ARTICLE IN PRESS Journal of Crystal Growth 311 (2009) 3195–3203 Contents lists available at ScienceDirect Journal of Crystal Growth journal homepage: www.elsevier.com/locate/jcrysgro Atomistic examinations of the solid-phase epitaxial growth of silicon B.A. Gillespie , H.N.G. Wadley Department of Materials Science and Engineering, Wilsdorf Hall, University of Virginia, P.O. Box 400237, Charlottesville, VA 22904, USA a r t i c l e in fo abstract Article history: Received 3 November 2008 Received in revised form 6 January 2009 Accepted 27 February 2009 Communicated by D.W. Shaw Available online 17 March 2009 The low-temperature vapor deposition of silicon thin films and the ion implantation of silicon can result in the formation of amorphous silicon layers on a crystalline silicon substrate. These amorphous layers can be crystallized by a thermally activated solid-phase epitaxial (SPE) growth process. The transformations are rapid and initiate at the buried amorphous to crystalline interface within the film. The initial stages of the transformation are investigated here using a molecular dynamics simulation approach based upon a recently proposed bond order potential for silicon. The method is used first to predict an amorphous structure for a rapidly cooled silicon melt. The radial distribution function of this structure is shown to be similar to that observed experimentally. Molecular dynamics simulations of its subsequent crystallization indicate that the early stage, rate limiting mechanism appears to be removal of tetrahedrally coordinated interstitial defects in the nominally crystalline region just behind the advancing amorphous to crystalline transition front. The activation barriers for this interstitials migration within the bulk crystal lattice are calculated and are found to be comparable to the activation energy of the overall solid-phase epitaxial growth process simulated here. & 2009 Elsevier B.V. All rights reserved. PACS: 81.15.Np 87.15.ap 61.72.uf 81.10.Jt 61.43.Dq Keywords: A1. Computer simulation A1. Recrystallization A3. Solid-phase epitaxy 1. Introduction The synthesis of epitaxial silicon thin films by the lowtemperature condensation of its vapor to form an amorphous film followed by annealing to create a crystalline structure is widely utilized during microelectronic device fabrication [1,2]. Amorphous layers can also be formed during ion implantation of crystalline silicon, and these are also recrystallized by thermal treatments [3]. This solid-phase epitaxial growth (SPEG) process proceeds by the thermally induced epitaxial growth of a crystal seed into the metastable amorphous region [2]. The need to control point defect populations, dislocation types and densities, and stacking fault concentrations in films grown by these processes has stimulated significant interest in the mechanisms of atomic reassembly at the epitaxial interface. Thermal annealing experiments indicate the growth rate of the crystalline phase into an amorphous silicon system obeys Arrhenius kinetics with single activation energy of 2.7 eV. This is thought to result from a (unspecified) defect formation energy of 2.4 eV and a defect migration energy of 0.4 eV [2]. These experimental studies also indicate that the transformations rates can be rapid. For example, a 2500-Å-thick a-Si film transforms fully to a crystalline structure in Corresponding author. E-mail address: [email protected] (B.A. Gillespie). 0022-0248/$ - see front matter & 2009 Elsevier B.V. All rights reserved. doi:10.1016/j.jcrysgro.2009.02.050 2.5 s at a temperature of 725 1C (a growth rate of 0.1 mm/s) [2]. The SPEG rate can be affected by self-ion bombardment of the films [2]. The ion bombardment of amorphous films results in a lowering of the activation energy for the SPEG process to 0.18–0.4 eV [4,5]. Bernstein et al. argue that this low activation energy results from the ion impact assisted formation of the rate limiting defects. The transformation from the amorphous to crystalline state of the ion irradiated structure is then only controlled by the migration of these defects with an activation energy in the 0.4 eV range [6]. A detailed understanding of the atomistic mechanisms involved in SPEG has been impeded by the difficulties of highresolution imaging of the moving (sometimes very rapidly) buried interface [7]. Computational modeling has therefore been used to investigate the SPEG process [6–12]. The use of computational modeling techniques is restricted by the relatively large number of atoms (of order 103) that must be used to characterize each phase [6]. Additionally these systems need to be simulated for an extended time (41 ns) to observe even the initial movement of the a–c interface [6]. The use of high fidelity, unbiased parameterfree quantum mechanical calculations such as density functional theory (DFT), is therefore prohibited [7]. A molecular dynamics (MD) approach appears the most promising, provided it employs an interatomic potential that adequately captures the radial and angular dependences of the interatomic interactions. A computational study by Motooka et al. employing on the order of 1000 atoms over a nanosecond timescale and utilizing the ARTICLE IN PRESS 3196 