TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2011 Year Performer: All performers Federal Funding source: All sources Federal Industry FFRDCsb Industrya Total Federalb Industrye Total Total Federal U&Cc Other governmentf Industry U&C FFRDCs U&C Other nonprofit Total 28 28 27 27 27 27 28 29 30 30 32 37 42 48 54 55 54 56 67 82 100 118 141 166 194 232 263 308 363 402 443 491 547 620 707 818 933 1,031 1,091 10 10 11 11 11 12 12 12 13 13 14 18 27 34 36 39 43 47 47 52 62 72 92 109 121 128 129 140 159 178 194 212 224 240 276 325 370 404 428 48 58 68 79 94 111 121 129 145 163 186 203 206 213 225 221 213 213 216 224 203 191 219 263 297 324 360 421 422 433 473 548 580 554 532 547 603 689 927 Nonprofit FFRDCsd Other nonprofit Total Federald Industry Other nonprofit Total 11 13 14 14 14 14 15 17 17 19 19 19 21 24 25 28 32 33 34 35 36 39 42 45 48 52 55 60 64 69 74 79 85 91 98 105 112 120 129 10 11 11 14 20 25 27 28 35 45 49 47 52 57 60 62 66 70 74 79 83 91 100 109 120 132 144 158 173 189 207 226 247 270 295 322 352 384 419 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 68 91 78 80 82 75 74 66 70 81 86 Current $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1,289 1,378 1,514 1,928 2,414 2,758 2,940 3,065 3,123 3,698 3,865 4,201 4,374 4,653 4,848 5,137 5,454 5,752 5,833 6,147 6,655 7,344 8,091 8,976 9,662 10,704 12,097 13,714 16,329 18,218 20,298 22,451 25,401 27,240 27,951 29,528 32,277 34,897 38,631 347 330 333 387 446 516 577 615 668 709 809 947 994 1,012 1,069 1,112 1,229 1,334 1,355 1,434 1,527 1,652 1,912 2,068 2,081 2,242 2,415 2,546 2,731 2,802 2,991 2,961 3,135 3,204 3,366 3,362 3,566 3,652 4,093 726 814 928 1,268 1,670 1,911 1,991 2,029 1,977 2,449 2,457 2,538 2,612 2,790 2,832 3,037 3,192 3,330 3,348 3,407 3,715 4,168 4,431 4,945 5,424 6,065 6,975 8,175 10,401 11,956 13,513 15,218 17,625 19,131 19,190 20,377 22,317 24,399 27,013 288 322 368 474 678 774 813 833 812 1,011 1,007 978 992 986 983 956 920 952 907 845 883 905 991 1,033 1,113 1,195 1,305 1,625 2,042 2,593 3,227 3,677 4,717 4,049 4,037 3,846 4,324 5,967 5,588 438 492 560 794 992 1,137 1,178 1,196 1,165 1,438 1,450 1,560 1,620 1,804 1,849 2,081 2,272 2,378 2,441 2,562 2,832 3,263 3,440 3,912 4,311 4,870 5,670 6,550 8,359 9,363 10,286 11,541 12,908 15,082 15,153 16,531 17,993 18,432 21,425 NA NA NA NA NA NA NA NA NA NA NA 62 46 53 83 87 95 97 67 107 110 120 139 167 212 235 250 275 298 367 414 547 630 629 623 371 374 386 433 134 137 142 146 147 152 167 186 199 216 230 256 304 351 389 405 417 451 499 619 725 794 934 1,042 1,126 1,247 1,418 1,622 1,781 1,915 2,116 2,332 2,527 2,780 3,219 3,779 4,188 4,406 4,611 59 60 63 65 63 66 78 93 104 119 128 142 176 208 238 250 257 280 306 391 450 477 550 596 626 676 793 912 953 1,007 1,122 1,226 1,296 1,393 1,643 1,958 2,121 2,140 2,232 30 32 32 33 34 35 37 39 40 41 42 45 46 47 46 46 48 51 61 74 88 96 113 127 134 151 161 174 199 207 215 234 262 298 333 377 417 453 468 7 8 9 10 12 12 13 13 13 14 14 14 13 14 16 16 16 18 19 21 26 32 39 45 51 61 71 88 108 121 141 168 198 229 260 302 347 377 392 35 40 43 49 58 69 85 108 135 162 183 196 213 234 251 276 308 328 349 357 376 420 456 