TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: performers Industry Industry Federal All sources Federal 5,160 5,617 6,281 8,500 9,908 10,915 12,490 13,711 14,564 15,636 17,519 19,103 20,252 22,072 23,346 24,666 25,996 26,271 26,952 28,740 30,952 33,359 35,671 39,435 43,338 48,719 55,379 63,224 72,292 80,748 89,950 102,244 114,671 120,249 1,015 963 973 1,130 1,297 1,507 1,681 1,801 1,987 2,188 2,558 2,965 3,156 3,308 3,444 3,497 3,790 4,154 4,409 4,676 4,837 5,132 5,561 5,890 6,211 6,962 7,471 7,831 8,605 9,501 10,830 11,916 13,093 13,504 U&C U&Cb Other FFRDCsa Total Federala Industryd Total Total NA NA 123 333 407 323 418 477 555 426 414 463 373 355 419 415 464 473 491 548 545 648 727 890 962 1,082 1,164 1,277 1,385 1,484 1,585 1,739 1,863 1,891 273 301 342 391 433 491 586 705 834 993 1,178 1,375 1,595 1,818 2,035 2,187 2,280 2,418 2,565 2,757 2,953 3,216 3,570 3,899 4,346 4,996 5,715 6,455 7,085 7,603 8,251 9,154 10,308 11,540 Federal governmente Nonprofit Other nonprofit FFRDCs Other Industry Other U&C nonprofit Total Total Federalc Industryf nonprofitf 37 40 42 46 51 56 61 67 75 84 96 114 136 165 200 221 233 259 290 312 343 393 432 480 569 679 785 920 1,058 1,207 1,357 1,514 1,743 2,019 27 29 32 36 40 45 50 55 62 70 78 88 101 114 126 139 155 171 182 195 211 239 272 300 337 364 386 419 463 534 595 654 713 780 131 161 187 217 267 316 349 385 440 500 580 629 630 652 696 722 731 727 735 785 841 926 1,067 1,266 1,467 1,772 2,013 2,306 2,484 2,544 2,840 3,243 3,616 3,973 112 123 131 146 167 195 234 264 304 363 408 417 472 537 561 596 642 677 709 771 882 988 1,062 1,139 1,213 1,353 1,564 1,658 1,784 1,915 2,176 2,511 2,761 2,867 FFRDCsc Total Current $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 3,630 4,070 4,517 6,272 7,324 8,066 9,200 10,032 10,353 11,037 12,216 13,049 13,812 15,193 15,966 17,014 17,844 17,594 17,829 19,004 20,704 22,239 23,460 26,107 28,863 32,222 37,062 43,228 50,425 57,166 63,683 73,061 82,376 85,932 1,430 1,750 2,057 2,995 3,928 4,436 5,217 5,604 5,685 6,008 6,856 7,257 7,367 7,977 7,946 8,145 7,987 7,306 7,175 7,469 7,600 7,572 7,878 8,671 9,523 10,107 11,354 12,752 14,997 17,061 19,095 21,657 25,333 26,000 2,200 2,320 2,460 3,277 3,396 3,630 3,983 4,428 4,668 5,029 5,360 5,792 6,445 7,216 8,020 8,869 9,857 10,288 10,654 11,535 13,104 14,667 15,582 17,436 19,340 22,115 25,708 30,476 35,428 40,105 44,588 51,404 57,043 59,932 149 165 191 221 242 280 356 453 557 687 839 995 1,167 1,335 1,491 1,586 1,624 1,686 1,760 1,890 2,009 2,160 2,400 2,619 2,893 3,329 3,848 4,335 4,670 4,879 5,210 5,748 6,388 7,028 40 45 50 57 64 72 81 90 101 112 125 138 150 160 168 185 208 237 262 282 302 320 348 369 394 443 482 519 581 621 658 721 834 969 21 24 27 32 37 39 40 40 40 41 41 41 42 45 52 58 61 66 72 79 90 104 118 131 155 182 215 264 314 363 432 518 630 745 58 61 64 71 79 95 125 148 169 200 234 250 286 329 342 364 388 410 427 472 566 639 675 711 740 830 985 1,017 1,075 1,129 1,306 1,548 1,694 1,686 26 31 35 37 37 38 42 48 49 54 55 55 62 70 74 81 93 95 98 101 105 114 124 135 147 160 174 189 206 224 244 265 289 314 28 31 32 38 51 62 67 68 86 109 119 112 124 138 145 151 161 172 184 198 211 235 262 292 326 363 405 452 504 561 626 698 778 867 NA NA 9 11 14 18 22 48 92 130 165 205 215 210 225 235 245 230 215 200 190 210 225 245 275 333 390 469 524 536 585 620 655 541 TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 performers Industry Industry Federal All Total Federala Industryd sources Federal 126,360 133,881 141,891 151,993 160,876 165,350 165,730 169,207 183,625 197,346 