B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 Tersoff potential [13] found two temperature driven growth regimes in contrast to the single, experimentally observed temperature dependency [7]. Their MD results indicated that at low temperature, SPEG proceeded via a 2-D planar growth mechanism with an activation energy of 2.6 eV. At higher temperatures however, {111} facets were formed at the interface and the activation energy for growth decreased to 1.2 eV. Bernstein et al. also identified two temperature driven growth regimes in a study employing an environmentally dependent interatomic potential (EDIP) [6,14]. However, they report an activation energy of only 0.470.2 eV at low temperature and an energy of 2.070.5 eV in the high-temperature regime. These activation energies are clearly in conflict with the Tersoff potential predictions. While both studies argue that removal of lattice defects at the a–c interface is rate limiting, the defect whose migration controls the transformation rate remained unclear. The most recent computational studies of SPEG performed by Garter and Weber [10–13] have employed both the Tersoff and the Stillinger–Weber potential [8–12,15,16]. They examined the morphology of the a–c interface and observed that the interface is not sharp, but rather extends over a 6–8 atomic monolayer thick region. They argue that the rearrangement of atomic defects in the transition region is the limiting atomic mechanism in SPEG. They also show that the concentration of the defects predicted by the Tersoff potential is about double that predicted by the Stillinger–Weber approach [16]. It appears that the details of the atomic reassembly process observed in these studies are affected by the potential that is used for the simulation. Here, we use a recently developed bond order potential (BOP) for silicon and a molecular dynamics simulation method to examine the initial stages of the amorphous to crystalline transformation of silicon [17–21]. The BOP is an analytic, manybody interatomic potential derived by coarse graining the electronic structure within a two-center, tight-binding representation of covalent bonding. This results in an interatomic potential that explicitly accounts for both the s and p bonding components of covalent bonding. It also explicitly includes a term to account for the promotion energy associated with the hybridization of the atomic orbitals. While the BOP approach to molecular dynamics simulations is more computationally demanding than many other potentials, the use of this potential here is motivated by the high quality of its predictive results for silicon bulk properties (such as melting temperature and the cohesive energies of a wide range of structures) and its reasonable estimates for point defect energies and structures [17]. Computational resource limitations constrain our simulations with this BOP approach to systems of 1000 atoms and for short times (1 ns). As a result, the simulation is capable of only resolving the initial atomic reassembly processes. We note at the outset that the initial growth rates observed below and in previous studies of the simulations of the SPEG process in silicon are several orders of magnitude faster than that observed experimentally [6–12]. We suspect there exist a SPEG mechanism that is activated after the initial stage examination is complete. The discovery of its mechanism awaits much larger timescale MD simulations. The atomic scale structure of the amorphous films created using the BOP have been examined, and are found to contain a high concentration of both 3 and 5 coordinated atoms. This indicates that the BOP predicts a highly defected amorphous film similar to that observed in ion-implanted films. These defects result in fast diffusion pathways and a correlation is drawn between removal of interstitial defects at the a–c interface and rapid epitaxial growth. The BOP-based simulations are then employed to investigate the activation energy barriers to the migration of interstitial defects within the bulk. These energy barriers are observed to be similar to the calculated overall activation energy for solid-phase epitaxial growth process. 2. Simulation details A complete description of the development of the bond order potential can be found in Refs. [17–21]. There are numerous ways to synthesize amorphous silicon including quenching from the melt [22], low-temperature vapor deposition [23–25], and ion bombardment [26,27]. The a-Si films generated by each method have different atomic scale structures [2]. Amorphous silicon generated by rapidly cooling the liquid phase results in the formation of a network of tetrahedrally coordinated atoms with no long-range order (an ‘‘ideal’’ amorphous film) [22]. Lowtemperature vapor deposited films are amorphous, but also sometimes contain low-density regions and voids [2]. These are a consequence of self-shadowing during the deposition process combined with low atom mobility on the film surface [2]. When the deposited atoms are unable to significantly migrate across the surface, the atoms assemble into a random network with no longrange periodicity. Ion implantation causes atoms to be displaced from their lattice sites by primary and secondary collision processes [2]. Continuous ion bombardment results in the overlap of the damage zone of individual impacts eventually leading to a fully amorphous structure. Amorphous silicon films created by ion bombardment contain a large concentration of three- and fivefold bonding defects [28]. To prepare a computational amorphous/crystalline (a–c) interface a 23.0375 Å [1 0 1̄] by 43.44 Å [0 1 0] by 23.0375 Å [1 0 1] volume single crystal was created. This crystal was made up of 1152 atoms distributed in 32 (0 1 0) layers. Periodic boundary conditions were employed in the [1 0 1̄] and [1 0 1] directions. The top 24 monolayers were then melted elevating their temperature to 2000 K for 50 ps (for 25,000 time steps with a time step, Dt=2 fs), while the bottom 8 monolayers were thermally constrained to 500 K with the lowest two layers rigidly fixed in space. This resulted in a thin crystalline substrate with a layer of liquid silicon on top. This system was then quenched to the desired temperature over a period of 50 ps to create a computational sample containing a region of crystalline and amorphous material separated by an amorphous to crystalline interface. This system was then thermally annealed for 5 ns and the resulting epitaxial growth rate and rate limiting defect migration energy barriers are investigated. The epitaxial growth rate was measured by tracking the rate of change of the number of crystalline atoms present in the system by identifying the bonding environment of an atom and that of its neighbors. In order for an atom to be classified as part of a crystalline region it was required to maintain, within a tolerance of 101, the 1091 tetrahedral arrangement of its bonds with its four nearest neighbors. The increase in the number of atoms that satisfied this condition gave the epitaxial growth rate in atoms per unit time interval. The interstitials present in the crystallized region were also identified and their diffusion pathways were examined using molecular statics techniques [29]. Starting from a given interstitial configuration, the interstitial atom was incrementally moved in the direction of minimum energy along a path to another interstitial position. After each incremental movement, the entire system was allowed to relax in energy around the constrained interstitial atom. This then allowed the energy along the migration path to be computed and the energy barrier to interstitial migration within the crystal to be determined. ARTICLE IN PRESS B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 3197 3. The amorphous structure 4. Epitaxial crystallization The radial distribution function (RDF) for the a-Si film produced by the rapid solidification simulation is shown in Fig. 1. The simplest view of amorphous silicon is that of a continuous random network of tetrahedrally coordinated atoms [2]. Therefore one would expect that the RDF of an amorphous structure will display a large slender peak centered near the bulk silicon equilibrium nearest neighbor distance, followed by broadened secondary and tertiary peaks. The RDF obtained by analyzing the quenched structure generally agrees with this interpretation. The data obtained from the simulation also agree well with that deduced by experiment [30]. Many of the other interatomic potentials poorly predict the random tetrahedral network of a-Si, predicting a large number of 3 and 5 coordinated atoms [31]. The inset in Fig. 1 shows the distribution of atomic coordinations in the amorphous region predicted by the BOP analysis. The BOP predicts a broad distribution of atomic coordination’s with a maximum at 4 and an average of 4.16. While amorphous silicon films are usually considered a uniform random network of coordination 4 atoms, in practice the various experimental methods for generating amorphous thin films result in slightly different amorphous states [2]. It should also be noted that the quenching rate plays a significant role in the a-Si structure. For example, the amorphous film generated by ion implantation techniques contains many atoms that are not four-fold coordinated [2]. Spectroscopic studies of self-implanted a-Si have shown a large concentration of dangling bonds associated with three-fold coordinated atoms and floating bonds resulting from five-fold coordinated atoms [28]. The significant fraction of atoms that do not have four-fold coordination suggest the amorphous region of the BOP simulation is highly defected. This high concentration of defects suggests that the (very rapidly cooled) simulated structure is similar to that ion beam irradiated structures where defects are introduced to the system by a non-thermal ion collision process. The quenched computational system was annealed at numerous temperatures between 700 and 950 K and the growth rate of the a–c interface during the SPEG process was determined. This is plotted as a function of inverse absolute temperature in Fig. 2. The growth rate data are reasonably well fitted by an Arrhenius relation with an activation energy barrier of 0.87 eV. This activation energy is about twice that experimentally reported for ion beam irradiated silicon [5]. Earlier simulation studies have reported a wide range of activation energies [6–12], and it should be noted that