TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 source: performers Industry Industrya Federal All sources Federal 1,289 1,378 1,514 1,928 2,414 2,758 2,940 3,065 3,123 3,698 3,865 4,201 4,374 4,653 4,848 5,137 5,454 5,752 5,833 6,147 6,655 7,344 8,091 8,976 9,662 10,704 12,097 13,714 16,329 18,218 20,298 22,451 25,401 27,240 347 330 333 387 446 516 577 615 668 709 809 947 994 1,012 1,069 1,112 1,229 1,334 1,355 1,434 1,527 1,652 1,912 2,068 2,081 2,242 2,415 2,546 2,731 2,802 2,991 2,961 3,135 3,204 Total Federalb Industrye 726 814 928 1,268 1,670 1,911 1,991 2,029 1,977 2,449 2,457 2,538 2,612 2,790 2,832 3,037 3,192 3,330 3,348 3,407 3,715 4,168 4,431 4,945 5,424 6,065 6,975 8,175 10,401 11,956 13,513 15,218 17,625 19,131 288 322 368 474 678 774 813 833 812 1,011 1,007 978 992 986 983 956 920 952 907 845 883 905 991 1,033 1,113 1,195 1,305 1,625 2,042 2,593 3,227 3,677 4,717 4,049 U&C U&Cc Other FFRDCsb 438 492 560 794 992 1,137 1,178 1,196 1,165 1,438 1,450 1,560 1,620 1,804 1,849 2,081 2,272 2,378 2,441 2,562 2,832 3,263 3,440 3,912 4,311 4,870 5,670 6,550 8,359 9,363 10,286 11,541 12,908 15,082 Total Total Federal NA NA NA NA NA NA NA NA NA NA NA 62 46 53 83 87 95 97 67 107 110 120 139 167 212 235 250 275 298 367 414 547 630 629 134 137 142 146 147 152 167 186 199 216 230 256 304 351 389 405 417 451 499 619 725 794 934 1,042 1,126 1,247 1,418 1,622 1,781 1,915 2,116 2,332 2,527 2,780 59 60 63 65 63 66 78 93 104 119 128 142 176 208 238 250 257 280 306 391 450 477 550 596 626 676 793 912 953 1,007 1,122 1,226 1,296 1,393 governmentf Nonprofit Other nonprofit FFRDCs Other Industry U&C nonprofit Total Current $millions 30 7 32 8 32 9 33 10 34 12 35 12 37 13 39 13 40 13 41 14 42 14 45 14 46 13 47 14 46 16 46 16 48 16 51 18 61 19 74 21 88 26 96 32 113 39 127 45 134 51 151 61 161 71 174 88 199 108 207 121 215 141 234 168 262 198 298 229 28 28 27 27 27 27 28 29 30 30 32 37 42 48 54 55 54 56 67 82 100 118 141 166 194 232 263 308 363 402 443 491 547 620 10 10 11 11 11 12 12 12 13 13 14 18 27 34 36 39 43 47 47 52 62 72 92 109 121 128 129 140 159 178 194 212 224 240 48 58 68 79 94 111 121 129 145 163 186 203 206 213 225 221 213 213 216 224 203 191 219 263 297 324 360 421 422 433 473 548 580 554 Total Federald 35 40 43 49 58 69 85 108 135 162 183 196 213 234 251 276 308 328 349 357 376 420 456 492 523 592 680 675 628 655 713 764 822 867 14 16 18 21 24 30 43 63 83 98 115 130 140 153 166 186 210 225 241 243 257 290 315 338 355 409 480 458 391 398 433 459 490 506 FFRDCsd Other Industryg nonprofitg 11 13 14 14 14 14 15 17 17 19 19 19 21 24 25 28 32 33 34 35 36 39 42 45 48 52 55 60 64 69 74 79 85 91 10 11 11 14 20 25 27 28 35 45 49 47 52 57 60 62 66 70 74 79 83 91 100 109 120 132 144 158 173 189 207 226 247 270 Total NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 68 91 78 80 82 75 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: performers Industry Industrya Federal All Total Federalb Industrye sources Federal 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) 27,951 29,528 32,277 34,897 38,631 37,936 37,283 36,618 40,936 43,170 46,554 46,362 52,007 56,681 64,176 50,796 61,379 