TABLE 6. U.S. research and development expenditures, by source of funds and performing sector: 1953–2012 Funding source: All Other Federal sources All Year Performer: performers Total 5,160 5,617 6,281 8,500 9,908 10,915 12,490 13,711 14,564 15,636 17,519 19,103 20,252 22,072 23,346 24,666 25,996 26,271 26,952 28,740 30,952 33,359 35,671 39,435 43,338 48,719 55,379 63,224 72,292 80,748 89,950 102,244 114,671 120,249 2,783 3,098 3,603 4,978 6,233 6,974 8,167 8,915 9,484 10,138 11,645 12,764 13,194 14,165 14,563 14,964 15,228 14,984 15,210 16,039 16,587 17,287 18,533 20,292 22,071 24,414 27,225 29,986 33,739 37,133 41,451 46,470 52,641 54,622 Federal Industryb Industry FFRDCsb U&Cc NA NA 123 333 407 323 418 477 555 426 414 463 373 355 419 415 464 473 491 548 545 648 727 890 962 1,082 1,164 1,277 1,385 1,484 1,585 1,739 1,863 1,891 149 165 191 221 242 280 356 453 557 687 839 995 1,167 1,335 1,491 1,586 1,624 1,686 1,760 1,890 2,009 2,160 2,400 2,619 2,893 3,329 3,848 4,335 4,670 4,879 5,210 5,748 6,388 7,028 Industry U&C Other 131 161 187 217 267 316 349 385 440 500 580 629 630 652 696 722 731 727 735 785 841 926 1,067 1,266 1,467 1,772 2,013 2,306 2,484 2,544 2,840 3,243 3,616 3,973 58 61 64 71 79 95 125 148 169 200 234 250 286 329 342 364 388 410 427 472 566 639 675 711 740 830 985 1,017 1,075 1,129 1,306 1,548 1,694 1,686 Nonprofit FFRDCs nonprofitd FFRDCsd Total Industrye U&C Other Other nonprofit Other U&Cc nonprofitf U&Cc Total nonprofitf 21 24 27 32 37 39 40 40 40 41 41 41 42 45 52 58 61 66 72 79 90 104 118 131 155 182 215 264 314 363 432 518 630 745 26 31 35 37 37 38 42 48 49 54 55 55 62 70 74 81 93 95 98 101 105 114 124 135 147 160 174 189 206 224 244 265 289 314 37 40 42 46 51 56 61 67 75 84 96 114 136 165 200 221 233 259 290 312 343 393 432 480 569 679 785 920 1,058 1,207 1,357 1,514 1,743 2,019 55 60 64 74 91 107 117 123 148 179 197 200 225 252 271 290 316 343 366 393 422 474 534 592 662 727 791 871 967 1,095 1,220 1,351 1,491 1,647 governmenta U&Cc U&Cc 27 29 32 36 40 45 50 55 62 70 78 88 101 114 126 139 155 171 182 195 211 239 272 300 337 364 386 419 463 534 595 654 713 780 40 45 50 57 64 72 81 90 101 112 125 138 150 160 168 185 208 237 262 282 302 320 348 369 394 443 482 519 581 621 658 721 834 969 Current $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1,015 963 973 1,130 1,297 1,507 1,681 1,801 1,987 2,188 2,558 2,965 3,156 3,308 3,444 3,497 3,790 4,154 4,409 4,676 4,837 5,132 5,561 5,890 6,211 6,962 7,471 7,831 8,605 9,501 10,830 11,916 13,093 13,504 1,430 1,750 2,057 2,995 3,928 4,436 5,217 5,604 5,685 6,008 6,856 7,257 7,367 7,977 7,946 8,145 7,987 7,306 7,175 7,469 7,600 7,572 7,878 8,671 9,523 10,107 11,354 12,752 14,997 17,061 19,095 21,657 25,333 26,000 NA NA 9 11 14 18 22 48 92 130 165 205 215 210 225 235 245 230 215 200 190 210 225 245 275 333 390 469 524 536 585 620 655 541 2,247 2,375 2,522 3,346 3,470 3,707 4,065 4,516 4,757 5,124 5,456 5,888 6,549 7,331 8,146 9,008 10,011 10,449 10,824 11,715 13,299 14,885 15,824 17,702 19,642 22,457 26,097 30,929 