UNIVERSITY TRANSPORTATION CENTER (UTC) ANNUAL REPORT for University of Delaware University Transportation Center (UDUTC) Year 5 October 2010 – September 2011 U.S. Department of Transportation Research and Innovative Technology Administration October 2011 TABLE OF CONTENTS I. II. III. IV. V. VI. VII. Overview ....................................................................................... 3 Center Theme and Goals.................................................................. 3 Management Structure and Principal Center Staff ................................ 5 Examples of Specific Accomplishments .............................................. 6 Examples of Products Used by Stakeholders ...................................... 13 Funding Sources ............................................................................ 13 Summary ..................................................................................... 15 Page 2 of 16 UTC Annual Report – Year 5 University of Delaware I. Overview The University of Delaware was designated a Tier II University Transportation Center in the August 2005 Transportation Reauthorization - Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU). Strategically located astride major national transportation corridors, Delaware is a critical part of the national transportation network in terms of both freight and passenger transportation. Specifically, the I-95 corridor, the Northeast Rail corridor, and the Port of Wilmington are facilities of national significance. This strategic location also serves as a rich source of examples for classes, as well as for applied research problems that are consistent with the interests and our expertise of our faculty in transportation and land use planning, infrastructure, environmental quality and freight transportation. For these reasons, the University of Delaware University Transportation Center (UDUTC) selected as our theme resiliency of transportation corridors. We draw on our strategic location in a region with all transportation modes that support economic development and improved quality of life and on corridors that are of national significance as a testbed for our work. Our region is representative of many others with significant issues related to congestion, safety, aging infrastructure, and the competing demands of transporting individual travelers and freight while protecting the environment. The center’s strategic plan was approved in May 2007 and projects were initiated in September 2007. This annual report, our fifth, covers the period October 2010 to September 2011, and describes the structure of the center and then highlights some of the year’s activities before summarizing the funding sources. Lists of projects, products and students are reproduced on the centers website (http://www.ce.udel.edu/UTC/index.html). Projects will continue during a 6th year as the first projects did not begin until the last month of the first year of operations. II. Center Theme and Goals Our theme is resiliency of transportation corridors. The overall goal of the UDUTC is to support research, education, and technology transfer that will improve our ability to plan, design, construct, manage, and maintain an advanced transportation infrastructure. To date, our work focuses on all surface modes Resiliency is defined as a system’s ability to absorb, respond to, and recover from internal and external pressures and disturbances that impact the performance of the system in both the short and long term. That is, resiliency is a measure of the persistence and sustainability of systems and their ability to maintain the same relationships among populations or changing state variables, including land use patterns, environmental changes, unexpected events, and the ecology of transportation corridors. Page 3 of 16 UTC Annual Report – Year 5 University of Delaware Our concept of a corridor continues to evolve from Gotttman’s 1961 seminal work Megalopolis. Consistent with Gottman’s work, we view a corridor as a network of transportation functions connecting activity centers. Located centrally in the BOSWASH corridor, which now extends to Norfolk, Virginia, the UDUTC uses the megapolitan regional transportation corridor as the organizing concept for our research. Our research concentrates on four areas: Planning—Understanding and anticipating the relationships among transportation, land use, and economic development in corridors is essential to resiliency. We need to develop planning approaches that are