TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2011 Year Performer: All performers Federal Funding source: All sources Federal Industry FFRDCsa Industry Total Federala Industryd Total Total U&Cb Other Federal governmente Industry U&C FFRDCs Nonprofit FFRDCsc Other nonprofit U&C Other nonprofit Total Total Federalc 37 40 42 46 51 56 61 67 75 84 96 114 136 165 200 221 233 259 290 312 343 393 432 480 569 679 785 920 1,058 1,207 1,357 1,514 1,743 2,019 2,262 2,527 2,852 3,187 3,458 27 29 32 36 40 45 50 55 62 70 78 88 101 114 126 139 155 171 182 195 211 239 272 300 337 364 386 419 463 534 595 654 713 780 882 1,003 1,131 1,249 1,358 131 161 187 217 267 316 349 385 440 500 580 629 630 652 696 722 731 727 735 785 841 926 1,067 1,266 1,467 1,772 2,013 2,306 2,484 2,544 2,840 3,243 3,616 3,973 4,287 4,581 4,756 4,894 5,120 112 123 131 146 167 195 234 264 304 363 408 417 472 537 561 596 642 677 709 771 882 988 1,062 1,139 1,213 1,353 1,564 1,658 1,784 1,915 2,176 2,511 2,761 2,867 3,013 3,213 3,669 4,126 4,652 Industry Other nonprofit Total 26 31 35 37 37 38 42 48 49 54 55 55 62 70 74 81 93 95 98 101 105 114 124 135 147 160 174 189 206 224 244 265 289 314 342 372 405 440 479 28 31 32 38 51 62 67 68 86 109 119 112 124 138 145 151 161 172 184 198 211 235 262 292 326 363 405 452 504 561 626 698 778 867 967 1,078 1,202 1,340 1,494 NA NA 9 11 14 18 22 48 92 130 165 205 215 210 225 235 245 230 215 200 190 210 225 245 275 333 390 469 524 536 585 620 655 541 509 510 547 636 696 Current $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 5,160 5,617 6,281 8,500 9,908 10,915 12,490 13,711 14,564 15,636 17,519 19,103 20,252 22,072 23,346 24,666 25,996 26,271 26,952 28,740 30,952 33,359 35,671 39,435 43,338 48,719 55,379 63,224 72,292 80,748 89,950 102,244 114,671 120,249 126,360 133,881 141,891 151,993 160,876 1,015 963 973 1,130 1,297 1,507 1,681 1,801 1,987 2,188 2,558 2,965 3,156 3,308 3,444 3,497 3,790 4,154 4,409 4,676 4,837 5,132 5,561 5,890 6,211 6,962 7,471 7,831 8,605 9,501 10,830 11,916 13,093 13,504 13,588 14,342 15,231 15,671 15,249 3,630 4,070 4,517 6,272 7,324 8,066 9,200 10,032 10,353 11,037 12,216 13,049 13,812 15,193 15,966 17,014 17,844 17,594 17,829 19,004 20,704 22,239 23,460 26,107 28,863 32,222 37,062 43,228 50,425 57,166 63,683 73,061 82,376 85,932 90,160 94,893 99,860 107,404 114,675 1,430 1,750 2,057 2,995 3,928 4,436 5,217 5,604 5,685 6,008 6,856 7,257 7,367 7,977 7,946 8,145 7,987 7,306 7,175 7,469 7,600 7,572 7,878 8,671 9,523 10,107 11,354 12,752 14,997 17,061 19,095 21,657 25,333 26,000 28,757 28,221 26,359 25,802 24,095 2,200 2,320 2,460 3,277 3,396 3,630 3,983 4,428 4,668 5,029 5,360 5,792 6,445 7,216 8,020 8,869 9,857 10,288 10,654 11,535 13,104 14,667 15,582 17,436 19,340 22,115 25,708 30,476 35,428 40,105 44,588 51,404 57,043 59,932 61,403 66,672 73,501 81,602 90,580 NA NA 123 333 407 323 418 477 555 426 414 463 373 355 419 415 464 473 491 548 545 648 727 890 962 1,082 1,164 1,277 1,385 1,484 1,585 1,739 1,863 1,891 1,995 2,122 