212,152 226,457 245,318 268,905 279,716 279,387 293,060 304,547 327,185 352,567 379,681 406,610 404,731 407,703 428,163 452,556 13,588 14,342 15,231 15,671 15,249 15,853 16,531 16,355 16,904 16,585 16,819 17,362 18,142 19,247 22,374 23,798 24,982 24,898 26,322 28,240 29,859 29,839 30,560 31,970 35,775 37,574 90,160 94,893 99,860 107,404 114,675 116,757 115,435 117,392 129,830 142,371 155,409 167,102 182,090 199,961 202,017 193,868 200,724 208,301 226,159 247,669 269,267 290,681 282,393 278,977 294,093 316,700 28,757 28,221 26,359 25,802 24,095 22,369 20,844 20,261 21,178 21,356 21,798 22,086 20,496 17,117 16,899 16,401 17,798 20,266 21,909 24,304 26,585 36,360 39,573 34,199 31,309 36,300 31,904 34,408 37,839 49,507 55,844 60,168 68,047 73,674 77,377 81,953 6,276 5,896 5,860 6,584 7,311 8,305 9,159 9,675 10,558 11,466 22,444 24,934 27,211 36,531 41,279 44,463 50,124 53,905 55,003 57,848 8,842 10,721 12,392 17,444 22,139 24,453 28,424 30,112 30,203 31,489 U&C U&Cb Other FFRDCsa Total Total 61,403 66,672 73,501 81,602 90,580 94,388 94,591 97,131 108,652 121,015 133,611 145,016 161,594 182,844 185,118 177,467 182,926 188,035 204,250 223,365 242,682 254,321 242,820 244,778 262,784 280,400 1,995 2,122 2,195 2,323 2,277 2,353 1,965 2,202 2,273 2,297 2,130 2,078 2,039 2,001 2,020 2,263 2,458 2,485 2,601 3,122 5,165 6,346 6,646 7,214 6,956 6,808 12,807 14,221 15,634 16,939 18,206 19,388 20,495 21,607 22,617 23,718 24,884 26,181 28,176 30,693 33,720 37,888 41,959 44,782 47,006 48,951 51,149 53,917 56,972 60,369 62,457 62,723 13,603 14,213 14,819 19,087 19,140 20,010 21,701 23,793 24,800 26,358 NA NA 741 1,940 2,294 1,781 2,277 2,563 2,949 2,233 1,685 1,844 2,060 2,277 2,440 2,707 3,193 3,785 4,428 5,202 Federal governmente Nonprofit Other nonprofit FFRDCs Other Other Total Federalc Industryf nonprofitf FFRDCsc Industry U&C nonprofit Total 7,768 8,593 9,317 9,939 10,667 11,528 12,307 12,996 13,592 14,084 14,530 15,174 16,264 17,719 19,767 22,654 25,727 27,872 29,019 29,600 30,160 31,178 33,434 36,565 37,714 37,393 1,065 831 1,165 933 1,274 1,061 1,399 1,166 1,483 1,242 1,525 1,320 1,557 1,392 1,623 1,456 1,751 1,548 1,861 1,672 1,922 1,808 1,972 1,950 2,098 2,082 2,246 2,174 2,395 2,189 2,610 2,178 2,856 2,166 3,008 2,231 3,060 2,368 3,182 2,563 3,438 2,803 3,706 3,069 3,809 3,193 3,788 3,145 3,718 3,189 3,659 3,242 2005 constant $millions 2,262 2,527 2,852 3,187 3,458 3,569 3,709 3,938 4,110 4,436 4,838 5,163 5,619 6,231 6,826 7,617 8,226 8,562 9,265 10,076 10,833 11,640 11,917 12,100 12,965 13,506 882 1,003 1,131 1,249 1,358 1,448 1,531 1,595 1,617 1,666 1,786 1,922 2,112 2,324 2,542 2,828 2,984 3,109 3,294 3,530 3,915 4,324 4,620 4,771 4,872 4,923 4,287 4,581 4,756 4,894 5,120 5,259 5,289 5,294 5,367 5,395 5,463 5,559 5,652 5,742 6,225 7,102 7,301 7,659 7,817 7,306 5,567 4,766 5,052 5,315 5,246 5,174 3,013 3,213 3,669 4,126 4,652 4,993 5,267 5,599 5,827 6,209 6,626 7,332 8,207 9,734 11,167 12,150 13,141 13,779 14,452 14,336 15,132 16,363 18,002 18,401 18,120 18,113 1,704 1,762 2,062 2,346 2,679 2,806 2,843 2,911 2,847 2,906 3,014 3,281 3,761 4,510 5,488 5,778 5,945 6,537 6,545 6,044 5,980 6,236 7,097 7,093 6,553 6,305 342 372 405 440 479 521 567 617 671 730 809 859 931 1,020 1,029 998 1,020 1,041 1,107 1,182 1,257 1,301 1,258 1,265 1,333 1,398 967 1,078 1,202 1,340 1,494 1,666 1,857 2,071 2,308 2,574 2,804 3,192 3,516 4,204 4,650 5,374 6,176 6,201 6,800 7,111 7,896 8,827 9,647 10,043 10,234 10,410 509 510 547 636 696 748 749 758 808 772 821 843 1,013 1,526 2,192 2,319 2,494 2,644 2,828 2,943 3,543 4,698 