Elysia Poggi Davis Jacqueline Bruce Megan R. Gunnar Institute of Child Development University of Minnesota Minneapolis, MN 55455-0345 The Anterior Attention Network: Associations With Temperament and Neuroendocrine Activity in 6-Year-Old Children Received 23 October 2000; Accepted 17 April 2001 ABSTRACT: The capacity to effortfully control or regulate behavior is of central importance in social development. Individual differences in effortful control have been hypothesized to re¯ect biologically based, temperamental variation among children. Posner and Rothbart (1994, 1998) have argued that the anterior attention system, which includes areas of the midprefrontal cortex, underlies effortful control capabilities. Furthermore, components of the anterior attentional system are believed to be involved in the regulation of reactive, emotion-related system, such as the hypothalamic±pituitary±adrenocortical system. We assessed 58 six-year-old children's performance on neuropsychological tasks that have been found in functional imaging studies to involve the anterior brain regions which Posner (1995) describes as comprising the anterior attentional system. We then related performance on these tasks to delay of grati®cation tasks and parent report of temperament and behavior problems as well as home and laboratory cortisol levels. Results provide some support for Posner and Rothbart's model and suggest a relationship between the anterior attentional system and cortisol regulation. However, these data also illustrate the multifaceted nature of effortful control and the need for care when attempting to understand the neural systems involved in the effortful regulation of behavior. ß 2002 John Wiley & Sons, Inc. Dev Psychobiol 40: 43±56, 2002 Keywords: children; temperament; cortisol; effortful control Recently, there has been renewed interest in effortful or inhibitory control in research on social and emotional development. Effortful control is the capacity for active, voluntary inhibition or modulation of response. It is the ability to purposefully regulate behavior, to inhibit a prepotent response, or to resist Correspondence to: E. Poggi Davis Contract grant sponsor: NIMH Contract grant number: MH56958 ß 2002 John Wiley & Sons, Inc. DOI 10.1002/dev.10012 interference (Bjorklund & Kipp, 1996). Young children show marked increases in their capacity for effortful control with development. However, they appear to maintain fairly stable rank ordering. Thus, children who score lower than peers on effortful control tasks at one age tend to do so again at later ages (Kochanska, Murray, & Harlan, 2000; Kochanska, Murray, Jacques, Koenig, & Vandegeest, 1996). Individual differences in effortful control are related to moral development and social competence among preschool-aged children (Eisenberg et al., 1996; Kochanska, Murray, & Coy, 1997; Kochanska et al., 1996). In sum, effortful control appears to be a 44 Davis, Bruce, and Gunnar relatively stable characteristic that exhibits developmental change and is related to signi®cant aspects of development. Posner and Rothbart (1994)Q3 have attempted to de®ne the neural systems underlying the capacity for effortful control. While effortful control is clearly a heterogeneous construct involving multiple systems, they argue that a neural system involving areas of the midprefrontal cortex that includes the anterior cingulate gyrus (ACC) is at the core of the capacity to effortfully regulate behavior (Posner & Rothbart, 1994, 1998). This system has been labeled the anterior attention system (Posner, 1995). The anterior attention system is a construct that includes neural systems, in particular the ACC, that have been proposed to be involved in modulation of attention and executive function (Posner & Dehaene, 1994). The ACC plays an essential role in initiation, motivation, and goaldirected behavior (Casey, Trainor, Giedd et al., 1997). It is involved in controlling or directing attention and action by modulating cognitive and affective processing. Lesions to the ACC produce lack of control over thought and behavior (Posner, 1995). It has been argued that there are two major subdivisions of the ACC that subserve distinct functions (see Bush, Luu, & Posner, 2000 for review). It has been proposed that the cognitive subdivision is part of a distributed attentional network that maintains reciprocal connections with the prefrontal and parietal cortices as well as motor areas. The affective subdivision maintains connections with various limbic structures and has out¯ow to autonomic, visceromotor, and endocrine systems. It appears to play an important role in assessing the salience of emotional and motivational information and the regulation of emotional responses. There is evidence for a reciprocal relationship between the two subdivisions of the ACC. Suppression of emotional circuitry, including components of the limbic system, has been observed during tasks that activate the cognitive subdivision of the ACC (Bush et al., 2000; Whalen et al., 1998). Additionally, the experience of negative emotions has been found to result not only in limbic activation but also in simultaneous deactivation of frontal areas involved in cognitive inhibitory control. It has been argued both that prefrontal areas involved in attention play a role in regulation of reactive or negative emotional systems and that limbic areas involved in reactive emotions may inhibit prefrontal systems involved in attention (Mayberg et al., 1999). The close relationship of the ACC to systems involved in regulation of emotional processing, motor areas, and memory systems make it well suited to integrate thought and behavior and to regulate emotional systems (Rothbart, Ahadi, & Evans, 2000; Rothbart, Derryberry, & Posner, 1994). Rothbart and colleagues have argued that individual differences and developmental change in this system are related to individual differences in the temperament dimension of effortful control. To investigate individual differences in effortful control, some researchers have made use of parent report measures of this dimension of temperament. Such a measure can be derived from the Children's Behavior Questionnaire (CBQ), a parent report instrument developed for children 3 to 8 years of age (Ahadi, Rothbart, & Ye, 1993). There are scales on the CBQ that assess parents perceptions of the child's capacity to inhibit prepotent responses (i.e., play games such as red light/green light) and maintain and direct their attention as well as a scale assessing impulsivity (i.e., speed of response). When factor analyzed with oblique rotation, these scales load on two conceptually different higher order factors: Effortful Control, which consists