22nd International Symposium on Plasma Chemistry July 5-10, 2015; Antwerp, Belgium Monte Carlo poration model of cell membrane permeabilization for plasma gene transfection A. Zerrouki1, 2, M. Yousfi1, A. Rhallabi3, H. Motomura2 and M. Jinno2 1 2 University of Toulouse, LAPLACE, CNRS, 118 Route de Narbonne, Toulouse, France Ehime University, Department of Electrical and Electronic Engineering, Matsuyama, Ehime 79-8577, Japan 3 University of Nantes, IMN, 2 Rue de la Houssinière, Nantes, France Abstract: A specific Monte Carlo method is developed to simulate pore formation through multilayer cell membranes during the interactions with plasma species (electron, ions and radicals). Membrane layers are assumed as a succession of contiguous super-sites in which occur macro-processes (recombination, reflection, site activation, opening, etc.) when collided by incident plasma super-particles. It is shown interesting and promising results for plasma gene transfection. Keywords: Monte Carlo poration code, cell membrane permeabilization, plasma gene transfection 1. Introduction Gene transfection is a technique of deliberately introducing nucleic acids (DNA) into cells through membrane in order to give them specific characteristics. In practice, this can be achieved following three different ways: chemical method (as e.g., phosphate DNA carriers), physical method (electroporation) and viral method [1]. All these reliable methods are limited to a few experimental systems and can have specific drawbacks (small payload or chemical toxicity or viral risk). Furthermore, due to the costly equipment that is required, these methods cannot usually applicable for the routine transfection of cultured cells. Therefore, the development of a new safe and damage-free technique is in demand. A technique using low temperature atmospheric pressure plasma was invented by the group involving Satoh in 2002 [2] and was reported by Ogawa et al. in 2005 [3]. The plasma irradiation can lead to a transient permeabilization of the cell membrane allowing processes of gene transfection in which DNA and cells are both exposed to fluxes of active plasma species (electrons, ions and neutral radicals) and also to plasma-induced electric The mechanisms leading to membrane field. permeabilization during plasma species/cell interactions are partly evoked in the literature [4] as twofold mechanisms: cell charging and lipid peroxidation. Obviously, the well-known membrane electroporation could be the third mechanism provided high enough plasma-induced electric field is present. In fact, physical cell charging is assumed to generate Coulomb forces at the membrane surface thus in turn can lead to temporary cell membrane disruption while chemical lipid peroxidation can be initiated by plasma radical species such as OH reacting with lipid bilayer and ultimately is also able to create transient pores. However, as already stated in the literature (see e.g., [5]), the mechanisms of more particularly membrane O-5-3 poration are far to be clear and controlled. Therefore fundamental understanding on plasma-induced membrane permeabilization is required for further progress in the field of plasma gene transfection. It is worth noting that some studies are devoted to reactive molecular dynamics for the description of the plasma species/cell interactions (see e.g., [6] or [7]). However, they cannot for the moment help us to better understand the plasma-poration of membranes since these works give, at the atomic scale during a very short time, interesting information on the breaking of some molecular bounds by several plasma species but without any relevant link with transient pore creation. In order to contribute to a better understanding of the pore formation through cell membranes by interactions of some plasma species (electrons, ions and radicals) with a multilayer membrane, we developed a Monte Carlo poration model. The latter has been inspired from works on plasma deep silicon etching applied to nano-electronic devices (see e.g., [8]). As cell membranes are generally formed by a complex structure mainly involving lipids and proteins, it has been assumed for this preliminary work a model membrane formed with 3 layers (2 protein layers enveloping an internal wide lipid layer). Section 2 following present introduction is devoted to the description of the Monte Carlo method for simulation of pore formation while input data on reaction processes and preliminary results are discussed in section 3. 