UNIVERSITY OF DELAWARE MEASURING THE CONTRIBUTIONS OF METROPOLITAN PLANNING ORGANIZATIONS FOR LOCAL TRANSPORTATION PLANNING by David A. Beauchamp An Analytical Paper Submitted to the Public Management Faculty of the School of Urban Affairs and Public Policy in Partial Fulfillment of the Requirements for the Degree of Master of Public Administration Newark, Delaware May 2009 MEASURING THE CONTRIBUTIONS OF METROPOLITAN PLANNING ORGANIZATIONS FOR LOCAL TRANSPORTATION PLANNING by David A. Beauchamp Approved: _______________________________________________ Dr. Robert Warren, PhD Professor, Chairperson of Analytical Report Committee Approved: _______________________________________________ Mr. Edward J. O’Donnell, AICP Policy Scientist/Instructor, Member of Analytical Report Committee Approved: _______________________________________________ James P. Flynn, Ed.D. Assistant Professor, Director of MPA Program II Table of Contents Introduction ................................................................................................................. 1 Chapter 1: The Inception and Evolution of MPOs.................................................. 5 Chapter 2: Structure, Organization, and Fiscal Responsibilities of MPOs ....... 15 Chapter 3: WILMAPCO Organization, Professional Publications and ................. Technical Analysis..................................................................................................... 23 Chapter 4: WILMAPCO and Citizen Involvement............................................... 41 Discussion ................................................................................................................... 47 Bibliography............................................................................................................... 50 III Introduction In this study, Metropolitan Planning Organizations will be examined in their traditional historical role, as well as how they may or may not have fulfilled current transportation planning needs. Other aspects that will be covered are the wide diversity and differences they have among their sizes, budgets, boards and structure. An important article that will be brought up will be James F. Wolf’s piece on the different ways to categorize the various functions and outputs of MPOs. His article provides a number of useful themes to illustrate the importance of MPOs to transportation and local governments. The second half will be devoted to a case-study on the Wilmington Area Planning Council (WILMAPCO) a local MPO that happens to be both multi-county and multi-state. WILMAPCO will be analyzed for the purposes of offering insight into the present workings of an MPO, in order to provide an example of their complexity and range of authority. The state of the transportation system is one that has and will continue to experience an ongoing flux. The country as well has changed, with the participation of the government in regulating markets, setting up national mandates and financially restoring bankrupt entities as well as the privatizing of former public systems. Additionally, there is what appears to be the onset of a movement towards “green policies”. The current larger societal factors in the U.S. have implications for transportation on the local, state and national levels. The prospect of new, fundamental changes within the nation’s 1 transportation network will no doubt be met with a mixture of rejoice and skepticism. The country has witnessed an overall decline in its infrastructure. The American Society of Civil Engineers (ASCE) has given roads in the U.S. a grade of D- for 2009. Additionally, there are aging mass transit systems that are now suffering the burden that comes from a lack of maintenance: ASCE gave rail in America a grade of C- for 2009 (http://www.infrastructurereportcard.org/, 4/2/2009). The general state of affairs for transportation in the U.S. could largely be categorized as one of disrepair and natural deterioration. While some citizens bemoan what they see as the impending interjection of government to issue sweeping reform on transportation networks, others such as environmentalists and transit professionals will be more than receptive. While it is almost a certainty that real change in transportation will only occur with an inevitable tax increase, there also is the possibility of overall improvement in lifestyle, individual health and the environment. The fundamental truth is that the quality and availability of America’s transportation network has a direct impact on the lives of its citizens. Whether it is the new light rail that decreases the need for an automobile, transit oriented development that provides more logical road-networking, or simply the construction of a new sidewalk for pedestrians—all transportation issues affect the lives of Americans. Indeed, in this very mobile, rapidly changing society the need for smart transportation linkages, systems and development is paramount to the success of the nation. In this last regard, the economic success is certainly only viable with a smart, efficient transit structure. The positive ecological impact, some may argue, is an even more important byproduct of a more evolved transportation system. While there exist many debates over the importance of the 2 environment and how much attention needs to be paid toward the affect of human activity on it—there are increasing amounts of individuals who strongly tout its relevance. The nation has entered an age where environmentalism will become a new force—provided that the Obama Administration follows through with its promises on this issue. The Administration and the design of a new transportation network will become directly correlated with the health of the environment. As previously mentioned, to some the idea that an improved transit system will help the ecosystem is irrelevant—they may simply want a way to save on gas money or cut their daily commute time in half. After decaying infrastructure, a weak national economy and an increasingly toxic environment has been analyzed and weighed as to which merits the most attention, a solution can be reached. Transportation and its various networks within the country can be improved upon and changed by the use of government. While it seems to be a national referendum to fix highways, bridges, and mass transit systems, it is ultimately the regions and localities that have a keener understanding of these problems. Those who are in closer proximity to the issues are most likely to be the ones with the expertise and desire to make the improvements. The need for an organization or body of government to ensure that localized transportation issues are addressed was born out of this revelation. In 1962, the Federal Government issued an initiative providing that all “urbanized areas” or “contiguous areas of urban settlement with a population of at least 50,000 and a density of at least 1,000 persons per square mile” (McDowell, 1995, p.33) have a governing transportation body. These were designated as Metropolitan Planning Organizations or MPOs. Some MPOs have existed since the 1950’s, especially for large metropolitan areas (McDowell, 1995, p.33), but they did not become widespread until the early 1960’s. 3 Interestingly, the United States Government had originally intended MPOs to be the organizations behind transportation as well as other infrastructure elements including sewers, and housing and development. It was not until more recently, that these planning bodies concentrated solely on local transportation. As will become increasingly the case, MPOs will have a major impact on environmental and local political conditions in the United States. It will be within the political, environmental and governmental realms that their true purpose is affirmed. 4 Chapter 1: The Inception and Evolution of MPOs MPOs have had a history of lacking any real authority over transportation planning and were frequently at odds with other transportation bodies. Although first created in the 1960’s, MPOs lacked substantial authority in transportation issues up through the 1980’s. It was during these early years that state departments of transportation had a monopoly of power over local transportation issues (Lewis & McGhee, 2001, p. 211). In turn, the state departments of transportation were heavily influenced by state highway departments, which were strong proponents for highway construction. As opposed to MPOs, which were bodies advocating policies of smart, minimalistic transportation planning, state highway departments advocated large scale highway and bridge construction projects. This contrasted sharply with state highway departments and state departments of transportation which had it in their interest to construct roads and infrastructure due to the groups that populated their political lobby. This group was known as the highway lobby and included auto manufacturers, contractors, concrete suppliers, oil companies, truckers, auto clubs, construction unions, and well-paid civil engineers (Lewis & McGhee, 2002, p.212). At this time MPOs were essentially marginalized because they did not have the large, powerful interest groups such as those that backed the state department of transportation bodies. Due to this contention, and the resulting competition, MPOs existed largely under the radar from the 1960s to the 1980s. It was during the mid 1980’s that MPOs began to really lag behind in funding (McDowell, 1995, p.34). During this era it 5 was hard and difficult for MPOs and their constituents to gain any kind of recognition or significant influence. Although MPOs have never been mistaken as outright power-players on the governmental level, it has historically been their role to oversee a “bottom-up” approach to transportation on the local level. In 1962, the Federal-Aid Highway Act mandated an urban planning process in all urban areas; this was initially aimed at a collaboration effort by state and local communities (Edner & McDowell, 2002, p.16). The emphasis for the local planning was dubbed as the “Three-C’s”, which stood for continuing, comprehensive, and cooperative features. This was the basis for metropolitan transportation planning that would continue under the guidance of MPOs (Solof, 1998, p. 15). Since it was the Federal Government that doled out monies necessary for transportation projects, it was the responsibility of MPOs to ensure that certain parameters were followed that may be attached to the fund. The MPO became the guardian or trustee of the money, as the Federal Government thought it prudent that such bodies were necessary to maintain certain transportation projects: “Federal and state laws and regulations, moreover, tended to support the technical/bureaucratic and political influence approaches, as they required extensive technical documentation and gave out funding in political style by formula or earmarked projects” (Innes & Garber, 2005, p.180). It was thus the obedience of MPOs to the political process approved by the Federal Government that they were provided with the money and in that manner embodied the role that they were set up to accomplish. MPOs were not just political and technical machines that used Federal money; however by this process their creation was made both necessary and effective. 