st 21 International Symposium on Plasma Chemistry (ISPC 21) Sunday 4 August – Friday 9 August 2013 Cairns Convention Centre, Queensland, Australia Nanostructured Particle Surfaces by PECVD for Improved Powder Processing C. Roth1, G. Oberbossel1, D. Butscher1, P. Rudolf von Rohr1 1 ETH Zurich, Institute of Process Engineering, Zurich, Switzerland Abstract: The surface properties of fine-grained and temperature-sensitive lactose powder were modified to adjust the powder’s flowability and wettability. For this, the lactose particles were coated with SiOx nanoparticles in a tubular plasma reactor. The originally cohesive powder showed a free-flowing behaviour after the surface modification and depending on the used organosilicon monomer, either hydrophobic or hydrophilic powders were obtained. Keywords: Tubular Plasma Reactor, Particle Surface Modification, Nanoparticle Deposition. 1. Introduction Fine-grained powders have a very high surface-to-volume ratio and their macroscopic behaviour depends mainly on the surface structure and chemistry of the single powder particles. Therefore, powder properties as the flow behaviour, compactibility, wettability, or dissolution rate can be tailored by a plasma-assisted surface modification of the single particles [1]. A major problem throughout industry is the handling, conveying, and dosing of fine-grained powders, which is caused by the high attractive van der Waals forces FvdW in between the single powder particles [2]. The force between two spherical particles with diameter R calculates according to the Hamaker law [3] as given in equation (1). A is the Hamaker constant and a material property and H is the interparticle distance. (1) The classic process to improve the flowability of such bulk solids is the batch-wise admixture of nanoparticles, which act as spacers between the much larger substrate particles and increase the interparticle distance. This reduces the attractive van der Waals forces [4, 5] and leads to a higher powder flowability. However, this process is highly empirical, time-consuming and the achievable flow behaviour is limited by the distribution of the spacers on the single powder particles. In contrast, nanoparticles can also be formed and uniformly deposited onto substrate particles in a plasma process within a very short residence time in the order of 0.1 s [6, 7]. For this, the particles need to be mixed with argon, oxygen and an organosilicon monomer and pass a non-equilibrium discharge. In the plasma, SiO x nanoparticles are synthesized out of an organosilicon monomer [8] and directly deposited onto the surface of the much larger substrate particles, as illustrated in Fig. 1. In doing so, both, the flowability and wettability of the powders can be adjusted as a function of the applied plasma conditions and the choice of precursor [1, 9]. Therefore, the plasma-assisted deposition of such spacers, is seen as convenient alternative to improve the flow behaviour of fine-grained and temperature-sensitive powders. Fig. 1: Principle sketch of the simultaneous formation and deposition of nanoparticles onto a substrate particle [9]. Within the scope of this paper, the influence of the substrate powder feed rate on the resulting powder properties is studied for the two organosilicon monomers hexamethyldisiloxane (HMDSO) and tetraethyl orthosilicate (TEOS). 2. Experimental In the applied tubular plasma reactor (TPR), lactose particles passed a non-equilibrium discharge with high velocity (~10 m/s) and their surfaces were modified during their transit of the plasma zone. A schematic diagram of the tubular plasma reactor including powder storage tank, nozzle, reactor tube, and separation unit is shown in Fig. 2. The substrate powder is fed by a metering screw from the storage container and mixed with the process gases in a converging-diverging nozzle. The flow rates of argon, oxygen, and the organosilicon monomer are adjusted by flow controllers and the monomer is evaporated prior feeding. The plasma chamber itself consists of an insulating tube with an inner diameter of 40 mm. An RF signal is applied at the helical coil, which is wrapped around the st 21 International Symposium on Plasma Chemistry (ISPC 21) Sunday 4 August – Friday 9 August 2013 Cairns Convention Centre, Queensland, Australia tubular reactor. The generated electromagnetic field penetrates into the low-pressure environment within the tube and sustains the discharge. Table 1: Standard process parameters. Parameter Plasma power System pressure Argon flow rate Oxygen flow rate Monomer flow rate Value 300 W 200 Pa 950 sccm 500 sccm 50 sccm Lactose monohydrate powder (GranuLac 200, Meggle, Germany) with a median particle diameter of 28 m was chosen as test substrate due to its similarity to industrially relevant products. The flow behavior of the powders was classified according to the so-called flow function coefficient