the activation barrier obtained here is comparable to that observed in simulations employing the Stillinger–Weber potential and a similar MD cell [12]. Using their environmentally dependent modeling approach, Bernstein et al. [6] have shown that the low-temperature activation barrier (0.2 eV) observed in their simulations corresponds to the migration of defects while the larger value (2.0 eV) seen at higher temperatures corresponds to a more complicated process involving defect formation and diffusion. The a-Si film formed by very rapidly quenching the SiBOP structure contained a large concentration of ‘‘frozen in’’ defects and we suspect this is responsible for our observation of an activation barrier lying between those of the Bernstein et al. limits. To investigate the atomic scale details of the a–c transformation, time resolved atomic structures near the a–c interface for annealing temperatures of 700 and 900 K are presented in Figs. 3 and 4. They show the advancing amorphous to crystalline front moving through the amorphous region. It can be seen that the most recently crystallized region in each time resolved view consists of a predominantly crystalline lattice containing a high concentration of interstitial defects. Detailed examination of the transition region indicates that overlap of the lattice strains of these interstitial defects eventually gives rise to the continuous random network of the a-Si layer as one move upwards through the simulated region. Fig. 1. Radial distribution function g(r) for a-Si compared to experimental a-Si data. Inset: the atomic coordination distribution of silicon atoms in the a-Si region graphed as a percentage of frequency as predicted by simulation. Fig. 2. Dependence of the SPE growth rate on simulated temperature. ARTICLE IN PRESS 3198 B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 Fig. 3. Snapshots of the simulated silicon system at T=700 K. The transition region is characterized by a predominantly crystalline lattice with a high concentration of interstitial defects. These interstitial defects can be seen here and are typically tetrahedrally coordinated. (a) t=0 ps, (b) t=l00 ps, (c) t=200 ps, and (d) t=300 ps. To investigate the influence of these remnant defects upon the advance of the a–c interface we have plotted the number of crystallized atoms in the simulated structure against transformation time for a transformation at 800 K, Fig. 5. It can be seen that the growth of the crystalline phase is unsteady with sudden jumps in transformation rate interspersed by periods of significantly slower transformation. The overall growth rate of the crystalline phase is therefore limited by the atomistic rearrangements occurring during these periods of low crystalline growth. An examination of the atomic structure of the system before and just after a shift from a slow to fast growth mode reveals that the velocity jump occurs upon elimination of an interstitial atom in the crystalline phase just behind the transition region. This occurred for all of the simulated temperatures. An example of such a rapid crystallization after the elimination of a near interface defect can be clearly seen in the time resolved atomic structures of Fig. 4(c) and (d). This result is in qualitative agreement with the conclusions of Lu et al. who argued that removal of defects residing at the a–c interface was the rate controlling mechanism for SPEG [28]. To characterize the nature of the defects within the partially crystallized system, we have calculated bond angle distributions functions, g(y), for each region, Fig. 6. The angular distribution function for the transition region, Fig. 6(b), shows a broad peak centered on the tetrahedral bond angle (1091) with a shoulder extending towards 751. A small secondary peak is also evident at a bond angle of 501. We note that a [11 0]-split type interstitial defect has a bond angle of 501, while a tetrahedral defect has bonds with an angle of 701 [17]. The average coordination of these interstitials was obtained by visually identifying 100 interstitial atoms in the various simulations and determining their coordinations. This resulted in an average coordination of 4.05 for the transition region interstitials. The large angular distribution concentrations at 501 and 751 within the transition region indicate the presence of a high concentration of defects with configurations that include those bonding angles, such as the [11 0]-split and tetrahedral interstitial types. Previous calculations have determined the formation energy of these point defects to be 3.37 and 2.63 eV, respectively [17]. ARTICLE IN PRESS B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 3199 Fig. 4. Snapshots of the simulated silicon system at T=900 K. Tetrahedrally coordinated interstitial defects can be seen at the a–c interface. (a) t=0 ps, (b) t=40 ps, (c) t=70 ps, and (d) t=100 ps. The diffusion pathways associated with these two interstitials have been investigated using a molecular statics approach. We have employed notational shorthand for the point defects as follows: silicon vacancy (V), tetrahedral interstitial (T), hexagonal interstitial (H), and the [11 0]-split interstitial (X). The specific defect migration pathways