State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts TEA Division of Federal and State Education Policy ©Copyright Notice These materials are copyrighted © by and are the property of the Region One Education Service Center and the Texas Education Agency and may not be reproduced, distributed, or modified without their written permission except by Texas public school educators under the following conditions: 1. any portion reproduced or distributed will be used exclusively for nonprofit educational purposes in Texas, and 2. no monetary charge is made for the reproduced materials, any documents containing them, or any activity at which they are distributed; however, a reasonable charge to cover only the cost of reproduction and distribution may be charged. To obtain a license to reprint large quantities or to use the materials in a manner not specified above, contact (956) 984-6180. A collaborative project of the TEA Division of Federal and State Education Policy and the Disproportionate Representation in Special Education project. Table of Contents Chapter 1: Introduction to the Technical Assistance System....................................................i Texas’ Disproportionality Plan.......................................................................................1 Tiers of Support..............................................................................................................1 Getting Started: Overview of Tiers of Support..............................................................2 Chapter 2: Workbooks...........................................................................................................6 SPP Indicator 4b............................................................................................................8 SPP Indicator 9.............................................................................................................49 SPP Indicator 10...........................................................................................................49 Chapter 3:Implementation Plans............................................................................................80 Sample Improvement Plans.........................................................................................80 Sample Trainings to Address Specific Issues...............................................................80 Bibliography...........................................................................................................................80 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Chapter 1 Introduction to Texas’ Technical Assistance Plan Disproportionate placement of students from race and ethnic diverse populations in special education programs have been a concern of the U. S. Office of Special Education Programs (OSEP) and the U.S. Office of Civil Rights for many years. With the reauthorization of the Individuals with Disabilities Act (IDEA) 2004, Congress recognized the changes to our society and its role to be responsive to the growing needs of an increasingly diverse society. The statute cited the increase in minority children in our public schools and the discrepancies in the referral and placement of minority children in special education programs. IDEA noted that “greater efforts are needed to prevent the intensification of problems connected with mislabeling and high dropout rates among minority children with disabilities.” The reauthorization of the Individuals with Disabilities Education Act (IDEA) 2004 identified disproportionality as one of its five monitoring priorities for states. IDEA, Sec. 300.173 and Sec. 300.646 (Sec. 300.173 Overidentification and Disproportionality; Sec. 300.646 Disproportionality), requires states to address significant disproportionality where it occurs. States are instructed to collect and examine data to assess whether any racial/ethnic groups are disproportionately represented in special education disability and educational environment categories. Addressing the issues related to disproportionality require examining policies, procedures and practices for serving students from culturally and linguistically diverse backgrounds. A review in terms of access to curriculum, instruction, services, resources, classroom management and discipline and identification can lead to improvement of educational services for students. The National Education Agency’s (NEA) (2007) recommendations for making a difference in disproportionality found in Truth in Labeling: Disproportionality in Special Education include: • Offering early intervention services to address gaps in student achievement and school behavior; • Employing a response to intervention (RtI) process (TEA website: http://www.tea.state.tx.us/ index2.aspx?id=5817 and National Center on RTI website: http://www.rti4success.org/); i TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts • • • • • • Implementing schoolwide Positive Behavioral Support programs and enhancing classroom management skills (National PBIS Center website: www.pbis.org); Increasing academic language proficiency to ensure English language learners grasp academic concepts; Developing culturally responsive teaching skills within culturally appropriate curriculum; Using authentic, culturally responsive assessment techniques; Ensuring quality, early childhood education, and Strengthening parental/family involvement and community partnerships Truth in Labeling hyperlink http://www.nea.org/specialed/images/truthinlabeling.pdf Texas Disproportionality Plan As part of its plan to address disproportionality, the Texas Education Agency contracted with Dr. Edward Fergus (NYU) to develop a technical assistance delivery system. This service delivery system could serve as one model the state could consider broadly and will include multiple tiers of services and assistance: Tier 1: Broad-based general information a) Texas ESC 1 Website: http://specialed.esc1.net/tidrse/site/default.asp . Texas has created a disproportionality website that describes the impacts and provides brief descriptions and links to research based information and resources. The website will also contain webinars that are specifically designed to respond to the needs of LEAs. Tier 2: Focused assistance a) Texas ESC 1 technical assistance providers conduct focused reviews of districts’ policies, procedures, and practices. The TA providers can use a modified version of the Self-Assessment Checklist currently on the ESC 1 website: http://specialed.esc1.net/15711052611291693/site/default.asp b) School Districts contract working with disproportionality experts. One of the ways Texas will provide technical assistance to the local educational agencies (LEAs) is to provide them with a list of experts in the field of disproportionality that they can use to help resolve compliance issues in this area. The list of experts will be included on the Disproportionality website. Tier 3: District-Led review of policies and practices a) School districts use the Technical Assistance Plan outlined in this manual (See Chapter 2) 1 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Getting Started LEAs that are working on disproportionality must develop a process for systems change that is designed to provide district and school improvement teams with the knowledge and technical expertise to develop a deep understanding of problems, issues, and concerns in their schools, and what data-driven means to address them. This process mirrors the No Child Left Behind (NCLB) and Performance Based Monitoring and Intervention (PBMI) Texas State Improvement Plan: (http://portal.esc20.net/portal/page/portal/NCLB/Improvement/NCLB_Improvement_Plans_2010_online.pdf) and http:// www.tea.state.etx.us/index2.aspx?id=2147495552&menu_id2=21474833712. The technical assistance plan is based on a four-step process as shown in Figure 1. Step 1: Form Disproportionality Review Team Step 2: Data-Driven Root Cause Identification Step 3: Develop Improvement Plan (including utilization of funding sources) Step 4: Implement and Monitor Disproportionality Plan Step 1: Form Disproportionality Review Team The four step process is work that is undertaken by a leadership team identified by each LEA. The leadership teams could vary in size from 5-20 members depending on the size of the district. Potential members could include: • • • • • • • • • Superintendent (or representative, i.e., Asst. Supt., Pupil Services Director, etc.) Building Leadership of each K-12 school General Education and Special Education Teachers (elementary, middle and high school) Program Leadership: ESL, Title Programs, Special Education, Guidance and Counseling, etc. Representatives from teacher/intervention teams and special education review committees Representatives of Board and union leadership Parent(s) and/ or Local parent groups Local college or university faculty Local agencies or community groups that provide support to the LEA and/or students who are disproportionately represented in special education programs In addition to having a diverse representation of district roles and responsibilities, it is also important to maintain a district team that reflects the racial/ethnic representation of the district. Within the manual starting in chapter 2, conversations regarding disproportionality will involve answering the question, Why is our racial/ethnic minority population being disproportionately affected by our policies, practices, and beliefs? 