6 At the beginning of the 1990’s several initiatives were undertaken to ensure MPOs would begin to increase in their power and influence over regional transportation policies. Congress enacted the Intermodal Surface Transportation Efficiency Act of 1991 (ISTEA), which would importantly transform the role of MPOs. By issuing this federal initiative, the role of MPOs grew into what many deemed as the nascence of a new type of regionalism (Vogel & Nezelkewicz, 2002, p.108). This new regionalism entailed the enlarged scope of MPOs in their ability to determine policy, especially transportation policy in their locality. The ISTEA of 1991 was also groundbreaking insofar as it provided MPOs with funding from the Federal Government, with the stipulation that the organization utilized the monies to meet certain criteria. It was now important for MPOs and their members to become more involved in local planning and it therefore required more interaction with state departments of transportation, as well as the state and local governments. In this manner, MPOs enjoyed a sudden rise in their prestige that was the direct result of a new, stronger tie to the Federal Government. Yet that was not the only redefining event that MPOs would go through in the 1990s; in 1998 the Transportation Equity Act for the 21st Century (TEA-21) further empowered MPOs by providing them with an increase in funding. During the early-to-mid 1990s it was becoming clear that the transformation that MPOs was undergoing was substantial. A new direction was being laid down for the future of transportation planning in the United States. For decades MPOs had been present and active, but their involvement in transportation planning had certain limits. Now, at the beginning of the 21st century, MPOs were empowered to control some matters that were previously out of their reach: “Thus beginning in 1991, MPOs were transformed from advisory institutions into institutions that directly influence 7 the distribution of money—from voluntary planning organizations to organizations that have their fingers on some of the purse strings” (Goetz et al, 2002, p.90). The expanded role of MPOs by the Federal Government helped to designate it as an organization that had a choice over how to utilize its funds, and thus it now carried greater responsibility for its own future prospects. The planning funds were still administered by the state departments of transportation, but it was ultimately up to the MPOs themselves to allocate the money in a way that reflected both their objectives and the broader goals of the Federal Government that was providing the money. Metropolitan Planning Organizations after 1991 were given some discretion into how to incorporate financial allocations into their budgets—but they still did not have a say into how much money they received. It remained the decision of the state departments of transportation to determine how much money would be provided for MPOs. That however, did not diminish the newfound power of MPOs—it only revealed that the process by which transportation planning occurs in the U.S. can be a very complicated manner. At the same time, the passage of ISTEA in 1991 did not turn MPOs into new autonomous bodies with the ability to raise revenue as they saw fit (Edner & McDowell, 2002, p.15). As has been largely cited by many scholars, MPOs were still subject to the higher powers of the state governments and their state department of transportations (SDOTs). As Figure 1 below shows, the flow of Federal Money goes through the State DOT before it gets to the MPO. They did not have the financial pull of governing bodies because they were not the same thing: “Typically, MPOs are designated by states as planning organizations and not governing bodies, and as such they are rarely empowered to generate money themselves” (Sciara & Wachs, 2007, p.385). However, the door was now at least open for MPOs to 8 not only gain much needed recognition from other levels of government, but also for the possibility to grow their role in overall transportation planning. Figure 1 Federal Government Transportation Funding State DOT MPO Many experts note that the change of role for MPOs coincided with a new, evolving form of government that combined both metropolitan and rural spheres. This new type of “regionalism” has been one source of speculation behind the increased presence of MPOs in the local government arena (Vogel & Nezelkewicz, 2002, p.110). The societal problems of urban sprawl, congestion, and air quality coincided nicely with the newly defined role of MPOs. Naturally, municipal governments had the best possible ideas on how to attack and fix the problems of their expanding cities and it became apparent that one of the logical players would be MPOs. Armed with competent, suitable board members and technical analysts, MPOs could become the pivotal organizational body in the new type of regional governance. This new regional governance was necessary to remedy the increasing problems of suburbanization and the escalating polycentricism of cities. The nascent regional governance was capable of addressing the new situation of post-modern cities in the U.S. While it is helpful to think of MPOs as gaining a new voice in this capacity, it remained a fact that the all-important funding was still largely at the discretion of the higher levels of government—state and federal. The exceptions to having control over spending came in two acts: the Surface Transportation Program-Metro (STP-Metro) funds, and in some states, Congestion Mitigation and Air 9 Quality and Enhancement (CMAQ) (Goetz et al, 2002, p.90). While these two acts were not merely “token” funds to make MPOs look more autonomous, they were of substantially less amount and scope than the money available for the National Highway System—which was under the jurisdiction of the state. Additionally, these two acts could only be utilized with the “consultation” and approval of the SDOT (Goetz et al, 2002, p.90). With the passing of ISTEA in 1991 and TEA-21 in 1998 MPOs gained back power after the repeal of Office of Management and Budget (OMB) Circular A-95 in 1982. The OMB Circular A-95 law had been implemented in 1969 and essentially required Federal Governments to consult with state and local officials before grants were doled out. This gave MPOs some power insofar as the Federal Government had to consult with them over current local planning needs (Rothenberg and Gordon, 1983, p.5). But from 1982 to 1991, MPOs were without this law that helped foster an open dialogue and thus did not have the influence that they once had. Previous to 1991, Federal Law mandated that urbanized areas with populations greater than 50,000 have one or more MPOs to establish a regional long-range transportation plan (Sciara & Wachs, 2007, p. 380). In hindsight ISTEA can be thought of as a prudent act that was completed with the intention of correcting future problems of suburbanization. After 1991 and especially after 1998, MPOs were able to enhance their reputation and presence within the arena of local governance. Their new position was that they went from being invisible to visible and such a transformation was a step towards what would be the rise of a new sub-national form of government. It was this form of government that worked with the state and local levels as well as with SDOT and area transit agencies. Therefore, MPOs have been at the very least set up in the 1990s as 10 having a substantially viable chance of succeeding in the complex, overlapping realm of jurisdictions that exist in and around most metropolitan areas in the country today. The challenge is for MPOs to navigate through this thicket of governance and to become the platform for where all parties can meet. It is the MPOs that must appeal to the other bodies for a significant increase in their influence to occur; by doing so they may over time become an authority that is actually a role-making rather than a body that carries out designated policies. MPOs can also serve to help provide a pivotal role as protectors of the environment for a particular region. It is not the purpose here to analyze the value of the merits over the discussion of carbon dioxide emissions and if it induces greenhouse gas effects on the planet. Suffice it to say that most individuals would rather not be exposed to smog and air pollution on a daily basis. One of the crucial thrusts behind the resurgence of MPOs in the 1990’s and early 21st century is it was an entity that is often viewed as aligned with the mass transit lobby and by that association becomes a de facto ally for environmental groups. Indeed, it was viewed by many that vehicular transportation caused an increase in air pollution: “Some critics complained of the environmental damage caused by the nation’s surface-transportation system, particularly in densely populated areas” (Fisher & Nice, 2002, p. 132). Another component of surface transportation that MPOs were against—and that is directly related to fuel consumption—is sprawl. While sprawl is an extremely complex issue with many different viewpoints, it is irrefutable that it harms the environment not just by encouraging automobile use