of Inhibitory Control, Attention Focusing, Perceptual Sensitivity, Smiling, and Pleasure in Quiet/ Mildly Stimulating Activities; and Surgency/Extroversion, which consists of Impulsivity, Activity Level, low Shyness, and Pleasure in Highly Stimulating Activities. Inhibitory Control and Attention Focusing are the scales that seem to most clearly assess behaviors similar to those measured on tasks requiring the anterior attentional network. However, children's scores on Inhibitory Control and Impulsivity also are typically correlated. In other studies, researchers have sometimes focused on these two scales to index effortful control (see Kochanska et al., 1996). Thus, despite being conceptually distinct (inhibition of prepotent responses vs. speed of response), in practice it seems likely that parent's perceptions of a child's effortful control ability may be re¯ected in both of these scales, and perhaps both of the related higher order factors (Effortful Control and Surgency/Extroversion). Thus, it might be important to examine both of these scales and their higher order dimensions in relation to observations of behavior regulation and neuropsychological tasks assessing neural systems thought to comprise the anterior attention network. Links between cognitive assessments of structures considered to be part of the anterior attentional system and social behavior and temperament remain tenuous. To date, there is only one published study that examined such associations in typically developing children. The results of this study provide some evidence that children around 3 years of age who are less affected by spatial con¯ict were rated by their parents as higher in their ability to control their The Anterior Attention Network behavior (effortful control) and had higher scores on laboratory measures of inhibitory control (GerardiCaulton, 2000). It is the goal of our study to further elucidate these associations by investigating the relationship between performance on tasks that have been shown, to involve the ACC, (Casey, Trainor, Giedd et al., 1997; Casey, Trainor, Orendi et al., 1997) and behavioral measures of effortful regulation in a normative population of children. Effortful regulation of behavior allows the individual to modulate more reactive emotional systems (Rothbart et al., 1994). Evidence suggests that the ability to effortfully control behavior and attention is related to the reactivity and regulation of stress systems (Dettling, Parker, Lane, Sebanc, & Gunnar, 2000; Gunnar, Tout, de Haan, Pierce, & Stansbury, 1996). Furthermore, as discussed, the ACC, a key component of the anterior attentional system, also is involved in the regulation of emotional behavior. There is evidence that the emotional subdivision of the ACC is involved in the regulation of endocrine systems (Bush et al., 1999). One neuroendocrine system whose activity may be in¯uenced by activity of the ACC is the hypothalamic±pituitary±adrenocortical (HPA) system. This system produces the glucocorticoid (GC) hormone, cortisol. It has been demonstrated that lesioning the ACC disrupts regulation of the HPA system's response to psychological stress in rats (Diorio, Viau, & Meaney, 1993). Evidence suggests that these relations are reciprocal in nature as GCs also affect the functioning of the prefrontal cortex, including the ACC (e.g., Karreman, Moghaddam, 1996; Lowy, 1994). Research involving experimental administration of exogenous GCs to adult human and nonhuman primates indicates that highly elevated levels of GCs interfere with frontal processes, such as inhibitory control, attention regulation, and planning (Kopell, Wittner, Lunde, Warrick, & Edwards, 1970; Lupien, Gillin, & Hauger, 1999; Lyons, Lopez, Yang, & Schatzberg, 2000; Young, Sahakian, Robbins, & Cowen, 1999). It is this model, based on administration of high levels of GCs, that shapes most assumptions regarding the effects of GCs on cognition. However, it has been well documented that the effects of GCs on cognition follow a U-shaped curve (Lupien & McEwen, 1997). For many cognitive processes, it has been noted that while high levels of GCs have a detrimental effect on performance, very low levels also are associated with impairments. It is moderate levels of GCs that seem to be associated with optimal performance on many cognitive tasks. We examined whether children would show small elevations in cortisol in response to the challenge of 45 performing dif®cult cognitive tasks. Based on data indicating that high levels of cortisol impair performance on tasks mediated by the prefrontal cortex, we hypothesized that poorer performance on the neuropsychological task assessing the anterior attentional system would be associated with larger increases in cortisol production. Furthermore, we predicted that the children showing the greatest elevations in cortisol would be rated by their parents as being lower in Effortful ControlÐin particular, lower in Inhibitory Control and higher in Impulsivity. In fact, there are data that lend support to this hypothesis. Several studies have been performed using parent and teacher reports of temperament. It has been demonstrated that children who display higher cortisol levels in a challenging situation are reported by their parents and teachers, using the CBQ, to be lower in Effortful Control (Dettling et al., 2000; Gunnar et al., 1996). While these studies lend support for the predicted association between HPA activity and Effortful Control, they are far from conclusive. Multiple studies have failed to ®nd associations between activity of the HPA system and the Effortful Control temperament dimension. In fact, these studies frequently demonstrate associations with the Surgency/Extraversion temperament dimension (e.g., Davis, Donzella, Krueger, & Gunnar, 1999). Of course, it may be that HPA activity is sometimes associated with Effortful Control and sometimes with Surgency/Extroversion because of the conceptual overlap between these dimensions that was noted earlier. Indeed, both the temperament dimensions of Inhibitory Control and Impulsivity have been found to relate to cortisol levels (Davis et al., 1999; Dettling, Gunnar, & Donzella, 1999). It was the goal of this study to investigate whether performance on neuropsychological tasks that have been found to involve the ACC and other neural structures that have been hypothesized to comprise the anterior attentional system would be related to measures of Impulsivity, Inhibitory Control, and Attention Focusing on the CBQ and salivary cortisol measures of HPA activity. To help examine these questions, in the following study we had parents of 6-year-olds complete the CBQ temperament questionnaire. We then administered