Velocity and charge of the nanoparticles produced by a gas aggregation cluster source J. Kousal1, O. Polonskyi1, J. Blažek2, O. Kylian1, J. Pesicka1, H. Biederman1 1 Charles University in Prague, Faculty of Mathematics and Physics, V Holešovičkách 2, 18000 Prague 8, Czech Republic University of South Bohemia, Pedagogical faculty, Jeronýmova 10, 371 15 České Budějovice, Czech republict 2 Abstract: A simple and compact gas aggregation cluster and nanoparticle source based on a planar magnetron (Haberland type) without mass separation was designed and characterized. Size, speed and charge of nanoparticles have been determined using combination of TEM micrographs, electrostatic deflection setup and numeric modelling. Using the electrostatics model and the TEM micrographs, the velocity of particles was experimentally found to be 30-200 m.s-1 in dependence on their size, in an agreement with the simulations. The charging of nanoparticles was modelled. It was found that the most of the initial charge of the particle is lost in the afterglow part of the plasma, in general agreement with experiment. Keywords: nanoparticles, velocity, charge 1. Introduction Gas phase production of clusters and nanoparticles [1] and their deposition became very popular within the last two decades and various gas aggregation nanoclusters and/or nanoparticle sources have been designed (e.g. reviews [2,3]). One should stress the idea of Haberland et al. [4] to use a planar magnetron as a source of the material. This approach made it possible to produce a large number of charged clusters in relatively simple way. In order to increase the deposition rate of the particles we decided to design simple and compact nanoparticle source similar to the Haberland concept that could be placed into a high vacuum chamber. Silver target was chosen as a model metal. The basic parameters of the source in terms of size distribution of the deposited particles and the ratio of negatively and/or positively charged to neutral particles in dependence on the working parameters were studied [5]. The presented study is aimed at the characterization of the velocity and charge of the nanoparticles. 2. Theory In our gas aggregation source the material is sputtered from the target and forms nanoparticles that are dragged by the flow of the carrier gas. These nanoparticles are then extracted from the source through an orifice into the deposition chamber with a substantially lower pressure. Since the pressure inside the source is usually from several Pa to several hundred Pa and the velocity of the carrier gas flow inside the source is some tens of cm/s, the carrier gas can be treated as viscous laminar flow in the cylindrical part of the source. At such conditions the nanoparticles are flying inside the source with velocity equal to the drift velocity of the gas. However, this is not true in the area near the orifice, where a pressure drop of several orders of magnitude occurs over the length of several millimeters. This is accompanied by a strong acceleration of the carrier gas flow due to the expansion. Since the mass to the crossection ratio of the nanoparticle increases with its diameter and the carrier gas density decreases during expansion, the particles do not undergo enough collisions with light gas atoms to equalize their velocity and direction with the gas. This effect is more pronounced for heavier particles that leads e.g. to the so called aerodynamic lensing [6]. Analytical theory of the acceleration of nanoparticles near in the conical orifice with purely conical walls is nicely treated in [7]. For a particular pressure and temperature in the source it leads to the dependency of the final velocity v of the nanoparticle on its mass m in the form v m-2/9. The simulation of gas dynamics also shows that influence of the carrier gas on the nanoparticles after leaving the source is negligible. This enables manipulation of the trajectory of the charged nanoparticle is manipulated by an electrostatic field. The basic idea of this experiment is shown in Figure 1. The beam of the nanoparticles enters a region with electrostatic field and particles that are charged are deflected. The deflection y is proportional to y q / m v02 where q is the charge of the particle, m is its mass and v0 is its velocity. The particle velocity can be then, under the assumption of specific charge, determined from measured particle deflection and its mass. The particles of the same mass can have certain velocity distribution. By measurement of the smallest and largest particles deflected into given position it is possible to determine the maximal and minimal velocity for the given mass, respectively. Figure 1. Scheme of the setup for the measurement of the nanoparticle (NP) velocities using their mass/charge separation and histogram of their size obtained from TEM micrographs. Since the nanoparticle source used in this study is equipped with cylindrical orifice in order to suppress the effects of aerodynamic focusing, we have made a direct 2D Monte Carlo simulation of the carrier gas flow near the orifice using the DS2V code [8]. We have simulated a domain from 13 mm before the orifice plane to 50 mm after it. Since our source produces relatively narrow beam of nanoparticles (half-angle of about 6 degrees), we treated in this work the acceleration region as basically a 1D problem. Using the data from the gas flow simulation, we can numerically integrate the momentum transfer equation [7] along the axis of the orifice to obtain the final velocity of a particle with particular diameter and mass. This calculation predicts 2-3 times higher velocities of nanoparticles in comparison with the analytical theory, from 80 m/s for 5 nm particles to 30 m/s for 40 nm particles. To improve the accuracy of the velocity estimation, a 2D electrostatic model of the setup was made using QuickField software [9]. The velocity of the particles was then found using numerical calculation of their trajectories. It is known that the Haberland type