based on understanding the dynamics of transportation systems and corridors in terms of a model of resiliency. In short, the concept of resiliency makes special demands on the conventional planning processes, and we must recognize and accommodate this. Also, the long history of transportation systems in the BOSTFOLK corridor offers an opportunity to study the historic resiliency of systems with long functional/engineering lives as a basis for understanding and modeling contemporary and future behavior and resiliency. Ecology and the Environment—Corridors not only transport people and goods but also facilitate the spread of invasive species, concentrate air quality issues, and impose external pressures on the environment. Also, corridors not only break up ecological zones and habitats but create their own linear ecological environments, which are poorly understood. Linking planning, design, operating, and maintenance strategies to enhance the ecological and environmental quality of transportation corridors is a challenging problem. Infrastructure Renewal—Planning for and executing infrastructure renewal projects and strategies are key to the proper functioning of transportation corridors. Asset management strategies, innovative repair and replacement techniques, and new materials and contracting practices require additional research to be effective for corridor applications. Operations and Management—Intelligent Transportation Systems (ITS) have had a significant impact on the operation and management of our transportation systems, particularly corridors. However, in the areas of congestion mitigation and management and emergency preparedness and response, corridors play a unique role as critical links and bottlenecks to mobility and accessibility. Research on how to better leverage our knowledge of the corridor is key to preparedness and response to unanticipated events. Page 4 of 16 UTC Annual Report – Year 5 University of Delaware III. Management Structure and Principal Center Staff The UTC is an operational unit under the Delaware Center for Transportation (DCT), which in turn is an operational unit under the Department of Civil and Environmental Engineering (CEE) at the University of Delaware. The relationship between UTC and DCT is shown in Figure 1. DCT Projects Director – Faghri Policy Council Assoc Director – Lewis Research Comm T2 Center / LTAP UTC Figure 1. DCT Organizational Structure The structure of the UDUTC is shown in Figure 2. Sue McNeil, Professor of Civil and Environmental Engineering at the University of Delaware, serves as the Director of the UDUTC. Ellen Pletz serves as the account manager for the UD-UTC. She manages and reconciles the accounts. Marikka Beach provides clerical and administrative assistance, including event and meeting scheduling, and web support. Figure 2. UTC Organizational Chart UTC Director Assoc Director Research – Projects Fellowship Students Education Advisory Council Project Selection/ Committee Outreach In addition, two committees support the center’s operation: Page 5 of 16 UTC Annual Report – Year 5 University of Delaware The UDUTC Project Selection Committee, which consists of representatives from the University and various transportation-related agencies, evaluates and selects research projects for the annual UDUTC. Members are Sue McNeil, UTC Director Dennis R. Mertz, Dept. of Civil & Environmental Engineering Jerome Lewis, School of Urban Affairs & Public Policy James Corbett, College of Marine and Earth Studies Patrick Kennedy, FHWA (Delmar Division) Michael Strange, Director of Research, DelDOT Henry Nejako, Federal Transit Administration Ralph Reeb, Director of Planning, DelDOT Reza Taromi, UD-CEE graduate student The UDUTC Advisory Committee advises Center administration on research direction, curriculum, and technology transfer activities. Members are Arde Faghri, Director Delaware Center for Transportation Dennis R. Mertz, Director of the Center for Innovative Bridge Research Jerome Lewis, Director of the Institute for Public Administration James J. Corbett, Associate Professor, College of Marine and Earth Studies Earl (Rusty) Lee, Director Technology Transfer Center Sue McNeil, UTC Director Reza Taromi, Graduate Assistant, Civil and Environmental Engineering The Advisory Committee meets on an “as needed” basis. This is usually two to three times per semester. The committee selects students for undergraduate research, select the students of the year, select fellowship recipients, suggest distinguished