5,106 5,457 5,516 5,464 921 1,008 1,151 1,287 1,361 1,543 1,937 2,431 2,957 3,598 244 273 301 329 361 397 439 484 534 587 226 242 253 268 287 306 332 360 396 440 167 178 193 210 225 245 270 296 329 364 810 983 1,127 1,264 1,502 1,739 1,901 2,069 2,338 2,621 689 750 789 847 938 1,075 1,272 1,419 1,615 1,903 356 371 386 411 442 524 678 795 898 1,048 161 190 211 216 209 209 229 258 260 283 173 190 193 221 287 342 365 365 457 571 NA NA 51 64 79 99 120 258 486 681 127 144 163 183 206 215 215 215 213 212 Total TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 source: performers Industry Industry Federal All sources Federal 90,856 97,569 101,585 107,657 110,483 111,968 112,449 107,947 105,470 107,815 110,004 108,691 106,193 111,023 114,703 120,488 126,443 132,294 138,307 145,598 156,021 170,926 186,067 190,897 194,940 199,688 203,934 210,337 215,006 215,868 211,686 211,666 225,015 237,309 250,687 13,269 15,146 15,831 16,134 16,300 15,875 16,395 17,068 17,253 17,540 17,189 16,723 16,556 16,583 16,440 17,218 17,059 16,385 16,462 17,132 18,784 19,920 21,245 21,439 20,963 21,392 21,890 21,687 20,380 20,696 21,114 20,459 20,714 19,943 19,874 Total Federala Industryd 63,354 66,649 69,281 74,106 75,557 77,232 77,187 72,292 69,770 71,291 73,584 72,460 69,840 73,501 76,392 79,688 84,621 90,453 96,472 103,077 110,461 122,140 133,665 136,419 139,093 141,536 143,525 148,632 153,260 152,429 147,444 146,849 159,094 171,201 183,638 35,556 37,066 36,953 38,909 37,603 36,973 34,549 30,020 28,078 28,019 27,011 24,671 23,453 24,412 25,205 24,996 25,924 26,683 28,692 30,763 33,121 36,205 41,106 41,276 44,364 42,092 37,885 35,706 32,202 29,203 26,624 25,345 25,952 25,681 25,757 U&C U&Cb Other FFRDCsa 27,798 29,583 32,328 35,197 37,953 40,259 42,638 42,273 41,692 43,272 46,573 47,788 46,387 49,089 51,188 54,693 58,697 63,770 67,780 72,314 77,340 85,935 92,559 95,143 94,728 99,443 105,640 112,926 121,058 123,225 120,820 121,504 133,143 145,521 157,880 Total Total 2,147 2,365 1,871 1,732 1,983 1,884 2,007 1,944 1,921 2,056 1,937 2,111 2,164 2,506 2,546 2,676 2,658 2,672 2,650 2,676 2,749 2,907 3,023 3,002 3,078 3,165 3,155 3,215 3,043 3,072 2,510 2,755 2,785 2,762 2,517 6,109 7,020 7,998 8,868 9,630 9,928 9,863 9,933 10,038 10,342 10,495 10,477 10,626 10,976 11,503 12,354 13,048 13,507 13,555 13,708 14,312 15,302 16,725 18,320 19,758 21,211 22,470 23,441 24,332 25,311 26,177 27,028 27,715 28,520 29,404 Federal governmente 4,349 5,082 5,854 6,512 7,054 7,199 7,023 6,926 6,885 7,090 7,138 7,038 7,145 7,373 7,656 8,232 8,786 9,070 8,934 8,797 9,037 9,608 10,365 11,156 11,984 12,817 13,390 13,754 14,256 15,049 15,720 16,256 16,656 16,936 17,169 648 702 750 780 795 838 900 974 1,025 1,058 1,072 1,043 1,036 1,039 1,043 1,096 1,099 1,085 1,112 1,120 1,141 1,205 1,352 1,538 1,642 1,738 1,831 1,936 1,981 1,991 1,989 2,030 2,146 2,238 2,271 Nonprofit Other nonprofit FFRDCs Other Other FFRDCsc Industry U&C nonprofit Total Total Federalc Industryf nonprofitf Total 210 207 208 219 244 261 262 269 282 296 318 339 351 369 409 449 490 551 601 655 749 865 1,022 1,183 1,282 1,392 1,524 1,613 1,659 1,723 1,777 1,821 1,896 2,010 2,136 498 580 682 802 944 1,001 1,008 1,062 1,133 1,169 1,219 1,279 1,285 1,351 1,505 1,679 1,792 1,924 2,023 2,175 2,353 2,531 2,828 3,204 3,490 3,769 4,099 4,410 4,621 4,659 4,737 4,926 5,036 5,334 5,717 405 449 504 554 594 629 670 703 712 730 748 779 810 843 891 899 880 877 886 962 1,031 1,092 1,157 1,238 1,360 1,496 1,626 1,728 1,815 1,890 1,955 1,995 1,981 2,003 2,111 3,005 3,213 3,158 3,178 3,294 3,277 3,162 2,985 