but also by the destruction of greenfields and opens spaces (Edner & McDowell, 2002, p. 21). It’s highly feasible that state departments of transportations and others aligned with the highway lobby would not 11 only tolerate sprawl, they would encourage it because of the jobs its construction would create. Yet it is a very duty of an MPO, as required by the ISTEA law that it would have: “minimized transportation-related fuel consumption and air pollution” (Dilger, 2002, p. 52). If any group—governmental or non-governmental—would have the influence to help stem the tide of air pollution, it would be MPOs. Additionally, MPOs were involved in the environmental cause by virtue of carrying out ecologically conscious laws mandated by the Federal Government. It was one of the requirements of the Intermodal Surface Transportation Efficiency Act (ISTEA) of 1991 that MPOs and other transportation planning agencies become more vigilant in regards to reducing air pollution. Although the language was not as politically charged as phrases such as “help the environment”, there were clauses aimed at cutting down on carbon dioxide emissions. There was the genesis of a new program for such actions: “…a new spending category, the Congestion Mitigation and Air Quality improvement program (CMAQ), designed for projects geared at reducing emissions and providing alternatives to solo driving. In addition, ISTEA’s authorization for mass transit capital funding was about 40 percent higher than the previous level” (Lewis & McGhee, 2001, p. 210). It was becoming clear that the decline of mass transit ridership in the 1980’s was linked to the increase in automobile use and therefore a rise in emissions. While department of transportation in some states had a higher preference for highways and roads, the Federal Government was keen on promoting the health and environmental benefits of mass transit. It became part of agenda of MPOs to fulfill this wish by utilizing the grants and money allotted for an increase in commuter rail and bus transit. Although this was rapidly becoming one of the causes for MPOs, it would not be without controversy as there were 12 many that were not proponents of environmental tendencies: “Finally, several of the groups pointed out that national goals, including environmental regulations, often are at odds with the economic development needs of local communities” (Marbach & Leckrone, 2002, p. 54). It would become an uphill battle in some regions for the prospect of curbing practices that were economically, but not ecologically sound. From the late 1990s moving forward, MPOs have been carried, along with other levels of government into an era where planning become increasingly important. Although it has been previously noted that MPOs did not substantially alter after the ISTEA of 1991 or the TEA-21 of 1998, there did exist a more subtle shift. While their governing bodies, physical boundaries and superiors did not change with any great significance, MPOs did shift their role in overall regional transportation planning. Fiscally, they did receive a larger piece of the pie, but they had not changed in a fundamental way—at least in regards to their structures or organization. What was a more palpable change was the fact that they were increasingly becoming more of the “hub” for local transportation planning. In theory they were a body of individuals with limited power, but held responsibility for the overall transportation planning of a designated metropolitan area. In the 1990s, MPOs became the sphere of influence and change among municipal, county and state governments, as well as state departments of transportation and local transit agencies. Metropolitan Planning Organizations at that time may not have fully come into their own, but they were well on their way and had gained a role defined not by theory but by the reality of their existence. Indeed there is even evidence that the role of MPOs will only grow in the future: “Furthermore, the possible expansion of MPO boundaries to encompass the twenty-year urban growth horizon and the air quality region may increase the territorial reach of 13 decentralized decision making by many MPOs” (Gage & McDowell, 2002, p.140). The possibility of expansion provided MPOs with more clout in their negotiations and interactions with other transportation bodies. 14 Chapter 2: Structure, Organization, and Fiscal Responsibilities of MPOs There are about 341 Metropolitan Planning Organizations in the United States, although only about 312 have been correctly identified by address (Dilger, 1998, p. 68). These organizations are by no means even close to uniform in nature, and to try to categorize them in any way possible—with the exception of saying they are involved in transportation planning—would be too broad of a stroke. Once one realizes the breadth and variety of MPOs, it becomes impossible to standardize them. There are small rural outfits with a few board members and then major, sophisticated bodies that work with some of the largest transit systems in the world such as the New York Metropolitan Transportation Council. Some MPOs cover only one county while others, such as the Delaware Valley Regional Planning Commission MPO spans across multiple counties and two states. The Wilmington Area Planning Council (WILMAPCO), although now presiding over counties in Delaware and Maryland, once additionally hold Salem County in New Jersey as well. One website that has undertaken a catalogue to some degree is the Association of Metropolitan Planning Organizations (AMPO). AMPO has a directory of all of the nation’s MPOs and links to their websites (almost all MPOs have a webpage). In order to better understand MPOs, what their role is in modern transportation planning, and all that such endeavors encompass, such as environmentalism, smartgrowth, transit oriented development, etc., it is better to gauge each planning body in a case by case basis. 15 Despite the potential gains for the future of MPOs, there also exists the possibility that their role in transportation planning will be stunted by the nature of government in the United States. The U.S. Advisory Commission on Intergovernmental Relations pointed out that “most MPOs are not governments and do not exercise clear lines of authority” (Vogel & Nezelkewicz, 2002, p.112). It is clear that MPOs are not ranked among the traditional levels of government: national, state, and county/municipal/township. Their boards are largely made up of appointees and local officials as well as transportation experts from agencies. This hodgepodge may make MPOs a unique, effective and wellbalanced body of interests, but it does not give them the legitimacy that officials on standard levels of government enjoy. As pointed out by Vogel and Nezelkewicz in their article “Metropolitan Planning Organizations and the New Regionalism” many MPOs have central cities that are underrepresented on policy making boards (2002, p.112). Another impediment to reaching influence for some MPOs is the fact that there can be more than one for a particular metropolitan area (Vogel & Nezelkewicz, 2002, p.112). There are many challenges and barriers to moving further into a sphere of influence for many MPOs. Perhaps the greatest is the aforementioned lack of governmental procedures that would normally apply for officials on the state and national level. In fact, many state constitutions don’t establish MPOs as legal entities or provide them with any power normally granted for governmental entities (Sciara & Wachs, 2007, p. 390). It should not be apart of the MPOs’ agenda to try to match legitimacy with policy-making bodies but to try to play a unique role that will ensure they have a future in the local government arena. The difference in MPO organization and structure is not simply a result of having different customs in different regions. Consider the state of Connecticut, a geographically 16 small, moderately populated New England state. Although it lacks in physical size, it has eleven MPOs—each with different organizations and membership requirements. Compare the Southwestern Regional Planning Agency MPO (SWRPA) with the Capitol Region Council of Governments MPO (CRCOG). The SWRPA MPO covers only one county, Fairfield, Connecticut but is considered to include part of the New York City metropolitan area as well(http://www.swrpa.org/Default.aspx?Home, 5/12/2009). Its council consists of 8 total members, and 9 non-voting, advisory members that include members of the Connecticut Department of Transportation and the Federal Transit Administration (http://www.swrpa.org/mpo/index.htm, 3/1/2009). Conversely, the CROCOG MPO, which covers two Connecticut counties, has 36 voting members on its council, each representing one of the 29 towns (http://www.crcog.org/transportation/index.html, 3/1/2009). Additionally, Hartford is allowed 4 representatives and the Hartford Transit District as well as the Environmental Justice Board has a presence on the council. There is also the chairperson of the council, whom must be a chief elected official from one of the towns. Also, unlike SWRPA MPO, there are zero advisory members on the board. The sharp contrast between two MPOs in the same state is a revealing insight into the different kinds of variations and combinations of MPOs that exist in the country. Clearly, there are great differences on how many people comprise an MPO council and what agencies are or are not represented. While it is difficult and nearly impossible to provide a uniform description of how members are selected to the board or serve in an advisory capacity, suffice it to say that MPOs draw from their local urban and rural populations to sit on their councils. One of the difficulties in this process is ensuring that the population they serve is well represented, through either a voting or non-voting 17 member. One problem that has become an issue for MPO boards is that there tends to be an underrepresentation of urbanized populations as well as an overrepresentation of white residents versus minorities (Sanchez, 2006, p. 11). It is apparent that when an MPO with a metropolitan core has such an underrepresentation of its urban population, then it is logical that this would result in an