two neuropsychological tasks known to involve structures that have been proposed to comprise the anterior attention system to the children (Casey, Trainor, Giedd et al., 1997; Casey, Trainor, Orendi et al., 1997). The ®rst taskÐa Go, No-Go taskÐexamines ability to inhibit a prepotent response (Casey, Trainor, Orendi et al., 1997). The second task is an attentional control task assessing ability to prevent attention from being captured by salient but irrelevant stimuli (Casey, 46 Davis, Bruce, and Gunnar Trainor, Giedd et al., 1997). These tasks were chosen because they involve structures that are components of the anterior attentional system, and individual differences in performance on these tasks has been related to individual differences in the ACC in imaging studies (Casey, Trainor, Giedd et al., 1997; Casey, Trainor, Orendi et al., 1997). These tasks re¯ect abilities that are at the core of effortful control and thus can be used as a way of parsing which links with temperament are re¯ective of the anterior attentional system. We examined how functioning on these neuropsychological tasks related to the CBQ scales of Attention Focusing, Inhibitory Control, and Impulsivity as well as the superordinate dimension of Effortful Control and Surgency/Extroversion. We added two additional assessments to our procedures to help ground this study and relate it to previous ®ndings. Additionally, these measures allowed for comparison with the study reported by Gerardi Caulton (2000), in which associations between delay of grati®cation tasks and performance on a spatial con¯ict task, thought to involve structures comprising the anterior attention system, were reported. First, we examined associations with behavioral measures of delay of grati®cation. Delay of grati®cation tasks have a long history in research on social development and socialization (Block & Block, 1980). These tasks are expected to re¯ect the effortful control of behavior. Kochanska and colleagues have developed a series of laboratory tasks to assess inhibitory control. Among these tasks, she includes measures of delay of grati®cation. Kochanska's inhibitory control battery has high internal consistency and correlates signi®cantly with parent reports of Inhibitory Control and Impulsivity using the CBQ (Kochanska et al., 1996). Finally, because effortful regulation of behavior is believed to be critically involved in socialization, and because children who exhibit de®cits on frontal lobe tasks, such as the one we are using, frequently exhibit externalizing behavior problems (Toupin, Dery, Pauze, Mercier, & Fortin, 2000), we also had parents complete the Social Skills Rating System (SSRS; Flanagan, Alfonso, Primavera, Povall, & Higgins, 1996). This instrument yields scores for internalizing and externalizing behavior problems. Thus, in addition to examining the interrelations among neuropsychological measures of inhibitory control, parent reports of effortful control, and measures of HPA system activity, we also grounded this study by determining whether these measures helped explain variance in parent reports of children's behavior problems. Six-year-olds participated in the following study as children of this age were the youngest studied in the imaging environment by Casey and were within the age range appropriate for the use of the CBQ, the SSRS, and the Kochanska delay of grati®cation tasks. METHODS Participants Sixty-one kindergarten children (31 girls, 30 boys; range 5 years 11 months±6 years 6 months) were recruited from a list of families who indicated at the birth of their child that they were interested in participating in research. Subjects were 95% Caucasian and came primarily from middle- to upper-middleclass families.1 Procedure Families agreeing to participate came to the University of Minnesota at 4 p.m. for one laboratory session that lasted approximately 1 hr. Two female graduate students served as the experimenters. Each experimenter tested half of the boys and half of the girls. Children participated in two neuropsychological tasks of inhibitory control and two delay of grati®cation tasks. Tasks were presented in the following order: Go, No-Go, attentional control, dinky toys, and gift. The delay of grati®cation tasks were always last because they were presented in the context of giving the child a prize for participation in the study. Four saliva samples were collected at 20 min intervals throughout the session. In addition, families collected samples on two typical school days in the morning when the child woke up, between 4 and 5 p.m., and between 8 and 9 p.m. Measures Parent Report Measures. While the children were being tested, the parent who accompanied the child (97% mothers) completed two questionnaires, the SSRS and the CBQ, in a nearby room. The SSRS is designed to assess behavior problems in a normal and a clinical population and yields a summary measure of behavior problems. This scale assesses the frequency of externalizing behaviors, internalizing behaviors, and hyperactivity in elementary school children. The mean score for behavior problems in this sample was 10.7 for girls and 13.2 for boys, 1 Three participants (2 girls) were recruited as pilot subjects and thus were not included in analyses. The Anterior Attention Network which is within half of a standard deviation of the mean based on the national standardized population of 1,009 children reported by Gresham and Elliot (10.9 and 13.8, respectively; Gresham & Elliot, 1990). The CBQ is a measure designed to assess temperament for children between the ages of 3 and 8 (Ahadi et al., 1993). The parent of 1 boy did not complete the CBQ. The CBQ is a 195-item questionnaire that yields three higher order dimensions, two of which were examined in this report. These dimensions, the scales comprising them, and their reliabilities are as follows. Effortful Control was computed as the summed and averaged standardized scales of Inhibitory Control (a .88), Attention Focusing (a .67), Smiling (a .84), Low Intensity Pleasure (a .75), and Perceptual Sensitivity (a .82). Surgency/Extroversion was computed as the summed and averaged standardized scales of High Pleasure (a .80), Impulsivity (a .82), Activity Level (a .79), and Shyness (reversed scored; a .93). Laboratory Tasks Neuropsychological Tasks of Inhibitory Control. These tasks were drawn from a battery developed by Casey and colleagues. Children completed two tasks measuring different aspects of inhibitory control. The ®rst was a Go, No-Go task measuring ability to inhibit a prepotent motor response by selectively attending and responding to the target stimuli while ignoring or inhibiting responses to equally salient nontarget stimuli (Casey, Trainor, Orendi