TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2009 Performer: Year 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 Funding source: All performers Industry FFRDCsb a Federal Industry All sources Federal Total 1,289 1,378 1,514 1,928 2,414 2,758 2,940 3,065 3,123 3,698 3,865 4,201 4,374 4,653 4,848 5,137 5,454 5,752 5,833 6,147 6,655 7,344 8,091 8,976 9,662 10,704 12,097 13,714 16,329 18,218 20,298 22,451 25,401 27,240 27,951 29,528 32,277 34,897 38,631 37,936 37,283 36,618 40,936 347 330 333 387 446 516 577 615 668 709 809 947 994 1,012 1,069 1,112 1,229 1,334 1,355 1,434 1,527 1,652 1,912 2,068 2,081 2,242 2,415 2,546 2,731 2,802 2,991 2,961 3,135 3,204 3,366 3,362 3,566 3,652 4,093 4,337 4,838 4,985 4,952 726 814 928 1,268 1,670 1,911 1,991 2,029 1,977 2,449 2,457 2,538 2,612 2,790 2,832 3,037 3,192 3,330 3,348 3,407 3,715 4,168 4,431 4,945 5,424 6,065 6,975 8,175 10,401 11,956 13,513 15,218 17,625 19,131 19,190 20,377 22,317 24,399 27,013 25,660 24,251 22,988 26,919 Federalb Industrye 288 322 368 474 678 774 813 833 812 1,011 1,007 978 992 986 983 956 920 952 907 845 883 905 991 1,033 1,113 1,195 1,305 1,625 2,042 2,593 3,227 3,677 4,717 4,049 4,037 3,846 4,324 5,967 5,588 4,476 4,295 3,616 3,164 438 492 560 794 992 1,137 1,178 1,196 1,165 1,438 1,450 1,560 1,620 1,804 1,849 2,081 2,272 2,378 2,441 2,562 2,832 3,263 3,440 3,912 4,311 4,870 5,670 6,550 8,359 9,363 10,286 11,541 12,908 15,082 15,153 16,531 17,993 18,432 21,425 21,184 19,956 19,372 23,755 Total Total Federal NA NA NA NA NA NA NA NA NA NA NA 62 46 53 83 87 95 97 67 107 110 120 139 167 212 235 250 275 298 367 414 547 630 629 623 371 374 386 433 507 435 503 535 134 137 142 146 147 152 167 186 199 216 230 256 304 351 389 405 417 451 499 619 725 794 934 1,042 1,126 1,247 1,418 1,622 1,781 1,915 2,116 2,332 2,527 2,780 3,219 3,779 4,188 4,406 4,611 4,882 5,149 5,390 5,659 59 60 63 65 63 66 78 93 104 119 128 142 176 208 238 250 257 280 306 391 450 477 550 596 626 676 793 912 953 1,007 1,122 1,226 1,296 1,393 1,643 1,958 2,121 2,140 2,232 2,415 2,542 2,644 2,779 U&C Other governmentf U&C FFRDCs c Industry Current $millions 30 32 32 33 34 35 37 39 40 41 42 45 46 47 46 46 48 51 61 74 88 96 113 127 134 151 161 174 199 207 215 234 262 298 333 377 417 453 468 479 496 517 559 7 8 9 10 12 12 13 13 13 14 14 14 13 14 16 16 16 18 19 21 26 32 39 45 51 61 71 88 108 121 141 168 198 229 260 302 347 377 392 414 443 464 494 Nonprofit FFRDCsd Other nonprofit U&C Other nonprofit Total Total Federald 28 28 27 27 27 27 28 29 30 30 32 37 42 48 54 55 54 56 67 82 100 118 141 166 194 232 263 308 363 402 443 491 547 620 707 818 933 1,031 1,091 1,120 1,181 1,256 1,311 10 10 11 11 11 12 12 12 13 13 14 18 27 34 36 39 43 47 47 52 62 72 92 109 121 128 129 140 159 178 194 212 224 240 276 325 370 404 428 454 487 509 516 48 58 68 79 94 111 121 129 145 163 186 203 206 213 225 221 213 213 216 224 203 191 219 263 297 324 360 421 422 433 473 548 580 554 532 547 603 689 927 940 962 982 1,050 35 40 43 49 58 69 85 108 135 162 183 196 213 234 251 276 308 328 349 357 376 420 456 492 523 592 680 675 628 655 713 764 822 867 948 1,026 1,159 1,284 1,468 1,528 1,544 1,659 1,692 14 16 18 21 24 30 43 63 83 98 115 130 140 153 166 186 210 225 241 243 257 290 315 338 355 409 480 458 391 398 433 459 490 506 555 599 695 780 921 933 900 960 934 Industry Other nonprofit Total 11 13 14 14 14 14 15 17 17 19 19 19 21 24 25 28 32 33 34 35 36 39 42 45 48 52 55 60 64 69 74 79 85 91 98 105 112 120 129 138 148 158 170 10 11 11 14 20 25 27 28 35 45 49 47 52 57 60 62 66 70 74 79 83 91 100 109 120 132 144 158 173 189 207 226 247 270 295 322 352 384 419 456 497 541 589 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 68 91 78 80 82 75 74 66 70 81 86 81 103 