underrepresentation of minorities—who tend to populate urban areas over rural ones. The outcome of this discrepancy is not hard to grasp: the transportation interests of the rural, white population that is overrepresented will take priority over that of the urban/minority population that is underrepresented on the boards and advisory councils. This could mean a decline in programs that benefit urban populations such as mass transit, and a potential rise in transportation programs that help rural populations including more funding for highways. Underrepresentation on boards is also a problem that will not subside soon: “Current demographic trends show that the proportion of nonwhite residents in metropolitan areas continues to increase, suggesting that the issue of underrepresentation of minorities by MPO boards will become even more challenging in the years to come” (Sanchez, 2006, p. 11). It is the responsibility of MPOs and the local governments they work with to identify this pitfall and work on a remedy for the problem. With the more than 300 MPOs in the country, it is not surprising to witness their diversity and different structures. One distinction that warrants an explanation is that MPOs are often confused with, and sometimes even categorized under councils of governments (COGs). These are roughly defined as comprised of voluntary associations of local governments headed by elected political leaders, which provided forums for identifying and addressing issues of regional concerns (Wolf, 2004, p. 4). The distinction 18 between these and MPOs can be difficult at times, as the example of Kern Council of Governments (Kern COG) in California provides. Technically, this is a COG in California that includes the County of Kern and its eleven incorporated cities (http://www.kerncog.org/#, 3/01/2009). Although it does not identify itself as an MPO, it does effectively the same thing—transportation planning. It is even registered in the directory for MPOs, the Association for Metropolitan Planning Organizations (AMPO). Most COGs that are registered as MPOs tend to provide transportation planning and other types of planning and public services as well. Many COG websites have a link to either the MPO or have a section designated for transportation planning. As previously mentioned, funding for MPOs is top-down going first from Federal sources to the State DOTs before becoming apart of the budget. The notion that MPOs have some discretion of how to use their funds is an advantage, notwithstanding the idea that they have no part on deciding how much of the money they do receive. To reaffirm a previous point, it gives MPOs more independence than before the passage of ISTEA and TEA-21. This appears to be the best possible formula currently available, especially when given the recent discussions of cutting Federal funding completely, leaving states with the responsibility of raising the revenue (Marbach & Leckrone, 2002, p. 63). Once the money has been allocated to the MPO, they secure it in their budget to be utilized for various projects. Provided the wide variety of MPOs in terms of size and organization, it is not surprising that their budgets are also different. Yet a quick look at a small and large MPO in the same region reveals that the budgets are not as strikingly different as the MPOs are themselves. To provide an example, the Nashua Regional Planning Commission MPO, which is comprised of only the county of Hillsborough, New Hampshire has a capital 19 budget of about $217 million for the year 2009 (http://www.nashuarpc.org/transportation/documents/planning/STIPConstraintWorksheet.p df, 03/02/2009). This is clearly a healthy budget for such a small MPO, in fact, it matches up surprisingly well to Boston Region Metropolitan Planning Organization, which had a 2009 capital budget of about $290 million (http://www.ctps.org/bostonmpo/3_programs/2_tip/2008_2011_tip.pdf, 03/02/2009). Perhaps even more enlightening as to the fiscal responsibility of MPOs, is that they are required to provide a transportation plan of not just the next few years, but up to thirty years into the future. Most MPOs have long-range transportation plans that expand all the way into 2030, including estimated costs. Despite its increased power and authority among the local agents for transportation planning, MPOs are still in a process of discovering how to best interact with the different levels of government and their agencies. Before understanding where MPOs fit into the realm of local governance, it is important to portray that sphere in an unambiguous and clear light. Only by discerning the true role of MPOs in their area of function—that of transportation planning bodies—can one truly appreciate their existence as vital to the health and well-being of transportation in the United States. But before MPOs can be dissected for what they are, a firm grasp of how local governments function has to be overviewed. Only by a broad and comprehensive explanation of the two balancing entities, MPOs and government, can it be realistic to prove the necessity of the former. One of the seminal works on MPOs, is an insightful, well-constructed paper by James F. Wolf, entitled “Understanding Metropolitan Governance: The Experiences of Metropolitan Planning Organizations”. It was presented at the Annual Meeting of the 20 American Society for Public Administration in Portland, Oregon in March of 2004. This paper provides a useful backdrop for understanding MPOs by utilizing other similar concepts as lens with which to view the transportation planning agencies. Among other ideas that Wolf presents are a brief review of MPOs, an introduction to the notion of a new type of governance as well as the governmental layers that have an effect on local transportation planning, including federal, state, and local levels. Wolf also unveils some original concepts that aren’t always apart of the scholarly literature about MPOs, including public/private partnerships, civic capital, and more holistic styles of planning. All of these issues are analyzed effectively into how they may or may not be integrated into the current activities of MPOs. In the case study of the Wilmington Area Planning Council (WILMAPCO) MPO that follows many of the concerns that Wolf brings up will be analyzed further. By utilizing actual data and projects from an existing MPO, with the intention of revealing current rather than hypothetical problems, it should become more readily apparent that these transportation agencies are different, dynamic, functional and above all necessary. Describing a theoretical situation, in which MPOs are categorized with the same set of descriptions works for a general summary of history, laws, and common practices. However, as has been stated thus far, the vast differences and unique attributes of each MPO makes it difficult to provide a detailed, comprehensive view that will enable an authentic appreciation for the organizations. Therefore the best method for proving the true value and the roles of MPOs in the transportation planning process is through case studies. The MPO selected in this study happens to be both multi-county and multi-state, and located at the center of the most massive transportation corridor in the U.S., the 21 Northeast Corridor. This MPO also happens to conveniently be the local one, Wilmington Area Planning Council (WILMAPCO). WILMAPCO MPO includes New Castle County, Delaware and Cecil County, Maryland. These two counties are contiguous but happen to lie in two different states. This creates an interesting dynamic that is not as uncommon among MPOs as one may think. By analyzing the different aspects of WILMAPCO and all of the operations, functions and contributions that it has for the area it serves, it will become more apparent how useful and indispensable these transportation organizations are in the U.S. Some of the attributes that will be examined are citizen involvement, technical and professional analysis, publications and how the MPO serves as a “bridge” between government agencies and the local population. The primary focus will be how the WILMAPCO provides services to those individuals living in the area and those travelers who utilize its transportation network. 22 Chapter 3: WILMAPCO Organization, Professional Publications and Technical Analysis Before providing the different ways that WILMAPCO contributes to local civic engagement, it is important to explore how the MPO itself is organized. The overall layout of personnel and organization will be explored in order to help illustrate how complex and layered MPOs are. The rich variety of agencies and communities that are represented on MPO boards has already been mentioned; it is this diversity that gives MPOs and WILMAPCO in particular, a valuable commodity. Specifically, the board members bring different experiences and areas of expertise that give the organization the ability to tackle a variety of transportation issues. Beyond its members and its resources are the final outcome and the valued production of MPOs: various technical analyses, publications, and long-range plans on transportation issues for the area. These will also be analyzed subsequently for their full merits and expanded upon to show how invaluable MPOs are and have become to transportation planning. The case study of WILMAPCO, an MPO that is both bi-county and bi-state will continue to supply these examples. The headquarters of WILMAPCO is 850 Library Avenue, Suite 100 Newark, New Castle County Delaware 19711. All meetings are held at this site unless notification is provided. For its capital budget, WILMAPCO receives funding from Federal, State, and Local sources. Both the state of Delaware and Maryland contribute to the MPO—from revenue generated by sources such as motor fuel tax and tolls. The two states combined 23 will contribute about $189,000,000 or 44% of the annual budget for Fiscal Year 2010. The next largest source of funding is the Federal Government, which includes the Federal Highway Administration and the Federal Transit Administration. These two sub-agencies within the U.S. Department of Transportation give money for specific programs such as the Congestion Mitigation/Air Quality (CMAQ) and the Surface Transportation Program Metro (STP). In 2010 these two will contribute about $166,000,000 or 39% of the funds for WILMAPCO. Finally, the local municipalities and private donors provide the third source of revenue. Their total for 2010 is about $75,000 or 17% of the budget. All three of these sources provide WILMAPCO with the robust sum of $429,000,000 for the fiscal year 2010. In terms of its planning and administrative budget, WILMAPCO has far less at its disposal at about $1.8 million dollars for Fiscal Year 2010. For a look at the makeup of WILMAPCO’s staff, which accomplish day-to-day tasks, please refer to Figure 2 below. 