et al., 1997). The second was an attentional control task that required subjects to process multiple stimulus attributes and to inhibit attention to irrelevant attributes (Casey, Trainor, Giedd et al., 1997). Both tasks were presented on a Macintosh Quadra 660 AV computer.2 In the Go, No-Go task, the participants responded to every letter (target stimuli) except ``X'' (nontarget stimuli). This task contained two conditions: (a) a control or ``Go'' condition of 42 trials which contained 100% targets (i.e., not Xs) and (b) a response inhibition or ``No-Go'' condition of 42 trials containing 50% targets (i.e., not Xs) and 50% nontargets (i.e., Xs). In both conditions, stimuli were presented for 500 ms with an interstimulus interval of 1,500 ms. Participants were asked to respond as quickly as possible without making mistakes. Responses were 2 A third task, which required participants to press one of four buttons with the four ®ngers on their right hand in response to viewing the numbers 1, 2, 3, or 4, was not included in analyses a priori because children lacked the motor coordination to perform this task. 47 made by pressing the keyboard space bar. The percent correct, number of false alarms (responding to a nontarget), number of omissions (failing to respond to the target stimuli), and average reaction time was determined for the response inhibition and control conditions on this task. The square root of the reaction time was taken because the distribution was asymmetrical. The Attentional Control task involved inhibiting or directing attention to different sensory stimuli. Participants were given a forced-choice, visual discrimination task. In this paradigm, three stimuli were presented in a row on a computer screen. The stimuli varied in shape (circles or squares) and in color (black or white). The participants were asked to determine which of the three stimuli was different from the other two. Participants were not told which features would be different. Stimuli remained on the computer screen until the participant responded by pressing one of three marked keys to indicate which of the three stimuli were different. Participants were asked to make a response as quickly as possible. Targets appeared equally often in each of the three locations in a random order. This task contained two conditions: (a) a control condition involving automatic processing and (b) a response inhibition condition involving controlled attentional processes. There were four blocks in this task (two in each condition). The ®rst and third blocks involved a predominantly automatic response. In these blocks, the attribute that the participant used to determine uniqueness was the same for a block of trials (always color or always shape). Such stimulus detection tasks involving only variation of one feature seem to be relatively automatic (Treisman, 1986 as cited in Casey, Trainor, Orendi et al., 1997). In Blocks 2 and 4, the stimulus attribute that determined uniqueness changed from trial to trial. Tasks that require shifts in attentional set from trial to trial are thought to involve attentional resources or control processes (Shiffrin & Schneider, 1977 as cited in Casey, Trainor, Orendi et al., 1997). The subjects were presented with 49 trials per block. Percent correct and average reaction time was determined for each of the four blocks. The square root of the reaction time was taken because the distribution was asymmetrical. Two children were unable to complete this task; their scores were dropped from this task, but included in all other measures. One child had an attentional control reaction time that was over three standard deviations above the mean. This child was assigned the next highest value to prevent her score from skewing future analyses. Performance on the two control and two response inhibition conditions were combined, 48 Davis, Bruce, and Gunnar creating a reaction time and an accuracy score for each condition. Delay of Grati®cation Tasks. These tasks were drawn from the battery of tasks developed by Kochanska and colleagues (Kochanska et al., 1997). Children's performance on these tasks was coded from videotape by two coders. Twenty percent of the videotapes were reviewed by both coders to calculate interrater reliability. Reliability kappa was greater than .85 for each task. In the ®rst task, dinky toys, children were allowed to choose a prize from a plastic box. They were instructed to keep their hands in their lap and to make their choice without touching or pointing. The coding ranged from 0 to 3 (0 grabbed the prize, 1 touched the prize, 2 pointed to the prize, and 3 did not remove hands from lap). The reliability kappa was .88. The time until children touched or pointed also was measured. Coders were found to be within 50 ms of each other 100% of the time. Children who did not touch or point were assigned a score equal to the longest time. The square root of the reaction time was taken because the distribution was asymmetrical. These two scores were standardized and averaged to create a score for the dinky toys task. In the gift task, the children were told that they would get a prize, but that the experimenter had to wrap it ®rst. The children sat in a chair with their backs to the experimenter and were instructed not to peek. The experimenter noisily wrapped the prize for 1 min and then left the room for 2 min ``to go get a ribbon.'' The children were reminded not to peek while the experimenter was gone. The children's behavior was coded during the time while the experimenter was wrapping the prize and the time while the children were in the room alone (0 turned to look at the prize, 1 peeked over their shoulder, 2 subtle movement in an attempt to peek, and 3 never moved). The kappa for reliability was .92. These two gift scores were standardized and averaged to create a score for the gift task. Cortisol Sampling. In the laboratory, four samples of saliva were obtained for cortisol determination. The ®rst sample was taken upon arrival at the laboratory, at 4 p.m. Subsequent samples were taken at 20 min intervals, as is typical in research on this neuroendocrine system (Kirschbaum, Pirke, & Hellhammer, 1993). To collect saliva, the child was given Trident Original gum to stimulate salivation. The child then spit through a straw into a small plastic vial. In addition, parents were asked to collect saliva samples at home on 2 normal school days in the morning when the child woke up, between 4 and 5 p.m. (to correspond with the lab samples), and between 8 and 9 p.m. School days were chosen for two reasons. First, children's daily routines (i.e., sleep, wake, and mealtimes) have been found to be much more regular on school as