111 129 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2009 Performer: Funding source: All performers Industry Total Total Federal U&C Other governmentf 25,370 29,782 29,576 33,821 36,494 40,409 26,081 32,861 40,657 39,995 45,033 48,625 41,467 33,258 231 213 230 274 269 821 1,090 1,413 1,459 1,414 1,314 1,168 1,975 1,930 5,885 5,523 5,197 5,762 6,498 7,061 7,760 8,644 8,976 9,077 9,440 9,849 10,875 11,912 2,864 2,550 2,260 2,661 3,196 3,558 4,010 4,553 4,781 4,900 5,176 5,396 5,980 6,577 584 553 526 546 572 602 647 731 759 721 710 740 808 860 2,710 3,017 3,376 4,628 5,596 6,273 6,424 6,432 6,195 7,543 7,526 7,975 8,133 8,807 8,757 9,454 9,836 9,779 9,561 9,619 10,074 10,641 10,249 11,023 11,420 12,054 12,957 13,717 NA NA NA NA NA NA NA NA NA NA NA 317 231 259 393 395 411 399 262 402 391 391 414 471 562 582 571 576 826 837 853 851 826 836 911 998 1,055 1,133 1,191 1,306 1,524 1,713 1,840 1,840 1,805 1,853 1,954 2,322 2,577 2,588 2,783 2,936 2,981 3,086 3,239 3,397 365 365 380 379 355 361 423 500 550 622 662 726 881 1,015 1,125 1,134 1,110 1,149 1,199 1,466 1,599 1,554 1,637 1,678 1,657 1,673 1,811 1,910 Federalb Industrye All sources Federal Total 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 43,170 46,554 46,362 52,007 56,685 64,188 50,688 61,135 69,183 69,588 76,277 83,069 74,321 71,328 4,872 4,997 5,146 5,530 6,105 7,052 7,487 7,672 7,455 7,557 7,435 7,222 7,316 8,006 29,010 32,430 32,208 36,638 39,176 44,012 28,533 37,334 45,432 45,284 51,173 57,570 46,864 41,055 3,640 2,648 2,632 2,817 2,682 3,603 2,452 4,473 4,775 5,289 6,140 8,945 5,397 7,797 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 7,977 8,449 9,125 11,236 13,615 15,216 16,029 16,483 16,606 19,396 20,059 21,475 21,956 22,712 22,962 23,338 23,613 23,656 22,846 23,079 23,674 23,949 24,107 25,294 25,595 26,495 27,643 28,722 2,147 2,020 2,008 2,253 2,513 2,847 3,144 3,305 3,552 3,717 4,199 4,838 4,988 4,940 5,061 5,050 5,322 5,486 5,307 5,384 5,433 5,388 5,696 5,828 5,511 5,549 5,519 5,332 4,493 4,991 5,595 7,391 9,421 10,543 10,857 10,912 10,512 12,847 12,753 12,974 13,113 13,620 13,413 13,798 13,819 13,694 13,113 12,792 13,215 13,592 13,202 13,934 14,368 15,012 15,939 17,121 1,782 1,974 2,219 2,763 3,825 4,270 4,433 4,480 4,318 5,303 5,227 5,000 4,980 4,813 4,656 4,343 3,983 3,915 3,552 3,173 3,141 2,951 2,953 2,911 2,948 2,958 2,982 3,403 Year Industry FFRDCsb a Federal U&C FFRDCs c Nonprofit FFRDCsd Other nonprofit Industry U&C Other nonprofit 524 519 520 542 553 550 546 567 576 573 589 621 690 767 1,390 1,389 1,378 1,463 1,585 1,713 1,859 2,038 2,087 2,115 2,182 2,256 2,460 2,675 522 512 513 550 592 639 698 755 774 768 782 837 937 1,033 1,270 1,337 1,372 1,247 1,291 1,405 1,663 1,600 1,481 1,637 1,827 1,354 855 1,289 1,781 1,926 2,087 2,427 3,155 3,593 3,889 4,223 4,186 4,340 4,590 4,812 5,083 5,697 2005 constant $millions 186 40 193 46 195 51 193 58 191 65 195 66 202 68 208 70 212 69 213 71 219 73 231 69 233 65 230 68 216 73 209 73 208 69 210 72 237 72 279 77 312 92 313 103 338 115 359 125 356 135 374 150 369 163 364 185 172 172 164 157 153 150 153 155 157 160 168 191 211 236 255 250 233 230 262 307 355 384 419 467 514 574 601 645 62 61 63 64 62 63 65 65 66 68 70 89 133 164 171 175 184 191 184 193 219 233 274 307 319 316 295 294 294 356 410 458 530 610 657 691 771 852 965 1,038 1,032 1,040 1,066 1,002 922 876 844 841 720 621 653 740 787 802 822 881 217 245 259 283 324 381 461 578 715 847 950 1,002 1,069 1,140 1,189 1,254 1,333 1,349 1,365 1,338 1,337 1,369 1,360 1,385 1,386 1,465 1,553 1,414 Industry Other nonprofit Total 960 1,011 1,060 1,300 1,831 2,150 2,267 2,487 2,448 2,432 2,592 2,583 2,600 3,062 182 205 218 236 258 261 253 259 264 280 300 318 330 319 640 711 809 891 1,066 1,182 