24 WILMAPCO Staff Figure 2 Name Position Tigist Zegeye Executive Director Heather Dunigan Principal Planner Daniel S. Blevins Principal Planner Dave Gula Senior Transportation Planner William Swiatek Senior Transportation Planner Tamika Graham Transportation Planner Randi Novakoff Transportation Planner Janet Butler Executive Assistant Janet Jasinksi Administrative Secretary In terms of organization, WILMAPCO has two committees, the Public Advisory Committee and the Technical Advisory Committee, as well as the WILMAPCO Council and six subcommittees. The council, the most visible group in the MPO is made up of nine members, six from New Castle County and three from Cecil County (http://www.wilmapco.org/tip/2010%20TIP/APPENDIX%20D%20%20Financial%20Plan.pdf 4/21/2009). It is also the official decision making body of the MPO. They all serve the council without compensation, except for minor out-of-pocket expenses. Most positions are ex officio, but appointees may be made instead by the designated governmental body. In the case of appointees, written confirmation of the individual is required by whichever body is required to make the selection. The Figure 3 below provides the different backgrounds and agencies of each member. 25 Figure 3 WILMAPCO Planning Council Member Name County Position Method of Selection Vacant New Castle Delaware Governor Appointee The government of Delaware is required to provide written confirmation of the appointee annually Carolann Wicks New Castle Delaware Department of Transportation Secretary of Delaware Department of Transportation or appointee Stephen Kingsbury New Castle Executive Director, Delaware Transit Corporation Director of Delaware Transit Corporation James M. Baker New Castle Mayor, City of Wilmington Mayor of Wilmington or appointee Chris Coons New Castle County Executive County Executive or appointee, chosen by the chief executives of the several municipalities in each county Vance A. Funk New Castle New Castle County Municipalities’ Representative, Mayor of Newark Municipalities’ representative Michael M. Nixon Cecil County Jim Mullin Cecil County Joseph L. Fisona Cecil County Maryland Governor Appointee, Maryland Department of Transportation Cecil County Commissioner Cecil County Municipalities’ Representative, Mayor of Elkton Maryland Governor appointee Cecil County Commissioner or appointee Municipality representative for Cecil County. The chief executives for participating municipalities or their empowered representative are eligible to participate in the election of the Cecil County municipal representative. 26 As one may gather from this list, the members of the Council are a select group of individuals—many who have visible and high positions within local government. Some hold elected office, such as the mayors of Wilmington, Newark and Elkton, and others have attained their rank by virtue of their being governor’s appointees. One representative is from the Delaware Department of Transportation, a state transportation department. All nine members are in major positions within state or local government. This occurrence underscores the responsibility that WILMAPCO places on its executive council. Furthermore, the fact that such important figures are placed on the board is indicative of the value of transportation planning to New Castle and Cecil Counties. Positions as the mayor of Wilmington and Newark are ones that require a lot of time and energy—and yet, it is still required that they serve on the council of WILMAPCO—further underscoring the importance of MPOs (http://www.wilmapco.org/tac/index.htm, 3/30/09). Of particular importance to the WILMAPCO Council, is the Technical Advisory Committee (TAC, please see Figure 4 listed below), which is made up of 22 members. As the name implies, the experts on this committee are in charge of producing the technical reports and studies for the MPO. All of their work and recommendations must go before the council for approval, however. Like the council, the TAC is comprised of a select group of individuals—all transportation experts—from a variety of backgrounds. Represented on this committee are professionals from the Delaware and Maryland state transportation departments, local planning agencies, and Federal Transportation Agencies. More specifically, it includes agencies such as the Delaware Department of Transportation and Maryland Department of the Environment on the state level, and the Wilmington Department of Planning and Town of Elkton on the local level. The Federal Agencies 27 referred to are such departments as the Federal Highway Department and the Environmental Protection Agency. Finally, included in the committee is a chair, held by a representative from the Delaware Transit Corporation, and a Vice-Chair, held by the Delaware Department of Natural Resources and Environmental Control. Judging by the presence of a group that is so large and representative of the various transportation interests, WILMAPCO has an interest in maintaining a truly comprehensive and representative technical committee (http://www.wilmapco.org/tac/index.htm, 3/30/09). 28 Figure 4 WILMAPCO Technical Advisory Committee Member Name Agency Function Representative Delaware Transit Corporation Representative Representative Delaware Department of Natural Resources and Environmental Control Delaware Department of Transportation Chair ViceChair member Representative New Castle County Department of Land Use member Representative Representative Representative Wilmington Department of Planning Wilmington of Public Works member member member Representative Newark Planning Department State Planning Coordination Office Representative Delaware Economic Development Office member Representative Maryland Department of Transportation member Representative Maryland State Highway Administration member Representative Representative Representative Representative Representative Maryland Transit Administration Maryland Department of the Environment Maryland Department of Planning Cecil County Office of Planning, Zoning and Parks and Recreation Town of Elkton Representative member member member member member member member Transportation Management Association of Delaware Representative Representative Representative Representative Representative Amtrak U.S. Environmental Protection Agency U.S. Federal Highway Administration U.S. Federal Transit Administration Diamond State Port Corporation member member member member member WIMAPCO’s Public Advisory Committee (PAC), as the name implies, is a committee is made up of 24 members who represent various civic, environmental, business 29 and other influential groups from the region. Besides carrying out the important function of representing various constituents that can’t be directly involved in the transportation planning process, the PAC also helps in developing methods and techniques for how the public can get involved. Meetings are held generally every other month and are open to the public. The members represented on this public board come from a diverse array of backgrounds, including representatives from the various cities and towns in the area, the Elderly and Disabled Transit Advisory Committee, the Latin American Community Center, as well as other groups (for a complete listing of the representatives, please see Figure 5 below). The fact that the composition of the committee is made up of such different economic, environmental, health and transportation organizations ensures that a broad array of public interests are represented at the meetings. These representatives act on behalf of a variety of specific groups and citizens and organizations in the area. Moreover, these meetings are already open to the public and therefore a place where theoretically anyone off the street could attend. The meetings have essentially become a place where the public can be represented both on the official board and as potential witnesses to the process. More on the important topic of civic engagement and what it symbolizes will be discussed in the next chapter. 30 Figure 5 Member Name Glen Pusey Wesley Avera Dan Bockover George Losse William Franey Fritz Griesinger David B. Carter Richard A. Janney Bill Miners Joseph Mitchell Patricia D. Folk David Bird Anita Puglisi Bruce Brunozzi Roy Podorson Dennis Christie Lucretia Young Harlan C. Williams Laura Mayse Thomas Carroll Brad Killian Christ Castagno Tom Posatko Darlene Cole Rafael Castro Peggy Shultz Veronica Oliver Agelina Micheva Barbara Washam Vacant Public Advisory Committee Agency Bear Glasgow Council Centreville Civic Association Civic League for New Castle County Claymont Community Coalition Milltown-Limestone Civic Alliance Pike Creek Valley Civic League Southern New Castle County Alliance Southern New Castle County Function member member member member member member member member Cecil County Cecil County Cecil County City of New Castle City of Newark City of Wilmington City of Wilmington AARP Delaware AARP Delaware Cecil County Board of Realtors member member member member member member member member member member Cecil County Chamber of Commerce The Committee of 100 Delaware Greenways Delaware State Chamber of Commerce Delmarva Rail Passenger Association Elderly and Disabled Transit Advisory Committee Latin Community Center League of Women Voters of New Castle County Neighborhood House New Castle County Chamber of Commerce Urban Environmental Center White Clay Creek Bicycle Club member member member member Chair member member member member member Chair Elect member 31 In terms of committees, WILMAPCO is impressive in regards to having a variety of