35,948 40,692 45,264 52,187 57,962 60,991 2,200 2,320 2,460 3,277 3,396 3,630 3,983 4,428 4,668 5,029 5,360 5,792 6,445 7,216 8,020 8,869 9,857 10,288 10,654 11,535 13,104 14,667 15,582 17,436 19,340 22,115 25,708 30,476 35,428 40,105 44,588 51,404 57,043 59,932 28 31 32 38 51 62 67 68 86 109 119 112 124 138 145 151 161 172 184 198 211 235 262 292 326 363 405 452 504 561 626 698 778 867 TABLE 6. U.S. research and development expenditures, by source of funds and performing sector: 1953–2012 Funding source: All Other Federal sources All Year Federal Industryb Performer: performers Total 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) 126,360 133,881 141,891 151,993 160,876 165,350 165,730 169,207 183,625 197,346 212,152 226,457 245,318 268,905 279,716 279,387 293,060 304,547 327,185 352,567 379,681 406,610 404,731 407,703 428,163 452,556 58,609 60,131 60,466 61,610 60,783 60,915 60,528 60,777 62,969 63,394 64,574 66,383 67,366 67,862 74,966 80,315 86,705 92,360 97,041 101,558 106,858 119,423 127,467 127,813 129,068 135,018 13,588 14,342 15,231 15,671 15,249 15,853 16,531 16,355 16,904 16,585 16,819 17,362 18,142 19,247 22,374 23,798 24,982 24,898 26,322 28,240 29,859 29,839 30,560 31,970 35,775 37,574 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 31,904 34,408 37,839 49,507 55,844 60,168 68,047 73,674 77,377 81,953 90,856 97,569 101,585 17,204 18,979 21,706 28,994 35,128 38,444 44,497 47,904 50,388 53,137 60,395 65,195 66,179 6,276 5,896 5,860 6,584 7,311 8,305 9,159 9,675 10,558 11,466 13,269 15,146 15,831 Industry Industry U&C Other Nonprofit 7,768 8,593 9,317 9,939 10,667 11,528 12,307 12,996 13,592 14,084 14,530 15,174 16,264 17,719 19,767 22,654 25,727 27,872 29,019 29,600 30,160 31,178 33,434 36,565 37,714 37,393 4,287 4,581 4,756 4,894 5,120 5,259 5,289 5,294 5,367 5,395 5,463 5,559 5,652 5,742 6,225 7,102 7,301 7,659 7,817 7,306 5,567 4,766 5,052 5,315 5,246 5,174 1,704 1,762 2,062 2,346 2,679 2,806 2,843 2,911 2,847 2,906 3,014 3,281 3,761 4,510 5,488 5,778 5,945 6,537 6,545 6,044 5,980 6,236 7,097 7,093 6,553 6,305 509 510 547 636 696 748 749 758 808 772 821 843 1,013 1,526 2,192 2,319 2,494 2,644 2,828 2,943 3,543 4,698 5,106 5,457 5,516 5,464 921 1,008 1,151 1,287 1,361 1,543 1,937 2,431 2,957 3,598 4,349 5,082 5,854 810 983 1,127 1,264 1,502 1,739 1,901 2,069 2,338 2,621 3,005 3,213 3,158 356 371 386 411 442 524 678 795 898 1,048 1,214 1,277 1,435 FFRDCsb U&Cc 28,757 28,221 26,359 25,802 24,095 22,369 20,844 20,261 21,178 21,356 21,798 22,086 20,496 17,117 16,899 16,401 17,798 20,266 21,909 24,304 26,585 36,360 39,573 34,199 31,309 36,300 1,995 2,122 2,195 2,323 2,277 2,353 1,965 2,202 2,273 2,297 2,130 2,078 2,039 2,001 2,020 2,263 2,458 2,485 2,601 3,122 5,165 6,346 6,646 7,214 6,956 6,808 8,842 10,721 12,392 17,444 22,139 24,453 28,424 30,112 30,203 31,489 35,556 37,066 36,953 NA NA 741 1,940 2,294 1,781 2,277 2,563 2,949 2,233 2,147 2,365 1,871 FFRDCs nonprofitd FFRDCsd Total Industrye 62,576 67,977 74,966 83,208 92,300 96,229 96,549 99,204 110,871 