1,369 1,478 1,474 1,628 1,699 1,911 2,154 2,317 122 128 123 130 190 244 266 249 194 278 500 1,094 1,352 1,440 87 98 109 119 133 166 232 336 439 511 597 665 703 744 786 845 909 925 942 910 914 946 939 951 940 1,012 1,097 959 68 80 84 82 79 77 82 91 90 100 99 97 105 117 118 127 139 136 133 131 128 126 124 126 127 128 127 125 62 67 66 82 113 138 147 151 186 236 254 240 261 278 284 282 286 288 290 297 295 297 298 309 318 326 329 330 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA Total Total Federald TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2009 Performer: Year 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Funding source: All performers Industry FFRDCsb a Federal Industry All sources Federal Total 31,267 32,877 35,238 37,564 41,251 43,280 43,158 44,079 46,430 48,333 51,674 49,568 47,661 45,845 50,206 51,957 55,058 54,218 59,938 63,890 70,748 54,979 64,944 71,481 69,588 73,890 5,230 5,056 5,193 4,954 5,091 5,091 5,197 5,019 5,130 5,058 5,475 5,667 6,185 6,242 6,074 5,864 5,909 6,017 6,373 6,881 7,773 8,121 8,149 7,702 7,557 7,202 19,916 21,576 23,459 25,462 28,623 30,397 29,631 30,419 32,103 33,793 36,133 33,528 31,002 28,781 33,015 34,915 38,353 37,665 42,225 44,156 48,510 30,948 39,660 46,941 45,284 49,571 Federalb Industrye 3,910 4,679 5,602 6,152 7,660 6,433 6,233 5,741 6,220 8,265 7,475 5,849 5,491 4,527 3,880 4,381 3,132 3,078 3,247 3,023 3,971 2,660 4,752 4,934 5,289 5,948 16,006 16,897 17,857 19,310 20,963 23,963 23,397 24,678 25,883 25,529 28,658 27,680 25,511 24,254 29,134 30,534 35,222 34,587 38,978 41,133 44,539 28,289 34,908 42,007 39,995 43,623 Total Total Federal U&C Other governmentf 571 662 719 915 1,023 999 962 554 538 535 579 662 556 630 656 278 252 269 316 303 905 1,183 1,501 1,508 1,414 1,272 3,410 3,455 3,673 3,901 4,104 4,417 4,970 5,642 6,024 6,102 6,167 6,379 6,582 6,748 6,940 7,082 6,531 6,077 6,641 7,324 7,783 8,417 9,183 9,274 9,077 9,144 1,824 1,816 1,948 2,052 2,106 2,213 2,537 2,923 3,051 2,965 2,985 3,155 3,249 3,310 3,408 3,446 3,016 2,642 3,067 3,603 3,921 4,349 4,837 4,940 4,900 5,014 381 374 373 392 425 473 514 563 600 627 626 626 634 648 685 703 654 615 630 644 663 702 777 784 721 688 U&C FFRDCs c Industry U&C Other nonprofit 206 218 245 281 321 364 401 451 499 522 524 541 566 581 606 631 613 608 625 624 606 593 602 595 573 571 694 725 769 822 889 986 1,092 1,221 1,342 1,428 1,459 1,463 1,510 1,572 1,608 1,673 1,643 1,611 1,686 1,787 1,888 2,016 2,165 2,156 2,115 2,114 304 321 337 355 364 381 426 485 532 560 573 594 623 637 633 629 606 600 634 667 704 757 802 800 768 758 Nonprofit FFRDCsd Other nonprofit Total Total Federald 808 781 822 918 941 880 821 816 867 954 1,239 1,229 1,230 1,229 1,288 1,528 1,582 1,604 1,437 1,456 1,548 1,804 1,700 1,531 1,637 1,770 1,202 1,183 1,238 1,279 1,335 1,377 1,464 1,531 1,667 1,778 1,964 1,996 1,974 2,077 2,075 2,144 2,278 2,440 2,797 3,556 3,960 4,218 4,486 4,325 4,340 4,446 749 718 751 768 795 803 857 894 999 1,080 1,232 1,220 1,150 1,201 1,145 1,155 1,196 1,240 1,498 2,064 2,370 2,458 2,642 2,529 2,432 2,511 Industry Other nonprofit Total 122 124 128 132 138 145 151 156 161 167 172 180 189 198 208 219 242 255 272 291 287 274 275 273 280 290 331 341 359 379 402 429 456 481 506 532 560 596 635 677 722 770 840 946 1,027 1,201 1,303 1,485 1,570 1,523 1,628 1,645 130 164 135 135 133 120 114 98 101 113 115 106 131 139 158 147 152 144 149 214 268 288 264 201 278 484 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2009 Performer: Year Funding source: All performers All sources a Federal Federal Industry Total Federalb Industrye Industry FFRDCsb Total Total Federal 2007 78,200 6,798 54,196 8,421 45,775 1,100 9,271 5,079 2008 68,446 6,738 43,160 4,970 38,189 1,819 10,015 5,507 