69,469 70,001 76,735 83,551 74,793 72,891 79,526 82,425 86,773 3,366 3,362 3,566 3,652 4,093 4,337 4,838 4,985 4,952 4,872 4,997 5,146 5,530 6,105 7,052 7,487 7,672 7,455 7,557 7,435 7,222 7,316 7,874 8,016 7,849 8,084 19,190 20,377 22,317 24,399 27,013 25,660 24,251 22,988 26,919 29,010 32,430 32,208 36,638 39,176 44,012 28,533 37,334 45,432 45,284 51,173 57,570 46,864 41,055 44,906 47,186 50,756 4,037 3,846 4,324 5,967 5,588 4,476 4,295 3,616 3,164 3,640 2,648 2,632 2,817 2,682 3,603 2,452 4,473 4,775 5,289 6,140 8,945 5,397 7,797 4,705 4,404 5,106 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 7,970 8,442 9,117 11,227 13,603 15,203 16,015 16,469 16,592 19,380 20,042 21,457 21,937 2,145 2,019 2,006 2,251 2,511 2,844 3,141 3,302 3,549 3,713 4,196 4,834 4,983 4,489 4,987 5,590 7,385 9,412 10,534 10,848 10,902 10,503 12,836 12,742 12,963 13,102 1,781 1,973 2,217 2,761 3,821 4,267 4,429 4,476 4,314 5,299 5,222 4,995 4,976 U&C U&Cc Other FFRDCsb Nonprofit Other nonprofit FFRDCs Other FFRDCsd Other Total Total Federal governmentf Industry U&C nonprofit Total Total Federald Industryg nonprofitg 15,153 16,531 17,993 18,432 21,425 21,184 19,956 19,372 23,755 25,370 29,782 29,576 33,821 36,494 40,409 26,081 32,861 40,657 39,995 45,033 48,625 41,467 33,258 40,201 42,782 45,650 623 371 374 386 433 507 435 503 535 231 213 230 274 269 821 1,090 1,413 1,459 1,414 1,314 1,168 1,975 2,010 2,249 2,256 2,387 3,219 3,779 4,188 4,406 4,611 4,882 5,149 5,390 5,659 5,885 5,523 5,197 5,762 6,494 7,054 7,876 8,801 9,164 9,395 9,794 10,249 11,316 13,444 15,517 16,554 16,896 1,643 1,958 2,121 2,140 2,232 2,415 2,542 2,644 2,779 2,864 2,550 2,260 2,661 3,194 3,553 4,056 4,660 4,902 5,032 5,318 5,548 6,144 7,708 9,407 10,071 10,147 333 377 417 453 468 479 496 517 559 584 553 526 546 571 601 654 729 758 743 736 770 843 928 972 973 975 260 302 347 377 392 414 443 464 494 524 519 520 542 553 549 546 553 562 575 593 628 698 778 807 835 864 707 818 933 1,031 1,091 1,120 1,181 1,256 1,311 1,390 1,389 1,378 1,463 1,585 1,712 1,911 2,098 2,158 2,247 2,331 2,426 2,647 2,903 3,106 3,398 3,599 276 325 370 404 428 454 487 509 516 522 512 513 550 591 638 709 761 783 799 816 877 983 1,127 1,225 1,276 1,312 532 547 603 689 927 940 962 982 1,050 1,270 1,337 1,372 1,247 1,291 1,405 1,663 1,600 1,481 1,637 1,827 1,354 855 1,282 1,274 1,318 1,386 948 1,026 1,159 1,284 1,468 1,528 1,544 1,659 1,692 1,781 1,926 2,087 2,427 3,155 3,589 3,882 4,311 4,283 4,435 4,694 4,902 5,167 5,813 5,907 5,622 5,675 555 599 695 780 921 933 900 960 934 960 1,011 1,060 1,300 1,831 2,150 2,267 2,487 2,448 2,432 2,592 2,583 2,600 3,049 3,041 2,691 2,682 98 105 112 120 129 138 148 158 170 182 205 218 236 258 261 253 259 264 280 300 318 330 319 321 338 354 295 322 352 384 419 456 497 541 589 640 711 809 891 1,066 1,178 1,362 1,565 1,572 1,723 1,802 2,001 2,237 2,445 2,545 2,594 2,638 74 66 70 81 86 81 103 111 129 122 128 123 130 190 244 266 249 194 278 500 1,085 1,300 1,414 1,658 1,640 1,589 2,708 3,014 3,374 4,625 5,591 6,268 6,418 6,426 6,189 7,537 7,520 7,968 8,126 NA NA NA NA NA NA NA NA NA NA NA 317 231 825 836 852 850 826 835 910 997 1,055 1,132 