2 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Ensuring a diverse representation of individuals on this team will allow for different perspectives to be considered in the analysis and interpretation of data. It’s important that this process begin with ascertaining buy-in throughout the district on disproportionality as a critical equity issue to resolve. Throughout our work with districts, we developed and modified a general process for getting this buy-in. Below are general steps to assembling district teams: Step 1: Obtain the support of the superintendent and share process and time line. Then agree on process outcomes which involves answering for yourself the question, How do we know we are on track? Finally, agree on implementation process, for example, identify the number of hours for meeting, how to contact members, and most importantly when the root cause process is complete, how will the rest of the district be notified of the findings and upcoming changes. Step 2: Develop a membership list of stakeholders. Then outline an outreach process that is inclusive not exclusive. Select participants who can productively participate and are open to considering the dimensions of disproportionality and can deliver the message back to their colleagues. Step 2: Data-Driven Root Cause Identification Once the leadership team is formed, the group begins implementation utilizing an action research cycle that is composed of six interlocking parts; (1) identification of problem areas, concerns, or issues; (2) collection data around these problems or concerns, (3) analysis and interpretation of data to inform instructional improvements (4) creation and implementation of a data-informed intervention implementation, (5) reflection and evaluation of the intervention effectiveness, (6) and modification and improvement the intervention. In this way, the action research process is a practitioner driven problem solving tool. Moreover, the framework of this process is transferable, having broad use by which LEAs can meet school, district, state, and national education goals. The Root Cause Workbooks on State Performance Plan Indicators 4b , 9 and 10 will focus on using data to assist district staff identify the root causes related to their disproportionality rates. The details of each root cause workbook are available in Chapter 2. Step 3: Develop Improvement Plan (including utilization of funding sources) The development of the improvement plan should mirror and/or be embedded within the NCLB Improvement Plan/PBMI frameworks outlined by Texas Education Agency. The rationale for having the disproportionality root causes included within this framework is to ensure LEAs connect disproportionality as an outcome in other core initiatives (e.g., Response to Intervention, Positive Behavior Supports, Common Core Standards, etc.). 3 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Things to consider in developing the improvement plan: current status of substantive initiatives, the degree of prior knowledge and capacity existing in the district leadership, the degree of capacity to sustain the effective implementation of initiatives, and the strategic goals and performance priorities of the district. These factors can play a substantive role in the development of an effective improvement plan. Given the presence of such confounding factors, we recommend the following specific areas are taken into consideration. 1. Define district leadership team charged with oversight in implementation. This involves considering whether special education or general education should lead, frequency of updates for Superintendent, and breadth of district buy-in. 2. The team should develop a long-term implementation plan. This includes a timeline and implementation plan that defines roles, responsibilities, resources, school level intervention outputs and outcomes, etc. The plan should comprise of at least 24-36 months of planning and implementation. 3. Define professional development sequence for building capacity. This includes identifying turnkey individuals/schools, identify district-wide implementation or begin with development oflaboratory schools, allocate sufficient resources to adequately build capacity, and build opportunities for coaching. 4. Review implementation and related outputs and outcomes. This includes annually reviewing the implementation inputs and processes involved in the pathway work, reviewing the output and outcome data to locate progress towards intermediate and long-term goals. Step 4: Monitoring Disproportionality Addressing State Performance Plan Indicators, particularly complex indicators like SPP 4, 9, and 10, involve multiple facets of the school organization. We recommend developing a system that includes collecting data on progress (output and outcome data), and reporting of activities implemented and in progress. This system can include monitoring shortand long-term district progress towards outcomes related to their improvement plan. For example monitoring changes could examine key special education indicators – rates of special education classifications and placements by race/ ethnicity, referral rates by race/ethnicity and gender, referral to classification rates by race/ethnicity and gender – which can signal short- and long-term district progress. A suggested tool is the Monitoring Interventions and Systems of Support document on ESC 1 website. At a State level, progress of these districts can be assessed via several mechanisms, such as utilizing TEA accountability systems to conduct quarterly on-site monitoring of local districts, web-based data system that links SPP indicators with progress, and/or TEA members conducting targeted reviews of districts. SEAs and LEAs that have taken similar steps have experienced a range of outcomes when the strategies are implemented with fidelity such as: • • • • • • • Reduce referrals to special education and instances of disproportionality Reduce disproportionate discipline referrals and out of school suspensions Improve academic achievement Improve student behavior Improve school-parental communication and relationships Improve teacher efficacy Increase collaboration in schools 4 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts 5 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Chapter 2 Disproportionality Workbooks The root cause analysis training workbooks are a sequential series designed to assist school districts in getting to the source(s) of disproportionality in special education. These workbooks have also proved extremely valuable in getting to the root causes of other state performance indicators, i.e., suspension, drop-out rates, etc. Although each workbook can stand on its own, the power of the series is in the ability to connect one workbook to another for a deeper, richer analysis. 