2,195 2,323 2,277 273 301 342 391 433 491 586 705 834 993 1,178 1,375 1,595 1,818 2,035 2,187 2,280 2,418 2,565 2,757 2,953 3,216 3,570 3,899 4,346 4,996 5,715 6,455 7,085 7,603 8,251 9,154 10,308 11,540 12,807 14,221 15,634 16,939 18,206 149 165 191 221 242 280 356 453 557 687 839 995 1,167 1,335 1,491 1,586 1,624 1,686 1,760 1,890 2,009 2,160 2,400 2,619 2,893 3,329 3,848 4,335 4,670 4,879 5,210 5,748 6,388 7,028 7,768 8,593 9,317 9,939 10,667 40 45 50 57 64 72 81 90 101 112 125 138 150 160 168 185 208 237 262 282 302 320 348 369 394 443 482 519 581 621 658 721 834 969 1,065 1,165 1,274 1,399 1,483 21 24 27 32 37 39 40 40 40 41 41 41 42 45 52 58 61 66 72 79 90 104 118 131 155 182 215 264 314 363 432 518 630 745 831 933 1,061 1,166 1,242 58 61 64 71 79 95 125 148 169 200 234 250 286 329 342 364 388 410 427 472 566 639 675 711 740 830 985 1,017 1,075 1,129 1,306 1,548 1,694 1,686 1,704 1,762 2,062 2,346 2,679 TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2011 Year Performer: All performers Federal Funding source: All sources Federal 165,350 165,730 169,207 183,625 197,346 212,152 226,457 245,318 268,905 279,716 279,387 293,060 304,547 327,185 352,567 379,454 405,630 403,803 406,708 414,035 15,853 16,531 16,355 16,904 16,585 16,819 17,362 18,142 19,247 22,374 23,798 24,982 24,898 26,322 28,240 29,859 29,839 30,560 31,217 31,505 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 estimated Industry FFRDCsa Industry Total Federala Industryd 116,757 115,435 117,392 129,830 142,371 155,409 167,102 182,090 199,961 202,017 193,868 200,724 208,301 226,159 247,669 269,267 290,681 282,393 278,977 283,784 22,369 20,844 20,261 21,178 21,356 21,798 22,086 20,496 17,117 16,899 16,401 17,798 20,266 21,909 24,304 26,585 36,360 39,573 34,199 39,274 94,388 94,591 97,131 108,652 121,015 133,611 145,016 161,594 182,844 185,118 177,467 182,926 188,035 204,250 223,365 242,682 254,321 242,820 244,778 244,510 Total Total 2,353 1,965 2,202 2,273 2,297 2,130 2,078 2,039 2,001 2,020 2,263 2,458 2,485 2,601 3,122 5,165 6,346 6,646 7,214 7,037 19,388 20,495 21,607 22,617 23,718 24,884 26,181 28,176 30,693 33,720 37,888 41,959 44,782 47,006 48,951 51,149 53,917 56,939 60,235 63,102 U&Cb Other Federal governmente Industry 11,528 12,307 12,996 13,592 14,084 14,530 15,174 16,264 17,719 19,767 22,654 25,727 27,872 29,019 29,600 30,160 31,178 33,433 36,561 38,710 1,525 1,557 1,623 1,751 1,861 1,922 1,972 2,098 2,246 2,395 2,610 2,856 3,008 3,060 3,182 3,438 3,706 3,808 3,782 3,832 1,320 1,392 1,456 1,548 1,672 1,808 1,950 2,082 2,174 2,189 2,178 2,166 2,231 2,368 2,563 2,803 3,069 3,196 3,139 3,173 U&C FFRDCs Nonprofit FFRDCsc Other nonprofit U&C Other nonprofit Total 3,569 3,709 3,938 4,110 4,436 4,838 5,163 5,619 6,231 6,826 7,617 8,226 8,562 9,265 10,076 10,833 11,640 11,884 11,990 12,488 1,448 1,531 1,595 1,617 1,666 1,786 1,922 2,112 2,324 2,542 2,828 2,984 3,109 3,294 3,530 3,915 4,324 4,617 4,764 4,899 5,259 5,289 5,294 5,367 5,395 5,463 5,559 5,652 5,742 6,225 7,102 7,301 