SIMPLIFIED MODELING OF BACKSCATTERED NOISE AND ATTENUATION PHENOMENA FOR QUANTITATIVE PERFORMANCE DEMONSTRATION OF UT METHODS Sylvain Chatillon, Clarisse Poidevin, Nicolas Gengembre andAlain Lhemery Commissariat a I'Energie Atomique, LIST, CEA-Saclay, bat. 611, 91191 Gif-sur-Yvette cedex, France ABSTRACT. Sensitivity of UT methods in materials such as coarse-grained steels depends on attenuation and noise, due to scattering by microstructural heterogeneities. Here, existing UT simulation tools developed at CEA are modified to account for experimental observations of noise and attenuation. A model-based inversion tool is developed to estimate from experiments the parameters to input into the forward models. Example of application is given, showing the quantitative importance of these phenomena in terms of performance demonstration. INTRODUCTION Alloys used in the nuclear industry are generally obtained by solidification of a liquid phase. At a macroscopic scale, their polycrystalline structure (made of many anisotropic monocrystals) can be considered as an isotropic medium. However, this approximation cannot be used anymore to study the propagation of ultrasonic waves in a coarse-grained metal. Point-like defects (precipitates, solid solutions, lacuna ...) and surface defects (grain bounds that can represent 4 to 5 atomic diameters, interfaces between two phases, ...) are present inside the structure. These defects can behave as diffracting elements or reflecting surfaces relatively to the propagation of ultrasonic waves. Echoes due to scattering by the microstructure give rise to backscattered noise and wave attenuation. To quantify the sensitivity of ultrasonic methods in such a coarse-grained steels or carbon epoxy composites, these phenomena must be accounted for. To this aim, models of attenuation and backscattered noise have been implemented in existing forward models for UT simulation, the Champ-Sons and Mephisto models. Modeling tools for UT simulation are developed at CEA (French Atomic Energy Commission) for several years (Champ-Sons for predicting the field radiated by a transducer, and Mephisto for simulating a whole testing experiment). They are more and more used for demonstrating performances of UT methods. Until now, UT simulation tools were developed assuming perfect elastic media. However, in the case of noisy materials such as coarse-grained steel, performances are affected by noise and attenuation phenomena. It is therefore important to take them into account for predicting accurate sensitivity values of a given method. CP657, Review of Quantitative Nondestructive Evaluation Vol. 22, ed. by D. O. Thompson and D. E. Chimenti © 2003 American Institute of Physics 0-7354-0117-9/03/S20.00 93 The present paper addresses this problem and shows how existing simulation tools have been modified by introducing simplified models of noise and attenuation. These models require specific parameters to input. Variability of noise and attenuation in practice is very high. Therefore, a model-based inversion method has been developed together with the model modifications to measure these parameters from experimental ultrasonic images. EXISTING ULTRASONIC SIMULATION TOOLS IN THE CIVA SYSTEM Champ-Sons* Model for Field Computation Champ-Sons predicts the transient field radiated by a transducer in a component. The transducer can be monolithic or a phased-array, either wedge-coupled or immersed. Components may be of complex geometry (CAD defined) and made of materials either homogeneous or heterogeneous, isotropic or anisotropic. The integration of elementary fields radiated by point-like sources is performed over the radiating surface. Elementary fields are evaluated by means of the pencil method [1]. A pencil is a collection of rays emanating from a point source. The center ray is called axial ray and lays along a geometrical path between the source and the point of field calculation. It follows the energy direction. Reflection, mode-conversions can be taken into account at each interface. The path is associated to a time of flight T. The contribution of the point source to the global impulse response is generally a 5-fimction, delayed by T. Its amplitude is given by the divergence of the pencil (inversely proportional to the radii of curvature of the wavefront). This model has been experimentally validated for several configurations and compared to other approximate or exact models [1]. Mephisto* Model for Simulating an Inspection Mephisto simulates a whole ultrasonic examination from the input of the examination parameters (transducer, component, scanning and defects) and the 3D ultrasonic field computed with Champ-Sons. Mephisto predicts Cscan or Bscan ultrasonic images directly comparable to experimentally measured ones. It deals with homogeneous and isotropic media, immersed or wedge-coupled transducer and planar, volumic or complex defects. The computation is based on a semi-analytical approach and directly carried out in the time domain, using Kirchhoff s diffraction theory and the principle of reciprocity between radiation and reception. At each scanning position, the echoes are computed separately (mode by mode and defect by defect) then summed-up [2]. One echo from one defect is associated to one mode between the emitter and the receiver via the defect with possible mode-conversion onto the defect or component boundaries. SIMULATION OF THE BACKSCATTERED NOISE Simulated ultrasonic images are in general noiseless (numerical noise apart, resulting from too poor discretization at some stages of the computation, which is not desirable). At first glance, it seems strange to wish to pollute nice images with noise. However, actual noise seen in measured images is such that, depending on the material of the part under inspection, indications predicted to be measurable by simulation cannot be detected in practice. An accurate model to predict noise level must therefore be added to the simulations to predict signal-to-noise levels which are of importance as far as performance demonstration is concerned. 94 The backscattered noise and the ultrasonic attenuation have been widely studied [38]. The simplified approach used in most of the recent models consider the noise, in the time domain, as the superimposition of echoes arising from ideal back-scatterers in the medium, as k=l where s(f) is an ultrasonic signal, K is the number of reflectors, ak and rk are the reflection coefficient and the time delay associated to the k-th reflector and a is the attenuation coefficient of the medium. These models consider a far-field approximation and are limited to longitudinal waves. They do not take account of multiple diffraction. In a more general way, Gustafsson and Stepinski [8] introduce the frequency dependence of ak. In the frequency domain, the back-scattered noise can be written as N(f}= i<7*(/)exp(-2y^T,)S(/)= //(/)S(/). (2) k=l The frequency response o(f) of a discontinuity is given by [8] a(f)=K^, xc (3) where Fis the volume of the scatterer, x its distance to the transducer, K a constant and c is the wavespeed of the ultrasonic wave considered. This model has been implemented in Mephisto. The inspected component is supposed to include a set of randomly distributed scatterers with specific reflectivity. The crystallographic structure of the component is supposed to be homogeneous, so that the spatial distribution of scatterers is assumed uniform with a given density. Several regions with different spatial distributions could be used to represent a heterogeneous component. Assuming the medium is isotropic, the crystallographic axes of the grains are uniformly distributed and the grain size and density are also uniform. Applying the central limit theorem, the reflectivity of the scatterers is supposed to be a zero mean Gaussian distribution [8]. Therefore, such a structure is simply described by two parameters: the scatterer density and the variance of reflectivity distribution, directly proportional to the noise level. SIMULATION OF ULTRASOUNIC ATTENUATION Attenuation in metals is mainly due to diffusion phenomena at grain bounds, attenuation due to absorption being negligible [9]. When a wave propagates along a distance d, its amplitude is attenuated by a factor Qxp(-a(A,D)d, (4) where a is the attenuation coefficient. Its frequency dependence has been widely studied. Three domains are classically described, depending on the ratio of average grain size£> to wavelength A : for A » D (Rayleigh regime): for A = D (stochastic regime): for A « D (diffusion regime): a(f] = Q Z)3/4 , 2 a(f}= C2~D f , cc(f)= C3 ID . 95 (5a) (5b) (5c) of parameters parameters D D and and CC.i isis difficult. difficult. Theoretical Theoretical work work isis available available The determination of C.i in in the case case of of ideal ideal polycrystalline polycrystalline metals metals (see (see [9] [9] for for giving analytic formulas of C made in in deriving deriving these these formulas formulas may may be be critical. critical. The The other other example). Assumptions made even more more difficult difficult to to access access due due to to variability variability of of grain grain size size parameter D (geometric) is even [10]). Reliable Reliable data data are are those those one one can can get get from from experiments. experiments. ItIt must must be be distribution (see [10]). measurement can can lead lead to to acceptable acceptable noticed that only specific experiments for attenuation measurement values [11]. in the nuclear nuclear industry, industry, for for aa coarse-grained coarse-grained steel, steel, the ratio ratio In most cases encountered in of the the Rayleigh Rayleigh regime. regime. between wavelength and grain size leads to attenuation typical of coefficient in in the liquid liquid coupling coupling medium medium In case of immersion testing, attenuation coefficient on temperature. temperature. For For water water at at room room temperature, temperature, the the coefficient coefficient isis f/² mainly depends on dependent and given by −6 25-.3xlo 3 × 10 ). α water f ) == 25 f 2 (neper.mm −1,, with ter ((/) ~6/'(neper.mnT with /f in inMHz MHz). (6) (6) A similar law, with a different coefficient, can be used to model model attenuation attenuation in in the the solid wedge of a contact transducer. transducer. This