6 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts 7 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Indicator 4B: Suspension and Expulsion Root Cause Analysis Workbook Introduction to Workbook The Texas Education Agency Root Cause Analysis Workbook was developed in collaboration with Dr. Edward Fergus. The intent of the workbook is to provide school districts with a root cause process for examining State Performance Plan (SPP) indicator 4b. More specifically the root cause analysis of this SPP indicator will help to identify the areas of focus for remedying this disproportionality issue and ways in which to monitor implementation and progress towards reduced disciplinary referrals and suspensions. What is SPP Indicator 4B? Source: TEA SPP February 2011 version Indicator 4: Rates of suspension and expulsion B. Percent of districts that have: (a) a significant discrepancy, by race or ethnicity, in the rate of suspensions and expulsions of greater than 10 days in a school year for children with IEPs; and (b) policies, procedures or practices that contribute to the significant discrepancy and do not comply with requirements relating to the development and implementation of IEPs, the use of positive behavioral interventions and supports, and procedural safeguards. (20 U.S.C. 1416(a)(3)(A); 1412(a)(22)) Measurement: B. Percent = [(# of districts that have: (a) a significant discrepancy, by race or ethnicity, in the rates of suspensions and expulsions of greater than 10 days in a school year of children with IEPs; and (b) policies, procedures or practices that contribute to the significant discrepancy and do not comply with requirements relating to the development and implementation of IEPs, the use of positive behavioral interventions and supports, and procedural safeguards) divided by the (# of districts in the State)] times 100. Minimum “n” Size Requirement The State's definition of significant discrepancy is any district exceeding the state established critical value of 15.8 (African American), 9.4 (Hispanic), and 6.9 (White) in 2009-10. Given the small numbers and percentages of Native American and Asian students in eligible districts, reliable data could not be computed for these groups using standard procedures. 194 districts were excluded from the analysis based on the state established minimum “n” size requirement. A detailed description of the updated methodology used for Indicator 4B can be found on the TEA website at http://ritter. tea.state.tx.us/special.ed/guidance/discipline/method.html. NOTE: Calculate your district’s data using Texas Education Agency formula: The following website provides the calculation tool for knowing whether your district’s data is above or below the state defined threshold or critical value: http://specialed.esc1.net/15711052611291693/lib/15711052611291693/Copy_of_Monitoring_Disproportionality_Tool. xlsx 8 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts IDENTIFYING ROOT CAUSES STEP 1: An Initial Look at Your District’s Data This initial look at your district’s discipline data is meant to provide both a framework for examining equity in disciplinary outcomes and as well as help your team pose questions about your district and school’s disciplinary practices and policies. Data Requirements within a complete school year: 1. 2. 3. Students with disabilities enrollment by race/ethnicity – aggregate numbers District enrollment by race/ethnicity – aggregate numbers Students suspended or expelled for more than 10 days by SWD status and race/ethnicity – aggregate numbers Data related to State Performance Plan Indicator 4B Looking at data related to State Performance Plan indicator 4B. This indicator looks at significant discrepancies in the number of incidences, duration, and types of disciplinary actions, including suspensions and expulsions, experienced by culturally and linguistically diverse students compared to other students. While more complex formulas can be applied to this data, the simplest way to do this is to look at the differences in the composition of your student enrollment (all students), the enrollment of students with disabilities (those students with IEPs), and enrollment of students with disabilities who have been suspended for more than 10 days. A noticeable difference in these compositions is indicative of disproportionality. Activity Process: As a team, identify a person who is able to extract the necessary data in order to insert into the subsequent tables. Once the data is gathered, team members should work together to conduct the analyses outlined in each table. Upon completing the insertion of data, the team should engage in a data interpretation conversation guided by the questions below the various tables. Using your district’s data, complete the following tables and answer the reflection questions. ** TEA reports SPP indicators only on African American, Hispanic, and White. 9 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts **Table 1: Students Enrolled by Race/Ethnicity School American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total A B C D E F A+B+C+D+E+F = G **Table 2: Composition of Students Enrolled by Race/Ethnicity Student Enrollment Composition American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total From table 1: B C D E F A+B+C+D+E+F =G **Table 3: Number of Students with Disabilities (SWD) by Race/Ethnicity—neesds formatting Students with Disabilities American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total A B C D E F A+B+C+D+E+F =G **Table 4: Composition of Students With Disabilities (SWD) by Race/Ethnicity SWD Composition American Indian Asian or Pacific Islander From table 3: A/G x 100 From table 3: B/G x 100 African American Hispanic White Multiracial Total From table 3: C/G x 100 From table 3: D/G x 100 From table 3: E/G x 100 From table 3: F/G x 100 100% **Table 5: Number of Students with Disabilities (SWD) Suspended for More than 10 Days by Race/ Ethnicity SWD Suspended for More than 10 Days American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total A B C D E F A+B+C+D+E+F =G 10 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts **Table 6: Composition of Students with Disabilities (SWD) Enrollment by Race/Ethnicity Suspended for More than 10 Days SWD Suspended for More than 10 Days Composition American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total From table 5: A/G x 100 From table 5: B/G x 100 From table 5: C/G x 100 From table 5: D/G x 100 From table 5: E/G x 100 From table 5: F/G x 100 100% Reflection How does the overall student composition compare to the students with disabilities composition? • Is the proportion of African American students in your school comparable to the proportion of African American students with disabilities in your school? • Is the proportion of Hispanic students in your school comparable to the proportion of Hispanic students with disabilities in your school? 11 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts How do the students with disabilities composition relate to the students with disabilities suspended for more than 10 days composition? • Is the proportion of African American students with disabilities comparable to the proportion of African American students with disabilities suspended for more than 10 days? • Is the proportion of Hispanic students with disabilities comparable to the proportion of Hispanic students with disabilities suspended for more than 10 days? 12 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts STEP 2: Looking at Discipline Data Discipline data is often times difficult to interpret because it can be tabulated in two different ways: by student and by referral. Student data counts each student for whom there is a discipline record regardless of how many times the student has been referred for disciplinary action. Referral data counts the total number of infractions, but does not take into account that certain students are counted multiple times. As such, these two different perspectives provide different information. Moreover, depending on information collected, discipline data can be analyzed in a variety of ways. The following is a basic framework for analyzing your district’s discipline data. It looks at the following four areas: 1) the demographics of those students involved in your school’s discipline process, 2) the types of discipline infractions, 3) the outcomes of those infractions, and 4) the effectiveness of suspensions. Data Requirements within a complete school year: 1. Students referred for disciplinary action by race/ethnicity – aggregate numbers 2. Number of disciplinary referrals by race/ethnicity – aggregate numbers 3. Number of suspensions by race/ethnicity – aggregate numbers 4. Top ten most common disciplinary referral reasons by race/ethnicity – aggregate numbers Activity Process: As a team, identify a person who is able to extract the necessary data in order to insert into the subsequent tables. Once the data is gathered, team members should work together to conduct the analyses outlined in each table. Upon completing the insertion of data, the team should engage in a data interpretation conversation guided by the questions below the various tables. Using your district’s data, complete