492 523 592 680 675 628 655 713 764 822 867 948 1,026 1,159 1,284 1,468 14 16 18 21 24 30 43 63 83 98 115 130 140 153 166 186 210 225 241 243 257 290 315 338 355 409 480 458 391 398 433 459 490 506 555 599 695 780 921 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2011 Year Performer: All performers Federal Funding source: All sources Federal 37,936 37,283 36,618 40,936 43,170 46,554 46,362 52,007 56,681 64,176 50,796 61,379 69,469 70,001 76,735 83,559 74,819 72,881 79,543 80,735 4,337 4,838 4,985 4,952 4,872 4,997 5,146 5,530 6,105 7,052 7,487 7,672 7,455 7,557 7,435 7,222 7,316 7,874 7,985 7,747 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 estimated Industry FFRDCsb Industrya Total Federalb Industrye 25,660 24,251 22,988 26,919 29,010 32,430 32,208 36,638 39,176 44,012 28,533 37,334 45,432 45,284 51,173 57,570 46,864 41,055 44,906 45,560 4,476 4,295 3,616 3,164 3,640 2,648 2,632 2,817 2,682 3,603 2,452 4,473 4,775 5,289 6,140 8,945 5,397 7,797 4,705 5,403 21,184 19,956 19,372 23,755 25,370 29,782 29,576 33,821 36,494 40,409 26,081 32,861 40,657 39,995 45,033 48,625 41,467 33,258 40,201 40,157 Total Total Federal 507 435 503 535 231 213 230 274 269 821 1,090 1,413 1,459 1,414 1,314 1,168 1,975 2,010 2,249 2,223 4,882 5,149 5,390 5,659 5,885 5,523 5,197 5,762 6,494 7,054 7,876 8,801 9,164 9,395 9,794 10,249 11,316 13,434 15,562 16,614 2,415 2,542 2,644 2,779 2,864 2,550 2,260 2,661 3,194 3,553 4,056 4,660 4,902 5,032 5,318 5,548 6,144 7,699 9,439 10,256 U&Cc Other governmentf Industry 479 496 517 559 584 553 526 546 571 601 654 729 758 743 736 770 843 929 978 999 414 443 464 494 524 519 520 542 553 549 546 553 562 575 593 628 698 779 812 827 U&C FFRDCs Nonprofit FFRDCsd Other nonprofit U&C Other nonprofit Total Total Federald Industry Other nonprofit 1,120 1,181 1,256 1,311 1,390 1,389 1,378 1,463 1,585 1,712 1,911 2,098 2,158 2,247 2,331 2,426 2,647 2,898 3,101 3,255 454 487 509 516 522 512 513 550 591 638 709 761 783 799 816 877 983 1,128 1,232 1,277 940 962 982 1,050 1,270 1,337 1,372 1,247 1,291 1,405 1,663 1,600 1,481 1,637 1,827 1,354 855 1,282 1,277 1,314 1,528 1,544 1,659 1,692 1,781 1,926 2,087 2,427 3,155 3,589 3,882 4,311 4,283 4,435 4,694 4,902 5,167 5,813 5,922 5,676 Total 933 900 960 934 960 1,011 1,060 1,300 1,831 2,150 2,267 2,487 2,448 2,432 2,592 2,583 2,600 3,049 3,060 2,766 138 148 158 170 182 205 218 236 258 261 253 259 264 280 300 318 330 319 321 320 456 497 541 589 640 711 809 891 1,066 1,178 1,362 1,565 1,572 1,723 1,802 2,001 2,237 2,445 2,542 2,590 81 103 111 129 122 128 123 130 190 244 266 249 194 278 500 1,094 1,326 1,414 1,642 1,602 172 172 164 157 153 150 153 155 157 160 168 191 211 236 255 250 233 230 262 62 61 63 64 62 63 65 65 66 68 70 89 133 164 171 175 184 191 184 294 356 410 458 530 610 657 691 771 852 965 1,038 1,032 1,040 1,066 1,002 922 876 844 217 245 259 283 324 381 461 578 715 847 950 1,002 1,069 1,140 1,189 1,254 1,333 1,349 1,365 87 98 109 119 133 166 232 336 439 511 597 665 703 744 786 845 909 925 942 68 80 84 82 79 77 82 91 90 100 99 97 105 117 118 127 139 136 133 62 67 66 82 113 138 147 151 186 236 254 240 261 278 284 