TABLE 3. U.S. basic research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: Industry performers All Federal sources Federal Industrya U&C U&Cc Other FFRDCsb Total Federalb Industrye Total Total Federal governmentf Other Industry Nonprofit Other nonprofit FFRDCs Other U&C nonprofit Total Total Federald Industryg nonprofitg 6 8 12 15 20 24 28 33 40 48 58 70 86 106 136 156 171 196 214 216 223 250 264 283 334 398 466 544 615 716 816 915 1,075 1,262 16 18 21 24 27 31 36 41 48 55 63 68 70 75 83 91 103 115 127 134 137 153 164 175 198 213 229 248 269 317 358 395 440 488 36 44 50 58 72 85 95 106 126 148 175 200 218 239 263 276 272 265 252 270 343 415 476 556 667 906 1,050 1,167 1,284 1,366 1,536 1,709 1,793 1,915 48 55 63 74 87 103 120 136 164 200 225 238 260 278 289 296 302 311 329 347 371 401 430 474 521 598 689 726 671 759 863 984 1,110 1,210 FFRDCsd Total Current $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 460 509 579 718 814 944 1,087 1,286 1,512 1,824 2,115 2,396 2,664 2,930 3,168 3,376 3,491 3,594 3,720 3,850 4,099 4,511 4,875 5,373 6,008 6,959 7,836 8,745 9,658 10,651 11,880 13,332 14,748 17,154 102 96 98 114 124 149 165 184 230 252 285 339 375 410 434 482 545 562 581 603 652 715 760 850 943 1,044 1,112 1,212 1,343 1,522 1,733 1,877 1,947 2,026 151 166 189 253 271 295 320 376 395 488 522 507 563 593 595 607 581 566 557 554 595 650 677 750 836 941 1,054 1,205 1,477 1,776 2,106 2,472 2,731 3,930 19 23 27 37 41 43 72 79 81 143 147 123 157 142 168 145 123 122 101 91 96 114 104 116 135 156 161 170 164 253 346 340 358 434 132 143 162 216 230 252 248 297 314 345 375 384 406 451 427 462 458 444 456 463 499 536 573 634 701 785 893 1,035 1,313 1,523 1,760 2,132 2,373 3,496 NA NA NA NA NA NA NA NA NA NA NA 42 29 31 34 35 37 36 33 39 36 49 53 69 75 94 104 120 137 128 117 136 131 117 123 148 180 220 261 312 388 485 598 737 909 1,071 1,221 1,380 1,554 1,681 1,754 1,855 1,968 2,038 2,103 2,282 2,480 2,675 2,967 3,376 3,828 4,315 4,737 5,091 5,518 6,145 7,024 7,943 82 97 117 143 167 202 263 341 432 546 689 824 944 1,066 1,188 1,265 1,288 1,323 1,385 1,437 1,489 1,609 1,768 1,924 2,114 2,399 2,719 3,061 3,331 3,475 3,689 4,087 4,606 5,122 7 10 14 19 25 31 38 45 54 64 75 84 94 104 114 131 153 179 194 195 196 204 212 218 232 260 286 307 338 368 396 436 514 606 13 15 17 20 23 24 24 25 25 25 25 25 27 29 34 38 40 43 50 55 59 66 72 75 89 107 128 156 183 215 260 313 389 466 27 31 36 42 49 59 72 85 105 130 150 166 179 188 194 196 192 195 207 216 232 245 255 278 301 351 413 416 324 369 426 494 560 594 9 11 13 15 15 16 18 21 22 24 25 25 29 32 34 37 43 44 45 47 49 54 59 65 72 79 87 95 105 115 127 139 153 168 12 13 14 17 23 28 30 30 37 46 50 47 52 58 61 63 67 72 77 84 90 102 116 131 148 168 190 215 243 275 311 351 397 449 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 9 9 8 9 13 13 TABLE 3. U.S. basic research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 Industry Industrya performers All Federal sources Federal 18,481 19,787 21,891 23,029 27,140 27,604 28,743 29,651 29,610 32,799 36,921 35,372 38,935 42,752 47,727 51,902 56,089 57,731 61,321 62,996 68,047 72,105 75,854 77,386 74,161 74,849 2,047 2,116 