All-Payers Claims Database Workgroup Meeting Summary August 5, 2014, OLF Building B144, 2:00-5:00PM APCD Workgroup Members Present: Thompson Aderinkoni, RetraceHealth; Laurie BreyerKropuenske, Minnesota Department of Administration; John Chandler, Hennepin County Medical Center; Kathryn Correia, HealthEast Healthcare System; Bryan Dowd, University of Minnesota School of Public Health; Roger Kathol, Cartesian Solutions, Inc.; Sara Knudson, Health Partners; Larry Lee, Blue Cross Blue Shield of Minnesota; Nathan Moracco, Minnesota Department of Human Services; Jim Naessens, Mayo Clinic College of Medicine; Michael Oakes, University of Minnesota School of Public Health; Britta Orr, Local Public Health Association; Diane Rydrych, Minnesota Department of Health, Health Policy Division; Michael Scandrett, LPaC Alliance; Mark Sonneborn, Minnesota Health Association Not present: Justin Bell, American Heart Association Minnesota Department of Health staff: Stefan Gildemeister, Kevan Edwards, Chelsea Georgesen Facilitators: Linda Green, Freedman Healthcare; Kris Van Amber, Management Analysis and Development (MAD) Welcome and Introductions Kris Van Amber from MAD asked each workgroup member to introduce themselves and, if they were not the last meeting, to speak about the perspective they bring to the workgroup. Kris reviewed the meeting agenda and asked members of the public who would like to comment during the comment period to sign in. Linda Green from Freedman HealthCare reviewed the meeting goals and timeframe. Kris indicated that members were brought here because they have a unique perspective, so and urged members to share their ideas. Member perspective is crucial. Review of first APCD Workgroup meeting Group Purpose & Ground rules Kris reviewed purpose of the workgroup from statute and the workgroup ground rules. This meeting’s focus was on data use parameters and to discuss a fee structure that would help support, mechanisms of release or assessment, appropriate privacy and security protections and additional resources. 1|Page Recap of first meeting Linda Green from Freedman HealthCare reviewed the first workgroup meeting. The purpose of the last meeting was to help set context for the work ahead, including what the legislature has asked the workgroup to do, what the APCD is, what other states have done, and build an understanding of the workgroup’s perspectives. The top-of-mind feedback the workgroup provided in the last meeting was very valuable to MDH and the facilitators. Linda reviewed the interests identified in the first APCD Workgroup meeting and the focus of this meeting (see PowerPoint presentation). Building Data Use Parameters for the MN APCD Linda gave an overview of evolving APCD data uses (see PowerPoint presentation), including: What do we mean by “Data Use”? Inventory of data use (categories) and examples Other States’ APCD data use concepts The overview informed the APCD Workgroup’s answer to the legislative question regarding “parameters for allowable uses.” This group is charged with finding the right balance in language and parameters that fits the needs of Minnesota. Discussion: States have approached reselling of the data cautiously. States are not yet comfortable with that type of data transfer. At this point, other states have not utilized public/ private partnerships or worked with private entities to financially facilitate the release of data. There is great interest in moving beyond that, but states have not yet gotten that far. Currently, the majority of the users in other states are academic researchers. Virginia and Wisconsin have voluntary APCDs. Colorado is using the data to model bundled payment. Wisconsin is using episodic data. Various state approaches have emerged at the legislative level, where fairly general language is created inside statute. Typically, a stakeholder group convened by the legislature to provide further guidance on how to move data sharing parameters forward. Depending on the state, the legislature has not necessarily consulted all parties prior to drafting the statute. Those states that have broader reporting programs seem to have stronger stakeholder input. There is a huge amount of interest in connecting APCD data to other types of data, such as clinical data or registry data. Exploration of possible connections is still in progress. Maine analyzed how many APCD members could be linked to the statewide exchange. Because Maine’s APCD does not include identifying information, they resorted to probable matches, which resulted in a low match rate with the state exchange. Arkansas plans to collect identified data, so they can align member data with clinical data with much more certainty. 2|Page The role of the state in interpreting the data is something the workgroup needs to decide. Some states contract with trusted analytic organizations, while other states conduct the analysis themselves. Each state that releases data is issuing a data dictionary. States are still developing possible uses. Data checking when the files are submitted looks at data gathered and determines whether fields are completed, the information is what was expected, and whether it is similar to other data. About three years into data collection, states look at how coding is going and whether the information they collect aligns with expectations and quality test results. States use that information to have a continuing conversation about improvement. Data arrives six to nine months after the rule takes effect. Infrastructure is populated in another six to