ffc, which is defined as the ratio between the consolidation stress σ1 and the unconfined yield strength σc within a powder. (2) Fig. 2: Tubular plasma reactor (TPR) concept for powder surface modification [1]. A fluid element with dispersed particles passes the discharge in several tens of milliseconds, depending on the total gas flow rate and pressure. Downstream the plasma zone, the particles are separated from the gas by a downcomer, cyclone, and filter unit. A constant pressure in the reactor is maintained during the process by a butterfly control valve in front of a double stage vacuum pump. The constant process conditions of the experiments are given in Table 1. Only the powder feed rate was varied between approximately 0.4 and 6 kg/h. The flow behavior is classified according to Schulze as not flowing for ffc < 1, very cohesive for 1 < ffc < 2, cohesive for 2 < ffc < 4, easy flowing for 4 < ffc < 10 and as free-flowing for 10 < ffc [10]. The flow factor was measured with a ring shear tester (RST-XS, Schulze Schüttguttechnik, Germany) and a shear cell volume of 30 ml. The preshear stress was set to 5000 Pa and shear stresses of 1000, 2500 and 4000 Pa were applied to determine the yield locus and thus, the value of the flow factor. Details about the ring shear tester, the method and the connected theory are well described by Schulze [11]. The particle surfaces were characterized by scanning electron microscopy (SEM). For the SEM analysis, a small amount of powder was fixed to conductive polycarbonate stickers with admixed graphite (G3347, Plano, Germany) and placed on aluminum sample holders. The prepared samples were coated with an approximately 2 nm thick platinum layer in a sputter coater (MED 010, Bal-Tec, Liechtenstein) to reduce charge accumulation on the samples during analysis. The microscope (Gemini 1530, Zeiss, Germany) was operated at an acceleration voltage of 2.0 kV and using a secondary electron detector. 3. ff Results and Discussion The lactose powder feed rate influenced directly the available specific surface area in the TPR. To assess its impact on the achievable flowability, the powder feed rate was varied for the monomers HMDSO and TEOS. All other process conditions remained constant as specified in Table 1. The flowability improvement with respect to untreated powder as a function of the powder feed rate is shown in Fig. 3. The obtained flowability decreased with rising powder feed rate and approached the flow behaviour of untreated lactose asymptotically. At low powder feed rates, a plateau in the achieved ffc is cognizable, from which on st 21 International Symposium on Plasma Chemistry (ISPC 21) Sunday 4 August – Friday 9 August 2013 Cairns Convention Centre, Queensland, Australia a further reduction of the powder feed rate did not improve the flowability anymore. rate. In contrast to the particle growth model for argon:oxygen:monomer discharges in such kind of reactors [8], also substrate particles were present in the TPR and provided a large specific surface area. The formed SiOx clusters and primary particles can either grow to larger structures by coagulation and agglomeration or directly deposit onto the lactose particles. With rising specific lactose surface area, the direct deposition became more probable so that large spacer structures and agglomerates were hardly formed. Fig. 3 Flowability of lactose powder as a function of the lactose feed rate. The formed spacer structures were distributed onto a larger surface, if more substrate powder was fed per time unit. Assuming that the nanoparticle production rate was approximately constant, the fractional surface coverage reduced with rising lactose feed rate so that the obtained surface roughness decreased. The levelling out of the ffc at low powder feed rates can be understood as well. At low powder feed rates, the substrate particles were covered intensively with SiOx nanoparticles so that an additional coating with similar nanoparticles could no longer increase the surface roughness of the particles and a plateau in the obtained flowability was reached. This situation is schematically illustrated in Fig. 4 c). Fig. 4: Two particles a) without flow agents b) with highly dispersed spacer structures and c) fully covered with nanoparticles. This interpretation was qualitatively confirmed by SEM images of coated lactose particles, shown exemplarily for the series with TEOS as precursor in Fig. 5. At the lowest powder feed rate of 0.4 kg/h, the lactose surface was intensively covered with SiOx structures. With rising powder feed rate, the spacer structures were distributed onto a higher specific surface and at the maximum powder feed rate of 5.6 kg/h, many surfaces appeared nearly uncoated. It is hypothesized that the powder feed rate influenced the different particle growth phases as well, so that larger primary particles and more agglomerated structures