2009 65,004 7,296 37,415 7,106 30,309 1,758 10,856 5,994 NA = not available; included in figures for federal support to industry and federal support to nonprofit institutions. U&C Other governmentf 696 744 783 U&C FFRDCs c Industry U&C Other nonprofit 584 636 699 2,124 2,265 2,438 788 863 942 Nonprofit FFRDCsd Other nonprofit Total Total Federald 1,275 787 1,175 4,530 4,682 5,192 2,431 2,395 2,790 Industry Other nonprofit Total 300 304 290 1,799 1,984 2,111 1,030 1,245 1,312 FFRDC = federally funded research and development center; U&C = universities and colleges. a Character-of-work estimates for industry revised for 1998 and later years; data are not directly comparable with data for 1997 and earlier years. Character-of-work estimates for industry FFRDCs for 1953–63 not separated from federal support for industry; thus, figure for federal support to industry includes support to FFRDCs for those years. c For 1998 and later years, character-of-work estimation procedure revised and adjustments made to U&C R&D to eliminate double counting of funds passed through from one academic institution to another. Data for 1998 and later years are not directly comparable with data for 1997 and earlier years. d Character-of-work estimates for nonprofit FFRDCs for 1953–80 not separated from federal support for other nonprofits; thus, figure for federal support to other nonprofit institutions includes support to FFRDCs for those years. e Industry sources of funds for industry R&D expenditures include all nonfederal sources of industry funds for R&D expenditures. f Because of limitations in survey information, data on other government funding to performers other than U&C not available and consequently included in other sectors' support for their own R&D performance (e.g., other government support to other nonprofits included in other nonprofit support for their own R&D). b NOTES: Technical notes explaining methodological issues of measurement available on request. Data based on annual reports by performers, except for nonprofit sector (where some figures involve estimates). R&D expenditures of FFRDCs are chiefly federal funds, but any nonfederal funds are also included in totals. For trend comparisons, use only historical data reported here; do not use data published earlier. Expenditures for industry and, prior to 2001, for industry-administered FFRDCs collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal-year data. In most cases, approximation equals 75% of amount reported in same fiscal year plus 25% of amount reported in subsequent fiscal year. However, fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers prior to 1977 equal 50% of amount reported in same fiscal year plus 50% of amount reported in subsequent fiscal year. Detail may not add to total because of rounding. Constant-dollar estimates derived from unrounded data. Los Alamos National Laboratory (some $2 billion in annual R&D expenditures in recent years) became industry administered in June 2006; previously, it was U&C administered. Lawrence Livermore National Laboratory (more than $1 billion in annual R&D expenditures in recent years) became industry administered in October 2007; previously, it was U&C administered. Levels of R&D expenditures from 2006 to 2008 for both industry- and U&C-administered FFRDCs reflect these shifts. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources, drawing on the following NSF/NCSES surveys: Business R&D and Innovation Survey, Survey of R&D Expenditures at Universities and Colleges, Survey of Federal Funds for R&D, Survey of R&D Expenditures at FFRDCs, Survey of R&D Funding and Performance by Nonprofit Organizations.
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