the following tables and answer the reflection questions. Count of Students Receiving a Disciplinary Referral **Table 7: How many students are referred for disciplinary action by race/ethnicity (count students)? Number of students referred for disciplinary action American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total A B C D E F A+B+C+D +E+F=G ** Table 8: What is the composition of students referred by race/ethnicity (count students)? American Indian Composition of students referred for action From table 7:A/G x 100 Asian or Pacific Islander African American Hispanic White Multiracial Total From table 7: B/G x 100 From table 7: C/G x 100 From table 7: D/G x 100 From table 7: E/G x 100 From table 7: F/G x 100 100% 13 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Reflection • How does this compare to your school’s overall demographic composition? Count of Disciplinary Referrals ** Table 9: How many disciplinary referrals were written by race/ethnicity? Number of disciplinary referrals American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total A B C D E F A+B+C+D +E+F=G **Table 10: What is the composition of disciplinary referrals (count referrals)? Composition of disciplinary referrals American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total From table 9: A/G x 100 From table 9: B/G x 100 From table 9: C/G x 100 From table 9: D/G x 100 From table 9: E/G x 100 From table 9: F/G x 100 100% 14 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Reflection • How do composition of disciplinary referrals compare to overall student composition? 15 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Referrals that Result in Suspension In an effective discipline system has multiple possible outcomes with suspensions being one of the most severe. Therefore it is important to focus specifically on referrals that result in suspensions. **Table 11: How many disciplinary referrals were written that resulted in a suspension by race/ethnicity? Number of disciplinary referrals American Indian Asian or Pacific Islander African American Hispanic White Multiracial Total A B C D E F A+B+C +D+E+F=G **Table 12: What is the percentage of referrals that resulted in a suspension? American Indian Percentage of referrals that resulted in a suspension Asian or Pacific Islander From table 11: From table 11: A/G x 100 B/G x 100 African American Hispanic White Multiracial Total From table 11: C/G x 100 From table 11: D/G x 100 From table 11: E/G x 100 From table 11: F/G x 100 100% Reflection • How do these compositions compare to their representation of students in the school? 16 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Reason for Referral **What were the five most cited reasons for disciplinary referrals? American Indian Asian or Pacific Islander African American Hispanic White Multi-Racial All students Most common 2nd most common 3rd most common 4th most common 5th most common What were the three most common reasons for disciplinary referrals that were most likely to result in a suspension? Most common 2nd most common 3rd most common 17 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Reflection • Are different groups of students referred for different reasons? If so, why do you think that is? • What is the relationship between the most common reasons for referrals and the referrals most likely to result in suspensions? What does this tell you about your school’s discipline policies and practices? 18 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Recidivism **What is the percentage of students who are suspended receive more multiple suspensions? American Indian Asian or Pacific Islander African American Hispanic White Multiracial Percentage of students who are suspended receive more than ONE suspension Percentage of students who are suspended receive more than THREE suspension Percentage of students who are suspended receive more than FIVE suspension Reflection • What does this tell us about the effectiveness of suspensions? 19 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Total STEP 3: Quality Indicator Review The Quality Indicator Review in this workbook is adapted from the New York State Education Department’s QUALITY INDICATOR REVIEW AND RESOURCE GUIDES for BEHAVIORAL SUPPORTS AND INTERVENTIONS. This section below focus on school-wide discipline systems, behavior management in the classroom, relationship with and among students, instruction, and classroom management. Each of these sections is framed by a key question followed by several quality indicators related to those questions. Additionally, each quality indicator contains several “Description/ Look Fors” that frame the specific elements of the quality indicator as well as suggestions for where to collect evidence related to each “Description/Look Fors.” This quality review is designed to help • Assess the quality of a school instructional programs and practices in the areas of literacy, behavioral supports and interventions; and delivery of special education services • Determine priority need areas; and • Prescribe and plan activities to change practices and improve outcomes for students While engaging instruction is the most effective “behavioral intervention,” every school also needs an effective discipline system. Activity Process: As a team, divide into five groups based on the five key question sections, and each small group should review the indicators and look fors. The small groups should meet to review whether they would like to look specifically at specific school levels (i.e., elementary, middle or high school) as a snapshot or representative sample of district practices and policies. The small groups should use the notes section under each indicator to describe the types of gaps in process relevant to each indicator. Once the small groups have conducted their review, the team should reconvene to review the types of process gaps identified within each indicator. 20 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts KEY QUESTION Does your school have a consistent and comprehensive school-wide behavioral program in place? Indicator 1: School-Wide Discipline System Quality Indicator All students are taught behavioral expectations. Description/Look Fors: Comments/Evidence Instruction in Behavior • Lesson plans for expectations are Lesson plans, schedule for teaching, developed. School-wide Evaluation Tool (SET) results/Survey • School-wide behavioral expectations have been taught directly & informally to all students. • Students and staff know expectations. • Lessons are re-taught as needed based on anaylsis of data. • Acknowledgements are appropriate for the culture of the community served by the school. • A system for collection data on acknowledgements in place. NOTES: 21 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Consistent Behavioral Consequences Consistent consequences are applied • Consequences for behavioral for inappropriate behavior across infractions are clearly defined staff and settings. and documented. • Consequences are appropriate for the entire community and applied proportionately. Teacher handbook, student handbook, interview/survey, school reports, lesson plans, discipline data Written district/campus policies • There is clarity about behavior handled in the classroom and behavior handled by administration. • All staff and students know consequences. • System for collecting data on infractions is in place. • Frequently broken rules are retaught. NOTES: 22 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Data Collection and Analysis Data on student behavior are collected and used to inform and improve the behavioral system. • Office discipline referral form collects all necessary information. Discipline referral form, school data reports, monthly data reports, team minutes, action plans • Office discipline data are gathered routinely and entered into database. • Team summarizes existing discipline data monthly and reports to staff, including suspension data. • Strengths and areas of focus are identified monthly based on data. • Discipline data are used to make decisions and action plans. • Staff, family and student perception data are also reviewed on an on-going basis. NOTES: 23 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts On-going staff development All staff understand and implement the school-wide discipline system with fidelity. • School personnel are trained in school-wide plan. • New personnel are oriented to school-wide plan Training enrollment