1,190 1,305 1,522 365 365 380 379 355 361 422 500 550 621 661 725 880 2005 constant $millions 186 40 193 46 195 51 193 58 191 65 195 66 201 68 208 70 212 69 213 71 219 73 231 69 233 65 172 171 164 157 153 150 153 155 157 159 168 191 211 62 61 63 64 62 63 65 64 66 68 70 89 133 294 355 410 457 530 609 657 690 770 852 965 1,037 1,031 216 245 259 282 324 380 460 578 715 846 949 1,001 1,068 87 98 108 119 132 165 232 336 438 511 596 664 702 68 80 84 82 79 77 82 91 90 100 99 97 105 62 67 66 82 113 138 147 150 186 236 254 240 261 NA NA NA NA NA NA NA NA NA NA NA NA NA Total TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 source: performers Industry Industrya Federal All sources Federal 22,693 22,942 23,319 23,593 23,637 22,826 23,059 23,654 23,928 24,087 25,272 25,574 26,473 27,620 28,697 31,241 32,849 35,208 37,532 41,216 43,243 43,121 44,042 46,390 48,292 51,630 49,526 47,621 45,806 50,163 51,912 55,011 54,171 59,887 63,885 4,936 5,057 5,045 5,317 5,481 5,302 5,379 5,428 5,383 5,691 5,823 5,507 5,544 5,514 5,327 5,226 5,052 5,188 4,950 5,087 5,086 5,192 5,014 5,126 5,054 5,471 5,662 6,180 6,236 6,069 5,859 5,904 6,012 6,368 6,881 Total Federalb Industrye 13,609 13,402 13,786 13,808 13,683 13,102 12,781 13,203 13,580 13,191 13,922 14,356 14,999 15,926 17,106 19,899 21,558 23,439 25,441 28,599 30,371 29,605 30,393 32,075 33,765 36,102 33,500 30,976 28,756 32,987 34,885 38,321 37,633 42,189 44,156 4,809 4,652 4,340 3,980 3,912 3,549 3,170 3,138 2,949 2,950 2,908 2,946 2,955 2,980 3,400 3,907 4,675 5,597 6,147 7,654 6,428 6,228 5,736 6,215 8,258 7,468 5,844 5,486 4,523 3,877 4,377 3,129 3,075 3,244 3,023 U&C U&Cc Other FFRDCsb 8,799 8,750 9,446 9,828 9,771 9,552 9,611 10,065 10,632 10,241 11,014 11,410 12,044 12,946 13,706 15,992 16,883 17,841 19,294 20,945 23,943 23,377 24,656 25,861 25,507 28,634 27,656 25,490 24,233 29,109 30,507 35,192 34,558 38,945 41,133 Nonprofit Other nonprofit FFRDCs Other Total Total Federal governmentf Industry U&C nonprofit Total Total Federald 259 393 395 411 399 262 401 391 391 414 470 561 581 571 575 570 662 718 914 1,022 999 961 553 538 534 579 662 556 629 656 278 252 269 316 303 1,712 1,839 1,838 1,804 1,851 1,953 2,320 2,575 2,585 2,780 2,933 2,979 3,083 3,237 3,395 3,407 3,452 3,670 3,898 4,101 4,413 4,966 5,637 6,019 6,097 6,162 6,374 6,577 6,742 6,934 7,076 6,526 6,072 6,635 7,319 1,015 1,124 1,133 1,110 1,148 1,197 1,465 1,598 1,553 1,636 1,677 1,656 1,671 1,810 1,909 1,823 1,815 1,947 2,050 2,104 2,211 2,534 2,921 3,049 2,962 2,983 3,153 3,247 3,307 3,405 3,444 3,013 2,640 3,064 3,600 230 216 209 208 210 237 278 311 313 338 359 356 374 369 363 381 374 373 391 425 473 514 562 599 626 625 625 633 647 685 702 653 615 629 644 68 73 73 69 72 72 77 92 103 115 125 135 150 163 185 206 218 245 281 321 364 401 450 499 522 523 541 566 581 605 630 613 608 624 623 236 255 250 233 229 262 307 355 384 418 466 514 573 601 644 694 725 769 821 888 985 1,091 1,220 1,341 1,427 1,458 1,462 1,508 1,571 1,607 1,672 1,641 1,610 1,685 1,786 163 170 175 184 191 184 193 219 233 274 307 319 315 294 293 304 321 337 355 364 381 425 484 532 559 573 593 623 636 632 628 605 599 633 666 