that have been examined are presented in Figs. 7–10. These are the V-to-C, T-to-X, T-to-H, and T-toC. It is important to remember that these are intended to be approximations of the motions encountered at the a–c interface. These combinations were chosen because each involves a single defect migrating to either another defect location or to a crystal lattice site. The energy barriers to motion range from 0.49 to 1.88 eV. For the defect motions examined here, migration of a vacancy into an adjacent lattice site had the lowest activation energy. Fig. 7 shows the atom motion that occurs as the vacancy is moved. The formation energy of the silicon vacancy has been previously predicted by the BOP to be 2.76 eV. The Si-BOP predicts a volume decrease of 40% for the silicon vacancy as the adjacent atoms relax inwards. The migration pathway for the silicon vacancy is simple; an adjacent atom switches places with the vacancy. The energy barrier to this motion is 0.49 eV. In more detail, the adjacent atom, labeled 1 in Fig. 7, moves in a [1̄11̄] direction towards the vacancy site. At the midpoint of this motion, the third configuration in Fig. 7c, bonds are formed with 3 new atoms. Atom 1 after this point has 6 atoms to which it is bonded. As the atom moves closer to the vacancy site, the original three bonds are subjected to significant strains (and as are the bonds of atoms bonded to those atoms as well) and shift inwards toward atom 1. The original three heavily strained bonds finally break when atom 1 occupies the former vacancy site. The non-symmetric nature of the energy curve in Fig. 7f reflects this atomic mechanism. The observed drop in energy when those bonds finally break corresponds to the relaxation of the stored strain energy in the original bonds. The second lowest energy migration pathway involves the switch between a tetrahedral interstitial and a [11 0]-split interstitial. This calculation has been performed in two ways. The first, the T-to-X has atoms T and C, as labeled in Fig. 8, fixed in space and moved incrementally to the minimum ARTICLE IN PRESS 3200 B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 Fig. 5. A small excerpt in time showing the thermally driven epitaxial growth of silicon crystal. The dashed lines highlight the change in growth rate, and can be used to isolate the rate limiting atomic mechanism to the growth. The solid line indicates the overall growth rate. energy configuration of the X interstitial. The second method, the X-to-C, has atom X1, as labeled in Fig. 8, fixed in space and incrementally moved into its associated lattice site; atom X2 is allowed to move freely and as a result minimizes into a tetrahedral site. In both of these methods all other atoms are allowed to reach their minimum energy configuration at each increment. Both methods simulate the motion between a T and X interstitial configuration. The energy barrier to this migration is 0.75–0.97 eV. Fig. 8 shows the high energy configuration for this atomic motion. Significant lattice distortions occur in the neighboring atoms. Because of the very small energy barrier to migration in the X-to-T direction (0.14 eV) it is unlikely that X type interstitials will have a long lifespan in simulation. The third defect migration of interest is the migration of an interstitial from one tetrahedral site to another tetrahedral site. It should be noted that the midpoint between any two tetrahedral sites is a hexagonal site. Therefore, by symmetry, the energetic of the migration can be fully considered by examining the T-to-H pathway as shown in Fig. 9. The hexagonal interstitial is predicted by the Si-BOP to be metastable with an energy of formation of 3.85 eV [17]. Any small thermally induced distortion from perfect symmetry will result in the hexagonally coordinated interstitial defect transitioning into a tetrahedral site. As a result the energy barrier to migration from one tetrahedral site to another is approximately the same as the difference between their formation energies, 1.10 eV. The final and highest energy defect migration examined is for a tetrahedral coordinated atom to directly displace a neighboring lattice site atom. This atomic motion is labeled T-to-C. The tetrahedral interstitial atom is incrementally moved towards a neighboring lattice atom site. This pushes the crystalline atom out of its lattice site towards a nearby low energy tetrahedral site (not the same tetrahedral site that is already occupied). The high energy configuration of this motion is shown in Fig. 10. Considerable lattice distortion is encountered in this motion due to the motion requiring the breaking and reforming of 6 strong atomic bonds. This atomistic mechanism encounters an energy barrier of 1.88 eV, considerably higher than any of the other motions examined. The above analysis indicates several possible pathways for a tetrahedral interstitial to migrate to a nearby tetrahedral Fig. 6. Distribution of bond angles in the crystalline region (a), the transition region (b) and the amorphous region (c). interstitial site. The tetrahedral interstitial atom could directly displace an adjacent crystal atom, pushing that atom into a nearby tetrahedral site. This motion, the T-to-C mechanism, has been