2,309 2,319 2,378 2,419 2,621 2,547 2,689 2,680 2,746 3,003 3,347 3,765 4,260 4,511 4,664 4,697 4,770 4,716 4,621 4,957 5,441 5,111 4,911 5,086 4,181 4,163 4,818 4,629 7,376 6,528 6,427 6,514 5,569 7,498 9,795 5,853 6,645 7,040 8,053 7,547 8,330 7,835 8,667 8,384 11,268 12,368 14,784 16,371 13,020 13,955 598 656 986 869 1,251 712 466 436 190 650 1,029 1,002 1,108 925 754 888 1,386 1,072 1,108 1,444 2,780 1,475 1,340 1,406 677 785 2,841 3,115 3,488 4,182 4,585 5,201 5,922 6,910 8,030 9,560 628 588 587 661 699 821 896 986 1,219 1,321 934 1,017 1,139 1,474 1,527 1,626 1,743 2,020 2,099 2,558 117 141 163 216 231 237 392 424 430 749 U&C U&Cc Other FFRDCsb Total Federalb Industrye Other Nonprofit Other nonprofit FFRDCs Other FFRDCsd Total Total Federal governmentf Industry U&C nonprofit Total Total Federald Industryg nonprofitg Total 3,583 3,507 3,832 3,760 6,125 5,816 5,961 6,078 5,379 6,848 8,766 4,851 5,537 6,115 7,299 6,659 6,944 6,763 7,559 6,940 8,488 10,893 13,444 14,965 12,343 13,170 142 337 398 499 461 474 492 503 530 708 625 568 557 547 552 534 299 175 136 652 2,258 2,423 2,629 2,848 2,673 2,446 8,644 9,344 10,219 11,126 12,062 12,910 13,646 14,401 15,147 16,042 17,654 19,365 21,022 22,910 25,225 28,505 31,310 33,415 35,454 37,205 38,929 40,582 40,012 39,588 40,281 40,045 5,527 5,937 6,422 6,889 7,423 8,058 8,638 9,139 9,634 10,092 10,924 11,941 12,892 13,960 15,541 17,930 20,127 21,702 22,788 23,312 23,673 24,149 24,090 24,526 24,786 24,295 659 514 705 565 766 637 847 705 912 764 941 814 952 851 992 890 1,070 945 1,149 1,032 1,248 1,175 1,330 1,315 1,432 1,421 1,549 1,499 1,663 1,519 1,812 1,512 1,967 1,493 2,083 1,545 2,155 1,667 2,285 1,840 2,499 2,037 2,679 2,218 2,576 2,161 2,397 1,990 2,329 1,997 2,275 2,016 2005 constant $millions 1,399 1,530 1,714 1,929 2,127 2,203 2,268 2,406 2,511 2,740 3,144 3,483 3,835 4,298 4,738 5,287 5,667 5,930 6,525 7,233 7,874 8,412 8,065 7,656 8,117 8,398 545 607 680 756 836 893 936 974 987 1,028 1,162 1,296 1,442 1,603 1,765 1,963 2,055 2,154 2,319 2,535 2,845 3,124 3,120 3,019 3,051 3,061 2,086 2,272 2,371 2,470 2,657 2,867 2,953 2,934 2,702 2,606 2,671 2,660 2,765 2,874 3,104 3,714 3,747 3,730 3,820 3,344 1,724 1,672 1,902 2,203 2,213 2,160 1,367 1,531 1,730 1,922 2,129 2,340 2,532 2,678 2,899 3,187 3,322 3,710 4,203 5,000 5,617 6,113 6,710 6,809 7,293 7,454 7,911 8,697 9,553 9,693 9,489 9,624 675 756 860 947 1,036 1,114 1,157 1,137 1,170 1,248 1,317 1,461 1,734 2,099 2,464 2,575 2,714 2,788 2,903 2,849 2,829 3,073 3,498 3,414 3,066 3,067 185 203 223 245 269 295 324 356 390 428 449 477 517 566 571 554 567 578 614 656 698 722 698 702 740 776 507 573 647 730 825 931 1,051 1,186 1,338 1,510 1,557 1,773 1,952 2,334 2,582 2,984 3,429 3,443 3,776 3,948 4,384 4,901 5,357 5,576 5,683 5,780 14 24 46 65 77 67 72 75 75 79 108 213 397 616 915 979 1,029 1,070 1,181 1,242 1,335 1,407 1,533 1,573 1,575 1,533 816 876 976 1,258 1,296 1,389 1,351 1,596 1,668 1,808 NA NA NA NA NA NA NA NA NA NA 761 904 1,081 1,281 1,468 1,720 2,114 2,603 3,174 3,860 504 591 702 830 938 1,114 1,430 1,830 2,292 2,859 40 58 84 111 140 171 205 242 285 334 37 52 70 90 111 132 155 180 211 250 99 110 123 