compared to weekend days (Davis et al., 1999). Second, children always came into the lab on school days and thus, the 4 p.m. sample time at home and in the lab were more comparable. Families stored collected saliva samples in their refrigerator until sampling was completed. Parents then mailed the sample to the laboratory, where they were stored in a freezer at ÿ20 C until assayed. Mailing has not been found to affect cortisol concentrations (Clements & Parker, 1998). Fifty-three participants completed the home saliva-collection portion of the study. Samples were assayed in 50 ml aliquots using a modi®cation of the Ciba Corning Magic cortisol assay kit (Kirschbaum, Strasburger, Jammers, & Hellhammer, 1989). The use of Trident Original gum to stimulate salivation has been shown to have little effect on cortisol levels using this assay (Schwartz, Granger, Sussman, & Gunnar, 1998). All samples from each participant were included in the same batch to eliminate within subject interassay variance. Samples were assayed in duplicate and averaged. Duplicate varying by more than 20% were reassayed. The interassay and intraassay coef®cients of variation were 9.43 and 6.30, respectively. Cortisol levels follow a circadian rhythm and are affected by food intake and sleep patterns. For each sampling day, parents completed a diary noting the time of each sample, when the child woke up, went to bed, time of meals, use of medication, and general health. These data were examined to determine that sampling times were listed as occurring before breakfast in the morning and that the child did not have a fever on sampling days and was not taking medication. One child's cortisol data was excluded from analyses due to the daily use of an asthma inhaler. The cortisol values were log transformed to normalize the distribution of the data. Home cortisol levels were averaged within time of day to yield a more stable estimate of baseline cortisol levels (see Table 1 for descriptive information on time of sampling). RESULTS Data Management and Analyses Preliminary analyses were performed using analysis of variance to investigate sex differences and The Anterior Attention Network Table 1. Descriptive Statistics for Time of Saliva Sampling Cortisol Samples Home Samples (n 52) Morning Afternoon Evening Laboratory Samples (n 57) Sample 1 Sample 2 Sample 3 Sample 4 M SD 7:45 16:28 20:32 43 min 41 min 44 min 16:06 16:22 16:43 17:02 14 15 16 16 min min min min differences in condition or time of measurement where applicable. First, the two neuropsychological tasks were examined for sex differences and differences in speed and accuracy on the control and response inhibition conditions. Parent report measures (CBQ and SSRS) and the two delay of grati®cation measures were then examined to determine if sex differences existed. Next, cortisol measures were examined to determine whether cortisol levels were affected by time (morning, afternoon, and evening), day (home afternoon vs. lab afternoon) of measurement, or sex. Intercorrelations within task groups were examined, and data were reduced to yield one score for each of the following: speed and accuracy on the neuropsychological tasks, delay of grati®cation, home cortisol levels, lab cortisol levels, and lab cortisol slope. The next set of analyses used Pearson product correlations to examine the relations among these summary variables. We began by examining whether either parent report measure of Inhibitory Control, Attention Focusing, and Impulsivity or behavioral measures of effortful control (delay of grati®cation) were associated with accuracy or reaction time on the neuropsychological tasks assessing the anterior attentional system. Next, we examined whether the superordinate dimensions of Effortful Control and Table 2. Surgency/Extroversion were related to performance on the neuropsychological tasks. Additionally, we sought to determine whether we could replicate relations previously reported by Kochanska and colleagues (1996) between delay of grati®cation and parent report of Inhibitory Control and Impulsivity on the CBQ. Then, we examined whether cortisol levels at home or in the laboratory were related to the neuropsychological measures of the anterior attentional system and temperament. Finally, we examined whether any of the measures of frontal functioning, temperament, or behavior regulation were related to parent reports of children's behavior problems. Preliminary Analyses and Data Reduction Neuropsychological Inhibitory Control Tasks. For each task, comparisons were made between children's performance on control and response inhibition conditions for both speed and accuracy. The descriptive data for these two tasks is shown in Table 2. To assess accuracy on the Go, No-Go task, a 2 2 (Sex Condition) ANOVA with repeated measures on the last factor was computed. There was no sex difference in accuracy, F(1, 56) 1.56, n.s. There was, however, a main effect of condition for accuracy, F(1, 56) 158.25, p .001. Participants were more accurate in the control condition than in the response inhibition condition. There are two ways that children could make mistakes on this task leading to a decrease in accuracy: by failing to respond to a target (response omission) or by responding to a nontarget (false alarms). In fact, children's errors consisted primarily of false alarms (M 6.03, SD 3.02) rather than response omissions (M 1.93, SD 2.25). For this reason, and because we were mainly interested in failures of response inhibition, the remaining analyses used false alarms as the accuracy measure. For reaction time, a 2 2 (Sex Condition) ANOVA with repeated measures on the last factor was computed. Descriptive Data for the Neuropsychological Tasks of Inhibitory Control Control Condition Tasks Go, No-Go (n 58) Reaction Time Accuracy Attentional Control (n 56) Reaction Time Accuracy 49 Response Inhibition Condition M SD M SD 416.10 96.28 90.91 4.48 505.10 81.05 88.44 9.17 1562.44 96.65 302.12 3.42 1579.94 96.56 320.67 4.15 50 Davis, Bruce, and Gunnar There was no sex difference in reaction time, F(1, 56) .24, n.s. There was a main effect of condition for reaction time, F(1, 56) 79.74, p .0001. The children had faster reaction times in the control condition than the response inhibition condition. To determine if there was a difference in accuracy between the control and the response inhibition condition on the Attentional Control task, a 2 2 (Sex Condition) ANOVA with repeated measures on the last factor was computed. Neither the main effect of sex, F(1, 54) .86, n.s., nor condition, F(1, 54) .08, n.s., was signi®cant. Differences in reaction time also were examined in a 2 2 (Sex Condition) ANOVA with repeated measures on the