Icarus 207 (2010) 314–319 Contents lists available at ScienceDirect Icarus journal homepage: www.elsevier.com/locate/icarus Radiation-induced amorphization of crystalline ice M. Famá *, M.J. Loeffler, U. Raut, R.A. Baragiola Laboratory for Atomic and Surface Physics, University of Virginia, 351 McCormick Road, P.O. Box 400238, Charlottesville, VA 22904-4238, USA a r t i c l e i n f o Article history: Received 19 June 2009 Revised 24 October 2009 Accepted 2 November 2009 Available online 10 November 2009 Keywords: Ices, IR spectroscopy Infrared observations Kuiper belt Satellites, Surfaces a b s t r a c t We study radiation-induced amorphization of crystalline ice, analyzing the results of three decades of experiments with a variety of projectiles, irradiation energy, and ice temperature, finding a similar trend of increasing resistance of amorphization with temperature and inconsistencies in results from different laboratories. We discuss the temperature dependence of amorphization in terms of the ‘thermal spike’ model. We then discuss the common use of the 1.65 lm infrared absorption band of water as a measure of degree of crystallinity, an increasingly common procedure to analyze remote sensing data of astronomical icy bodies. The discussion is based on new, high quality near-infrared reflectance absorption spectra measured between 1.4 and 2.2 lm for amorphous and crystalline ices irradiated with 225 keV protons at 80 K. We found that, after irradiation with 1015 protons cm2, crystalline ice films thinner than the ion range become fully amorphous, and that the infrared absorption spectra show no significant changes upon further irradiation. The complete amorphization suggests that crystalline ice observed in the outer Solar System, including trans-neptunian objects, may results from heat from internal sources or from the impact of icy meteorites or comets. Ó 2009 Elsevier Inc. All rights reserved. 1. Introduction Crystalline ice has been identified on the surface of most of the jovian, saturnian and uranian satellites (see Grundy et al. (1999) and references therein), on Pluto’s satellite Charon (Brown and Calvin, 2000), and on the surface of the trans-neptunian objects (TNO) Quaoar (Jewitt and Luu, 2004), and 2003 EL61 (Merlin et al., 2007). Its presence has been inferred from the near infrared (NIR) spectrum of light reflected from the Sun, using the absorption band at 1.65 lm, which is particularly sharp in crystalline ice (Grundy and Schmitt, 1998). The sensitivity of the shape of this band to temperature has been used, not only as an indicator of the presence of the crystalline phase, but also to measure the surface temperature (Grundy et al., 1999; Fink and Larson, 1975; Cook et al., 2007; Merlin et al., 2007). The presence of crystalline ice contrasts the expectations based on laboratory measurements. Due to the low maximum surface temperatures of these objects in the outer Solar System, less than 100 K for the saturnian satellites (some regions of the south pole of Enceladus are at temperatures higher than 100 K) and less than 50 K for TNOs (Jewitt and Luu, 2004), one expects that, if the ice is accreted from the vapor, it would be amorphous in the absence of heating by high energy me- * Corresponding author. Address: Department of Materials Science & Engineering, University of Virginia, 395 McCormick Road, P.O. Box 400745, Charlottesville, VA 22904-474, USA. Fax: +1 434 924 1353. E-mail addresses: [email protected] (M. Famá), [email protected] (M.J. Loeffler), [email protected] (U. Raut), [email protected] (R.A. Baragiola). 0019-1035/$ - see front matter Ó 2009 Elsevier Inc. All rights reserved. doi:10.1016/j.icarus.2009.11.001 teor impacts or episodic, internal heat sources. Such amorphous ice would crystallize in a few minutes above 135 K but in more than 107 years at 80 K (Jenniskens and Blake, 1996; Baragiola, 2003). However, exposure to space radiation: solar UV photons and ions, cosmic rays or energetic charged particles trapped by the planetary magnetic fields (Jurac et al., 1995), would eventually destroy crystallinity, since such energetic radiation is known to amorphize crystalline ice in the laboratory (Golecki and Jaccard, 1978; Lepault et al., 1983; Dubochet and Lepault, 1984; Heide, 1984; Strazzulla et al., 1992; Moore and Hudson, 1992; Kouchi and Kuroda, 1990; Leto and Baratta, 2003; Leto et al., 2005; Baragiola et al., 