integral and important subcommittees on their panel. A total of six subcommittees are present, all of which represent a distinct interest for the MPO. These committees serve in advisory roles, making important recommendations on transportation plans. Included in this group are the Air Quality Subcommittee (AQS), Freight and Goods Movement Working Group (FWG), Congestion and Management Subcommittee (CMS), the Data and Demographics Subcommittee (DDS), the Planning and Edge Advisory Committee (PEAC), and the Non-Motorized Transportation Working Group (http://www.wilmapco.org/tac/index.htm, 3/30/09). Since it is part of an MPO’s function to explore other modes of transportation it is not surprising that some of these committees, such as the CMS, and the last two listed are present in WILMAPCO. There has been a recent movement of MPOs to become more actively involved in a holistic approach to transportation planning, which includes a regard for air quality, integrative land use, and a goal of depleting congestion. It is these challenges that require MPOs to enlist the aid of various groups to help explore alternative methods of transportation and land-use planning. It is even within the specificities listed in ISTEA and TEA-21 that call for at least the evaluation of options to include multi-modal and inter-modal transportation planning within a region (Wolf, 2004, p. 12). Moreover, James F. Wolf includes in his article the idea that there are particular duties to perform: “MPOs are required to consider other viable alternatives to highway transportation as well as connectivity among all transportation modalities” (p. 12). By analyzing the different subcommittees present on the WILMAPCO board, it is reasonable to assess that the MPO is not exempt from this rule. 32 A brief examination of these subcommittees to illustrate the dedication of WILMAPCO to the new holistic planning approach is necessary to mention here. The WILMAPCO Air Quality Subcommittee (AQS, please see Figure 6 below) is comprised of 14 members from the federal, state and local levels. This includes groups such as the Federal Highway Administration, the Maryland Department of the Environment, and the Delaware Transit Corporation. Their goal is to make recommendations on the effect that the Transportation Improvement Program (TIP) and the Regional Transportation Plan (RTP) has on the quality of air. According to protocol, the Federal Transit Administration cannot fund transportation projects that do not conform to the standards upheld by the Clean Air Act. Suffice it to say that the AQS is both a complex and highly focused organization. The webpage for this subcommittee includes a lot of useful links to information on a variety of related issues, including climate change, ozone activity, and alternative fuel sources. There are also PDFs and links on informative air quality studies (http://www.wilmapco.org/tac/index.htm, 3/30/09). The amount and scholarly nature of the data on this topic underscores its importance to WILMAPCO. Clearly, it is an MPO intent on maintaining clean air in its region and in so doing has deployed a wide variety of resources to accomplish the task. 33 Figure 6 Air Quality Subcommittee Members Member Name Agency representative Delaware Transit Corporation representative Delaware Department of Natural Resources and Environmental Control representative Delaware Department of Transportation representative Clean Air Administrator representative New Castle County Department of Land Use representative Transportation Management Association/Delaware representative Maryland Department of Transportation, Office of the Secretary representative Maryland Department of Transportation, State Highway Administration representative Maryland Department of the Environment representative representative Cecil County Planning Office representative representative U.S. Environmental Protection Agency U.S. Federal Highway Administration U.S. Federal Transit Administration Two subcommittees that share an overlap in terms of information and statistics are the Freight and Goods Movement Working Group (FWG) and the Congestion Management Systems Subcommittee (CMS). FWG is smaller than the AQS, but it is also in its infancy, as it wasn’t approved of until 2007. There are presently six members on the board—all of which represent federal, state and local levels of government (for the agencies they represent, please see Figure 7 below). This group oversees the movement of freight and merchandise through the WILMAPCO region and conducts subsequent studies and recommendations. A lot of their information is tied into topics such as freight rail, the Port of Wilmington and truck volume. The FWG also looks into potential bottleneck 34 areas within its jurisdiction. Similarly to AQS, there is a multitude of links and downloadable PDF-formatted documents and maps that provide detailed information on freight transportation within New Castle and Cecil Counties. There is no information on the makeup of the CMS council, but what is offered is the type of studies it conducts. By utilizing a “systems” approach, CMS researches the congestion affecting the area. It produces a variety of Geographic Information Systems (GIS) maps on the location and degrees of traffic in both counties. Additionally, a table regarding tolls, pedestrian and bicycle paths, and traffic routes can be observed and analyzed. Both the FWG and CMS offer an array of downloadable maps and tables of studies conducted in the area as well as links to national data and trends (http://www.wilmapco.org/tac/index.htm, 3/30/09). Please see the table below for representation of the FWG (note there was no available data on the representation of CMS). Figure 7 Member Name representative Freight and Goods Movement Working Group representative New Castle County Department of Land Use representative Maryland Department of Transportation, State Highway Administration representative Maryland Department of the Environment representative Cecil County Planning Office representative Agency Delaware Department of Transportation U.S. Federal Transit Administration (FTA) Another important subcommittee for WILMAPCO is the Demographics and Data Subcommittee (D&DS), formed in 1999. The D&DS meets regularly and focuses on producing data for population numbers, demographics, employment change projections and GIS maps. In this manner, WILMAPCO serves as a sort of census for the two 35 counties: numerous reports on population changes, household sizes, and employment projections have been produced and uploaded onto the website. This information is also related to congestion and traffic flow, but additionally it serves as a forecast for the future economic and population trends for the region. While the latter may not be directly about transportation, it represents an important branch of the subject. The data on population distribution and household size can lead to important forecasts for future transportation corridors and potential bottleneck areas. By harnessing these statistics and delivering quick, accessible GIS maps and tables, WILMAPCO is actively playing the role of a planning organization delivering technical services (http://www.wilmapco.org/tac/index.htm, 3/30/09). The GIS maps are multi-layered and colorful, providing easy visuals not just for the experts, but also for regular citizens that may not share the same technical training. Furthermore, this electronic production enhances the MPO’s role as a credible source of information: “The skill of MPO staff using GIS allows them to offer a technology that makes questions about the connection of transportation planning to other policy areas easier to identify among non-technical professional staff, political leaders and the community” (Wolf, 2004, p. 21). The D&DS, along with the Technical Advisory Committee and the other subcommittees offers these exact services. Two final subcommittees to be mentioned are the Planning at the Edge Advisory Committee (PEAC) and the Non-motorized Transportation Working Group. The Planning at the Edge Advisory Committee (PEAC), developed in the year 2000, is a subcommittee that investigates many of the aforementioned issues, including congestion and freight. What separates this subcommittee from the others is the fact that it encompasses the 36 broader Mid-Atlantic region, including Delaware, Maryland, Pennsylvania and New Jersey in the group. The studies conducted are widely comprehensive; included is a two-part analysis that looks at twenty-eight counties in the region, with a focus on demographic and travel characteristics. Also, there is an evaluation of population, employment, travel speed, work commute time, volume to capacity, freight volumes, transit services, and transportation equity. Both studies—the first conducted in 2004 and second done in 2008—are available in PDF format for use by anyone. Additionally, there are links to other related research projects on transportation in the area such as the Maryland Transportation Authority I-95 Master Plan. The Non-motorized Transportation Working Group is a subcommittee that specializes in bicycle and pedestrian paths in the two counties. In this group are bicycle and pedestrian groups and advocates as well as state and local representatives (http://www.wilmapco.org/tac/index.htm, 3/30/09). Although this subcommittee is the smallest of the six and meets only every other month, it none-the-less encompasses an important and growing segment in transportation planning. It is also consistent with the multi-modal focus of MPOs and the overall goal of comprehensive transportation planning: “…over ninety percent of the MPOs include bicycle and pedestrian plans while more than eighty percent listed specific pedestrian and bicycle projects (Lewis 1999; Wolf and Farquhar 2003)” (Wolf, 2004, p. 13). The invaluable work that the different committees and subcommittees contribute has already been mentioned, with their labor accumulating into a vast amount of reports, technical maps, and analysis. One of the cornerstones of MPOs, and the main component of their credibility and influence, are their technical skills and the ability to 37 provide reliable results (Wolf, 2004, p.20). It is this ability that perhaps more