282 286 288 290 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 2005 constant $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 7,977 8,449 9,125 11,236 13,615 15,216 16,029 16,483 16,606 19,396 20,059 21,475 21,956 22,712 22,962 23,338 23,613 23,656 22,846 2,147 2,020 2,008 2,253 2,513 2,847 3,144 3,305 3,552 3,717 4,199 4,838 4,988 4,940 5,061 5,050 5,322 5,486 5,307 4,493 4,991 5,595 7,391 9,421 10,543 10,857 10,912 10,512 12,847 12,753 12,974 13,113 13,620 13,413 13,798 13,819 13,694 13,113 1,782 1,974 2,219 2,763 3,825 4,270 4,433 4,480 4,318 5,303 5,227 5,000 4,980 4,813 4,656 4,343 3,983 3,915 3,552 2,710 3,017 3,376 4,628 5,596 6,273 6,424 6,432 6,195 7,543 7,526 7,975 8,133 8,807 8,757 9,454 9,836 9,779 9,561 NA NA NA NA NA NA NA NA NA NA NA 317 231 259 393 395 411 399 262 826 837 853 851 826 836 911 998 1,055 1,133 1,191 1,306 1,524 1,713 1,840 1,840 1,805 1,853 1,954 365 365 380 379 355 361 423 500 550 622 662 726 881 1,015 1,125 1,134 1,110 1,149 1,199 186 193 195 193 191 195 202 208 212 213 219 231 233 230 216 209 208 210 237 40 46 51 58 65 66 68 70 69 71 73 69 65 68 73 73 69 72 72 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2011 Year 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Performer: All performers Federal Funding source: All sources Federal 23,079 23,674 23,949 24,107 25,294 25,595 26,495 27,643 28,722 31,267 32,877 35,238 37,564 41,251 43,280 43,158 44,079 46,430 48,333 51,674 49,568 47,661 45,845 50,206 51,957 55,058 54,218 59,938 63,885 70,735 55,096 65,203 71,775 70,001 74,333 78,661 5,384 5,433 5,388 5,696 5,828 5,511 5,549 5,519 5,332 5,230 5,056 5,193 4,954 5,091 5,091 5,197 5,019 5,130 5,058 5,475 5,667 6,185 6,242 6,074 5,864 5,909 6,017 6,373 6,881 7,773 8,121 8,149 7,702 7,557 7,202 6,798 Industry FFRDCsb Industrya Total Federalb Industrye 12,792 13,215 13,592 13,202 13,934 14,368 15,012 15,939 17,121 19,916 21,576 23,459 25,462 28,623 30,397 29,631 30,419 32,103 33,793 36,133 33,528 31,002 28,781 33,015 34,915 38,353 37,665 42,225 44,156 48,510 30,948 39,660 46,941 45,284 49,571 54,196 3,173 3,141 2,951 2,953 2,911 2,948 2,958 2,982 3,403 3,910 4,679 5,602 6,152 7,660 6,433 6,233 5,741 6,220 8,265 7,475 5,849 5,491 4,527 3,880 4,381 3,132 3,078 3,247 3,023 3,971 2,660 4,752 4,934 5,289 5,948 8,421 9,619 10,074 10,641 10,249 11,023 11,420 12,054 12,957 13,717 16,006 16,897 17,857 19,310 20,963 23,963 23,397 24,678 25,883 25,529 28,658 27,680 25,511 24,254 29,134 30,534 35,222 34,587 38,978 41,133 44,539 28,289 34,908 42,007 39,995 43,623 45,775 Total Total Federal 402 391 391 414 471 562 582 571 576 571 662 719 915 1,023 999 962 554 538 535 579 662 556 630 656 278 252 269 316 303 905 1,183 1,501 1,508 1,414 1,272 1,100 2,322 2,577 2,588 2,783 2,936 2,981 3,086 3,239 3,397 3,410 3,455 3,673 3,901 4,104 4,417 4,970 5,642 6,024 6,102 6,167 6,379 6,582 6,748 6,940 7,082 6,531 6,077 6,641 7,319 7,774 8,542 9,349 9,468 9,395 9,487 9,648 1,466 1,599 1,554 1,637 1,678 1,657 1,673 1,811 1,910 1,824 1,816 1,948 2,052 2,106 2,213 2,537 2,923 3,051 2,965 2,985 3,155 3,249 3,310 3,408 3,446 3,016 2,642 3,067 3,600 3,917 4,399 4,950 5,065 