2005; Mastrapa and Brown, 2006). Thus, inferring the origin and evolution of the ice phase from the reflectance spectrum of astrophysical bodies is complex since the current phase of ice depends not only on surface conditions during deposition, but also on the temperature history, and the radiation environment. To untangle this complexity, more laboratory studies are needed that allow predictions in a variety of conditions. Here, we concentrate on radiation-induced amorphization of crystalline ice showing that, even though it has been studied for almost three decades, it is partially understood, with discrepancies between different laboratories. The techniques used to detect the amorphous content of irradiated ice include as channeling in Rutherford backscattering (RBS-c), electron diffraction (ED) and infrared spectroscopy (IR) (Golecki and Jaccard, 1978; Lepault et al., 1983; Dubochet and Lepault, 1984; Heide, 1984; Strazzulla et al., 1992; Moore and Hudson, 1992; Kouchi and Kuroda, 1990; Leto and Baratta, 2003; Leto et al., 315 M. Famá et al. / Icarus 207 (2010) 314–319 2005; Baragiola et al., 2005; Mastrapa and Brown, 2006). The RBS-c technique measures disorder of the O sub-lattice in single crystals, which includes displacements from the regular positions and misaligned micro-crystallites. ED measures crystallinity within the coherence length while IR spectra of a given ice sample can be interpreted as a linear superposition of spectra of amorphous and crystalline regions, in the absence of porosity (Teolis et al., 2007). All these techniques show that amorphization as a function of irradiation dose D (energy deposited per molecule) follows an exponential behavior: /A ¼ /Amax ð1 exp½KDÞ ð1Þ where /A is the fraction of amorphized ice, /Amax is its maximum value, and K is a fitting parameter (when D = K1 the fraction of amorphous ice reaches a 63.2% of the maximum value) that was found to depend strongly on temperature. The dose, an average over the irradiation depth, is given by D = hFSei, where Se = N1 dE/dx is the stopping cross section, N the molecular density and dE/dx is the linear energy transfer of the projectile in the solid. The deposited energy must be corrected for reflected projectiles and ejected secondary particles, but this correction is usually negligible. The maximum amorphous fraction /Amax is obtained for saturation doses (KD 1). While most experiments yielded full amorphization, /Amax ¼ 1, others reported only partially amorphized ice at high fluences (for example, /Amax 60% with 3 keV He ions at 77 K) (Strazzulla et al., 1992; Moore and Hudson, 1992). We present first an analysis of these previous reports pointing out apparent inconsistencies. We then describe a theoretical approximation valid for high energy densities produced by ion impact, based on the thermal spike model, which can help explain the temperature dependence of the variable K and might clarify some of the differences between experiments. Finally, we present our experiments of the amorphization of crystalline ice irradiated with 225 keV protons and a methodology to extract the amorphous fraction of ice from near-infrared spectra. Fig. 1. K1 (see Eq. (1)) vs. temperature from previous reports: h 100 keV H+ (Golecki and Jaccard, 1978); s 3 keV He+, 4 1.5 keV H+ (Strazzulla et al., 1992); } 30 keV H+, / 30 keV He+, j 60 keV Ar+ (Leto and Baratta, 2003); . 200 keV H+ (Leto et al., 2005); d 100 keV Ar+ (Baragiola et al., 2005); 100 keV e (Lepault et al., 1983); 100 keV e (Heide, 1984); > 10.2 eV photons (Leto and Baratta, 2003). For electrons, K1 diverges above 70 K (dotted line). with Eq. (1), using /Amax ¼ 1 which yielded K1 from 1 to >700 eV/mol between 13 and 77 K. Re-analyzing the data allowing /Amax to vary, we find that K1 is more than one order of magnitude smaller above 66 K. The data of Kouchi and Kuroda (1990) obtained with Lyman-a UV radiation (10.2 eV) is not shown because of unphysical low amorphization fluences (Jenniskens and Blake, 1996) which may be due to problems with their experimental technique (Baragiola, 2003). Baragiola et al. (2005) found unusually low amorphization fluences for ice at 70 K using 100 keV Ar+, for which the fraction of energy loss into elastic displacement collisions is 43%, the largest in Table 1. Finally, Mastrapa and Brown (2006) observed full amorphization for a sample deposited at 40 K, crystallized at 160 K and cooled back