Jamesville Beach Water Supply Upgrade., New Storage, New Distribution System 250 $102,000 45 $5,081,078,977 17971 Onondaga GILLIE BROOK ROAD WD / Camillus (T) Gillie Brook Road Water District., Extend Distribution System 27 $432,565 45 $5,081,511,542 16313 Onondaga TOWN OF LYSANDER W.D. / Lysander (T) Lamson Road Water District., New Distribution System, New Water District 500 $5,284,000 45 $5,086,795,542 18008 Onondaga CLAY WDS / Clay (T) Extend Distribution System 16,000 $260,000 45 $5,087,055,542 16644 Onondaga CICERO WDS / Cicero (T) Extend Distribution System 14,108 $49,500 45 $5,087,105,042 16177 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) New Pump Station 250 $105,869 45 $5,087,210,911 16308 Onondaga COYE ROAD W. D. / Lafayette (T) New Complete System (New System) 320 $804,000 45 $5,088,014,911 16306 Onondaga TOWN OF LAFAYETTE / Lafayette (T) Tully Valley potable water supply., New Complete System (New System) 250 $2,000,000 45 $5,090,014,911 15061 Onondaga TULLY VILLAGE / Tully (V) New Ground Water Source, Upgrade Distribution System 930 $226,600 45 $5,090,241,511 16669 Onondaga SOUTH ONONDAGA WATER DISTRICT / Onondaga (T) Extend Distribution System 400 $1,589,000 45 $5,091,830,511 Page 48 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Onondaga County 17024 Onondaga NORTHEAST LAFAYETTE WD / East Syracuse (V) Cleaning and dredging of Gifford Finished WaterReservoir., Upgrade Storage 17964 Onondaga SYRACUSE CITY / Syracuse (C) Install solar power at Westcott Reservoir., 17917 Onondaga CAMILLUS CONSOLIDATED WD / Camillus (T) Upgrade Distribution System 17963 Onondaga SYRACUSE CITY / Syracuse (C) 15224 Onondaga 16432 250 $158,862 40 $5,091,989,373 192,000 $487,273 35 $5,092,476,646 22,000 $5,035,497 35 $5,097,512,143 Install hydroturbine at Westcott Reservoir., 192,000 $315,000 35 $5,097,827,143 OCWA / Onondaga Co. Water Authority New Storage 256,000 $2,210,120 35 $5,100,037,263 Onondaga JORDAN VILLAGE / Jordan (V) Upgrade Pump Station 1,400 $63,000 30 $5,100,100,263 15144 Onondaga BALDWINSVILLE VILLAGE / Baldwinsville (V) Upgrade Ground Water Source, Upgrade Distribution System 8,000 $3,887,530 25 $5,103,987,793 15155 Onondaga VAN BUREN WDS / Van Buren (T) Upgrade Distribution System 10,000 $858,000 20 $5,104,845,793 15145 Onondaga BALDWINSVILLE VILLAGE / Baldwinsville (V) New Water Treatment Plant, New Ground Water Source, New Transmission 8,000 $425,390 20 $5,105,271,183 16120 Onondaga DEWITT WDS - SOUTH / Dewitt (T) New Storage, Upgrade Pump Station, Upgrade Distribution System 15,705 $1,750,000 20 $5,107,021,183 17325 Onondaga MINOA VILLAGE / Minoa (V) Upgrade Distribution System 3,745 $307,336 20 $5,107,328,519 17334 Onondaga CAMILLUS CONSOLIDATED WD / Camillus (T) Upgrade Distribution System 22,000 $2,178,450 15 $5,109,506,969 16616 Onondaga SKANEATELES VILLAGE / Skaneateles (V) Upgrade Distribution System 2,610 $574,000 10 $5,110,080,969 16155 Onondaga CAMILLUS CONSOLIDATED WD / Camillus (T) Upgrade Distribution System 22,000 $1,613,997 10 $5,111,694,966 16119 Onondaga DEWITT WDS - SOUTH / Dewitt (T) Inter-Connection 15,705 $1,432,000 10 $5,113,126,966 15058 Onondaga ELBRIDGE VILLAGE / Elbridge (V) Upgrade Transmission 1,519 $769,681 10 $5,113,896,646 17853 Onondaga OCWA / Onondaga County Water Authorit Roof and siding improvements for Water System Maintenance and Operations Facility., Upgrade Other Expenses, Upgrade Other (OT) 256,000 $1,620,000 5 $5,115,516,646 1,100 $1,530,700 170 $5,117,047,346 Ontario County 17522 Ontario NAPLES VILLAGE / Naples (V) Address GWUDI spring sources., New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Distribution System 17591 Ontario BLOOMFIELD (V) OAKMOUNT AVE / Bloomfield (V) Upgrade Ground Water Source 750 $298,750 110 $5,117,346,096 15734 Ontario MANCHESTER CENTRAL WATER DISTRICT / Manchester (T) New Storage, Extend Distribution System, System Consolidation 581 $2,664,600 85 $5,120,010,696 Page 49 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Ontario County 17082 Ontario CLIFTON SPRINGS VILLAGE / Clifton Springs (V) New Storage, Upgrade Distribution System 17746 Ontario RUSHVILLE VILLAGE / Rushville (V) Upgrade Surface Water Treatment Rule Compliance Facility 15159 Ontario NAPLES VILLAGE / Naples (V) 16886 Ontario 16814 2,190 $618,000 70 $5,120,628,696 621 $1,969,200 65 $5,122,597,896 Upgrade Transmission, New Storage, Upgrade Distribution System 1,100 $1,465,000 65 $5,124,062,896 WEST BLOOMFIELD WD / West Bloomfield (T) County Road 35 and Dugway Road. , Extend Distribution System 1,500 $195,513 60 $5,124,258,409 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 1,500 $231,750 60 $5,124,490,159 15545 Ontario OAKMOUNT ROAD WATER SYSTEM / East Bloomfield (T) New Storage, Extend Distribution System 150 $2,224,000 55 $5,126,714,159 17378 Ontario GORHAM TOWN WD / Gorham (T) Extension No. 9., Extend Distribution System 4,500 $732,000 50 $5,127,446,159 16792 Ontario PHELPS (T) WATER DISTRICT NO. 3 / Phelps (T) Extend Distribution System 310 $1,295,000 45 $5,128,741,159 16793 Ontario PHELPS (T) WATER DISTRICT NO. 4 / Phelps (T) Extend Distribution System 230 $710,000 45 $5,129,451,159 16612 Ontario NORTH FARMINGTON WD / Farmington (T) Fox Road & County Road 28., Extend Distribution System 2,300 $155,128 45 $5,129,606,287 16698 Ontario GENEVA (T) / Geneva (T) New Storage, New Distribution System 1,500 $2,541,000 45 $5,132,147,287 17747 Ontario CANANDAIGUA-FARMINGT Distribution Main Installation for Canandaigua-Farmington Consolidated Water District, Upgrade Distribution System CONSOLIDATED W.D. / C & F Cosolidated WD 11,400 $2,511,140 45 $5,134,658,427 16040 Ontario GORHAM TOWN WD / Gorham (T) New Pump Station, Extend Distribution System 4,500 $489,370 45 $5,135,147,797 17521 Ontario RUSHVILLE VILLAGE / Rushville (V) New Pump Station 621 $473,800 45 $5,135,621,597 17507 Ontario SENECA WD NO.1 / Seneca (T) New Complete System (New System), New Pump Station, New Distribution System 75 $1,529,500 45 $5,137,151,097 15549 Ontario CANANDAIGUA TOWN CONS. WD / Canandaigua (T) Extend Distribution System 6,300 $207,300 40 $5,137,358,397 15541 Ontario CANANDAIGUA TOWN CONS. WD / Canandaigua (T) Extend Distribution System 6,300 $1,120,537 40 $5,138,478,934 16151 Ontario NORTH FARMINGTON WD / Farmington (T) Extend Distribution System 2,300 $159,990 40 $5,138,638,924 15210 Ontario PHELPS VILLAGE / Phelps (V) New Transmission 2,118 $862,000 40 $5,139,500,924 15554 Ontario WEST LAKE RD BENEFIT BASIS DIS / Canandaigua (T) Canandaigua. (T), Extend Distribution System 220 $1,243,100 40 $5,140,744,024 Page 50 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Ontario County 15209 Ontario PHELPS (T) - ROUTE 96 WEST WD / Phelps (T) Extend Distribution System 15516 Ontario MAXWELL WATER DISTRICT EXT. 1 / Farmington (T) County Road 28 from Maxwell Rd. to Fox Rd., Extend Distribution System 15208 Ontario PHELPS (T) - ROUTE 14 WD / Phelps (T) Extend Distribution System 15542 Ontario COUNTY ROAD 30 - EAST BLOOMFIELD / East Bloomfield (T) System Consolidation 17511 Ontario CANANDAIGUA CITY / Canandaigua (C) Upgrade Storage, New Storage 16072 Ontario GENEVA CITY / Geneva (C) Upgrade Distribution System 15548 Ontario NYS RT. 5 EXTENSION EAST BLOOMFIELD / East Bloomfield (T) Inter-Connection 15520 Ontario VICTOR VILLAGE / Victor (V) Upgrade Transmission, Upgrade Distribution System 16357 Ontario CANANDAIGUA CITY / Canandaigua (C) New Storage 16885 Ontario WEST BLOOMFIELD WD / West Bloomfield (T) Cathodic protection system., Upgrade Storage 17898 Ontario RUSHVILLE VILLAGE / Rushville (V) 15217 Ontario 16041 300 $1,132,000 40 $5,141,876,024 40 $90,813 40 $5,141,966,837 200 $1,125,000 40 $5,143,091,837 60 $86,000 35 $5,143,177,837 11,264 $4,893,145 30 $5,148,070,982 13,617 $1,223,640 30 $5,149,294,622 120 $199,563 25 $5,149,494,185 2,443 $606,387 25 $5,150,100,572 11,264 $1,375,000 25 $5,151,475,572 1,500 $13,390 20 $5,151,488,962 Upgrade Water Treatment Plant 621 $1,969,200 20 $5,153,458,162 BLOOMFIELD (V) OAKMOUNT AVE / Bloomfield (V) New Ground Water Source, New Storage 750 $978,500 20 $5,154,436,662 Ontario GORHAM TOWN WD / Gorham (T) New Pump Station, Upgrade Distribution System 4,500 $141,280 20 $5,154,577,942 16358 Ontario CANANDAIGUA CITY / Canandaigua (C) Replacement of water reservoir cover., Upgrade Storage 11,264 $375,000 20 $5,154,952,942 16356 Ontario CANANDAIGUA CITY / Canandaigua (C) Painting of storage tanks., Upgrade Storage 11,264 $450,000 20 $5,155,402,942 16353 Ontario CANANDAIGUA CITY / Canandaigua (C) Upgrade Transmission 11,264 $445,000 20 $5,155,847,942 15559 Ontario HOPEWELL WD #2 / Hopewell (T) New Pump Station 1,148 $435,600 15 $5,156,283,542 17896 Ontario WHITE ROAD WD / Phelps (T) Upgrade Distribution System 45 $213,700 15 $5,156,497,242 17753 Ontario CANANDAIGUA-FARMINGT Transmisstion Main for Canandaigua-Farmington Consolidated Water District, New Transmission CONSOLIDATED W.D. / C & F Cosolidated WD 11,400 $2,866,490 15 $5,159,363,732 16039 Ontario GORHAM TOWN WD / Gorham (T) 4,500 $1,150,000 15 $5,160,513,732 Page 51 of 86 New Storage NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Ontario County 16038 Ontario GORHAM TOWN WD / Gorham (T) Upgrade Storage 4,500 $77,500 15 $5,160,591,232 16037 Ontario GORHAM TOWN WD / Gorham (T) Upgrade Water Treatment Plant 4,500 $108,500 15 $5,160,699,732 18040 Ontario BLOOMFIELD VILLAGE / Bloomfield (V) Upgrade Distribution System 1,675 $1,340,697 15 $5,162,040,429 16355 Ontario CANANDAIGUA CITY / Canandaigua (C) Muar Lakes Water Main Replacement., Upgrade Distribution System 11,264 $110,000 15 $5,162,150,429 16354 Ontario CANANDAIGUA CITY / Canandaigua (C) North Street water main replacement., Upgrade Distribution System 11,264 $294,000 15 $5,162,444,429 16352 Ontario CANANDAIGUA CITY / Canandaigua (C) West Gibson Street water main., Upgrade Distribution System 11,264 $200,000 15 $5,162,644,429 16757 Ontario SHORTSVILLE VILLAGE / Shortsville (V) Upgrade Distribution System 1,320 $134,000 10 $5,162,778,429 15226 Ontario New Storage CLIFTON SPRINGS THRUWAY SERVICE AREA / NYS Thruway Authority 1,643 $208,000 10 $5,162,986,429 Orange County 17579 Orange NEWBURGH CONSOLIDATED WD / Newburgh (T) Delaware Aqueduct Tap Filatration Plant& Chadwick Lake plant improvements Phase 2 of 17566, New Surface Water Treatment Rule Compliance Facility 22,800 $19,650,000 2185 $5,182,636,429 17515 Orange NEWBURGH CITY / Newburgh (C) Phase 2 of project 16754 Cost overrun, Upgrade Water Treatment Plant, Upgrade Transmission 28,000 $2,577,162 2165 $5,185,213,591 17800 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Water Treatment Plant Well #28 and mitigation of offsite well impacts. Phase 2 of 16752, New Water Treatment Plant 21,750 $900,000 2130 $5,186,113,591 17449 Orange HIGHLANDS (T) WD #2 / Highlands (T) Phase 2 of DWSRF 16454 to provide well source capacity for Phase 1 which included, Upgrade Water Treatment Plant, New Ground Water Source, New Storage, Extend Distribution System 1,379 $4,748,700 2095 $5,190,862,291 17461 Orange PHEASANT HILL / Pheasant Hill Water Corp Rehabilitation of water system to address e-coli contamination, Upgrade Water Treatment Plant, New Ground Water Source, New Storage 154 $0 1220 $5,190,862,291 BEAVER DAM LAKE WATER CORP. / Beaver Dam Lake Corp. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 487 15072 Orange NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 1215 $5,190,862,291 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17493 Orange WARWICK VILLAGE / Warwick (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 6,083 $0 190 $5,190,862,291 18060 Orange HIGHLANDS WATER DISTRCIT 2 EXTENTION / Highlands (T) Extention of the existing WD #2 to serve private wells with contamination and consolidation of several PWS's, Extend Distribution System, Extend System Consolidation 1,379 $1,601,238 155 $5,192,463,529 16751 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Expansion of service area to El Roi Estates, Monroe (T), Extend Distribution System 21,750 $2,245,040 145 $5,194,708,569 15722 Orange MONROE WD #8 (SKYVIEW HILLS) / Monroe (T) Extend system to serve area with private contaminated wells. , Upgrade Distribution System 544 $1,000,000 135 $5,195,708,569 16673 Orange MIDDLETOWN CITY / Middletown (C) New Transmission, New Storage, New Distribution System 26,500 $8,000,000 130 $5,203,708,569 17617 Orange BLOOMING GROVE WD #1-WORLEY HE / South Blooming Grove (V) Transmission main with treatment plant to connect Water District 1 and 6 to Orange and Rockland Well., New Water Treatment Plant, New Transmission 1,500 $3,193,000 130 $5,206,901,569 Page 52 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Orange County 15669 Orange MONROE WD #12 (MONROE HILLS ESTATES) / Monroe (T) Upgrade Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 17986 Orange PORT JERVIS CITY / Port Jervis (C) 15227 Orange 16075 120 $1,250,000 125 $5,208,151,569 Addition of clarification, Upgrade Water Treatment Plant 9,000 $3,610,000 115 $5,211,761,569 MAYBROOK VILLAGE / Maybrook (V) New Water Treatment Plant, New Ground Water Source 3,093 $238,000 110 $5,211,999,569 Orange CHESTER VILLAGE / Chester (V) Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Storage, New Storage, New Distribution System 3,448 $2,097,850 110 $5,214,097,419 15819 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Upgrade Water Treatment Plant 21,750 $734,500 105 $5,214,831,919 16591 Orange GREENVILLE (T) MUNI.L WATER SYSTEM 'A' / Greenville (T) Complete System (New System) 400 $2,319,060 90 $5,217,150,979 17523 Orange MONTGOMERY W.D. #1 / Montgomery (T) Extend WD #1 to consolidate several water supplies, New System Consolidation 605 $13,500,000 90 $5,230,650,979 17294 Orange MONROE WATER DISTRICT / Monroe (T) Upgrade Ground Water Source, New Transmission, Upgrade Distribution System 15,000 $6,344,800 90 $5,236,995,779 15718 Orange MONROE WD #10 - PINE TREE ROAD / Monroe (T) New system to serve area with private contaminated wells. , New Transmission 50 $215,000 75 $5,237,210,779 17413 Orange WALLKILL CONSOLIDATED WD / Wallkill (T) Rykoski Lane Water Treatment Plant, Upgrade Water Treatment Plant, New Pump Station, New Pump Station 15,000 $7,000,000 75 $5,244,210,779 17042 Orange MONROE VILLAGE / Monroe (V) Upgrade Distribution System 8,892 $986,000 70 $5,245,196,779 17368 Orange GOSHEN VILLAGE / Goshen (V) New Water Treatment Plant, New Ground Water Source, New Transmission 5,676 $5,311,500 70 $5,250,508,279 16144 Orange GOSHEN W.D. #1 (HAMBLETONIAN PARK) / Goshen (T) New Ground Water Source, New Storage, Upgrade Distribution System 509 $2,605,900 65 $5,253,114,179 17412 Orange MONROE WD #12 (MONROE HILLS ESTATES) / Monroe (T) Upgrade Water Treatment Plant, New Surface Water Source, Upgrade Storage 120 $1,370,930 65 $5,254,485,109 16027 Orange BLOOMING GROVE WD #1-WORLEY HE / Blooming Grove (T) New Ground Water Source, Upgrade Storage 1,500 $392,000 65 $5,254,877,109 15816 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) New Storage 21,750 $1,000,000 60 $5,255,877,109 16906 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Pump Station and transmission main from NYC Aqueduct to (V) K.J., New Transmission, New Pump Station 21,750 $28,907,400 55 $5,284,784,509 17952 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Redevelop wells at the Star Expansion Well Field, Upgrade Ground Water Source 21,750 $1,658,712 55 $5,286,443,221 17950 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) New wells on Site 1, Site 2, Site 3, Site 4, Site 5, New Ground Water Source 21,750 $14,246,909 55 $5,300,690,130 17951 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Redevelopment of Wells 6 and 13A and new well at Well 13 Well Field, New Ground Water Source, Upgrade Ground Water Source 21,750 $3,805,747 55 $5,304,495,877 Page 53 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Orange County 16749 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Upgrade Pump Station 15078 Orange HOLIDAY MOBILE PARK INC. / Mid-Hudson Park Management Upgrade Distribution System, System Consolidation 17450 Orange HIGHLANDS (T) WD #3 / Highlands (T) New Water District 16150 Orange WARWICK (T) / Warwick (T) New Storage, Upgrade Pump Station, Upgrade Distribution System, System Consolidation 17994 Orange DEERPARK WATER DISTRICT #1 / Deerpark (T) New water system, New Complete System (New System) 17293 Orange WAYAWANDA WD #1 / Wawayanda (T) Extend Distribution System 16321 Orange NEWBURGH CITY / Newburgh (C) Grand Street waterline replacement and lead service removal, Upgrade Distribution System 15229 Orange SLEEPY HOLLOW MOBILE PARK / Sleepy Hollow MHP, LLC 16036 Orange 17348 21,750 $872,247 45 $5,305,368,124 250 $412,000 45 $5,305,780,124 1,548 $8,105,700 45 $5,313,885,824 300 $312,500 45 $5,314,198,324 2,000 $6,180,000 45 $5,320,378,324 50 $208,941 45 $5,320,587,265 28,000 $4,635,000 40 $5,325,222,265 Upgrade Transmission, Upgrade Distribution System 400 $386,250 40 $5,325,608,515 BLOOMING GROVE WD #3-TOMAHAWK / Blooming Grove (T) New Ground Water Source 208 $306,000 40 $5,325,914,515 Orange BELLVALE PARK W.D. / Warwick (T) Replace wells, upgrade pump house and storage, New Ground Water Source, Upgrade Pump Station 100 $453,200 40 $5,326,367,715 18056 Orange WARWICK VILLAGE / Warwick (V) Upgrade Water Treatment Plant, New Ground Water Source 6,083 $323,725 35 $5,326,691,440 15440 Orange NEW WINDSOR CONSOLIDATED WD / Windsor (T) New Storage 30,000 $154,500 35 $5,326,845,940 16147 Orange WESTSIDE GREENWOOD LAKE W.D. / Warwick (T) Upgrade Distribution System 1,160 $100,000 35 $5,326,945,940 15182 Orange WOODBURY CONS. W.D. / Woodbury (T) New Storage, New Pump Station, Upgrade Distribution System 10,105 $1,564,500 35 $5,328,510,440 16312 Orange NEWBURGH CITY / Newburgh (C) Upgrade Distribution System 28,000 $1,545,000 35 $5,330,055,440 15666 Orange ORCHARD HILL ESTATES / Orchard Hill Water Co. Inc. Upgrade Ground Water Source, New Storage, Upgrade Distribution System 196 $1,123,730 30 $5,331,179,170 15635 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Upgrade Ground Water Source, Upgrade Distribution System 7,000 $435,000 30 $5,331,614,170 17602 Orange GREENWOOD LAKE VILLAGE / Greenwood Lake (V) Upgrade Water Treatment Plant 3,411 $395,520 30 $5,332,009,690 17159 Orange KNOLLS WATER CO., INC. / Knolls Water Company New Ground Water Source, Upgrade Storage, New Pump Station 230 $250,000 25 $5,332,259,690 15674 Orange SCOTT ACRES / Scott Acres Water Co. New Water Treatment Plant, New Ground Water Source, Upgrade Distribution System 117 $168,920 25 $5,332,428,610 Page 54 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Orange County 15471 Orange NEW WINDSOR CONSOLIDATED WD / Windsor (T) New Pump Station 30,000 $515,000 25 $5,332,943,610 15465 Orange NEW WINDSOR CONSOLIDATED WD / Windsor (T) Water filter plant expansion 3 mgd to 6 mgd, Upgrade Water Treatment Plant 30,000 $15,450,000 25 $5,348,393,610 16621 Orange HARRIMAN VILLAGE / Harriman (V) River Road Pump Station, New Ground Water Source, New Pump Station 4,500 $128,750 25 $5,348,522,360 15228 Orange PINE GROVE MOBILE HOME PARK / Pine Grove MHP, LLC New Water Treatment Plant, Upgrade Transmission, New Storage, Upgrade Distribution System 516 $484,100 25 $5,349,006,460 16389 Orange NEWBURGH CONSOLIDATED WD / Newburgh (T) Upgrade Pump Station 22,800 $120,000 25 $5,349,126,460 15966 Orange CORNWALL-ON-HUDSON / Upgrade Water Treatment Plant Cornwall-On-Hudson (V) 9,300 $2,935,257 25 $5,352,061,717 17038 Orange WARWICK VILLAGE / Warwick (V) Upgrade Storage 6,083 $263,433 20 $5,352,325,150 16529 Orange WHITLOCK FARMS / Whitlock Farms Water Corp. New Water Treatment Plant, Upgrade Distribution System 100 $83,740 20 $5,352,408,890 17977 Orange NEW WINDSOR CONSOLIDATED WD / New Windsor (T) Rehabilitate St. Anne Well Field, Upgrade Water Treatment Plant, Upgrade Ground Water Source 30,000 $748,000 20 $5,353,156,890 17816 Orange NEW WINDSOR CONSOLIDATED WD / New Winsor (T) Reactivation of St. Anne's Well, Upgrade Ground Water Source 30,000 $748,000 20 $5,353,904,890 15175 Orange WOODBURY CONS. W.D. / Woodbury (T) New Ground Water Source, New Pump Station 10,105 $291,500 20 $5,354,196,390 17565 Orange BRITTANY TERRACE / Brittany Terrace, Inc. New water storage tank, New Storage 169 $215,000 20 $5,354,411,390 17551 Orange ARLUCK WATER DISTRICT / Wawayanda (T) Replacement of existing hydropneumatic system for the Arluck WD, Upgrade Pump Station 118 $85,000 20 $5,354,496,390 16424 Orange WARWICK VILLAGE / Warwick (V) Taste & odor control, Upgrade Water Treatment Plant 6,083 $100,000 20 $5,354,596,390 17400 Orange HIGHLAND FALLS VILLAGE / Highland Falls (V) Water Treatment Plant Filter Upgrades, Upgrade Water Treatment Plant 4,400 $800,000 20 $5,355,396,390 17346 Orange WOODBURY CONS. W.D. / Woodbury (T) Repaint Overlook Storage Tank, Upgrade Storage 10,105 $218,360 20 $5,355,614,750 15951 Orange VALLEY VIEW CTR FOR NURSING CARE & REHAB / Orange County New Water Treatment Plant, New Ground Water Source, New Storage, Upgrade Distribution System 851 $572,474 20 $5,356,187,224 17291 Orange PINE BUSH WATER DISTRICT / Crawford (T) New Ground Water Source 7,000 $165,000 20 $5,356,352,224 15178 Orange WOODBURY CONS. W.D. / Woodbury (T) New Water Treatment Plant, New Ground Water Source 10,105 $2,127,000 20 $5,358,479,224 17131 Orange TUXEDO PARK VILLAGE / Tuxedo Park (V) Upgrade Distribution System 1,100 $263,000 15 $5,358,742,224 Page 55 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Orange County 15398 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) New Ground Water Source 7,000 $300,000 15 $5,359,042,224 15458 Orange FLORIDA VILLAGE / Florida (V) New Storage 2,757 $515,000 15 $5,359,557,224 16594 Orange CAMPBELLS WATER SUPPLY / Campbells Water Supply Upgrade Pump Station 40 $115,000 15 $5,359,672,224 15405 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Upgrade Water Treatment Plant 7,000 $50,000 15 $5,359,722,224 15396 Orange NEW WINDSOR CONSOLIDATED WD / New Windsor (T) Water treatment plant modification raw water treatment, Upgrade Water Treatment Plant 30,000 $8,050,000 15 $5,367,772,224 17916 Orange GREENWOOD LAKE (V) / Greenwood Lake (V) Cleaning and painting storage tank, Upgrade Storage 3,400 $245,660 15 $5,368,017,884 16548 