137 152 171 193 220 252 286 223 270 301 338 403 469 515 570 667 773 297 337 380 428 488 565 654 731 871 1,048 167 190 217 242 273 322 392 457 558 681 56 67 78 87 85 88 98 113 117 126 74 80 84 99 130 154 163 161 197 241 NA NA NA NA NA NA NA NA NA NA 80 92 102 114 127 132 131 132 133 131 TABLE 3. U.S. basic research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 source: Industry performers All Federal sources Federal 10,969 12,238 13,363 14,291 14,990 15,325 15,100 14,767 14,558 14,443 14,570 14,696 14,512 15,127 15,902 17,210 17,892 18,298 18,477 19,204 20,606 22,287 23,931 27,232 28,511 29,512 31,463 31,869 36,272 36,037 36,713 37,092 36,285 39,441 43,627 1,475 1,731 1,878 2,000 2,051 2,188 2,358 2,309 2,274 2,260 2,317 2,329 2,262 2,393 2,496 2,582 2,540 2,537 2,569 2,744 3,005 3,137 3,160 3,216 3,158 3,156 3,318 3,209 3,178 3,158 3,348 3,186 3,296 3,222 3,245 Industrya Total Federalb Industrye 2,707 2,590 2,824 2,892 2,816 2,755 2,513 2,326 2,180 2,078 2,115 2,118 2,015 2,112 2,213 2,327 2,407 2,521 2,826 3,202 3,653 4,133 4,431 6,239 6,450 6,209 6,925 6,406 9,858 8,522 8,209 8,149 6,824 9,016 11,574 762 628 788 693 795 658 532 501 395 341 341 371 310 327 357 386 368 356 314 456 600 568 581 689 923 978 1,417 1,203 1,672 930 595 545 233 782 1,216 U&C U&Cc Other FFRDCsb 1,945 1,961 2,036 2,200 2,021 2,097 1,981 1,824 1,784 1,737 1,773 1,746 1,706 1,785 1,855 1,941 2,039 2,166 2,512 2,746 3,053 3,564 3,850 5,550 5,528 5,231 5,508 5,203 8,186 7,593 7,614 7,603 6,591 8,235 10,358 Other Nonprofit Other nonprofit FFRDCs Other Total Total Federal governmentf Industry U&C nonprofit Total Total Federald Industryg nonprofitg NA 215 145 151 161 159 160 148 129 146 128 160 158 194 199 232 237 251 262 231 203 227 213 186 219 503 572 691 616 619 628 629 649 851 739 4,712 5,468 6,122 6,731 7,352 7,628 7,585 7,622 7,701 7,643 7,474 7,434 7,381 7,530 7,851 8,349 8,739 9,029 9,062 9,180 9,571 10,272 11,397 12,609 13,335 13,936 14,687 15,397 16,120 16,854 17,430 18,014 18,561 19,290 20,860 3,573 4,206 4,733 5,200 5,620 5,742 5,569 5,434 5,418 5,391 5,290 5,242 5,263 5,417 5,595 5,933 6,208 6,404 6,373 6,265 6,398 6,832 7,473 8,130 8,526 8,854 9,230 9,533 9,921 10,520 11,033 11,432 11,805 12,136 12,909 389 431 474 505 539 594 661 737 758 733 698 664 632 613 613 642 653 642 647 664 687 728 835 962 1,016 1,052 1,101 1,172 1,219 1,229 1,217 1,240 1,311 1,382 1,475 127 128 133 141 159 170 171 177 194 206 208 215 213 211 236 263 291 326 350 389 451 523 631 739 793 842 916 976 1,021 1,063 1,087 1,113 1,158 1,241 1,389 299 356 432 519 642 709 740 804 837 811 793 815 785 798 885 985 1,064 1,138 1,177 1,292 1,416 1,529 1,745 2,003 2,159 2,282 2,464 2,670 2,843 2,876 2,897 3,010 3,077 3,295 3,715 324 347 351 366 393 413 443 470 495 503 485 497 488 491 523 526 523 519 515 571 620 660 714 774 841 906 977 1,046 1,117 1,166 1,196 1,219 1,210 1,237 1,373 908 1,019 1,091 1,163 1,245 1,251 1,177 1,087 986 1,013 1,219 1,351 1,416 1,565 1,765 2,240 2,396 2,441 2,457 2,464 2,663 2,857 2,909 3,040 3,218 3,388 3,408 3,418 3,551 3,743 3,772 3,670 3,310 3,133 3,156 1,167 1,216 1,302 1,354 1,365 1,344 1,306 1,276 1,287 1,302 1,317 1,306 1,280 