2. Description of Monte Carlo poration method As previously emphasized, the present model inspired from plasma deep silicon etching [8]) is aimed to statistically simulate the pore formation during plasma interactions with membrane. Thus, the displacement of the active plasma species through the membrane and the interactions processes taken into account are governed by stochastic formalism and random numbers. Before 1 describing Monte Carlo algorithm, it is useful to give information on the considered reaction processes and also the membrane structure. 2.1. Reaction processes and membrane structure First, the proportion of the plasma species (electrons or ions or radicals) arriving to the membrane are estimated from their fluxes calculated with the help of kinetics model not described in this work. Each species is considered as a macro-species (or super-particles) representing a large number of particles. Second, the membrane is assumed having a multilayer structure composed for instance by two phospholipid-like layer surrounded by a protein-like external layer. Fig. 1 displays such structure with blue external layers (layers 1 and 4) which are assumed composed by proteins and green internal layers (layers 2 and 3) which are wider and composed by lipids. Each layer is assumed as a homogeneous medium of “macro-molecules” of lipids or proteins. This multilayer structure is then divided or discretized into small grids or meshes for the numerical calculations. Each mesh represents a large number of macro-molecules proportional to the density of the real number of molecules of lipids or proteins. In the framework of this ‘’coarse grained’’ approximation, the interactions are assumed to occur between plasma superparticles and macro-molecules of the different layer meshes. This macroscopic concept does not require a definition at the molecular or atomic scale of the membrane. Therefore, the successive interactions with membrane layers is assumed as global or macro-processes involving the incident plasma super-particles (electrons, ions and radicals) arriving to the membrane surface. Fig. 1. Multilayer membrane and discretisation domain. We assumed the following macro-processes during the interactions of plasma particles with membrane layers: (1) Layer mesh opening; (2) Layer mesh activation leading to activated site (3) layer mesh opening of activated site; (3) Particle recombination or neutralization with layer mesh; (4) Particle reflection on the internal walls of the pore. Obviously the probability of occurrence of these processes depends on the considered particle (electrons or ions or radicals) and also on the nature of the layer nature (lipid for layers 2 and 3 or protein for layers 1 and 4). In the case of reflection, the particle is generally subjected to 2 new displacements until to reach a no-void (or full) site inside the membrane layer. Last, a given probability of occurrence of each macro processes is assigned to each super-particle based on a parametric study of such processes. 2.2. Domain of discretisation Fig. 1 displays the 2D simulation domain represented by a superposition of 4 layers (two external protein layers with thicknesses LY1 and LY4 and two internal lipid layers with thicknesses LY2 and LY3). The sum of the 4 layer thicknesses is chosen coherent with usual membrane thickness (for instance LY1 + LY2 + LY3 + LY4 ≈ 10 nm). The simulation domain is discretised into small meshes called super-sites with step sizes ∆x and ∆y along x and y axis. The step sizes can be chosen regular or not. At the beginning of the simulation, a given plasma particle interacts first with the surface of layer 1. This is why the surface of layer 1 is initialized by an initial distribution of activated sites that are the starting point of the pore formation. The mechanisms of the formation of such initial activated sites are note described in this study. The fraction of the activated sites uniformly distributed over the surface of layer 1 can be chosen for instance from experimental observations of the membrane surface morphology at the nanoscale using for instance Atomic Force Microscopy. These initial activated sites when impacted by incident plasma particle can be transformed into void site thus starting membrane opening. It is worth noting that each super-site (or mesh) is numerically defined by a matrix of numbers associated to the state of the mesh before or after the interactions with plasma species. The different possible state of a given super-site inside a given layer can be for instance virgin (or full) site or activated site or void site or recombined site, etc. 2.3. Monte Carlo algorithm Fig. 2 displays a simplified flowchart of the developed Monte Carlo poration method that describes the successive simulation steps from the interactions with the surface of layer 1 up to the pore