7,659 7,817 7,306 5,567 4,766 5,052 5,315 5,294 4,993 5,267 5,599 5,827 6,209 6,626 7,332 8,207 9,734 11,167 12,150 13,141 13,779 14,452 14,336 15,132 16,363 18,002 18,294 17,756 226 242 253 268 288 306 333 360 396 441 498 580 683 803 945 1,002 1,009 1,063 167 178 193 210 226 246 270 296 330 365 405 450 505 554 594 629 671 703 811 984 1,127 1,265 1,503 1,741 1,903 2,070 2,340 2,623 3,008 3,215 3,160 3,180 3,296 3,280 3,165 2,988 690 751 790 848 939 1,076 1,273 1,420 1,616 1,904 2,118 2,132 2,370 2,619 2,657 2,708 2,777 2,782 Industry Other nonprofit Total 2,806 2,843 2,911 2,847 2,906 3,014 3,281 3,761 4,510 5,488 5,778 5,945 6,537 6,545 6,044 5,980 6,236 7,097 7,000 6,274 521 567 617 671 730 809 859 931 1,020 1,029 998 1,020 1,041 1,107 1,182 1,257 1,301 1,258 1,265 1,264 1,666 1,857 2,071 2,308 2,574 2,804 3,192 3,516 4,204 4,650 5,374 6,176 6,201 6,800 7,111 7,896 8,827 9,647 10,029 10,218 748 749 758 808 772 821 843 1,013 1,526 2,192 2,319 2,494 2,644 2,828 2,943 3,316 3,718 4,212 5,457 5,558 356 371 386 411 443 524 679 796 899 1,049 1,215 1,278 1,436 1,604 1,620 1,654 1,678 1,684 161 190 211 216 209 210 229 258 261 283 285 281 311 342 350 368 403 391 173 190 193 222 288 342 365 366 457 572 618 573 623 674 687 686 697 707 NA NA 51 64 79 99 120 258 487 682 856 1,048 1,079 1,025 1,066 1,068 1,061 946 Total Federalc 2005 constant $millions 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 31,931 34,437 37,871 49,548 55,893 60,220 68,106 73,737 77,444 82,022 90,932 97,653 101,672 107,747 110,576 112,063 112,544 108,038 6,281 5,902 5,865 6,590 7,318 8,312 9,167 9,684 10,567 11,476 13,280 15,158 15,845 16,147 16,314 15,888 16,409 17,082 22,463 24,955 27,234 36,561 41,315 44,501 50,168 53,951 55,051 57,897 63,407 66,706 69,340 74,167 75,620 77,298 77,253 72,353 8,849 10,730 12,402 17,459 22,158 24,474 28,448 30,137 30,229 31,516 35,586 37,098 36,985 38,941 37,635 37,004 34,578 30,045 13,614 14,225 14,832 19,102 19,157 20,027 21,719 23,813 24,821 26,381 27,821 29,609 32,356 35,226 37,985 40,294 42,674 42,308 NA NA 742 1,941 2,296 1,782 2,279 2,565 2,951 2,235 2,149 2,367 1,873 1,733 1,985 1,885 2,009 1,945 1,686 1,846 2,062 2,279 2,443 2,709 3,195 3,789 4,432 5,206 6,114 7,026 8,005 8,875 9,638 9,936 9,871 9,942 922 1,009 1,152 1,288 1,362 1,545 1,939 2,433 2,959 3,601 4,352 5,086 5,859 6,517 7,059 7,206 7,029 6,931 244 273 301 329 361 397 439 484 534 588 649 703 751 781 796 838 901 975 127 144 163 184 206 215 215 215 213 212 210 207 208 220 244 261 262 269 TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2011 Year 1971 1972 1973 1974 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 Performer: All performers Federal Funding source: All sources Federal 105,561 107,905 110,098 108,784 106,282 111,118 114,802 120,589 126,549 132,407 138,425 145,722 156,156 171,072 186,227 191,059 195,108 199,858 204,107 210,515 215,189 216,053 211,865 211,847 225,206 237,513 250,901 264,829 282,726 303,084 308,304 303,036 311,319 314,660 327,185 341,532 357,212 