records, coach report, team action plan, faculty meeting minutes, staff surveys, teacher acknowledgement menu, training materials • Technical assistance is provided to teachers about components of plan. • Re-training provided as needed to staff on plan components. • Reports are made regularly to staff on student data. • Staff are regularly acknowledged for their implementation of the plan. • Professional development includes training on selecting expectations and acknowledgements that are appropriate for the entire school community. NOTES: 24 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts KEY QUESTION Do classroom behavioral support systems relate directly to the school-wide behavioral support system? Do non-classroom behavioral support systems relate directly to the school-wide behavioral system? Indicator 2: Behavior Management Quality Indicator Classroom Management Effective classroom management strategies are used in all classrooms. Description/Look Fors: • Classroom behavioral expectations are aligned with school-wide behavioral expectations. Comments/Evidence Posters of class rules, teacher/ student interview, lesson plans, student interviews, office discipline referral forms, observations • Classroom behavioral expectations are explicitly taught, practiced and re-taught when needed in all classrooms. • Consequences for problem behavior in the classroom are consistent with school-wide plan • Students in every classroom receive a greater number of positive than negative acknowledgements. • Students in every classroom are engaged in meaningful academic work. • As teachers develop their routines, they are respectful of the impact their routines have on other classrooms. NOTES: 25 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Non-Classroom Behavioral Systems Effective management strategies are used in non-classroom settings. • Behavioral expectations for hallways, playgrounds, buses, cafeteria, bathrooms & other non-classroom settings are aligned with school-wide behavioral expectations. Posters in each setting, lesson plans, office discipline referral forms, student/staff interviews, training schedule, sign-ins, staff meeting minutes • Behavioral expectations for each setting have been explicitly taught, practiced and re-taught when needed. • Consequences for problem behavior in these settings are consistent with school-wide plan. • Students receive a greater number of positive than negative acknowledgements in these settings. • Paraprofessionals and other staff responsible for these settings have been trained in the school-wide plan. • Paraprofessionals and other staff responsible for these settings receive data on plan implementation. NOTES: 26 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts KEY QUESTION Do all students feel accepted and valued in the class? Indicator 3: Caring & Supportive Relationship with and among Students Quality Indicator Description/Look Fors: Comments/Evidence Component 1: Positive Classroom Climate The teacher has created a positive, • The teacher respects students Observation, lesson plans, student and warm and accepting environment for and conveys personal acceptance teacher interviews, activity schedules all students in the class. of each student. • The teacher greets students by name. • The teacher is aware of personal goals, interests and activities of students and builds classroom connections. • The teacher engages class in specific classroom-community and trust-building activities (e.g. shared chores). • The teacher holds high expectations of students that are clearly articulated. • Students are engaged in specific activities to build positive peer relationships, like peer tutoring, social groups, and after-school activities. • Students are engaged in specific activities to build positive student-staff relationships, including mentoring and tutoring. • The teacher quickly addresses potential problems in the classroom. 27 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Component 2: Culturally Responsive Classroom Practices All students feel valued and accepted by • Instructional strategies reflect adults and peers in the classroom. and respond to cultural values, experience and learning styles of students in the class. Observation, lesson plans, classroom newsletters, communication logs, student and teacher interview • Opportunities for community engagement are a priority for school and teachers. • Teacher response to student behavior reflects an awareness of cultural differences in verbal and non-verbal cues. • Teacher understands the cultural components of the “conflict-cycle” and intentionally avoids escalating interactions • Classroom establishes a system for regular home-school communication. • Students engage in self-study and learn about the norms and values of their culture. NOTES: 28 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts KEY QUESTION Is instruction thoughtfully designed and delivered to be relevant, appropriately challenging and engaging for all students? Indicator 4: Instruction Designed to Optimize Learning and Engagement Quality Indicator Description/Look Fors: Instruction is Planned Lessons are carefully planned to • The teacher has spent time accommodate the needs of all preparing the lesson. students. • The teacher has adjusted both content and strategies to students’ developmental levels. Comments/Evidence Lesson plans, alternative materials, class schedule • Complex tasks are broken into small steps. • Regular times are scheduled into the day to provide feedback on independent work. • Activities have clear beginnings, ends and efficient transitions. NOTES: 29 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Instruction is Structured and Predictable Lessons are carefully structured and students are aware of lesson objectives and structure • The teacher clearly communicates Observation, student work directions and objectives so that students have a clear plan of action; e.g., teacher uses an advance organizer. • Instruction follows a sequential order that is logically related to skill development. • The teacher’s instructional presentation includes explanation and modeling, followed by coaching, guided and independent practice and timely feedback. • The teacher provides guided practice with error-correction and re-teaching until students attain 80% mastery. • The teacher monitors independent practice at 90-100% mastery. NOTES: 30 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Learning is Actively Monitored Students and teachers are continually assessing effectiveness of lessons. • Students are held accountable for completing work on time. Student work, grade books, progress monitoring data • Students are held accountable for performance; teacher provides feedback on all assignments. • The teacher grades student work regularly and frequently. • The teacher systematically collects, graphs, and reviews student data. NOTES: 31 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Instruction is Interactive and Engaging Teachers use multiple and varied techniques to engage students in the material in meaningful ways. • Instruction includes research-based Lesson plans, observation strategies to engage students; e.g., high rates of opportunities to respond, choral reading, direct instruction, computer-aided instruction, class-wide peer tutoring, and guided notes. • The teacher employs a variety of grouping options including whole group, small and cooperative learning groups, and individual instruction. • The teacher uses strategies to ensure high frequency learning trials and response opportunities; e.g. choral responding, individual response card, and peer tutoring. • Instructional materials are used that students find educationally relevant. • The teacher gives both written and oral feedback that is specific, provides information about accuracy, and recommends alternatives; feedback is timely. • The teacher uses variations in voice, movement and pacing to reinforce attention. • The teacher explicitly points out the connection between effort and outcome. NOTES: 32 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Instruction is Direct and Explicit Students learn to independently use strategies that will help them to successfully acquire and retrieve learned materials. • The teacher provides instruction in cognitive strategies; e.g., taking notes or asking questions, as well as meta-cognitive strategies; e.g., planning, monitoring, and evaluation. Lesson plans, observation • The teacher provides direct