formation crossing the 4 considered layers following the previously evocated different reaction processes. For each super-particle (electrons or ions or radicals), a given number of initial particles is chosen proportional to the corresponding particle flux. The particle interacting with the layer surface is selected from uniform random number compared to the fraction of particle flux over total flux. The position (x p,s , y p,s ) of the super-particle p along x axis inside the super-site s and the angular distribution of the incident angle θ p,s are also determined from random numbers. x p,s varies between 0 and surface length LX in the simulation domain and y p,s was assumed constant and equal to a fraction of the mesh step size (y p,s =∆y 1 /10) in the beginning of the simulation at the domain entrance (surface layer 1) O-5-3 activation or recombination or opening, etc.), a new particle is therefore selected. The Monte Carlo simulation is stopped when the entire considered numbers of each kind of super-particle is treated. During Monte Carlo simulation, each selected superparticle is displaced until to interact with the first supersite of the surface or with a no-void (or full) super-site corresponding to the walls or to the bottom of a given pore. The elementary particle displacement dl for an elementary variation along x and y axis is written as: dl=(∆x2 + ∆y2)1/2 The new position x p,s+1 of the current super-particle p is determined from its initial coordinates x p,s , y p,s, the incidence angle θ p and a factor f modulating the displacement: x p,s+1 = x p,s + f x dl x cos(θ p ) y p,s+1 = y p,s + f x dl x sin (θ p ) 3. Input parameters, first results and discussions Fig. 2. Simplified flowchart of Monte Carlo method for pore formation. The plasma parameters are chosen close to the low temperature capillary plasma generated at atmospheric pressure and used for the experimental study of gene transfection at Ehime University [1, 9]. Therefore, the temperature of radicals and ions is considered close to background gas temperature with a Maxwell distribution for the particle energy and an isotropic angular distribution while the electron mean energy can reach several eV and can have a strongly anisotropic angular distribution in the forward direction. The interactions between super-particles and super-sites are treated using predefined reaction probabilities for the different macro-processes. Before and after each process occurring in a super-site, the entire super-particle neighbours need to be identified (as shown in Fig. 3) and the new matrix numbers are stored in order to take into account the change occurring inside the considered supersite (or mesh). 3.1. Simulation conditions Present stochastic poration method is aimed to simulate the pore formation under specific parameters of plasma particles impinging the membrane surface. The simulation parameters are summarized in Table 1. Table.1. Parameters used for simulation. Particle number and Plasma fluxes Total number of initial particles N p to3.5x106 (electrons, ions and radicals) Sizes of membrane layers Discretization 1010-2 Radical flux/Electron flux 3 Ion flux/Electron flux Length LX Membrane thickness LY Layer 1 thickness LY1 Layer 2 thickness LY2 Layer 3 thickness LY3 Layer 3 thickness LY3 Step size ∆x=∆y Mesh number 7x105 up 100 10 2 3 3 2 [nm] [nm] [nm] [nm] [nm] [nm] 0.25 16000 [nm] Fraction of activated sites on layer1 surface 10-2 The chosen number of initial total super-particles is varied from Np = 7x105 to 3.5x106 while the information on the flux fractions of ions F ion and radicals F rad relative to electron flux is chosen coherent with the considered low temperature plasma, i.e., F ion = Ion flux/electron flux = 10-2 F rad = Radical flux/electron flux = 10-3 Fig. 3. Super-site scheme and the 4 neighbouring particles. When the considered super-particle interacts with a novoid site and undergoes a specific end-process (as site O-5-3 Concerning the domain geometry, the membrane length LX was taken equal to 100 nm with thickness LY equal to 10 nm. The last is divided into 2 external protein layers with thicknesses LY1 = LY4 = 2 nm, and two internal lipid layers with thicknesses LY2 = LY3 = 3 nm. The simulation domain is discretised into 16000 small regular 3 meshes (super-sites) with step sizes ∆x = ∆y = 0.25 nm. Last, the fraction of the initial activated sites which are the starting points of the pore formation on the first upper layer (layer 1) is chosen equal to 10-2. This corresponds in our simulation to 5 activated sites uniformly distributed over the surface of layer 1. 