nine months. In twelve to eighteen months, states get an idea of what they have and whether the data is getting stronger. The data can then be evaluated for appropriateness for use in more granular or “segmented” studies. Most states begin with summary-level analyses while they continually improve and refine their data quality efforts. In some cases, lack of individually-identifiable data makes certain types of analyses difficult, although some states do take in double-encrypted patient identifiers. Ongoing conversations with data submitters allow for data validation and alignment to take place, especially when states move towards public reporting. Key data use concepts Kris asked the group what use intentions would look like. The goal is to frame a statement around parameters, rather than a word-smithing exercise. What is resonating with you? What seems appropriate? What was missing? Individuals were asked to write what they thought the parameters and the value or intent of data use should be and share their thoughts in small groups. Pre-activity discussion: • • • • Members should look both at parameters for present data and into the future as the database develops. A frequently asked questions document is available on the MDH website that gives a high-level view of the database, such as the number of payers, process for collection, aggregation processes, and process assuring data quality. Consider what needs to be understood about the data. Acknowledge the limitations and build a consideration of the limitations, rather than articulating the best types of uses for the data. After discussion, the groups offered diverse points of view on data use parameters: Purposes for with the data may be used included “Triple Aim,” “promoting the public good,” and “broad uses.” 3|Page Types of users noted included “anyone,” organizations not required to report to the public, and the general public. Specific uses, including public-facing reports on a website, phased-in or tiered reports, or subject to a review body that would set standards for types of allowed reports. Ability to link the APCD with other datasets. The workgroups also listed data quality and transparency, as well as allowing providers to review and correct the data. Discussion The workgroup discussed the data use parameter concepts and points developed by the small groups. The workgroup discussed limitations on access to the data. Comments included: If the data are open to some people, then it should be available to everyone and the market would decide what analyses need to be conducted. If data accuracy and transparency could be ensured, it should be available to everyone. Rather than issuing a blanket statement or rule for access depending on data quality, the focus should be on what portions of the data are high quality and/or can be validated for use. Abuse and misuse of the data could create disadvantages for certain providers and insurers, so providers and insurers would need a way to dispute or rebut unfair results. A member said that transparency and data linkages may be challenging using de-identified or encrypted data, but possibilities exist to link data using geocoding or death certificates. Another member said that for data linkage, there would need to be process, controls and considerations for situations, such as what benefits were available at the time data was collected. While the onus of data accuracy may be on the user, one member said that at least initially, there needs to be more confidence in the quality of the data. One member said the state could provide a seal of approval of sorts, stating that the data is accurate. Another member said that even high-quality data and research often does not yield high quality research findings. Rather, there should be suggestions for how the data could be used. A member said that establishing parameters for use requires a stronger understanding the type or quality of existing data. A member suggested forming an off-site subgroup to examine data and MDH processes for compiling data and report on quality for workgroup purposes. 4|Page MDH would like to keep the conversation going and proposed sending items for the workgroup to react to between this meeting and the next. Where consensus is unlikely, the group can establish common themes and discuss areas of disagreement. Kris reminded the group that the process is fluid, and themes will take shape as the group progresses. Opportunity for Public Comment Comments submitted by email: A member of the public commented that they agreed that there should not be any restrictions on data access. While member concerns are valid, they would be mitigated by requiring all analyses (including statistical programs etc. used to do the analysis) available to public as part of the data use agreement. This would allow affected parties to independently vet controversial claims based on APCD data. APCD claims database will include data feeds from variety of health plans. Will APCD collect specifics about these health plans? For example, utilization of health care is influenced by the type of health plan a person has. Thus, any outcome of interest needs to be adjusted for individual, plan-specific characteristics. Next Steps Next meeting will be September 2, 2:00–5:00, OLF Building, B144 Please refer to the MDH website, http://www.health.state.mn.us/healthreform/allpayer/ for meeting dates and materials. Public comments may be submitted to Lisa Hermanson at [email protected]. Adjourn 5|Page
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