Orange WALDEN VILLAGE / Walden (V) New Storage 6,164 $716,500 15 $5,368,734,384 17843 Orange TUXEDO PARK (V) / Tuxedo (V) West Lake Road Transmission Line, Upgrade Transmission 1,100 $487,000 15 $5,369,221,384 17841 Orange TUXEDO PARK (V) / Tuxedo (V) East Village Transmission Line Replacement, Upgrade Transmission 1,100 $987,000 15 $5,370,208,384 17842 Orange TUXEDO PARK (V) / Tuxedo (V) Trans-Tuxedo Lake Transmission Line, Upgrade Transmission 1,100 $757,000 15 $5,370,965,384 17835 Orange MONTGOMERY (V) / Montgomery (V) New Storage Tank, New Storage 3,696 $825,030 15 $5,371,790,414 15404 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) New Storage 7,000 $665,000 15 $5,372,455,414 16391 Orange NEWBURGH CONSOLIDATED WD / Newburgh (T) Upgrade Storage 22,800 $45,000 15 $5,372,500,414 17316 Orange HIGHLAND FALLS VILLAGE / Highland Falls (V) Upgrade Water Treatment Plant 4,400 $464,500 15 $5,372,964,914 17290 Orange WOODBURY CONS. W.D. / Woodbury (T) Upgrade Storage 10,105 $218,360 15 $5,373,183,274 16141 Orange MONROE VILLAGE / Monroe (V) Water meter replacement, Other Expenses, Other (OT) 8,892 $679,800 10 $5,373,863,074 15400 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Upgrade Distribution System 7,000 $1,500,000 10 $5,375,363,074 16545 Orange WALDEN VILLAGE / Walden (V) Upgrade Distribution System 6,164 $1,545,000 10 $5,376,908,074 16547 Orange WALDEN VILLAGE / Walden (V) Replacement of all water meters., Upgrade Other Expenses, Upgrade Other (OT) 6,164 $536,500 10 $5,377,444,574 16546 Orange WALDEN VILLAGE / Walden (V) New Ground Water Source 6,164 $865,000 10 $5,378,309,574 Page 56 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Orange County 17818 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Replace watermains in Dutch Arms area., Upgrade Distribution System 7,000 $1,654,700 10 $5,379,964,274 17817 Orange WASHINGTONVILLE VILLAGE / Washingtonville (V) Watermain replacement Patricia and Beverly Lane, Upgrade Distribution System 7,000 $961,000 10 $5,380,925,274 16451 Orange NEW WINDSOR CONSOLIDATED WD / New Windsor (T) Upgrade Distribution System 30,000 $618,500 10 $5,381,543,774 16031 Orange BLOOMING GROVE WD #4-TAPPAN HO / Blooming Grove (T) New Ground Water Source 500 $97,000 10 $5,381,640,774 15180 Orange WOODBURY CONS. W.D. / Woodbury (T) Upgrade Distribution System 10,105 $528,000 10 $5,382,168,774 17644 Orange KINGS ESTATES / Warwick Water Corp Upgrade distribution system., Upgrade Distribution System 1,144 $125,000 10 $5,382,293,774 16179 Orange MONROE VILLAGE / Monroe (V) Repainting of two water storage tanks, Upgrade Storage 8,892 $134,415 10 $5,382,428,189 16153 Orange MONROE VILLAGE / Monroe (V) 500,000 gallon water storage tank, New Storage 8,892 $457,552 10 $5,382,885,741 16076 Orange CHESTER VILLAGE / Chester (V) New Storage 3,448 $566,500 10 $5,383,452,241 16392 Orange NEWBURGH CONSOLIDATED WD / Newburgh (T) New water quality monitoring equipment, Other Expenses, Other (OT) 22,800 $20,000 10 $5,383,472,241 16035 Orange BLOOMING GROVE WD #3-TOMAHAWK / Blooming Grove (T) New Ground Water Source 208 $99,000 10 $5,383,571,241 16034 Orange BLOOMING GROVE WD #3-TOMAHAWK / Blooming Grove (T) New Ground Water Source 208 $99,000 10 $5,383,670,241 16369 Orange BRAESIDE AQUA CORPORATION / Braeside Aqua Corp. Upgrade Distribution System 330 $500,000 10 $5,384,170,241 16143 Orange MONROE VILLAGE / Monroe (V) Barnett Rd, East & West, Upgrade Distribution System 8,892 $2,626,696 5 $5,386,796,937 16484 Orange HIGHLAND FALLS VILLAGE / Highland Falls (V) Upgrade Distribution System 4,400 $233,100 5 $5,387,030,037 15347 Orange PINE BUSH WATER DISTRICT / Crawford (T) New Ground Water Source 7,000 $124,500 5 $5,387,154,537 15234 Orange GOSHEN VILLAGE / Goshen (V) Upgrade Water Treatment Plant 5,676 $417,850 5 $5,387,572,387 15937 Orange MONROE VILLAGE / Monroe (V) New Ground Water Source 8,892 $379,555 5 $5,387,951,942 16148 Orange MONROE VILLAGE / Monroe (V) Round Lake Park, Upgrade Distribution System 8,892 $854,902 5 $5,388,806,844 16388 Orange NEWBURGH CONSOLIDATED WD / Newburgh (T) Upgrade Distribution System 22,800 $80,000 5 $5,388,886,844 Page 57 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Orange County 15963 Orange CORNWALL-ON-HUDSON / Upgrade Distribution System Cornwall-On-Hudson (V) 9,300 $520,000 5 $5,389,406,844 Orleans County 16032 Orleans HOLLEY VILLAGE / Holley (V) New Ground Water Source, New Pump Station, Upgrade Distribution System 2,150 $456,000 130 $5,389,862,844 16381 Orleans LYNDONVILLE VILLAGE / Lyndonville (V) Upgrade Transmission, Upgrade Distribution System 1,418 $1,612,864 75 $5,391,475,708 15183 Orleans SHELBY (T) / Shelby (T) Extend system to serve area with private contaminated wells. Water Improvement No. 4 - Phase I., Extend Distribution System 240 $249,700 65 $5,391,725,408 15185 Orleans TOWN OF SHELBY / Shelby (T) Water Improvement No. 4 - Phase II., Extend Distribution System 240 $166,500 65 $5,391,891,908 17097 Orleans MEDINA VILLAGE / Medina (V) Upgrade Distribution System 6,500 $4,088,085 60 $5,395,979,993 15168 Orleans MURRAY W.D. #1 / Murray (T) Extend Distribution System 225 $154,677 60 $5,396,134,670 15166 Orleans GAINES W.D. #1 / Gaines (T) Extend Distribution System 1,152 $531,885 60 $5,396,666,555 15165 Orleans CLARENDON W.D. #1 / Clarendon (T) Extension to Water District No. 3., Extend Distribution System 600 $1,008,000 50 $5,397,674,555 15164 Orleans BARRE W.D. #1 / Barre (T) Extend Distribution System 375 $473,800 50 $5,398,148,355 15167 Orleans KENDALL W.D. #1 / Kendall (T) Extend Distribution System 1,418 $581,950 50 $5,398,730,305 17723 Orleans WATER SYS. IMPROVEMENTS / Clarendon (T) New Distribution System, Upgrade Distribution System 54 $129,000 45 $5,398,859,305 17262 Orleans HOLLEY VILLAGE / Holley (V) NYS Route 31., Upgrade Distribution System 2,150 $210,243 35 $5,399,069,548 15741 Orleans CARLTON WATER DISTRICT / Carlton (T) Upgrade Transmission 2,800 $250,000 15 $5,399,319,548 18068 Orleans WATER IMPROVEMENT BENEFIT AREA #10 / Clarendon (T) Extend Distribution System 250 $1,634,949 5 $5,400,954,497 HANNIBAL (T) / Hannibal (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,200 1210 $5,400,954,497 TOAD HARBOR/CONSTANTIA WD / Constantia (T) New Surface Water Treatment Rule Compliance Facility, New Storage, New Pump Station, New Distribution System, New Inter-Connection, New System Consolidation 2,765 WATER DISTRICT #2 / Richland (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Transmission, New Storage, New Distribution System 1,662 Consolidation of PWS with GWDI source., New Storage, New Distribution System, New System Consolidation 2,503 Oswego County 15204 16261 17538 17625 Oswego Oswego Oswego Oswego EASTERN SHORE WATER SYSTEM / Sandy Creek (T) Page 58 of 86 $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 1200 $5,400,954,497 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 1200 $5,400,954,497 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $13,988,000 200 $5,414,942,497 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Oswego County 17372 Oswego MEXICO (T) WD#2 / Mexico (T) Extend distribution system to area with contaminated private wells and consolidate PWS with GWUDI source, New Distribution System, New System Consolidation 800 $7,060,000 200 $5,422,002,497 17685 Oswego ORWELL WD / Orwell (T) New Surface Water Treatment Rule Compliance Facility 150 $115,102 135 $5,422,117,599 17597 Oswego AREA 1 WATER SYSTEM / Schroeppel (T) Address organic contaminant violations, New Distribution System, New System Consolidation 3,200 $11,312,382 130 $5,433,429,981 17594 Oswego ROUTE 11 NORTH/FULLER ROAD WD PHASE D / Hastings (T) Extend distribution system to area of insufficient yielding or cantaminated private wells., Extend Distribution System, New System Consolidation 1,200 $3,106,480 120 $5,436,536,461 17564 Oswego BERNHARDS BAY WD / Constantia (T) Extend Distribution System, New System Consolidation 790 $5,890,000 95 $5,442,426,461 17598 Oswego AREA 3,4 & 8 WATER SYSTEM / Schroeppel (T) New Distribution System, New System Consolidation 1,500 $7,678,916 90 $5,450,105,377 17858 Oswego WD#3 EXPANSION / Granby (T) Extend Distribution System 238 $5,315,041 85 $5,455,420,418 17510 Oswego NORTH AREA WD / Volney (T) New Distribution System, New System Consolidation 1,000 $6,604,000 80 $5,462,024,418 16314 Oswego MINETTO TOWN WATER DISTRICT / Minetto (T) Extend Distribution System 1,589 $412,000 70 $5,462,436,418 16903 Oswego PARISH (V) / Parish (V) New Complete System (New System) 600 $2,980,000 60 $5,465,416,418 17285 Oswego HANNIBAL TOWN WATER DISTRICT #2 / Hannibal (T) Extend Distribution System 2,000 $1,715,000 60 $5,467,131,418 18010 Oswego TOWN/VILLAGE JOINT WATER PROJECT / Parish (T) Serve private contaminated/poor yielding wells., Extend Distribution System 1,200 $10,150,000 55 $5,477,281,418 16978 Oswego OSWEGO CITY / Oswego (C) Upgrade Water Treatment Plant 29,400 $4,532,000 50 $5,481,813,418 16205 Oswego SENECA HILLS HEALTH CAMPUS / Volney (T) Upgrade Distribution System 450 $1,115,000 50 $5,482,928,418 16173 Oswego PONDEROSA TRAILER PARK, INC. / Ponderosa Trailer Park Inc. Upgrade Water Treatment Plant 60 $17,400 50 $5,482,945,818 18062 Oswego CLEVELAND VILLAGE / Cleveland (V) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 925 $1,576,930 50 $5,484,522,748 15833 Oswego TOWN OF WEST MONROE / West Monroe (T) New Complete System (New System), Extend Distribution System 500 $979,000 50 $5,485,501,748 15677 Oswego FULTON CITY / Fulton (C) Upgrade Storage 15,400 $412,000 40 $5,485,913,748 17187 Oswego OSWEGO CITY / Oswego (C) Upgrade Distribution System 29,400 $734,367 35 $5,486,648,115 15681 Oswego FULTON CITY / Fulton (C) Upgrade Pump Station 15,400 $82,700 35 $5,486,730,815 Page 59 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Oswego County 15690 Oswego FULTON CITY / Fulton (C) Upgrade Distribution System 16138 Oswego PHOENIX VILLAGE / Phoenix (V) State Street water main replacement., Upgrade Distribution System 17302 Oswego PULASKI VILLAGE / Pulaski New Transmission, Upgrade Distribution System (V) 15686 Oswego FULTON CITY / Fulton (C) 15683 Oswego 16600 15,400 $720,000 35 $5,487,450,815 2,138 $90,125 35 $5,487,540,940 2,398 $762,200 35 $5,488,303,140 New Storage 15,400 $1,000,000 30 $5,489,303,140 FULTON CITY / Fulton (C) Upgrade Ground Water Source 15,400 $2,300,000 30 $5,491,603,140 Oswego MEXICO VILLAGE / Mexico (V) New Storage 1,600 $1,000,000 30 $5,492,603,140 17965 Oswego RICHLAND TOWN PWS / Richland (T) Wind power generation at Schoeller well site., 2,350 $585,000 25 $5,493,188,140 15784 Oswego GRANBY (T) -HANNIBAL STREET / Granby (T) New Complete System (New System), Upgrade Distribution System 50 $195,000 20 $5,493,383,140 UNADILLA VILLAGE / Unadilla (V) Install new well, pumphouse, controls, chlorination system to replace GWUDI springs, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 1215 $5,493,383,140 Otsego County 15343 Otsego 1,350 $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 15254 Otsego EDMESTON WATER DISTRICT / Edmeston (T) Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 490 $2,065,150 165 $5,495,448,290 16146 Otsego MILFORD VILLAGE / Milford (V) Address nitrate contamination, New Ground Water Source, Upgrade Distribution System 510 $3,502,000 130 $5,498,950,290 18067 Otsego GILBERTSVILLE VILLAGE / Gilbertsville (V) New Ground Water Source, New Storage, Upgrade Distribution System 477 $3,865,000 100 $5,502,815,290 17093 Otsego HARTWICK WATER DISTRICT / Hartwick (T) WD New Ground Water Source, New Storage, Upgrade Distribution System 416 $1,745,850 95 $5,504,561,140 17092 Otsego LAURENS VILLAGE / Laurens (V) New Storage, Upgrade Distribution System 381 $1,236,000 60 $5,505,797,140 17987 Otsego ONEONTA (T) / Oneonta (T) Southside Water System., New Ground Water Source, New Complete 1,570 $8,808,000 60 $5,514,605,140 17976 Otsego SOUTHSIDE WATER SYSTEM / Oneonta (T) New Complete System (New System), New Water District 1,570 $8,808,000 60 $5,523,413,140 17926 Otsego WEST ONEONTA WATER DISTRICT / Oneonta (T) New Complete System (New System) 520 $4,996,000 60 $5,528,409,140 16335 Otsego MORRIS VILLAGE / Morris (V) New Water Treatment Plant, New Ground Water Source, New Storage 642 $268,500 40 $5,528,677,640 16255 Otsego GILBERTSVILLE VILLAGE / Gilbertsville (V) Upgrade Water Treatment Plant, Upgrade Distribution System 477 $206,200 40 $5,528,883,840 15079 Otsego MILL CREEK AT RIVERSIDE, LLC MHP / Riverside Village MHP Upgrade Distribution System 145 $20,600 25 $5,528,904,440 System (New System), New Storage, New Distribution System, New Water District Page 60 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Putnam County 15862 Putnam SPRINGHOUSE ESTATES W.W. CORP. / Southeast (T) New Ground Water Source, New Storage 212 $1,700,500 200 $5,530,604,940 16598 Putnam BREWSTER HEIGHTS / Southeast (T) Remaining portion of 15857 which was funded 3/26/98., New Water Treatment Plant 698 $689,650 155 $5,531,294,590 18072 Putnam GIPSY TRAIL CLUB / Gipsy Trail Club Inc Develop additional well source capacity, New Ground Water Source, New Pump Station 300 $430,540 150 $5,531,725,130 17298 Putnam BREWSTER VILLAGE / Brewster (V) New Ground Water Source, New Pump Station 2,000 $1,610,920 80 $5,533,336,050 16634 Putnam KENT (T) WD #3 / Kent (T) New Water Treatment Plant, New Ground Water Source, New Storage, New Pump Station, New Distribution System 8,000 $15,235,451 75 $5,548,571,501 17790 Putnam PUTNAM VALLEY (T) / Putnam Valley (T) New water system for Croft Corners area, New Complete System (New System) 11,500 $25,755,000 70 $5,574,326,501 16579 Putnam WILLIAMSBURG RIDGE CONDO W.S. / Williamsburg Ridge HOA, Inc. Wiiliamsburg Ridge Condominiums, Mahopac, NY, New Ground Water Source 230 $40,000 60 $5,574,366,501 16083 Putnam MILL POND WATER SUPPLY / Mill Ponds Water Co. New Ground Water Source 70 $100,000 60 $5,574,466,501 15430 Putnam BREWSTER VILLAGE / Brewster (V) New Storage 2,000 $1,628,000 50 $5,576,094,501 17319 Putnam MOUNTAIN BROOK HOMES / Southeast (T) New Water Treatment Plant, New Ground Water Source 176 $427,000 50 $5,576,521,501 17601 Putnam GARRISON LANDING WS / Philipstown (T) New Complete System (New System) 84 $325,146 45 $5,576,846,647 17297 Putnam BREWSTER VILLAGE / Brewster (V) Upgrade Distribution System 2,000 $8,102,487 45 $5,584,949,134 16633 Putnam KENT WD 2 / Kent (T) Upgrade Water Treatment Plant, Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System 276 $927,000 20 $5,585,876,134 16632 Putnam KENT WD 1 / Kent (T) Upgrade Water Treatment Plant, Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System 360 $1,152,261 20 $5,587,028,395 18041 Putnam COLD SPRING VILLAGE / Cold Spring (V) Upgrade Transmission 2,666 $958,000 20 $5,587,986,395 15792 Putnam CONTINENTAL VILLAGE WD / Philipstown (T) Upgrade Distribution System 1,509 $1,350,000 15 $5,589,336,395 16506 Putnam GLENMAR GARDENS IMPROVMT DIST / Putnam Valley (T) Upgrade Distribution System 130 $25,500 15 $5,589,361,895 17411 Putnam SUNRISE RIDGE / Sunrise Ridge Water Company Replace pumps and storage, Upgrade Storage, Upgrade Pump Station 178 $250,000 15 $5,589,611,895 17854 Putnam SOUTHEAST (T) PEACEABLE WATER DISTRICT / Southeast (T) Development new water source instead of continuing to purchase from Brewster (V), New Ground Water Source 440 $1,700,000 5 $5,591,311,895 HOOSICK FALLS (V) PWS / Hoosick Falls (V) Phase 2 of Project 15080 , Upgrade Storage, Upgrade Distribution System 4,000 $640,000 2225 $5,591,951,895 Rensselaer County 18029 Rensselaer Page 61 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Rensselaer County 17936 Rensselaer BRUNSWICK WATER DISTRICT # 6 / Brunswick (T) Distribution Modifications for Flow & Pressure Improvements to Support Consecutive System; Emergency Generator, Upgrade Pump Station, Upgrade Distribution System 17331 Rensselaer POESTENKILL (T) WD #1 / Poestenkill (T) 15749 Rensselaer RENSSELAER CITY PWS / Rensselaer (C) 17068 Rensselaer SCHAGHTICOKE (V) PWS / Upgrade Water Treatment Plant, Upgrade Storage, Upgrade Distribution System, Extend Distribution System Schaghticoke (V) 17358 Rensselaer SCHODACK WATER DISTRICT # 3 / Schodack (T) 17445 Rensselaer 17077 927 $504,000 185 $5,592,455,895 New Complete System (New System), New System Consolidation 2,300 $0 185 $5,592,455,895 New Storage, New Distribution System, System Consolidation 7,500 $7,175,300 145 $5,599,631,195 675 $6,585,700 115 $5,606,216,895 Connect WD #3 (Maple Crest) to WD #1 (Clearview), Extend Distribution System, New System Consolidation 140 $0 105 $5,606,216,895 NORTH GREENBUSH (T) WATER DISTRICT NO. 18 / North Greenbush (T) Purchase existing Private Water System, Connect to Municipal Water System , New System Consolidation, New Water District 212 $437,750 85 $5,606,654,645 Rensselaer NORTH GREENBUSH WD #13 / North Greenbush (T) New system to serve area with private contaminated wells (Snyder's Lake Area). , New System Consolidation, New Water District 1,050 $4,635,000 80 $5,611,289,645 15580 Rensselaer CASTLETON VILLAGE PWS / Castleton-on-Hudson (V) Upgrade Ground Water Source, Upgrade Transmission, Upgrade Pump Station, Upgrade Distribution System 2,013 $2,000,000 80 $5,613,289,645 17139 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Upgrade Storage, New Storage 10,200 $3,279,680 75 $5,616,569,325 17229 Rensselaer NORTH GREENBUSH WD #14 / North Greenbush (T) New system to serve inadequate private wells in Northeast corner of Town , New Inter-Connection, New System Consolidation, New Water District 3,000 $7,313,000 75 $5,623,882,325 15688 Rensselaer HOOSICK (T) WD / Hoosick (T) Extend Distribution System 400 $1,544,000 70 $5,625,426,325 15907 Rensselaer TOWN OF SAND LAKE / Sand Lake (T) New Complete System (New System) 5,100 $4,738,000 70 $5,630,164,325 15709 Rensselaer TROY CITY PWS / Troy (C) New Transmission, Upgrade Distribution System, System Consolidation 49,170 $387,500 60 $5,630,551,825 17149 Rensselaer PETERSBURGH WATER DISTRICT / Petersburgh (T) Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Distribution System 240 $842,025 45 $5,631,393,850 16302 Rensselaer GRAFTON WATER SYSTEM / Grafton (T) New Complete System (New System) 1,700 $1,905,000 45 $5,633,298,850 15286 Rensselaer SCHAGHTICOKE OLD WATER DISTRICT #1 INACT / Schaghticoke (T) Extend Distribution System 1,710 $215,644 40 $5,633,514,494 17867 Rensselaer TROY CITY PWS / Troy (C) New Transmission 49,170 $1,030,000 40 $5,634,544,494 15216 Rensselaer VALLEY FALLS WATER SYSTEM / Valley Falls (V) New Ground Water Source, New Storage, Upgrade Distribution System 538 $2,277,000 40 $5,636,821,494 17387 Rensselaer TROY CITY PWS / Troy (C) Upgrade Distribution System 49,170 $736,000 40 $5,637,557,494 18030 Rensselaer RENSSELAER CITY PWS / Rensselaer (C) Washington Ave Corridor Improvements, Upgrade Distribution System 7,500 $3,169,952 35 $5,640,727,446 Page 62 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Rensselaer County 17967 Rensselaer TROY CITY PWS / Troy (C) Installation of leak detection equipment., 16073 Rensselaer PETERSBURGH WATER DISTRICT / Petersburg (T) Upgrade Ground Water Source 16303 Rensselaer TROY CITY PWS / Troy (C) 15752 Rensselaer 15766 49,170 $450,000 35 $5,641,177,446 240 $109,154 35 $5,641,286,600 Upgrade Distribution System 49,170 $2,100,000 35 $5,643,386,600 EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Distribution improvements installing four (4) pressure regulators, Upgrade Distribution System 10,200 $146,200 30 $5,643,532,800 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Hampton Manor upper service area, Upgrade Distribution System 10,200 $187,500 25 $5,643,720,300 15771 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Distribution improvements to the Hampton Manor lower service area, Upgrade Distribution System 10,200 $139,000 20 $5,643,859,300 16334 Rensselaer HOOSICK FALLS (V) PWS / Hoosick Falls (V) Upgrade Distribution System 4,000 $569,000 20 $5,644,428,300 16292 Rensselaer BRUNSWICK WATER SYSTEM / Brunswick (T) New Water Treatment Plant, Upgrade Distribution System 10,000 $2,896,500 20 $5,647,324,800 15687 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) New Storage 10,200 $757,000 20 $5,648,081,800 17966 Rensselaer SCHAGHTICOKE (V) PWS / Installation of water meters., Schaghticoke (V) 675 $75,000 20 $5,648,156,800 15410 Rensselaer BERLIN WATER DISTRICT # 2 / Berlin (T) Upgrade Distribution System 700 $1,232,004 20 $5,649,388,804 16149 Rensselaer SCHAGHTICOKE (V) PWS / Upgrade Storage, Upgrade Pump Station Schaghticoke (V) 675 $581,198 20 $5,649,970,002 17506 Rensselaer NASSAU (V) PWS / Nassau (V) Upgrade Storage 1,250 $133,190 20 $5,650,103,192 15717 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Distribution extension, loop water main on Gilligan Road to Hays Road, Upgrade Distribution System 10,200 $409,000 15 $5,650,512,192 17539 Rensselaer CASTLETON VILLAGE PWS / Castleton-on-Hudson (V) Replacement in-kind of aged water mains., Upgrade Distribution System 2,013 $1,661,400 15 $5,652,173,592 15679 Rensselaer EAST GREENBUSH GENERAL W.D. / East Greenbush (T) Distribution extension loop on Red Mill Road and loop through OC Zoning District, Extend Distribution System 10,200 $2,791,000 10 $5,654,964,592 15564 Rensselaer NASSAU (V) PWS / Nassau (V) Upgrade Distribution System 1,250 $258,600 10 $5,655,223,192 17781 Rensselaer WATER DISTRICT 15 / North Greenbush (T) Extend Distribution System 4,000 $9,785,000 5 $5,665,008,192 Rockland County 16298 Rockland NYACK VILLAGE WATER SUPPLY / Nyack (V) Relocation of intake to correct turbidity violations., New Transmission 14,700 $1,340,000 110 $5,666,348,192 17313 Rockland LAKE WELCH BEACH W.S. / Palisades Interstate Park Comm New Water Treatment Plant, New Transmission 15,000 $20,000,000 100 $5,686,348,192 Page 63 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Rockland County 17777 Rockland UNITED WATER NEW YORK / United Water NY Membrand Filtration at Pascack 65 Wel, Upgrade Water Treatment Plant 270,000 $1,390,500 15 $5,687,738,692 17779 Rockland UNITED WATER NEW YORK / United Water NY Construction of 2 MGD pump station, Upgrade Pump Station 270,000 $2,368,084 15 $5,690,106,776 16018 Rockland SUFFERN VILLAGE / Suffern (V) Upgrade Distribution System 12,000 $603,600 5 $5,690,710,376 $587,100 2090 $5,691,297,476 $0 1215 $5,691,297,476 Saratoga County 17742 Saratoga MECHANICVILLE CITY / Mechanicville (C) Phase 2 of 15284; Construct additional sludge drying bed capacity, New Other Expenses, New Water Treatment Plant, New Other (OT) 5,100 17647 Saratoga STILLWATER VILLAGE / Stillwater (V) Alternative Water Source for Surface Water Treatment Rule compliance., New Transmission, New Inter-Connection 1,572 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17543 Saratoga MOREAU WD 7/CONNECTION TO SCWA / Moreau (T) Consolidate 3 small CWSs, consolidate WD 1, connect Town with SCWA, New Storage, Extend Distribution System, New Inter-Connection, Extend System Consolidation, New Water District 1,100 $0 1210 $5,691,297,476 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17623 Saratoga CORINTH VILLAGE / Village of Corinth New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 4,700 $6,200,000 160 $5,697,497,476 17535 Saratoga SOUTH GLENS FALLS VILLAGE / South Glens Falls (V) Proposed Cartridge Filtration Plant with SCADA to treat Village GWUDI spring sources., New Surface Water Treatment Rule Compliance Facility, New Surface Water Treatment Rule Compliance Facility 3,700 $1,565,000 145 $5,699,062,476 17143 Saratoga SARATOGA GLEN HOLLOW / Saratoga Glen Hollow W.C. Extend system to serve area with private contaminated wells, consolidate public water supply, eliminate public water supply with past totalcoliform detection. , Extend Distribution System, New System Consolidation 750 $1,096,804 125 $5,700,159,280 17104 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park (T) East Side Drive WD connection to CPWA, to serve private contaminated wells, consolidation of public water supplies, Extend Distribution System 29,000 $1,329,730 105 $5,701,489,010 15451 Saratoga STILLWATER WD #1 (STILLWATER VLG) / Stillwater (T) New Transmission, New Storage 1,560 $4,912,000 90 $5,706,401,010 17870 Saratoga SCWA STILLWATER EXTENSION / Saratoga County Water Authorit Extend Transmission 2,100 $3,035,000 90 $5,709,436,010 17336 Saratoga SCHUYLERVILLE-VICTORY New Storage JWC / Victory (V) 2,170 $430,000 80 $5,709,866,010 18038 Saratoga MECHANICVILLE CITY / Mechanicville (C) Interconnection to SCWA, Alternative to Project 17742, New Transmission 5,100 $9,465,623 60 $5,719,331,633 15140 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority Upgrade Ground Water Source 29,000 $214,327 50 $5,719,545,960 15134 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority Inter-Connection 29,000 $252,041 50 $5,719,798,001 16168 Saratoga SARATOGA SPRINGS CITY / Saratoga Springs (C) Upgrade Water Treatment Plant, Upgrade Surface Water Source, New Transmission, New Pump Station 26,525 $15,820,000 45 $5,735,618,001 17234 Saratoga REXFORD WD #2 (GLENVILLE #11) / Clifton Park (T) Extend Water District 1,200 $183,657 45 $5,735,801,658 15719 Saratoga CORINTH VILLAGE / Corinth (V) New Storage, Upgrade Pump Station, Upgrade Distribution System 4,700 $3,277,000 40 $5,739,078,658 17947 Saratoga HADLEY SOUTH WD#1 / Hadley (T) Upgrade Storage, Upgrade Distribution System 800 $278,239 40 $5,739,356,897 Page 64 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Saratoga County 16946 Saratoga WATERFORD WATER WORKS / Waterford (T) New Water Treatment Plant 16523 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New interconnection CPWA system to Rexford water system, New Inter-Connection 15277 Saratoga MECHANICVILLE CITY / Mechanicville (C) 15449 Saratoga 16524 9,800 $4,635,000 35 $5,743,991,897 29,000 $1,077,000 30 $5,745,068,897 Upgrade Surface Water Source 5,100 $178,000 25 $5,745,246,897 STILLWATER WD #1 (STILLWATER VLG) / Stillwater (T) Upgrade Distribution System 1,560 $483,981 25 $5,745,730,878 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Ground Water Source, New Transmission 29,000 $2,039,420 25 $5,747,770,298 15123 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Ground Water Source 29,000 $5,020,918 25 $5,752,791,216 15135 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Storage 29,000 $586,438 25 $5,753,377,654 15289 Saratoga MECHANICVILLE CITY / Mechanicville (C) Upgrade Distribution System 5,100 $236,000 20 $5,753,613,654 17772 Saratoga BURNT HILLS-BALLSTON LK WD (GLENVILLE) / Ballston (T) New Pump Station, Extend Distribution System 4,500 $606,052 20 $5,754,219,706 16258 Saratoga WATERFORD WATER WORKS / Waterford (T) New Storage, Upgrade Distribution System 9,800 $6,706,875 15 $5,760,926,581 17798 Saratoga COUNTY REGIONALIZATION / Saratoga Cnty W.A. Extend Saratoga County Water Authority water transmission mains to the Village and Town of Stillwater, the Village and Town of Waterford, the Town of Halfmoon, and the Clifton Park Water Authority., Extend Transmission 5,000 $20,000,000 15 $5,780,926,581 16376 Saratoga SARATOGA WATER SERVICES / Saratoga Water Services New Storage, New Pump Station 6,000 $434,850 15 $5,781,361,431 15136 Saratoga CLIFTON PARK WATER AUTHORITY / Clifton Park Water Authority New Water Treatment Plant 29,000 $1,005,713 15 $5,782,367,144 15694 Saratoga HALFMOON WATER DISTRICT / Halfmoon (T) New Storage, Upgrade Pump Station 14,000 $2,074,163 15 $5,784,441,307 15776 Saratoga REXFORD WD #2 (GLENVILLE #11) / Clifton Park (T) New Transmission 1,200 $645,300 10 $5,785,086,607 17754 Saratoga SARATOGA CWA / SaratogaCounty Water Authority New security system for county water sysem, New Other Expenses, New Other (OT) 300 $751,900 10 $5,785,838,507 15699 Saratoga HALFMOON WATER DISTRICT / Halfmoon (T) Upgrade Distribution System 14,000 $726,993 5 $5,786,565,500 Schenectady County 16510 Schenectady DELANSON VILLAGE WATER WORKS / Delanson (V) Upper resevoir raw water transmission main, new intake, new controls & meters at filter plant., New Transmission, Extend Distribution System, Upgrade Distribution System 428 $4,594,000 180 $5,791,159,500 17635 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) New Transmission, New Storage, New Pump Station, Extend Distribution System 600 $360,500 70 $5,791,520,000 16949 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $495,430 55 $5,792,015,430 Page 65 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Schenectady County 17636 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $286,340 55 $5,792,301,770 15092 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $632,420 55 $5,792,934,190 15090 Schenectady PRINCETOWN WATER SUPPLY / Princetown (T) Extend Distribution System 600 $929,060 55 $5,793,863,250 15089 Schenectady PRINCETOWN (T) - WD#1 / Princetown (T) Extend Distribution System 183 $860,050 55 $5,794,723,300 15713 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) New Ground Water Source, New Pump Station 61,821 $1,916,000 50 $5,796,639,300 15355 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Corrosion Control & Cleaning of Tansmission Mains, Upgrade Transmission 61,821 $1,248,389 50 $5,797,887,689 15353 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Distribution improvements - Elimination of deadends, Upgrade Distribution System 61,821 $1,170,150 45 $5,799,057,839 15348 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Valve replacement program, Upgrade Transmission 61,821 $2,472,000 45 $5,801,529,839 15349 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Under sized mains and lead service line replacement, Upgrade Distribution System 61,821 $1,136,000 45 $5,802,665,839 15955 Schenectady GLENVILLE WD #11 / Glenville (T) Extend Distribution System 15,000 $558,260 45 $5,803,224,099 15967 Schenectady GLENVILLE WD #11 / Glenville (T) Extend Distribution System 15,000 $812,670 40 $5,804,036,769 15346 Schenectady SCHENECTADY CITY WATER WORKS / Schenectady (C) Upgrade Pump Station 61,821 $1,800,476 35 $5,805,837,245 17741 Schenectady ROTTERDAM WD #3 / Rotterdam (T) Construction of new storage tank and transmission main, New Transmission, New Storage 2,000 $2,060,000 25 $5,807,897,245 16607 Schenectady ROTTERDAM WD #5 / Rotterdam (T) Upgrade Ground Water Source 28,000 $566,500 15 $5,808,463,745 15964 Schenectady GLENVILLE WD #11 / Glenville (T) Upgrade Ground Water Source 15,000 $622,120 15 $5,809,085,865 15962 Schenectady GLENVILLE WD #11 / Glenville (T) Charlton Road - Lake Hill Road Transmission Main Connection, New Transmission 15,000 $387,280 10 $5,809,473,145 15957 Schenectady GLENVILLE WD #11 / Glenville (T) Install parallel transmission main from well field to storage facility., New Transmission 15,000 $2,266,000 5 $5,811,739,145 15959 Schenectady GLENVILLE WD #11 / Glenville (T) Upgrade Distribution System 15,000 $366,680 5 $5,812,105,825 1,061 $1,045,000 135 $5,813,150,825 500 $4,899,004 105 $5,818,049,829 Schoharie County 15179 Schoharie CENTRAL BRIDGE WATER DISTRICT / Central Bridge WD New Water Treatment Plant, Upgrade Transmission, Upgrade Storage, Upgrade Distribution System 18053 Schoharie COBLESKILL / Cobleskill (T) Howe Caverns/Route 7 Service Area Extension, Extend Distribution System Page 66 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Schoharie County 17361 Schoharie COBLESKILL VILLAGE / Cobleskill (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 4,533 $4,120,000 105 $5,822,169,829 17504 Schoharie CENTRAL BRIDGE WATER DISTRICT / Central Bridge WD DBP Control , Upgrade Water Treatment Plant 1,061 $1,773,000 65 $5,823,942,829 16068 Schoharie COBLESKILL VILLAGE / Cobleskill (V) New Storage, Upgrade Distribution System 4,533 $2,091,000 55 $5,826,033,829 16691 Schoharie JEFFERSON WD / Jefferson (T) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 198 $150,000 45 $5,826,183,829 16067 Schoharie COBLESKILL VILLAGE / Cobleskill (V) Upgrade Distribution System 4,533 $464,049 45 $5,826,647,878 17572 Schoharie SHARON SPRINGS VILLAGE / (V) Sharon Springs Water system improvements., Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System 547 $2,900,000 45 $5,829,547,878 16745 Schoharie SHARON SPRINGS VILLAGE / Sharon Springs (V) Upgrade Transmission 547 $127,000 35 $5,829,674,878 16492 Schoharie OORAH RESORT, LLC / Deer Run Village Homeowners As New Ground Water Source, Upgrade Storage 50 $231,507 30 $5,829,906,385 17787 Schoharie SCHOHARIE VILLAGE / Schoharie (V) Upgrade Distribution System 1,030 $2,570,000 30 $5,832,476,385 17968 Schoharie SHARON SPRINGS VILLAGE / Sharon Springs (V) Installation of water meters., 547 $203,148 20 $5,832,679,533 150 $1,104,000 105 $5,833,783,533 Schuyler County 16768 Schuyler SCHUYLER COUNTY WATER EXTENSION / Dix (T) Extend watermain from (V) Watkins Glen to Watkins Glen International Race Track., Extend Distribution System 17925 Schuyler MONTOUR FALLS / Montour Falls (V) Upgrade Storage, Upgrade Distribution System 1,800 $5,852,501 90 $5,839,636,034 17679 Schuyler WATKINS GLEN VILLAGE / Watkins Glen (V) Upgrade Surface Water Source 2,149 $1,145,000 40 $5,840,781,034 400 $3,198,000 95 $5,843,979,034 7,400 $2,885,000 85 $5,846,864,034 Seneca County 15933 Seneca FAYETTE HAMLET WATER DISTRICT / Fayette (T) Extend Distribution System 17183 Seneca SENECA FALLS VILLAGE / Seneca Falls (V) Upgrade Water Treatment Plant, Upgrade Pump Station 15599 Seneca FAYETTE WATER PROJECT / Varick (T) Extend Distribution System 520 $1,406,800 80 $5,848,270,834 16679 Seneca JUNIUS WATER DISTRICT #1 / Junius (T) Extend system to serve area with private contaminated wells. W.D. Ext. #2., Extend Distribution System 300 $623,607 65 $5,848,894,441 15107 Seneca SENECA FALLS (T) BRIDGEPORT AREA / Seneca Falls (T) Extend system to serve area with private contaminated wells. , Upgrade Distribution System 35 $256,000 65 $5,849,150,441 16767 Seneca ROUTE 96 WATER DISTRICT / Waterloo (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 202 $1,845,512 60 $5,850,995,953 Page 67 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Seneca County 16555 Seneca CENTRAL SENECA COUNTY WD / Varick (T) Town of Varick & Town of Fayette, New Transmission 550 $3,267,871 60 $5,854,263,824 15578 Seneca BURGESS ROAD WATER DISTRICT / Junius (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 200 $699,100 60 $5,854,962,924 15512 Seneca WATERLOO VILLAGE / Waterloo (V) New Transmission, Upgrade Distribution System 7,000 $1,232,500 60 $5,856,195,424 15109 Seneca VARICK/ROMULUS WATER PROJECT / Varick (T) Extend Distribution System 850 $3,100,000 55 $5,859,295,424 16787 Seneca YALE FARM RD/ARMY DEPOT WATER PROJECT / Varick (T) Extend Distribution System 100 $794,800 55 $5,860,090,224 15270 Seneca SENECA FALLS VILLAGE / Seneca Falls (T) Route 414 waterline., Extend Distribution System 7,400 $816,000 55 $5,860,906,224 16724 Seneca TYRE (T) WATER DISTRICT / Tyre (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 260 $992,508 55 $5,861,898,732 15272 Seneca SENECA FALLS VILLAGE / Seneca Falls (T) Balsey Road., Extend Distribution System 7,400 $257,000 55 $5,862,155,732 17697 Seneca OVID VILLAGE / Ovid (V) Upgrade Water Treatment Plant 1,356 $1,632,500 55 $5,863,788,232 15283 Seneca LODI AREA WATER SYSTEM / Lodi (T) New Complete System (New System), New Storage, New Pump Station, New Distribution System 850 $2,350,000 50 $5,866,138,232 17026 Seneca BOODY'S HILL WD (WATER DISTRICT #5) / Fayette (T) Extend to serve private contaminated wells. , Extend Distribution System 151 $788,980 50 $5,866,927,212 16880 Seneca INTERLAKEN VILLAGE / Interlaken (V) Upgrade Ground Water Source 650 $320,807 50 $5,867,248,019 15361 Seneca OVID VILLAGE / Ovid (V) Upgrade Distribution System 1,356 $161,000 40 $5,867,409,019 17701 Seneca OVID VILLAGE / Ovid (V) Upgrade Distribution System 1,356 $2,068,000 35 $5,869,477,019 15086 Seneca BORDER CITY WATER DISTRICT / Waterloo (T) Upgrade Distribution System 1,600 $161,340 35 $5,869,638,359 17689 Seneca INTERLAKEN VILLAGE / Interlaken (V) Upgrade Distribution System 650 $1,850,000 30 $5,871,488,359 LOUISVILLE WATER DISTRICT #2 / Louisville (T) New Storage, Upgrade Distribution System, System Consolidation 1105 $5,871,488,359 St.Lawrence County 17140 St.Lawrence 1,000 $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17454 St.Lawrence EAST LOUISVILLE WD#3 / Louisville (T) Consolidation of water systems with past coliform detections., New Storage, New Distribution System, New System Consolidation 1,030 $9,275,000 160 $5,880,763,359 17516 St.Lawrence OSWEGATCHIE (T) / Oswegatchie (T) Joint water system improvement project between (T) Oswegatchie, (T) Lisbon and (V) Huevelton, Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System, New Inter-Connection, New System Consolidation 2,100 $13,973,000 130 $5,894,736,359 17615 St.Lawrence NORFOLK WATER DISTRICT / Norfolk (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source 2,300 $1,279,000 125 $5,896,015,359 Page 68 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total St.Lawrence County 17375 St.Lawrence CANTON (T) E. SIDE WD / Canton (T) New Ground Water Source, New Storage, New Distribution System 16139 St.Lawrence MASSENA VILLAGE / Massena (V) 17618 St.Lawrence 16798 350 $3,112,660 90 $5,899,128,019 Upgrade Water Treatment Plant 11,209 $3,134,000 80 $5,902,262,019 GOUVERNEUR VILLAGE / Gouverneur (V) Upgrade Water Treatment Plant 4,263 $2,160,600 70 $5,904,422,619 St.Lawrence EAST NORFOLK WATER DISTRICT / Norfolk (T) New system to serve area with private contaminated wells. , New Complete System (New System) 270 $750,000 65 $5,905,172,619 16881 St.Lawrence GOUVERNEUR VILLAGE / Gouverneur (V) Upgrade Water Treatment Plant, Upgrade Distribution System 4,263 $857,697 60 $5,906,030,316 15493 St.Lawrence VILLAGE OF RENSSELAER FALLS WS SYSTEM / Rensselaer Falls (V) New Complete System (New System), New Distribution System 140 $2,795,420 60 $5,908,825,736 15852 St.Lawrence MADRID WATER DISTRICT Upgrade Storage, Upgrade Distribution System / Madrid (T) 800 $674,000 55 $5,909,499,736 16077 St.Lawrence LISBON WATER DISTRICT / Lisbon (T) 500 $340,695 55 $5,909,840,431 17632 St.Lawrence CANTON VILLAGE / Canton New Ground Water Source, Upgrade Distribution System (V) 7,055 $3,612,725 55 $5,913,453,156 15729 St.Lawrence POTSDAM VILLAGE / Potsdam (V) New Storage 9,425 $1,245,000 40 $5,914,698,156 16761 St.Lawrence OGDENSBURG (C) / Ogdensburg (C) New Distribution System 13,500 $566,500 40 $5,915,264,656 17827 St.Lawrence OGDENSBURG CITY / Ogdensburg (C) Upgrade Transmission 13,500 $351,250 40 $5,915,615,906 15732 St.Lawrence POTSDAM VILLAGE / Potsdam (V) Upgrade Distribution System 9,425 $567,000 35 $5,916,182,906 15815 St.Lawrence WADDINGTON VILLAGE / Waddington (V) Upgrade Storage 944 $295,000 30 $5,916,477,906 17906 St.Lawrence MASSENA VILLAGE / Massena (V) Upgrade Distribution System 11,209 $320,000 30 $5,916,797,906 Extend Distribution System Steuben County 17379 Steuben COOPERS PLAINS/LONG ACRES WATER SYST / Erwin (T) New Ground Water Source, Extend Distribution System, New System Consolidation 1,400 $0 205 $5,916,797,906 17333 Steuben SPAULDING DR/LAKE SALUBRIA WATER DISTR. / Bath (T) Consolidation of 18 public water systems, eliminate PWS with organic exceedance., Extend Distribution System, Upgrade Distribution System, System Consolidation 1,195 $5,460,087 205 $5,922,257,993 17367 Steuben TROUPSBURG WATER DISTRICT / Troupsburg (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 250 $192,000 165 $5,922,449,993 15555 Steuben ARKPORT VILLAGE / Arkport (V) Upgrade Transmission, Inter-Connection 835 $376,000 150 $5,922,825,993 16279 Steuben COLONIAL COACH ESTATES IV (MGRE) / Merlyn Cavallaro New Chlorination system., Upgrade Ground Water Source 79 $65,900 130 $5,922,891,893 Page 69 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Steuben County 17668 Steuben HORNELL CITY / Hornell (C) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage 16811 Steuben RIVERSIDE PARK / Carol Naar 17588 Steuben 17102 9,019 $1,596,000 125 $5,924,487,893 New chlorination system., Upgrade Ground Water Source 125 $45,735 115 $5,924,533,628 CORNING MANOR WATER DISTRICT / Corning (T) Extend to ontaminated private wells, consolidate 5 small PWS's, Upgrade Storage, New System Consolidation 350 $1,315,187 105 $5,925,848,815 Steuben SHOWBOAT MOBILE HOME PARK / Affordable Great Locations Inc Connect to public water system in Village of Wayland., New System Consolidation 48 $86,520 85 $5,925,935,335 15810 Steuben VICTORY PLACE / Merlyn Cavallaro Upgrade Ground Water Source 11 $112,800 80 $5,926,048,135 18002 Steuben HAMLET OF WOODHULL MUNICIPAL WS / Woodhull (T) System to serve former Village (now hamlet) with private contaminated wells., New Ground Water Source, New Storage, New Distribution System 483 $4,489,928 80 $5,930,538,063 16447 Steuben CORNING CITY / Corning (C) Address total coliform violations, New Storage, New Distribution System 10,842 $2,000,000 80 $5,932,538,063 17567 Steuben URBANA WATER DISTRICT #2 / Urbana (T) Proposed WD #3. Extend system to serve private contaminated wells and consolidate public water supplies., Extend Distribution System, New System Consolidation, New Water District 33 $3,565,111 80 $5,936,103,174 17633 Steuben SYLVAN BEACH WANETA LAKE WATER DISTRICT / Wayne (T) New Complete System (New System) 921 $4,175,175 75 $5,940,278,349 17186 Steuben REXVILLE WATER DISTRICT / West Union (T) New system to serve area with private contaminated wells. , New Complete System (New System) 60 $100,000 70 $5,940,378,349 16047 Steuben MORNINGSIDE HEIGHTS WATER DIST / Erwin (T) Extend Distribution System 2,950 $1,153,260 70 $5,941,531,609 15177 Steuben AVOCA (T) / Avoca (T) New Distribution System 96 $294,600 65 $5,941,826,209 18016 Steuben WD #3 / Campbell (T) Serve private contaminated/poor yielding wells., Extend Water District 1,025 $908,687 65 $5,942,734,896 16643 Steuben HORNELLSVILLE (T) / Hornellsville (T) Extend Distribution System 300 $1,024,500 55 $5,943,759,396 16383 Steuben PAINTED POST VILLAGE / Painted Post (V) New Storage, Upgrade Distribution System 1,842 $2,480,000 55 $5,946,239,396 17982 Steuben PRATTSBURGH WATER DISTRICT / Prattsburgh (T) Upgrade Storage, Upgrade Distribution System 850 $1,485,415 50 $5,947,724,811 17929 Steuben PINEWOOD ACRES WATER DISTRICT / Corning Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System 168 $3,426,552 45 $5,951,151,363 15492 Steuben NORTH HORNELL VILLAGE / North Hornell (V) Upgrade Distribution System 851 $850,000 40 $5,952,001,363 17975 Steuben PINEWOOD ACRES WD / Corning(T) Upgrade Distribution System 168 $3,302,438 40 $5,955,303,801 15629 Steuben HAMMONDSPORT VILLAGE / Hammondsport (V) Upgrade Distribution System 741 $405,000 40 $5,955,708,801 Page 70 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Steuben County 15902 Steuben ADDISON VILLAGE / Addison (V) Upgrade Storage, Upgrade Distribution System 17035 Steuben MEADOWS PARK (THE) / The Meadows Park Upgrade Distribution System 17974 Steuben SOUTH CORNING VILLAGE / South Corning (V) 17969 Steuben 16056 1,797 $1,356,000 40 $5,957,064,801 39 $25,544 35 $5,957,090,345 Upgrade Storage, Upgrade Distribution System 1,147 $7,763,007 35 $5,964,853,352 BATH VILLAGE / Bath (V) Installation of solar powered storage tank water circulators., 5,641 $437,400 35 $5,965,290,752 Steuben CORNING CITY / Corning (C) Upgrade Storage 10,842 $80,000 30 $5,965,370,752 16054 Steuben CORNING CITY / Corning (C) New Transmission 10,842 $350,000 30 $5,965,720,752 16046 Steuben MORNINGSIDE HEIGHTS WATER DIST / Erwin (T) New Ground Water Source 2,950 $327,500 25 $5,966,048,252 15550 Steuben ARKPORT VILLAGE / Arkport (V) Upgrade Distribution System 835 $780,850 25 $5,966,829,102 17844 Steuben CAMPBELL WATER DISTRICT / Campbell (T) Extend Distribution System 280 $216,744 15 $5,967,045,846 1,009,264 $3,843,000 110 $5,970,888,846 80 $227,000 100 $5,971,115,846 Suffolk County 16863 Suffolk SUFFOLK COUNTY WATER AUTHORITY / SCWA Browns Hills Road area. Address nitrate contamination and consolodate PWS, New Transmission, Upgrade Distribution System 16051 Suffolk CAMP HERO WATER DISTRICT / East Hampton (T) New Ground Water Source 16850 Suffolk SUFFOLK COUNTY WATER AUTHORITY / Suffolk Co. Water Authority Bull Path Pump Station, Northwest, New Ground Water Source, New Pump Station 1,009,264 $1,166,000 90 $5,972,281,846 17433 Suffolk SUFFOLK COUNTY WATER AUTHORITY / SCWA New Wells/Upgrade Wells in various locations throughout the system, Upgrade Ground Water Source, New Ground Water Source 1,009,264 $9,313,000 90 $5,981,594,846 17364 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Well 19-2, New Ground Water Source 81,760 $1,515,842 90 $5,983,110,688 16862 Suffolk SUFFOLK COUNTY WATER AUTHORITY / Suffolk Co. Water Authority Northport Aqueduct Project to reduce nitrate contamination through source blending, Upgrade Transmission, New Distribution System 1,009,264 $22,166,771 80 $6,005,277,459 16273 Suffolk DERING HARBOR CORP / Dearing Harbor (V) Upgrade Water Treatment Plant 250 $20,791 75 $6,005,298,250 16926 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Upgrade Water Treatment Plant 81,760 $1,043,000 70 $6,006,341,250 17663 Suffolk EAST FARMINGDALE WD / Babylon East Farmingdale WD VOC Treatment at Plant No. 4, Upgrade Water Treatment Plant 7,500 $4,398,512 65 $6,010,739,762 17891 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Plant 3 VOC Removal, Upgrade Water Treatment Plant 81,760 $3,530,840 60 $6,014,270,602 17892 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Plant 7 VOC Removal, Upgrade Water Treatment Plant 81,760 $5,575,390 60 $6,019,845,992 Page 71 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Suffolk County 17893 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Plant 4 VOC Removal, Upgrade Water Treatment Plant 81,760 $973,350 60 $6,020,819,342 16069 Suffolk RIVERHEAD WD / Riverhead (T) Upgrade Ground Water Source 28,000 $1,211,000 60 $6,022,030,342 17352 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Plant No. 10 VOC Removal, Upgrade Water Treatment Plant 81,760 $3,913,790 60 $6,025,944,132 16516 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) Upgrade Distribution System 100 $550,000 55 $6,026,494,132 17665 Suffolk GREENLAWN WATER DISTRICT / Greenlawn Water District VOC Treatment at Plant No. 11, Upgrade Water Treatment Plant 42,000 $1,930,784 55 $6,028,424,916 17664 Suffolk DIX HILLS WD / Town of Huntington / Dix Hills VOC Treatment at Plant No.11, Upgrade Water Treatment Plant 34,522 $2,277,330 55 $6,030,702,246 15831 Suffolk DIX HILLS WD / Huntington (T) Preventative maintenance, Upgrade Ground Water Source 34,522 $459,000 50 $6,031,161,246 16836 Suffolk SUFFOLK COUNTY WATER AUTHORITY / Suffolk Co. Water Authority Montauk Point State Blvd., Iron Removal, Montauk, New Water Treatment Plant 1,009,264 $318,000 50 $6,031,479,246 15858 Suffolk DIX HILLS WD / Huntington (T) VOC removal - GAC filters plant #8, Upgrade Ground Water Source 34,522 $1,271,500 45 $6,032,750,746 16715 Suffolk OCEAN BEACH WATER DISTRICT / Ocean Beach (V) Ground Water Source 4,500 $1,130,000 45 $6,033,880,746 16442 Suffolk NORTHEAST WOODS / East Hampton (T) Northeast Woods, East Hampton (T), Extend Distribution System 675 $2,524,278 45 $6,036,405,024 16202 Suffolk SUFFOLK COUNTY WATER AUTHORITY / Suffolk Co. Water Authority Lloyds Neck watermain installation, Extend Distribution System 1,009,264 $6,345,254 45 $6,042,750,278 17402 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) New Well, New Ground Water Source 100 $2,000 45 $6,042,752,278 16071 Suffolk RIVERHEAD WD / Riverhead (T) Water District Extension No. 49 Middle Rd. & Harrison Ave., Extend Distribution System 28,000 $135,600 45 $6,042,887,878 16066 Suffolk RIVERHEAD WD / Riverhead (T) New Ground Water Source, New Pump Station 28,000 $1,413,000 45 $6,044,300,878 16065 Suffolk RIVERHEAD WD / Riverhead (T) Water District Extension No. 47-Herricks Lane., Extend Distribution System 28,000 $1,165,000 45 $6,045,465,878 16020 Suffolk SOUTH HUNTINGTON WD / Huntington (T) treatment modifications to plant No. 5, Upgrade Ground Water Source 81,760 $486,000 40 $6,045,951,878 16274 Suffolk FISHERS ISLAND WW CORP / Fishers Island WW Corp. Upgrade Ground Water Source, Upgrade Distribution System 2,500 $257,500 30 $6,046,209,378 17908 Suffolk SALTARE WATER DISTRICT / Saltaire (V) Infrastructure upgrade, Upgrade Water Treatment Plant, Upgrade Storage 1,400 $668,000 25 $6,046,877,378 17366 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Operations Building Improvements, Upgrade Other Expenses, Upgrade Other (OT) 81,760 $731,300 25 $6,047,608,678 Page 72 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Suffolk County 15753 Suffolk SHELTER ISLAND HEIGHTS ASSOCIATION / Shelter Island Hgts. Assoc. Upgrade Storage, Upgrade Distribution System 17890 Suffolk SOUTH HUNTINGTON WD / Huntington (T) 17718 Suffolk 17365 463 $1,813,500 20 $6,049,422,178 Plant 14 Standpipe Rehabilitation, Upgrade Storage 81,760 $1,905,500 15 $6,051,327,678 RIVERHEAD WD / River Head WD / Riverhead (T) Rehabiitation of Route 58 Storage Tank, Upgrade Storage 28,000 $2,060,000 15 $6,053,387,678 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Contruction of Plant 20, New Water Treatment Plant 81,760 $3,270,250 15 $6,056,657,928 17351 Suffolk SOUTH HUNTINGTON WD / Huntington (T) Rehabilitation of Plant No. 4, Upgrade Water Treatment Plant 81,760 $1,551,077 15 $6,058,209,005 16019 Suffolk SOUTH HUNTINGTON WD / Huntington (T) caustic tank replacement at various plant sites, Upgrade Ground Water Source 81,760 $327,500 15 $6,058,536,505 15837 Suffolk DIX HILLS WD / Huntington (T) New Storage 34,522 $1,106,800 15 $6,059,643,305 15835 Suffolk DIX HILLS WD / Huntington (T) Iron removal plant - Well No. 10-1, Upgrade Ground Water Source 34,522 $374,900 15 $6,060,018,205 15854 Suffolk DIX HILLS WD / Huntington (T) Elevated water storage tank #1, Upgrade Storage 34,522 $399,800 10 $6,060,418,005 15851 Suffolk DIX HILLS WD / Huntington (T) Elevated water storage tank #2, Upgrade Storage 34,522 $740,900 10 $6,061,158,905 16915 Suffolk NAPEAQUE MOBILE HOME PARK / Napeaque Camping Club Upgrade Distribution System 120 $21,000 10 $6,061,179,905 17993 Suffolk WEST NECK WATER SUPPLY / Shelter Island (T) Water main replacement, Upgrade Distribution System 100 $669,093 10 $6,061,848,998 17717 Suffolk RIVERHEAD WD / River Head WD / Riverhead (T) Contruction of New Wells at Plant no. 15, New Ground Water Source 28,000 $1,973,480 10 $6,063,822,478 17696 Suffolk SUFFOLK COUNTY WATER AUTHORITY / SCWA Automated Meter Reading / Leak Detection, Upgrade Distribution System 1,009,264 $7,273,000 10 $6,071,095,478 15856 Suffolk DIX HILLS WD / Huntington (T) Double containment - above ground caustic soda tanks - plants #1, 4, 6, 7, 8, 9, 10, Upgrade Ground Water Source 34,522 $411,600 10 $6,071,507,078 Sullivan County 17210 Sullivan WURTSBORO HILLS WATER COMPANY / Mamakating (T) New Ground Water Source, Upgrade Storage, New Distribution System 120 $8,610,800 125 $6,080,117,878 16446 Sullivan WOODRIDGE VILLAGE / Woodridge (V) Upgrade Water Treatment Plant 902 $351,430 105 $6,080,469,308 17403 Sullivan WOODRIDGE VILLAGE / Woodridge (V) New Ground Water Source 902 $450,000 100 $6,080,919,308 16735 Sullivan TOWN OF LIBERTY WS / Liberty (T) Upgrade Transmission, Upgrade Storage, New Inter-Connection, New System Consolidation 5,000 $4,890,265 95 $6,085,809,573 16640 Sullivan BLOOMINGBURG VILLAGE New Water Treatment Plant, New Ground Water Source, New Storage, New Distribution System / Bloomingburg (V) 450 $2,071,985 75 $6,087,881,558 Page 73 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Sullivan County 17401 Sullivan EMERALD GREEN LAKE LOUISE MARIE WS / Lake Louise Marie Water Water Treatment Plant Upgrade, Upgrade Water Treatment Plant 17599 Sullivan EDGEWOOD LAKES, INC. / Edgewood Lakes Inc. Replace hydropneumatic tank, New Storage 15912 Sullivan JD WATER COMPANY INC. Upgrade Pump Station, Upgrade Distribution System / JD Water Co. 17945 Sullivan MONTICELLO VILLAGE / Monticello (V) 18042 Sullivan 16543 1,200 $3,244,500 60 $6,091,126,058 17 $9,000 55 $6,091,135,058 800 $49,000 45 $6,091,184,058 Upgrade storage and distribution piping, Upgrade Storage, Upgrade Distribution System 8,000 $7,395,000 45 $6,098,579,058 LIBERTY VILLAGE / Liberty (V) New Storage 4,800 $975,000 40 $6,099,554,058 Sullivan MONTICELLO VILLAGE / Monticello (V) Upgrade Distribution System 8,000 $285,300 35 $6,099,839,358 15087 Sullivan ROUTE 55 WATER DISTRICT / Liberty (T) New Storage, New Pump Station, Upgrade Distribution System 500 $400,000 35 $6,100,239,358 17560 Sullivan THE CALLICOON WATER COMPANY INC / Callicoon Water Co., Inc. Replace water tower on Delvue Road., New Storage 854 $100,000 35 $6,100,339,358 17436 Sullivan MELODY LAKE ACRES / National Aqueous Corp. Replace distribution system, Upgrade Distribution System 150 $134,090 35 $6,100,473,448 15365 Sullivan WURTSBORO VILLAGE WATER SUPPLY / Wurtsboro (V) New 400,000 gallon potable water stand pipe and distribution system improvements, New Storage, Upgrade Distribution System 1,060 $1,545,000 30 $6,102,018,448 16439 Sullivan FALLSBURG WHO-LS-SF / Fallsburgh (T) Upgrade Distribution System 8,355 $430,000 30 $6,102,448,448 17970 Sullivan WURTSBORO VILLAGE WATER SUPPLY / Wurtsboro (V) Installation of water meters., 1,060 $201,438 20 $6,102,649,886 Tioga County 15782 Tioga WAVERLY VILLAGE / Waverly (V) New Ground Water Source 4,830 $865,000 80 $6,103,514,886 17667 Tioga NEWARK VALLEY VILLAGE / Newark Valley (V) Upgrade Distribution System 1,253 $4,813,000 70 $6,108,327,886 18026 Tioga CANDOR VILLAGE WATER DEPT. / Candor (V) Upgrade Storage, Upgrade Distribution System 1,020 $3,047,237 60 $6,111,375,123 15790 Tioga WAVERLY VILLAGE / Waverly (V) New Transmission, New Storage, Upgrade Distribution System 4,830 $1,999,400 55 $6,113,374,523 17596 Tioga SPENCER (V) / Spencer (V) New Complete System (New System), New System Consolidation 731 $7,865,000 50 $6,121,239,523 16170 Tioga OWEGO W D NO 4 / Owego (T) Extend Distribution System 3,196 $1,147,202 45 $6,122,386,725 17324 Tioga CONSOLIDATED WATER DISTRICT / Owego (T) Upgrade Storage, Upgrade Pump Station 10,306 $3,669,000 30 $6,126,055,725 17508 Tioga BARTON (T) WD#1 / Barton (T) New Complete System (New System), New Water District 700 $2,553,000 25 $6,128,608,725 Page 74 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Tioga County 17039 Tioga OWEGO W D NO 4 / Owego (T) Upgrade Distribution System 3,196 $192,610 20 $6,128,801,335 17749 Tioga OWEGO W D NO 3 / Owego (T) Pennsylvania Ave. Water Main Replacement., Upgrade Distribution System 2,150 $2,215,865 15 $6,131,017,200 16172 Tioga OWEGO W D NO 3 / Owego (T) Inter-Connection 2,150 $312,576 10 $6,131,329,776 17678 Tioga OWEGO W D NO 3 / Owego (T) Upgrade Distribution System 2,150 $525,300 10 $6,131,855,076 Tompkins County 17888 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) New well to provide source redundancy. New transmission main to provide adequate CT., New Ground Water Source, New Transmission 2,300 $1,374,000 120 $6,133,229,076 16093 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) New Transmission, New Storage, New Pump Station 2,300 $2,501,000 115 $6,135,730,076 15488 Tompkins ITHACA CITY / Ithaca (C) Upgrade Water Treatment Plant, Upgrade Transmission, New Storage, Upgrade Pump Station, Inter-Connection 29,457 $14,227,569 100 $6,149,957,645 18009 Tompkins DRYDEN VILLAGE / Dryden New Ground Water Source, New Storage, Upgrade Distribution System (V) 2,000 $5,924,000 70 $6,155,881,645 15993 Tompkins LANSING (V) / Lansing (V) Upgrade Distribution System 3,100 $316,000 50 $6,156,197,645 16095 Tompkins TRUMANSBURG VILLAGE / Trumansburg (V) Upgrade Distribution System 2,300 $94,700 40 $6,156,292,345 15552 Tompkins DRYDEN WD / Dryden (T) New Distribution System 725 $4,286,000 35 $6,160,578,345 16590 Tompkins WILLIAM GEORGE AGENCY / George Jr. Republic, Inc. New Ground Water Source, New Storage, Upgrade Distribution System 250 $565,799 25 $6,161,144,144 15946 Tompkins SOUTHERN CAYUGA LAKE INTERMUN. WC / Lansing (T) Town of Lansing, Drake Road., Extend Distribution System 110 $328,200 25 $6,161,472,344 15945 Tompkins SOUTHERN CAYUGA LAKE INTERMUN. WC / Lansing (T) Town of Lansing, Franklyn and Maple Drives., Extend Distribution System 140 $463,000 25 $6,161,935,344 15538 Tompkins LANSING WD #2 / Lansing (T) New Storage, New Pump Station, Upgrade Distribution System 400 $443,500 20 $6,162,378,844 16566 Tompkins SHELTER VALLEY M.H.P. / Shelter Valley Waterworks Upgrade Distribution System 175 $23,350 20 $6,162,402,194 15556 Tompkins LANSING WD #2 / Lansing (T) Extend Distribution System 400 $117,300 15 $6,162,519,494 15899 Tompkins YELLOW BARN WATER CO / Yellow Barn Water Co Upgrade Storage 250 $32,000 15 $6,162,551,494 15901 Tompkins YELLOW BARN WATER CO / Yellow Barn Water Co Foot Hill Road., Upgrade Distribution System 250 $37,500 10 $6,162,588,994 15900 Tompkins YELLOW BARN WATER CO / Yellow Barn Water Co Yellow Barn Road., Upgrade Distribution System 250 $25,000 10 $6,162,613,994 Page 75 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Tompkins County 15886 Tompkins DRYDEN VILLAGE / Dryden Upgrade Distribution System (V) 2,000 $23,983 5 $6,162,637,977 992 $150,000 2130 $6,162,787,977 Ulster County 17649 Ulster PHOENICIA WATER DISTRICT / Shandaken (T) Phase 2, see Project #16491 for Phase 1., New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source 15003 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) Water system improvements, Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Storage, Upgrade Distribution System 4,323 $7,136,870 215 $6,169,924,847 17467 Ulster SAUGERTIES (VILLAGE) WATER DIS / Saugerties (V) Upgrade water mains and appurtenances; distribution extension to connect 15 existing homes w/ wells to PWS; upgrade raw water reservoir., Upgrade Other Expenses, Upgrade Distribution System, Extend Distribution System, Upgrade Other (OT) 4,100 $3,573,894 130 $6,173,498,741 16390 Ulster HIGHLAND WATER DISTRICT / Lloyd (T) New Storage, Extend Distribution System 4,000 $2,369,000 90 $6,175,867,741 17727 Ulster KINGSTON (CITY) WATER DISTRICT / Kingston (C) Upgrade Water Treatment Plant 24,000 $0 85 $6,175,867,741 17643 Ulster PORT EWEN WATER DISTRICT / Port Ewen Water District New Water Treatment Plant 4,800 $2,250,000 85 $6,178,117,741 17076 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) Upgrade Surface Water Source 4,323 $173,600 75 $6,178,291,341 17626 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 5,600 $5,675,916 70 $6,183,967,257 17571 Ulster WEST HURLEY WATER DISTRICT #1 (PROPOSED) / Hurley (T) New Complete System (New System) 450 $4,713,160 70 $6,188,680,417 17883 Ulster NEW PALTZ (V) / New Paltz (V) Construct mains in Northern portion of Village to loop system, Upgrade Distribution System 6,000 $759,625 60 $6,189,440,042 17095 Ulster EAST KINGSTON WATER DISTRICT / Ulster (T) New Complete System (New System) 350 $2,899,450 55 $6,192,339,492 16671 Ulster NEW PALTZ (TOWN) WATER DISTRIC / New Paltz (T) New source and storage for the Ohioville Water System, New Ground Water Source, New Storage 810 $2,647,000 55 $6,194,986,492 17581 Ulster GARDINER TOWN HOUSE APTS / Gardiner Townhouses Upgrade Water Treatment Plant 96 $20,000 55 $6,195,006,492 15160 Ulster NYS THRUWAY- ULSTER SERVICE AREA / NYS Thruway Authority Extend Distribution System 2,055 $375,000 50 $6,195,381,492 18058 Ulster KINGSTON (CITY) WATER DISTRICT / City of Kingston Water Dep. Replacement of Mink Hollow Raw Water Intake, Upgrade Other Expenses, Upgrade Other (OT) 24,000 $713,000 45 $6,196,094,492 16515 Ulster EAST KINGSTON / East Kingston Extend Distribution System 270 $2,472,000 45 $6,198,566,492 16450 Ulster GLENERIE WATER DISTRICT / Ulster (T) New Complete System (New System) 540 $2,636,800 45 $6,201,203,292 15616 Ulster PORT EWEN WATER DISTRICT / Esopus (T) New Storage 4,800 $2,100,000 40 $6,203,303,292 15093 Ulster ROSENDALE WATER DISTRICT / Rosendale (T) New Water Treatment Plant 2,200 $18,911 35 $6,203,322,203 Page 76 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Ulster County 18037 Ulster MARLBOROUGH WATER DISTRICT / (T) Marlborough New Transmission, New Storage, Upgrade Distribution System 3,248 $16,879,640 30 $6,220,201,843 15639 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Surface Water Source 5,600 $200,000 30 $6,220,401,843 18059 Ulster HIGHLAND WATER DISTRICT / Lloyd (T) Upgrade Water Treatment Plant 4,000 $6,583,451 25 $6,226,985,294 17586 Ulster GARDINER TOWN HOUSE APTS / Gardiner Townhouse/Condo APTS Upgrade Ground Water Source, Upgrade Distribution System 96 $30,000 25 $6,227,015,294 16527 Ulster ROSENDALE WATER DISTRICT / Rosendale (T) Main St.,Snyder Ave,Hardenburg Lane, Upgrade Distribution System 2,200 $420,000 20 $6,227,435,294 16401 Ulster MARLBOROUGH WATER DISTRICT / Marlborough (T) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System 3,248 $1,700,000 20 $6,229,135,294 15088 Ulster ROSENDALE WATER DISTRICT / Rosendale (T) New Transmission 2,200 $158,000 20 $6,229,293,294 17498 Ulster PORT EWEN WATER DISTRICT / Esopus (T) Upgrade Distribution System 4,800 $813,000 20 $6,230,106,294 16537 Ulster VALLEY VIEW APARTMENTS / Valley View Apts. New Ground Water Source 48 $13,802 15 $6,230,120,096 16525 Ulster ROSENDALE WATER DISTRICT / Rosendale (T) System wide telemetry upgrade, Upgrade Other Expenses, Upgrade Other (OT) 2,200 $65,000 15 $6,230,185,096 16526 Ulster ROSENDALE WATER DISTRICT / Rosendale (T) New Ground Water Source 2,200 $880,000 15 $6,231,065,096 15503 Ulster WALLKILL CONSOLIDATED WD / Shawangunk (T) New Ground Water Source 15,000 $660,500 15 $6,231,725,596 16142 Ulster NEW PALTZ (TOWN) WATER DISTRIC / New Paltz (T) Upgrade Distribution System 810 $1,401,006 15 $6,233,126,602 15091 Ulster ROSENDALE WATER DISTRICT / Rosendale (T) Upgrade Distribution System 2,200 $360,000 10 $6,233,486,602 15478 Ulster SPRING LAKE MHP / Mid-Hudson Park Management Upgrade Distribution System 420 $311,575 10 $6,233,798,177 Warren County 16969 Warren HAGUE (T) WATER DISTRICT #1 / Hague (T) New Surface Water Treatment Rule Compliance Facility, New Storage, New Distribution System 480 $4,355,081 180 $6,238,153,258 17392 Warren PIONEER VILLAGE / Pioneer Village Imp. Assoc. Serve private contaminated wells., New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Consolidation 144 $208,575 175 $6,238,361,833 15097 Warren HAGUE HOA / Hague HOA Hague Home Owners Association, New Surface Water Treatment Rule Compliance Facility 18 $119,190 155 $6,238,481,023 16772 Warren GORE MT SKI AREA / Olympic Regional Dev Authority New Ground Water Source, New Transmission, New Storage 180 $1,010,945 145 $6,239,491,968 17214 Warren ARCADY BAY ESTATES / Arcady Bay Estates New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Storage 332 $154,500 130 $6,239,646,468 Page 77 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Warren County 15490 Warren NORTH CREEK WATER DISTRICT / Johnsburg (T) Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Storage 15798 Warren QUEENSBURY WATER DISTRICT / Queensbury (T) Upgrade Distribution System 15895 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Corrosion Control , Upgrade Ground Water Source 16651 Warren 17823 1,000 $1,112,250 85 $6,240,758,718 21,200 $2,762,400 50 $6,243,521,118 1,300 $2,500 40 $6,243,523,618 GLENS FALLS CITY / Glens Upgrade Distribution System Falls (C) 13,000 $1,300,000 40 $6,244,823,618 Warren GLENS FALLS CITY / Glens Upgrade Storage Falls (C) 13,000 $300,000 40 $6,245,123,618 15884 Warren POTTERSVILLE WATER DISTRICT / Chester (T) 325 $14,400 40 $6,245,138,018 17822 Warren GLENS FALLS CITY / Glens Upgrade Distribution System Falls (C) 13,000 $1,200,000 35 $6,246,338,018 17905 Warren LAKE GEORGE VILLAGE / Lake George (V) Upgrade Distribution System 2,160 $1,650,675 30 $6,247,988,693 15896 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Well #1 - Rehab and Testing, Upgrade Ground Water Source 1,300 $15,500 25 $6,248,004,193 15805 Warren WARRENSBURG WATER DISTRICT / Warrensburg (T) Upgrade Ground Water Source 3,600 $375,000 25 $6,248,379,193 15897 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Upgrade Distribution System 1,300 $42,200 20 $6,248,421,393 15894 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Upgrade Storage 1,300 $56,700 20 $6,248,478,093 15891 Warren CHESTERTOWN WATER DISTRICT / Chester (T) Well #1 - New Pump House, Upgrade Ground Water Source 1,300 $108,100 20 $6,248,586,193 15888 Warren POTTERSVILLE WATER DISTRICT / Chester (T) Upgrade Distribution System 325 $619,000 20 $6,249,205,193 15095 Warren BOLTON WATER DISTRICT / Bolton (T) Upgrade Distribution System 1,800 $672,000 10 $6,249,877,193 GRANVILLE VILLAGE / Granville (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 2,645 1220 $6,249,877,193 2,000 $1,100,000 140 $6,250,977,193 25 $69,834 95 $6,251,047,027 Upgrade Ground Water Source Washington County 17642 Washington $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 17645 Washington GREENWICH VILLAGE / Greenwich (V) New Surface Water Treatment Rule Compliance Facility, New Storage 16619 Washington HULETTS ON LAKE GEORGE / Huletts on Lake George New Water Treatment Plant 17448 Washington KINGSBURY WD (QUEENSBURY) / Kingsbury (T) New water district to serve residents in area of groundwater contamination , New Distribution System, New Water District 1,300 $845,000 85 $6,251,892,027 17342 Washington CAMBRIDGE VILLAGE / Cambridge (V) Aquisition of existing Cambridge Water Works, New Storage, Upgrade Distribution System 1,524 $2,500,000 80 $6,254,392,027 Page 78 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Washington County 15435 Washington FORT EDWARD WD #2 / Fort Edward (T) Extend Distribution System 126 $650,000 70 $6,255,042,027 16240 Washington PLEASANT VALLEY INFIRMARY / Pleasant Valley Infirmary Upgrade Ground Water Source 160 $8,410 55 $6,255,050,437 17536 Washington FORT EDWARD VILLAGE / Fort Edward (V) Replacement of water main beneath Hudson River to Rogers Island., Upgrade Transmission 3,150 $160,200 50 $6,255,210,637 15106 Washington CAMBRIDGE WATER WORKS / Cambridge Water Works/Aqua. Am New Storage 2,313 $136,000 40 $6,255,346,637 15830 Washington WHITEHALL VILLAGE / Whitehall (V) Upgrade Distribution System 2,800 $576,281 30 $6,255,922,918 900 $3,605,000 215 $6,259,527,918 Wayne County 18005 Wayne SAVANNAH WD #1 / Savannah (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System, Extend Distribution System 17289 Wayne WOLCOTT VILLAGE / Wolcott (V) New Water Treatment Plant, Upgrade Ground Water Source 2,200 $1,250,000 145 $6,260,777,918 17932 Wayne ROSE - NORTH ROSE WD / Rose (T) Upgrade Ground Water Source, Upgrade Distribution System, Extend Distribution System, New System