1,039 1,065 1,001 921 875 843 840 720 621 652 739 787 802 822 881 808 780 821 917 940 879 820 816 866 953 1,238 1,228 1,229 1,228 1,287 1,527 1,580 1,603 1,436 1,456 1,139 1,188 1,253 1,332 1,348 1,364 1,337 1,336 1,368 1,359 1,384 1,384 1,464 1,552 1,413 1,201 1,182 1,237 1,278 1,334 1,376 1,463 1,530 1,666 1,776 1,963 1,995 1,973 2,075 2,074 2,142 2,276 2,438 2,794 3,556 744 786 844 908 925 941 910 913 945 938 950 940 1,011 1,096 958 748 717 751 767 795 803 856 893 999 1,079 1,231 1,219 1,149 1,200 1,144 1,154 1,195 1,238 1,497 2,064 FFRDCsd Other Industryg nonprofitg 117 118 127 138 136 133 131 128 126 124 126 127 128 127 125 122 124 128 132 138 144 151 156 161 166 172 180 189 198 208 218 242 254 272 291 278 284 281 285 288 290 296 295 297 297 308 318 325 329 330 331 341 359 378 401 429 456 481 506 531 559 596 635 677 721 770 840 945 1,026 1,201 Total NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 130 163 135 135 133 120 114 98 101 113 115 106 131 139 158 147 152 144 149 214 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2012 All Performer: performers Funding Year source: 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) Industry Industrya Federal All sources Federal 70,735 55,096 65,203 71,775 70,001 74,333 78,653 68,881 66,549 71,650 72,712 75,202 7,773 8,121 8,149 7,702 7,557 7,202 6,798 6,738 7,189 7,222 6,924 7,006 Total Federalb Industrye 48,510 30,948 39,660 46,941 45,284 49,571 54,196 43,160 37,483 40,459 41,625 43,988 3,971 2,660 4,752 4,934 5,289 5,948 8,421 4,970 7,119 4,239 3,885 4,425 U&C U&Cc Other FFRDCsb 44,539 28,289 34,908 42,007 39,995 43,623 45,775 38,189 30,364 36,220 37,740 39,562 Nonprofit Other nonprofit FFRDCs Other Total Total Federal governmentf Industry U&C nonprofit Total Total Federald 905 1,183 1,501 1,508 1,414 1,272 1,100 1,819 1,835 2,026 1,990 2,068 7,774 8,542 9,349 9,468 9,395 9,487 9,648 10,421 12,274 13,980 14,603 14,643 3,917 4,399 4,950 5,065 5,032 5,151 5,223 5,658 7,038 8,476 8,884 8,794 662 710 774 784 743 713 725 776 847 876 859 845 606 592 587 581 575 574 591 643 710 727 737 749 1,887 2,072 2,229 2,229 2,247 2,258 2,284 2,438 2,650 2,798 2,997 3,119 703 769 808 809 799 791 825 906 1,029 1,103 1,126 1,137 1,548 1,804 1,700 1,531 1,637 1,770 1,275 787 1,170 1,148 1,163 1,201 3,956 4,210 4,579 4,426 4,435 4,547 4,615 4,758 5,307 5,322 4,960 4,918 2,370 2,458 2,642 2,529 2,432 2,511 2,431 2,395 2,784 2,740 2,374 2,325 FFRDCsd Other Industryg nonprofitg 287 274 275 273 280 290 300 304 291 289 298 307 1,299 1,477 1,663 1,624 1,723 1,746 1,884 2,060 2,232 2,293 2,288 2,286 NA = not available; included in data for federal support to industry and federal support to other nonprofit institutions. FFRDC = federally funded R&D center; U&C = universities and colleges. a Character-of-work estimates for industry were revised in 1998 and for later years; hence, the data for 1997 and earlier years are not directly comparable. for industry-administered FFRDCs in 1953–63 are not separate from the federal funding to industry; the data on federal funding to industry in those years include the funding to these FFRDCs. c The data for U&C R&D before 