BEFORE ‘l-BE POSTAL RATE CCMMlSSlON WASHINGTON, D.C. 20266-0001 POSTAL RATE AND FEE CHANGES, 2000 Docket No. R2000-1 NOTICE OF FILING OF MASTER LIST OF LIBRARY REFERENCES, AND NOTICES FOR LR-I-152 AND LR-I-153 (January 12,200O) The United States Postal Service hereby gives notice that tt has today filed the library references identified on the attached master list These library references are tiled in conjunction with the request for postal rate and fee changes filed today. It is requested that intervenors read the extensive documentation provided in these documents prior to directing discovery requests to the Postal Service. In compliance with the Commission’s new rules on library references, the master lists indicates the relevant category for each library reference submitted. By separate pleadings, waivers have been requested for Category 1, Category 2, Category 3, and Category 5 library references. As no waivers have been filed for Category 6 references, notices am attached to this pleading for the two Category 6 references on the list, LR-I-152 and LR-I-153. For all Category 2 references, the list also indicates, by witness name or number, the testimony wlth which the library reference is associated. CERTIFICATE OF SERVICE I hereby certify that I have this day served the foregoing document upon all pqticipants of record in this proceeding in accordance with section 12 of the Rules of Practice. 475 L’Enfant Plaza West, S.W. Washington, D.C. 20260-l 137 (202) 266-2992; Fax: 5402 January 12,200O USPS-LR- I-157: This library reference contains documentation for the calculation of rural carrier variabilii ratios, average weekly pieces, and total rural mail count pieces for letter and flats. It is an update to USPSLR-H-169, and parts of USPS-LR-H-192 and USPS-LR-H-193 from Docket No. R97-1. Filing it in this case as a successor library reference facilitates use of this material. Because it is not directly associated with the testimony of any witness, this library reference Is Ned as a Category 6 library reference. It uses as input data from LR-I-153. Material from this library reference is used in the base year workpapers of Witness Meehan (USPS-T-l 1, WP B). Foster Associates, Inc prepared the material in this library reference. There is currently no identified need or intention to introduce any of the contents of this library reference into evidence, but if such a need were subsequently identified, Nancy Kay of Foster Associates, Inc. would be the witness. USPS-LR+153 This library reference contains the Rural Carrier Mail Count Data for FY1996. It is an update to USPS-LR-H-192 from Docket No. R97-1. Filing it in this case as a successor library reference facilitates use of this material. Because it is not directly associated with the testimony of any witness, this library reference is filed as a Category 6 library reference. This library reference provides direct input to LR-I-152. Foster Associates, Inc prepared the material in this library reference. There is currently no identified need or intention to introduce any of the contents of this library reference into evidence, but if such a need were subsequently identified, Nancy Kay of Foster Associates, Inc. would be the witness. Respectfully submitted, UNITED STATES POSTAL SERVICE By its attorneys: Daniel J. Foucheaux, Jr. Chief Counsel, Ratemaking R2000-1 Library Reference Master List January 12,200O 1 USPS-LR-I-i Summary Description of USPS Development of Costs by Segments and Components, FY 1998 1 USPS-LR-I-2 USPS