lectures and discuss budget revisions. IV. Examples of Specific Accomplishments The fifth year of the grant focused on student activities, network building, conferences, brown bag discussions, speakers, research and classes. We continue to be very proud of both our continuing students and our graduates. Six graduate students who have worked on UTC related projects have completed degrees this year. Weifeng Mao and Michelle Oswald completed the MA in Urban Planning and Public Affairs. Laura Black, Trevor Booz, Charles Mitchell and Dung Ngo completed MCE degrees in Civil Engineering, and Michelle Oswald completed her PhD in Civil Engineering. Weifeng is working for DVRPC, Laura and Dung are continuing for a PhD. Trevor is working for a consultant, Charlie is working for the government and Michelle is an Assistant Professor at Bucknell University. Their analytical papers, dissertation and theses are posted on the UTC website (http://www.ce.udel.edu/UTC/Publications.html) and listed in Table 1. Page 6 of 16 UTC Annual Report – Year 5 University of Delaware Three undergraduates who have worked on UTC projects also graduated. Geoff Dilg, Lauren Lobo and Elisa Kropat all completed Bachelors in Civil Engineering. All three are attending graduate school. Students receiving awards this year are: Michelle Oswald (Civil Engineering) – 2010 Outstanding Collegiate Student Award from the Society of Women Engineers (SWE) Charles Mitchell – UTC Student of the Year Three graduate students were awarded UTC fellowships for 2011-2012 : Erik Archibald, a first year Masters student in Disaster Science and Management is focusing on disasters and infrastructures, Matthew Beck, a first year Master of Civil Engineering student in Civil and Environmental Engineering focusing on Geotechnical Engineering, Lauren Lobo, a first year Master of Civil Engineering student in Civil and Environmental Engineering focusing on Civil Infrastructure Systems, and Arthur Wicks, a second year MPA student in Urban Affairs and Public Policy focusing on transportation planning. In addition, two students received partial fellowships for 2011-2012: Elisa Kropat, a first year Master of Civil Engineering student in Civil and Environmental Engineering focusing on Civil Infrastructure Systems Mindy Laybourne, a first year Master of Civil Engineering student in Civil and Environmental Engineering focusing on Civil Infrastructure Systems All graduate students serving as research assistants or fellowship students on UDUTC projects are required to take the graduate-level transportation course CIEG 650 Urban Transportation Systems or an equivalent course, unless they had previously done so. Professors McNeil and Lee taught CIEG 650 Urban Transportation Systems in Fall 2010. Twenty students from three different colleges were enrolled in the class. These students included sixteen undergraduates and three non-degree students. The class again featured several guest lecturers including: Alain Kornhauser, Princeton University Jim Corbett, CEMS, UD Dan Blevins, WILMAPCO Cathy Smith, DART The center also sponsored or co-sponsored several events as shown in Table 2. Five distinguished lectures and seven brown bag discussions provided opportunities for researchers and practitioners to get together to learn about new developments and discuss ongoing research. A Distinguished Lecture delivered by Willem Ebersohn of Amtrak was complemented by a field trip riding Amtrak’s track geometry car from Wilmington to New York City and return. Page 7 of 16 UTC Annual Report – Year 5 University of Delaware Thirty students (including one undergraduate) attended the Transportation Research Board Annual Meeting in Washington DC in January 2011. Faculty and students were represented in eight presentations and posters (see Table 3). In May 2011 all ongoing projects presented posters at the Research Showcase in Dover, DE. In June 2011, three graduate students (Mosi London, Gillian McCarthy and Sekine Rahimian) participated in the 7th Annual Interuniversity Symposium on Infrastructure Management at Northwestern University, Illinois. AISIM, the Annual Interuniversity Symposium on Infrastructure Management, is organized by and for graduate students to showcase their work and provide an opportunity to build professional networks. Eighteen students from nine different universities presented their work. In 2011 UDUTC received 5 proposals from 6 researchers representing two different colleges (Arts and Sciences; and Engineering). Each proposal was reviewed