shown to have a very large energy of activation of 1.88 eV. Another path migrates the tetrahedral interstitial through a hexagonal interstitial site. This pathway has been found to have an activation ARTICLE IN PRESS B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 3201 Fig. 7. Vacancy migration pathway in the bulk silicon lattice. (a) The initial configuration of the vacancy; the relaxation of the crystal lattice in towards the vacancy is shown. (b)–(d) The transition configurations 2–4, respectively. (e) The final configuration, identical to the initial except the vacancy has moved to an adjacent lattice site. (f) The energy barriers to vacancy motion. barrier of 1.1 eV, which is much lower than the T-to-C mechanism but still higher than the T-to-X pathway. The lowest energy pathway for tetrahedral interstitial migration is to first overcome a 0.75–0.97 eV energy barrier to form a X interstitial. This energy range is obtained from energy differences in migrating the interstitial atom in both directions. The X interstitial then overcomes a 0.14 eV barrier to transform back into a T interstitial in a new tetrahedral site. Because this last motion has the lowest energy, it is the mechanism that is most likely to occur. 5. Summary We have studied the solid-phase epitaxial growth of silicon using the recently developed bond order potential [17]. The solidphase epitaxial process involves the spontaneous, thermally activated rearrangement of atomic bonds at the amorphous/ crystal interface [2]. For an ion-implanted amorphous surface, experimental studies have shown that this process results in the motion of a sharp a–c interface towards the free surface [2]. The growth rate of the crystalline region (or the velocity of the a–c interface) can be well modeled by an Arrhenius relation with activation energy of 2.7 eV [2]. Ion bombardment introduces defects into the amorphous film which enhance the growth rate and reduce the activation energy to 0.18–0.4 eV [6]. The rapid quenching from the liquid phase method used to obtain the amorphous film used in the present simulations results in a highly defected amorphous film. As a result the a-Si found in the present simulations is similar to an unrelaxed amorphous film under ion bombardment. The BOP predicts activation energy of 0.87 eV for the SPE process. Previous atomistic modeling research has shown that defects play a key role in SPEG [6–12]. The exact nature of that role has differed depending on which interatomic potential was employed. ARTICLE IN PRESS 3202 B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 Fig. 8. Interstitial migration pathway for the T-to-X transition. Interstitial atoms are designated by hollow circles and atoms on different planes are differentiated by differing size. The interstitial atoms move on the smaller circle atom plane. (a) The tetrahedral intersitial configuration. (b) The configuration of the highest energy. (c) The X intersitial configuration. (d) The energy barrier to intersitial motion. Fig. 9. Interstitial migration pathway for the T-to-H transition. The interstitial atoms are represented by hollow circles. Atoms on different planes are of differing sizes. (a) The tetrahedral intersitial configuration. (b) The hexagonal intersitial configuration. (c) The energy barrier to interstitial motion. The BOP also indicated that defect migration is an essential aspect of the atomistic mechanism that rate limits the SPE process. The BOP-based simulations clearly indicate that the rapidly advancing crystalline front is slowed by the need to remove trapped interstitials at the interface. These interstitials distort the surrounding crystal lattice and prevent further crystallization until they are removed. These interstitials have been found to be four-fold coordinated, indicating that they are predominantly of the (11 0)-split (X) and tetrahedral (T) type. The bonding Fig. 10. Interstitial migration pathway for the T-to-C transition. Atoms in different planes are represented by circles of differing sizes. The interstitials are shown as open circles, (a) the tetrahedral interstitial. (b) The atomic structure at the energy peak. (c) The new tetrahedral interstitial was formed by a lattice site atom. (d) The energy barrier to this motion. environment of the transition region in which these interstitials are found is predominantly crystalline. We therefore believe that the activation energy for the movement of these interstitials through a crystalline lattice will be comparable to the activation energy of their movement in the transition region. The X-to-T transition was found to have an energy barrier between 0.75 and ARTICLE IN PRESS B.A. Gillespie, H.N.G. Wadley / Journal of Crystal Growth 311 (2009) 3195–3203 0.97 eV. This energy is comparable to the 0.87 eV activation energy for SPE as predicted by the BOP. This result suggests that the annihilation of interstitial defects at the a–c interface is the rate limiting mechanism for solid-phase epitaxial growth. Acknowledgements We gratefully acknowledge the support of this work by DARPA and ONR under ONR Contract no. N00014-03-C-0288. C. Schwartz and J. Christodoulou were the program managers. 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