CALIFORNIA STATE UNIVERSITY NORTHRIDGE THE USE , OF ANALYSIS IN TEACHING TWENTIETH CENTURY PIANO LITERATUHE A graduate project submitted in partial satisfaction of the requirements for the degree of Haster of J1.rts ·in Music by Nancy Regnier ~shforth The graduate project of Nancy Regnier Ashforth is approved: CALIFORNIA STATE UNIVERSITY. August, 1977 ii NORTH~IDGE TABLE OF CONTENTS Abstract ·····················~························· v Introduction 8···················~······················ 1x PART I CONCEPTS AND PROCEDURES Chapter I. Expanding Concepts and Terminology............... 1 II. Establishing Analytic Guidelines ·········•······· 10 PART I I II I. Berg: ANALYSES Al"'D TEACHING POINTS Sonata, Op. I-, { 1908)...................... 19 Free Variations and Minor Seconds~ Major Sevenths from Hikrokosm·2z._, (19215-1937) • .. • • • • • • • • 29 Messiaen: Noel, from Vingt Reqards sur L'Enfant Jesus., ( 194ifT:7. ~ 8." .~:::::-,7-:·u ~ 7Ql·,. 7.. 39 Conclusion ......•.....•....•.•.••.•....•.•.••.•-........ 47 Bi~liography :·········································· 48 Appendix: Musical Examples •••••••••••••••••••••••••••• 50 IV. Bartok: V. it • • • • o •• CALIFORNIA STATE UNIVERSITY, NORTHRIDGE THE USE OF ANALYSIS IN TEACHING TWENTIETH CENTURY PIANO LITERATURE and GRADUATE RECITAL IN PIANO - PEDAGOGY A graduate project sutmitted in conjun:tion with an artistic performance presented in partial satisfaction of the requ·irements for the degree of Master of Arts in ~~usic by Nancy Regn·ier Ashforth August, 1977 ABSTRACT THE USE OF A~ALYSIS IN TEACHING TWENTIETH CENTURY PIANO LITERATURE by Nancy Regnier Ashforth Master of Arts in Music August, 1977 The purpose of this graduate project is to explore the uses of analysis in teaching twentieth century piano music. The project includes both a recital of tWentieth century piano music and a paper dealing with analysis in a studio teaching situation, with mtls ka1 examp1es dravm from the reci ta 1. ~nong the problems involved for a teacher are: expanding a traditional musical education to encompass evolving musical concepts and terminology; finding a method of analysis that will be both comprehensive and r·texible enough to produce immediate aural understanding in a studio teaching situation. The paper is divid€d into t~ro parts. The first two chapters discuss evo1ving concepts and terminology and propose a series of analytic questions to serve as a guideline for student/teacher ex- p1or·at·tcn d1.a'i;1g the 1es$ons.. The guideline questions are grouped into the categories of sectional structure; motivic structure, tonal orders !i pi tr.h content 0 rhytl'm and texture. v The last three chapters contain analyses of three twentieth century compositions: Berg, Sonata, Op. I; Bartok, Free Variations and ~nor Se.conds, Major Sevenths_. from VQlume VI of the Mikrokosmos; and Messiaen's N~el from the Vingt Re~rds sur l'Enfant J~sus. These analyses are presented in three steps: aurai analysis, based on aural perception before study; theoretical analysis, based on study of the scor:e; and teaching points, based on information gained through the theoretical analysis. FrL9~Yt-M~ 27,~.~19~7~7------------·~R-ec~i_t_a~J-H~a_1_1____________4_:_o_o~p_._m__ • PROORAr~ MIKROKOS"10S ••••••••••••••••••••••••••••••••••••••••• o . . . . . . . . BELA BART6K (1881-1945) 125. Boating 144. Minor Seconds, ~40. Free Variations r~ajor Sevenths SONATA NO. 5, OP. 38/135 ••••••• e••••••••••••••••••••••oSERGE PROKOFIEV . (1891-1953) Allegro tr?.nquillo Andantino Un poco allegretto ----------·-·~-~----·-------------------~~~~--~------- INTERHISSION Vi SONATA, OP. 1•••••• •• Cl' . . . . . . . . . . . . . . . . • • • • • • • • • • . • • • • . • • • • • • • • • ALBP,N BERG (1885-1935) , VINGT REGARDS SUR L'ENFANT JESUS ••.••••••••••••••••••• OLIVIER MESSIAEN {1908I Regard de l'etoile · Regard de la Vierge Noel vii ) The artistic performance of Nancy Regnier Ashforth is approved: Dr. William Richards Or. Charles Fierro Committee Chairman The abstract of Nancy Regnier Ashforth is approved: . Or. George ~kapski Dr. -Charles Fierro Califu~nia State University, Nortrrridge August, 1977 INTRODUCTION The purpose of this graduate'project is to explore the uses of analytic techniques in teaching twentieth century piano literature. The project includes both a recital of twentieth century piano music and a paper dealing with the use of analysis .in a studio teaching situation, with musical examples· drawn from the recital. While the benefi.ts of -using analysis to aid in answering a variety of musical questions or at least in suggesting approaches to . find·tr;g solutions are unquestioned, the problem 1ies in the fact that the majority of time spent in a college or conservatory in preparation for a music teaching career is involved in the history, theory, and performance practice of music written before 1900. is, of This preparation course, indispensible in forming the critical and stylistic acuity of the literate teacher. However, in teaching t"'-er.tieth century music, one must be aware of not only the continuing evolution in the use of the materials of music. but also that the analytic techniques describing the relationship bet\'Jeen materia 1s in earlier music, remain viable only to the extent that these relationships continue to function in the same or a similar way. How can a studio teacher adapt a traditional education in music to meet the problems in newer music? Consideri~g the expansion that has taken place in all directions of musical thought since 1900, the first step wo:.Jld be to re-examine our musical concepts and tenninology in order to discover in which \'lays they have evolved or remained the ix same. Next, a method for using analysis should be evolved which will be sufficiently comprehensive and flexible to provide .immediate and audible clarification with a variety of complex literature. This paper will be presented in two parts: Part 1, (containing Chapters 1 and 2), will discuss the expansion of musical concepts and terminology, and will propose a series of analytic questions that can be used as a guideline for teacherlstudent preparation of a new work. Part II, containing Chapters 3-5, will consist of analyses from the works of three composers, divided into three areas: aural analysis, (the use of analytic guidelines, based on the student's aural perception of the work before any formal study); theoretical analysis, (application of analytic questions to the musical scores); and teaching points, (specific points to be discussed about the work as a . result of the theoretical study). The teaching points can include not only the musical aspects of the work being analyzed, but also in comparison with other works. thus broadening the frame of reference. The examples: Sonata, Opus I, by Alban Berg; Free Variations and Minor Seconds, Major Sevenths, from Bela Bartbk's Mikrokosmos Volume VI; and Noel, from Olivier Messiaen's Vingt Regards sur !:.:_En..f.!!!..!.Jg_ltJ.1_ were chosen because they repr~sent three. differing approaches to twentieth century composition. The examples are all written in standard notation to the keyboard~ be played on the problems involved in the real fzation of graphic notations or the tachnical requirements of non-keyboard perfonnance (sounds created outside the keyboard) are outside the scope of this papere Since nona of the ?Xamples involve serial techniques, the X specific analytic methods used ·in serial analysis will not be discussed. The goal of a consistent application of analytic tectmiques in teaching should be to increase the independent ability of the student to perceive, both aurally and intellectually, the shaping forces in the music that he plays, and finally to achieve a more mature and intelligent performance. Xi EXPANDING CONCEPTS AND TERMINOLOGY In redefining for the twentieth century the concepts and terminology commonly used in talking about music, one must take into account the fact that musical contexts are constantly changing, although the basic elements of pitch and rhyttm remain constant. It is confusing to find that in some cases the terminology has remained the same while the meanings have subtly changed with the passage of (One of the most obvious examples of this is the term time. ____ ·andantino,· the exact meaning of which is still debatable, both .,.. among musicians and in reference sources.) In other cases, such as that of serial music, an entirely new terminology has been developed to define the specific relationships within that system. While there is probably no final solution to this problem, one can often find a conmon thread in the usage of older terms that is still. relevant and can be applied to new music. For example, although historical ~ontext has constantly altered t~e exact boundaries of rooaning, one can still use "melodi1 or "melodic line", in m~ny cases, to refer to the horizontal aspect of pitch succession. The alterations in meaning, from the Greek and tonality, have dealt with melody as modes through polyphony constru~ted within a certa.in system or style, but not with the concept of melody as a horizontal succession of pit~h. Given the variety of compositiona 1 techniques in current practice, 1 the standard twentieth century references are careful to avoid referring to specific systems in their general definitions of melody. In the Harvard Dictionary of 1'-lusic v1e find: 11 a succession of musical tones, as opposed to harmony, i.e. musical tones simulta1 neously ••• 11 ; in Grove's Dictionary of Music and t~usicians: "the general tenn vaguely used to denote succession of single notes which 2 make musical sense ••• " If one hesitates to use "melody11 or 11 melodic 1 ine" because in earlier styles these terms implied a certain formal or tonal structure as well as linear succession, than one can use simply "1 ine, 11 11 1 inaar aspect" or 11 1 in ear connection; 11 the most appropriate term depends on one's critical judgement of how that aspect functions in the work being discussed. Just as it would be ridiculous to refer to. a melodic line in Prokoviev as a "linear succession of pitch class . events, .. it would also be inappropriate to talk about the "melodic line" in the Hebern Y.?