by two or three external reviewers and the members of the review committee. All five research proposals involving both colleges were funded. Three of the projects are continuations from earlier projects. Each researcher received copies of all external reviews and selection committee reviews for their proposal, as well as a summary of the comments from the selection meeting. The project, funded by the US Chamber Foundation, has continued and is supported by matching funds. Final reports (see Table 1) have been submitted for one of the projects initiated in year 3 and two projects initiated in year 4. Two of these reports are based on student theses. Three year 4 projects received continuation funding and two new projects were initiated in September 2011. Fourteen conference presentations (see Table 3) stemming from UTC related projects were made and five papers (see Table 4) have been published or are scheduled to appear in archival journals during the 2011 calendar year. Reports and dissertations are listed in Table 1. Presentations and papers are summarized in Tables 3 and 4. Page 8 of 16 UTC Annual Report – Year 5 University of Delaware Table 1. UTC Reports, Dissertations, and Theses. December 2010 April 2011 May 2011 May 2011 May 2011 May 2011 July 2011 August 2011 September 2011 Ngo, Dung, “The Impacts of I-95 Closures on Traffic and Air Quality,” Master of Civil Engineering, University of Delaware. McNeil, Sue, Qiang Li and Michelle Oswald, "Developing an Infrastructure Index - Phase II," Interim Report - 2011 Supplement, University Transportation Center, University of Delaware Booz, Trevor, "Modeling the Effects of Removing Motorized Vehicle Lanes to Create Space for Bicycle Facilities: A Case Study of MLK Drive, Philadelphia, PA," Master of Civil Engineering, University of Delaware. Mitchell, Charles, "Impact of the Expansion of the Panama Canal: An Engineering Analysis," Master of Civil Engineering, University of Delaware. Oswald, Michelle, "Development of a Decision Support Tool for Transportation Adaption Practices in Response to Climate Change," PhD, University of Delaware. Mao, Weifeng, "The Impacts of Sea-level Rise on I-95 Corridor in Delaware," Analytical Paper, Master of Arts, Urban Affairs and Public Policy, University of Delaware. Lee, Earl (Rusty) and Dung Ngo, “The Impact of Disruptions along the I-95 Corridor on Congestion and Air Quality,” Final Report, University of Delaware University Transportation Center. Lee, Earl (Rusty) and Charles Mitchell, "An Engineering Evaluation of the Panama Canal Widening on East Coast Freight Corridors" Final Report, University of Delaware University Transportation Center. Qiang Li, Leslie Mills and Sue McNeil "The Implications of Climate Change on Pavement Performance and Design", Final Report, University of Delaware University Transportation Center. Page 9 of 16 UTC Annual Report – Year 5 University of Delaware Table 2. UTC Speakers and Events Event/ Location Distinguished Lecture Brown Bag Date 10/13/2010 Speaker/ Organizer Lester Hoel, University of Virginia Topic "Mobility and Transportation: Providing Access to the World 10/20/2010 "Historic Resiliency of Bridges in the Bosfolk Corridor" Distinguished Lecture Distinguished Lecture Brown Bag Distinguished Lecture Distinguished Lecture Brown Bag 10/22/2010 Peter Seymour and Tripp Shenton, University of Delaware Chuck Larson, Stantech "Implementing Pavement and Asset Management Systems" 11/1/2010 Richard Little, Keston Institute "Taxes or Tolls: What's the Future of Infrastructure Finance?" 11/15/2010 2/28/2011 Michael Paul, Duffield Mimi Sheller, Drexel "An Engineers Perspective on Disasters" "Planning for Mobility: Engineering for Tomorrow" 3/15/2011 Willem Ebersohn, Amtrak "Asset Management on Amtrak in the Northeast Corridor 3/24/2011 Amit Mokashi, University of Delaware "Marine Highways" Brown Bag Brown Bag 4/5/2011 4/26/2011 Geoff Edwards, University of Delaware Trevor Booz, University of Delaware "Maps of Time and Corridor Temporalities" “ NACTO Urban Bikeway Design Guide” Brown Bag 4/28/2011 Outreach - Bayard Middle School Brown Bag Summer 2011 9/28/2011 Charlie Mitchell, University of Delaware Lynette Overby, University of Delaware “ Impact of the Expansion of the Panama Canal: An Engineering Analysis” 3 Scholars worked with 3 teachers and over 50 students teaching transportation lessons with creative movement integrated. “Understanding the Impacts of Climate Change on the I-95 Corridor in Maryland and Delaware” Sue McNeil and David