model of attenuation has has been been implemented implemented in in the the Champ-Sons Champ-Sons in in terms terms of of aa time convolution of the impulse impulse response response of of the the transmitted transmitted field field with with the the inverse inverse Fourier Fourier transform of the frequency dependent dependent filter filter of of attenuation. attenuation. For For each each calculation calculation point point in in the the component, component, this this filter filter is is computed computed taking taking into into account account the the paths paths through through the the different different media media from each source point. As an As an illustration, illustration, Fig. Fig. 11 shows shows the the field field transmitted transmitted by by aa 45° 45° shear shear wave wave contact contact transducer in in aa steel steel component component for for three three different different attenuation attenuation coefficients coefficients (0, (0, 55 and and 10 10 dB/m dB/m measured measured at at 1.0 1.0 MHz). MHz). Effects Effects of of attenuation attenuation such such as as amplitude amplitude loss loss (-2.2 (-2.2 dB dBfor for the the 55 dB/m dB/m attenuation attenuation and and –3.6 -3.6 dB dB for for the the 10 10 dB/m) dB/m) and and frequency frequency shift shift are are clearly clearly observed. observed. α = 0 dB/m 0.0 dB α = 5 dB/m α = 10 dB/m -2.2 dB -3.6 dB αa= 10 10 dB/m dB/m 1.9 MHz 1.9MHz 2.0 MHz 2.0MHz 2.1 MHz 2.1MHz 0.0 0.0 Frequency Frequency (MHz) (MHz) αa ==55dB/m dB/m dB/m - - - - αa==0 0 dB/m 5.0 5.0 FIGURE FIGURE 1. 1. Top: Top: Fields Fields transmitted transmitted by by aa 45° 45° shear shear wave wave probe probe in in steel steel for for three three different different attenuation attenuation coefficients. coefficients. –2.2 -2.2 dB dB and and –3.6 -3.6 dB dB correspond correspond to to the the normalization normalization for for the the whole whole computation computation zones zones as as compared compared to to the the non-attenuating non-attenuating case. case. Bottom: Bottom: superimposition superimposition of of spectra spectra of of displacement displacement atat aa point point on on the the acoustical acoustical axis axis at at the the bottom bottom of of the the computation computation zone, zone, showing showing frequency frequency shift shift (for (for the the maximum maximum amplitude). amplitude). 96 MODEL-BASED INVERSION ULTRASONIC IMAGES OF NOISE PARAMETERS FROM MODEL-BASED INVERSION OF NOISE PARAMETERS FROM ULTRASONIC IMAGES The two parameters defined in the forward model of noise are not predictable under simpleThe modeling approaches. Producing syntheticmodel images comparable experiments two parameters defined in the forward of noise are notwith predictable under in terms of noise requires the determination of the two parameters from experiments. simple modeling approaches. Producing synthetic images comparable with experiments inTo achieve this, of model-based process developed. from experiments. To terms of noise requires the inversion determination of has the been two parameters The procedure is based on the segmentation algorithm, developed in the Civa system, achieve this, of model-based inversion process has been developed. appliedThe on procedure a Bscan image. algorithm consists in extracting frominathe Bscan Civa image system,the is basedThis on the segmentation algorithm, developed echoes timeThis andalgorithm orientationconsists criteria.inAn indication is then represented by a appliedusing on a amplitude, Bscan image. extracting from a Bscan image the so-called "segment" made of a set of points (one per scanning position), and an amplitude echoes using amplitude, time and orientation criteria. An indication is then represented by a (the maximum amplitude thescanning points accounted This technique so-called “segment” madeamong of a settheofamplitudes points (oneatper position), for). and an amplitude can viewed amplitude as a timeamong and spatial deconvolution of the image. for). Assuming that each (the be maximum the amplitudes at the points accounted This technique segment corresponds the and contribution of one scatterer, a statistical analyze of that the various can be viewed as a to time spatial deconvolution of the image. Assuming each segments can be applied to extract the parameters of interest. segment corresponds to the contribution of one scatterer, a statistical analyze of the various The can amplitude distribution segmentsofdepends segments be applied to extractof thethe parameters interest. on the amplitude distribution of The amplitude distribution segments depends amplitude of the incident beam and on thatofofthethe scatterers. Let on us the now assumedistribution the amplitude the incidentofbeam and on is that of the Itscatterers. Letto us now assume the by amplitude distribution the scatterers gaussian. is possible measure its variance a modeldistribution of theprocess. scatterers gaussian. It is simulated, possible to given measure variancedistribution by a model- of based inversion A isBscan is first anitsarbitrary based inversion process.used A Bscan first simulated, given an characteristics arbitrary distribution