instruction in strategies to assist students to acquire new information and learn skills; e.g., activating prior knowledge or thinkalouds. • The teacher provides direct instruction in strategies to store and retrieve information by pairing new information to existing knowledge using a visual device; e.g., mnemonics or concept maps. • The teacher provides direct instruction in test-taking strategies which focuses attention on critical aspects of test items, question answering, etc. NOTES:: 33 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts KEY QUESTION Are classroom activities managed in a proactive, positive and predictable manner so that instructional time is maximized? Indicator 5: Classroom Managed to Support Student Engagement Quality Indicator Description/Look Fors: Comments/Evidence Behavior Expectations Established and Taught There is a system in place to • Classroom behavioral Lesson plans, posters, classroom rules establish and teach clear rules, expectations are consistent with or behavioral matrices, observation, procedures and consequences. school-wide expectations. student interviews, classroom list of acknowledgements and consequences • A small number (3-5) of classroom behavioral expectations are defined. • When possible, students and classroom staff are partners in the development of the behavioral expectations. • Behavioral expectations are positively stated and easily understood. • Behavior expectations are directly and systematically taught. • Behavioral expectations are reviewed frequently and posted about the room. • The teacher provides precorrection and prompting for behavior expectations as well as ongoing feedback. • Students know the acknowledgements for appropriate behavior, as well as the consequences for inappropriate behavior. NOTES: 34 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Behavior is Monitored The teacher actively supervises the classroom, including watching for behaviors to acknowledge and behaviors to correct. • The teacher engages all children and calls students by name. Observation • The teacher knows what the students are doing and what is going on in the classroom. • The teacher moves around the classroom at regular intervals. • Teacher is able to anticipate and prepare for potential behavioral issues. • The teacher actively supervises and monitors by scanning/looking around, interacting frequently with students, correcting errors and providing acknowledgements for behavior consistent with expectations. • Behavioral interruptions are dealt with quickly with little or no interruption to the learning process. NOTES: 35 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Planned Responses to Appropriate Behavior Students are acknowledged for demonstrating expected behaviors. • The teacher provides specific praise Acknowledgement menu, for specific academic and social acknowledgement data, student behaviors linked to classroom interviews expectations. • Acknowledgement for appropriate behavior occurs four times as frequently as acknowledgement for inappropriate behavior. • The teacher uses a wide repertoire of acknowledgements (e.g., tangible, verbal, social, activities) that are valued by the students. • Acknowledgements are delivered to individuals, small groups and/or the whole class. • Acknowledgements are attainable by students at all levels. • Students can verbalize their successes. NOTES: 36 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Planned Responses to Inappropriate Behavior Students clearly see the connection between the inappropriate behavior and its consequences. • Consequences have clear Office discipline referrals, connections to student behavior. behavioral data, observation, Student is able to verbalize/discuss student interviews incident in behavioral terms and the consequences for his actions • Consequences are always paired with re-teaching of appropriate behavior. • Consequences are commensurate with the inappropriate behavior. • Consequences are delivered promptly, consistently and equitably. • Punishment occurs only in the context of a strong program of teaching behavior and providing positive consequences for appropriate behavior. • Punishment is administered matterof-factly without anger, threats or moralizing. NOTES: 37 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Transitions are Managed Classroom transition time results in very few discipline issues, and students move to and from their activities successfully. • Transition time is kept to a minimum and results in minimal loss of instructional time. Observation, lesson plans • The teacher provides instruction and practice in transition procedures at the beginning of the year. • The teacher use cues to signal upcoming transitions. • Transition procedures are reviewed and re-taught as needed throughout the year. NOTES: 38 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Of the five indicators outlined above, which ones demonstrated the least and greatest process gaps? Identify key reasons for the presence and absence of these gaps. 39 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts STEP 3: Identifying school-wide behavioral interventions What are the types of behavioral interventions that are provided at a building and classroom level? As a team outline the various types of interventions that are provided at different stages of behavioral difficulties. Considerations for behavioral interventions should include the following: 1) 2) 3) 4) 5) Teaching & reinforcing context-appropriate social behaviors or skills Removing antecedent factors that trigger occurrences of problem behavior Adding antecedent factors that trigger occurrences of context appropriate social skills Removing consequence factors that maintain (function) occurrences of problem behaviors Adding consequence factors that maintain occurrences of context appropriate social behaviors1 . Intervention level Available Building and Classroom interventions Primary School/Classroom wide systems for all students, staff and settings Secondary Specialized group for students who are demonstrating at-risk behavior Tertiary Specialized group for students who are demonstrating high-risk behavior 1Adapted from www.pbis.org 40 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Effectiveness of Implementation and Result Intervention level What are the most effective interventions and why? Primary School/Classroom wide systems for all students, staff and settings Secondary Specialized group for students who are demonstrating atrisk behavior Tertiary Specialized group for students who are demonstrating high-risk behavior 41 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts STEP 4: Identifying discipline referral and suspension process Activity Process: As a team consider the path taken by a general education teacher when a student exhibits behavior problems/needs. Please discuss this student’s journey through the disciplinary process, and write down the key policies, practices, and beliefs that may affect or determine the student’s outcome at each of the steps below. Student exhibits problem behavior/ need Respondent The school administrator and/ or intervention team receives and considers the disciplinary referral Teacher submits a referral to the building administrator for her/him to consider The school administrator recommends student to be suspended and/or other consequence • • • • • • • • • • • • • • • • • • • • 42 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Looking at Discipline Policy Documents School Name: _________________________________________ Date: _____________________________ Examining your school’s policy documents answer the following questions: Remember to be aware of your perspective and record all perspectives on the team Code of Conduct What are some things that you like about this code of conduct? What are some things that you don’t like about this code of conduct? 43 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts What is the purpose of the code of conduct? How does your school use the code of conducthow is it used by teachers and how is it used by teachers and how is it used by school administrators? How was it created? How is it distributed? How does your school ensure that all staff members have the same understanding of the code of conduct? Is there any ambiguous language that is open to intepretation in the code of conduct? 