17,268 17,555 17,204 16,737 16,570 16,597 16,454 17,233 17,073 16,399 16,476 17,146 18,800 19,937 21,263 21,457 20,981 21,410 21,909 21,705 20,398 20,714 21,132 20,477 20,731 19,960 19,891 20,304 20,908 21,693 24,661 25,812 26,539 25,724 26,322 27,356 28,109 Industry FFRDCsa Industry Total Federala Industryd 69,830 71,351 73,647 72,522 69,899 73,563 76,458 79,756 84,692 90,531 96,554 103,165 110,556 122,244 133,780 136,534 139,213 141,657 143,647 148,758 153,391 152,559 147,569 146,975 159,229 171,348 183,794 195,416 209,856 225,378 222,664 210,278 213,230 215,218 226,159 239,917 253,484 28,102 28,042 27,034 24,692 23,472 24,433 25,226 25,017 25,946 26,706 28,716 30,789 33,150 36,236 41,141 41,311 44,403 42,128 37,917 35,737 32,230 29,228 26,646 25,367 25,974 25,703 25,779 25,828 23,621 19,293 18,626 17,789 18,907 20,939 21,909 23,543 25,027 41,728 43,308 46,612 47,829 46,426 49,131 51,231 54,739 58,747 63,825 67,838 72,376 77,406 86,008 92,639 95,224 94,810 99,528 105,730 113,022 121,161 123,331 120,922 121,608 133,255 145,646 158,015 169,588 186,235 206,085 204,038 192,488 194,323 194,279 204,250 216,374 228,457 Total Total 1,923 2,057 1,939 2,113 2,166 2,508 2,548 2,678 2,660 2,674 2,652 2,678 2,752 2,910 3,026 3,005 3,080 3,168 3,157 3,217 3,046 3,075 2,512 2,757 2,788 2,765 2,519 2,430 2,350 2,255 2,227 2,455 2,611 2,568 2,601 3,024 4,862 10,046 10,351 10,504 10,486 10,635 10,985 11,512 12,365 13,058 13,518 13,566 13,720 14,324 15,315 16,740 18,336 19,775 21,229 22,489 23,461 24,353 25,333 26,200 27,051 27,738 28,545 29,429 30,617 32,472 34,595 37,166 41,094 44,573 46,269 47,006 47,419 48,151 U&Cb Other Federal governmente Industry 6,891 7,096 7,144 7,044 7,151 7,380 7,662 8,239 8,793 9,078 8,941 8,804 9,045 9,617 10,374 11,166 11,994 12,828 13,402 13,766 14,268 15,062 15,733 16,270 16,670 16,951 17,183 17,745 18,744 19,971 21,787 24,572 27,330 28,798 29,019 28,673 28,393 1,026 1,059 1,072 1,044 1,037 1,040 1,044 1,097 1,100 1,086 1,112 1,121 1,142 1,206 1,354 1,540 1,644 1,739 1,833 1,938 1,983 1,993 1,990 2,031 2,148 2,240 2,273 2,306 2,418 2,532 2,640 2,831 3,034 3,108 3,060 3,083 3,237 U&C FFRDCs U&C Other nonprofit Total 282 1,134 297 1,170 318 1,220 339 1,280 352 1,286 369 1,353 409 1,506 449 1,681 490 1,794 552 1,926 601 2,025 655 2,177 750 2,355 866 2,533 1,023 2,831 1,184 3,207 1,283 3,493 1,393 3,772 1,526 4,103 1,614 4,413 1,661 4,625 1,724 4,663 1,779 4,741 1,823 4,930 1,898 5,041 2,012 5,338 2,138 5,722 2,280 6,038 2,399 6,476 2,450 7,023 2,413 7,523 2,362 8,262 2,301 8,739 2,305 8,846 2,368 9,265 2,483 9,760 2,638 10,198 713 730 749 779 810 844 891 900 881 877 887 963 1,032 1,093 1,158 1,239 1,361 1,497 1,627 1,730 1,816 1,891 1,957 1,996 1,983 2,004 2,113 2,247 2,434 2,620 2,802 3,068 3,169 3,212 3,294 3,420 3,685 2,877 2,947 2,992 3,020 3,179 3,566 3,887 4,385 4,599 4,829 4,757 4,590 4,931 5,427 5,872 6,312 6,620 6,838 6,841 6,778 6,849 6,872 6,761 6,628 6,583 6,493 6,461 6,501 6,514 6,472 6,862 7,703 7,756 7,913 7,817 7,078 5,241 