1,333 1,379 1,478 1,573 1,519 1,285 1,369 1,497 1,646 1,801 1,921 2,109 2,284 2,486 2,660 2,846 3,055 3,234 3,350 3,552 3,832 3,926 778 848 895 915 916 890 831 799 810 810 823 798 759 781 797 869 942 870 619 666 738 826 908 942 1,042 1,128 1,236 1,310 1,384 1,455 1,478 1,422 1,434 1,501 1,556 130 128 145 156 161 168 186 181 176 176 174 176 177 184 190 195 198 199 201 208 220 233 248 267 285 302 320 338 359 385 414 445 478 515 531 259 240 261 283 289 286 290 296 301 315 320 332 344 368 392 415 433 449 465 495 539 587 644 712 782 854 930 1,011 1,102 1,215 1,342 1,484 1,640 1,816 1,839 FFRDCsd Total NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 17 16 14 15 20 21 22 36 67 89 103 87 92 93 92 95 127 TABLE 3. U.S. basic research expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) Industry performers All Federal sources Federal 41,330 44,834 48,186 52,605 56,295 59,584 59,648 61,321 61,024 64,058 66,406 69,254 69,722 65,422 64,868 3,508 3,854 4,243 4,696 4,892 4,955 4,853 4,770 4,568 4,350 4,565 4,967 4,604 4,332 4,408 Industrya Total Federalb Industrye 6,839 7,651 7,935 8,876 8,186 8,849 8,095 8,667 8,122 10,608 11,390 13,498 14,750 11,486 12,094 1,171 1,275 1,043 831 963 1,472 1,108 1,108 1,399 2,617 1,358 1,223 1,267 597 680 U&C U&Cc Other FFRDCsb 5,668 6,376 6,892 8,045 7,223 7,377 6,988 7,559 6,723 7,990 10,032 12,274 13,483 10,888 11,414 Other Nonprofit Other nonprofit FFRDCs Other Total Total Federal governmentf Industry U&C nonprofit Total Total Federald Industryg nonprofitg Total 664 642 616 609 580 318 181 136 632 2,126 2,231 2,400 2,566 2,358 2,120 22,627 24,207 25,823 27,803 30,917 33,260 34,524 35,454 36,040 36,647 37,374 36,531 35,667 35,534 34,705 13,952 14,846 15,734 17,129 19,448 21,381 22,423 22,788 22,582 22,285 22,241 21,994 22,097 21,865 21,055 1,554 1,649 1,746 1,832 1,965 2,090 2,152 2,155 2,213 2,353 2,467 2,352 2,160 2,054 1,972 1,537 1,636 1,690 1,675 1,640 1,586 1,597 1,667 1,783 1,918 2,042 1,973 1,793 1,762 1,747 4,069 4,416 4,845 5,222 5,735 6,020 6,127 6,525 7,007 7,413 7,747 7,363 6,898 7,161 7,278 1,515 1,660 1,807 1,945 2,130 2,184 2,225 2,319 2,455 2,679 2,877 2,849 2,720 2,692 2,653 3,108 3,184 3,239 3,421 4,028 3,980 3,854 3,820 3,239 1,623 1,540 1,736 1,985 1,952 1,872 4,335 4,839 5,636 6,192 6,630 7,128 7,035 7,293 7,220 7,447 8,009 8,722 8,733 8,370 8,340 249 457 694 1,009 1,062 1,093 1,106 1,181 1,203 1,257 1,296 1,400 1,417 1,389 1,328 1,707 1,997 2,366 2,716 2,793 2,884 2,881 2,903 2,760 2,663 2,830 3,194 3,076 2,705 2,658 557 595 638 630 601 602 597 614 636 657 665 638 633 653 673 2,071 2,248 2,631 2,846 3,237 3,643 3,557 3,776 3,825 4,127 4,514 4,891 5,024 5,013 5,009 NA = not available; included in data for federal support to industry and federal support to other nonprofit institutions. FFRDC = federally funded R&D center; U&C = universities and colleges. a Character-of-work estimates b Character-of-work estimates FFRDCsd for industry were revised in 1998 and for later years; hence, the data for 1997 and earlier years are not directly comparable. for industry-administered FFRDCs in 1953–63 are not separate from the federal funding to industry; the data