_riations, Op. 27_. In using·any or all of these tenns in teaching, the first consideration is that the student be aware that the concept of horizontal succession obviously occurs in all music, whether diatonic or chromatic, conjunct or disjunct, con• tained within the span of a tetrachord or spread across the audible range .. The concept of harmony still retains its definition as the vertical structure of a composition as opposed to the melodic or l"Melody,t• Harvard Dictionary of ~·1usic, 2nd ·ed., (1969), p. 517. 2 c. Herbert H4 Parry, 11 Melody, 11 Grove's Dictionarv of Nusic and Musicians, 5th ed., V (1954), p~ 66~--~- horizontal structure. However, since tonality is no longer (necessarily) the controlling factor in hannonic succession, the relationship of the harmonic aspect to the work as a whole must be discovered in each work rather than assumed. One difficulty in discussing harmony in twentieth century music is distinguishing between contrapuntal lines that are only contiguously vertical and vertical sonor·i tes \•/hose intervalli c structure defines than as meaningful in the course of a work. Certain terms have developed as a result of this nonfunctional possibility of vertical structure: 1. aggregate: often used as a substitute for "chord, 11 (a.l though it has a more specialized meaning in serial composition) .3 2. simultaneity: frequently used to refer to the simultaneous sounding of any pitches.4 3. vertical: a tenm used for the elements or components of a composition that sound simultaneously and are notated one above another on the score.S \~hile these tenms are useful, there is no reason that 11 chord 11 cannot sti11 be used in referring to a simultaneity that has a specific intervallic consistency within a work, if it is understood that the intervall ic structure is not necessarily based on thirds as it was in functional tonality. 3Robert Carroll Jones, A Glossarf of Theoretical Tenns Used in Selected t~ritin s in English Aboutwentieth-Centur Music, doctoral Cifss'ertation, Unw. of · owa, L65, Ann Ar or, ~1ic • : uriiversity Microfilms, Inc., 1970} p. 8. 4Jones. Qp. cit., p. 281. 5Jones, oo. cit •• p. 351. 6 7 The concepts of extended tonality and suspended tonality (a state where one basic tonality still exists in spite of various melodic and harmonic f1gurations ~hich may have been added) can be .brought up in discussing ~~rks such as the Berg example in Chapter 3. An example of vertical structure based on intervals can be seen in 8 Bart6k' s ~1inor Seconds, Major Sevenths in Chapter 4. The expansions of basic harmonic concepts by ~lessiaen are so specific to his music that they vli11 be discussed \'lith the example of his work in Chapter 5. All changes in the movement of sound through time must be considered in a general definition of rhythm. Howard E. Smither, in 9 his excellent article on rhythm in the Journal of Music Theory defines rhythm as "order in time," the tenn "order" referring to a harmonious relation rather than necessarily a regular arrangement. While this broad definition is acceptable, there are still many leve1s of rhythmic activity that should be differentiated in some way. 10 In his §l!:uctural Functions in Music, Wallace Berry suggests the following rhythmic aspects which are all related either to pace or grouping: 6Jones, pp. cit~. p. 97. 7Jones, op. cil·• p. 305. 8Bela Bartok, Minor Seconds, Major Sevenths, from Mikrokosmos, VI (London: Boosey & Ha\"Jkes, Ltd., 1940), pp. 16-19. 9Howard E. Smither, 11 The Rhythmic Analysis o"f 20th,;.Century Music~" ~.2!-l!!!al of r-1usic Theor.z', VIII. no. 1 (Spring, 1964), p. 56. 10wa11ace Berry, Structural Functions in Music, (Englewood Cliffs, 11 Inc., 1976'), pp. 447. N••J.; Prenti ce-Ha11 -.: ,_·~ 1. Tempo, which includes 11 .eo both the eventfulness of music and the frequency of pulsation at some given level ... 11 2. 11 Pattern or motive, .~. as expressed in durational and other strong-weak combinations which have, in a given context, motivic significance at some level, or characteristics of pattern by ~tthich a style, genre, or work can be identified ... 12 3. The profiles expressed in element changes (such as melodic rhyt!tn, harmonic rhythm, textural rhythm) ..... as these changes invo 1ve pattern, rate and degree of change. 11 13 Grouping, including meter, 11 • • • a portioning of music's time span by associations perceived within and among punctuated or articulated unit-orderings of events. 11 14 4. While· rhythm in the majority of Western music has implied a feeling of regular pulse and the organization of groups of pulses into meter, these concepts have been both expanded and abandoned in some twentieth century music. Some terms in use to describe these rhythmic expansions are: 1. additive rhytt~: the grouping together or addition of beats of unequal length. This is similar to the tenn "asymmetric meters" Nhich refers to meter signatures V·lhich indicate unequal groupings of beats such as 5/8, 7/8. 15 2. ametrical: (as used by Nessiaen) music with a free but precise rhythmic pattern, in opposition to 'measured' ·(i.e. equally barred) music. 16 llserry, oe. cit., p. 305. 12Ibid., p. 305. 13serry, Qp. cit •• p. 306. 14~.. p. 15Jones, 306. op. cit., p. 6. 16Q1 ~vier Ness iaen! The Tech~ ig_~of r4y Must ca 1 Language, trans.· by. J~ Satterfleld, (Par1s:--IC[eauc, 1956),_!. 14. • u 3. metric modulation: to another. 17 the gradual change from one pulse 4. polymeter: simultaneous use of two or more different meters with two or more independent patterns of regular accentuation used simultan·eously. 18 These terms will be useful in discussing the works of Bartok and Messiaen and specific examples will be pointed out in the later chapters. The concept of texture in music has undergone a treJOOndous expansion in twentieth century music. As a term it defines both the density and complexity of movement between musical lines, varying in degrees from homophony to polyphony. In earlier music texture was a stylistic referent, being used with relative consistency within a particular style. Ho\'rever, as functional harmony disappears as the controlling factor in creating form in twentieth century music, texture assumes enough independence to be considered a separate dimension of structural significance. While the traditional terminology referring to texture, such as "polyphonic11 and "homophonic, 11 needs no further definition, certain other aspects of textural differentiation should be explored. The . tenn, "textural rhythn 11 can be used to describe the timing and nature 19 of textural changes, "textural activation .. describes the means =I7Jones, O_Q_. citq p. 160 lBSmither, ~~· p. 77 19serry, oe. <:it. p. 201 ·~· I the w~ans (dynamics, articulation, rhythm,) used to vitalize simpler 20 textures,· and "texture space 11 describes the boundaries of vertical 21 and horizontal in which the music moves,. It is possible to talk about textural modulation (a term similar in its use to metrical modulation) as a transition from one texture to another. In teaching twentieth century music, the awareness of textural modulation, textural variation, how it is achieved and how Jt relates to the structural whole is as important as the awareness of the pitch and rhythmic organization. Unlike the other musical aspects, which can be isolated for the purpose of description and discussion, a definition of form or structure in music must include all of the other elements and how they relate to each other. (While some twentieth century composet•s work consciously to create random or formless sound experiences, these sequences of sound events can only be described, not analyzed, and are therefore useless for the purposes of this paper.} As a starting point, let us consider the following excerpt from the Harvard Dictionary of Music essay on form. "Music is not a chaotic conglomeration of sounds but consists of elements arranged in orderly fashion according to numerous obvious principles as well as a still greater number of subtle and hidden relationships.22 zn.~erry, 2£· cit., p.22Z 21serry, op. cit., p.24~ ·./ 22 . "Form," !!,arva'1L_Dictionarx-_nf Musi£, 2nd ed, (1969) 326, . ~lhile the lack of a corrmon style practice creates a lack of predictability in twentieth century music, the unifying techniques used throughout the centuries are. still va1i d, though perhaps in . different proportions or different guises. One must still look for some kind of relationship between the polarities of motion and rest, tension and relaxation, repetition and variation,_ density and sparsity, small detail and large section, organic development and stark juxtaposition. Berry, in another sense, is also describing this balance when he defines structure: ••• musical structure can be regarded as the confluence of shaped lines of element succession which either agree ••• in intensity direction or d·isagree ••• in direction. Within the range of musical elements subject to control within these procedures, some are, of course, of greater relevance to certain styles than others, but the underlying concept of the confluence of functional elementactions as fundamenta 1 to musi ca 1 structure and effect is of crucial significance in all styles. 23 While one can assume some similarities in the quality of confluence contributing to a coherent musical structure regardless of style, certain traditional formal principles have been greatly expanded. For examp1e, the ide a of cadence has existed throughout our musical history as one of the principal devices for delineating structure. Without a clear definition of endings provided by the harmonic unity of a tonal system, one finds both that the idea of 24 closure can be brought about by other means, ·such as textural or 23Berry, op. cit., p. 9. 