2003 covers only science and engineering (S&E) fields; in 2003 and later years, the R&D in non-S&E fields is also included. Adjustments have been made to U&C R&D for 1998 and later years to eliminate the double counting of funds passed through from one academic institution to another. The character-of-work estimation procedure for academic R&D was revised in 1998 and again in 2010; hence, these data are not directly comparable with data reported for earlier years. d Character-of-work estimates for nonprofit-administered FFRDCs in 1953–80 are not separate from federal funding for other nonprofit institutions; thus, the data for federal funding to other nonprofit institutions includes the funding to these FFRDCs in those years. e Industry sources of funding for industry R&D include all nonfederal sources of funding. f Due to survey limitations, data on R&D funded by other (nonfederal) government are separately available only for U&C; nonetheless, other government funded R&D is included in the own performance of these other sectors (e.g., other government funding to other nonprofits is included in other nonprofit funding for their own R&D). g The 1998–2012 data for other nonprofit R&D are not based on a dedicated nonprofit survey and may later be revised. b Character-of-work estimates NOTES: The R&D data for 2012 are preliminary and may later be revised. Some back-year data may have been revised, accordingly, for trend comparisons, use only the historical data reported here; do not use data published earlier. Detail may not add to total due to rounding. Constant-dollar estimates are derived from unrounded data. Data are based on annual reports by performers, except for the nonprofit sector. The R&D expenditures of FFRDCs are chiefly from federal funding, but any nonfederal funds are included in the totals. Expenditures for industry and, before 2001, for industry-administered FFRDCs are collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal year data. In most cases, the approximation equals 75% of the amount reported in the same fiscal year plus 25% of the amount reported in the subsequent fiscal year. However, the fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, the federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers before 1977 equal 50% of the amount reported in the same fiscal year plus 50% of amount reported in the subsequent fiscal year. Los Alamos National Laboratory became industry administered in June 2006—previously, it was U&C administered. Lawrence Livermore National Laboratory became industry administered in October 2007—previously, it was U&C administered. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources (annual series), Business R&D and Innovation Survey (annual series), Higher Education R&D Survey (annual series), Survey of Federal Funds for R&D (annual series), FFRDC R&D Survey (annual series), R&D Funding and Performance by Nonprofit Organizations (FYs 1996–97). All NSF/NCSES reports available at http://www.nsf.gov/statistics/. Total 268 288 264 201 278 484 1,021 1,198 1,291 1,494 1,447 1,377
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