Ames, University of Delaware Page 10 of 16 UTC Annual Report – Year 5 University of Delaware Table 3. Presentations Related to UTC Projects Event/ Location Date Speaker/ Author Title National Dance Education Organization, Annual Conference Transportation Research Board Annual Meeting, Washington, DC. October 2010 Lynnette Overby Public Scholarship in Dance Education. January 2011 Anne Lucey Influencing Public Perception of Sustainable Roadside Vegetation Management Strategies Development of a Decision Support System for Transportation Adaptation Practices in Response to Climate Change Methodology for Developing a National Infrastructure Index Using Analytic Hierarchy Process Assessments of Highway Investment Objectives Based on Data Envelopment Analysis Capturing Transportation Infrastructure Performance: Data Availability, Needs, and Challenges Michelle Oswald Michelle Oswald Qiang Li and Sue McNeil Qiang Li, Sue McNeil, Taggart Foulke, Jonathan Calhoun, Michelle Oswald, Erik Kreh, Michael Gallis & Associates, Susanne Trimbath, STP Advisory Services Silvana Croope and Sue McNeil National Dance Association Annual Conference San Diego, CA Journal of Commerce North American Marin Highways and Logistics Conference, Baltimore, MD. Engineering Sustainability, 2011. 4th International Transportation Systems Performance Measurement Conference, Irvine, CA Graduate Student Forum 7th Annual Interuniversity Symposium on Infrastructure Management, Northwestern University, Evanston, IL April 2011 Lynnette Overby Improvement of Resilience of Critical Infrastructure System After a Disaster for Recovery and Mitigation Assessment in Arts Integration April 2011 Amit Mokashi Marine Highways April 2011 Michelle Oswald and Sue McNeil May 201 McNeil, Sue, Qiang Li, Michelle Oswald and Susanne Trimbath Adaptation to Climate Change: Engineering Sustainability into the Transportation Planning Process Measuring Transportation Infrastructure Performance for the United States, May, 2011 Michelle Oswald June 2010 Mosi London Sekine Rahimian Page 11 of 16 Adaptation to climate change: Engineering sustainability into the transportation planning process Application of Data Envelopment Analysis Method to the Transportation Performance Index Modeling Transportation Systems after a Disaster UTC Annual Report – Year 5 University of Delaware Table 4. Refereed Papers Related to UTC Projects Croope, Silvana and Sue McNeil, “Improving Resilience of Critical Infrastructure Systems Post-Disaster for Recovery and Mitigation”, to appear in Transportation Research Record in 2011. Li, Qiang, Sue McNeil, Taggart Foulke, Jonathan Calhoun, Michelle Oswald, Erik Kreh, Michael Gallis and Susanne Trimbath, “Capturing Transportation Infrastructure Performance: Data Availability, Needs and Challenges”, to appear in Transportation Research Record in 2011. Oswald, Michelle, Qiang Li, Sue McNeil, and Susanne Trimbath, Measuring Infrastructure Performance: Development of a National Infrastructure Index, Public Works Management and Policy, Vol. 16, No. 4, 2011. Lucey, Anne, "Influencing Public Perception of Sustainable Roadside Vegetation Management Strategies," to appear in Transportation Research Record in 2011. Page 12 of 16 UTC Annual Report – Year 5 V. University of Delaware Examples of Products Used by Stakeholders The UD UTC’s projects on climate change have served as background for other efforts related to climate change adaptation in Delaware as well as provided opportunities for engagement in larger climate change initiatives in Delaware and discussion of future research activities. Specifically: Michelle Oswald, Weifeng Mao and David Ames served on the steering committee for Wilmapco’s regional sea-level rise (SLR) transportation vulnerability assessment. Former UTC student (now with DelDOT) also served on the steering committee. Michelle Oswald, as an intern at Wilmapco, assisted with integrating climate change adaptation practice in long range planning as well as evaluation of climate change impacts such as sea level rise. Professor McNeil and Ames worked with DART to FTA to develop a proposal for a climate change adaptation pilot. Met with the Climate Change and Energy division of Delaware Department of Natural Resources and Environmental Control (DNREC) to discuss research results. Our project on measuring infrastructure performance for the US Chamber of Commerce Foundation has served as a foundation for discussion particularly in the context of the emphasis on transportation performance in the transportation