last factor. There were no main effect of sex, F(1, 54) 1.38, or condition, F(1, 54) 1.02, n.s. While group means were not different between control and response inhibition conditions, variability in task performance allowed for exploration of associations with other measures. Table 3. Descriptive Statistics for Parent Report Measures Data Reduction for Neuropsychological Tasks. The four variables of interest were reaction time and accuracy in the response inhibition condition for the Go, No-Go and attentional control tasks. Previous research found that fast reaction times and high accuracy were related to the ACC (Casey, Trainor, Giedd et al., 1997; Casey, Trainor, Orendi et al., 1997). To reduce the number of variables used in subsequent analyses, we created two summary scores: ``speed'' and ``accuracy.'' Speed was created by standardizing and summing the reaction time measures, such that a high score re¯ected fast reaction times. The speed measures on the two tasks were correlated, r(56) .38, p .004, and the resulting averaged score (M .03, SD .84) was normally distributed. Accuracy was created by standardizing and summing the accuracy measures, such that a high score re¯ected a large number of correct responses. The correlation among the two accuracy measures was r(56) .24, p .07. The resulting averaged score (M .03, SD .78) also was normally distributed. The expected speed±accuracy trade-off was seen in performance, r(58) ÿ.44, p .001. variance was computed to examine sex differences on the Problem Behavior scale of the SSRS. There was a nonsigni®cant trend for boys to exhibit higher levels of problem behaviors, F(1, 56) 3.35, p .073. As mentioned previously, the Problem Behavior scale is comprised of three subscales, two of which assess externalizing behaviors, Externalizing Problems and Hyperactivity, and one of which assesses internalizing behaviors, Internalizing Problems. As the two externalizing subscales were highly correlated, r(58) .67, p .0001, we averaged these two scales to create one measure of externalizing behavior problems. Delay of Grati®cation Tasks. Sex differences were examined for these behavioral measures using a multivariate analysis of variance. There was no signi®cant effect of sex, F(2, 55) 1.34, n.s. The two delay of grati®cation scores (gift and dinky toys) were correlated, r(58) .24, p .065. To reduce the number of measures used, the scores for these tasks were standardized and averaged to create an overall delay of grati®cation score with a mean of zero and the standard deviation of .67. Parent Report. The descriptive data on the higher order factors of the CBQ and SSRS are shown in Table 3. A 2 2 (Sex Temperament) multivariate analysis of variance was computed to examine sex differences for CBQ temperament factors. There was no signi®cant effect of sex, Hotellings F(2, 54) 1.80, n.s. As expected based on previous data, Inhibitory Control and Impulsivity were highly correlated in our sample, r(57) ÿ.62, p .0001. An analysis of Cortisol Levels. Descriptive data on the laboratory and home cortisol levels are shown in Table 4. For the home baseline measures, a 2 3 (Sex Time of Cortisol Measurement) ANOVA was computed with repeated measures on the last factor using Greenhouse±Geisser adjustment as required. The main effect of sex, F(1, 50) 1.0 n.s., was not signi®cant. However, consistent with the daily rhythm in cortisol, the effect of time-of-day was highly Temperament Scales (n 57) M SD Effortful Control Attention Focusing Inhibitory Control Low Pleasure Perceptual Sensitivity Smiling/Laughter Surgency/Extroversion Activity Level High Pleasure Impulsivity Shyness Problem Behaviors Externalizing/Hyperactivity Internalizing .01 5.01 5.11 5.73 5.17 5.89 0 4.74 4.90 4.29 3.54 11.95 4.26 3.42 .74 .74 .87 .55 .75 .60 .74 .76 .82 .80 1.15 5.49 2.28 1.59 Note : Higher order temperament dimensions were computed as the mean of the standardized subscales. The Anterior Attention Network Table 4. Descriptive Statistics for Cortisol Measures in mg/dl Cortisol Samples Home Samples (n 52) Morning Afternoon Evening Laboratory Samples (n 57) Sample 1 Sample 2 Sample 3 Sample 4 M SD .71 .25 .12 .30 .12 .10 .26 .26 .22 .18 .14 .11 .09 .07 signi®cant, F(1.6, 78.7) 234.0, p .0001. Morning cortisol levels were signi®cantly correlated with afternoon and evening levels r(52) .39, p .004 and r(52) .28, p .04. Afternoon and evening levels were not signi®cantly associated, r(52) .08, n.s. To reduce the number of analyses performed, the baseline morning, afternoon, and evening cortisol values were standardized and averaged, creating one home baseline cortisol measure with a mean of zero and a standard deviation of .71. This home cortisol measure was normally distributed. We predicted that children would display a slight increase in cortisol in response to the mildly stressful cognitive tasks they were asked to perform in the lab. Thus, we expected that cortisol levels would elevate across the time that children were in the lab and that their cortisol levels in the lab would be higher than their cortisol levels at home at the same time of day. A 2 4 (Sex Time of Cortisol Measurement) repeated measures ANOVA using Greenhouse±Geisser adjustments as required on the laboratory cortisol measures indicated, in contrast to our predictions, a signi®cant decrease in cortisol levels over the testing period in the laboratory, F(2.4, 132.2) 45.47, p .0001. There was no signi®cant effect of sex, F(1, 58) 0, n.s. To test the prediction that children who displayed greater elevations in cortisol across the time that they were in the laboratory would show poorer performance on tasks assessing prefrontal function, we computed a slope measure of these four laboratory cortisol values for each child. Cortisol values were regressed on the sampling times, and the resulting slope value was retained. For the cortisol slope measure, higher values re¯ect sharper increases in cortisol levels across the time in the laboratory. The correlations among the laboratory measures ranged from .68 to .87. To reduce the number of variables examined, one measure of laboratory cortisol was obtained that re¯ected the standardized and averaged laboratory 51 measures. The resulting score had a mean of zero and a standard deviation of .92 and was normally distributed. The summary lab cortisol and home baseline cortisol measures were correlated, r(52) .46, p .001. The laboratory cortisol values and the afternoon home cortisol values (taken at the same time of day) were not signi®cantly different, t(51) .81, n.s., suggesting that on average children did not show a cortisol response to coming into the lab. Neuropsychological Inhibitory Control Tasks: Associations With Delay