24 ,Jones. op. _c)t,. s p. 46. rhythmic changes or the completion of a motion in the pitch aspect. or that in some cases, the concept is no longer relevent. One assumes. logically that in any composition exhibiting a perceptual unity of sound, there exists consistent fonnal relationships between the elements. It is up to the teacher to bring these intuitive aural perceptions to the_ level of conscious understanding . in the student. ESTABLISHING ANALYTIC GUIDELINES . Since music is an art which exists in time, it is impossible to perceive the total structure of a work at once, as we can with other art forms such as painting or sculpture. The various methods of analysis provide us with ways of looking at a composition as a whole and uncovering the relationships between the parts. Analysis has ahtays been a part of the teaching experience. The process of cr·itical listening, whem not involved with specific technical pt..oblemse constantly requires decisions based on analytic knowledge. Any comparisons one makes between phrases or sections. in deta'il s of articulation • dynamics and rhyttrn are based on conc1 us ions drawn from an awareness of the whole structure and not simply the moment at hand. A most eloquent description of how a student benefits from analysis is given in an article from a forum on theoretical training in the Journal of Music TheprJ by Stanley Fletcher: And all students should leam that the expressiveness of music is not something they must learn to "put into it" but something they must reveal by working out that plastic treatment which makes most evident the textural and structural nature of the composition. The study of music must guide the study of its performance ••• He will no longer be content to make a crescendo·because some teacher or editor (or even the composer in the role of editor) has indicated that he should, but will ask himself: "~lhat is happening in the music that should be pointed up by an increase in this p?ssage? Or, if an. accent is indicated, he will ask: ~~~!hat in the texture or drama here calls for emphasis, and how much?" Such a perfonner wi11 recognize. when his instinct or intuition 11 10 tells him to make the music sudden 1y softer, that the treatment is justified because of a resolving dissonance at that moment or because of a startling change of direction in the harmonic progress, or a sudden retreat from a previously asserted purpose in the structural development of the composition. _ In sum the level of performance ••• is that of an intelligent musical performer sensitized to music with all his resources. He is not merely a highly trained automation performing under the direction of blind instinct, however refined blind musical instincts may become. He is not merely a rational mind, dissecting and analyzing the dead carcass of a musical composition with a dry brain in a dry season. In this performance the t\'10 have become one, a complete musical personality with mind and imagination and intuition ~-;orking together to\<.tard producing an enlightening and communicative performance which shall engage not only the player but the listener as well at this enriched level of experience. 25 However enthusiastic one is about the idea of using analysis in teaching twentieth century music, several problems present themselves at. once. One is that the studio teaching situation is not the same as a theory classroor.i and \'lhatever analytic techniques are used must be immediately applicable to the music one is working on; i.e. examples need to be audible and understanding must be achieved on an aural as well as intellectual level. The studio lesson is not the place for graphs and charts. Another problem is that specific analytic methods developed in the past (such as those of Schenker) were the result of the study of a specific kind of music. One cannot impose an analytic method on music which does not apply to that method, and certainly not all twentieth century music is susceptible to the kind of hierarchical peeling which 25stanley Fletcher, "For the_ Perfonner." ~rnal_ of Music Theory, I~I. no. 1 (April, 1959), p. 48. 49. ..... Schenker's methods use. However, Allen Forte, a theorist who has applied Schenker's levels of reduction to the work of such composers as Stravinsky, Sessions, Bartok and Schoenberg, claims no difficulty in reconciling Schenkerian concepts to non-triadic music. Forte's definition of structure in music as a "complex of ordered and interrelated tonal 26 events which unfolds in time" does not eliminate non-triadic tonal .wov·ks from consideration under this system, but rather insists that other linear and hannonic events, to be uncovered through the levels of reduction, fonn the basis of a hierarchical structure in a similar way to the tonic-dominant function in tonal music. Not \'.dshing to argue the possibility of using Schenkerian concepts in analyzing some twentieth century music, one would also have to state that the efficacy of using this technique in a studio teaching situation 'from the ~uuld scm~e probably be limited to a teacher's ability to discern (or fOi..eground 1evel \'/here perfonnance takes place • after a11} the elements \<Jhich are structural as COlllJared to those which are embellishing, or to point out how a musical event can function in its immediate surroundings and also as part of a larger hierarchy, and demonstrate these comparisons by audible example. This continuing insistence of the aural perceptibility _of the examples is backed up by Forte in the conclusion of his chapter on analytic procedure: The aural sense is basic to musical activity of any kind, for music is an art in sound. The use of visual '.,/ -------------·------ 26A1len Forte, 9~nt~m~1r?!l-I£~ Structu~s. (New York: Columbia University, 1955) means (the analytic sketches) in this study does not mean that the ear is considered secondary to the eye in the analytic process. On the contrary, it should be stressed that the sketches are valid and significant only to the extent that they correctly represent structure as abstracted by the ear. In all cases the ear is the final arbiter. 27 Composer and theorist Philip Batstone, in his article "~1us ical Analysis as Phenomenology" from Perspectives of New Music also begins from the p·oint of view of 11 What is heard11 in music¥ He points out that Schenker's theories are viable "because they are pragmatically relevant, that they are relevant furthennore because 28 they stan from empirical examination of music as a "heard phenomenon." Batstone' s argument is that in much twentieth century music, a description of the means of a composition (which refers to the techniques and compositional devices) does not always correspond to a ~description of the aura 1 phenomena. As an example he contrasts two analytical approaches to a Webern work: the first, based on the relationships of durational proportions; the second based on his "ad hoc 11 analysis which uses perceptual assumptions such as extremes of range, contrast, and repetition. While not disparaging the existence of complex relationships uncovered by the durational analysis, since they are not audibly perceptible, he c~1cludes more important data exist on the aural phenomenal level. Referring to the durational analysis, he writes: 27Forte 8 ~· cit., p. 24o j 28Philip Batstone, "Musical Analysis as Phenomenology." of Nev1 Music, VII, no. 2 (Spring-Summer 1969), 95. P. ~_rspes_1j_y;;.;; that 14 The above analysis is not viable with respect to perception, and my reasoning involves a recognition of ·the fact that there is no opportunity to perceive the creation of nonns of the kind \'lhich can allow the ear to perceive 11 hierarchization 11 or movement or development on an order of complexity anything like that shm'ln by this analysis. 29 Taking a similar viewpoint to Batstone is Charles Wuorinen, who is known as a performer of twentieth century music, as well as a theorist and composer. Wuorinen writes concerning analysis and performance: ••• it is extremely difficult to say just what goes into the kind of analysis necessary for informed performance. It is possible to observe, however, that the type of analysis generally presumed to have value in 11 theoretical" explication is often useless in the preparation of a performance ••• From the performer's point of viewt such conventional analyses, while of course generally useful to him outside of rehearsal, nevertheless fail to motivate his manner of playing. since the major part is most often devoted to translating the information into another (usually verbal) linguistic medium. The performer, however, needs not translation, but direction and focusing. 30 Wuorinen goes on to cite examples from two contemporary scores (Donald Marti no's Trio for viol in, clarinet and piano, and Peter Westergaard's Variations for Six Players) to make the distinction between when analysis is, or is not, useful for performance. In referring to the example from Martino's scqre he states: 29aatstone, op. cit., P• 104. 30char1es Wuorinen, 11 f.lotes on the Performance of Contemporary Music," ~!.SE.ectives of New r~usic, III, no. 1 (Fall-~Jinter, 1964), 18. It is not of crucial necessity to a successful performance of this work, however, to know precisely which set segments are being presented through this particular form of articulation - apparently because given this knowledge, there is very little one can do in the moment of performance to project it. 31 In contrast, Wuorinen writes, concerning the Westergaard example: ••• it is necessary to know that the timbral differentiations in this excerpt all have structural function. But here a more detailed knowledge than is needed in the ~1artino, is needed because it can be projected in performance. 