44 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Looking at Policy Documents Examining your school’s policy documents answer the following questions: Remember to be aware of your perspective and record all perspectives on the team School discipline/referral forms What are some things that you like about this form? What are some things that you don’t like about this form? 45 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts STEP 5: Root Cause Conclusion Based on your analysis of your student data, quality review, disciplinary process, and interventions list, what are your district strengths and what are your district’s process gaps? How does your data support these conclusions? 46 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts What are specific process remedies for this disproportionality pattern? 47 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Additional notes regarding disproportionality. 48 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Indicator 9 and 10: Classification and Disability Type Root Cause Analysis Workbook 49 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts INTRODUCTION Purpose of the workbook The purpose of this workbook is to provide district/school personnel an overview of how to analyze special education and general education enrollment data in order to identify rates of disproportionality in special education classification and placement. The manual is divided into three levels of examination: 1) General; 2) By race/ethnicity; and 3) By disability type and gender by race/ethnicity. Each level outlines the core questions that should be answered by the data, as well as the different layers of interpretation that could be conducted of the data charts. The analysis and interpretation is an initial foray into understanding racial/ethnic disproportionality in special education classification and placement. Data Requirements District / School data In order to begin this data exercise you need to have certain data available. The data includes general education enrollment by race and gender, and special education enrollment by race and gender (classification disability type, e.g., emotional disturbance, learning disability, etc.). It is critical the general and special education enrollment data reflect the same school years; a lack in consistency prevents appropriate analysis. Looking at the Data This workbook takes the user through the various levels of data, moving from the most general information to specifics about classification and placement, using a variety of formulas. The initial levels of data analysis give a broad picture of which students are being classified as having disabilities and to what extent. As the analysis moves deeper, the types of classifications become clearer. Three main data tools (calculations) are used to explore special education data: classification rate, composition index, and relative risk ratio. Because of the relative strengths and weaknesses of each tool, it is best to use as many of the tools as possible at a given level. While each tool can give some information, using all three tools will create a more complete statistical picture. • The classification rate identifies at what rate, or percentage of risk, students of a particular racial/ethnic group have of being classified as students with disabilities. • The composition index gives the proportion of students by race/ethnicity in a particular situation. Composition indexes are used to determine if a particular group is over or under represented in special education, in a particular disability, or in a particular classroom setting. • Relative risk ratios give a comparison of risk for classification of one group in relation to the risk for all other groups. A risk ratio of 1 indicates that there is equal risk. An increase in risk ratio is indicative of increased risk. Working with this Workbook After inputting and running the formulas in each section, it is important to examine the results critically. The first step in doing this is to write down what you noticed. What patterns are emerging and what possible problems are becoming apparent? The second step is to attempt to explain your findings (what you have noticed) in the context of the data and current research. Pay close attention to the research notes, critical thoughts, and critical questions to help aid in your analysis. 50 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts What is SPP Indicator 9 and 10? Source: TEA SPP February 2011 version Indicator 9: Percent of districts with disproportionate representation of racial and ethnic groups in special education and related services that is the result of inappropriate identification. (20 U.S.C. 1416(a)(3)(C)) Measurement: Percent = [(# of districts with disproportionate representation of racial and ethnic groups in special education and related services that is the result of inappropriate identification) divided by the (# of districts in the State)] times 100. The State’s definition of disproportionate representation is any district exceeding the state established critical value of 31.4% (African American), 20.2% (Hispanic), 8.7% (Asian), 22.5% (Native American) and 19.2% (White) in 2009-2010. In order to ensure that the findings are valid and reliable as possible, each student ethnic/racial group (all students, not just special education) must number at least 30 students and represent at least 10 percent of the overall population. Indicator 10: Percent of districts with disproportionate representation of racial and ethnic groups in specific disability categories that is the result of inappropriate identification. (20 U.S.C. 1416(a)(3)(C)) Measurement: Percent = [(# of districts with disproportionate representation of racial and ethnic groups in specific disability categories that is the result of inappropriate identification) divided by the (# of districts in the State)] times 100. The State’s definition of disproportionate representation is any district exceeding the state established critical values. Given the small numbers and percentages of Native American and Asian students in eligible districts, reliable data could not be computed for these groups using standard procedures. Race/Ethnicity OHI ID ED LD SI AU African American 25.23% 21.91% 30.48% 88.12% 29.33% 9.79% Hispanic 19.24% 17.02% 19.80% 89.70% 42.21% 11.12% White 30.34% 12.61% 28.80% 76.97% 39.25% 18.28% OHI=Other Health Impaired; ID=Intellectual Disability; ED=Emotional Disturbance; LD=Learning Disability; SI=Speech Impairment; AU=Autism In order to ensure that the findings are valid and reliable as possible, each ethnic/racial group must represent at least 10 percent of the general population and number at least 30 students; there must be at least 30 students served by special education within each ethnic/racial group; and there must be at least 10 ethnic/racial group students within an eligibility category to be included in the analysis. A detailed description of the methodology used for Indicators 9 and 10 can be found on the TEA website at http://ritter. tea.state.tx.us/special.ed/guidance/disprop/Ind0910method.pdf 51 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Indicator 9 and 10 Root Cause Process STEP 1: An Initial Look at Your District’s Data This initial look at your district’s classification data is meant to provide both a framework for examining equity in instruction, referral, intervention, and classification which will help your team pose questions about your district and school’s instructional practices and policies. Data Requirements within a complete school year: 1. Students with disabilities enrollment by race/ethnicity – aggregate numbers 2. District enrollment by race/ethnicity – aggregate numbers 3. Students with disabilities by disability type and race/ethnicity – aggregate numbers Data related to State Performance Plan Indicator 9 and 10 Looking at data related to State Performance Plan indicators 9 and 10. This indicator looks at differences in special education classification rate and disability type rates experienced by culturally and linguistically diverse students (i.e., African American,Hispanic, and Native American) compared to other students. While more complex formulas can be applied to this data, the simplest way to do this is to look at the differences in the composition of your student enrollment (all students), the enrollment of students with disabilities (those students with IEPs). A noticeable difference in these compositions is indicative of disproportionality. Activity Process: As a team, identify a person who is able to extract the necessary data in order to insert into the subsequent tables. Once the data is gathered, team members should work together to conduct the analyses outlined in each table. Upon completing the insertion of data, the team should engage in a data interpretation conversation guided by the questions below the various tables. Using your district’s data, complete the following tables and answer the reflection questions. Formula 1: Overall Classification Classification Rate = _______ ÷ _______ x 100 = _______% Classification Rate = Number SWD divided by Total number of students x 100 Of all students, INSERT PERCENTAGE are classified with special education services. What do you notice? 