Costs and Revenue Analysis, FY 1998 1 USPS-LR-l-3 Development of Cost Segments and Components Report, FY 1998; Final Adjustment Report, FY 1998 2 USPS-LR-I-4 Base Year /Roll Forward, Input Data Files (MeehanlKashani) 2 USPS-LR-I-5 Base Year/Roll Forward, Processing Documentation Reports (MeehanlKashani) 2 USPS-LR-l-6 Base Year/Roll Forward (CD-ROM) (MeehanlKashani) 2 USPS-LR-I-7 Base Year and Roll Forward, Costs Diskette (Meehan/Kashani) 2 USPS-LR-I-6 Roll Forward Test Year Volume Variable Cost Footnotes (Kashani) 2 USPS-LR-I-9 Reconciliation of FY 1998 Statement of Revenues and Expenses to Audited Financial Statements and Reallocation of Expenses by Component (1 diskette) (Meehan) 2 USPS-LR-I-10 Estimated Functional Accrued Costs by Sub Functions and Cost Categories (1 diskette) (Kashani) 2 USPS-LR-I-11 Electronic Version of Witness Kiefer’s Workpapers. USPS-T37 1 USPS-LR-I-12 In-Office Cost System (IOCS) Statistical and Computer Documentation (Source Code and Data on CD-ROM) 1 USPS-LR-I-13 IOCS-CODES Computer System Documentation 1 USPS-LR-I-14 Handbook F-45, In-Office Cost System, Field Operating Instructions 1 USPS-LR-I-15 IOCS-CODES, Computer System Source Code (CD-ROM) I USPS-LR-t-16 City Carder Cost System (CCCS) Statistical and Computer Documentation (Source Code and Data on CDROM)(Harahush, USPS-T-3) 1 USPS-LR-I-17 Rural Carrier Cost System (RCCS) Statistical and Computer Documentation (Source Code and Data on CDROM)(Harahush, USPS-T-3) 1 USPS-LR-I-18 Handbook F-85, Data Collection User’s Guide for Cost System (Harahush, USPS-T-3) 1 USPS-LR-I-19 CCS-CODES Computer System Documentation (Harahush, USPS-T-3) 1 USPS-LR-I-20 CCS-CODES Computer System Source Code (CDROM)(Harahush, USPS-T-3) I USPS-LR-I-21 Domestic Revenue, Pieces, and Weight System (DRPW). System Documentation Description 1 USPS-LR-I-22 Domestic Revenue, Pieces, and Weight System (DRPW), Listing of Input Data 1 USPS-LR-I-23 Domestic Revenue, Pieces, and Weight System (DRPW), Machine Readable Copy of Input Data (1 CD-ROM) 1 USPS-LR-I-24 Domestic Revenue, Pieces, and Weight System (DRPW), Postal Service ADP Documentation 1 USPS-LR-I-25 Bulk Mail Revenue, Pieces, and Weight System (BRPW), Postal Service System Documentation 1 USPS-LR-I-26 Bulk Mail Revenue, Pieces, and Weight Statistical Systems Methodology and Design 1 USPS-LR-I-27 Domestic Mail Revenue, Pieces, and Weight Statistical Systems Methodology and Design 1 USPS-LR-I-28 Bulk Mail Revenue, Pieces, and Weight Variance Estimation and Code 1 USPS-LR-I-29 DRPW Variance Estlmatiin and Code (1 CD-ROM) 1 USPS-LR-I-30 Revenue, Pieces, and Weight (RPW) Adjustment System 1 USPS-LR-I-31 Revenue, Pieces, and Weight System (RPW), Source Code Listings, Domestic RPW 1 USPS-LR-I-32 Domestic Revenue, Pieces, end Weight System (DRPW), Machine-Readable Source Code (CD-ROM) USPS-LR-l-33 Revenue, Pieces, and Weight System (RPW), Listing of Output Data USPS-LR-I-34 Revenue, Pieces, and Weight System (RPW), MachineReadable Copy of Output Data (1 diskette) USPS-LR-I-35 RPW-CODES, Computer System Documentation Description USPS-LR-I-36 RPW-CODES, Deta Entry Application Technical Documentation USPS-LR-I-37 Handbook F-75, Data Collection User’s Guide for Revenue, Volume, and Performance Measurement Systems USPS-LR-I-38 RPW-CODES. Bases Unit Application Technical Documentation and CODES Administrator’s Guide USPS-LR-I-39 RPW-CODES, Mainframe Application Technical Documentation USPS-LR-I40 RPW-CODES, Printed Source Code for the Data Entry Application USPS-LR-I41 RPW-CODES, Printed