32 With these arguments as a conducive background, aural percep- tibility remains foremost among the criteria to be used here in establishing a series of analytic questions to serve as guidelines in teaching. Other criteria would be: using familiar terminology and concepts when applicable and expanding then when necessary; stating possibilities as flexible and open-ended rather than restrictive in order to examine many different kinds of music. T.hese ques~ions are organized into discreet areas with the understanding that in any creative discussion of a particular composition there is bound to be a great deal of overlapping between areas •. I. Sectional structure le Can the composition be divided into sections? How are the sections articulated {by cadences, rh.vthm 1 texture, harmony?) 2. 3. vJhat are the general similarities or,. contrasts 31 wuorinen, ~·· p. 18-19. 32wuorinen, 2E· cit~· p. 20. between sections? 4. How do the sections compare specifically in terms of length. and general rhythmic and harmonic activity? 5. How do the larger sections break up into smaller units or phrase groups? 6. How do these smaller groups interact to form the larger sections? II. Motivic structure 1. What are the smallest motivic units or ideas? 2. Is there an intervallic or rhyttrnic consistency in their makeup? 3. How are the motivic units related or contrasted in the different sections of the work? 4. How are the smaller units transformed and developed into larger units or phrases? III. Pitch material {linear aspect) 1. Is the linear aspect predominantly diatonic or chromatic, conjunct or disjunct? 2. Is it possible to differentiate between structural tones and embellishing tones? 3. What role does tessitura and register play in the linear aspect? · 4. How does the linear aspect interact with the other elements in terms of texture? IV. Pitch material {vertical aspect) 1. Is the overall sound tonal, bitonal, polytonal. atonal, seri a1'! · z. Are the vertical structures based on a consistent intervallic content? 3. Is it possible to differentiate between a structural and embellishing or coloristic use of harmony? 4. What is the rate of hannonic chanqe, and how does it relate to the other musical aspects? 5. Is it possible to relate the harmonic motion to the minimal structure? To the sectional structure? V. Tonal orders 1. Is there sane kind of tonal order? On what is the tonal order based (one pitch center, several pitch centers, an interval, an expanding inter~ vall i c pattern?) 2.. Can the tonal order be described by a system (tonal, bitonal, polytonal, atonal, modal?) 3. If not "systematic," as suggested above, is it possible to describe a progression or development in the area of tonal order? 4. VI. Rhyttrn 1. Is there a feeling of regularity at the level of the pulse or beat? Is there a feeling of regularity at the level of meter? .2;. 3. Are there specific rhythmic motives? 4. How does the rhythmic structure of the work relate to the other aspects, such as sectional structure? 5. Is there rhythmic counterpoint? Is it possible to describe various rhythmic levels from motivic to structural upbeat and downbeat? 6. 7. VII. 1. Is there metric modulation? Texture Is the texture predominantly homophonic or polyphonic? ~Ihat and where are the contrasts in density, range, and spacing? 2.~ How do the contrasts in texture relate to the motivic and sectional structure? ·,· 3. Howdoes the variety of texture relate to the linear. vertical or rhythmic aspect? 4. 5. Is there textural modulation? This series of questions is designed, not to provide an in depth analysis, but to serve as a starting point for discussion. With the guidance of the teacher, the student can learn to listen and evaluate what he hears rationally as well as intuitively. BERG: SONATA, OP. 1 (1908) Perhaps no other fonn since the beginning of the Classical period has so expressed or exposed a composer 1 s unique view of relating structure and content as the sonata form. The variety of compositions that share this title is enormous; the concept to be found in common is often no more than: statement, departure or development away from the statement 0 and some kind of return to the statement. In using sonata form, the composer has the choice of developing whatever aspect seems most important to him. The element of contrast possible with a sectional structure can be expressed by a variety of means: highly differentiated motivic and rhythmic materials; contrasts of harmonic areas; dynamic, tempi and textural contrasts. On the other hand the sectional structure of the form can be minimized in favor of an organic unity of texture, motivic and rhythmic materials ' and harmonic content, as Berg has chosen to do in his Sonata, Opus..l. AURAL ANALYSIS: 1. 2. 3. 4. 5. 6. 7. Sectional structure, differentiated by tempi. No cadences; elision of sections. No clear tonal center; chromatic use of harmony. Complex texture; highly contrapuntal. Use of meter; constant fluctuations$ Use of intervallic motives. Use of rhythmic motives. STUDY ANALYSIS: 33Albm Berg, Sonata, Op. I. (Vienna: Universal Editions, 1926) p. 11 .. 19 •• _. '!'.:"".' .•:~ 33 The sectional structure is clearly related to the traditional sonata fo nn: I. Expos-ition: m. 1-55. M. 1-28, first thematic group, M.29-48, second thematic group. M.49-55, closing section. !I. Development: m. 56-109. 56-70, first section. 70-99, high point. M.l00-109, restransition. M. M. III. Recapitulation:_ rn. 110-179. M. 110-136, varied recapitulation, first thematic gr·oup~ M. 137-166, varied recapitulation, second thematic group. M. 167-179, closing section. Although the traditional sonata fonn is followed, including an indicated repeat of the exposition, the continuous transfonnation and development of the motivic material, both intervallic and rhythmic, 4 are so interrelated as to supercede or overlap the sections of the form creating a work of continuous variation. The sections dissolve into each other rather than ending, with the only complete hannonic cadences occuring in the opening and closing phrases. The opening phrase, which can be considered a microcosm of the work. -Introduces the intervallic and rhyttmic motives on which the work is largely based, (ex.l). The transformation of the first rhythnic motive 'iJithin the first three measures, from upbeat to down beat and in combination with its augmentation, is the first indication of the continuous development, variation, and recombination which is the compositional procedure of this work, (ex. 2) •. One can also find sufficient reason to treat the hannonic material, spe.cifica11y the series of altered chords which descend chromatically, as the harrnonic motive of the work. Although lacking any particular rhythmic character, this chromatic series appears throughout the work, and is frequently developed in a motivic fashion: m. 6-7; m. 40-41; m. 57-59; m. 147-149, (ex.3). There is a certain ambiguity about whether this series can be considered solely in its vertical construction. m. 1-2 and m~ When it moves in slow, even progression as in 8-9, it can be heard as supplying an harmonic (although non-tonal} background; when it moves at the same relative speed as the other lines, it can be heard as a doubled linear element ~ithin a polyphonic texture, as in m. 6-7. Thus, whether its function is primarily vertical or linea~ will vary according to the rhythmic context of the passage. Measures 3-10 develop the 'B' and •c• motive by fragnentation, sequential repetition and rhythmic condensation, closing with an elongation of the 'C' motive in m. 9-10 • . To illustrate the economy of means which unifies this movement, some of the various transformations of the •c• motive should be illustrated. Functioning 1ike an appoggiatura and occasionally a suspension, this motive is frequently used to indicate the closing of a phrase or section: m. 9-10; m. 15-16; m. 27-28; m. 4·5-48; m. 54-56; inverted in m. 97-99; greatly extended in m. 130-136; inverted in m. 161-164; m. 169-174; (ex.4). rhythmic augmentation"~ ~lhen combined \'lith it takes the place of a functional cadence - which is missing. The same motive 0 inverted, is frequently used to initiate the · phrases as in m.. 10, m. 13, in the closing section in m. 49, 51, and in the final closing section, m. 167, 169. Occasionally the 'C' motive appears as a phrase ending and immediately after as the beginning of a new phrase as in m. 4-5, m. 77, m. 114. m. 143, and m. 169-171, a device sometimes referred to as derivative continuation (ex.S). The second phrase group introduces a new tempo· R,2scher ·al s Tempo I as well as the triplet motive. 'D', which is a recombination of the motives of the first phrase, (ex. 6). The restatement of the first phrase now includes the triplet motive and is developed in m. 16-28 to the first of a series of dramatic climaxes, which is built on a . descending whole tone line derived from the descending major thirds of the 'B 1 motive and first appearing in m. 7-8, (ex.7). The dissolution of,this phrase group, m. 26-29, is based on the inversion of the 'D' motive. The second thematic group is introduced by a new tempo, L~p~~~er al~Eo-~ and a thinning out of the contrapuntal texture. The motivic structure_ is again related to the opening phrase using a recombination of the rhythmic and intervallic motives. The 'C' motive, previously used to begin and.end phrases is now enclosed within the 'A' motive and the 'B' motive is contained in a sixteenth note figure, (ex. S). The accelerando which leads to the high point of this section is built on a sextuplet diminution of the 'D' motive. The descending 1in.e, m. 43-44, although not consistently whole· steps as in m. 23-24. relate-s to this- earlier clima~ in n~gi ster ar1d dynamics as the high point of an arch-shaped crescendo and accelerando, approached by a -- similar sequential repetition. t While the closing section 1 m. 49-55 is based on an augmentation of the sextuplet figure in m. 38, the development section begins with a ~recombination of the 'A' motive and the descending line taken from the climax of the arch shape. The first section of the development also features an increasing use of the triplet as the beginning of the rhythmic accelerando which dominates the section. The hemiola in the climax of this small arch shape acts as a temporai~y pulling back of the motion, set against the augmentation of the descending line in the bass. The rhythnic complexity increases in the second part of the development section which combines the 'D' motive set against the sixteenth note motive in overlapping entrances. In. m. 78. the descending line phrase is added in rising sequential entrances, and the . climax of this arch shape in m. 91 for the first time combines the intervall ic motives with the chromatic descending chords, now with octave doublings, and extending the full range of an octave, {e~. 