source produces neutral particles and charged particles of both polarities [5, 10, 11]. In so called "dusty plasma" the particles obtain a negative charge proportional to their diameter of about 103 elementary charges per micrometer [12]. On the contrary, experiments with Haberland type source are consistent with the assumption of only unit charge of the nanoparticle, regardless of its size. It can be attributed to the fact that the particles in the gas aggregation source are not suspended in the homogeneous plasma as the carrier gas flow transports them through the aggregation chamber. Some model of nanoparticle charging is provided in [7]. We have developed another model using a set of kinetic equations. The charge of nanoparticles was investigated in the frame of standard continuous charging model as well as in a model, which takes into account statistical distribution of discrete charge. The suggested statistical model is based on a set of unlimited kinetic equations with solution obtained recurrently. It can be assumed that the nanoparticles are formed near the magnetron erosion track and the gas flow transports them through the afterglow region out of the aggregation chamber. Thus the problem can be treated as a charging of static particle in the plasma with time dependent density. For simplicity both models were divided into two parts, with the first part concerning the active plasma and the second one concerning the afterglow plasma. In the active plasma the charge distribution is spread in negative region. In the afterglow plasma the negative charges quickly tend to zero. The final charges are symmetrically distributed around zero, i.e. both positive and negative values are equally present. The particles are mostly neutral or singly charged. Knowing almost all the input parameters (initial angle of the flight, deflection, mass of the particle, geometry of the setup, electric potentials) and assuming single charge of the particles, the initial velocity (limits of velocity) for the particular case was found. 4. Results and discussion Both theoretical and experimental values of the velocity of the nanoparticles of given mass are shown in the Figure 2. The velocity of the bigger (>15 nm) particles is in a general agreement with the simulations and their velocities are strongly dependent on their mass. Some reason for the observed discrepancy with the smaller particles can be the error in the estimation of the size of the particle, which may be due to limited resolution of TEM. . However, in all cases the kinetic energy of the particles is well below the 0.1 eV/atom what confirms that the particles hit the surface in soft-landing regime [15]. 3. Experimental d [nm] The description of the nanoparticle source used in this study can be found in [5, 13]. 10 20 30 40 50 300 experiment The deflection plates were placed 10 mm from the orifice of the source. The length of the plates was 20 mm and their distance was 12 mm. The voltage difference between the plates was 30-400 V (in both polarities). The total distance from the orifice of the source to the sample plane was 50 mm. The diameter of the beam of the particles at this distance was 10 mm. The carbon foil sample for TEM micrographs was placed about 10 mm from the center of the beam. The TEM samples were investigated using Jeol 2000FX electron microscope and the images were processed using imageJ software [14]. From each sample a histogram of diameters (masses) of the nanoparticles was obtained. The histogram was then used as described in the previous section. 200 (q= 1e assumed) simulation -1 v [m.s ] The nanoparticles were prepared at the pressure of 75 Pa of argon in the aggregation chamber and 0.1 Pa in the deposition chamber. The magnetron current was 0.2 A. 100 90 80 70 60 50 40 30 20 10000 100000 1000000 n Figure 2. Predicted and experimentally determined velocity of both positively and negatively charged nanoparticles vs. number of atoms in the particle resp. the diameter of the particle. These data also show that the assumption of single charge of the particles (both for positive and negative ones) is quite reasonable, since the calculated value of the nanoparticle velocity scales with its expected charge as v0 q1/2. These findings can be explained in a following way: The nanoparticle (nanocluster) is formed near the erosion track of the magnetron in dense plasma and mostly obtains a high negative charge. The particle is then dragged by the carrier gas flow through the afterglow region of the plasma where the charge of the particle is being quickly lost. However, the negative charge is lost quicker than the positive one. In the end a mixture of neutral and singly charged positive a negative nanoparticles is expelled from the source. Such process was in general numerically modeled and a qualitative agreement with experiment was obtained. However, the more detailed description of nanoparticles charging and de-charging is a subject of ongoing study [16]. 5. Conclusions The velocity of the nanoparticles was found to be dependent on their size. The velocity increased from 30 m.s-1 for 50 nm particles up to about 70 m.s-1 for 15 nm particles. However, velocity of smaller nanoparticles (≤7 nm) can reach more than 200 m.s-1. The numerical simulation of their acceleration in the carrier gas is in reasonable agreement with experiment. The experimental results are also consistent with zero or single positive or single negative charge of the nanoparticles. The model of their charging is being successfully developed. Acknowledgement This work is a part of the research plan MSM0021620834 financed by the Ministry of Education of Czech Republic and was partly supported by the Grant Agency of the academy of Sciences of the Czech Republic under contract KAN101120701. [4] H. Haberland, M. Karrais, M. Mall, Y. Thurner, J.Vac.Sci.Technol.A. 10 (1992) 3266. [5] O. Polonskyi, P. Solař, O. Kylián, M. Drábik, A. Artemenko, J. Kousal, J. Hanuš, J. Pešička, I. 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