22nd International Symposium on Plasma Chemistry July 5-10, 2015; Antwerp, Belgium Clinical application of cold atmospheric plasma – state and perspectives Th. von Woedtke1,2, H.-R. Metelmann2, J. Lademann3, A. Schmidt1, K. Masur1, R. Schönebeck4 and K.-D. Weltmann1 1 Leibniz Institute for Plasma Science and Technology (INP Greifswald), Greifswald, Germany 2 University Medicine Greifswald, Germany 3 Charité - University Medicine Berlin, Germany 4 neoplas tools GmbH Greifswald, Germany Abstract: Based on strong and sound results from basic research on plasma effects on living cells and tissue, plasma medicine now is starting its successful way into clinical practice. Currently, four cold atmospheric plasma (CAP) sources are CE-certified as medical devices. The main focus of plasma medical application is on wound healing as well as treatment of infective and inflammatory skin diseases. Furthermore, dentistry and cancer treatment are new and emerging fields of CAP application. The use of plasmaactivated liquids has the potential to open up further innovative fields of plasma medicine or plasma pharmacy, respectively. Keywords: plasma medicine, cold atmospheric plasma, medical application 1. General For more than 10 years, a new independent field of medical research called plasma medicine is emerging worldwide. In its strict sense, plasma medicine means the direct application of cold atmospheric plasma (CAP) on or in the human body for therapeutic purposes. After a first period of primarily descriptive research to characterize several effects of CAP on microorganisms and mammalian cells in vitro, research activities in recent years have been focused more and more on basic research to understand and explain mechanisms of biological effects using highly sophisticated cell biological and molecular biological techniques [1]. With these research results, a sound and reputable scientific basis of plasma medicine has been provided which will be further consolidated. This is a main prerequisite not only for acceptance of plasma medicine in the medical doctor’s community but also to get strong criteria to distinguish scientific plasma medicine from obscure players cropping up again and again also under the level of plasma medicine. 2. Basic research on plasma effects on living cells During recent years basic research in plasma medicine has made excellent progress. One of the first important findings was the very effective inactivation of a very broad spectrum of microorganisms by CAP. This can be used for bio-decontamination of materials and medical devices [2, 3], but is also important for plasma medical applications especially because of the fact that also multiresistant microorganisms are susceptible to CAP inactivation [4-6]. Using several mammalian cell lines, general cellular responses emerged: • With lower treatment intensities, CAP is able to stimulate proliferation of mammalian cells and O-7-3 angiogenesis [7]. • Higher CAP treatment intensities lead to apoptosis of mammalian cells including tumour cells [8-10]. With regard to get more insight into mechanisms of biological plasma effects, a huge amount of in vitro studies using microorganisms and mammalian cells [1] resulted in two fundamental insights: • Biological effects of cold atmospheric plasmas are significantly caused by plasma induced changes of the liquid environment of cells, and • these processes are dominated by redox-active reactive oxygen and nitrogen species (ROS, RNS) generated in or transferred into liquid phases. It could be demonstrated in detail that resulting from CAP treatment the redox balance of cells is influenced with subsequent consequences for cell metabolism and viability. By plasma-based delivery of reactive oxygenand nitrogen species, cold plasma stimulates or inhibits cellular processes and triggers hormesis-like processes in mammalian cells. Previous data show that both gene and protein expression is highly affected by non-thermal plasma, and highlights the pivotal role played by NRF2 in regulating cellular defenses against oxidative stress. [11-15]. 3. General fields of medical application of cold atmospheric plasma (CAP) In spring 2012, a group of German researchers in clinical plasma medicine made the following statement: “Due to the status quo in clinical research, plasma treatments in dermatology as well as plastic and aesthetic surgery have the best prospect to succeed. The focuses of therapeutic indications are • the use of antimicrobial plasma effects • plasma supported stimulation of tissue regeneration as well as 1 • inflammation modulating plasma effects. The following application areas can therefore be identified: • the support of the healing process with focus on the treatment of chronic wounds • the treatment of infected skin diseases and • the treatment of dermatitis” [16]. This general estimation is true now as before and was meanwhile approved by several clinical case reports and clinical trials [17-19]. Even if these activities are growing worldwide, most clinical experience with CAP is concentrated in Germany yet. 4. Ar-plasma jet kinpen MED in dermatology and surgery At the present time, four CAP sources are known which being CE certified as medical devices, three of them are based on sound and comprehensive scientific studies. One of them is the kinpen MED (neoplas tools GmbH Greifswald, Germany). In general, argon plasma jets from the kinpen series basically developed by INP Greifswald, Germany (Fig. 1) [20] are