of Grati®cation and Parent-Reported Temperament Since accuracy on the neuropsychological tasks has been shown to involve prefrontal systems including the ACC, we expected that accuracy would be related to three key subscales of the CBQ: Inhibitory Control, Attention Focusing, and Impulsivity. We also expected associations with the laboratory measure of delay of grati®cation. We found the expected associaions with the Inhibitory Control and Impulsivity scales. Surprisingly, neither Attention Focusing nor performance on the delay grati®cation tasks were signi®cantly related to accuracy on the neuropsychological tasks. Furthermore, when the higher order dimensions of Effortful Control and Surgency/Extroversion were examined, while there was the trend for Effortful Control to be related to accuracy, only Surgency/Extroversion was signi®cantly related to the accuracy measure (Table 5). Because of the speed accuracy trade-off in performance on this task, it was possible that surgent, impulsive children were less accurate because they were more motivated to ``go fast.'' Speed was positively correlated with Surgency/ Extroversion and its subscales (range .21±.42). However, even after removing the variance due to speed, Surgency/Extroversion remained signi®cantly related to this residualized accuracy score, r(57) ÿ.42, p .001. Thus, surgent children had lower accuracy scores on this task even after accounting for their faster speed. Delay of Grati®cation: Associations With Parent Reports of Child Temperament The associations between Inhibitory Control, Attention Focusing, and Impulsivity from the CBQ and performance on the delay of grati®cation tasks were examined. Only Inhibitory Control was signi®cantly related to the delay of grati®cation measure, 52 Davis, Bruce, and Gunnar Table 5. Correlations Between Neuropsychological Tasks and Temperament, Delay of Grati®cation Tasks, Cortisol, and Behavior Problems Neuropsychological Tasks Effortful Control Attention Focusing Inhibitory Control Surgency/Extroversion Impulsivity Delay of Grati®cation Tasks Mean of Home Cortisol Slope of Laboratory Cortisol Mean of Laboratory Cortisol Externalizing Problems df Accuracy Reaction Time 57 57 57 57 57 58 52 57 57 58 .25y .12 .30* ÿ.53** ÿ.36** 0 .38* ÿ.03 .32* ÿ.33* ÿ.18 ÿ.05 ÿ.26* .42** .36** .25y ÿ.14 .01 ÿ.16 .22 y p < :01., *p < :05., **p < :01. r(57) .28, p .035. Furthermore, the higher order dimensions of Effortful Control, r(57) .29, p .027, but not Surgency/Extroversion, r(57) < .1, n.s., was correlated with the delay of grati®cation score. These data replicate previous ®ndings of modest correlation between Inhibitory Control, as assessed using the CBQ, and performance on laboratory tasks of inhibitory control (Kochanska et al., 1996). Associations With Cortisol We predicted that children who scored lower on neuropsychological measures of the anterior attentional system would show an increase in cortisol production across the time that they were in the lab and would have higher baseline and lab cortisol levels. Cortisol slope across the time that children were in the laboratory was not associated with performance on the frontal tasks (ps > .1). However, mean cortisol levels at home and at the lab were related to neuropsychological task performance. Surprisingly, children who were more accurate on the prefrontal tasks had higher average home baseline cortisol, r(52) .38, p .006, and higher average cortisol in the lab while they were performing these tasks, r(57) .32, p .014. Associations between cortisol and performance on the neuropsychological tasks were strongest for morning levels, r(52) .36, p .01. However, the association was in the same direction for afternoon and evening measures, r(52) .22, p .13, and r(52) .23, p .10 respectively. Neither the delay of grati®cation tasks nor Effortful Control was related to home or laboratory cortisol (rs ranged from ÿ.03 to ÿ.18). There was a trend for Surgency/ Extroversion to be negatively related to laboratory, but not home cortisol, r(56) ÿ.22, p .10, and r(52) ÿ.09, n.s., respectively. Behavior Problems, Temperament, and Frontal Functioning We predicted that children who were reported by their parents to have more externalizing behavior problems would display less accurate performance on the neuropsychological tasks and poorer ability to delay grati®cation. In addition, we expected that these children would be rated by their parents as being higher in Surgency/Extroversion and lower in Effortful Control. The results support our predictions. Accuracy on the neuropsychological tasks, r(58) ÿ.33, p .012, performance on the delay grati®cation tasks, r(58) .24, p .067, and parent report of temperament, Surgency/ Extroversion: r(57) .48, p .0001; Effortful Control: r(57) ÿ.46, p .0001, were related to parent report of externalizing problem behaviors. To determine whether these associations were speci®c to externalizing problems, similar correlations were computed using the Internalizing scale from the SSRS. The results showed that only Effortful Control was signi®cantly related to internalizing behavior problems, r(57) ÿ.37, p .004. DISCUSSION Based on what is known about the neural structures proposed to comprise the anterior attentional system, we expected that performance on the neuropsychological tasks would be correlated with the CBQ The Anterior Attention Network subscales of Inhibitory Control, Attention Focusing, and Impulsivity. In accordance with our predictions, performance on the neuropsychological tasks were positively correlated with parent reports of Inhibitory Control and negatively correlated with their reports of children's Impulsivity. Based on the model proposed by Posner and Rothbart, in addition, we expected that the neuropsychological measures which we predicted, based on previous imaging studies, to be subserved by structures Posner (1995) describes as comprising the anterior attentional system would correlate with the higher order CBQ dimension of Effortful Control. This is the dimension on which the scales of Inhibitory and Attention Focusing load. The results only partially supported this prediction. While there was a trend for Effortful Control to be related to accuracy, it was the higher order dimension of Surgency/Extroversion that was more clearly related to performance on the neuropsychological tasks. Impulsivity loaded on this dimension, thus we might expect that the association was due to more highly surgent children responding faster and making more errors. However, the number of false alarms was associated with scores on the Surgency/Extroversion dimension even after removing the variance due to speed of responding. It is important to note that the correlations between