to 40 K for irradiation, but not for a sample deposited at 50 K, crystallized at 160 K, cooled back at 50 K and then irradiated. It is difficult to obtain the values for K1 from this report since the results are represented as the ratio between two IR bands, and they could be affected differently by ion irradiation. Among the several questions that arise from these results, some are particularly relevant from our point of view: what is the physical meaning for the dependence of K1 with temperature? Why was full amorphization observed at saturation fluences in some experiments and not in others? In addition, why is it not possible to amorphize crystalline ice with electrons above 70 K? In this 2. Previous studies The results of previous experiments are summarized in Table 1 and Fig. 1. Specific comments are needed to explain some of the values in the table. To obtain values of D we resorted to stopping power (dE/dx) tables (stopping powers for electrons and positrons ICRU Report 37; International Commission on Radiation Units and Measurements, Bethesda, Maryland, USA, 1984; Ziegler et al., 2008). To derive K1 from the results of Heide (1984) we assumed /A = 0.99, since total dose values given in this reference are for complete amorphization. Moore and Hudson (1992) fit their data Table 1 Summary of data on amorphization of ice by particles. Particle + H e e He+ H+ H+ Ly-a H+ He+ Ar+ Ly-a H+ Ar+ H+ H+ a Assumed. Energy (keV) T (K) K1 (eV/mol) /Amax Tmax Method References 100 100 100 3 1.5 700 82–133 20–70 8–60 10–100 4.5–300 4–10 0.5–17 1.6–9 1.0 1.0 1.0 0.95–0.27 70 70 Channeling ED ED IR: 3 lm Golecki and Jaccard (1978) Lepault et al. (1983) and Dubochet and Lepault (1984) Heide (1984) Strazzulla et al. (1992) 13–77 10 to >70 16 1–700 1.0a 70 Moore and Hudson (1992) Kouchi and Kuroda (1990) Leto and Baratta (2003) Leto et al. (2005) Baragiola et al. (2005) Mastrapa and Brown (2006) This work 30 30 60 200 100 800 225 90 70 9–100 80 0.7–1.7 1.0 IR: 20–100 lm ED IR: 3 lm 5.6 0.7 1.0 1.0 61.0 1.0 NIR: 1.65 lm IR: 3 lm IR: 1.65 lm IR: 1.65 lm 4 316 M. Famá et al. / Icarus 207 (2010) 314–319 regard, we note that the ice could be crystallized by heating from the radiation source, enabled by the low thermal conductivity of ice. This effect will be more important at higher substrate temperature but cannot be appraised from the literature in the absence of detailed description of experimental setups. Since the density of energy deposition is very different for different excitation sources (ions, electrons, Lyman-a photons) it is perhaps surprising that K1 shows similar temperature dependence. Below we will confine our discussion to ion irradiation for which there exists a model (thermal spike) that can be applied. First, we analyze the temperature dependence of K1. K 1 ¼ T 0 ¼ T 0 þ wðT m T 0 Þ g dE=dx eqcðT m T 0 Þ ð6Þ where 0 < w < 1. We model the specific heat by a function c(T) c¼ A¼ ð5Þ This equation predicts that K1 should decrease with increasing temperature, but this is opposite to the experimental results shown by Fig. 1. A reasonable explanation for such inconsistency is that the specific heat, neglected in Szenes’ treatment, plays a crucial role. We need to evaluate the specific heat at a temperature T0 between T0 and Tm: 3. Thermal spike model The basic idea of the thermal spike model for amorphization is that the energy deposited by a projectile in a small region can abruptly heat the solid to the liquid and gaseous state (thermal spike) from which extremely fast cooling rates lead to a disordered solid. The thermal spike model, as discussed, for instance, by Szenes (1995), is valid for ions and electrons with dE/dx high enough to produce a continuous ionization track. This implies a stopping power of 10 eV/Å or larger, given that the energy to form an ion pair in water is 30 eV (Srdoč et al., 1995) and the interatomic spacing is 3 Å. Among the projectiles in Table 1, only protons near 100 keV and 100 keV Ar+ have dE/dx in the required range. The energy deposition is due to elastic and inelastic collisions with atoms or molecules of the target and, therefore, the particle loses part of its energy, which is absorbed and eventually dispersed as heat through the material. The energy deposition processes include ionization and excitation of atoms/molecules, which may lead to dissociation and recombination of molecules, production of defects, sputtering, and