123,417 136,228 147,825 164,606 186,037 188,336 180,643 186,113 191,307 207,725 227,110 246,741 258,691 247,270 249,188 267,306 285,040 U&C Other Other nonprofit Other U&Cc nonprofitf U&Cc Total nonprofitf 61,403 66,672 73,501 81,602 90,580 94,388 94,591 97,131 108,652 121,015 133,611 145,016 161,594 182,844 185,118 177,467 182,926 188,035 204,250 223,365 242,682 254,321 242,820 244,778 262,784 280,400 831 933 1,061 1,166 1,242 1,320 1,392 1,456 1,548 1,672 1,808 1,950 2,082 2,174 2,189 2,178 2,166 2,231 2,368 2,563 2,803 3,069 3,193 3,145 3,189 3,242 342 372 405 440 479 521 567 617 671 730 809 859 931 1,020 1,029 998 1,020 1,041 1,107 1,182 1,257 1,301 1,258 1,265 1,333 1,398 2,262 2,527 2,852 3,187 3,458 3,569 3,709 3,938 4,110 4,436 4,838 5,163 5,619 6,231 6,826 7,617 8,226 8,562 9,265 10,076 10,833 11,640 11,917 12,100 12,965 13,506 1,849 2,081 2,333 2,589 2,852 3,113 3,388 3,665 3,925 4,239 4,590 5,114 5,628 6,528 7,192 8,203 9,160 9,310 10,095 10,641 11,810 13,151 14,268 14,814 15,106 15,333 13,603 14,213 14,819 19,087 19,140 20,010 21,701 23,793 24,800 26,358 27,798 29,583 32,328 127 144 163 183 206 215 215 215 213 212 210 207 208 161 190 211 216 209 209 229 258 260 283 285 281 311 226 242 253 268 287 306 332 360 396 440 498 580 682 340 368 386 431 513 587 635 661 786 936 1,022 1,022 1,126 governmenta U&Cc U&Cc 967 1,078 1,202 1,340 1,494 1,666 1,857 2,071 2,308 2,574 2,804 3,192 3,516 4,204 4,650 5,374 6,176 6,201 6,800 7,111 7,896 8,827 9,647 10,043 10,234 10,410 882 1,003 1,131 1,249 1,358 1,448 1,531 1,595 1,617 1,666 1,786 1,922 2,112 2,324 2,542 2,828 2,984 3,109 3,294 3,530 3,915 4,324 4,620 4,771 4,872 4,923 1,065 1,165 1,274 1,399 1,483 1,525 1,557 1,623 1,751 1,861 1,922 1,972 2,098 2,246 2,395 2,610 2,856 3,008 3,060 3,182 3,438 3,706 3,809 3,788 3,718 3,659 173 190 193 221 287 342 365 365 457 571 617 572 622 167 178 193 210 225 245 270 296 329 364 405 449 504 244 273 301 329 361 397 439 484 534 587 648 702 750 2005 constant $millions 0 0 51 64 79 99 120 258 486 681 856 1,047 1,078 13,890 14,547 15,193 19,486 19,554 20,435 22,145 24,266 25,273 26,854 28,293 30,071 32,847 TABLE 6. U.S. research and development expenditures, by source of funds and performing sector: 1953–2012 Funding source: All Other Federal sources All Year 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 Performer: performers Total 107,657 110,483 111,968 112,449 107,947 105,470 107,815 110,004 108,691 106,193 111,023 114,703 120,488 126,443 132,294 138,307 145,598 156,021 170,926 186,067 190,897 194,940 199,688 203,934 210,337 215,006 215,868 211,686 211,666 225,015 237,309 250,687 264,602 282,488 303,084 69,090 68,917 67,928 65,873 61,569 59,522 60,169 58,952 56,325 55,173 57,128 58,417 60,378 62,161 62,745 64,548 66,956 71,898 77,687 85,417 86,714 90,419 89,687 86,905 85,260 81,235 79,525 77,311 76,028 77,162 76,231 76,303 77,565 77,574 76,487 Federal Industryb 16,134 16,300 15,875 16,395 17,068 17,253 17,540 17,189 16,723 16,556 16,583 16,440 17,218 17,059 16,385 16,462 17,132 18,784 