Surgency and performance on these tasks were modest and other factors, such as motivation, clearly come into play. Surgency/Extroversion is characterized by approach to novelty, exuberance, sensation seeking, and impulsivity. While these can be viewed as positive characteristics, this temperament dimension also has been associated with behavior problems, such as disruptive classroom behavior and risk taking. Research suggests that impulsivity, a major component of this temperament dimension, is related to development of neural systems in the prefrontal cortex that comprise the construct of the anterior attentional system (Carter, Krener, Chaderjian, Northcutt, & Wolfe, 1995). Thus, it is not surprising that performance on these neuropsychological tasks would be related to Surgency/Extroversion. Furthermore, children who were rated as more surgent by their parents also were rated as exhibiting more externalizing behavior problems. Thus, in a normative sample, in addition to exhibiting a larger number of externalizing problems, more surgent children exhibited mild de®cits on tasks dependent on frontal circuitry, and their problems were not merely due to their propensity to perform these tasks quickly. It is not known whether Surgency/Extroversion is a function of poor/slower frontal lobe development or if children with this temperament spend less time in 53 activities that might support development of attention/inhibitory control abilities. As in previous studies, we found that the CBQ scale of Inhibitory Control was positively correlated with behavioral tasks assessing delay of grati®cation. Interestingly, however, scores on the delay of grati®cation tasks failed to correlate with the performance on the neuropsychological tasks. These results are in contrast to previously reported ®ndings of associations between performance on delay of grati®cation tasks and a spatial con¯ict task thought to involve frontal regions, including the ACC (Gerardi-Caulton, 2000). However, in that study, which tested three age groups of children between 24 and 36 months of age, only one age group displayed this association. The cause of this inconsistency in associations between delay of grati®cation tasks and neuropsychological assessments of the structures involved in the anterior attentional system is unclear. The multifaceted nature of inhibitory control and the potential in¯uence of motivational factors may be involved (Rothbart et al., 2000). Furthermore, these data illustrate a dif®culty with developmental research. Delay of grati®cation tasks used with toddlers are too easy for older children and would not challenge their inhibitory control abilities suf®ciently. Thus, different tasks must be used with different ages. At the same time, by changing the tasks one runs the risk of assessing different facets of child functioning. More striking in our results was the ®nding that greater accuracy on the neuropsychological tasks assessing structures presumably involved in the anterior attentional system was associated with higher, not lower, cortisol concentrations both at home and in the lab. However, this result may not be as surprising as it initially seemed. As mentioned previously, there is a well-documented, inverted U-shaped relationship between cortisol and many cognitive functions (Lupien & McEwen, 1997). There are many possible reasons for this, including the effects of increased cortisol levels on metabolism, cardiac functioning, and catecholamines (de Kloet, Oitzl, & Joels, 1999). Indeed, decrements in cognitive functions are typically only seen at very high levels of cortisol production. While higher cortisol at home and in the lab was associated with greater accuracy on the neuropsychological tasks, cortisol levels were clearly well within normal range for baseline cortisol levels in this population. Thus, it is likely that even children displaying the highest levels of cortisol in this sample were not at levels that have been shown to impair cognitive processes. Furthermore, children did not display elevated cortisol in response to coming into the lab. Thus, we do not have a measure of children's 54 Davis, Bruce, and Gunnar cortisol response to stress. Perhaps, had we presented children with a stressor capable of activating the HPA system, we would have seen the predicted association of lower cortisol levels in children who performed better on these attentional tasks. Given that the observed cortisol levels were within the normal range for baseline levels, associations between higher cortisol and better performance may be in accord with theory suggesting optimal performance with moderate levels of cortisol. Indeed, one recent study showed that a decrease in cortisol in response to a stressor was related to poor performance on tasks assessing structures presumably involved in the anterior attentional network (Vedhara, Hyde, Gilchrist, Tytherleigh, & Plummer, 2000). Further research is clearly necessary to improve our understanding of the relationship between baseline levels of cortisol and cognitive functioning as well as the mechanism underlying this association. These ®ndings lend support to the notion that prefrontal functioning is related to the functioning of the HPA system. Of course, neither the direction of effect nor even the causal basis of these correlations can be determined with the present data. In particular, it is important to note the possibility that it is the temperament of the child that is responsible for the associations seen between cortisol and performance on the cognitive tasks. Six-year-olds who are high in Surgency are unlikely to be anxious over the accuracy of their performance in a lab situation, and it might be for this reason that they had fast latencies, made more errors, and had lower cortisol. While we cannot identify the cause, it is noteworthy that a signi®cant association was found between cortisol levels and performance on these neuropsychological tasks. Finally, because de®cits in frontal lobe function often have been of concern in studies of children with clinically signi®cant behavior problems (Bush et al., 1999; Carter et al., 1995), we also examined parent reports of behavior problems in this normative sample. As expected, the children scored in the nonclinical range for both internalizing and externalizing problems. However, even in this nonclinical range, the predicted association between measures of the frontal attentional network and externalizing problems was obtained. This lends support to the importance of understanding the neural basis of normative variations in temperament in research on both behavior regulation and behavior problems. 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