Nanoscale to Microscale Monte Carlo Modeling of Plasma Processing with FPS-3D. Paul Moroz Tokyo Electron U.S. Holdings Ltd. 37 Manning Rd., Billerica, MA 01821, USA Abstract: Predictive modeling of etching, deposition, and surface modification at nanometer to micrometer scales is very important for advancing nanotechnology and semiconductor industry to the next level. Such modeling often includes various competing etching and deposition processes, where final results depend on many factors, often counteractive or competing with each other such, for example, as simultaneously going on etching and deposition. The processing results could be reasonably assessed only experimentally or due to detailed numerical techniques. The FPS-3D feature profile simulator pushes forward this task and allows modeling of materials processing at very different scales ranging from a few nanometers to a few micrometers. Keywords: plasma, simulation, etching, deposition, materials processing 1. Introduction 2. FPS-3D description Reliable and predictive modeling for materials processing would allow significant saving of time and resources otherwise spent for design experiments directed to finding proper chemistries and conditions in a multidimensional parameter space of search for advanced processing. However, creating a fast, general, and dependable 2D and 3D computational modeling simulator, possessing predictive capability, is a very difficult task. FPS-3D [12] is a Monte Carlo code, where launched particles (corresponding to the specified fluxes, each particle typically consisting of many gas molecules, or radicals, or ions, or electrons) interact with solid materials of the target. A cellular model is used for presenting solid materials. Each cell has the same volume but contains different number of molecules depending on the density of the corresponding material. A cell is a complex object consisting of a body and a deposition layer, each typically including many molecules. Many attempts have been made in the past (see, for example, [1-11]) to develop numerical techniques allowing reliable feature profile simulations, and significant progress was made to date. Still it is a long way to go to the final goal of reliable and predictive simulations that could be applied to processing in various conditions used in nanotechnology and semiconductor industry. As input parameters, FPS-3D requires that the fluxes of all reactive species to the surface be provided. Those fluxes, and their energy-angle distributions, can be generated by the corresponding plasma codes. Among those, which we often use for this purpose, are HPEM [2,13] or SHEATH-PIC [14]. Incoming fluxes could also be generated internally by FPS-3D if the user specifies a corresponding set of parameters in the input file. Incoming fluxes are represented by particles. Each particle is characterized by the kind of species, as well as by the energy and direction of flight. The Monte Carlo launcher generates those species in correspondence with specified fluxes, so when many particles are launched the result closely corresponds to the specified distribution of fluxes on energy and angle. A size of a Monte Carlo particle (how many molecules it contains) is typically significantly smaller than the size of a material cell, so numerical statistical artifacts could be reduced. However, too small particles lead to increased time of simulations. The user has an option to select a proper compromise between these two effects by adjusting proper control parameters in the input file. All material properties and all reaction mechanisms are specified in the chemistry file. The Monte Carlo treatment of gas and ion reactions is defined by the reaction probability (or by reaction yield), which might depend on particle energy and the angle of incidence to the cell’s normal, as well as on the surface temperature. There might be a few different reactions initiated by the same reactants. In this case, the Monte Carlo algorithm selects a particular reaction depending on its coefficient of probability (or yield). FPS-3D has no limitation on the number of chemical reactions, or on the number of solid and gaseous products produced in each reaction. Whenever there is a reactive gaseous product, it is put in the list of particles to be tracked. Because reaction yields could be greater than 1, and because of a few gaseous reaction species might be produced from a single reaction, the code makes sure to track all the reactive gaseous species until they disappear due to interaction with surfaces or due to leaving the simulation volume. Each chemical reaction includes particular coefficients for probabilities (or for yields). Correspondingly, there are many coefficients which the user should specify before the simulation can start. It is not an easy task to properly choose those coefficients, especially because there could be many reactions and because there might be reaction with limited data available. Also, actual process rates depend not only on energy, angle, or surface temperature, but also, for example, on the ratio of neutral to ion fluxes. A specific methodic was developed for FPS-3D, which recommends how to select the proper reactions such that a singular set of reactions can encompass all those changing conditions. We see this as the only way to make the code to possess a predictive capability to different and changing conditions. 3. Results of calculations Below we present results of calculations for the case of Si and SiO2 etching by plasma or by beams of Cl, Cl+, or Ar+. The most detailed and straightforward tuning of reaction coefficients can be done when the results of calculations are compared with the results of beam experiments, where the species fluxes, the direction of incident particles and their energies can be accurately estimated. FPS-3D could be used for the wide range of scales, and could simulate features with sizes varying from a few nanometers to a few micrometers. This is demonstrated in Figs. 1-3, where the same case of Si/SiO2 etching by Cl+ ions is presented. Of course, simulation for large features usually takes significantly more time, especially if one wants to use small-size cells for large-size features. In Fig. 1, the feature size is 0.5 x 1 μm, while it is smaller -- 50 x 100 nm in Fig. 2, and very small -- 5 x 10 nm in Fig. 3. One could see different degrees of chlorination at the bottom and at the sidewalls of the features. Separate cells are shown in Figs 2 and 3, but not in Fig 1 where the number of cells is too many to show. The size of a cell in Fig. 3 is just 3 x 5 Angstroms, but still each cell contains many molecules. The possibility to consider small sizes opens an option of tuning FPS-3D with well-known Molecular Dynamics models, which are computationally efficient only at small scales. Figure 2. Si etching for a feature sized 50 x 100 nm. The cells are shown. Different materials have different colors. Finite penetration depth of ions into solid materials is included in FPS-3D. However, we do not discuss it here. Correspondingly, to avoid significant ion penetration deeper than the size of the cell, we limit ion energy to 120 eV for the case of Fig. 2 and to 50eV for the case of Fig. 3. Figure 3. Si etching for a feature sized 5 x 10 nm. A cell size is about 3 x 5 Angstroms. Different level of chlorination is seen on the surface. Figure 1. Si etching for a feature sized 0.5 x 1 μm. To demonstrate FPS-3D operation in a 3D mode, Fig. 4 shows trench etching, while Fig. 5 shows via etching. Those are the big-scale models, and both cases represent Si etching by Cl/Ar+ plasma. 3D simulations usually take significantly more time than corresponding 2D simulations, but in cases such, for example, as via etching or any other essentially 3D features, or estimating roughness effects, the 3D option is the only one capable of properly addressing the issues. Conclusions FPS-3D is a fast, general, and dependable 2D and 3D feature profile simulator possessing predictive capability. It can be used for the wide range of scales, from a few nanometers to a few micrometers. Acknowledgments The author is thankful to Dr. S.-Y. Kang of TEL TDC for valuable discussions. References [1] J.C. Arnold, H.H. Sawin, M. Dalvie, S. Hamaguchi, J. Vac. Sci. Tech. A12, 620 (1994) [2] R.J. Hoekstra, M.J. Grapperhaus, M.J. Kushner, J. Vac. Sci. Tech. A15, 1913 (1997). 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