Source Code for the Base Unit Application USPS-LR-I42 RPW-CODES, Printed Source Code for the Mainframe Application USPS-LR-I43 RPW-CODES, Source Code on CD for all three RPW Applications USPS-LR-I44 Permit System, User Guide and Periodical User Guide USPS-LR-I45 Permit System, Computer System Documentation Description USPS-LR-I46 Permit System, Source Program in Printed Form 1 1 1 USPS-LR-147 Permit System, Postal Service ADP Documentation USPS-LR-I48 Permit System, Source Code Listings USPS-LR-I49 TRACS Commercial Air Subsystem Statistical and Computer Documentation (Source Code and Data on CD-ROM) 1 USPS-LR-l-50 TRACS Passenger Rail (Amtrak) Subsystem Statistical and Computer Documentation (Source Code and Data on CDROM) 1 USPS-LR-I-51 TRACS Network Air Subsystem Statistical end Computer Documentation (Source Code and Data on CD-ROM) 1 USPS-LR-I-52 TRACS Highway Subsystem Statistical end Computer Documentation (Source Code and Data on CD-ROM) 2 USPS-LR-I-53 TRACS Freight Rail Statistical and Computer Documentation (Source Code and Data on CD-ROM) (Xie) 2 USPS-LR-I-54 Estimation of Priority Mail Weight end Average Haul by Zone-Documentation and Source Code (1 CD-ROM Included (Xie) 2 USPS-LR-I-55 SAS Programs Used in Calculation of Air Network Premium Factors (Pickett) 2 USPS-LR-I-56 SAS Programs Used in the Calculation of the CNET Premium (Pickett) 2 USPS-LR-I-57 Calculation of Air Network Premium Factors (Pickett) 2 USPS-LR-I-58 Calculation of Base Year Distribution Key for Christmas Air Operations (Pickett) 2 USPS-LR-I-59 Calculations of Alaska Air Adjustment (Pickett) 2 USPS-LR-l-60 Calculation of Distance-related Transportation Costs (Pickett) 2 USPS-LR-I-61 Calculation of Cost of Eagle Daytime Operations (Pickett) 2 USPS-LR-l-62 Materials Related to Testimony of Witness Plunkett, USPST-36 1 USPS-LR-I-63 TRACS-CODES Computer System Documentation USPS-LR-l-64 TRACS-CODES Computer System Source Code (CD-ROM) USPS-LR-I-65 RPW Sample Selection System, Computer Documentation USPS-LR-l-66 RPW Sample Selection System, Listing of Input Data and Source Code USPS-LR-I-67 RPW Sample Selection System, ADP Documentation USPS-LR-I-68 REP Sample Selection System, Machine Readable Source Code and Input Data on CD USPS-LR-l-69 ODIS-CODES. Computer System Documentation Description 1 USPS-LR-I-70 ODIS-CODES, Data Entry Application Technical Documentation 1 USPS-LR-I-71 ODIS-CODES, Base Unit Application Technical Documentation 1 USPS-LR-I-72 ODIS-CODES, Mainframe Application Technical Documentation USPS-LR-I-73 ODIS-CODES, Printed Source Code for the Data Entry Application USPS-LR-I-74 ODIS-CODES, Printed Source Code for the Base Unit Application USPS-LR-I-75 ODIS-CODES, Printed Source Code for the Mainframe Application USPS-LR-I-76 ODIS-CODES, Source Code on CD for all three RPW Applications USPS-LR-I-77 Development of Piggyback and Related Factors (1 diskette) (Marc Smith) USPS-LR-I-78 Diskette of Witness Kashani’s Spreadsheets for Appendices A through B and Exhibit USPS-14A (USPS-T-14) (1 diskette) USPS-LR-I-79 National Agreements: American Postal Workers Union, AFLCIO, 1998-2000; National Postal Mail Handlers Union, AFLCIO, 1998-2000; National Rural Letter Carriers Association, 19951999 3 2 USPS-LR-I-80 Diskette of Witness Meehan’s Spreadsheets for Workpaper B and Exhibit 1 IC (USPS-T-l 1) 2 USPS-LR-I-81 Mail Processing Unit Costs by Shape (Marc Smith) USPS-LR-I-82 RESERVED 2 USPS-LR-I-83 Equipment and Facility Related Costs (Marc Smith)(l diskette) 2 USPS-LR-l-84 Bradley/Electronic