reauthorization discussion. Relationships between per capita economic growth, and transportation infrastructure performance and foreign direct investment have also been demonstrated. Specifically, a one point change in the Transportation Performance Index increases gross domestic product per capita by 0.3%. In the introduction to the 2011 Update of the Transportation Performance Index, Tom Donohue, President and CEO of the US Chamber of Commerce said: In this report, we have outlined the widening gap between what is needed to fund a modern system and the investments that are actually being made today. We have emphasized the hundreds of thousands of well-paying jobs that could be created by modernizing our highways, transit systems, airports, seaports, waterways, and rails. Last year, the Chamber became the first organization ever to measure the correlation between the quality of transportation systems and economic growth. The updated results in this report underscore the challenges we still face today. http://www.uschamber.com/sites/default/files/issues/infrastructure/files/2011%20Update.pdf We are pleased to have been an integral part of this pro2ject. VI. Funding Sources Between 10/1/10 and 09/30/11, $398,016 of the UTC grant was expended. The grant is matched by University, Delaware Department of Transportation and industry funds that are tracked using a matching identification numbers. This Page 13 of 16 UTC Annual Report – Year 5 University of Delaware expenditure is less than budgeted amounts as PIs for individual projects continue to leverage funds and extending graduate support over two years. We have also streamlined our administrative expenses. All elements of the strategic plan are currently funded. Table 5 shows expenditures over all four years of the grant to date. Table 5. Expenditures to Date Source Federal Grant $110,225 $267,783 $328,432 $456,279 $398,016 $1,560,735 Year 1 Year 2 Year 3 Year 4 Year 5 Total The sources of funds are also shown in UD UTC FUNDING SOURCES 10/1/10 ‐ 9/30/11 24% University State DOT 5% 50% Industry Federal 21% Figure 3, which shows a significant increase in the proportion of matching funds from industry (largely from the project funded by the US Chamber Foundation) and a smaller proportion of funds coming from the University. Page 14 of 16 UTC Annual Report – Year 5 University of Delaware UD UTC FUNDING SOURCES 10/1/10 ‐ 9/30/11 24% University State DOT 5% 50% Industry Federal 21% Figure 3. Funding Sources Figure 4 shows expenditures in terms of administration, research, education and technology transfer. Anticipated expenditures for education continue to be low as we are able to leverage most of our educational activities. While this does not directly contribute to the match (because of the challenges in tracking the dollars), we are able to offer several education related activities. Expenditures for technology transfer increased as the T2 center was actively involved in the center. The proportion of funds devoted to administration continues to be significantly less than the budget allowing us to commit to additional student support. Page 15 of 16 UTC Annual Report – Year 5 University of Delaware UD UTC EXPENDITURES 10/1/10 ‐ 9/30/11 15% 9% 1% Administration Research Education Technology Transfer 75% Figure 4. Expenditures by Category VII. Summary During the 2010-2011 grant year UD-UTC students, staff and faculty were actively engaged in research related to the Resiliency of Transportation Corridors. Much of our grant supports students and student activities. Our graduate and undergraduate students are vital members of our research community. They have successfully completed degrees, published papers, presented at conferences and won awards. Our community came together with other transportation professionals in the Delaware region and beyond to listen to Distinguished Lectures, participate in brown bag discussions and engage in workshops and conferences. The transportation courses offered as part of our UTC emphasize the multi-disciplinary nature of transportation and we have encouraged our students and faculty to think beyond their traditional disciplines. Our researchers shared the products of their research at conferences and meetings and also initiated and enhanced collaborations with Delaware Department of Transportation, Federal Highway Administration and the Maritime Administration drawing on knowledge gained as part of UTC funded projects. Page 16 of 16
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