9}. If one relates the arch qesture which shapes the dramatic climax of each section to the gesture of the opening phrase, the possibility of another structure merges, in which the architecture of the movement is as much exposed by the hierarchical levels of enlargement of this gesture as it is by the traditional functions of the various sections of sonata form. The similarity of the descending 1 ines at the high point of the -arch shapes is too striking to be coincidental;· the derivation from· the is• motive has already been suggested, (e~ 10). It is the length of the preparation and dissolution of these arch shapes v1hich detennines their level in the overall structure of the work. Berg fuses this dramatic idea with sonata form by varying -the length and intensity of each .climax, reserving the most intense for that point late in the development section \'/here the climax would occur in a traditional sonata form. A diagram for the arch shapes for-each section: Preparation Hi ghpoi!'~ Di sso1uti on M. 5-10 m. 5-7 m. 8 m. 9-10 M. 18-28 m. 18-22 m. 23-25 m. 26-28 M. 38-48 m. 38-43 m. 44 m. 69-70 63-70 m. 63-66 m. 67-68 m. 93-99 M. 80-99 m. 80-91 m. 92 m. 93-99 123-136 m. 123-127 m. 128 m. 129-136 M3 150-166 m. 150-158 m. 159 m. 160-166 Lengt_!i Expo. e·[M. Oeve1. Recap. By following the climax of the development with a retransition based on the second thematic group, in the slower tempo, Berg again undermines the sectional structure of sonata form by depriving the recapitulation of any dramatic impact. The recapitulation is introduced with fragments of the 'B' motive. m. 107-109, and when the complete restatement of the first phrase occurs in m. 110, it is already in a stage of redevelopment. which is characteristic of the work. Although all the elements of the exposition. return in the recapitulation, there is no 1itera1 repetition. but again, continuous recombination and variation of the motive materials. For example, m. 3-5 are extended by sequential repetition in m. 113-117 and m. 6-8 is now developed into another arch shape based on the 'B' motive from m. 1Zl-130.with the triplet motive from m. 11-16 combined with the •c• motive in the dissolution, m. 131-136. The Rasch, m. 38-44 is extended by sequentia 1 repetition into the final climactic arch shape, m.. 144-166 which include.s a hemiola very similar to the hemiol1a in m. 67-68. The final closing section is varied by introducing the melodic material from m. 167-168 in the bass line, m. 169-170 and inverted in m. 171-175. The approach to the final cadence is similar to m. 54-56, but in inversion; the right hand reaches the conclusion of its phrase in m. 170, and reminisces one final time on the •c• motive fJ until the left hand has worked through its sequence to the F -b cadence. As the pitch material of the movement is so unified as to approach being monothenatic, the element of rhyttln becomes increasingly impo~tant in providing both variety at the level of detail and co- herence in the large-scale stt~ucture. Although the work is clear·ly in 3/4 meter throughout, the continuous rhyttlnic develojlnent of the pitch motives and the use of overlapping phrases and the hemiola give the surface constant variety. The transformations of the 'C' motive have already been discussed; further examples of the transformations of the 'D' motive are more extraordinary, (ex. 11}. The hemiola appears throughout at points where tempo _changes are taking place: · m. 26-27; m.. 54-55; rn. 67-70-; rn. 159-160i and approaching the h·igh point in the devel OJlilent section at m. 82-83 and 86-87. ihe larger tempo changes, such as the ·Lanqsamer- al s ·rempo I in m. 29 1 100, 137 and the Quasi Adaqio in m. 49 and 167 • are used to clarify the structural sections, just as the accelerando followed by ritardand~ or ritenuto are used to delineate the arch shapes in each section. Another rhythmic device used to set off these dramatic climaxes is the use of the downbeat and the avoidance of strong downbeats in the phrases preceding these high points. Since so much of the procedure of this work is built on continuations based on some fonn of upbeat, (the first downbeat in the piece doesn't appear until the b minor in m. 3!), the downbeats at these climaxes definitely signify a point of arrival and assume a structural significance. In fact, what distinguishes the relative level of importance of a particular arch shape in the hierarchical structure is the intensity of the do\~beat, with the most intense high point in the movement consistinq of a series of downbeats, the final one occuring at that point where the overlapping entrances between the hand~ join rhythmically, m. 91. It is impossible to discuss texture separately from the element of rhythm, since it is the constant rhyttm'ic variation at the motivic level that is largely responsible for the complex, often contrapuntal texture. As we have seen from the opening phrase, everything is motivic, therefore an important element in the texture. There is very little doubling, except for the octave doublings in the high ·, points, and aside from the passages containing the chromatic chord series, the voices move independently, both rhythmically and intervallica11y, creating a '<teritable thicket of sound. As a result, \'!hen the texture is thinned, usually at a point where a new section is beginning, such as in m. 29-32, at the Quasi Adaqio, m.·49 and 167, or at the beginning of the development section in m. 56-60, it becomes .a structural device, working in coordination with the· tempo changes. The focus of this analysis has been on motivic and rhyttmic developnent. Discussion of the harmonic content is more difficult because there is often no more than a semitone connection to relate one chord to the next. The intervall ic content of the chord structures has a certain consistency in the use of fourths and tritcnes superposed with thirds {which relate directly back to the opening motive materia~; but frequently the vertical structures are the result of voice leading in several parts. As mentioned earlier, the sequence of chromatic CQords from the first measures appears throughout the work as the principal hannonic motive and is developed rhytllnically and texturally. Lvhile the chr0111atic voice leading, the use of appoggiaturas, suspensions and resolutions constantly suggest an harmonic direction, there is no root function, no real bass line beyond a chromatic scale. There are suggestions of tonality in the b minor cadences at the beginning and the end, and at certain points such as the V-i progression in e minor in m. 32-32 (balanced by a hint of b minor in a similar passage in the recapitulation, m. 139), but these tonal references are temporary. A1though the framework of sonata form is present, the lack of a unifying harmonic structure necessitates that other aspects, in this case the intervallic consistency of the pitch material, and the levels of rhythmic development, from motivic detail to structural arch shapes, provide the true coherence of the work. TEACHING POINTS: 1. Development of intervallic motives. 2. Development of rhythmic motives. 3. Harmonic connection by chromatic voice leading compared to functional hannony, by root motion. 4. Cadencing by changes of texture. rhythm, and motivic dissolution • . 5. Overlapping phrase structure. 6. Use of upbeat continuation; derivative continuation. 7. Structura 1 functions of the downbeat. 8. Comparison of the climactic arch-shapes. 9. Comparison of exposition and recapitulation. 10. Comparison of this sonata forms with other examples. BARTOK: FREE VARIATIONS AND r.UNOR SECOND, MAJOR SEVENTHS from MIKROK0~10S, (1920-1937) FREE VARIATIONS (Vol. VI, 141) 34 · The first question one might ask in approaching an analysis of this work is, 11 What is being varied?" Using the tenn, "variation 14 in the generic sense rather than specific, the Harvard Dictionary of Music offers the following: In the most general sense, a restatement that retains some features of the original while others are discarded, a"ltel..ed, or replaced. One of the most fundamental techniques of composition, it takes such forms as ornamentation, transposition, inversion, retrograde motions augmentation, rhyttmic modification t1·ansfonnation, etc. 35 · AURAL ANALYSIS: .. Using the analytic questions as a guideline for discussion, the following areas could be examined in a preliminary way: 1. 2. 3. 4. · 5. 6. 7. Sectional structure. Use of ostinato techniques. Changes of texture. Variety of rhythmic procedures. Non-tonal pitch material. Exchange or inversion of material bet\'1een hands. Variation techniques. STUDY ANALYSIS:. In terms of variation technique, this work presents five varied 34sela Bartok, Free Variations from Mikrokosmos, VI, (London: Boosey and Hawkes. Ltd. 11 .1940), pp. 2-5.. 35nvariation, u Harvard Dictionary of MY2_i£, 2nd ed. (1969}, 89. 