3.2. Reaction probabilities and preliminary results It is important to give information on the considered occurrence probabilities of each macro-process already emphasized in section 2 in the cases of each super-particle (electrons, ions and radicals). The following notations are used for these reaction probabilities. In the case of electrons, probability P eAct corresponds to site activation, P eOp-V-s to direct opening of virgin site, and P eOp-Act-s to opening of activated site. As electron energy is relatively high, the electron probability reflection P eRefl is assumed negligible for the present preliminary simulations. In the case of radical/super-site and ion/super-site interactions, the predefined reaction probabilities are chosen for these preliminary calculations similar since in our low temperature plasmas the energy of ion and neutral species is quite close to the background gas energy. The reaction probabilities are P radOp and P ionOp (index rad for radicals and ion for ions) for opening of virgin site, P radOp-Act and P ionOp-Act for opening of activated site, P radRec and P ionRec for particle recombination or neutralization inside layer mesh and P radRefl and P ionRefl for particle reflection on the internal walls of the current pore. For the deviation angle distribution, the reflection processes are assumed specular (incidence angle =reflection angle). Furthermore, only electrons are assumed playing a role on the site activation due to their high energy. In fact, a given super-site once activated by an electron impact is ready to be opened by an impact of either another electron or also by ion or radical. It is noteworthy that any superparticle can also have the possibility to directly open any site but for the moment such probability is neglected. Figs. 4a,b display the pore formation without (Fig. 4a) and with (Fig. 4b) the effect of electron site opening. When only opening of activated sites by impacts of ions and radicals is considered (Fig 4a), it is necessary to use larger particle number Np to have significant membrane poration but without reaching the deeper layers. As soon as the electron opening of activated sites is allowed, pores become deeper even if lower Np is taken into account. Fig. 4c displaying the pore formation without the effect of the particle reflection clearly emphasizes the role of the reflection to widen the pore diameter. Figs. 5a and 5b display the pore formation for two initial numbers of total particle Np under the same probabilities conditions as in Fig. 4b (i.e., involving reflection and additional action of electron to open activated sites). We can see that the increase of Np maintains the same number of pores (5 in the present case) but pores become wider and a little bite deeper. Therefore, we can directly correlate the number of initial 4 particles Np to the exposition time of the cell membrane to the plasma. Under the present simulation conditions, the pore wideness (or diameter) is close to 10 nm which is coherent with standard diameters expected for gene transfection (see e.g. [10]). Fig. 4. Pore formation through multilayer membrane: (a) N p = 3.5x106, P eOp-V-s = P eRefl = P eOp-Act-s = 0, P eAct = 1, and P radOp-V-s = P ionOp-V-s = 0, P radOp-Act-s = P ionOp-Act-s = 0.2, P radRec = P ionRec = 1 and P radRefl = P ionRefl = 0.3; (b) N p = 7x105, P eOp-V-s = 0, P eAct = 0.99 on layer 1 and 0.95 elsewhere, P eOp-Act-s = P eRefl = 0.01 on layer 1 and 0.05 elsewhere, P radOp-V-s = P ionOp-V-s = 0, P radOp-Act-s = P ionOp-Act- = 0.2, P radRec = P ionRec = 1 and P radRefl = P ionRefl = 0.3; (c) N p = 7x105, ’’same probabilities as those of fig. 4b’’ except for P radRefl = P ionRefl = 0. Fig. 5. Pore formation through multilayer membrane with the same predefined probabilities as those of fig. 4b. (a) Np = 6.5x105, (b) Np = 1.2x106. Next steps will be devoted to a wider parametric study involving the different reaction processes between superparticles and layer-meshes to better emphasize processes playing a main role in membrane poration. We will also perform an experimental validation step using comparisons with atomic force microscopy of cells permeabilized by low temperature plasmas. O-5-3 4. References [1] M. Jinno, Y. Ikeda, H. Motomura and S. Satoh. J. Photopolymer Sci. Technol., 27, 399-404 (2014) [2] S. Miyoshi, A. Ohkubo, N. Morikawa, Y. Ogawa, S. Nishimura, M. Fukagawa, H. Arakawa, J. Zenkyo and S. Satoh. Patent WO/2002/064767 (2002) [3] Y. Ogawa, N. Morikawa, A. Ohkubo-Suzuki, S. Miyoshi, H. Awakawa and Y. Kita. Biotechnol. BioEngng., 92, 865 (2005) [4] M. Leduc, D. Guay, R.L. Leask and S. Coulombe. New J. Phys., 11, 115021 (2009) [5] R. Tero, Y. Suda, R. Kato, H. 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