2,874 2,945 2,989 3,017 3,176 3,563 3,883 4,381 4,596 4,825 4,753 4,586 4,927 5,422 5,867 6,307 6,614 6,832 6,835 6,772 6,843 6,866 6,756 6,622 6,577 6,487 6,455 2,116 2,130 2,368 2,617 2,655 2,705 2,775 2,780 2,773 2,890 3,135 3,219 3,160 3,206 3,211 3,347 3,572 3,470 3,414 3,453 3,774 4,198 4,479 4,552 4,649 4,792 5,273 5,710 6,217 6,518 6,728 7,003 7,140 7,467 7,830 856 1,047 1,078 1,024 1,065 1,067 1,060 945 841 750 675 684 670 690 728 822 890 981 1,003 966 1,015 1,037 1,062 859 786 760 786 880 930 976 957 949 990 928 970 1,214 1,277 1,435 1,602 1,618 1,652 1,676 1,683 1,669 1,769 2,012 2,080 2,009 2,002 1,959 2,053 2,249 2,128 2,056 2,036 2,264 2,587 2,748 2,676 2,629 2,629 2,964 3,246 3,580 3,663 3,632 3,642 3,489 3,494 3,561 285 281 311 341 350 368 402 390 384 379 373 372 370 381 389 396 398 396 394 404 423 444 469 499 527 555 582 609 640 680 724 772 822 878 956 617 572 622 673 686 685 696 707 720 743 750 766 781 823 863 899 925 945 964 1,012 1,086 1,167 1,263 1,377 1,492 1,608 1,728 1,855 1,997 2,175 2,372 2,590 2,829 3,095 3,313 TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2012 All Performer: Funding Year source: 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 (preliminary) performers Industry Industry Federal All sources Federal 264,602 282,488 303,084 308,304 303,036 311,319 314,660 327,185 341,532 357,426 374,472 369,517 367,326 377,706 392,206 20,287 20,891 21,693 24,661 25,812 26,539 25,724 26,322 27,356 28,109 27,480 27,901 28,804 31,559 32,563 Total Federala Industryd 195,249 209,679 225,378 222,664 210,278 213,230 215,218 226,159 239,917 253,484 267,706 257,823 251,348 259,436 274,467 25,806 23,601 19,293 18,626 17,789 18,907 20,939 21,909 23,543 25,027 33,486 36,130 30,812 27,619 31,459 U&C U&Cb Other FFRDCsa 169,443 186,078 206,085 204,038 192,488 194,323 194,279 204,250 216,374 228,457 234,219 221,693 220,536 231,816 243,008 Total Total 2,428 2,348 2,255 2,227 2,455 2,611 2,568 2,601 3,024 4,862 5,844 6,068 6,499 6,136 5,900 30,591 32,445 34,595 37,166 41,094 44,573 46,269 47,006 47,419 48,151 49,656 52,015 54,391 55,097 54,359 Federal governmente 17,730 18,728 19,971 21,787 24,572 27,330 28,798 29,019 28,673 28,393 28,714 30,525 32,944 33,269 32,407 2,304 2,416 2,532 2,640 2,831 3,034 3,108 3,060 3,083 3,237 3,413 3,477 3,413 3,280 3,171 Nonprofit Other nonprofit FFRDCs Other Industry U&C nonprofit Total 2,278 2,397 2,450 2,413 2,362 2,301 2,305 2,368 2,483 2,638 2,827 2,915 2,833 2,813 2,809 6,033 6,471 7,023 7,523 8,262 8,739 8,846 9,265 9,760 10,198 10,720 10,880 10,901 11,437 11,705 2,246 2,432 2,620 2,802 3,068 3,169 3,212 3,294 3,420 3,685 3,982 4,218 4,299 4,298 4,266 6,496 6,508 6,472 6,862 7,703 7,756 7,913 7,817 7,078 5,241 4,389 4,612 4,788 4,628 4,484 Other Total Federalc Industryf nonprofitf 8,567 9,450 10,971 12,308 13,179 13,960 14,236 14,452 13,888 14,245 15,070 16,436 16,579 15,985 15,697 3,833 4,330 5,083 6,049 6,267 6,315 6,754 6,545 5,854 5,629 5,743 6,480 6,391 5,781 5,464 1,004 1,072 1,149 1,134 1,083 1,084 1,076 1,107 1,145 1,183 1,198 1,148 1,140 1,176 1,212 3,730 4,048 4,739 5,125 5,829 6,561 6,407 6,800 6,888 7,433 8,129 8,808 9,048 9,028 9,022 NA = not available; included in data for federal funding to industry and federal funding to other nonprofit institutions. FFRDC = federally funded R&D center; U&C = universities and colleges. Federal funding for industry in 1953–54 did not separate out industry-administered FFRDCs, and the data for federal funding to industry for these years include the funding to these FFRDCs. The data for U&C