Electron emission from polycrystalline diamond particles formed by MWP-CVD Kenji Nose, Masao Kamiko and Yoshitaka Mitsuda Institute of Industrial Science, The University of Tokyo. 4-6-1 Komaba, Meguro-ku, Tokyo 153-8505, JAPAN. Abstract: We report on efficient electron emission from non-doped diamond particles. Polycrystalline diamond particles (PDPs) were synthesized on silicon substrate by microwave plasma chemical vapor deposition (MWP-CVD). Bias enhanced nucleation (BEN) method in a relatively high methane concentration (7 %) successfully increased the number of small crystals with fine facets on the PDP surfaces. Electron emission from the PDPs was observed at low electric fields (< 2 V/μm), and the threshold was reduced to 0.8 V/μm by increasing the number of facets on the PDPs. The emission was maintained for over 24 hours at a constant electric field of 3.25 V/μm. Raman spectroscopy and Auger electron spectroscopy indicated that sp2-bonded grain boundaries accounted for the electron transport from the substrate to the surface of the PDPs. These results suggest that the intrinsic diamond particles without dopants are applicable to electron emitters by controlling the phase and the structures on the surface. Keywords: field emission, microwave plasma CVD, diamond thin film, negative electron affinity 1. Introduction Field emission (FE) of electron from solid state materials is extensively studied to achieve flat panel displays and light sources with high energy efficiencies. Diamond is also an attractive material for FE because of its negative electron affinity (NEA) and chemical and physical stabilities. When the dangling bonds of the diamond surface are terminated by hydrogen, electron affinity at the vicinity of the surface is modified to be negative, which enhances the FE efficiency.[1] In addition, the strong covalent bond of diamond is preferable to keep the fine structures of the emission tips. These natures of diamond can realize an efficient FE with a long operating life. As a matter of course, FE devices are essentially composed of electrically conductive materials. Therefore, diamond is intentionally doped by impurities such as B, P and N to enable the carrier transport from the cathode to the top of the emitter tips. It has been reported that FE occurs at a very low electric field of 0.4 V/μm from nitrogen-doped diamond.[2] However, the electrical band diagram at the surface and the mechanisms of the emission is an open question at this stage. Structures of the emission tips are also important for the high-efficient FE. A strong field enhancement is achieved by introducing sharp tips to the surface of the cold cathode. Pyramid, whisker and spike structures have been intentionally formed on the surface of diamond so far.[3] However, these structures formed by etching and other ex-situ processes do not realize ideal sharpness of the tips, and high field enhancement factors (β) are often difficult to be achieved. Additionally, chemical etching in these process can modify the surface termination, resulting in a degradation of the overall emission properties.[4] We have been paying attention to FE from intrinsic crystals of diamond as a FE tip. In this study, bias enhanced nucleation was utilized to increase the number density of the fine facets on the surface of diamond particles. FE properties of these polycrystalline diamond particles (PDPs) were examined on the basis of their unique structures. 2. Experimental An NIRIM (National Institute for Research in Inorganic Materials)-type microwave plasma-chemical vapor deposition (MWP-CVD) chamber was used to synthesize PDPs on silicon.[5] A schematic diagram of the deposition chamber is shown in Fig. 1. (100)-oriented p-type silicon (10 Ωcm) substrates with a size of 10×10 mm2 were ultrasonically cleaned in acetone, ethanol, and deionized water. The natural oxidized layer of the substrate was removed by diluted-HF. The cleaned substrate was mounted on a 17 mm-diameter quartz stage by a Mo cover with a hole of 9 mm-diameter at the center. The total flow of gas, methane diluted by hydrogen, was 100 sccm. No doping gas was introduced into the chamber. The pressure and MW power were maintained to be 6 kPa and 400 W during the deposition. The substrate temperatures were 1200 to 1240 K, measured with a pyrometer (MINOLTA, TR-630) through a quartz window. Structure of the PDPs were controlled by the substrate temperature. A three-step deposition procedure was applied for the fabrication of the PDPs. Methane concentration was 2 % in the first step for 60 min. Secondary, in BEN process, a negative dc bias of 230 V was applied to the substrate for enhancing nucleation in 7 %-methane for 15 min. In the final step, the nuclei were grown in 0.5 % methane for 15 or 60 min. As a reference, polyhedral single-crystalline diamond particles (SDPs) were deposited without the second