than anything else adds value and legitimizes their organizations. WILMAPCO is no exception to this and has created a wealth of information, statistics and data concerning transportation planning in New Castle and Cecil Counties. To provide an example, under the tab of the WILMAPCO website labeled “Data and Maps” is a “Clearinghouse” that gives links to several subcategories including demographic projections, census data, a map room, data and reports, and links to relevant websites. Each of these is rich in data in their own right; the map room links to a page with both downloadable PDF maps and interactive Google maps that allow navigators to pan and zoom in on different locations. The maps illustrate information ranging from traffic corridors, cars per household, travel time to work, median household income, population demographics and much more. The maps entail a large amount of information and yet the “map room” is just one component of the link to the “Data Clearinghouse” (http://www.wilmapco.org/tac/index.htm, 3/30/09). Also available from the website are comprehensive plans, both long and short range for the region. Included is the federally mandated Regional Transportation Plan which has at least a 20 year planning horizon and the Transportation Improvement Program—a shorter forecast of the next four years. The latest version of the Regional Transportation plan was completed in 2007 and includes transportation planning for New Castle County and Cecil County until the year 2030. The Transportation Improvement Program covers transportation planning until 2013, and was approved of in March of 2009. Besides these two required plans there are many others with links to vital information and reports. Among these are community plans for the different population centers in the two counties such as Chesapeake City and Middletown. There are reports on air quality and freight 38 movement and links to general topics in the WILMAPCO webpage like School Children’s Transportation Program, Emergency Preparedness, and the important Air Quality page. It is detrimental to have a variety of plans and community models as it gives the MPO substantial credibility: “The most successful MPOs employ staffs with high levels of technical competence and expertise, able to assist the State DOT and member governments in transportation data collection, modeling, planning, and other technical assistance” (Goetz, et al. 2002, p. 100). By utilizing their professional staff and ability, WILMAPCO has become a reliable source of information and advice for the state DOTs in Maryland and Delaware. It also provides comprehensive plans and extensive research for the entire area. During the past few years, major publications have been provided by WILMAPCO, all of which are accessible from the website. In the “Plans and Reports” section there are links to WILMAPCO Plans, Community Plans, and major reports. In 2008, the WILMAPCO council approved of the Congestion Management Systems Summary. This includes a very detailed matrix of the different population centers in the region complete with data on their demographics, transportation inventory and trends that were observed. In March of this year, the Environmental Justice Report was endorsed and made available for download on the website. It is a 148 page report that was partially financed by the Federal Government and is a response to laws concerning the equitable treatment of minorities in regards to transportation planning. It looks specifically at the low-literacy and non-English speaking groups in the Wilmington area and focuses on how to break policy barriers and prevent potential discrimination from laws. The Unified Planning Working Program (UPWP) is an annual plan that describes the upcoming planning 39 activities and transportation-related air quality planning activities. The federally funded, 60 page report is intended for the year 2010. Additionally, there are other major reports that have been created and uploaded onto the website within the past few years. The detail and professionalism of the studies provides evidence of the time and energy utilized by employees to investigate these different topics. In his paper, James F. Wolf brings up two new concepts with regards to traditional hierarchy of government: the change from government to governance and the inception of “new regionalism”. Both of these concepts entail a movement towards greater cooperation between governmental and non-governmental organizations. Additionally, it represents a discontinuation of command-style government: “Governance mechanisms become a central focus and can include grants and contracts as well as agreements that do not rest solely on the authority and sanctions of government” (Wolf, 2004, p. 7). The new regionalism model encompasses a much broader variety of organizational arrangements to meet the challengers created by highly fragmented political structures (Wolf, 2004, p.8). Both of these concepts fit well with the actions of MPOs as an entity that is to be cooperated with and consulted for advice and expertise on a number of different transportation issues. The huge catalogue of professional publications, maps, community plans, and data that WILMAPCO houses provides evidence of its importance in the new regional model. As governments have been moving from rowing to steering, MPOs have taken up the oars and provided the muscle from which communities and organizations can use to have safe, dependable, and clean transit options and corridors (Wolf, 2004, p. 7). 40 Chapter 4: WILMAPCO and Citizen Involvement One of the functions of an MPO, besides transportation planning, is to promote and institute a dialogue between local and state governments as well as non-governmental associations. While the former are considered to be apart of government and retain all of the prestige and privileges that such offices hold, there is still the consideration of those constituents they serve. It is difficult to imagine that all of the citizens’ needs and desires are met by their transportation agencies. What MPOs help to accomplish is the possibility of bringing both sides of the table into a discussion about transportation planning. It remains important that all voices are heard; especially when it is the roads, highways, and bridges that will affect communities. While it is unusual to have a random group of concerned citizen voices on an MPO advisory board or panel, they are often present through the different non-profit organizations, civic associations, and transit agencies. In this manner the opinions of the well-informed and not just the casual observer are taken into account. Indeed, it was one of the stipulations that citizen involvement be improved from previous levels: The emphasis on public participation reinforced elements of ISTEA that called for improved public involvement in the transportation planning process. These changes implicitly reflect an acknowledgement that the transportation planning process had been focused too narrowly on the traditional concerns of transportation agencies, not necessarily on the goals and values of the public they serve (Poorman, 2001) (Handy, 2007, p. 115). 41 What makes MPOs unique and different from the various forms of government is their ability to straddle the fence metaphorically, and have both a professional staff with technical expertise, as well as locally elected officials and other representatives to provide their judgment in transportation matters. In his paper on MPOs, James F. Wolf brings up the notion of “Civic Capital” as an essential part to effective regional governance (Wolf, 2004, p. 10). The author describes civic capital as the direct result when people depend less on markets and government and more on the civil sector for planning operations. One method for obtaining this civic capital is the formation of networks that are focused on creating global economic competitiveness, arts and culture and those committed to advancing public policy dialogues. Civic capital is important for MPOs because having it ensures the cooperation of local officials and a more “bottom-up” approach to transportation planning rather than the “top-down” method of obeying Federal and State governments. Wolf cites different authors who have written on the topic and have made the claim that capable leadership among elected members of the governing board was a sign of successful MPOs (Wolf, 2004, p. 10-11). Here it is the author’s hypothesis that strong regional governance is a sign of a competent MPO and that the more civic capital accumulated, i.e. the more local players such as transit operators, citizens, and locally elected leaders are involved in the process—the better. Of this group the one that perhaps brings the most legitimacy to the operation in terms of true civic engagement are the citizens themselves. In terms of having an MPO that is truly representative of its region, it is imperative that local citizens are able to become involved, even if it is only in an advisory capacity. Civic participation then becomes a key building block in the pursuit of MPOs to gain the important civic capital. 