were found on the lactose surfaces with decreasing powder feed Fig. 5: SEM images of lactose surfaces coated with SiOx structures from the monomer TEOS. The powder feed rate is indicated in the images. All lactose powders coated with TEOS-derived nanostructures were wettable with water, whereas no sample from the HMDSO series featured a water contact angle below 90°. Hence, more polar groups are expected on the powders that were processed in the TEOS series. Since the Hamaker constant A is proportional to the surface free energy, the van der Waals force (1) increases with rising surface free energy too [12]. As a result, the flowability decreases with rising surface free energy. Hence, the different surface free energy in combination with the varying nanoparticle production rate (2.24 g/h for HMDSO and 1.57 g/h for TEOS [8]) could have caused the difference between the two measurement series, shown in Fig. 3. Overall, the flowability is assumed to increase for each parameter combination and organosilicon monomer by lowering the substrate powder feed rate. At a certain powder feed rate, a maximum flowability ffc,max is reached and a further reduction of the available substrate surface area does not improve the flowability anymore, since additional spacer structures either keep the surface roughness at a constant high level or even decrease the roughness again due to the development of a coherent particle-like layer. st 21 International Symposium on Plasma Chemistry (ISPC 21) Sunday 4 August – Friday 9 August 2013 Cairns Convention Centre, Queensland, Australia 4. Conclusions Cohesive lactose powder with a median particle diameter of 28 m was used to investigate a non-equilibrium plasma process for flowability improvement. Since the dispersed substrate powder provided a large specific surface area in the discharge, the growing primary nanoparticles did not agglomerate but deposited directly onto the lactose surface. These formed spacers on the particle surfaces decreased the interparticle van der Waals forces and thus improved the powder flowability. The originally cohesive lactose powder reached flow function coefficients that are classified as easy- or free-flowing after the surface modification in the TPR. However, only lactose powders coated with HMDSO-derived nanoparticles were wettable with water, which was related to the higher surface free energy of TEOS-based depositions. The fractional coverage of the lactose particles with SiOx structures rose with decreasing lactose feed rate. Consequently, high flowabilities were measured if the powder was processed at low powder feed rates. However, below a specific powder feed rate, the resulting flow function coefficient remained approximately constant. A further reduction of the powder feed rate did not improve the flowability anymore, since the surfaces were already intensively covered with spacer structures and the attractive forces in between the deposited glidants partially compensated the reduced van der Waals interactions in between the lactose particles. Overall, the plasma-assisted process for flowability improvement is much faster than the classic method of nanoparticle admixture and the intrinsic dispersion of particles in the plasma enables a uniform and homogeneous surface modification. In addition, no segregation can occur, since the nanostructures are directly bond to the substrate material. Hence, it is highly recommended to apply this process in industry for the flowability improvement of fine-grained, cohesive, and potentially heat-sensitive powders. 5. References [1] C. Roth, Nanoscale plasma surface modification of powders, Dissertation, ETH Zurich, (2012). [2] K. Meyer and I. Zimmermann, Powder Technology, 139, 1, (2004). [3] H. C. Hamaker, Physica, 4, (1937). [4] I. Zimmermann, M. Eber and K. Meyer, Zeitschrift für Physikalische Chemie, 218, 1, (2004). [5] U. Sindel, A. Schweiger and I. Zimmermann, Journal of Pharmaceutical Sciences, 87, 4, (1998). [6] A. Spillmann, A. Sonnenfeld and P. Rudolf von Rohr, Plasma Processes and Polymers, 4, S1, (2007). [7] C. Roth, Z. Künsch, A. Sonnenfeld and P. Rudolf von Rohr, Surface & Coatings Technology, 205, S2, (2011). [8] C. Roth, G. Oberbossel, E. Buitrago, R. Heuberger et al., Plasma Processes and Polymers, 9, 2, (2012). [9] C. Roth, L. Keller and P. Rudolf von Rohr, Surface & Coatings Technology, 206, 19-20, (2012). [10] D. Schulze, Chemie Ingenieur Technik, 67, 1, (1995). [11] D. Schulze, Powders and bulk solids - behavior, characterization, storage and flow, Springer, (2008) [12] A. Spillmann, A. Sonnenfeld and P. Rudolf von Rohr, Plasma Processes and Polymers, 5, 8, (2008). 6. Acknowledgements We would like to thank the Foundation Claude & Giuliana for the financial support and we acknowledge the support of the Electron Microscopy Centre of the ETH Zurich (EMEZ).
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