step. The emission properties of the as-deposited PDPs and the SDPs were compared to each other. The shapes and number densities of the particles were analyzed by a scanning electron microscope (SEM, JEOL, JSM-6330F). Auger electron spectroscopy (AES, JEOL, JAMP-7830F) was applied for analyzing the surface termination of particles. Raman spectroscopy (JOBIN YVON, T-64000) was performed by a green laser (LEXCEL 95, λ=514.5 nm) with a spot size of 1 μm using a 100× objective. Emission properties were measured by currentvoltage (I-V) characteristic in a parallel-plate configuration (Fig. 2). The measurement chamber was evacuated by a turbo-molecular pump to pressures (P) less than 3×10-6 Pa. A copper anode with 5 mm in diameter was used as a counter electrode. I-V measurements were performed by an electrometer (ADC, R8252). The anode and cathode were spatially separated by a polyimide film with a thickness of 80 μm. The electric field, E, was calculated as E=V/t. The voltage was scanned from 0 to 199 V and the reverse direction for 5 times, and the average I-V curve was determined. A fluorescent material (OSRAM SYLVANIA, P15#137)-coated indium tin oxide (ITO)/glass plate was used for a macroscopic observation of emission spots through an optical view port. A dc power supply (TAKASAGO, ZX-400H), digital multimeter (ADC, 7461A) and a series resistance of 100 KΩ were used to evaluate the stability of the emission at E > 2.5 V/ μm for over 24 hours. Macroscopic distribution of the emission spots on the cathode surface was observed by a CCD camera. 3. Results Surface density of the PDPs formed by BEN on the Si cathode was approximately 1010 cm-2, which was six orders of magnitude higher than that on an untreated Si surface. SEM images of the PDPs are shown in Fig. 3 (a,b,c,d). We found two different sizes of the PDPs on the surface, i.e., .3 μm and 250 nm. All the PDPs were covered by fine facets of diamond crystals as shown in the Figure 1. Schematic diagram of the deposition chamber. Substrate dc bias was applied to the substrate. Figure 2. Measurement setup for the electron emission. enlarged views of the surfaces. As a counterpart, polyhedral SDPs were achieved without BEN process as shown in Fig. 3-(e). The lower substrate temperature resulted in the more simple structures of the SDPs, i.e., polyhedrons with fewer facets as shown later. The size of the SDPs was similar to that of the larger PDPs. These results indicate that small facets on the surface of the both sizes of PDPs were grown in the 2nd step, i.e., the BEN with the relatively high methane concentration. PDPs with a little bit fewer facets on the surface were also achieved without the BEN process when the substrate temperature was reduced from 1240 to 1200 K. Raman spectra of the PDPs and the SDPs indicated that both of them are composed of diamond and graphite phase (Fig. 4). These spectra were similar to those of polycrystalline diamond films. The weaker diamond peak and more prominent graphite peak in the PDPs than the SDPs support that the initial SDPs were covered by small crystals with fine facets by the BEN process, which resulted in the unique shape of the PDPs with small crystals. It was expected that the graphitic phase existed mainly in grain boundaries of small crystals on the surface of the PDPs. As a proof, a stronger graphite peak was found when we measured the agglomerates of the smaller PDPs in Raman spectroscopy (not shown). Emission currents from the cathode coated with the PDPs and the SDPs were shown in Fig. 5. It was reproducibly observed in more than 20 samples that current rapidly increased at electric fields less than 2.0 V/μm for the PDPs (a,b). The typical threshold E was 0.8 V/μm for the PDPs with the relatively larger numbers of a) b) c) d) e) Figure 3. SEM images of (a,b) the smaller and (c,d) the larger PDPs deposited by the BEN. Both the PDPs were covered by the crystals with fine facets as shown in enlarged views (b, d). SDP is shown in (e). Figure 4. Raman spectra of single PDP and SDP. facets on the surface like (a). The threshold E was increased when the number of facets on the surface of the particles was decreased (b). Furthermore, no emission was detected in the polyhedral SDPs without small facets on the surface (c). The Fowler-Nordheim plot of the I-V characteristics of the PDPs indicates that the emission was ruled by an electron tunneling of a barrier at the surface as shown in Fig. 6. The barrier height was evaluated to be 0.03 eV. If we assume a work function of 1 eV at the surface of the PDPs, β was calculated to be 200. The emission current was enough stable to be maintained for over 24 hours as shown in Fig. 7. It is worth noting that that emission current became more stable when E was adjusted from a stronger value to a weaker. Meanwhile, the emission was unstable after E was increased. This phenomenon is typically observed