counted among the best investigated and characterized CAP sources for medical applications worldwide. in decontamination of microbiologically contaminated sensitive tissue, e.g., buccal mucosa (Fig. 4). Fig. 2. Lower leg of a male patient with chronic wound (peripheral artery disease stage IV) contaminated with P. aeruginosa, before (left) and after the end (right) of 34 treatments by kinpen MED over 17 weeks. Fig. 3. Infected wound, intra-individual comparison of CAP effectivity. Left part: non-treated, right part: 12 circles of CAP treatment (1 min/cm², 3 times in 1 week, followed by a break of 1 week). Fig. 1. CE-certified medical device kinpen MED. Under the mandated application conditions, the maximum temperature kinpen MED’s the plasma jet contacting the skin surface is 38 °C. UV irradiance at the visible tip of the plasma jet 10 mm distant from the nozzle of the capillary is 10.7 µW/cm2 for UV-A (315-380 nm), 14.9 µW/cm2 for UV-B (280-315 nm), and 3.7 µW/cm2 for UV-C (200-280 nm), respectively. With regular application this is far below the maximum daily UV dose. No toxic doses of gases like ozon or NO x are emitted [21, 22]. One of the main advantages of the kinpen MED is the possibility of contact-free application at a distance of about 10 mm between nozzle of the jet and surface to be treated. The spot-like characteristic of the plasma jet enables its handling similar to a scalpel. The safety of kinpen application has been proven by several in vitro as well as in vivo investigations [23-25]. The high potential of the Ar-plasma jet for medical applications particularly in the field of tissue regeneration, wound healing and skin decontamination has been proved by clinical case reports, clinical trials and applications in animals [21, 26-28]. The routine application in medical practice in first clinics as well as doctor’s offices has started. Very promising results are reported especially in the treatment of longlasting chronic wounds where conventional therapies have been failed (Fig. 2), of infected wounds (Fig. 3) as well as 2 Fig. 4. Contamination of a buccal mucosa ulceration (left) and effect of decontamination by 3 circles of CAP treatment (right). Another jet-like CAP source with a lot of clinical application experience is the microwave-driven Ar-plasma torch MicroPlasSter [29-32]. The third wellinvestigated medical device is the dielectric barrier discharge CAP source PlasmaDerm working with atmospheric air for plasma generation [33]. 5. Perspectives Wound healing and treatment of infective skin diseases are in the focus of medical CAP applications today. The intended use of the CE certified medical devices is mainly in this field. Therefore, from the present point of view, dermatology as well as plastic and aesthetic surgery will O-7-3 be the medical fields where plasma medicine is expected to practically succeed at first [16]. Several attempts were made in the past to improve the skin permeability by chemical, physical or mechanical manipulations, thus reducing the barrier function of the skin. Recently, an enhanced penetration could be demonstrated for both topically applied substances and 400 nm sized nanocontainers loaded with a model drug by the application of CAP [34]. However, the drug is to be applied prior to the plasma-skin interaction, i.e., as long as the skin barrier is temporarily disturbed. To prevent the plasma from reacting chemically with the drug, it has to be encapsulated within nanocontainers that are resistant to the effects of the plasma. The results demonstrate that the penetration of the nanocontainers can be effectively enhanced if applied in combination with CAP, hence delivering the model drug unaffected by plasma into deeper skin layers [35]. Another important field of plasma application with a high practical potential is dentistry [36, 37]. Besides wound healing especially disinfection of tooth root canal as well as treatment of dental implants are promising fields of application. However, despite of a huge research effort during the last years, relevant clinical application of CAP in dentistry is not known up to now. Furthermore, because recent basic research results potential CAP application in cancer therapy is getting growing interest [38-40]. This is based above all on the fact that CAP is able to induce apoptosis in cancer cells and that these cells seem to be much more sensitive for CAP treatment compared to non- malignant cells. This opens up possibilities of supportive CAP application e.g. in surgical or radiative cancer eradication (Fig. 5) [41]. Fig. 5. Exophytic cancer of the tongue with central infected ulceration (left) and partial remission under 3 circles of CAP treatment (right). Finally, it is key finding from basic research in plasma medicine that plasma treatment of simple liquids like water, physiological saline or even complex liquids like cell culture media may result in the generation of some kind of “activated liquids” causing biological effects on microorganisms or mammalian cells, too. This opens up on the one hand additional fields of application in medicine where direct plasma application is impossible or has to be avoided, but also in pharmacy to generate, stabilize or optimize liquid formulations containing active ingredients [42]. O-7-3 6. References [1] Th. von Woedtke, K. Masur, S. Reuter and K.D. Weltmann. Phys. Rep., 530, 291 (2013) [2] M. Moreau, N. Orange and M.G.L Feuilloley. 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