R&D before 2003 cover only science and engineering (S&E) fields; in 2003 and later years, the R&D in non-S&E fields is also included. Non-S&E R&D was $1.4 billion in 2003 and $3.5 billion in 2012. Adjustments have also been made to U&C R&D for 1998 and later years to eliminate double counting of (since 1998) S&E R&D and (since 2010) non-S&E funds passed through from one academic institution to another. For FY 1998, $479 million in total pass-through funds and $421 million in federal pass-through funds were reported. For FY 2012, total pass-through funds were an estimated $3.069 billion and federal pass-through funds were an estimated $2.747 billion. c Federal funding for other nonprofit institutions in 1953–54 did not separate out nonprofit-administered FFRDCs, and the data for federal funding to other nonprofit institutions these years include the funding to these FFRDCs. d Industry sources of funding for industry R&D include all nonfederal sources of funding. e Due to survey limitations, data on R&D funded by other (nonfederal) government are separately available only for U&C; nonetheless, other government funded R&D is included in the own performance of these other sectors (e.g., other government funding to other nonprofits is included in other nonprofit funding for their own R&D). f The 1998–2012 data for other nonprofit R&D are not based on a dedicated nonprofit survey and may later be revised. a b NOTES: The R&D data for 2012 are preliminary and may later be revised. Some back-year data may have been revised, accordingly, for trend comparisons, use only the historical data reported here; do not use data published earlier. Detail may not add to total due to rounding. Constant-dollar estimates are derived from unrounded data. Data are based on annual reports by performers, except for the nonprofit sector. The R&D expenditures of FFRDCs are chiefly from federal funding, but any nonfederal funds are included in the totals. Expenditures for industry and, before 2001, for industry-administered FFRDCs are collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal year data. In most cases, the approximation equals 75% of the amount reported in the same fiscal year plus 25% of the amount reported in the subsequent fiscal year. However, the fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, the federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers before 1977 equal 50% of the amount reported in the same fiscal year plus 50% of amount reported in the subsequent fiscal year. Los Alamos National Laboratory (some $2 billion in annual R&D expenditures in recent years) became industry administered in June 2006—previously, it was U&C administered. Lawrence Livermore National Laboratory (more than $1 billion in annual R&D expenditures in recent years) became industry administered in October 2007—previously, it was U&C administered. The distribution of R&D expenditures from 2006 to 2008 for both industry- and U&C-administered FFRDCs reflect these shifts. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources (annual series), Business R&D and Innovation Survey (annual series), Higher Education R&D Survey (annual series), Survey of Federal Funds for R&D (annual series), FFRDC R&D Survey (annual series), R&D Funding and Performance by Nonprofit Organizations (FYs 1996– 97). All NSF/NCSES reports available at http://www.nsf.gov/statistics/. FFRDCsc Total 985 1,167 1,720 2,416 2,515 2,649 2,732 2,828 2,851 3,335 4,327 4,662 4,916 4,866 4,735
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