Consolidation 1,950 $11,434,000 120 $6,272,211,918 16415 Wayne ARCADIA MOBILE HOME PARK / James Taccone New Transmission, Upgrade Distribution System, System Consolidation 75 $180,000 95 $6,272,391,918 15325 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Water Treatment Plant, Upgrade Surface Water Source 2,200 $3,300,000 80 $6,275,691,918 15324 Wayne LYONS VILLAGE / Lyons (V) Upgrade Surface Water Source, New Ground Water Source, Upgrade Transmission 3,695 $2,550,000 70 $6,278,241,918 16916 Wayne ARCADIA (T) WATER SYSTEM / Arcadia (T) Extend Distribution System 60 $150,000 55 $6,278,391,918 16780 Wayne MARION WD #1 / Marion (T) Northeast Quadrant Water District., Extend Distribution System 2,616 $480,000 55 $6,278,871,918 17743 Wayne PALMYRA VILLAGE / Palmyra (V) Replace existing WTP and RW transmission main., New Water Treatment Plant, New Transmission 3,550 $8,315,400 55 $6,287,187,318 17712 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Water Treatment Plant 2,200 $2,987,000 55 $6,290,174,318 15834 Wayne PALMYRA VILLAGE / Palmyra (V) New Pump Station 3,550 $102,700 45 $6,290,277,018 16779 Wayne WALWORTH WD #1 / Walworth (T) Extension No. 19 & 20., Extend Distribution System 5,400 $598,000 45 $6,290,875,018 16778 Wayne TOWN OF ROSE WATER DISTRICT NO. 2 / Rose (T) Extend Distribution System 680 $2,317,000 45 $6,293,192,018 16561 Wayne ROSE - NORTH ROSE WD / Rose (T) Extend Distribution System 1,950 $1,340,000 45 $6,294,532,018 16512 Wayne OLD LYONS-NEWARK ROAD WATER DISTRICT / Lyons (T) New Transmission 300 $207,000 45 $6,294,739,018 Page 79 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Wayne County 15218 Wayne WALWORTH WD #1 / Walworth (T) Extend Distribution System 5,400 $2,730,000 40 $6,297,469,018 18070 Wayne TRANSMISSION MAIN REPLACEMENT / Clyde(V) Upgrade Transmission 2,270 $357,900 40 $6,297,826,918 17714 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Surface Water Source 2,200 $1,082,000 40 $6,298,908,918 17713 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Storage 2,200 $757,000 40 $6,299,665,918 17716 Wayne WOLCOTT VILLAGE / Wolcott (V) Upgrade Distribution System 2,200 $3,884,000 40 $6,303,549,918 15101 Wayne ONTARIO TOWN BENEFIT AREA #1 / Ontario (T) New Transmission, New Storage 10,462 $4,913,000 40 $6,308,462,918 15480 Wayne CLYDE VILLAGE / Clyde (V) New Ground Water Source 2,269 $232,780 35 $6,308,695,698 16720 Wayne RED CREEK VILLAGE / Red Creek (V) Upgrade Distribution System 526 $102,935 30 $6,308,798,633 16174 Wayne NEWARK VILLAGE / Newark (V) Upgrade Transmission 9,682 $1,556,038 30 $6,310,354,671 15832 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Surface Water Source 3,550 $291,050 20 $6,310,645,721 15914 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Transmission 3,550 $1,581,250 20 $6,312,226,971 17745 Wayne ONTARIO TOWN BENEFIT AREA #1 / Ontario (T) Replace Ridge Road Storage Tank., New Storage 10,462 $1,911,500 20 $6,314,138,471 15918 Wayne PALMYRA VILLAGE / Palmyra (V) Upgrade Storage 3,550 $189,750 20 $6,314,328,221 17737 Wayne WCW&SA / Wayne County Water&Sewer Auth. Blaker Hill Storage Tank Improvements (Town of Macedon) Served by Wayne County Water and Sewer Authority., Upgrade Storage 7,000 $521,000 15 $6,314,849,221 17744 Wayne ONTARIO TOWN BENEFIT AREA #1 / Ontario (T) Clarifier rehabilitation., Upgrade Water Treatment Plant 10,462 $2,550,000 15 $6,317,399,221 17739 Wayne WAYNE COUNTY WATER&SEWER AUTHORITY / Wayne County Water&Sewer Auth. Bunker Hill Storage Tank Improvements (Town of Macedon)., Upgrade Storage 5,000 $310,000 15 $6,317,709,221 17736 Wayne WAYNE COUNTY W. &S.A. / Wayne C'nty Water&Sewer Auth. Wallworth Storage Tank Improvements., Upgrade Storage 8,000 $533,000 15 $6,318,242,221 Extention #6 ( Phase III of 16239)Consolidation Amawalk-Shenorock WD and other small water districts to become Somers W.D, New Storage, New Distribution System 3,800 $1,042,875 2160 $6,319,285,096 22,400 $5,742,500 2080 $6,325,027,596 8,831 $0 225 $6,325,027,596 Westchester County 16983 Westchester AMAWALK-SHENOROCK WATER DIST. / Somers (T) 17849 Westchester PEEKSKILL CITY / Peekskill Finished Water Storage Tanks (Phase 3 of 17152), New Storage (C) 16013 Westchester BRIARCLIFF MANOR VILLAGE / Briarcliff Manor(V) Page 80 of 86 New Surface Water Treatment Rule Compliance Facility NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Westchester County Installation of new wells to replace existing wells, New Ground Water Source 15220 Westchester CROTON FALLS WATER DISTRICT / North Salem (T) 17488 Westchester New Surface Water Treatment Rule Compliance Facility WESTCHESTER JOINT WATER WORKS / Harrison&Mamaroneck(T)s&( 15923 Westchester OSSINING WATER DEPARTMENT / Ossining (V) 15626 Westchester 16984 175 $400,000 135 $6,325,427,596 55,210 $65,000,000 120 $6,390,427,596 Upgrade Water Treatment Plant 30,000 $1,400,000 95 $6,391,827,596 GREENBURGH CONSOLIDATED WD #1 / Greenburgh (T) Upgrade Water Treatment Plant 38,489 $1,000,000 75 $6,392,827,596 Westchester KITCHAWAN WATER DISTRICT / Yorktown (T) correct organic exceedances., New Transmission 240 $500,000 70 $6,393,327,596 15750 Westchester CORTLANDT CONSOLIDATED WD / Cortlandt (T) Upgrade Storage, Upgrade Distribution System 28,369 $4,000,000 65 $6,397,327,596 16722 Westchester SLEEPY HOLLOW VILLAGE / Sleepy Hollow (V) Upgrade Transmission, Upgrade Storage, Upgrade Pump Station, Distribution System 8,146 $6,514,750 60 $6,403,842,346 16699 Westchester SUNSET RIDGE WATER DISTRICT / North Salem (T) Replacement of pump control equipment, storage tank cleaning & coating, water main replacement & installation, pump house reapirs, pump house fencing and driveway, Upgrade Storage, Upgrade Pump Station, Upgrade Distribution System 625 $400,000 60 $6,404,242,346 17832 Westchester KENSICO WATER DISTRICT / Mount Pleasant Locust Road Water Main Extension, Extend Distribution System 17,857 $8,000,000 55 $6,412,242,346 18039 Westchester KHAL ADAS KASHAU / Khal Adas Kashau New chlorination system. , New Water Treatment Plant 650 $60,000 50 $6,412,302,346 16572 Westchester RIPPOWAM CISQUA SCHOOL - BEDFORD / Rippowam Cisqua School Route 22, Bedford(T), Other Expenses, New Water Treatment Plant, Other (OT) 350 $48,590 50 $6,412,350,936 16098 Westchester YONKERS CITY / Yonkers (C) New Transmission 196,086 $1,325,000 50 $6,413,675,936 17776 Westchester WESTCHESTER COUNTY WD #3 / Westchester County #3 Water District #3 Improvements at Gate of Heaven Cemetery, New Water Treatment Plant, Upgrade Pump Station 6,000 $9,800,000 50 $6,423,475,936 17584 Westchester ARBOR HILLS WATER WORKS / Arbor Hills Waterworks New wells, storage and booster pump., New Ground Water Source, New Storage 180 $725,000 50 $6,424,200,936 15921 Westchester OSSINING WATER DEPARTMENT / Ossining (V) Upgrade Distribution System 30,000 $7,550,000 50 $6,431,750,936 16684 Westchester NORTH CASTLE WD #1 / North Castle (T) New Transmission, New Transmission, Upgrade Storage, New Pump Station 2,500 $610,000 45 $6,432,360,936 15527 Westchester NEW CASTLE/STANWOOD W.D. / New Castle (T) New Storage 16,800 $3,979,500 45 $6,436,340,436 17833 Westchester KENSICO WATER DISTRICT / Mount Pleasant Choate Lane Water Main Extension, Extend Distribution System 17,857 $532,000 45 $6,436,872,436 17831 Westchester KENSICO WATER DISTRICT / Mount Pleasant Hardscrabble Road Water Main, Extend Distribution System 17,857 $4,588,500 45 $6,441,460,936 16136 Westchester ELMSFORD VILLAGE / Elmsford (V) Upgrade Water Treatment Plant 4,600 $1,000,000 45 $6,442,460,936 Page 81 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Westchester County 16242 Westchester TOWN OF NORTH CASTLE / North Castle (T) New Distribution System 16102 Westchester YONKERS CITY / Yonkers (C) Upgrade Water Treatment Plant 15239 Westchester MOUNT VERNON WATER DEPARTMENT / Mount Vernon (C) New Transmission 16400 Westchester CROTON FALLS WATER DISTRICT / North Salem (T) New Storage, Upgrade Distribution System 17910 Westchester YONKERS CITY / Yonkers (C) 17909 Westchester 17582 2,500 $1,200,000 40 $6,443,660,936 196,086 $500,000 40 $6,444,160,936 68,381 $7,000,000 35 $6,451,160,936 175 $314,150 30 $6,451,475,086 Upgrade electrical service and pumps at Hillview Pump Station, Upgrade Pump Station 196,086 $3,180,691 25 $6,454,655,777 YONKERS CITY / Yonkers (C) Upgrade electrical service and pumps Nepperhan Ave. and Tuckhoe Road, Upgrade Pump Station 196,086 $3,968,048 25 $6,458,623,825 Westchester SCARSDALE WATER DEPARTMENT / Scarsdale (V) Upgrade Ardsley Road Pumping Station, Upgrade Pump Station 20,883 $3,700,000 25 $6,462,323,825 17524 Westchester NORTH CASTLE WD #2 / North Castle (T) New well and storage, New Ground Water Source, New Storage 1,200 $1,458,695 25 $6,463,782,520 17434 Westchester WESTCHESTER COUNTY WATER DISTRICT #1 / Westchester County Distribution system improvements, Upgrade Distribution System 187,000 $1,000,000 25 $6,464,782,520 16015 Westchester BRIARCLIFF MANOR VILLAGE / Briarcliff Manor (V) Upgrade Distribution System 8,831 $2,845,400 25 $6,467,627,920 17840 Westchester WESTCHESTER JOINT WATER WORKS / WJWW York Road Transmission Main, Upgrade Transmission 65,000 $630,000 20 $6,468,257,920 15312 Westchester CROTON FALLS WATER DISTRICT / North Salem (T) Upgrade Distribution System 175 $121,339 20 $6,468,379,259 17839 Westchester WESTCHESTER JOINT WATER WORKS / WJWW Flagler Drive Transmission Main, Upgrade Transmission 55,210 $840,000 20 $6,469,219,259 17778 Westchester UNITED WATER NEW ROCHELLE / United Water New Rochelle Replace Distribution and Transmission, Upgrade Transmission, Upgrade Distribution System 141,000 $4,120,000 20 $6,473,339,259 17435 Westchester WESTCHESTER COUNTY WATER DISTRICT #1 / Westchester County Interconnection to service Mt. Vernon and Yonkers, New Inter-Connection 187,000 $10,000,000 20 $6,483,339,259 17162 Westchester LARCHMONT VILLAGE / Larchmont (V) Replacement of two water storage tanks at 250,000 gallons each/ Byron Place, Upgrade Storage 6,485 $670,000 15 $6,484,009,259 17129 Westchester WEST EXCEPTIONAL CHILDRENS SCH / Westchester Exceptional Install UV disinfection unit, Upgrade Water Treatment Plant 70 $19,700 15 $6,484,028,959 15423 Westchester MOUNT KISCO WATER DEPARTMENT / Mount Kisco (V) New Distribution System 9,600 $3,738,900 15 $6,487,767,859 17061 Westchester LAKE KATONAH CLUB INC / Lake Katonah Club Inc Upgrade Storage 356 $131,910 15 $6,487,899,769 15594 Westchester IRVINGTON WATER SUPPLY / Irvington (V) Upgrade Distribution System 6,631 $435,000 15 $6,488,334,769 Page 82 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Westchester County 16733 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Upgrade Water Treatment Plant 18048 Westchester YONKERS CITY / Yonkers (C) Upgrade Distribution System 16672 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) 16608 Westchester 17946 9,500 $78,200 15 $6,488,412,969 196,086 $7,279,450 15 $6,495,692,419 Upgrade Storage, Upgrade Pump Station 9,500 $386,250 15 $6,496,078,669 PACE UNIVERSITY / Pace University Pace University, Pleasantville Campus., New Ground Water Source, Upgrade Ground Water Source 2,753 $143,900 15 $6,496,222,569 Westchester MOUNT VERNON (C) / Mt Vernon Board Water Supply Upgrade distribution system, Upgrade Distribution System 15,000 $3,700,000 15 $6,499,922,569 15407 Westchester MOUNT KISCO WATER DEPARTMENT / Mount Kisco (V) Upgrade Metered Interconnections w/Town of New Castle, Upgrade Distribution System 9,600 $343,608 15 $6,500,266,177 17889 Westchester MT VERNON BOARD OF WATER SUPPLY / Mt Vernon B'rd Water Supply Cleaning and lining 36,800 feet of distribution main., Upgrade Distribution System 15,000 $3,700,000 15 $6,503,966,177 15632 Westchester OSSINING WATER DEPARTMENT / Ossining (V) Upgrade Storage 30,000 $300,000 15 $6,504,266,177 17837 Westchester WESTCHESTER JOINT WATER WORKS / WJWW Anderson Hill Road Booster Pump Station, New Pump Station 65,000 $400,000 15 $6,504,666,177 17838 Westchester WESTCHESTER JOINT WATER WORKS / WJWW Rye Lake generator, Upgrade Water Treatment Plant 55,210 $475,000 15 $6,505,141,177 17829 Westchester PLEASANTVILLE / Pleasantville (V) Replacement of water mains., Upgrade Distribution System 7,166 $1,955,000 15 $6,507,096,177 17774 Westchester WESTCHESTER COUNTY WD #1 / Westchester County #1 Shaft 22 Chlorination Facility Security Improvements, Upgrade Water Treatment Plant 187,004 $1,000,000 15 $6,508,096,177 16005 Westchester HARRISON WATER DISTRICT #1 / Harrison (T) Upgrade Distribution System 6,940 $480,000 15 $6,508,576,177 17525 Westchester NORTH CASTLE WD #1 / North Castle (T) Rehabilitation of water storage tanks, Upgrade Storage 2,500 $813,500 15 $6,509,389,677 16405 Westchester BRIARCLIFF MANOR VILLAGE / Briarcliff Manor (V) Upgrade Storage 8,831 $50,000 15 $6,509,439,677 16100 Westchester YONKERS CITY / Yonkers (C) New Distribution System 196,086 $1,820,000 15 $6,511,259,677 16402 Westchester CORTLANDT CONSOLIDATED WD / Cortlandt (T) Upgrade Distribution System 28,369 $14,000,000 15 $6,525,259,677 16003 Westchester HARRISON WATER DISTRICT #1 / Harrison (T) Upgrade Water Treatment Plant 6,940 $520,000 15 $6,525,779,677 15437 Westchester MOUNT KISCO WATER DEPARTMENT / Mount Kisco (V) Automated water meter reading system, Upgrade Distribution System 9,600 $1,003,014 15 $6,526,782,691 15911 Westchester OSSINING WATER DEPARTMENT / Ossining (V) Water distribution main replacement - Ellis Place, Upgrade Distribution System 30,000 $498,500 10 $6,527,281,191 Page 83 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Westchester County 17160 Westchester LARCHMONT VILLAGE / Larchmont (V) Upgrade Distribution System 6,485 $241,000 10 $6,527,522,191 15708 Westchester BIRCH DRIVE WATER DISTRICT / New Castle (T) Upgrade Distribution System 50 $108,700 10 $6,527,630,891 15514 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Water Mains for Sarles Lane, Upgrade Distribution System 9,500 $343,291 10 $6,527,974,182 17985 Westchester BEAR RIDGE LAKE WATER DISTRICT / Mount Pleasant (T) Water main replacement-Highland Place, Mountain Trail and Woodland Road, Upgrade Distribution System 170 $1,436,085 10 $6,529,410,267 16542 Westchester TARRYTOWN WATER SUPPLY / Tarrytown (V) Upgrade Distribution System 11,000 $10,620,000 10 $6,540,030,267 17836 Westchester YONKERS CITY / Yonkers (C) Water main replacement Mulford Gardens, Upgrade Distribution System 196,086 $1,259,000 10 $6,541,289,267 15633 Westchester OSSINING WATER DEPARTMENT / Ossining (V) Cement lining of water lines at various locations, Upgrade Distribution System 30,000 $900,000 10 $6,542,189,267 17834 Westchester KENSICO WATER DISTRICT / Mount Pleasant Cement lining of water mains, Upgrade Distribution System 17,857 $4,560,500 10 $6,546,749,767 17830 Westchester KENSICO WATER DISTRICT / Mount Pleasant Phase VI Water Main Replacement, Upgrade Distribution System 17,857 $4,503,500 10 $6,551,253,267 17784 Westchester TARRYTOWN WATER SUPPLY / Tarrytown (V) Cement line existing water main, Upgrade Distribution System 11,000 $1,892,110 10 $6,553,145,377 17783 Westchester TARRYTOWN WATER SUPPLY / Tarrytown (V) Water main improvements, Upgrade Distribution System 11,000 $2,549,250 10 $6,555,694,627 17775 Westchester WESTCHESTER COUNTY WD #3 / Westchester County #3 Lateral Main Rehabilitation, Upgrade Distribution System 6,000 $670,000 10 $6,556,364,627 16050 Westchester WHITE PLAINS CITY / White Plains (C) Previously completed water mains, Upgrade Distribution System 53,077 $2,221,356 10 $6,558,585,983 16099 Westchester YONKERS CITY / Yonkers (C) Upgrade Transmission 196,086 $1,024,600 10 $6,559,610,583 15507 Westchester PLEASANTVILLE WATER DISTRICT / Pleasantville (V) Refinance '93 bonds for relining water mains, Upgrade Distribution System 9,500 $4,155,408 10 $6,563,765,991 16052 Westchester WHITE PLAINS CITY / White Plains (C) Davis and Whitney Ave. replacement and reconditioning, Upgrade Distribution System 53,077 $1,000,000 10 $6,564,765,991 16007 Westchester HARRISON WATER DISTRICT #1 / Harrison (T) Upgrade Distribution System 6,940 $215,000 10 $6,564,980,991 15929 Westchester OSSINING WATER DEPARTMENT / Ossining (V) Interconnection with (V) Briarcliff Manor with new 12" water main, Upgrade Distribution System, Inter-Connection 30,000 $348,000 10 $6,565,328,991 15482 Westchester ARDSLEY TRAVEL PLAZA / NYS Thruway Authority Upgrade Distribution System 6,000 $770,000 5 $6,566,098,991 CASTILE VILLAGE / Castile (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage 1,135 $5,111,267 215 $6,571,210,258 Wyoming County 17928 Wyoming Page 84 of 86 NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Wyoming County 15733 Wyoming GARDEAU WATER DISTRICT / Castile (T) Upgrade Distribution System 17062 Wyoming PIKE VILLAGE / Pike (V) New Ground Water Source, Upgrade Ground Water Source, Upgrade Transmission, Upgrade Distribution System 15778 Wyoming ATTICA VILLAGE / Attica (V) 17919 Wyoming 17845 60 $977,470 105 $6,572,187,728 369 $494,596 100 $6,572,682,324 Upgrade Storage, Upgrade Distribution System 2,700 $1,706,000 55 $6,574,388,324 ARCADE VILLAGE / Arcade (V) New Storage, New Distribution System 2,400 $2,458,000 55 $6,576,846,324 Wyoming NORTH JAVA WATER DISTRICT / Java (T) New Ground Water Source 270 $441,190 55 $6,577,287,514 15716 Wyoming WARSAW VILLAGE / Warsaw (V) Upgrade Ground Water Source 3,850 $338,870 50 $6,577,626,384 18018 Wyoming CASTILE VILLAGE / Castile (V) Upgrade Other Expenses, Upgrade Storage, Upgrade Distribution System, New System Consolidation, Upgrade Other (OT) 1,135 $2,444,813 50 $6,580,071,197 17384 Wyoming PERRY VILLAGE / Perry (V) Upgrade Transmission, Upgrade Distribution System 3,945 $1,421,200 45 $6,581,492,397 15225 Wyoming CASTILE VILLAGE / Castile (V) Upgrade Ground Water Source, Upgrade Distribution System 1,135 $2,232,401 35 $6,583,724,798 17722 Wyoming COWLESVILLE WATER DISTRICT / Bennington (T) New Other Expenses, New Other (OT) 375 $99,930 35 $6,583,824,728 16074 Wyoming PERRY VILLAGE / Perry (V) Upgrade Storage, Upgrade Distribution System 3,945 $2,369,188 35 $6,586,193,915 18063 Wyoming WATER SYSTEM UPGRADES / Upgrade Distribution System 400 $775,000 10 $6,586,968,915 Yates County 15592 Yates FREEDOM VILLAGE U.S.A. / Freedom Village USA New Water Treatment Plant 160 $287,000 125 $6,587,255,915 17355 Yates DRESDEN VILLAGE / Dresden (V) New Transmission, Upgrade Storage, New Inter-Connection 700 $515,000 125 $6,587,770,915 17801 Yates WD #1 / Torrey (T) New Distribution System 375 $3,079,875 115 $6,590,850,790 15483 Yates BENTON TOWN WATER DISTRICT NO. 1 / Benton (T) Extend system to serve area with private contaminated wells. , Extend Distribution System 97 $639,000 65 $6,591,489,790 18015 Yates WS IMPROVEMENTS / Dundee (V) Upgrade Storage, Upgrade Distribution System 1,690 $6,913,360 55 $6,598,403,150 16568 Yates PENN YAN FLYING CLUB INC / Penn Yan Flying Club Upgrade Distribution System 46 $396,000 55 $6,598,799,150 17191 Yates PENN YAN VILLAGE / Penn Upgrade Water Treatment Plant Yan (V) 5,248 $1,300,000 50 $6,600,099,150 16944 Yates POTTER WATER DISTRICT NO. 1 / Potter (T) 285 $1,702,900 50 $6,601,802,050 Page 85 of 86 New Complete System (New System) NYS Drinking Water State Revolving Fund Final Multiyear List October 1, 2011 to September 30, 2012 Project County System Name/ Borrower Description Pop. Project Cost Score Cumulative Total Yates County 15695 Yates PENN YAN VILLAGE / Penn Upgrade Transmission, Upgrade Distribution System Yan (V) 5,248 $1,310,300 40 $6,603,112,350 17431 Yates PENN YAN VILLAGE / Penn Seneca Street water main improvements., Upgrade Distribution System Yan (V) 5,248 $412,000 40 $6,603,524,350 17430 Yates PENN YAN VILLAGE / Penn Sheppard Street water main improvements., Upgrade Distribution System Yan (V) 5,248 $590,000 40 $6,604,114,350 18036 Yates PENN YAN VILLAGE / Penn New Transmission Yan (V) 5,248 $1,340,000 35 $6,605,454,350 18050 Yates BENTON WD #1 / 308 $731,000 10 $6,606,185,350 Total # Projects Extend Distribution System Total Cost 1696 $6,606,185,350 Page 86 of 86 CATEGORY C LIST HARDSHIP Project County 17473 17321 17456 17388 15881 17561 17461 15072 17647 15343 15204 17543 17576 16261 17538 17306 17382 17457 16882 17140 Jefferson Jefferson Hamilton Essex Essex Chautauqua Orange Orange Saratoga Otsego Oswego Saratoga Chautauqua Oswego Oswego Jefferson Allegany Erie Onondaga St.Lawrence NYS Drinking Water State Revolving Fund Final Category C Hardship List for October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score LAFAVE ROAD WATER DISTRICT / Le Ray (T) Consolidation of existing public water systems with GUDI wells, coliform and lead violations., New Distribution System, New System Consolidation 600 WESTCOTTS WATER DISTRICT / Hounsfield (T) Westcotts WD to serve along NYS Route 3. Consolidation of PWS systems addressing SWTR & E-Coli violations. , Upgrade Storage, New Distribution System, New System Consolidation 300 INDIAN LAKE WD / Indian Lake (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, New Ground Water Source, Upgrade Distribution System 900 PORT KENT WD / Chesterfield (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage 202 WADHAMS WD / Westport (T) New Surface Water Treatment Rule Compliance Facility, New Inter-Connection, New System Consolidation FORESTVILLE VILLAGE / Forestville (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Distribution System PHEASANT HILL / Pheasant Hill Water Corp Rehabilitation of water system to address e-coli contamination, Upgrade Water Treatment Plant, New Ground Water Source, New Storage 154 BEAVER DAM LAKE WATER CORP. / Beaver Dam Lake Corp. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 487 STILLWATER VILLAGE / Stillwater (V) Alternative Water Source for Surface Water Treatment Rule compliance., New Transmission, New Inter-Connection UNADILLA VILLAGE / Unadilla (V) Install new well, pumphouse, controls, chlorination system to replace GWUDI springs, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Pump Station, Upgrade Distribution System 1,350 HANNIBAL (T) / Hannibal (T) Extend system to serve area with private contaminated wells, consolidate public water supply. , Extend Distribution System, New System Consolidation 1,200 MOREAU WD 7/CONNECTION TO SCWA / Moreau (T) Consolidate 3 small CWSs, consolidate WD 1, connect Town with SCWA, New Storage, Extend Distribution System, New Inter-Connection, Extend System Consolidation, New Water District 1,100 CHERRY CREEK VILLAGE / Cherry Creek (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 140 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 804 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 1,572 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 650 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan New Surface Water Treatment Rule Compliance Facility, New TOAD HARBOR/CONSTANTIA WD / Storage, New Pump Station, New Distribution System, New Inter-Connection, New System Consolidation Constantia (T) 2,765 WATER DISTRICT #2 / Richland (T) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Transmission, New Storage, New Distribution System 1,662 WATER DISTRICT #2 / Henderson (T) New Surface Water Treatment Rule Compliance Facility, New Distribution System, New System Consolidation 352 HOUGHTON WATER DISTRICT / Caneadea (T) Upgrade Water Treatment Plant, New Ground Water Source, New Transmission, Upgrade Distribution System CHAFFEE WATER CO / Chaffee Water Co. New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage LIMELEDGE WD / Marcellus (T) & (V) New Water District to serve area with insufficient private wells. Interconnection with GWUDI system., New Surface Water Treatment Rule Compliance Facility, Extend Distribution System LOUISVILLE WATER DISTRICT #2 / Louisville (T) New Storage, Upgrade Distribution System, System Consolidation Page 1 of 3 $0 Cumulative Total $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 2,000 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 200 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 700 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan 1,000 $0 H $0 NOTE: Short - Term Loan Closed, Project Cost Shown is Remaining Balance Not Funded With Short Term Loan Project County NYS Drinking Water State Revolving Fund Final Category C Hardship List for October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score 17611 Franklin SARANAC LAKE V / Saranac Lake (V) New SCADA equipment., New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 16746 Allegany CANASERAGA VILLAGE PUBLIC WATER / Canaseraga (V) New Ground Water Source, Upgrade Storage 17497 Montgomery AMSTERDAM (C) / Amsterdam (C) Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant, Upgrade Water Treatment Plant 15003 Ulster ELLENVILLE (VILLAGE) WATER DIS / Ellenville (V) 17928 Wyoming 18005 5,800 Cumulative Total $12,500,000 H $12,500,000 $3,666,749 H $16,166,749 20,700 $737,000 H $16,903,749 Water system improvements, Upgrade Surface Water Treatment Rule Compliance Facility, Upgrade Storage, Upgrade Distribution System 4,323 $7,136,870 H $24,040,619 CASTILE VILLAGE / Castile (V) Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Storage 1,135 $5,111,267 H $29,151,886 Wayne SAVANNAH WD #1 / Savannah (T) New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System, Extend Distribution System 900 $3,605,000 H $32,756,886 17425 Chenango SO. NEW BERLIN WATER DISTRICT / New Berlin (T) New Ground Water Source, New Transmission, New Storage, Upgrade Distribution System, System Consolidation 400 $3,272,000 H $36,028,886 15603 Jefferson WATER DISTRICT NO. 5 / Hounsfield (T) Extend distribution system to area of insufficient yielding or cantaminated private wells. Consolidate Watertown International Airport., New Distribution System, New System Consolidation 345 $4,800,000 H $40,828,886 17427 Albany NEW SALEM WATER DISTRICT / New Scotland (T) New Surface Water Treatment Rule Compliance Facility, New Storage, New Pump Station, New Inter-Connection, New Water District 486 $3,048,000 H $43,876,886 17442 Erie BRANDT (T), NORTH COLLINS (T)&(V) / North Collins (V) WTP improvements for lead and copper violations, Fe violations, Asbestos Main replacement, inadequate pressures, Upgrade Water Treatment Plant, Upgrade Transmission, Upgrade Distribution System, New System Consolidation 1,915 $5,430,000 H $49,306,886 17379 Steuben COOPERS PLAINS/LONG ACRES WATER SYST / Erwin (T) New Ground Water Source, Extend Distribution System, New System Consolidation 1,400 $0 H $49,306,886 17552 Herkimer NEWPORT VILLAGE / Newport (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Transmission, New Storage, Upgrade Distribution System 740 $2,175,000 H $51,481,886 16278 Hamilton LONG LAKE (T) / Long Lake (T) New Ground Water Source, New Storage, Upgrade Distribution System 750 $3,929,255 H $55,411,141 16692 Herkimer VAN HORNESVILLE WATER WORKS / Stark (T) VanHornesville Water System, New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System 372 $2,098,150 H $57,509,291 17625 Oswego EASTERN SHORE WATER SYSTEM / Sandy Creek (T) Consolidation of PWS with GWDI source., New Storage, New Distribution System, New System Consolidation $13,988,000 H $71,497,291 17372 Oswego MEXICO (T) WD#2 / Mexico (T) Extend distribution system to area with contaminated private wells and consolidate PWS with GWUDI source, New Distribution System, New System Consolidation 800 $7,060,000 H $78,557,291 17637 Chautauqua NORTH END WD / Pomfret (T) Extend distribution system to area with contaminated private wells and consolidate PWS with Coliform, New Distribution System 900 $4,432,100 H $82,989,391 16114 Cayuga CAYUGA VILLAGE / Cayuga (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System, New Inter-Connection 600 $6,875,100 H $89,864,491 17331 Rensselaer POESTENKILL (T) WD #1 / Poestenkill (T) New Complete System (New System), New System Consolidation 2,300 $0 H $89,864,491 17589 Cattaraugus CRYSTAL WATER CO (WEST VALLEY) / Ashford (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Ground Water Source 880 $3,208,500 H $93,072,991 Page 2 of 3 900 2,503 Project County NYS Drinking Water State Revolving Fund Final Category C Hardship List for October 1, 2011 to September 30, 2012 System Name/ Borrower Description Pop. Project Cost Score 18017 Allegany RICHBURG VILLAGE PUBLIC WATER / Richburg (V) (V) Richburg & (V) Bolivar Consolidation., New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, Upgrade Storage, Upgrade Distribution System, New System Consolidation 17682 Essex WD#4 / Moriah (T) 16510 Schenectady 17629 Cumulative Total 600 $7,038,640 H $100,111,631 New Surface Water Treatment Rule Compliance Facility, New Distribution System 78 $1,990,475 H $102,102,106 DELANSON VILLAGE WATER WORKS / Delanson (V) Upper resevoir raw water transmission main, new intake, new controls & meters at filter plant., New Transmission, Extend Distribution System, Upgrade Distribution System 428 $4,594,000 H $106,696,106 Essex ESSEX WD / Essex (T) Address turbidity and organic violations, New Ground Water Source, Upgrade Distribution System 300 $1,515,954 H $108,212,060 17367 Steuben TROUPSBURG WATER DISTRICT / Troupsburg (T) New Surface Water Treatment Rule Compliance Facility, Upgrade Water Treatment Plant 250 $192,000 H $108,404,060 16618 Dutchess SHOREHAVEN CIVIC ASSOC / DCWWA DCWWA ZONE J SHOREHAVEN WATER SYSTEM, Upgrade Water Treatment Plant, Upgrade Ground Water Source, Upgrade Distribution System 300 $3,575,000 H $111,979,060 17623 Saratoga CORINTH VILLAGE / Village of Corinth New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System 4,700 $6,200,000 H $118,179,060 17931 Cayuga PORT BYRON VILLAGE / Port Byron (V) Joint project with (V) Port Byron, (T) Montezuma & (T) Mentz., Upgrade Distribution System, Extend Distribution System, New System Consolidation 1,400 $5,657,000 H $123,836,060 17454 St.Lawrence EAST LOUISVILLE WD#3 / Louisville (T) Consolidation of water systems with past coliform detections., New Storage, New Distribution System, New System Consolidation 1,030 $9,275,000 H $133,111,060 Total # Projects Total Cost 49 $133,111,060 Page 3 of 3 ATTACHMENTS TO THE INTENDED USE PLAN FOR THE NEW YORK STATE DRINKING WATER STATE REVOLVING FUND ATTACHMENT I PROJECT PRIORITY RANKING SYSTEM Project Priority Ranking System for the Drinking Water State Revolving Fund (DWSRF) (I) Priority Ranking System and Intended Use Plan A. Priority Ranking System The purpose of the priority ranking system is to establish a list of eligible projects to be funded in a manner that the most serious risks to public health are given the highest priority. The New York State Department of Health (NYSDOH) proposes that the highest priority be given to acute public health risks, particularly those related to microbiological organisms. The next priority has been given to situations that pose chronic and longer-term risks to consumers, such as organic chemical contamination. The scoring criteria also considers issues that are related to infrastructure upgrading or replacement. Consistent with these priorities, the numerical scores in the Drinking Water State Revolving Fund (DWSRF) priority ranking system are based on the following criteria: Technical Factors A. MCL/Treatment Technique Violations B. Other Sanitary Code Violations C. System Reliability/Dependability Issues Non-Technical Factors D. Governmental Needs E. Financial Needs The total numerical score for a project or a project segment will be the sum of the scores for criteria A, B, C, D and E. B. Intended Use Plan The State will prepare a document called the Intended Use Plan (IUP) that describes how the State intends to use available DWSRF resources for the year to meet the objectives of the Safe Drinking Water Act (SDWA) and to further the goal of protecting public health. The IUP will include specific detail on how the State will use all funds available. The IUP will also include a list of projects expected to qualify for financing within the fiscal period addressed by the IUP. A project must be listed in an IUP to be eligible for financing. I-1 (II) Project Ranking A. Special Allocations and Restrictions The federal Safe Drinking Water Act Amendments of 1996 (SDWA) require that, on an annual basis, water systems serving fewer than 10,000 persons must receive a minimum of 15% of the DWSRF. This minimum allocation for systems serving less than 10,000 persons will occur to the extent that there are a sufficient number of eligible projects to fund. The SDWA also states that up to 30% of the annual DWSRF federal capitalization grant can be used to give loan subsidies to disadvantaged communities. The State of New York will impose an annual cap or ceiling of 50% of DWSRF resources that can be received by any single applicant. In addition, the State may limit DWSRF financing to the demonstrated annual cash flow needs of any single applicant. The New York State Clean Water/Clean Air Bond Act of 1996 requires the development of a Memorandum of Understanding among the Governor and Legislative Leaders regarding selection of projects to be funded from the Drinking Water provisions of the Bond Act. Projects identified in the Memorandum of Understanding will be incorporated into an annual funding list for Bond Act financing in conjunction with projects selected according to the Priority Ranking System. B. Project Ranking Categories Projects will be placed in categories to allow priority ranking within a specific grouping of projects. Federal legislation requires that, on an annual basis, a minimum of 15% of the DWSRF be received by water systems serving fewer than 10,000 people. Also, water systems that qualify for financial hardship have special conditions that require a separate category for these projects. Therefore, three priority ranking categories will be created: 1. Category A. Water systems serving > 10,000 people. 2. Category B. Water systems serving < 10,000 people. 3. Category C. Water systems that have received written confirmation of qualification for financial hardship assistance. C. Description and Use of the Project Lists Several lists of projects will be created to organize and manage projects with different levels of priority and readiness. These listings will display the status of all projects in the system and indicate the final list of projects that qualify for funding in the current IUP. 1. Multi-Year List: This list will contain all eligible projects for which pre-application forms have been submitted and reviewed. This list will contain projects from Categories A and B. New projects can be added to this list on a continuous basis. Projects must be on the Multi-Year List to be eligible for short-term loans when short-term loans are made available. I-2 Short-term loans for projects listed on the Multi-Year List will be limited to projects that have a total numerical score greater than (or equal to) the project with the lowest score (excluding bonus points awarded under Section II.E.2.) eligible to be funded from the current Project Readiness List. Applications for short-term loans, when available, will be approved on a first come/first served basis, up to the total amount reserved in the IUP for that purpose. NOTE: Short-term loans may not be offered in the initial years of the DWSRF program. 2. Hardship List: This list will contain all projects with written confirmation that they qualify for financial hardship assistance (Category C). This written confirmation will be limited to projects that have a total numerical score greater than (or equal to) the project with the lowest score (excluding bonus points awarded under Section II.E.2.) eligible to be funded from the current Project Readiness List. These projects will be selected from the Multi-Year List. Written qualification for financial hardship assistance will remain valid for two consecutive annual federal funding cycles. If a project has not been selected for funding during this period, it will be removed from the Hardship List (and re-listed on the Multi-Year List) unless requalified for the Hardship List. 3. Project Readiness List: This list will contain Category C projects and the projects from the Multi-Year List which are anticipated to be ready for long-term financing during the effective period of the IUP. Applicants for these projects are expected to apply for the funds projected to be available during the fiscal period addressed by the IUP. Projects from Categories A and B will be listed in descending order of total numerical score (resulting from the Priority Ranking System Scoring Criteria). 4. Funding List: This list will include all projects from the Project Readiness List expected to qualify for long-term loans within a particular IUP. Projects will be listed according to the three project categories. All Category C that are on the Project Readiness List will qualify for funding. Projects in Category A will then be selected from the Project Readiness List in priority order to meet the 15% minimum requirement for water systems serving less than 10,000 people. All remaining projects on the Project Readiness List will be selected in priority order until the remaining annual DWSRF funding amount is encumbered. The project selection is subject to Restrictions and Project By-pass Criteria in Sections II.A and D of this document. I-3 D. Project By-pass Projects on the Project Readiness List can be by-passed, upon written notice, if any of the following occurs: 1. Project is withdrawn by the applicant. 2. Project does not meet the dates and/or conditions in the project schedule or the Project Financing and Loan Agreement. 3. The applicant has reached the 50% annual DWSRF resources cap for fundable projects on the Project Readiness List. All other projects for the applicant that would exceed the 50% cap will be by-passed. E. Special Priorities 1. Emergencies: An emergency is a catastrophic situation that results in an imminent threat to public health. The determination of when an emergency exists will be made by the NYS DOH. Imminent threats to public health include situations that result in the unavailability of a source of potable drinking water for an extended period of time. Projects designed to address emergencies will receive the highest priority ranking. 2. Projects with Prior Funding Agreements: Projects with executed Project Financing and Loan Agreements for long-term and short-term DWSRF loans will be given significant additional bonus points when they are placed on the Project Readiness List. This will help to ensure the availability of DWSRF financing needed for completion of on-going projects. Phased or segmented projects for which additional funds have been conditionally committed in an executed Project Financing and Loan Agreement (PFLA) for long-term DWSRF financing will be listed, in descending priority score order. These projects will be assigned 2000 points in addition to their total project ranking system score. Projects for which funds have been committed in an executed PFLA for short-term DWSRF financing will be listed, in descending priority score order. These projects will be assigned 1000 points in addition to their total project ranking system score. Other projects will then be listed in descending priority score order. F. Tie Breaking In the event of a tie score for projects, the higher total score under Technical Factors (Criteria A, B and C) will be used as a tie breaker. If this still results in a tie score, the size of the population served by the system will be used as a tie breaker. The larger population will be given preference. I-4 G. Eligible Project Limitation Eligible projects are activities that address critical water system problems. The NYS DOH may require separation of unrelated project components into separate projects if it is necessary to focus on critical water system problems. These separate projects will be scored independently. Projects must be adequately supported by technical documentation, data, reports, etc. (III) Priority Ranking System Scoring Criteria The numerical scores in the DWSRF priority ranking system are based on technical and nontechnical criteria. The technical criteria are A.) MCL/treatment technique violations; B.) Other sanitary code violations; and C.) system reliability and dependability issues. The non-technical criteria are D.) governmental needs and E). financial needs. The total numerical score for the project or project segment being scored shall be the sum of the scores for criteria A, B, C, D and E. Projects must be adequately supported by technical documentation, data, reports, etc. Technical Factors A. MCL/Treatment Technique Violations. Points awarded are based on treatment of MCL exceedances and/or replacement with an alternate source of supply, and for interconnection with, or purchase from adjacent water system(s) in lieu of treatment (more than one item may apply): 1. Microbiological Score a) Surface Water Treatment Rule i. Filtration 100 ii. Filtration Performance Criteria (NTU compliance) 50 iii. CT Disinfection 30 b) E. coli 80 c) Total Coliform 40 2. Organics Organic chemicals (POC/UOC) and disinfection by-products 40 3. Lead and Copper/Corrosion (mandated) 30 4. Radiological 25 5. Inorganic/Physical a) Nitrates 50 b) Other health-related 25 c) Aesthetic 10 B. Non-treatment Sanitary Code Violations (more than one item may apply): The project need must be adequately supported by technical documentation, data, reports, etc. 1. Inadequate Source Capacity (public health hazard) 2. Inadequate Distribution Pressure (public health hazard) 3. Uncovered Finished Water Storage (public health hazard) I-5 50 25 25 C. System Reliability/Dependability Issues (more than one item may apply): The project need must be adequately supported by technical documentation, data, reports, etc. Score 1. Complete replacement or major rehabilitation of existing treatment facility for primary contaminants that has exceeded design life and/or does not meet the design standards in the current edition of Recommended Standards For Water Works. In lieu of treatment, replacement with an alternate source of supply, and/or interconnection with, or purchase from, adjacent water system. 20 2. Upgrade, replace and/or install major vulnerable system components to meet the design standards in the current edition Recommended Standards For Water Works. Any of the following apply. 10 a) A principal component integral to an existing filtration process such as sedimentation, flocculation, filtration, chemical feed, or backwashing (can only receive points for Criteria C.2a. or C.1.) b) Pump stations c) Existing wells d) Existing disinfection system for a groundwater/surface water supply e) Transmission main f) Finished water or distribution storage g) Other water treatment systems for secondary contaminants only (or replacement of source instead of treatment) 3. Aged mains and appurtenances 4. Redundancy of critical components (pumps, valves, chemical feed-systems, etc.) 5. Asbestos main replacement 6. Control/automation for operational efficiency (computerization, control valves, metering, laboratory upgrading) 7. Inadequate source capacity which is not a public health hazard (can only receive points for Criteria B1 or C7) I-6 5 5 5 5 5 Non-Technical Factors: Score D. Governmental Needs (more than one may apply) Additional points will be assigned to a project on the basis of state or local government needs, policies, and/or requirements. 1. Development of a water system or extending existing system to service contaminated or insufficient yielding private wells at existing residential housing (new systems are not eligible for points under Criteria A, B or C) 40 2. Consolidation of water systems (can include improving technical, managerial and financial capacity development) 25 3. System dependent on a Sole Source Aquifer for its source. (These points can only be obtained if system scores points from Criterion A, B, C.1. or C.2.g.) 25 4. A project that has received written commitment of funding from another governmental source (e.g., co-funded with Clean Water SRF, Rural Development, HUD, etc.) These points do not apply to refinancing of projects. 