structural changes. The transformation of incident energy to heat is not complete since particles (electrons, photons, ions) can be ejected from the solid and, more importantly, since some of the energy remains in lattice defects or dissociation products. A fraction of this stored energy may be released by recombination of defects or of radicals but at a much longer timescale than the spike. In Szenes’ model, the spike, which is not at thermodynamic equilibrium, is approximated by a temperature rise above the bulk temperature T0, that depends on time t and distance r to the ion trajectory, and which decays quickly after impact (1014 K s1). The energy deposited per unit length in a cylindrical track of cross sectional area A0 is dE/dx, the projectile stopping power. A fraction g < 1 of this deposited energy transforms into heat and can eventually change the phase of the material. In this model, there is a threshold stopping power for amorphization, dE/dxth = A0 qc (Tm T0)g1, when the maximum spike temperature equals Tm, the melting temperature. In this equation, q is the density and c a specific heat that is taken to be constant. The hot track expands and cools with time; the central region exceeding Tm reaches a maximum cross section area A that can be approximated by: S eqcðT m T 0 Þ ¼ A Ng 1 cLow þ 1 1 cHigh ð7Þ where cLow = a0N3; cHigh = a1 + a2T with a0 = 0.0034 J mol1 K4, a1 = 4 J mol1 K1 and a2 = 0.12388 J mol1 K2, after fitting to experimental data (Giauque and Stout, 1936; Flubacher et al., 1960; Handa and Klug, 1988) and neglecting the latent heat in phase changes. This heuristic expression has the right limits of the specific heat at low and high temperatures. Introducing the specific heat into Szenes model, we obtain g K1 shown in Fig. 2 for different values of the variable w in Eq. (6). To get agreement with the temperature trend in Fig. 1 we have to assume that g is quite small (between 0.01 and 0.08). This may be reasonable for electronic energy deposition due to the small electron–phonon coupling. In contrast, in nuclear collisions that occur with 100 keV Ar+, a large fraction of the energy loss goes to displacements (approximately 60%), as verified by TRIM. Comparison of H and Ar data suggests that g is four times larger for Ar. We note that A for elastic collisions is an average transverse area of the collision cascade, rather than a track radius. Another important difference between Eqs. (1) and (4) is that the model predicts full amorphization for saturation fluences. It is important to realize that, at least two experimental factors may contribute to a measured /Amax < 1: an analysis area larger than the irradiation area, and target ice films of thickness larger than or comparable to the ion range. 4. Experimental methods The experiments were performed in a cryopumped ultrahigh vacuum chamber, with base pressure of 1 1010 Torr, which is connected to a 300 kV mass-analyzed ion-accelerator. Crystal- ð2Þ from which the radius of the amorphous track can be obtained. The amorphization rate is given by: duA ¼ Að1 uA Þ dF ð3Þ with solution: uA ðFÞ ¼ 1 expðAFÞ ð4Þ Comparing Eqs. (1) and (4) and considering that the dose in energy per molecule is D = F S, the fluence F times the stopping power cross section S = N1dE/dx: Fig. 2. The product g K1 from Eqs. (5)–(7). The temperature dependence for low w values appears as an effect of the specific heat of ice. The parameter labeling each curve is w used in Eq. (6). M. Famá et al. / Icarus 207 (2010) 314–319 line and amorphous films of high purity water ice were vapor deposited from a micro-capillary array doser onto a cooled goldcoated quartz-crystal microbalance (Sack and Baragiola, 1993), which has a sensitivity of 0.04 ML (1 ML = 1015 water molecules cm2). The crystalline film was deposited at 150 K and cooled to 80 K to avoid thermal re-crystallization during irradiation. The amorphous ice films were grown at 50 and 100 K; both cases show similar IR spectra. The amorphous ice grown at 100 K was also cooled down to 80 K before irradiation. In all cases, the column density of the ice films was 9.3 1018 molecules cm2, which is smaller than the range of the 225 keV protons. The irradiations were done at fluxes less than 1012 protons cm2 s1. We recall that vapor deposited films are porous. For this reason, our films are initially not fully compact, q 0.82 g cm3 (Westley et al., 1998) vs. 0.94 g cm3 for compact ice (Narten et al., 1976). The near-infrared reflectance spectra were measured at 2 cm1 resolution, using unpolarized light (tungsten halogen lamp) at 35° incidence angle, using an InGaAs detector. The spectra are converted to units of optical depth, ln(R/R0), derived from the ratio between the reflectance of the sample R to that of the bare gold mirror R0. We obtained the amorphous fraction by fitting the spectra in the near infrared to a combination of spectra for the pure amorphous and crystalline phases. 