5,032 5,151 5,223 U&Cc Other governmentf Industry 279 312 313 338 359 356 374 369 364 381 374 373 392 425 473 514 563 600 627 626 626 634 648 685 703 654 615 630 644 662 710 774 784 743 713 725 77 92 103 115 125 135 150 163 185 206 218 245 281 321 364 401 451 499 522 524 541 566 581 606 631 613 608 625 623 606 592 587 581 575 574 591 U&C FFRDCs Nonprofit FFRDCsd Other nonprofit U&C Other nonprofit Total Total Federald 307 355 384 419 467 514 574 601 645 694 725 769 822 889 986 1,092 1,221 1,342 1,428 1,459 1,463 1,510 1,572 1,608 1,673 1,643 1,611 1,686 1,786 1,887 2,072 2,229 2,229 2,247 2,258 2,284 193 219 233 274 307 319 316 295 294 304 321 337 355 364 381 426 485 532 560 573 594 623 637 633 629 606 600 634 666 703 769 808 809 799 791 825 841 720 621 653 740 787 802 822 881 808 781 822 918 941 880 821 816 867 954 1,239 1,229 1,230 1,229 1,288 1,528 1,582 1,604 1,437 1,456 1,548 1,804 1,700 1,531 1,637 1,770 1,275 1,338 1,337 1,369 1,360 1,385 1,386 1,465 1,553 1,414 1,202 1,183 1,238 1,279 1,335 1,377 1,464 1,531 1,667 1,778 1,964 1,996 1,974 2,077 2,075 2,144 2,278 2,440 2,797 3,556 3,956 4,210 4,579 4,426 4,435 4,547 4,615 910 914 946 939 951 940 1,012 1,097 959 749 718 751 768 795 803 857 894 999 1,080 1,232 1,220 1,150 1,201 1,145 1,155 1,196 1,240 1,498 2,064 2,370 2,458 2,642 2,529 2,432 2,511 2,431 Industry Other nonprofit Total 131 128 126 124 126 127 128 127 125 122 124 128 132 138 145 151 156 161 167 172 180 189 198 208 219 242 255 272 291 287 274 275 273 280 290 300 297 295 297 298 309 318 326 329 330 331 341 359 379 402 429 456 481 506 532 560 596 635 677 722 770 840 946 1,027 1,201 1,299 1,477 1,663 1,624 1,723 1,746 1,884 NA NA NA NA NA NA NA NA NA 130 164 135 135 133 120 114 98 101 113 115 106 131 139 158 147 152 144 149 214 268 288 264 201 278 484 1,030 TABLE 4. U.S. applied research expenditures, by performing sector and source of funds: 1953–2011 Year Performer: All performers Federal Funding source: All sources Federal 68,905 66,419 71,666 71,220 6,738 7,176 7,195 6,834 2008 2009 2010 2011 estimated Industry FFRDCsb Industrya Total Federalb Industrye 43,160 37,415 40,459 40,191 4,970 7,106 4,239 4,766 38,189 30,309 36,220 35,424 Total Total Federal 1,819 1,831 2,026 1,961 10,421 12,243 14,021 14,656 5,658 7,017 8,504 9,048 U&Cc Other governmentf Industry 776 847 881 881 643 710 731 730 U&C FFRDCs Nonprofit FFRDCsd Other nonprofit U&C Other nonprofit Total Total Federald 2,438 2,641 2,794 2,871 906 1,028 1,110 1,126 787 1,168 1,150 1,159 4,758 5,297 5,335 5,007 2,395 2,779 2,757 2,440 Industry Other nonprofit Total 304 290 289 283 2,060 2,228 2,290 2,284 1,221 1,289 1,480 1,413 NA = not available; included in figures for federal support to industry and federal support to nonprofit institutions. FFRDC = federally funded research and development center; U&C = universities and colleges. a Character-of-work estimates for industry revised for 1998 and later years; data are not directly comparable with data for 1997 and earlier years. for industry-administered FFRDCs for 1953–63 not separated from federal support for industry; thus, figure for federal support to