Version of Data and Programs for Econometric Results (USPS-T-18) 2 USPS-LR-I-85 Power Only Highway Contract Survey (Bradley) 2 USPS-LR-I-86 Responses Concerning Unusual Observations in the HCSS Data Set (Bradley) 2 USPS-LR-I-87 Periodicals Mail Characteristics Survey (Yacobucci) 2 USPS-LR-I-88 Flats Bundle Study (Yacobucci) 2 USPS-LR-I-89 Flats Coverage Factors (Yacobucci) 2 USPS-LR-I-90 Flats Mail Processing Cost Model (Yacobucci) 2 USPS-LR-I-91 First-Class Weight Studies (Daniel) 2 USPS-LR-I-92 Standard Mail (A) Weight Studies (Daniel) 2 USPS-LR-I-93 Periodicals Weight Studies (Daniel) 2 USPS-LR-I-94 Supporting Calculations for Weight Studies (Daniel) 2 USPS-LR-I-95 Development of Delivery Costs by Rate Category for FirstClass and Standard Mail (A) (Daniel) 2 USPS-LR-I-96 Development of ECR and NPECR Mail Processing Saturation Savings (Daniel) 2 USPS-LR-I-97 Development of Roll Forward Final Adjustment (Daniel) 2 USPS-LR-I-98 Underlying Cost Models for Roll Forward Final Adjustments (Daniel) USPS-LR-I-99 Underlying Mail Processing and Window Cost Data for Weight Studies (Daniel) USPS-LR-I-100 Underlying Cost Data for Delivery Studies (ECR and Weight) (Daniel) USPS-LR-I-101 Underlying Mail Processing Data for ECR Mail Processing Studies (Daniel) USPS-LR-I-I 02 First-Class, Standard (A), and Periodicals Volumes by Shape and Ounce Increment (Daniel) 2 USPS-LR-I-103 Standard (B) Parcel Post and BPM Mail Processing and Window Service Costs (USPS-T-26) 2 USPS-LR-I-104 Program Documentation for Appendix 1 of USPS-T-26 2 USPS-LR-I-105 Standard Mail (B) Parcel Post Volume, Cubic Feet and Weight Data (USPS-T-26) 2 USPS-LR-I-106 Van-Ty-Smith/MODS-Based Costing, Description of Spreadsheets and SAS Programs (USPS-T-17) 2 USPS-LR-I-107 BozzolPrograms and Electronic Input Data for Mail Processing Volume Variability Analysis (USPS-T-l 5) 2 USPS-LR-I-108 Spreadsheets and Other Supporting Materials for Witness Davis (USPS-T-30) 2 USPS-LR-l-109 Bound Printed Matter Mail Characteristics Study (Crum, USPS-T-27) 2 USPS-LR-I-110 Address Correction Service Costs (1 diskette) (USPS-T-29) 2 USPS-LR-I-111 Derivation of Fixed-Weight Price Indices for Priority Mail Express Mail, and UPS Ground Service (Musgrave, USPST-8) 2 USPS-LR-I-112 Regression Materials and Data: Priority Mail and Express Mail (Musgrave, USPS-T-8) 2 USPS-LR-I-113 Before-Rates and After-Rates Volume Multipliers end Forecasts for Priority Mail and Express Mail (Musgrave, USPS-T-8) 2 USPS-LR-I-I 14 Before-Rates and After-Rates Forecasts for Priority Mail Volume Transfer (Musgrave, USPS-T-8) 2 USPS-LR-I-115 1999 Platfom? Study (Witness Degen. USPS-T-16) 3 USPS-LR-I-I 16 USPS FY 98 Household Diary Study (Fronk, USPS-T-33) 3 USPS-LR-I-117 Domestic Mail Volume & Revenue History 3 USPS-LR-I-118 Domestic Mail Rate History 2 USPS-LR-I-I 19 TolleyIThress Before-Rates Fixed-Weight Index Material 2 USPS-LR-I-120 Tolley After-Rates Fled-Weight 2 USPS-LR-I-121 Tolley Documentation of Forecasting Model 2 USPS-LR-I-122 Thress Data Used in Demand Regressions and Regression Code 2 USPS-LR-I-123 Thress Cross-Section Income Coefficients and Standard Errors USPS-LR-I-124 Special Services Fee History (Mayo, USPS-T-39) USPS-LR-I-I 25 FY 98 Billing Determinants USPS-LR-I-126 Explanation of Cost Reductions and Other Programs (Twman) USPS-LR-I-127 Rollforward Expense Factors (Tayman) USPS-LR-I-I 26 Workers’ Compensation Expense (Tayman) USPS-LR-I-129 Materials Related to Witness Musgraves’ Supplemental Appendix USPS-LR-I-130 PRC Version/Base Year