19,920 21,245 21,439 20,963 21,392 21,890 21,687 20,380 20,696 21,114 20,459 20,714 19,943 19,874 20,287 20,891 21,693 38,909 37,603 36,973 34,549 30,020 28,078 28,019 27,011 24,671 23,453 24,412 25,205 24,996 25,924 26,683 28,692 30,763 33,121 36,205 41,106 41,276 44,364 42,092 37,885 35,706 32,202 29,203 26,624 25,345 25,952 25,681 25,757 25,806 23,601 19,293 Industry FFRDCsb U&Cc 1,732 1,983 1,884 2,007 1,944 1,921 2,056 1,937 2,111 2,164 2,506 2,546 2,676 2,658 2,672 2,650 2,676 2,749 2,907 3,023 3,002 3,078 3,165 3,155 3,215 3,043 3,072 2,510 2,755 2,785 2,762 2,517 2,428 2,348 2,255 6,512 7,054 7,199 7,023 6,926 6,885 7,090 7,138 7,038 7,145 7,373 7,656 8,232 8,786 9,070 8,934 8,797 9,037 9,608 10,365 11,156 11,984 12,817 13,390 13,754 14,256 15,049 15,720 16,256 16,656 16,936 17,169 17,730 18,728 19,971 Industry U&C Other Nonprofit 3,178 3,294 3,277 3,162 2,985 2,874 2,945 2,989 3,017 3,176 3,563 3,883 4,381 4,596 4,825 4,753 4,586 4,927 5,422 5,867 6,307 6,614 6,832 6,835 6,772 6,843 6,866 6,756 6,622 6,577 6,487 6,455 6,496 6,508 6,472 1,602 1,618 1,652 1,676 1,683 1,669 1,769 2,012 2,080 2,009 2,002 1,959 2,053 2,249 2,128 2,056 2,036 2,264 2,587 2,748 2,676 2,629 2,629 2,964 3,246 3,580 3,663 3,632 3,642 3,489 3,494 3,561 3,833 4,330 5,083 1,024 1,065 1,067 1,060 945 841 750 675 684 670 690 728 822 890 981 1,003 966 1,015 1,037 1,062 859 786 760 786 880 930 976 957 949 990 928 970 985 1,167 1,720 FFRDCs nonprofitd FFRDCsd Total Industrye 35,758 38,547 40,888 43,302 42,932 42,357 43,947 47,264 48,499 47,109 49,838 51,986 55,537 59,585 64,718 68,775 73,373 78,512 87,244 94,050 96,825 96,538 101,390 107,746 115,148 123,357 125,628 123,322 124,097 135,861 148,409 160,972 172,725 189,547 209,684 35,197 37,953 40,259 42,638 42,273 41,692 43,272 46,573 47,788 46,387 49,089 51,188 54,693 58,697 63,770 67,780 72,314 77,340 85,935 92,559 95,143 94,728 99,443 105,640 112,926 121,058 123,225 120,820 121,504 133,143 145,521 157,880 169,443 186,078 206,085 U&C Other Other nonprofit Other governmenta U&Cc nonprofitf U&Cc Total nonprofitf U&Cc U&Cc 219 244 261 262 269 282 296 318 339 351 369 409 449 490 551 601 655 749 865 1,022 1,183 1,282 1,392 1,524 1,613 1,659 1,723 1,777 1,821 1,896 2,010 2,136 2,278 2,397 2,450 341 350 368 402 390 384 379 373 372 370 381 389 396 398 396 394 404 423 444 469 499 527 555 582 609 640 680 724 772 822 878 956 1,004 1,072 1,149 802 944 1,001 1,008 1,062 1,133 1,169 1,219 1,279 1,285 1,351 1,505 1,679 1,792 1,924 2,023 2,175 2,353 2,531 2,828 3,204 3,490 3,769 4,099 4,410 4,621 4,659 4,737 4,926 5,036 5,334 5,717 6,033 6,471 7,023 1,227 1,280 1,314 1,367 1,409 1,432 1,472 1,498 1,545 1,590 1,666 1,753 1,798 1,805 1,822 1,849 1,974 2,117 2,259 2,419 2,615 2,852 3,104 3,353 3,583 3,812 4,064 4,327 4,585 4,810 5,097 5,424 5,976 6,480 7,358 554 594 629 670 703 712 730 748 779 810 843 891 899 880 877 886 962 1,031 1,092 1,157 1,238 1,360 1,496 1,626 1,728 1,815 1,890 1,955 1,995 1,981 2,003 2,111 2,246 2,432 2,620 780 795 838 900 974 1,025 1,058 1,072 1,043 