29 statanents of a sj1Tlmetrically expanding intervallic structure. Variation 1. m. 1-12 2. m. 13-23 3. m. 34-43 4. m• 52-64 5. m. 65-72 Coda m. 73-82 Each variation is built on an expansion of a semitone to a tritone and/or fifth combined with the ostinato principle, (ex. 12). In the first variation the intervallic expansion occurs in the left hand dyads» m. 1-7, which move from a-g# down to eb-d, using the repeated 1 a' as the ostinato, (ex. 13). The right hand, which is accompanimental at this point, completes the rhythmic ostinato filling in the eighth note afterbeats4 In m. 7-12 following the completion of the intervall ic expansion • the right hand continues the ostinato on '.d', filling in the remaining pitches, ( •a' ascending to 'd') much the same as it fills in the remaining afterbeats. In the second variation the functions are reversed: .the right hand has the intervallic expansion (in inversion at the octave) while the 1eft hand fills in the afterbeat eighths, (ex. 14). In m. 20-23 1 the ostinato on 'a' is replaced in the left hand by an ostinato surrounding the tritone: M. 20, c-f#; m. 21, g-c#; m. 22, c#-9. The temporary use of c-c# as the focus of the ostinato might be understood; if c-c# is related to the fifth a-e as a similar symmetrical center represented by d-d# -e, within the octave, (ex. 15}. In m. 2.3, the left hand expansion parallels a similar expansion in m. 11-12; both of these passages function as -a long upbeat to a new . . section~ This short foray_a\'tay from the 'a' ostinato also introduces -.1.1. the tonal area to be explored in the fourth variation: the tritones, gb-c. and c-f#. The pitch material of the third variation is again based on the •a• ostinato, but here the original statement and its inversion are used simultaneously in a canonic displacement of four eighth notes. ·In this variation the tritone/fifth completion is divided between the hands (ex. 16). The emphasis on the tritone is continued in the long. upbeat passage (m. 46-51) which precedes the next variation and reaches the fifth in the final chords in m. 51, (ex.17}. The fourth variation is contrasted in a variety of ways., The intervallic expansion is centered around the tritone: in the r1ght hand, m. 52-57, gb-c; in the left hand, m. 58-64. c-f#, (ex. 18). The ostinato accompaniment to each of these statements has been transfanned from a rhythmic ostinato into a melodic figure which is also . built on a tritone. The contrast is also apparent in the change to a linear, melodic, tv1o-voiced texture and new tempo ( molto piu calmo, lugubr~· )• The final variation returns to the pitch material, tempo, register of the original statement, with the intervallic expansion occuring simultanea,usly with its inversion in a stretto-1 ike passage. The stretto effect is continued in the coda~ which is built on the accompanimenta1 afterbeat material first seen in m. 7-8, and significantly absent in the last variation, (ex.19). Since the pitch material of these variations is either identiCal or, in the case of the fourth variationj very similar in construction, the changes of character throughout the work are, to a large extent, . the result of subtle variations in the use of rhythm. The first two variations could be described as polymetric, VJith additive accent groupings of t~~·s length (ex. 20)o and three•s cr~ating rhythmic phrases of increasing Note that the inversion at m. 13 is preceded by nineteen J• s of upbeat. In a similar way the third variation is preceeded by eighteen J•s of upbeat, additionally strengthened by an augmentation of the three J' accent _grouping into four in m. 22-23. contra~t, In the section from m. 24-51 is characterized by the regularity of accent groupings. The unaccented ostinato in m. 25-26 is given a six ~pulse in m. 28-29 by the left hand punctuation; in m. 30-33 the accent grouping changes to three J and from m. 34-51 a regular four meter, coinciding wi~h the new variation. The rhythmic preparation for the fourth variation_ is the most e~tensive, which is logical since the fourth variation presents the greatest contrast in the \'fork, both in terms of texture, tempo and pitch material. again. !1 doe~io The ostinato is momentarily interrupted and begins piu lento, accelerando. in a greatly extended upbeat passage, a rhythmic gesture which has appeared earlier in the work before new sections. In spite of the contrasts in the fourth variation, there are several rhyth~ic characteristics which relate this variation with what has come before. These are: accent groupings {ex. 21), the three the additive character of the J initiating each phrase, and the filling in of the afterbeats with an· accompanying ostinato figure {melodic here) in the alternate hand. The final variation returns to the original material against its· 33 inversion, a stretto-1 ike passage which in effect telescopes the first two variations. The coda continues the overlapping entrances between the hands, using the accompanimental material from the opening statement, in the characteristic afterbeat position until m. 77 and the appearance of the accented strong beats. At this point, a telescoping of several parameters takes place. There is three a rhythmic 2-CCelerando. from accent groupings of six 1' ; p to at the same time the intervals decrease by semi tones in each 1eft hand group. The effect-is the reverse of interva11 ic expansion featured throughout the work: the 'a' tonal ~enter a spiralling inward toward and basis for all the ostinati. Another point to consider in the process of variation is the systematic use of register. The unity of each variation is preserved by the containment within one octave. The entire work moves not across the registers of the keyboard but in jt.nnps between the octave regi stet·s. This procedure, \·lhich is necessary to preserve the consistency of the ostinato, is established as a premise of the work in the opening measures of the right hand accompaniment. Octave transpositions occur throughout the vmrk, usually after the completion of the intervallic expansion, and function as a preparation, (just as the extended upbeats), for the next variation. Since the pitch material in each variation develops in such a similar way, the changes of register assume a structural role, and in the coda, the frequency of registral sh·ifts, combine with the rhythmic ~to provide the motivating fm·ce of the conclusion. It is ·irrelevant to discuss harmony in this work as there is no vertical cons·truction for its own sake. The consistency of the ostinato establishes 'a' as the tonal center, but the pitch material moves in a synmetrical, _linear fashion in both directions; what occurs vertically is the result of the contiguity of lines. TEACHING POINTS: 1. · Principle of intervall ic expansion; its transfonnati on throughout variations. 2. Relationships and contrasts between textureso 3. Structural use of register and extended upbeat. 4. Variation of ostinato principles. 5. Additive phrase structure (as compared to periodic phrase structure). 6. Comparison of metric and polymetric use of rhythm. 7. Phrase completion: use of intervallic expansion in place of cadence to indicate closing of phrase groups. MINOR SECONDS, MAJOR SEVENTHS (VI, 144) AURAL ANALYSIS: 1. Relationships in the pitch material. z. Overall metric feeling, fluctuation in pulse. 3. Variety of texture and register. ·4. Non•tonal hannonic structure. 5. Phrase structure, sectional structure. STUDY ANALYSIS: In contrast to Free Variationi, ~inor Seconds, Major Sevenths, (VI, 144), resists an easy division into discreet sections, but r~ther, another. flows from the working out of one comp~sitional However, taking an overview of the w~rk, idea into it is possible to discuss it in terms of five sections, or phrase groupings, each of which is characterized by its particular use of pitch material, 35 register and texture: Section I: m. 1-17; t\~ phrase groups, m. 1-8 (3rd beat), m. 8 (2nd beat) - 17. II: m. 18-34; two ·phrase groups, m. 18-22 (3rd beat), m. 22 (4th beat) - 34. III: m. 34 (3rd beat) - 43 (1st beat); two phrase groups, m. 34 (3rd beat) - 38 (3rd beat), m. 38 (4th beat) - 43 (1st beat) • . IV: m. 43 (1st beat) - m. 60; two phrase groups, m. 43-47, m. 48-60. V: m. 60-70; one phrase. The final section might be described more accurately in terms of a coda, since there is no further development of material. Instead, a single phrase returns to the opening register, pitches and reiterating figuration used earlier in the work. The relationship of section II to section lV is obvious: the use of a similar polyphonic texture and register. The expanding intervals indicate that m. 43-60 are a continuation and completion of the motion initiated in m. 18-25. Aside from the coda, each of these sections, while varied in other aspects, share a classical balance of two related phrase groups. In contrast to this balance is the continuous variation and· development of the afterbeat, first seen in the major sevenths in m. 2,4,5 and 6, into: 1. a phrase completion, m. 6-8, m. 25-34; 2. a registral punctuation, m. 9,12,16-17; 3. m. 21-22, m. 37-38, m. 40-41. ~a figural punctuation, In m. 52-60, a combination of all of the above techniques creates the high point of the work. In a fashion similar to Free Variations, the pitch material in . ~ .: th'is work is derived from a S)ttlllletrical, expanding intervallic structure: a minor second, expanding in both directions to inter- locking tritones which outline a major seventha The entire work is related both vertically and horizontally by the juxtaposition or 1 inear connection of minor seconds and major sevenths and the inter- . vallic expansion of minor second to major seventh. . Section I presents this symmetrical expansion in the first two measurest (ex.22). In me 1-8 the minor seconds remain stationary ciusters while the major seventh is developed from an afterbeat into . a melodic cadential figure, m. 6-8, which reappears at the end of section II and section IV, (ex. 23}. In m. 8-17, the minor second, now based on c# -d, expands into a nev.J seventh and the afterbeats, although registrally expanded, are also built on minor seconds, {ex. 24}. Section II replaces the expanding clusters of minor seconds with a contra punta1 texture. c-b~ The minor second built on f-f# expands to while the afterbeats horizontally outline two major sevenths