10 5. Consistent with Water Resources Management Strategy 5 6. Proposes operational changes that improve and insure adequate technical, managerial and financial capacity of the system in order to insure compliance (guidelines to be developed) 5 E. Financial Need The Median Household Income (MHI) of the community in which the water service area is located is used as a numerator and the Statewide MHI is used as the denominator in the following equation to determine the financial need factor. Community MHI x 100 Statewide MHI* Factor Points = Factor <70 >70 -<77.5 >77.5 - <85 >85 - <92.5 >92.5 - <100 25 20 15 10 5 >100 0 *2000 Statewide MHI is $43,393. The MHI of the community in which the water service area is located and the Statewide MHI will be determined from income data in the most recent United States census. If there is reason to believe that the census data are not an accurate representation of the MHI within the area to be served, the reasons will be documented and the applicant will furnish, or the Department may obtain, additional information regarding the MHI. Information will consist of reliable data from local, regional, state or federal sources or from an income survey conducted by a reliable impartial source. I-7 Appendix A. Glossary of Terms CT - The product of the free residual disinfectant concentration (C) in milligrams per liter determined before or at the first customer, and corresponding disinfectant contact time (T) in minutes, expressed by the formula (C) x (T) = CT. (10 New York Code of Rules and Regulations (NYCRR) Part 5, Subpart 5-1, Public Water Systems.) DWSRF - Drinking Water State Revolving Fund. construction of drinking water projects. A fund for financing, planning, design and E. coli - Escherichia coli. A microscopic organism of fecal origin. HUD - United States Department of Housing and Urban Development. MCL - Maximum Contaminant Level. The maximum permissible level of a contaminant in water which is delivered to any user of a public water system as specified in 10 NYCRR Part 5, Subpart 5-1, Public Water Systems. MHI - Median Household Income. NTU - Nephelometric Turbidity Unit. The system under which measured turbidity is reported. PFLA - Project Financing and Loan Agreement. An agreement between the NYS Environmental Facilities Corporation and a loan recipient in order to provide financial assistance from the DWSRF for an eligible project. POC - Principal Organic Contaminant. Any organic chemical compound belonging to specific chemical classes as described in 10 NYCRR Part 5, Subpart 5-1, Public Water Systems. Primary Contaminants - Any contaminant for which a maximum contaminant level has been established for protection of public health. Secondary Contaminants - Any contaminant for which a maximum contaminant level has been established for reasons other than protection of public health (i.e., aesthetic purposes such as taste, odor and staining of fixtures). Surface Water Treatment Rule - A regulation that requires that all surface water be treated in accordance with 10 NYCRR Part 5, Subpart 5-1, Section 5-1.30, Public Water Systems. UOC - Unspecified Organic Contaminant. Any organic chemical compound not otherwise specified in 10 NYCRR Part 5, Subpart 5-1, Public Water Systems. I-8 ATTACHMENT II ANTICIPATED INTENDED USE PLAN SCHEDULE FOR THE October 1, 2011 - SEPTEMBER 30, 2012 FUNDING PERIOD Anticipated Intended Use Plan Schedule for the October 1, 2011 to September 30, 2012 Funding Period October 1, 2011 Start of the financing period December 1, 2011 Cut-off date for receipt of complete Hardship Applications by applicants seeking grants December 1, 2011 Cut-off date for receipt of complete applications for non-hardship projects that have been on the Project Readiness List, above the subsidized Funding Line for two or more consecutive IUP periods March 1, 2012 Cut-off date for receipt of complete applications for subsidized financings from this IUP May 13, 2012 Cut-off date for receipt of complete applications for unsubsidized financings from this IUP To be determined Leveraged financing September 30, 2012 End of financing period. To be determined Principal Payment Dates for Leveraged Financing Projects. (Note: Principal and Interest payments will be required in 2012 on new leveraged financings, and recipients should contact EFC to discuss payment schedules and redemption dates on BANs to be refinanced with the DWSRF.) II-1 ATTACHMENT III FINANCING FEES AND FINANCING OPTIONS Financing Fees Issuance Costs Fees associated with processing a DWSRF financing are based on the amount financed (i.e., project costs). Issuance costs are calculated as follows: Program Administration: This cost is calculated by multiplying the project costs by 1.1%. This fee is used to support the administration of the DWSRF program. For non-hardship projects that receive shortterm financing, an administrative fee equal to 0.6% will be charged. Direct Expenses: The direct expense is calculated by multiplying the project costs by 1.0%. Direct Expenses represent the recipient’s proportionate share of EFC’s costs to complete the transactions necessary for a bond sale and include bond counsel costs, financial advisor fees, printing costs, rating agency fees and trustee fees. State Bond Issuance Charge: Public authorities that sell bonds, including EFC, must collect the State Bond Issuance Charge. The State Bond Issuance Charge applies only to leveraged financings. The Division of Budget approved an extension to the State Bond Issuance Charge waiver through March 31, 2011. The rate for leveraged financings through March 31, 2011 is determined as follows: Financed Amount Rate $1,000,000 or less $1,000,001 - $5,000,000 $5,000,001 - $10,000,000 $10,000,001 - $20,000,000 More than $20,000,000 0.168% 0.336% 0.504% 0.672% 0.840% Maintenance Charge An annual fee is charged to defray the cost of maintaining financing accounts during the life of the financing. This fee is calculated as 0.11 percent of the outstanding financing balance. Exceptions to the above fees apply to certain financings. EFC will work with the applicant to determine the appropriate DWSRF financing type. Fees apply to the different types of DWSRF financing as follows: Long-Term Leveraged Financing • • • • Program administration fee Direct expenses State bond issuance charge Maintenance charge Long-Term Direct Financing • • • Program administration fee Direct expenses Maintenance charge III-1 Reduced Interest Rate Direct Financing • All fees waived Short-Term Interest Free Financing • Program administration fee for non-hardship projects Short-Term Market Rate Financing • All fees waived SRF Bond Market Rate Program • • • Direct expenses State bond issuance charge Maintenance charge applies only if, and after, subsidy assistance becomes available SRF Bond Guarantee Program • Direct expenses Disbursement Requests Once a financing has closed, the project funds not disbursed at closing will be available on a weekly basis provided an acceptable disbursement request, supported with proper cost documentation, has been submitted to EFC. Disbursement request forms will be included in the PFA that the recipient will execute to obtain financing. The recipient should make certain proper financial coverage is in place in the event that a disbursement is delayed, denied or adjusted. Disbursement request forms can be submitted via: 1. Mail to: NYS Environmental Facilities Corporation, 625 Broadway, Albany, NY 12207-2997 2. Fax to: (518) 402-7085 3. E-mail to: [email protected]. Note: This e-mail address should only be used for the initial submission of each request and related documentation for the initial request. Follow-up documentation or information should be sent directly to the assigned EFC analyst. Further information about the disbursement request process is available in the “Disbursement Request Information Sheet” which is one of the reference and guidance documents in the financing application package. III-2 Financing Options The DWSRF provides short-term and long-term funding for eligible projects. In addition to the traditional DWSRF interest subsidy for projects, the EFC has developed a second set of financing options for projects that are either: a) not reachable on the current Project Readiness List in the DWSRF IUP, or b) need financing for eligible project costs above the subsidized amount available on the Project Readiness List. Please keep the following in mind: • • • All projects should be listed on the IUP Project Readiness List. No financings may be for a term in excess of the useful life of the project. The by-pass process may impact the availability of financing (see IUP for further information). A project below the subsidized funding line but ready for financing may be financed with the long-term market-rate or short-term market-rate options, which then may be automatically converted to interest-subsidized financing if a project becomes reachable following the by-pass process. In addition to the Financing Options in the attached matrix, for projects that demonstrate a need for hardship financing (see the IUP), the DWSRF provides for reduced interest rate financings (as low as interest-free) and, for qualified projects, grants, to the extent that funds are available. In addition, the SRF Bond Guarantee Program may be used to provide preferred AAA/Aaa rates for recipients issuing bonds independently to finance SRF projects. Short-term financing with either the short-term market-rate or the short-term interest-free program is intended to provide a seamless transition for project financing (minimizing or eliminating the need for other funding sources). III-3 DWSRF Financing Options Matrix Timing Long-Term Option 1. Bond Market Rate SRF Project Score Below the subsidized Funding Line Short-Term 2. Subsidized3. Extended Term Interest Above the subsidized Funding Line Benefit AAA/Aaa Borrowing Rates Plus 1/3rd interest rate subsidy for 20 years from project completion AAA/Aaa Borrowing Rates 4 Market-Rate 5 Interest-Free Below the subsidized Funding Line or for project costs above the amount available interest-free Above the subsidized Funding Line AAA/Aaa Borrowing Rates, 0% Interest Based on SRF borrowing costs in the high-grade taxexempt short-term municipal markets None No Interest Expense principal amortization may be extended from 20 up to 30 years (years 21-30 at unsubsidized Market Rate) Economies of scale in pooled bond issue Interest Rate Subsidy Timing Fees (as a % of SRF-Financed project costs unless otherwise noted) Availability Project Status Not Available Initially, becomes available in the year the project score is above a future funding line Available from Closing Available from Closing a. 1.0% Direct Expenses b. Sliding Scale State Bond Issuance Charge c. Maintenance charge on outstanding balance (0.25% if interest-subsidy is provided) 0.6% Program Admin Fee c. 0.11% Maintenance charge on outstanding balance d. 1.1% Program Admin Ongoing, may be financed pursuant to a pool schedule. Repayment term up to 30 Repayment term up to 20 Repayment term up to 30 years from project years from project years from project completion completion completion Final costs known; Project approvals in place. Plans and Specifications, major contracts awarded, permits in place. III-4 Available for up to 3 years or readiness for longterm financing, whichever is sooner, for a recommended minimum term of six months. Approved Engineering Report, environmental review completed and other approvals as necessary for short-term financing. Once final costs are known, the project will be considered for long-term financing. ATTACHMENT IV DRINKING WATER STATE REVOLVING FUND PRE-APPLICATION FORM Drinking Water State Revolving Fund (DWSRF) Pre-Application Form Preliminary Project Schedule And Cost Estimate For Intended Use Plan (IUP) Listing Purposes (Instructions on Back) DOH Use Only Date Prepared: ___/___/___ PROJECT INFORMATION Name of Water System: _________________________________________________________________________ Municipality: _________________________________________________________________________________ County: _____________________________________________________________________________________ Legislative Districts - Congressional:_________ NYS Senate:___________ NYS Assembly: __________________ Project Description/Location:____________________________________________________________________ ____________________________________________________________________________________________ Population Served by Water System:_______________________________________________________________ Population Served by Project: ____________________________________________________________________ Has this project been listed in a DWSRF Intended Use Plan (IUP)? Yes or No. If yes, please indicate the DWSRF project tracking number: ______________________________________________________ Are there other funding sources anticipated for the project: Yes or No. If yes, please attach a separate sheet of paper and include source of funding, amount of funding, type of funding, and letter of confirmation. CONTACT INFORMATION Name of Borrower: __________________________________Consulting Engineer: __________________________ Contact Person, Title: ________________________________Contact Person, Title: _________________________ Address: __________________________________________ Address: ____________________________________ Phone #: __________________________________________ Phone #:________________________ Fax#: _____________________________________________ Fax #: ______________________________________ E-Mail Address: ____________________________________ E-Mail Address: ______________________________ If applicable, on a separate sheet of paper provide contact information for additional parties who should be included on project mailing list, including system owner (if different than borrower) and person responsible for completing subsequent application package. PROJECT SCHEDULE 1. Submit Engineering Report. PWS I.D. No._______________ Project Tracking No. _________ Date Received: ____/_____/___ Project Cost Estimate Construction Costs $_________________ Engineering Fees $_________________ Other Expenses $________________ Equipment Costs $_________________ Land Acquisition $_________________ Contingencies (___% used) $_________________ Subtotal Project Costs $_________________ Deduct other funding sources (HUD, RD, etc.) $_________________ Add Est. Issuance Costs $_________________ (Estimated issuance costs are approximately 3% of project costs) Total Amount to Finance $_________________ DATES (T)TARGET OR(A)ACTUAL ( ) __________ (Date) 2.When will all Technical Submittals be completed? ( ) __________ 2. Start of construction date (date Notice to Proceed was issued)? ( )__________ (Date) (Date) 3. Is this project being submitted for Refinancing? Yes or No (circle correct response) (Date)__________ If yes, Construction Completion Date (actual date)? Please return completed form to: New York State Department of Health Bureau of Water Supply Protection 547 River Street,Flanigan Square, Room 400 Troy, New York 12180 Phone: (518) 402-7650 Fax: (518) 402-7659 INSTRUCTIONS PRE-APPLICATION FORM, DWSRF PROJECT SCHEDULE AND COST ESTIMATE This form is used to gather preliminary schedule and cost information about your project. It will help us to determine project eligibility and a target date for providing your DWSRF loan. New York State Department of Health (DOH) staff may call you to verify this information and to develop a more detailed schedule for completion of all activities needed for a complete loan application. You should confer with your engineer and financial advisor regarding the schedule and cost estimate. If you have questions regarding the pre-application form, please call DOH at 1-800-458-1158 (within NYS State) or (518) 402-7650 for assistance. PROJECT INFORMATION This section of the form should include the Name of the Water System, Name of the Municipality serviced by the water system, and the County and Legislative Districts in which the project is located. A Project Description and the Location of the project should also be included (e.g., Construct new water treatment plant at 69 Mill Road in Village of Waterburgh). The applicant should provide information regarding the Population Served by the Water System and the Population Served by the Project. Has the project been listed in a previous DWSRF Intended Use Plan (IUP)? If a pre-application has previously been submitted it is not necessary to complete an additional application form. If project information, contact information, actual or targeted activity dates, or project cost estimates previously submitted have changed, the applicant may wish to submit a revised pre-application form. If so, please include the DWSRF project tracking number. Indicate if other funding sources (i.e., Rural Development, Housing and Urban Development, etc.) are available for the project. If other sources of funding are available please attach a separate sheet of paper and include the funding source, funding amount, type of funding (i.e., grant, low interest loan), and date the funding was granted (letter of confirmation). CONTACT INFORMATION DOH will be using the contact information provided on the pre-application form to identify the borrower, the consulting engineer, and other key project contacts (if applicable). Individuals listed on this portion of the pre-application form may be contacted directly by DOH staff to answer technical questions. PROJECT COST ESTIMATE The accuracy of project costs will vary depending on the stage of project development. Please use the best available estimate when completing the form. Cost estimates should be provided for Construction Costs, Engineering Fees (planning fees, design fees, and construction fees), Other Expenses (legal expenses, bond counsel costs, force account costs, fiscal expenses, interest during construction, and miscellaneous expenses), Equipment Costs, Land Acquisition Costs, and Contingencies. Financial assistance anticipated from other Funding Sources (Rural Utilities, Housing and Urban Development, etc.) should be subtracted from the Subtotal Project Costs of the above listed cost estimates. The Estimated Issuance Cost (approximately 3% of project costs) should be added to the subtotal to determine Total Amount to Finance. If certain cost elements are unknown and cannot be reasonably estimated, please indicate on the form. Estimates for all expenses will eventually be needed so that sufficient monies for the project are included in the IUP. PROJECT SCHEDULE 1. Provide the date (targeted or actual) when an approvable Engineering Report and all Technical Submittals will be completed. Required Technical Submittals include environmental review documents and findings, final plans and specifications, engineer’s certification of technical requirements, certification of title to project sites, Minority & Women’s Business Enterprise - Equal Opportunity (M/WBE-EEO) program documents. Additionally, the borrower should contact DOH and other responsible permitting agencies (e.g., New York State Department of Environmental Conservation) for anticipated review and issuance times. Please contact EFC for applicable loan application deadlines and anticipated loan closing dates. 2. Provide the date (targeted or actual) of Start of Construction (i.e., date Notice to Proceed was issued). Although the construction schedule may be very tentative when you complete the pre-application, it is important to set target dates as they indicate when DWSRF financing will be needed. 3. Indicate if the project is being submitted for Refinancing. If the project is being refinanced, include the actual date of Construction Completion. ATTACHMENT V DRINKING WATER STATE REVOLVING FUND APPLICATION CHECKLIST The application checklist includes a list of all application items that may apply to a DWSRF project. The checklist includes boxes to indicate which items have been submitted to DOH and EFC. There are two (2) application checklists: one for publicly owned projects, which follows, and one for privately owned projects. The checklists are also available on the EFC web site at www.nysefc.org (click on "Programs", then "Drinking Water State Revolving Fund", then "Application Process") or by calling EFC at 1-800-882-9721. New York State Environmental Facilities Corporation 625 Broadway Albany, New York 12207-2997 (800) 882-9721 within New York State (518) 402-6971 Fax (518) 402-6972 APPLICATION CHECKLIST – PUBLICLY-OWNED SYSTEMS NEW YORK DRINKING WATER STATE REVOLVING FUND This document lists items that relate to applying for financing through the Drinking Water State Revolving Fund (DWSRF). The type of financing and the status of the project to be financed will determine which items will be required to be submitted as part of a DWSRF financing application. Since all items may not be required to apply for financing, it is important that an Environmental Facilities Corporation (EFC) representative confirm with you which items do apply. If someone has not reviewed this Checklist with you, please contact EFC at (800) 882-9721 or (518) 402-7085. This will save you time and effort. Part I details the minimum requirements to obtain a DWSRF short-term financing commitment. Part II details the requirements that may be necessary to release DWSRF short-term funds or obtain a DWSRF long-term financing commitment. Items in Part II of this Checklist may be submitted to EFC if they are available when submitting Part I items. Please keep a copy of the completed form for your reference. An explanation of each of these items is provided in the “Description of Application Components”, found in the paper version of the application package and on EFC’s website at www.nysefc.org (Click on “Programs”, then “Drinking Water State Revolving Fund”, then “Application Process”). DWSRF application Forms and Guidance are also available on EFC’s website. Please Note: The following important steps should have been accomplished. If not, please contact EFC before proceeding to work on the financing application. 1. Your project is listed on the Project Readiness List, as published in the current DWSRF Intended Use Plan (IUP). An engineering report or construction plans and specifications for your project should have previously been submitted to the Department of Health (DOH) for your project to be listed on the Readiness List. 2. DOH has approved your engineering report or construction plans and specifications, or the report is under review by DOH. 3. The potential adverse environmental and historic preservation impacts of the project have been assessed in the manner prescribed by the DWSRF. 