on federal funding to industry in those years include the funding to these FFRDCs. data for U&C R&D before 2003 covers only science and engineering (S&E) fields; in 2003 and later years, the R&D in non-S&E fields is also included. Adjustments have been made to U&C R&D for 1998 and later years to eliminate the double counting of funds passed through from one academic institution to another. The character-of-work estimation procedure for academic R&D was revised in 1998 and again in 2010; hence, these data are not directly comparable with data reported for earlier years. d Character-of-work estimates for nonprofit-administered FFRDCs in 1953–80 are not separate from federal funding for other nonprofit institutions; thus, the data for federal funding to other nonprofit institutions includes the funding to these FFRDCs in those years. e Industry sources of funding for industry R&D include all nonfederal sources of funding. f Due to survey limitations, data on R&D funded by other (nonfederal) government are separately available only for U&C; nonetheless, other government funded R&D is included in the own performance of these other sectors (e.g., other government funding to other nonprofits is included in other nonprofit funding for their own R&D). g The 1998–2012 data for other nonprofit R&D are not based on a dedicated nonprofit survey and may later be revised. c The NOTES: The R&D data for 2012 are preliminary and may later be revised. Some back-year data may have been revised, accordingly, for trend comparisons, use only the historical data reported here; do not use data published earlier. Detail may not add to total due to rounding. Constant-dollar estimates are derived from unrounded data. Data are based on annual reports by performers, except for the nonprofit sector. The R&D expenditures of FFRDCs are chiefly from federal funding, but any nonfederal funds are included in the totals. Expenditures for industry and, before 2001, for industry-administered FFRDCs are collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal year data. In most cases, the approximation equals 75% of the amount reported in the same fiscal year plus 25% of the amount reported in the subsequent fiscal year. However, the fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, the federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers before 1977 equal 50% of the amount reported in the same fiscal year plus 50% of amount reported in the subsequent fiscal year. Los Alamos National Laboratory became industry administered in June 2006—previously, it was U&C administered. Lawrence Livermore National Laboratory became industry administered in October 2007—previously, it was U&C administered. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources (annual series), Business R&D and Innovation Survey (annual series), Higher Education R&D Survey (annual series), Survey of Federal Funds for R&D (annual series), FFRDC R&D Survey (annual series), R&D Funding and Performance by Nonprofit Organizations (FYs 1996–97). All NSF/NCSES reports available at http://www.nsf.gov/statistics/.
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