1,036 1,039 1,043 1,096 1,099 1,085 1,112 1,120 1,141 1,205 1,352 1,538 1,642 1,738 1,831 1,936 1,981 1,991 1,989 2,030 2,146 2,238 2,271 2,304 2,416 2,532 673 686 685 696 707 720 743 750 766 781 823 863 899 925 945 964 1,012 1,086 1,167 1,263 1,377 1,492 1,608 1,728 1,855 1,997 2,175 2,372 2,590 2,829 3,095 3,313 3,730 4,048 4,739 TABLE 6. U.S. research and development expenditures, by source of funds and performing sector: 1953–2012 Funding source: All Other Federal sources All Year Performer: performers Total 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) 308,304 303,036 311,319 314,660 327,185 341,532 357,426 374,472 369,517 367,326 377,706 392,206 82,628 87,113 92,107 95,427 97,041 98,379 100,595 109,984 116,377 115,155 113,858 117,013 Federal Industryb 24,661 25,812 26,539 25,724 26,322 27,356 28,109 27,480 27,901 28,804 31,559 32,563 Industry FFRDCsb U&Cc 2,227 2,455 2,611 2,568 2,601 3,024 4,862 5,844 6,068 6,499 6,136 5,900 21,787 24,572 27,330 28,798 29,019 28,673 28,393 28,714 30,525 32,944 33,269 32,407 18,626 17,789 18,907 20,939 21,909 23,543 25,027 33,486 36,130 30,812 27,619 31,459 Industry U&C Other Nonprofit 6,862 7,703 7,756 7,913 7,817 7,078 5,241 4,389 4,612 4,788 4,628 4,484 6,049 6,267 6,315 6,754 6,545 5,854 5,629 5,743 6,480 6,391 5,781 5,464 2,416 2,515 2,649 2,732 2,828 2,851 3,335 4,327 4,662 4,916 4,866 4,735 FFRDCs nonprofitd FFRDCsd Total Industrye 207,585 195,933 197,708 197,660 207,725 220,002 232,278 238,244 225,756 224,510 235,805 247,029 204,038 192,488 194,323 194,279 204,250 216,374 228,457 234,219 221,693 220,536 231,816 243,008 U&C Other U&Cc nonprofitf U&Cc 2,413 2,362 2,301 2,305 2,368 2,483 2,638 2,827 2,915 2,833 2,813 2,809 1,134 1,083 1,084 1,076 1,107 1,145 1,183 1,198 1,148 1,140 1,176 1,212 7,523 8,262 8,739 8,846 9,265 9,760 10,198 10,720 10,880 10,901 11,437 11,705 Other nonprofit Other Total nonprofitf 7,927 8,897 9,730 9,619 10,095 10,308 11,118 12,111 13,026 13,347 13,326 13,288 5,125 5,829 6,561 6,407 6,800 6,888 7,433 8,129 8,808 9,048 9,028 9,022 governmenta U&Cc U&Cc 2,802 3,068 3,169 3,212 3,294 3,420 3,685 3,982 4,218 4,299 4,298 4,266 2,640 2,831 3,034 3,108 3,060 3,083 3,237 3,413 3,477 3,413 3,280 3,171 NA = not available; included in data for federal funding to industry and federal funding to other nonprofit institutions. FFRDC = federally funded R&D center; U&C = universities and colleges. a Due to survey limitations, data on R&D funded by other (nonfederal) government are separately available only for U&C; nonetheless, other government funded R&D is included in the own performance of these other sectors (e.g., other government funding to other nonprofits is included in other nonprofit funding for their own R&D). b Federal funding for industry in 1953–54 did not separate out industry-administered FFRDCs, and the data for federal funding to industry for these years include the funding to these FFRDCs. c The data for U&C R&D before 2003 cover only science and engineering (S&E) fields; in 2003 and later