in the FE from sharp metal tips. Figure 5. Structures of the diamond particles and the emission current plotted against the applied electric field. Figure 6. Fowler-Nordheim plot of the emission current ( J/E2 – 1/E ). Surface distributions of the FE spots are shown in Fig. 8. Bright points on the fluorescent screen distributed inhomogeneously, indicating the same distribution of the electron emission points. The number of the emission points and the intensity increased as the E increased. The ratio of the emission spots to the number of the PDPs was calculated to be very small (~1/106), but the distribution of the emission spots was roughly consistent with that of the number density of the PDPs on the surface. It is interesting to note that thermal annealing of the PDPs in the air did not result in the degradation of emission properties, but the FE operation in PO2=0.1 Pa was immediately terminated the FE. The AES clarified that the surface of the PDPs were terminated by hydrogen atoms even in the atmospheric pressure and after this operation at the high PO2. Hydrogen termination of diamond is known to be stable up to the temperature around 1300 K, and these results suggests that the degradation of the FE properties occurred not by the change of the surface termination but by the modification of the fine structures of the tips by the ion irradiation under the FE operation. 4. Discussion The FE at E < 2 V/μm from the PDPs and no emission from SDPs with the simple polyhedral structures suggest that the great number density of the potential emission points on the surface effectively reduced the threshold E. This phenomenon has been previously observed in Mo cone arrays.[6] On the cathode made of the PDPs, the number density of the protrusions composed of the fin facets reached 1011 to 1012 cm-2, which was much greater than those of the SDPs deposited without the BEN process. The exact barrier height for electron at the surface is difficult to be determined, but the low threshold E for the emission indicates an small electron affinity of the surface and a strong field enhancement. High β is achievable in FE tips with high aspect ratios. For example, β=800 was reported in an ideal single CNT.[7] The PDPs do not have any high aspect ratios as shown in the SEM images (Figs. 3 and 5), but the crystals with fine facets in the tips of the PDPs might have ideally large curvatures, accounting for the high β. We speculate that the apexes of diamond crystals are much sharper than artificial cone tips[8] made by lithography and following chemical etching because the modification of the chemical bonds from sp3 to sp2 can easily take place in these ex-situ processes. It is normally impossible to cause the electron emission from non-doped diamond particles because of its dielectric property. However, many researchers reported electron emission from non-doped diamond films. In the comparison of the emission properties of the SDPs and the PDPs, we suggest that sp2-bonded phase in grain boundaries took part in the electron transport from the substrate to the emission points. In a previous report, it was suggested that the contamination of sp2-bonded grain boundaries to diamond films reduced the potential barrier of the FE.[9] On the basis of these results, it is speculated that the unique structure of the PDPs and electrically conductive grain boundaries can account for the high efficient emission in this study. 5. Conclusion Electron emission was observed in the PDPs from 0.8 to 2.0 V/μm. The structure of the particle was characterized by the large number of the protrusions made of the crystalline facets on its surface, which might enhance the FE at low E. The sp2–bonded grain boundaries could account for the carrier transport in the intrinsic diamond particles from the substrates. The more efficient diamond emitters would be achieved by controlling the directions and the structures of the fine facets on the PDPs. Figure 7. Continuous electron emission from PDP sample. Emission current greater than 6 μA was maintained for over 24 hours. Figure 8. Light emission from a device composed of a commercial fluorescent screen and the PDP emitter. Red circles depict the window of the anode. The light from the fluorescent screen was enough strong to be identified in a room lighting. References [1] D. Takeuchi et al., Appl. Phys. Express. 3 (2010) 041301. [2] K. Okano et al., Nature 381 (1995) 140. [3] T. Yamada et al., J. Vac. Sci. Technol. B 24 (2006) 967. [4] C. Nützenadel, et al., Appl. Phys. Lett. 69 (1996) 2662. [5] Y. Mitsuda et al., J. Mater. Sci. 22, 1557 (1987). [6] C. A. Spindt et al., J. Appl. Phys. 47 (1976) 5248. [7] R. C. Smith et al., Appl. Phys. Lett. 87 (2005) 103112. [8] Y. Ando et al., Diamond Relat. Mater. 12 (2003) 1681. [9] A. Wisitsora-at et al., Appl. Phys. Lett. 71 (1997) 3394.
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