5. Results and discussion 5.1. Freshly deposited ices Fig. 3 shows the optical depth in the near-infrared region for crystalline and amorphous ices deposited at 100 and 150 K but measured at 80 K. The figure also shows the IR absorption spectrum for amorphous ice deposited at 50 K and taken at 80 K. We concentrate our analysis on the 1.65 lm band, of its diagnostic value in the remote sensing of planetary ices. This band is an overtone of the stretching mode (Sceats and Rice, 1979) which, by involving collective motion (Sceats and Rice, 1979; Buch and Devlin, 1999), is sharpest for the crystalline phase. Our spectra taken at 80 K show that the absorption band at 1.65 lm is intense and narrow in the crystalline phase, as seen previously (Mastrapa and Brown, 2006; Schmitt et al., 1998). The band is still present in amorphous ice, but it is broadened and blueshifted 10 nm (the precise peak position of this band in Fig. 4 is 317 Fig. 4. Optical depth for the near infrared absorption of crystalline and amorphous ice at 80 K irradiated with 225 keV protons up to a fluence of 3.8 1015 protons cm2. After subtracting a baseline, the spectra were displaced vertically for clarity. 1.653 lm and 1.643 lm for crystalline and amorphous ice respectively). This is in agreement with the observations of Mastrapa and Brown (2006). These results differ from the measurements of Leto et al. (2005), who observed a temperature-dependent 1.65 lm band for crystalline ice films grown at 150 K but could not detect the band for amorphous ice at the growth temperature of 16 K. 5.2. Irradiations The energy deposited by the projectiles along the penetration depth is constant within 15%, as evaluated using the TRIM code (Ziegler et al., 2008) for a 3 lm film. Fig. 4 shows the effect of ion irradiation on the near infrared absorption bands between 1.4 and 1.8 lm. For crystalline ice, the 1.65 lm band decreases and broadens with irradiation fluence, saturating at fluences higher than 3.8 1015 protons cm2. For amorphous ice, ion irradiation only causes a slight change in the infrared band, which is likely caused by the compaction during irradiation (Raut et al., 2008). Most importantly, both samples show the same spectra when they are fully irradiated. 5.3. Data analysis One method to estimate the crystalline and amorphous concentrations with irradiation fluence consists in assuming that the IR spectrum f of every partially irradiated sample results from the linear addition of equivalent crystalline and amorphous terms (Strazzulla et al., 1992), f ¼ /C f C þ /A f A Fig. 3. Optical depth in the near-infrared region for crystalline and amorphous ices at 80 K. Deposition temperatures were 150 and 100 K for crystalline and amorphous ices respectively (solid lines). The dotted line corresponds to a sample of amorphous ice grown at 50 K and also measured at 80 K. The spectra are baseline subtracted. ð8Þ where /C and /A are the fractions of crystalline and amorphous phases (/A = 1 /C), and fC and fA are the IR spectra for fully crystalline and fully amorphous ices respectively. We applied this method to the entire near-infrared spectra range (1.4–2.3 lm), shown in Fig. 5 left, obtaining an excellent match in all cases. Another method that has been reported consists in measuring the band area for the 1.65 lm band (Fig. 5 right) vs. irradiation dose. However, irradiation causes the band shape to change such that the minimum band area actually occurs before the ice is completely amorphized. Fig. 6 shows results from both methods. The fit in Fig. 6, using Eq. (6), results in rA = 56 ± 6 Å2 close to the value of 66 Å2 for the area of compaction of microporous amorphous ice (Raut et al., 2008). This similarity suggests a similar 318 M. Famá et al. / Icarus 207 (2010) 314–319 Fig. 5. Left: unirradiated and fully irradiated crystalline ice; ––– partially irradiated. ———— Fit