industry includes support to FFRDCs for those years. c Figures for U&C R&D prior to 2003 cover only science and engineering (S&E) fields; in 2003 and later years, R&D in non-S&E fields is also included. Adjustments have been made to U&C R&D for 1998 and later years to eliminate double counting of funds passed through from one academic institution to another. Character-of-work estimation procedure revised in 1998 and again in 2010; hence, these data not directly comparable with data reported in earlier years. d Character-of-work estimates for nonprofit-administered FFRDCs for 1953–80 not separated from federal support for other nonprofits; thus, the figure for federal support to other nonprofit institutions includes support to FFRDCs for those years. e Industry sources of funds for industry R&D expenditures include all nonfederal sources of industry funds for R&D expenditures. f Because of limitations in survey information, data on other government funding to performers other than U&C were not available and consequently included in other sectors' support for their own R&D performance (e.g., other government support to other nonprofits included in other nonprofit support for their own R&D). b Character-of-work estimates NOTES: Technical notes explaining methodological issues of measurement available on request. Data based on annual reports by performers, except for nonprofit sector. R&D expenditures of FFRDCs chiefly federal funds, but any nonfederal funds also included in totals. For trend comparisons, use only historical data reported here; do not use data published earlier. Expenditures for industry and, prior to 2001, for industry-administered FFRDCs collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal year data. In most cases, the approximation equals 75% of amount reported in same fiscal year plus 25% of amount reported in subsequent fiscal year. However, fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers prior to 1977 equal 50% of amount reported in same fiscal year plus 50% of amount reported in subsequent fiscal year. Detail may not add to total because of rounding. Constant-dollar estimates derived from unrounded data. Los Alamos National Laboratory (some $2 billion in annual R&D expenditures in recent years) became industry administered in June 2006—previously, it was U&C administered. Lawrence Livermore National Laboratory (more than $1 billion in annual R&D expenditures in recent years) became industry administered in October 2007—previously, it was U&C administered. The tracks of R&D expenditures from 2006 to 2008 for both industry- and U&C-administered FFRDCs reflect these shifts. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources (annual series); NSF/NCSES, Business R&D and Innovation Survey; NSF/NCSES, Higher Education R&D Survey; NSF/NCSES, Survey of Federal Funds for R&D; NSF/NCSES, Federally Funded Research and Development Centers R&D Survey; and NSF/NCSES, R&D Funding and Performance by Nonprofit Organizations: FYs 1996–97. All NSF/NCSES reports available at http://www.nsf.gov/statistics/. `
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