of scatterer, the transducer for the is simulation having the same as that used the transducer used for simulation the same characteristics as that used inscatterer, the experimental image to the inverse. Then,having amplitude histograms of the segmented in the experimental image toto inverse. Then, amplitude histograms the the segmented measured Bscan is compared that of the segmented simulated one. of Then, aim is to measured the Bscan is compared to that thehistograms segmented by simulated one. Then, aim is to to minimize difference between the of two changing from onetherealization minimize between the twodistribution. histograms by changing from step, one realization another in the the difference simulations the scatterer During this first the numberto of another in the simulations the scatterer distribution. During this first step, the scatterers is not of interest. However, to ensure the robustness of the method,number it mustofbe scatterers is not of interest. However, to ensure the robustness of the method, it must be sufficiently high so that simulated results do not significantly change from one realization tosufficiently another. high so that simulated results do not significantly change from one realization to another. Once the variance of the amplitude distribution has been extracted, density parameter Once the variance of the amplitude distribution has been extracted, density parameter is varied to obtain a simulated noise level similar to the experimental one. To this aim, a is varied to obtain a simulated noise level similar to the experimental one. To this aim, a specific image has been developed, that represents the energy averaged for all scanning specific image has been developed, that represents the energy averaged for all scanning positions, versus time-of-flight. An example is given on Fig. 2 where measured Bscan and positions, versus time-of-flight. An example is given on Fig. 2 where measured Bscan and Experimental Experimental Bscan Bscan SimulatedBscan Bscan Simulated Time of flight 1515 50 0 Scanning Scanning 0 300 300 Experimentalsegmented segmented Bscan Bscan Experimental 300 300 Time of flight 15 Scanning Scanning Simulated Simulatedsegmented segmentedBscan Bscan 50 50V 0 0 Scanning Scanning 300 390 0 0 Scanning Scanning 300 390 FIGURE 2. 2. Experimental Experimental and areare thatthat FIGURE and simulated simulated Bscans Bscans and andsegmented segmentedBscans. Bscans.Simulated Simulatedresults resultsshown shown correspondingto tothe the best best match match with with experiments corresponding experiments resulting resultingfrom fromthe theinversion inversionprocedure. procedure. 97 .... simulated simulated — measured simulated simulated measured measured measured Energy Number of segments (%) 10 f 10 E§ I 0 §> *" (/> 0 amplitude 50 5050 1515 Time of flight 0 amplitude 50 Time of flight FIGURE 3. Left: comparison of the simulated and measured histograms of segment amplitudes. Right: FIGURE 3. Left: comparison of the simulated and measured histograms of segment amplitudes. Right: comparison of of thethe simulated and measured energy versus time of of flight. comparison simulated and measured energy versus time flight. segmented segmentedBscan Bscanare arecompared comparedtotothe thesimulated simulated ones. ones. For For the the extracted extracted couple couple ofof parameters, very good agreement between measured and simulated results is observed. parameters, very good agreement between measured and simulated results is observed.Fig. Fig. 3 3compare comparesimulated simulatedand andmeasured measuredhistograms histogramsofofsegment segmentamplitudes amplitudesand andsimulated simulated and and measured energy versus measured energy versustime-of-flight. time-of-flight. EXAMPLE OF APPLICATION EXAMPLE OF APPLICATION The model The modelofofnoise noisewith withitsitstwo twoparameters parametersdetermined determinedasasexplained explainedcan canthen thenbe beused used forfor simulations simulationswith withother othertransducers, transducers,since sinceit itisisnot notspecific specifictotothe thetransducer transducerused usedininthe the measure. This measure. Thisis isparticularly particularlyuseful usefulwhen whenvarious varioustransducers transducersare aretotobebecompared comparedtotoachieve achieve thethe best performances best performancesfor fortesting testingone onegiven givencomponent. component.The Thevarious varioussignal-to-noise signal-to-noiselevels levels one gets with the various transducers are directly comparable. one gets with the various transducers are directly comparable. ToToillustrate illustratethis, this,a astudy studyhas hasbeen beenperformed performedtoto simulate simulate the the inspection inspection of of aa component made component madeofofcoarse-grained coarse-grainedsteel steelusing usingthree threedifferent differenttransducers. transducers.InInaafirst firststep, step,the the parameters parametersofofthethenoise noise models models (scatterers (scatterers density density and and variance variance ofof the the amplitude amplitude distribution) distribution)areareextracted extractedaccording accordingtotothe theacquisition acquisitionperformed performedwith withan animmersed immersedfocused focused transducer. transducer.InIna asecond secondstep, step,these theseparameters parametersare areused usedtotosimulate simulatethe theinspection inspection ofof this this component componentusing usingthree threedifferent differentL-45° L-45°contact contacttransducers transducers(Tl, (T1,T2, T2,T3). T3).They Theydiffer differ only only byby thetheshape shapeofoftheir theirpiezo-element. piezo-element.TlT1isisflat flatwhereas whereasT2 T2isiscylindrical cylindricaland andT3 T3isisbifocal bifocal (torus). The fields (torus). The fieldsthey theyradiate radiateare areshown shownononFig. Fig.4.4. 