using Eq. (8). Right: optical depth of the 1.65 lm band after baseline subtraction. The partially irradiated sample is found to be 66% amorphous. In Jupiter’s magnetosphere, amorphization will be dominated by ions of around 100 keV. The energy distribution falls rapidly above this value (Cooper et al., 2001) and energies below 10 keV do not contribute much to amorphization due to the small penetration and track radii. Using the same procedure as Raut et al. (2008) we obtain, for an order of magnitude estimate: s1 hrA Ui Fig. 6. (d) Fraction of amorphous phase vs. irradiation fluence of 225 keV protons. The solid line shows that amorphization of crystalline ice induced by ion irradiation varies exponentially with fluence. (s) 1–1.65 lm band area (normalized to zero fluence) vs. irradiation fluence. underlying process: the production of a transient liquid track by each ion that cools very fast, leading to amorphization if the ice was crystalline or to the compaction if the amorphous ice was microporous. Converting the experimental amorphization cross section into the variable K1 gives 4 ± 0.4 eV/mol which satisfactorily compares with previous results shown in Fig. 1. In contrast with some previous reports in the literature, we find that crystalline ice fully amorphizes at 80 K when irradiated with energetic ions. 6. Astrophysical implications Raut et al. (2008) developed a model to calculate the compaction time s of nanoporous ice due to ionizing radiation based on their laboratory results. The model was applied to cosmic ray impact in the interstellar medium, resulting in s1 ¼ 38f ð9Þ where f is the ionization rate of interstellar H2 in the medium. Using known ionization rates, yields s 30 ± 20 Myr. This time should also hold for amorphization of crystalline ice, since the track radius is very similar, as stated above. ð10Þ where rA is the amorphization cross section, U the ion flux and hrAUi an average, over the ion type and energy distribution. Using rA 5 1015 cm2 and U = 104–107 cm2 s1 from Ganymede’s equator to Europa, we obtain amorphization times in the range 0.6–600 years. This time will be larger for the satellites of Saturn, where the magnetosphere has lower fluxes. For trans-neptunian objects (TNO), the main ion fluxes are the weak solar wind (which can only amorphize a small fraction of the optical depth, and cosmic rays). Hence, our estimate for those objects is tens of millions of years, somewhat larger than for interstellar grains due to the reduction of cosmic ray fluxes by the interplanetary magnetic field. In the absence of internal heat sources, crystalline ice in TNOs is likely formed in impacts of meteorites or comets, which cause the surface ice to liquefy and then cool slowly into crystalline ice. Such cometary impacts need to be only more frequent than 107/year to explain the observation of crystalline ice in those objects. 7. Conclusions In this work, we analyzed the extant measurements of amorphization of crystalline ice by different irradiation sources, pointing out similarities and discrepancies between different results. The amount of energy deposited per molecule required for amorphization is found to increase with temperature within a broad band for different projectiles. This behavior is explained, using a thermal spike model, to result from the variation of the specific heat of ice with temperature. We presented an improved analysis of the 1.65 lm absorption band to obtain more reliable crystalline/amorphous ratios, useful to interpret remote sensing data of ices in the outer Solar System. Using this method, we analyzed our experiments on irradiation of crystalline ice by 225 keV protons finding that, at high fluences, the films become completely amorphous. The results show the fluence dependence for amorphization is in agreement with previous reports. Although the model applies only to ion impact, the idea should be applicable to the hot spots occurring in spurs induced by electrons and in photoabsorption. M. Famá et al. / Icarus 207 (2010) 314–319 These results and conclusions re-open the question about the origin and presence of crystalline ice in astrophysical bodies at low temperatures that are constantly exposed to energetic charged particles and photons. Acknowledgment This work was funded by NASA Outer Planet Research Program. References Baragiola, R.A., 2003. 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