42 In regards to civic engagement and bringing the public into the transportation planning conversation, WILMAPCO MPO does an excellent job. One of the hallmarks of its ability to engage the citizens is its transparency. The official website is user-friendly and has a highly visible setup and is also available in Spanish (http://www.wilmapco.org/). One of the links from the drop-down menu is to the “WILMAPCO’s Public Guide to Transportation Planning” which offers a comprehensive, downloadable PDF offering an excellent Transportation Planning Guide for the MPO. While these things may sound fundamental, they are essential to communicating to the public how transportation planning works and where individuals can get involved. Included in this useful electronic pamphlet are guides to transportation planning, some regional issues facing WILMAPCO, and how the public can get involved. In this way, WILMAPCO is able to reach out to citizens and provide them with knowledge and information about planning. Additionally, WILMAPCO’s website has Frequently Asked Questions (FAQs), a calendar of events and a roster of all of the councils, committees, and subcommittees. The website does an excellent job of reassuring visitors that the MPO is there to serve others, it even says in the banner headline: “Partners With You in Transportation Planning” (http://www.wilmapco.org/, 03/14/2009). Its ability to reveal to the public all of its activities, publications, maps and upcoming events makes it a genuinely transparent organization. There are multiple ways in which the public can, without having any previous experience in transportation, and without even having to leave their home be able to submit problems, questions, and ideas to WILMAPCO. This is a valuable tool, because it makes public engagement available to those who may be homebound, disabled, or lack access to 43 transportation. Instead of having to travel to the meeting place, people can send their concerns through the Internet. Fifteen years ago, this would have not been possible, but modern technology has provided widespread access on a level that was previously impossible. While some of the forms on the site are dedicated to transportation agencies, such as the Transportation Improvement Program Amendment form and the Unified Planning Work Program form, there are others available for citizens. These are more general in nature and are meant for the public to utilize as their way of expressing their input about a transportation issue, such as the Transportation Problem/Project Submission Form. Besides being able to submit forms with a regional transportation question or comment, there is also a standard email submission that links the WILMAPCO email address directly to the individual’s email provider. Finally, there is a link to reports and newsletters that help the public gain access to some of the publications of WILMAPCO. Transparency is important not only for earning the public’s trust but also gaining credibility as an agency that is truly working with and among the citizens. Besides utilizing WILMAPCO’s website to submit concerns, receive newsletters and obtain information about regional transportation planning, there are other ways citizens can participate. In WILMAPCO’s Transportation Planning Guide recommendations are laid out for how citizens can get involved in the planning process. For example, meetings are open to the public, which enables people to witness and understand transportation planning first-hand. It is also possible to volunteer to serve on a citizen focus group or a citizen advisory committee. Other options offered are to extend invitations for transportation officials to attend civic club meetings, schools, rotary clubs, Kiwanis meetings, and other organizations that may want to be educated on the different issues 44 WILMAPCO is confronting. Live interaction with MPO officials and advisory groups is a useful way for unaffiliated people to ensure that transportation experts are doing what they are supposed to do. In many ways, attending meetings or sitting in on advisory groups is better than merely submitting an online comment, because it provides a physical presence and allows the process to unfold with legitimacy and to become a part of true public discourse. Additionally, citizens in Cecil and New Castle Counties can take Public Participation Surveys. In 2007, the results of a web-based public participation survey provided by WILMAPCO were posted on its website. By utilizing the survey posted on the web, people were able to both become involved in the process and at the same time could appreciate that their MPO wanted them to get involved. MPOs are known as decision-making bodies composed of a variety of agencies, elected officials and citizen groups. As part of the process of getting the public involved, MPOs are required to not only demonstrate the diversity of their boards but also give the citizens the opportunity to participate. Indeed, this function has been advanced by some as important for MPOs and essential to their nature: “It should be noted that elected representation and public participation compose a two-pronged conception of representative bureaucracy, providing public access to elected officials and to administrative processes” (Sanchez, 2006, p. 14). WILMAPCO embodies this necessity through its own administrative processes and the variety of ways in which it invites public participation. Almost everything it has to offer is posted conveniently on its website, including access to maps, data, surveys and other technical reports. As with other MPOs, WILMAPCO has created efforts to make all of its activities transparent and as publicly involved as possible. Through the different types of participation including surveys, the 45 ability to send in questions, and keeping its meetings open to the public, it has created the potential for the accumulation of Wolf’s civic capital. An MPO can only do so much in making its organization open to public participation; eventually it becomes the responsibility of the public to be involved in the process. The onus is on the citizens to choose to become informed on the different types of transportation planning in their community. 46 Discussion The amount of literature dedicated to MPOs and their function is quite significant in their scope and number. About seven years ago there was a veritable spike in articles relating to this topic. While the average layman may know very little about these organizations, the transportation expert or engineer is sure to not only know of their existence, but have a firm opinion as to their usefulness. It can be debated whether MPOs are a legitimate and necessary organization or if they are perhaps another level of bureaucracy disguised as a non-governmental organization. There are experts on perhaps both sides of the issue, and the discussion over their use and future will and should continue. What can be inferred from knowing just the facts of what MPOs do, how they are organized and the amount of money issued to them is that they have become indispensible. Currently, their expertise and judgment are relied upon time and again for transportation, and increasingly, regional planning. The “bottom-up” approach that they represent is more than a populist ploy to take back government. It is a logical outcome of answering the hypothetical question of who is best suited to plan transportation on a local level. The answer has remained what it was when first examined in the Federal-Aid Highway Act of 1962, which established MPOs for urban areas of a certain size (Wolf, 2004, p.5). Essentially, they are best equipped to handle land and transit issues because they utilize local officials, experts, and universities—understandably those that have the firmest grasp on what their particular area’s strengths and weaknesses are. Incidentally, MPOs were so good at this function, that their powers were expanded with the passage of 47 ISTEA in 1991 and TEA-21 in 1998. These acts gave MPOs the added responsibility of monitoring air quality, as well as providing long-range, comprehensive plans. For those that may not see MPOs as particularly useful or necessary, the trends suggest that they will only grow in influence and power. It is not necessarily the case that MPOs are organizations that actively seek to control other player’s actions, but only that they pursue more autonomy. While their funding originates from the federal government, it is the responsibility of the state government to ensure that the appropriate amount is provided to the MPO. In order to be effective planning bodies, they need to have at least the guarantee of a certain amount of funding for their projects. As Wolf mentions, the paradigm for government has shifted from rowing to steering, with the rowing falling into the hands of organizations like MPOs. In order for MPOs to present their case for existence successfully, it is imperative that their skilled work and technical knowledge be advertised to and understood by governmental bodies and transportation lobbies. Another question that must be addressed moving forward is the representation of their boards. It has been previously mentioned that the urban/minority population has shown trends of underrepresentation on MPO governing councils (Sanchez, 2006, p. 11). Even with Public Advisory Committees like WILMAPCO that represent a wide variety of demographics on a committee, it is not the same as having minorities present on the governing council. Here the burden lies on the MPOs to self-examine the election and/or selection processes for the governing council in their region. Finally, it is far more legitimate to argue over perhaps not the outright usefulness of their existence, but perhaps the type of broad agenda they represent. The work and contributions that MPOs such as WILMAPCO produce is evident by just a five-minute 48 peruse of its website. The information gathered and synthesized is vast and highly empirical—making it useful for planners, city managers and engineers to apply. But the case can be made successfully, that MPOs represent a new and different type of transportation planning that shifts the focus away from the more traditional automobilecentered world. This breakaway is undoubtedly viewed with negativity by some as perhaps a subtle program to bring about alternative forms of transit. It is quite accurate, of course, as MPOs are federally required to plan multi-modal and inter-modal approaches to transportation in their communities. Furthermore it is also related to the mitigation of poor air quality in regions, which, as has been mentioned, is another one of their duties. In this regard, the case can be made against MPOs on sheer ideological grounds. What cannot be challenged is the notion that these bodies produce highly efficient plans, and are useful at bringing together many different parties on the local level. The results are the binding of many elements together to produce comprehensive transportation plans with a large scope, and a philosophy of environmentalism and inclusiveness. 49 Bibliography http://www.crcog.org/transportation/index.html, retrieved on 3/1/2009. http://www.ctps.org/bostonmpo/3_programs/2_tip/2008_2011_tip.pdf, retrieved on 3/2/2009. Dilger, Robert Jay. 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