Nonprofit FFRDCsc Other nonprofit Total Federalc 2,775 2,893 3,137 3,222 3,163 3,208 3,214 3,350 3,575 3,473 3,417 3,456 3,777 4,202 4,483 4,556 4,653 4,796 5,277 5,715 6,223 6,524 6,734 7,009 7,146 7,473 7,837 8,574 9,458 10,971 12,308 13,179 13,960 14,236 14,452 13,888 14,245 1,670 1,770 2,013 2,082 2,011 2,003 1,961 2,054 2,251 2,130 2,058 2,038 2,266 2,590 2,751 2,678 2,632 2,631 2,966 3,249 3,583 3,666 3,635 3,645 3,492 3,497 3,565 3,837 4,334 5,083 6,049 6,267 6,315 6,754 6,545 5,854 5,629 Industry Other nonprofit Total 384 379 373 373 370 381 390 396 398 397 395 405 424 444 469 499 528 555 582 610 641 681 725 772 823 879 956 1,005 1,073 1,149 1,134 1,083 1,084 1,076 1,107 1,145 1,183 721 743 751 767 781 824 864 900 926 946 964 1,013 1,087 1,168 1,264 1,378 1,493 1,610 1,729 1,856 1,999 2,177 2,374 2,592 2,831 3,097 3,316 3,733 4,052 4,739 5,125 5,829 6,561 6,407 6,800 6,888 7,433 842 751 676 685 670 690 728 823 891 982 1,003 967 1,016 1,038 1,063 860 786 761 787 881 931 977 958 949 991 929 971 986 1,168 1,720 2,416 2,515 2,649 2,732 2,828 2,851 3,121 TABLE 2. U.S. research and development expenditures, by performing sector and source of funds: 1953–2011 Year Performer: All performers Federal Funding source: All sources Federal 373,569 368,000 366,434 365,239 27,480 27,850 28,126 27,792 2008 2009 2010 2011 estimated Industry FFRDCsa Industry Total Federala Industryd 267,706 257,355 251,351 250,339 33,486 36,064 30,812 34,645 234,219 221,290 220,539 215,693 Total Total 5,844 6,057 6,499 6,207 49,656 51,891 54,270 55,665 U&Cb Other Federal governmente Industry 28,714 30,469 32,941 34,147 3,413 3,471 3,408 3,381 2,827 2,913 2,828 2,799 U&C FFRDCs U&C Other nonprofit Total 10,720 10,831 10,802 11,016 3,982 4,207 4,292 4,322 4,389 4,604 4,789 4,670 Nonprofit FFRDCsc Other nonprofit Total Federalc 15,070 16,406 16,482 15,663 5,743 6,468 6,307 5,534 Industry Other nonprofit Total 1,198 1,146 1,140 1,115 8,129 8,792 9,036 9,014 3,424 3,838 4,916 4,903 NA = not available; included in figures for federal support to industry and federal support to nonprofit institutions. FFRDC = federally funded research and development center; U&C = universities and colleges. a Federal support for industry in 1953–54 did not separate federal support for industry and for industry-administered FFRDCs; thus, the figures for federal support to industry include support to FFRDCs for those years. for U&C R&D prior to 2003 cover only science and engineering (S&E) fields; in 2003 and later years, R&D in non-S&E fields is also included. Non-S&E R&D was $1.4 billion in 2003 and $3.2 billion in 2011. Also, adjustments have been made to U&C R&D for 1998 and later years to eliminate double counting of (since 1998) S&E R&D and (since 2010) non-S&E funds passed through from one academic institution to another. For FY 1998, $479 million in total pass-through funds and $421 million in federal pass-through funds were reported. For FY 2011, total pass-through was an estimated $3,065 million and