0 dB (ref) + 5.3 dB + 9 dB FIGURE 4. 4. Fields Fields radiated radiated by: by: left: FIGURE left: flat flat,, Center: Center: cylindrical, cylindrical, Right: Right: bifocal bifocal elements, elements, Top: Top: in in the the plane plane of of incidence, Bottom: Bottom: in in aa plane plane perpendicular perpendicular to to the the refracted refracted center center ray. ray. incidence, 98 transducer scan SDK notch FIGURE 5. Schematic view of the simulated inspection showing where the two artificial defects are located. From Fig. 4, maximum amplitude for each transducer is compared to that of the flat one (reference). The bifocal transducer achieves the best energy focusing in both the plane of incidence and the plane perpendicular to it. This results in an amplitude 9 dB higher than that of reference. The cylindrical one only achieves good focusing in the plane of incidence. Now, a component made coarse-grained steel is successively inspected with the three transducers. The component contains two artificial defects. The first is a notch (4-mmheight and 15-mm-long), modeling a surface-breaking crack and positioned perpendicularly to the surface opposite to the surface where the transducers radiate. The second is a sidedrilled hole of 2-mm-diam. Fig. 5 displays the component containing the two defects and the transducer scan. The notch plane as well as the SDH generatrix are both perpendicular to the plane of incidence. Fig. 6 shows the results of the three simulated inspections in the form of both the Bscan and the echodynamic curve resulting from it. It is observed from the simulated results that noise level considerably varies from one transducer to another. For Tl, the poor focusing in both the plane of incidence and the plane perpendicular to it leads to poor S/N. The best results are obtained with transducer T2, for which the beam radiated is focused in the plane of incidence and unfocused in the plane perpendicular to it. Therefore, a coherent integration takes place in this latter plane. Such an effect cannot take place in scattering by grain boundaries behaving as point-like defects. Transducer T3 is focused in both planes. No integration effect takes place and amplitude level of defect indications decreases as compared to grain scattering noise. Table 1 gives quantitative results of S/N for the two defects and the three different transducers. It is observed that S/N variations can be as high as 14 dB. FIGURE 6. Simulated Bscans and resulting echodynamic curves for the three transducers: Left: Tl, Center, T2 and Right: T3. Black ellipses indicate where indications from both defects are found. TABLE 1. Simulated Signal-to-Noise ratios for the three inspections and the two defects. Tl 0 0 Signal-to-Noise ratios (dB) Notch Side-Drilled-Hole 99 T2 6 14 T3 0 6 CONCLUSION Models developed at CEA [1,2] can now deal with materials in which noise due to coarse-grained structure and associated attenuation play important roles. This allows one to quantify the sensitivity of UT methods. A model of attenuation based on a time filtering approach and a model to simulate the backscattered noise assuming randomly distributed scatterers [8] have been implemented in Champ-Sons and Mephisto models. In the model accounting for noise, the structure is essentially described by two parameters: the density of the scatterers and the distribution of their reflectivity. A procedure (model-based inversion) to extract these two parameters from experimental results has been presented. Example given deals with the inspection of a component made of coarse-grained steel with three different probes. It explains how the various beams radiated by various transducers result in different signal-to-noise ratios. It becomes therefore possible in UT simulation to associate a signal-to-noise ratio to a transducer, given a component made of a material for which the two parameters would have been extracted from an experimental image. REFERENCES 1. Gengembre N. and Lhemery A., "Calculation of wideband ultrasonic fields radiated by water-coupled transducers into heterogeneous and anisotropic media", in Review of progress in QNDE, Vol. 19, eds. D. O. Thompson and D. E. Chimenti, AIP Conference Proceedings 509, Melville, New-York, 2000, pp. 977984. 2. Raillon R. and Lecoeur-Taibi I., "Transient elastodynamic model for beam defect interaction. Application to nondestructive testing" Ultrasonics 38, 527-530 (2000). 3. Stanke F. E. and Kino G. 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