4. A water district has been established or expanded, or the maximum amount to be expended for such district increased, and Office of the State Comptroller (OSC) approval obtained, as needed (this is only applicable to towns and counties). 5. A bond resolution has been adopted establishing the legal authority to issue debt for the project. Applicant Name: DWSRF Project No.: Date Prepared: APPLICATION CHECKLIST – PUBLICLY-OWNED SYSTEMS Please call EFC to review the Checklist at the beginning of the application process. DOH/EFC Project Team Members DOH Engineering: EFC Finance: EFC Legal: EFC MWBE: (Team member names will be provided after your application is submitted.) PART I – Items Necessary Prior to Short-Term Financing Commitment Please submit items in Part I in order to close a DWSRF Short-Term financing. Items in Part II can be submitted with Part I items if they are currently available. Check the appropriate boxes below. Submitted Earlier No. Checklist Item 1. Application Form 1 2. Municipal Bond Resolution(s) a) Bond Resolution (Certified Copy) b) Proof of Publication of Permissive Referendum (if applicable) c) Proof of Publication of Estoppell Notice 3. Environmental Review Documents and Findings 2 (see SEQR/SERP guidance in the “Environmental Review Requirements” ) OPRHP / SHPO Project Review Letter 2 (Initial or Final Letter) 4. Engineering Services Contract a) Executed Contract (for eligibility review) b) MWBE Utilization Plan or Good Faith Effort Documentation for Contract (for MWBE approval) 5. Financial Information (Only for Applicants other than counties, cities, towns and villages) Financial statements (audited if available) for the three (3) most recent fiscal years. Submitted with this Application No. Checklist Item 6. Intermunicipal Agreements (draft or final agreements critical to the project) 7. Co-funding Documentation a) Awarded Grants b) Closed Third Party Loans c) Co-funding Cost Documentation Submitted Earlier Submitted with this Application Not Applicable Please call EFC to review the Checklist at the beginning of the application process since all items listed below in Part II may not apply to your specific project. PART II – Items That May Be Necessary Prior to Funds Disbursement or for Long-Term Financing Some of the items in Part II will be needed by EFC after closing a short-term financing to allow release of DWSRF funds and later to roll your project into DWSRF long-term financing. The type of financing and the project’s schedule and status at the time of application will determine which of the following items are required for release of disbursements and as part of a complete application for DWSRF long-term financing. The disbursement of funds will be contingent upon satisfactory completion of the following items, as deemed applicable by EFC. Timely availability of DWSRF funds will be dependent, in part, upon the accuracy and completeness of these submissions, within a reasonable time frame for EFC to review and comment or request clarification, as necessary. For this reason, applicants are strongly encouraged to develop and submit these materials as soon as practicable, to avoid delayed release of disbursement requests. Please call EFC to discuss which of the following items apply. Check the appropriate boxes below. Submitted Earlier No. 1. Checklist Item Completed Application Checklist 1 2. Supplemental Municipal Bond Resolution (if needed) a) Supplemental Bond Resolution (Certified Copy) b) Proof of Publication of Permissive Referendum (if applicable) c) Proof of Publication of Estoppel Notice 3. Financial Information Current Adopted Capital and Operating Budgets 4. OPRHP / SHPO Final Project Review Letter 2 Submitted with this Application No. Checklist Item 5. Capacity Development Form1 (for small community water systems serving a population of 3,300 or less) 6. Consolidation Plan, Agreements and Approval 7. Construction Plans and Specifications 8. Agreements for Professional Services a) Engineering Planning Services b) Engineering Design Services c) Engineering Construction Services d) Local Counsel e) Bond Counsel f) Financial g) Other (please specify) 9. Certification as to Title to Project Site1 10. Lease Agreement to Project Site 11. Municipal Service Agreements a) Intermunicipal Agreements (final agreements) b) Private Operating Agreements c) Private Use Agreements 12. Work Force Documentation 1 a) Technical Certification & Proposal b) Administrative Proposal 13. Executed Construction Contracts Contract Change Orders 14. MWBE Utilization Plan or Good Faith Effort Documentation (for executed construction contracts) 15. Notice to Proceed 16. For Reimbursement of Interfund Borrowings: a) Interfund Borrowing Resolution (Copy) b) Cost Documentation (Interfund Borrowings) 17. For refinancing of existing debt, please attach the following supporting documents as applicable: a) Municipal Resolution Authorizing Debt (Original) b) Bond Anticipation Note (BAN) c) Opinion of Bond Counsel d) Official Statement e) Refunding Resolution (Copy) f) Proof of Publication of Estoppel Notice for Resolution g) Cost Documentation (Refinancing) h) Statement Specifying Net Interest Earned or Anticipated Submitted Earlier Submitted with this Application Questions regarding engineering and technical items should be addressed to DOH at (800) 458-1158 ext. 27650 or (518) 402-7650. 1 2 Form included in Application Package. Guidance included in Application Package. Not Applicable ATTACHMENT VI OUTPUT AND OUTCOME MEASURES Environmental Results Grant Requirements As required by EPA Order 5700.7, Environmental Results under EPA Assistance Agreements, New York will provide the following output and outcome measures in its DWSRF Biennial/Annual Reports and IUP: NATIONAL REPORTABLE OUTPUTS/OUTCOMES FOR DWSRF 1. The annual percentage of assistance agreements to bring entities into compliance. 2. Fund utilization rate [cumulative financing agreement dollars to the cumulative funds available for projects] for the DWSRF. 3. Return on Federal Investment [cumulative dollar amount of assistance disbursements to projects divided by cumulative federal outlays for projects]. 4. The cumulative number of project completions. ANTICIPATED OUTPUTS FOR DWSRF 1. 2. 3. 4. 5. 6. Number of binding commitments (50). Number of financing agreements (50). Number of assistance agreements for system compliance (40). Number, dollar amounts, and/or population served of projects financed (50/$150M). Our fund utilization rate remaining higher than the national average. Our rate at which projects progressed as measured by disbursements as a percent of assistance provided remaining at or higher than the national average. ANTICIPATED OUTCOMES (SHORT-TERM/LONG-TERM) FOR DWSRF 1. Number of projects initiating operation resulting in improved compliance (25). 2. Improved compliance for systems receiving DWSRF assistance. ANTICIPATED OUTPUTS FOR SET-ASIDES 1. Small System Technical Assistance • Number of systems receiving training (600). • Number of systems receiving on-site technical assistance (100). 2. State Program Management • Data management system maintained. • State required updates to primacy made. 3. Source Water Protection Program • Number of source water strategies in place and implemented (15). 4. Capacity Development Program • Implement statewide strategy. ANTICIPATED OUTCOMES (SHORT-TERM/LONG-TERM) FOR SET-ASIDES 1. 2. 3. 4. Improved compliance for systems receiving Technical Assistance. Attainment of primacy for new rules. Improved data quality. Improvement to capacity development baseline. VI-1 ATTACHMENT VII RESPONSE TO COMMENTS There were no public comments made during the comment period for the Draft Intended Use Plan. VII‐1 APPENDIX-1 Summary of Project List Changes I. Project Readiness List I. A. Project Readiness List Additions System Name/ Borrower Project County 18061 Franklin TUPPER LAKE V / Tupper Lake (V) Description New wells to replace SW source and inadequate DE plant., New Ground Water Source, Upgrade Distribution System 18072 Putnam GIPSY TRAIL CLUB / Gipsy Trail Club Inc Develop additional well source capacity, New Ground Water Source, New Pump Station 18053 Schoharie COBLESKILL / Cobleskill (T) 18067 Otsego 17949 Project Cost Score Comments $2,979,790 235 New project with engineering report received after draft IUP printing. $430,540 150 New Project with engineering report received after draft IUP printing. Howe Caverns/Route 7 Service Area Extension, Extend Distribution System $4,899,004 105 New project with engineering report received after draft IUP printing. GILBERTSVILLE VILLAGE / Gilbertsville (V) New Ground Water Source, New Storage, Upgrade Distribution System $3,865,000 100 New project with engineering report received after draft IUP printing. Dutchess HIGH MEADOWS PARK INC / High Meadows Co-op Corp New Ground Water Source, Upgrade Storage $44,577 75 Engineering report received, project now ready. Revised score from 15 to 75 points based on new information. 17575 Fulton NORTHAMPTON (T) WATER DISTRICT / Northampton (T) Upgrade Storage, Upgrade Distribution System $6,303,627 65 Engineering report recevied, project now ready. Previously on multiyear list only. Revised score from 40 points to 65 points based on new information. Revised cost based on new information. 18064 Oneida FORESTPORT WATER DISTRICT / Foresport (T) New Ground Water Source $390,000 55 New project with engineering report received after draft IUP printing. 18071 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s Repalcement of Water Mains, Upgrade Distribution System $7,075,000 55 New Project with engineering report received after draft IUP printing. 18069 Madison HAMILTON VILLAGE / Hamilton (V) New Ground Water Source, Upgrade Distribution System $4,100,000 50 New project with engineering report received after draft IUP printing. 18062 Oswego CLEVELAND VILLAGE / Cleveland (V) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System $1,576,930 50 New project with engineering report received after draft IUP printing. 18070 Wayne TRANSMISSION MAIN REPLACEMENT / Clyde(V) Upgrade Transmission $357,900 40 New pre-application and engineering report received after draft IUP printing. 18068 Orleans WATER IMPROVEMENT BENEFIT AREA #10 / Clarendon (T) Extend Distribution System $1,634,949 5 New pre-application received after draft IUP printing. Total Cost Total # Projects 12 $33,657,317 Page 1 of 1 I. Project Readiness List I. B. Project Readiness List Deletions Project County System Name/ Borrower Description Project Cost Score Comments 16744 Delaware FLEISCHMANNS VILLAGE / Fleischmanns (V) Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System $2,000,424 1,205 Project closed on long term financing during the prior funding cycle after the printing of the Draft IUP. 16635 Lewis COPENHAGEN VILLAGE / Copenhagen (V) New Ground Water Source, Upgrade Distribution System $1,125,670 1,170 Project closed on long term financing during the prior funding cycle after the printing of the Draft IUP. 15640 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Distribution System $300,000 40 Project withdrawn per request of applicant. 15638 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Pump Station $130,000 35 Project withdrawn per request of applicant. Total # Projects Total Cost 4 $3,556,094 Page 1 of 1 I. Project Readiness List I. C. Project Readiness List Modifications Project County System Name/ Borrower Description 17800 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Water Treatment Plant Well #28 and mitigation of offsite well impacts. Phase 2 of 16752, New Water Treatment Plant 17983 NY City NEW YORK CITY - CROTON SYSTEM / NYCMWFA Croton filtration plant(Phase 8 of 16479), New Surface Water Treatment Rule Compliance Facility 17163 Essex TICONDEROGA WD / Ticonderoga (T) 17611 Franklin 16278 Project Cost Score Comments $900,000 2,130 Revised project cost based on new information. $217,962,340 2,115 Revised cost based on new infoormation. New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System $13,954,315 265 Revised cost based on new information. Revised score from 90 to 265 based on new information. SARANAC LAKE V / Saranac Lake (V) New SCADA equipment., New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System $12,500,000 245 Removed Short Term loan closed information, removed 1000 Short Term Points & project cost adjusted. This project was expected to close short term during the previous funding cycle and did not. Hamilton LONG LAKE (T) / Long Lake (T) New Ground Water Source, New Storage, Upgrade Distribution System $3,929,255 200 Removed Short Term loan closed information, removed 1000 Short Term Points & project cost adjusted. This project was expected to close short term during the previous funding cycle and did not. 18013 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s project includes meters, Upgrade Other Expenses, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New System Consolidation, Upgrade Other (OT) $3,740,000 200 Revised project score from 95 points to 200 points based on ne information. Revised Borrower, Scope and cost of project. 16114 Cayuga CAYUGA VILLAGE / Cayuga (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System, New Inter-Connection $6,875,100 185 Revised cost based on new information.Revised project description. 17529 Jefferson TIBBETS POINT WATER DISTRICT / Cape Vincent (T) Serve area with private contaminated wells, New Surface Water Treatment Rule Compliance Facility, New System Consolidation, New Water District $2,645,000 180 Removed "H" (hardship designation) as project did not qualify and final determination was made after the printing of the draft IUP. 17562 Jefferson HERRINGS VILLAGE / Herrings (V) Distribution and storage improvements., Upgrade Storage, Upgrade Distribution System $3,429,000 170 Revised score from 105 to 170 based on new information. 16741 Dutchess PAWLING VILLAGE / Pawling (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source $1,270,000 155 Revised score from 135 to 155 based on new information. 17645 Washington GREENWICH VILLAGE / Greenwich (V) New Surface Water Treatment Rule Compliance Facility, New Storage $1,100,000 140 Revised cost and project description based on new information. 17626 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System $5,675,916 70 Revised score from 65 points to 70 points based on new information. Page 1 of 2 I. Project Readiness List I. C. Project Readiness List Modifications Project County 18030 Rensselaer System Name/ Borrower RENSSELAER CITY PWS / Rensselaer (C) Total # Projects Description Washington Ave Corridor Improvements, Upgrade Distribution System Project Cost Score Comments $3,169,952 Total Cost 13 $277,150,878 Page 2 of 2 35 Revised score from 30 to 35 points based on new information. II. Project Multi-Year List II. A. Project Mult-Year List Additions Project County System Name/ Borrower Description 18061 Franklin TUPPER LAKE V / Tupper Lake (V) New wells to replace SW source and inadequate DE plant., New Ground Water Source, Upgrade Distribution System 18072 Putnam GIPSY TRAIL CLUB / Gipsy Trail Club Inc Develop additional well source capacity, New Ground Water Source, New Pump Station 18053 Schoharie COBLESKILL / Cobleskill (T) 18067 Otsego 18064 Project Cost Score Comments $2,979,790 235 New project with engineering report received after draft IUP printing. $430,540 150 New Project with engineering report received after draft IUP printing. Howe Caverns/Route 7 Service Area Extension, Extend Distribution System $4,899,004 105 New project with engineering report received after draft IUP printing. GILBERTSVILLE VILLAGE / Gilbertsville (V) New Ground Water Source, New Storage, Upgrade Distribution System $3,865,000 100 New project with engineering report received after draft IUP printing. Oneida FORESTPORT WATER DISTRICT / Foresport (T) New Ground Water Source $390,000 55 New project with engineering report received after draft IUP printing. 18071 Cattaraugus RANDOLPH VILLAGE / Randolph (T) East Randolph and Randolph (V)'s Repalcement of Water Mains, Upgrade Distribution System $7,075,000 55 New Project with engineering report received after draft IUP printing. 18069 Madison HAMILTON VILLAGE / Hamilton (V) New Ground Water Source, Upgrade Distribution System $4,100,000 50 New project with engineering report received after draft IUP printing. 18062 Oswego CLEVELAND VILLAGE / Cleveland (V) Upgrade Ground Water Source, Upgrade Storage, Upgrade Distribution System $1,576,930 50 New project with engineering report received after draft IUP printing. 18070 Wayne TRANSMISSION MAIN REPLACEMENT / Clyde(V) Upgrade Transmission $357,900 40 New pre-application and engineering report received after draft IUP printing. 18063 Wyoming WATER SYSTEM UPGRADES / Upgrade Distribution System $775,000 10 New pre-application received after draft IUP printing. 18068 Orleans WATER IMPROVEMENT BENEFIT AREA #10 / Clarendon (T) Extend Distribution System $1,634,949 5 New pre-application received after draft IUP printing. Total # Projects Total Cost 11 $28,084,113 Page 1 of 1 II. Project Multi-Year List II. B. Project Mult-Year List Deletions Project County System Name/ Borrower Description 16744 Delaware FLEISCHMANNS VILLAGE / Fleischmanns (V) Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New Storage, Upgrade Distribution System 16635 Lewis COPENHAGEN VILLAGE / Copenhagen (V) 15640 Ulster 15638 Ulster Project Cost Score Comments $1,770,287 1,205 Project closed on long term financing during the prior funding cycle after the printing of the Draft IUP. New Ground Water Source, Upgrade Distribution System $996,168 1,170 Project closed on long term financing during the prior funding cycle after the printing of the Draft IUP. NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Distribution System $300,000 40 Project withdrawn per request of applicant. NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Pump Station $130,000 35 Project withdrawn per request of applicant. Total # Projects Total Cost 4 $3,556,094 Page 1 of 1 II. Project Multi-Year List II. C. Project Mult-Year List Modifications Project County System Name/ Borrower Description 17800 Orange KIRYAS JOEL VILLAGE / Kiryas Joel (V) Water Treatment Plant Well #28 and mitigation of offsite well impacts. Phase 2 of 16752, New Water Treatment Plant 17983 NY City NEW YORK CITY - CROTON SYSTEM / NYCMWFA Croton filtration plant(Phase 8 of 16479), New Surface Water Treatment Rule Compliance Facility 17163 Essex TICONDEROGA WD / Ticonderoga (T) 17611 Franklin SARANAC LAKE V / Saranac Lake (V) 16278 Hamilton LONG LAKE (T) / Long Lake (T) New Ground Water Source, New Storage, Upgrade Distribution System 18013 Cattaraugus RANDOLPH VILLAGE / Randolph (T) 16114 Cayuga 17529 Project Cost Score Comments $900,000 2,130 Revised project cost based on new information. $217,962,340 2,115 Revised cost based on new infoormation. New Surface Water Treatment Rule Compliance Facility, New Storage, Upgrade Distribution System $13,954,315 265 Revised cost based on new information. Revised score from 90 to 265 based on new information. New SCADA equipment., New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System $12,500,000 245 Removed Short Term loan closed information, removed 1000 Short Term Points & project cost adjusted. This project was expected to close short term during the previous funding cycle and did not. $3,929,255 200 Removed Short Term loan closed information, removed 1000 Short Term Points & project cost adjusted. This project was expected to close short term during the previous funding cycle and did not. East Randolph and Randolph (V)'s project includes meters, Upgrade Other Expenses, New Surface Water Treatment Rule Compliance Facility, New Ground Water Source, New System Consolidation, Upgrade Other (OT) $3,740,000 200 Revised project score from 95 points to 200 points based on ne information. Revised Borrower, Scope and cost of project. CAYUGA VILLAGE / Cayuga (V) New Surface Water Treatment Rule Compliance Facility, Upgrade Distribution System, New Inter-Connection $6,875,100 185 Revised cost based on new information.Revised project description. Jefferson TIBBETS POINT WATER DISTRICT / Cape Vincent (T) Serve area with private contaminated wells, New Surface Water Treatment Rule Compliance Facility, New System Consolidation, New Water District $2,645,000 180 Removed "H" (hardship designation) as project did not qualify and final determination was made after the printing of the draft IUP. 17562 Jefferson HERRINGS VILLAGE / Herrings Distribution and storage improvements., Upgrade Storage, Upgrade Distribution System (V) $3,429,000 170 Revised score from 105 to 170 based on new information. 16741 Dutchess PAWLING VILLAGE / Pawling (V) New Surface Water Treatment Rule Compliance Facility, New Ground Water Source $1,270,000 155 Revised score from 135 to 155 based on new information. 17645 Washington GREENWICH VILLAGE / Greenwich (V) New Surface Water Treatment Rule Compliance Facility, New Storage $1,100,000 140 Revised cost and project description based on new information. 17949 Dutchess HIGH MEADOWS PARK INC / High Meadows Co-op Corp New Ground Water Source, Upgrade Storage $44,577 75 Engineering report received, project now ready. Revised score from 15 to 75 points based on new information. 17626 Ulster NEW PALTZ (VILLAGE) WATER DIST / New Paltz (V) Upgrade Water Treatment Plant, New Storage, Upgrade Distribution System $5,675,916 70 Revised score from 65 points to 70 points based on new information. Page 1 of 2 II. Project Multi-Year List II. C. Project Mult-Year List Modifications Project County 18030 Rensselaer System Name/ Borrower RENSSELAER CITY PWS / Rensselaer (C) Total # Projects 14 Page 2 of 2 Description Washington Ave Corridor Improvements, Upgrade Distribution System Project Cost Score Comments $3,169,952 35 Revised score from 30 to 35 points based on new information.
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