federal pass-through was an estimated $2,726 million. c Federal support for nonprofit-administered FFRDCs in 1953–54 did not separate federal support for other nonprofits and for nonprofit-administered FFRDCs; thus, the figure for federal support to other nonprofit institutions includes support to FFRDCs for those years. d Industry sources of funding for industry R&D expenditures include all nonfederal sources of funding for industry R&D expenditures. e Because of limitations in survey information, data on other government funding to performers other than U&C were not available and consequently are included in other sectors' support for their own R&D performance (e.g., other government support to other nonprofits included in other nonprofit support for their own R&D). b Figures NOTES: Technical notes explaining methodological issues of measurement available on request. Data based on annual reports by performers, except for nonprofit sector. R&D expenditures of FFRDCs are chiefly from federal funds, but any nonfederal funds also included in totals. For trend comparisons, use only historical data reported here; do not use data published earlier. Expenditures for industry and, prior to 2001, for industry-administered FFRDCs collected by calendar year. Expenditures for other performers are calendar-year approximations based on fiscal year data. In most cases, the approximation equals 75% of amount reported in same fiscal year plus 25% of amount reported in subsequent fiscal year. However, fiscal year for academic performers generally begins 1 July, not 1 October; also, prior to 1977, federal fiscal year began on 1 July, not 1 October. Therefore, calendar-year approximations for academic performers and federal performers prior to 1977 equal 50% of amount reported in same fiscal year plus 50% of amount reported in subsequent fiscal year. Detail may not add to total because of rounding. Constant-dollar estimates derived from unrounded data. Los Alamos National Laboratory (some $2 billion in annual R&D expenditures in recent years) became industry administered in June 2006—previously, it was U&C administered. Lawrence Livermore National Laboratory (more than $1 billion in annual R&D expenditures in recent years) became industry administered in October 2007—previously, it was U&C administered. The tracks of R&D expenditures from 2006 to 2008 for both industry- and U&C-administered FFRDCs reflect these shifts. SOURCES: National Science Foundation, National Center for Science and Engineering Statistics (NSF/NCSES), National Patterns of R&D Resources (annual series); NSF/NCSES, Business R&D and Innovation Survey; NSF/NCSES, Higher Education R&D Survey; NSF/NCSES, Survey of Federal Funds for R&D; NSF/NCSES, Federally Funded Research and Development Centers R&D Survey; and NSF/NCSES, R&D Funding and Performance by Nonprofit Organizations: FYs 1996–97. All NSF/NCSES reports available at http://www.nsf.gov/statistics/.
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