DSS-4449C (Rev. 4/97, 05/13, 9/13)
ALP MEDICAL EVALUATION
Check all that apply:  AH  EHP  ALP  Initial  Rug Category Change 12 month  Other

 UAS-NY Summary Report is attached for RUG Category Change, 12 month and other assessments
This form may be used to verify that an individual’s health/safety needs can appropriately be met in an adult home, enriched housing
program or residence for adults. It may also be used to verify that an applicant/resident of an Assisted Living Program (ALP) is
medically eligible to reside in a nursing facility but does not require continual nursing or skilled care and the individual’s needs can
be met in an ALP.
Resident/Patient Name: _____________________________________
Date of Birth: ____________________
Facility Name: __________________________________ Address: ____________________________________
___________________________________________________________________________________________
Sex: Male Female 
Weight: __________
Blood Pressure: ________________
Primary Diagnosis/Prognosis:
Secondary Diagnoses/Prognosis:
Significant medical history & current conditions:
Needs assistance with self-administration of
medications? Yes No
Continence:
Bladder: Yes
Bowel: Yes
No
No
Allergies: NKA 
Type of Diet: Regular NSA NCS 
Other: (Explain) 
List all current medications (prescription and OTC, including dosage, type, frequency and method of
administration and note special instructions: (attach additional sheets if necessary signed and dated by
Physician)
MEDICATION
DOSAGE
TYPE
FREQUENCY
METHOD
DSS-4449C (Rev. 4/97, 5/13, 9/13)
ALP MEDICAL EVALUATION (Page 2)
Resident/Patient Name: ________________________________________________________________________
Is the individual free of communicable disease? Yes No
If no, describe: __________________________
_____________________________________________________________________________________________
Does the individual require supervision and/or assistance by aide with:
bathing:
No
If yes, is it?:
intermittent: constant 
grooming:
No
If yes, is it?:
intermittent: constant 
dressing:
No
If yes, is it?:
intermittent: constant 
eating:
No
If yes, is it?:
intermittent: constant 
transferring:
No
If yes, is it?:
intermittent: constant 
ambulation:
NoIf yes, is it?:
intermittent: constant 
toileting:
No
intermittent: constant  *Such that it requires toileting program
If yes, is it?:
24 hours/7 days per week to maintain continence? 
Describe any additional activity restrictions/needs:__________________________________________________
_____________________________________________________________________________________________
Describe Current Treatment Plan (e.g., nursing, therapies, etc.): ______________________________________
_____________________________________________________________________________________________
Is Palliative Care appropriate/recommended?: Yes  No If yes, describe services: _________________
_____________________________________________________________________________________________
Is the individual’s condition stable? Yes No
If no, describe:__________________________________
_____________________________________________________________________________________________
Cognitive Impairment/Memory Loss (including dementia)
Does the individual have/show signs of dementia or other cognitive impairment? Yes No If yes, describe:
_____________________________________________________________________________________________
If yes, do you recommend testing be performed? Yes No If yes, describe:
_____________________________________________________________________________________________
If testing has already been performed, date/place of testing if known: __________________________________
Mental Health Assessment (non-dementia)
Does the individual have a history, current condition or recent hospitalization for mental disability?
Yes No If yes, describe:___________________________________________________________________
Based on your examination, would you recommend the patient seek a mental health evaluation? (If yes,
provide referral? Yes No ______________________________________________________________
Date of Today’s Examination ______________ Recommended frequency of Medical Exams _______________
I certify that I have accurately described the individual’s medical condition, needs, and regimens, including any
medication regimens, and that the individual is medically appropriate to be cared for in an Adult Home, Enriched
Housing Program or an ALP.
_____________________________________________________________________________________________
Physician Signature (required)
Date
_____________________________________________________________________________________________
Nurse Practitioner, Physician or Specialist’s Assistant Signature
Date