a tritone apart. In the second phrase, (m.22, 4th beat - m. 25), the . expansion from the minor second increases to a fifth, (ex. 25), at which point, the motion is interrupted as the major seventh afterbeats take on the pht~ase completion in an augmentation of the melodic, cadential sevenths in m. 6-8. Section III introduces a new register while returning to pitch material used in the opening section. However,-this time the positions within the phrase are the reverse of the opening section. The major sevenths initiate the motion of the phrase and the minor second clusters are used, in a horizontal figuration, as the afterbeat, {ex.26}. The polyphonic texture. returns in section IV, and in the first phrase group, m. 43-47, the intervallic expansion from the minor second extends to a fifth. In the second phrase the motion is completed when the expansion reaches the major seventh, {ex.27). At this point all previous developments of the afterbeat come into play: the seventh as figuration, as a registral expansion, and finally as a large canonic expansion of the cadential melodic sevenths seen at the end of the opening phrase group. The final section or coda returns to a figuration of the initicl pitch material and rhythmic motion of the opening. The major seventh, also treated as a figuration, is repeated until the final cadence which dup 1i cated the pitches of the first cadence. Given the conscious restriction and consistency of the pitch ·material, the other compositional elements such as the rhythnic activity, changes of texture, and use of register take on a structural siqnificance in shaping the work. ~Jhile the variety of textural treatment of the minor second, major seventh has already been discussed, a closer look at the rhythmic motion is warranted. The first contrast to be noted is that between the metric consistency of the first phrase of each group, and the rhythmic expansion of the poco strinqendo passages: 14-16, and 48-51. m~ 10-12, Even more dramatic are m. 25-34, marked · poco a Q.O£Q. acpgJ~ ~-- Jloepio moviment,£_ which, in effect, creates a temporary metric modulation. The section from m. 52-60 suggests, first of all, a temporary suspension of meter (aided by the rest on the downbeat in m. 52 and the ha 1 f note augmentation in m. 55-56), followed by gradual return to the_ regularity of Tempo I. The poco a poco accelerando in the coda, considering the familiarity of the pitch rnaterial 9 is predominantly a phrase of rhythmic and registral emphasis. In a similat· vmy one can contrast the restricted range which is associated w-ith the balanced phrase groups, and the regi stral expansion vJhi ch always coincides with the development of the afterbeat. In the end, one can say that these rhythmic and registral expansions are so interesting, not because they occur, but because they take on the role, (ofte~ assigned to the harmonic structure in earlier periods), of defining the structural divisions and character of the work. TEACHING POINTS: 1. Exploration of the varying uses of the pitch material: connections, expansions, changes of texture, horizontal and vertical possibilities. 2. Sectional structure, relationships between sections, 3. Register as a structural element. 4. Rhythn as a structural element. 5. Comparison of the balanced phrases and expanding afterbeat. These two Bartok ' examples offer an interesting comparison of compositional techniques with the Berg and ~1essiaen examples. In contrast to the Berg, Bartok uses a variety of textures to delineate his structures. In contrast to the r~essiaen, there is a systematically consistent relationship of the pitch material on all levels. .. MESSiAEN'S NOEL (1944) To extract an excerpt from a large cycle such as the Messiaen's Vingt Regards sur L'Enfant J~sus 36 for the purpose of study or analysis places certain limits on that analysis. The total participation of the excerpt and its function within the cycle cannot be fully explained. However since the movements in this work are not continuous, but rather, separated a-nd given individual titles inferring a specific entity for each movement. it is possible to make some observations on r~essiaen • s treatment of musica 1 materials based on the excerpt alone. The procedure used here for discussing Noel is somewhat different from that used with the Berg and the Bart6k examples, which referred almost al~mys directly to the scores. While the " guideline questions still serve here to point out what and where the contrasts, variations and repetitions take place in the score, the student's understanding can be enriched by gaining some familiarity with some of the sources outside the tradition of Western music from which Messiaen draws musical inspiration. Thus references ~Jill be made to studies written on Messiaen's music as well as his own work: The Technique of My Musical Language. 36Q1 ivier r;tessiaen, Noel from Vingt Regards sur L• Enfant J~sus, Paris: Durand, (1944) 9l)..:"g'jpp. - 39 40 AURAL ANALYSIS: 1. Sectional structure; three part structure with repeating elements. 2. Ametrical rhythms. 3. Use of embellishing figuration. 4. Harmonic consistency of central section. 5. Contrast in tempo, and character of central section. 6. Non-tonal, highly chromatic harmony. 7. Coloristic use of harmony. 8. Use of ostinato technique. 9. Use of register. STUDY ANALYSIS: Before beginning a sectional analysis, several rhythmic concepts that !·1essiaen uses ·in his search for variety should be brought out. The first, as stated by Messiaen: We shall replace the notion of "measure" and 11 beat" by the feeling of a short value (the sixteenth note for example) and its free multiplications, which wi11 lead us toward a music more or less "ametrical" ••• 37 The concept of the 11 added value" which Messiaen uses to avoid the regularity of even meters arises from his study of the Hindu rhythms or deci-tSlas as set do~TI by the thirteenth century theorist, Sharngadeva, \<Jhich leads Messiaen to conclude, 11 it is possible to add to any rhythm whatsoever a small brief value vthich transfonns its metric balance... 38 The value can be a dot, a note of small ·value, or a rest; the effect is tha.t of a brief augmentation (ex. 28) which destroys the feeling of exact symmetry or regularity in the rhythmic flow. With these ideas in mind it is not difficult to explain the lack of a meter signature in much of . 37M ' Tec hn1~ . , ess1aen, ••• , p. 14 • 381pJ.Q_. p. 15. his music or the fact that the majority of rhythmic phrases contain unequal groupings or an uneven number of beats. - In terms of the large sectional structure NOel can be described .. as a ABA form, with the A sections containing a smaller aha, thus .incorporating elements of a rondo: A ( 1-25) . · (a, 1-7; b, 8-ZO; a, 21-25) B (26-52) A (53-80} (a, 53-57; b, 58-64; a, 65-8~ The first seven and last five measures of the A section employs a rhythmic ostinato in the right hand cho.rds \'Jhich outlines the • . ste_ci-t~,.! .vi.iav~nanda 39 (f f J J)) to \'lhich Messiaen has added an eighth value. offsetting the symmetry of the pattern. In m. 5, there is another example of an added value in the dot added to the final chord. . The pitch materia 1 of the A section is based on the superposition of perfect fifths and tritones, or augmented fifths and perfect fourths, (ex. 29) in bell-like sonorities, {the subtitle of the movement roughly translated is: "The bells of Noel say with us the 40 sweet names of Jesus, Mary, Joseph ••• " ). The descending line (m. 5-6) which is the first melodic idea in the work, closes the ostinato pattern and continues to function as a phrase ending through out the A section in m. 8, 13, and expanded in m. 18 and 19 (ex. 30). In m. 8, 13, 18 and 19 we also see examples of embellishing groups which are Messiaen's expansion of the CQncept of an 39Robert Sherlaw Johnson, Messiaen, (Berkele,y: .Press, 1975)· p._198_. 40t•1essiaen. Noel, p. 90. Univ. of Calif • embellishing note. The section is shaped by these embellishing groups and expanding phrase endings in the sense that they augment the time space between the bell-chords in a similar way to the ' < concept of added values, but carried to a higher structural level. There are two contrasting phrases which interrupt the bellchords and their cadenza figure in this section: m. 10-12 and m. 15-17. The first, based on the chords in m. 6, outlines the dec1-tala miga-varna ( J J} ~r. 111.1. JJJJ. J. J II J t J) 41 and the second, using the fifth and fourths in embellishing patterns as well as in chords, outlines the deci-fala, ~: ( J J.] }J). 42 J 1 J. J,.fll. Although the pitch material of these t\'/O phrases can be related intervallically to the rest of the section, the juxtaposition of unrelated rhythmic elements brings up an interesting . point in Messiaen's treatment of rhythm which is described by David Drew in his study on Messiaen: For r~lessiaen on the other hand rhythm is an extensive phenomenon that belongs more properly to the vtorld of space and solids, since it consists of selfcontained units whose significance lies not in their interpenetration, not in their development over a period of time, but in their juxtaposition one with another, and in their relative volume and position rather than in their relative stress. As such, these units, like their component parts of a mobile, are both reversible and divisible, but never developable. 43 41Johnson, op. cit., p. 195. 42Ibid p. 198. 43oavid Drew, "Messiaen - A Provisional Study (II) "Score, 13, (Sept. 1955), p. 68. The return to the rhythmic ostinato (m. 21-25) frames the 'b' section and finishes with the fallinq melodic figure. The central portion of the vrork, or B section, falls into five periods: m. 26-30; m. 30-34; m. 36-40; m. 42-46; and in m. 48-52. It is contrasted with the A section by tempo, dynamic level, consistency in the use or range and register, use of modal pitch material and consistency of rhythnic patterns. Looking at the rhythmic structure separately, a repeating pattern can be seen in the first four periods which maintains almost complete consistency in the antecedent phrases while expanding slightly in the termination of the consequent phrases. The fifth period excerpts rhythmic cells from the earlier periods and augments the consequent portion again by the use of added va1 ues: M. 26-30: M. 30-34: M. 36-40: 'r' {;, r. r. ~ n lJ J' M. 42-46: 1' 1 (t J. r.