Model USPS-LR-I-131 PRC Version/Roll Forward Model USPS-LR-l-132 PRC Version/Base Year/Roll Forward, Processing Documentation Reports USPS-LR-I-133 PRC Version/Base Year/Roll Forward, Guide to Model (CDROM) 5 Index Material 5 USPS-LR-I-134 PRC Version/Roll Forward Test Year Volume Variable Cost Footnotes 5 USPS-LR-I-135 PRC Version/Roll Forward Expense Factors (diskette) 5 USPS-LR-I-136 PRC Version/Development of Piggyback end Related Factors (Diskette) 5 USPS-LR-I-137 PRC Version/Mail Processing Unit Costs By Shape 5 USPS-LR-I-I 38 PRC Version/MODS-Based Costing, SAS Outputs end Spreadsheets 5 USPS-LR-I-139 PRC Version/Development of ECR and NPECR Mail Processing Saturation Savings 5 USPS-LR-I-140 PRC Version/Development of Roll Forward Final Adjustments 5 USPS-LR-I-141 PRC Version/Underlying Cost Models for Roll Forward Final Adjustments 5 USPS-LR-I-142 PRC Version/Underlying Mail Processing Cost Data for ECR Mail Processing Studies 5 USPS-LR-I-143 PRC Version/Parcel Post, Special Standard B, and BPRS Mail Processing Cost Models 5 USPS-LR-I-144 PRC Version/Standard (8) Parcel and BPM Mail Processing costs USPS-LR-I-145 PRC Version/Flats Mail Processing Cost Model USPS-LR-I-146 PRC Version/Qualified Business Reply Mail Discount USPS-LR-I-147 PRC Version/Letter, Card and Nonstandard Surcharge Mail Processing Model 5 USPS-LR-I-148 PRC VersionlDropship Cost Models and Standard (A) Cost by Shape 5 USPS-LR-I-149 PRC Version/Table of Markups 2 USPS-LR-I-150 Supporting Material for Incremental Cost Model (USPS-T23) USPS-LR-I-151 Calculation of Single Subclass Stop Ratios (USPS-T-23) USPS-LR-I-152 Rural Carder Analysis USPS-LR-I-I 53 FY 1998 Rural Carrier Mail Count Data USPS-LR-I-I 54 Three USPS Operations Handbooks: PO-41 1, PO-412 and PO-424 (Miller, USPST24) 2 USPS-LR-I-155 Supporting Materials for Witness Kaneer’s Post Dffice Box Analyses 2 USPS-LR-I-I 58 Computer Program Relating to the Testimony of Witness Bernstein. USPS-T-41 USPS-LR-I-157 Predicted Load time Calculation (Baron, USPS-T-12) USPS-LR-I-I 58 Calculation of Running Time Elasticities (Baron, USPS-T-12) USPS-LR-I-I 59 Calculation of Street Time Proportions (Baron, USPS-T-12) USPS-LR-I-160 Documentation Supporting Witness Campbell (USPS-T-29) Testimony 1 USPS-LR-I-161 RPW Extract File Material, FY 1999, Q3 & Q4 2 USPS-LR-I-162 Electronic Version of Spreadsheets and Workpaper (Miller, USPS-T-24) 2 USPS-LR-I-163 Engineered Standards Database (Raymond, USPS-T-13) 2 USPS-LR-I-164 Remote Computer Reader 2000 Handwriting Recognition Upgrade Decision Analysis Report (Miller, USPS-T-24) 2 USPS-LR-I-165 Priority Mail Pricing Spreadsheets (Robinson, USPS-T-34) 2 USPS-LR-I-166 Standard Mail (A) Pricing Spreadsheets (Moeller, USPS-T35) USPS-LR-I-187 Periodicals Pricing Spreadsheets (Taufique, USPS-T-36) USPS-LR-I-168 Special Services Pricing Spreadsheets (Mayo, USPS-T-39) USPS-LR-I-I 69 Electronic Version of First-Class Mail Rate Design Workpaper (Fronk, USPS-T-33) 1 USPS-LR-I-I 70 Origin-Destination Information System Quarterly Statistics Reports (FY 98-99) 2 USPS-LR-I-171 Electronic Version of Attachments to Testimony of Witness Eggleston (USPS-T-26) 2 USPS-LR-I-172 Electronic Version of Workpapers (USPS-T-29, Campbell) 2 USPS-LR-l-173 Rural Carrier Cost System New Methodology Evaluation Report (Daniel) 2 USPS-LR-I-174 Electronic Version of Rate Level Spreadsheets (USPS-T-32, Mayes) 2 USPS-LR-I-175 Electronic Version of Attachments to Testimony of Witness Crum (USPS-T-27)
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