years, the R&D in non-S&E fields is also included. Non-S&E R&D was $1.4 billion in 2003 and $3.5 billion in 2012. Adjustments have also been made to U&C R&D for 1998 and later years to eliminate double counting of (since 1998) S&E R&D and (since 2010) non-S&E funds passed through from one academic institution to another. For FY 1998, $479 million in total pass-through funds and $421 million in federal pass-through funds were reported. For FY 2012, total pass-through funds were an estimated $3.069 billion and federal pass-through funds were an estimated $2.747 billion. d Federal funding for other nonprofit institutions in 1953–54 did not separate out nonprofit-administered FFRDCs, and the data for federal funding to other nonprofit institutions these years include the funding to these FFRDCs. e Industry sources of funding for industry R&D include all nonfederal sources of funding. f The 1998–2012 data for other nonprofit R&D are not based on a dedicated nonprofit survey and may later be revised. NOTES: The R&D data for 2012 are preliminary and may later be revised. Some back-year data may have been revised, accordingly, for trend comparisons, use only the historical data reported here; do not use data published earlier. Detail may not add to total due to rounding. Constant-dollar estimates are derived from unrounded data. Data are based on annual reports by performers, except for the nonprofit sector. The R&D expenditures of FFRDCs are chiefly from federal funding, but any nonfederal funds are included in the totals. Expenditures for industry and, before 2001, for industry-administered FFRDCs are collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal year data. In most cases, the approximation equals 75% of the amount reported in the same fiscal year plus 25% of the amount reported in the subsequent fiscal year. However, the fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, the federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers before 1977 equal 50% of the amount reported in the same fiscal year plus 50% of amount reported in the subsequent fiscal year. Los Alamos National Laboratory (some $2 billion in annual R&D expenditures in recent years) became industry administered in June 2006—previously, it was U&C administered. Lawrence Livermore National Laboratory (more than $1 billion in annual R&D expenditures in recent years) became industry administered in October 2007—previously, it was U&C administered. The distribution of R&D expenditures from 2006 to 2008 for both industry- and U&Cadministered FFRDCs reflect these shifts. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources (annual series), Business R&D and Innovation Survey (annual series), Higher Education R&D Survey (annual series), Survey of Federal Funds for R&D (annual series), FFRDC R&D Survey (annual series), R&D Funding and Performance by Nonprofit Organizations (FYs 1996–97). All NSF/NCSES reports available at http://www.nsf.gov/statistics/.
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