•'1}. t J 1 Ar J' 1' J' ( J ffl •• rl 1i ' ' im{ j~J '-<!-' M. 48-52: The pitch material of the 8 section is based on two of Messiaen's modes of limited transposition. These modes are sym- metrical arrangements of the chromatic scale in interlockinq groups of half and whole steps which can be transposed a limited number of times before a duplication of p-itches. Describing the unusual tonal characteristics of these modes Messiaen states: They are at once in the atmosphere of several tonalities, without polytonality, the composer being free to give predominance to one of the tonalities or to leave th~ tonal impression unsettled. 44 Melodically, the modes are difficult to distinguish aurally {except for mode I which is a whole-tone scale) since certain characteristic intervals, such as the tri.tone which Messiaen uses frequently, appear in all of them. However the harmonic constructions within a particular mode can be recognized by their consistency, and supply a distinct unity of harmonic color to a passage without implying either a specific tonality or a progressive function. The two modes used in Noel are mode II and mode III (ex. 31). The first two periods, m. 26-34, consist entirely of mode III, first transposition. In m. 36-38 the antecedent of the third period, the lower two staves are mode II, second transposition, (ex. 32), with . the upper staff in mode III, (fourth transposition)?functioning as 44 Messiaen, Technigu~, p. 58. a pedal group, which Messiaen conceives as the expansion of the principle of a pedal note: "Instead of one sustained note, foreign to the chords which surround it, we shall have a repeated music ••• foreign to another music situated above or beloVJ it, each of these 45 musics will have its own rhythm, melody, harmonies." The consequent half of the third period, m. 33.,.;40 returns to mode II I, first transposition. The fourth period, m. 42-46 continues mode III with an inversion in the melodic line, (ex. 33). The final period alternates fragments of the mode II phrase, (m. 47 taken from m. 36; m. 48, last group, taken from m. 37-38), with fraqments of the mode III phrases, and finishes v1ith a long expansion in mode III of the descending passage taken fr~ the end of the first period. The use of an embellishing group appears throughout the 'B' sectione at the end of the second, fourth and fifth periods • ... In tracing the use of the descending melodic group, which first. appears as the closing of the ostinato in m.5, we find that it appears with little development, but in different levels of prominence throughout the musical texture: A: m. 5-6; first linear statement, functions as phrase closing. (same function in m. 25). m. 8, 13, 18, 19; functions as phrase closing; expanded by added chromatic notes, rather than rhythmic augmentation. B: m. 26; functions as melodic motive of section; given a modal inflection; both initiates and closes the period. m. 34; appears in registral change in bass; also in m. 46 and 52. m. 42; in inversion. m. 49-50; together with retrograde. ~ m.; 50-52 expansion of phrase clos·ing, by repetition. {ex.34) ~--;t _ _., -- 45 Messiaen, T~chnig~~~ p. 55. A: m. 57, 58, 61, 64, 69; similar treatment as first A section. m. 70-74; final appearance; augmented by expanding the descendinq chord construction from a series of three, to four, five. six, and finally ten chords, together with their inversion. TEACHING POINTS: 1. Messiaen's concept of ametrical rhythm: unmeasured measures, regularity of the small est note value. 2. Concept of added value. 3. Concept of embellishing group. 4. Concept of pedal group. 5. Introduction to Messiaen's modes of limited transpositions. 6. Hanmony as color (as with pedal group) as compared to · functional harmony.) 7. Musical ideas used in juxaposition as compared to se· quential or organic development. ... CONCLUSION In order to facilitate the use of analysis in teaching twentieth century piano literature, a series of analytic questions has been proposed to serve as a guide1 ine in student/teacher preparation of new works. By grouping these questions into the various dimensions to be explored, and by keeping them f1 exible' and openended rather than restrictive, it is possible to apply them to music of widely differing styles. The application of these guideline questions to the Berg, Bartokt and Messiaen examples has shown not only a number of aural perceptions regarding structure, rhyttrn, and texture that can be discussed at the outset of the preparation of the work, but also many teaching points uncovered through the analysis. By using these teaching points in comparison with other works studied, the student's a'ttareness of the functioning of musical elements can be expanded beyond the scope of the individual composition, and applied with increasing independence to new \'/Orks. 47 48 BIBLIOGRAPHY Bartbk, Bela. Free Variations, from ~1ikrokosmos, Vol. VI, London: Boosey & Hawkes ( 1940), 2"-5. ----Minor Seconds, Major Sevenths, from Mikrokosmos, Vol. VI, _London: Boosey & Hawkes (1940), 16-19. Batstone, Philip. "Musical Analysis as Phenomenology," Perspectives. of New t4usi c, VII I, (Spring-Summer 1969) t 94-110. Berg, Alban. Sonata, Op. 1. Vienna: Universal Editions, 1926, Fall Berry, Wallace. Structural Functions in Nusicp Englewood Cliffs: N.J.-: Prentice Hall, Inc., 1976, 447pp. Carner, t4osco. Alban Berg, The M_an and the vlork. Duckworth and Co., 1975 XV, 255pp. Cone, Edward T., 11 Analysis Today," (April, 1960), 172-188. London: Gerald The Musical Quarterlx, 46 _ Drew, David, 11Messiaen - A Provisional Study," 1954). 33-49. ~~ 10 (Dec., -----"Messiaen, - A Provisional Study, III'' $£ore, 13 (Dec., 1955), 59-73. -----"~1essiaen,- A Provisional Study, III," Score, 1i (Dec., 1955), 41-61. Elston. Arnold. "Some Rhyttmic Practices in Contemporary Music," · The N@i@] Quarter1 v., 42 (July, 1956), 318-329. Fenyo, Thomas. "The Piano Music of Bela Bartok," PH.D. Dissertation, UCLA 1956, 293 1. -----"Form" Harvard D.ict}QDary. ?f Music, 2nd ed. (1969), 326-327. Forte, Allano Contemporary Tone Structures. University, 1955. v-xii, 194pp. New York: Columbia --.. --uSchenker• s Conception of Musical Structure, 11 Journa 1 of Music Lheory, 3 (April, 1959), l-31. , Johnson, Robert Sherlaw. Press, 1975. 221pp. Messiaen. Berkeley: ~: Univ. of California Jones, Robert Carroll. A G].Q.§~sary of Theoreti ca 1 Terms Used J.n Eng1J.?ll .•Jl..b2ttl_T\ventieth-Centur_y t!lusic. · Doctoral diss. • Univ. of l~~a~ j9y~· Ann Arbor, Mich.: University Microfilms, Inc. 1970, 6 Katz, Adele T., 11 Heinrich Schenker's Method of Analysis," The Musical Quarterly, 21 (July 1936), 311-329. LaRue, Jan,"OnuS'tyle_Analysis," Journal of Music Theory, VI (Spring, 1962), 91-106. .· . "Melody," Harvard Dictionary of Music, 2nd ed. (1969), 517-519. Messiaen, Olivier. The Technique of My Musical Lanquaae. Trans. by John Satterfield. Paris: ~. leduc, 2 vo,s. 74 pp, 61pp. rgss. Messiaen, 01 ivier, Noel from Vingts Regards sur L1 Enfant J?sus, Paris: Durand (T944), 90-97. Parry, c. Herbert H., "Me lady," Grove 1 s Dictionary o..f._,~usi c and Musicians, 5th ed., V (1954), bb6-S69. . Redlick, Hans.· Alban Berg. The r~an and His Abelard-Schuman, 1957: 316pp •. t~usic. New York: Smither, Howard, "The Rhythmic Analysis of 20th Century Music, 11 Journal. of t·1~s.i c Theor1,, VI II {Spring, 1964), 55-88. Stevens, Halsey, !he Life and t~usic of B~la Bart~k, New York: ~ Oxford Univ. Press, Inc., 1953. 366pp. Suchoff, Benjamin. Guide to Bart6k • s t~ikrokosmos, Rev. ed. London: Boosey & Hawkes, t-1usi c Pub1 i shers Ltd., 19i!: ·152pp. Troup, Halcolm, 11 Regard sur Olivier Messiaen - I," Composer, (Autt.ann, 1970), 31-32. ----"Regards sur 01 ivier Messiaen - II," Comooser, 38 (\.~linter, 1970), 21-26. Vinton, John, "Bartok; on His 0\'JI'l Music, 11 Journal of the American ~us.i cz.o 1og i ca 1..society, XIX (Summer, 19'56), 232-243. Wuorinen, Charles, 11 Notes on the Perfonnance of Contemporary Music," Pers,p~ctiv,es o,f New ~·lusic, III (Fall-Winter. 1964), 10-21. 50 APPENDIX: MUSICAL EXAMPLES B~rg: Sonata Op. I Example 2: Example 3,: 51 - --- . -~--- ~ ....:>-7 ~:." ~~·~t,. ~~ ~;;. .. -~ ..;/ * ·------ · - - ~ bn ... - ! . . .- 1 I • - =%-I J j;J 19: 1~-=f- ~ ""' ~,5~.. ~ ~~~; qe '1~ t 'e, t. r *'·rs~.*"" . -r..·. ~-i: ~-=57= ~ E}. t i: E ~~-:£~~~ ........s- .__,..., 'wl .. ,. ~ -~ ·__ - ·-· ... - ····- .. .. . . . . - - . .. ~---·-- 52 Example J: 53 ffij A_ . Example 9: . . " bJ .'""J_~b~ b9: ~~~· Example 10: ~T ~ • ~amp 1e. ,1,1: ~~! ~q:l b~-t: - -. 1.1 .. ,.,.,70 ·~- ----------------------'· Bartol<: Free Variations Example 12: Example 14: ' I Examo 1e 15 :- #Fj;: : ). Example 18: ,...""'_ "i2-!i'1 $: ~~-::;s=:==ia~========:e~.l?==~~:~· 7 ;j:i:r:;;~-;:::::!.1 -ri:£::. 'th\149-l-fi ~~~ ~v • 1\ ·. ·~J j-#~!i}ti--SlJ --, •. ~ <4i • J.. =:=6 ~==~ Exam.e..l_e 21: ·~--57--?l ·~~ ~~-r-J?J vA 1WVM , Bartok: ~·1ajor Minor Seconds, Example 22: Sevenths •· Example 23: --~~ =§~ cw4F~ Example 24: -- b+ - 1"'1 ff1K f5'--·· "" iii>: v - . ·- - ,""" ..\ ...;; . - I 'f. 'l If IF !'.i'U A ...- ~. ~ -- -- Ia- "" T ·loi...a. ba 57 . Q<..arne) e 2§ : -.... 1, I ... 'MI;rO ~~~~~~~~g~~~~:..it~- ~: ""'""-'J-3 -~'1 """~"-4- '6"-5) t=;=~~I Messiaen: Noel ~ample .?1: -4 Example 30: · Example 3J:.: .. J-!- I .II ..... !... ~ ""f- I Ill ., .lot~ ...... -"'!."" .- MoJe 1"'1. .... ·.;;;; - ~ . ~. "'i"' ..,_ y "" #4-. ~ -~ P~~~ \iez ~ 7-'-.....- - Mock III - ~ rr l .. vL- .,J I- I - --r. .... . .••i:=ui:: 4-~Trd&h5- - I '!:'""""5 L---' .,.1!!.4~5- ! 59 ~mple .34:-
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