52 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 2: Classification of SWD by Race/Ethnicity ** TEA SPP Indicators 9 and 10 only look at African American, Hispanic, and White. Table 1: Observed Classification Rate by Race/Ethnicity African American Hispanic White Total A. Observed SWD # classified # classified # classified Total # classified B. Total Enrollment # enrolled # enrolled # enrolled Total # enrolled C. % observed A/B x 100 A/B x 100 A/B x 100 A/B x 100 Analysis and Interpretation: Of African American students, INSERT PERCENTAGE FROM LINE C _________ % are classified with special education services. Of Hispanic students, INSERT PERCENTAGE FROM LINE C _________ % are classified with special education services. Of White students, INSERT PERCENTAGE FROM LINE C _________ % are classified with special education services. What do you notice? 53 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 3: Composition of SWD Compared to the Racial/Ethnic Composition of the Entire District In analyzing at Composition Indexes, we look at the proportional representation of a racial/ethnic group in the district as compared to the proportional representation of the same group in special education. This comparison is the heart of disproportionality. Table 2: Observed Composition Index of District African American Hispanic White Total Total Enrollment A # Enrolled B # Enrolled C # Enrolled D Total # Enrolled E. Direct Composition A/D x 100 B/D x 100 C/D x 100 Table 3: Observed Composition Index of SWD in District African American Hispanic White Total SWD Enrollment A # classified B # classified C # classified D Total # classified F. SWD Composition A/D x 100 B/D x 100 C/D x 100 Analysis and Interpretation: African American students make up INSERT COMPOSITION FROM LINE E ________ % of the district population and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified as having a disability. Hispanic students make up INSERT COMPOSITION FROM LINE E ________ of the district population and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified as having a disability. White students make up INSERT COMPOSITION FROM LINE E ________ % of the district population and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified as having a disability. What do you notice? 54 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 4: Relative Risk Ratio (Risk Ratio) We utilize measures of Risk to answer questions about the likelihood of students in a given racial/ethnic group being classified and placed in special education. The relative risk is similar to the composition index in that it is number of students in a particular racial/ethnic group classified as SWD divided by the number of total students in that same racial ethnic group. A Relative Risk Ratio (Risk Ratio) is a comparison of the relative risks of a particular racial/ethnic group compared to the relative risks of the remaining racial/ethnic groups. Relative Risk Ratio (Risk Ratio) is the ratio of two ratios. It allows one to answer specifically the question of how much more likely is it that a student from a particular racial or ethnic group, in a given setting, will receive a certain classification and or placement than will students from all other racial and ethnic groups in the setting. Thus, if a particular racial or ethnic group’s Risk Ratio is 2.0 it means that students from that racial or ethnic group are twice more likely to receive a certain classification than other students. If a particular racial or ethnic group’s Risk Ratio is 1.0 it means that students from that racial or ethnic group are equally likely to receive a certain classification as other students, and if a particular racial or ethnic group’s Risk Ratio is .50, it means that students from that racial or ethnic group are less than half as likely to receive a certain classification as other students. Relative Risk Ratio Computations for classification by race/ethnicity: African American Risk Ratio (African American SWD ÷ African American enrollment) ÷ [(Total SWD –African American SWD) ÷ (Total enrollment –African American enrollment)] = ______ risk Hispanic Risk Ratio (Hispanic SWD ÷ Hispanic enrollment) ÷ [(Total SWD – Hispanic SWD) ÷ (Total enrollment – Hispanic enrollment)] = ______ risk White Risk Ratio (White SWD ÷ White enrollment) ÷ [(Total SWD – White SWD) ÷ (Total enrollment – White enrollment)] = ______ risk 55 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts What do you notice? 56 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 5: Classification Rates of Students with LD, ED, and SI by Race/Ethnicity Table 5: Observed Classification Rate of LD by Race/Ethnicity African American A. Observed LD Hispanic White Total # LD # LD # LD Total # LD B. SWD Enrollment # classified # classified # classified Total # classified C. % observed A/B x 100 A/B x 100 A/B x 100 A/B x 100 Analysis and Interpretation: Of African American students with disabilities, INSERT PERCENTAGE FROM LINE C _______ % are classified as having a learning disability. Of Hispanic students with disabilities, INSERT PERCENTAGE FROM LINE C _______% are classified as having a learning disability. Of White students with disabilities, INSERT PERCENTAGE FROM LINE C _______ % are classified as having a learning disability. Table 6: Observed Classification Rate of ED by Race/Ethnicity Black Hispanic White Total # ED # ED # ED Total # ED B. SWD Enrollment # classified # classified # classified Total # classified C. % observed A/B x 100 A/B x 100 A/B x 100 A/B x 100 A. Observed ED Analysis and Interpretation: Of African American students with disabilities, INSERT PERCENTAGE FROM LINE C ________% are classified as having an emotional disturbance. Of Hispanic students with disabilities, INSERT PERCENTAGE FROM LINE C ________% are classified as having an emotional disturbance. Of White students with disabilities, INSERT PERCENTAGE FROM LINE C ________ % are classified as having an emotional disturbance. 57 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Table 7: Observed Classification Rate of SI by Race/Ethnicity A. Observed SI B. SWD Enrollment C. % observed African American # SI # classified A/B x 100 Hispanic # SI # classified A/B x 100 White # SI # classified A/B x 100 Total Total # SI Total # classified A/B x 100 Analysis and Interpretation: Of African American students with disabilities, INSERT PERCENTAGE FROM LINE C _______% are classified as having a speech impairment. Of Hispanic students with disabilities, INSERT PERCENTAGE FROM LINE C _______% are classified as having a speech impairment. Of White students with disabilities, INSERT PERCENTAGE FROM LINE C _______ % are classified as having a speech impairment What do you notice? 58 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 5: Composition Indexes of Students with LD, ED, and SI by Race/Ethnicity Table 8: Observed Composition Index of SWD African American Hispanic White Total SWD Enrollment A # classified B # classified C # classified D Total # classified E. SWD Composition A/D x 100 B/D x 100 C/D x 100 African American Hispanic White Total A # LD B # LD C # LD D Total # LD A/D x 100 B/D x 100 C/D x 100 Table 9: Observed Composition Index LD LD Enrollment F. LD Composition Analysis and Interpretation: African American students make up INSERT COMPOSITION FROM LINE E ________% of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having a learning disability. Hispanic students make up INSERT COMPOSITION FROM LINE E ________ % of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having a learning disability. White students make up INSERT COMPOSITION FROM LINE E ________ % of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having a learning disability. 59 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Table 10: Observed Composition Index of SWD African American Hispanic White Total SWD Enrollment A # classified B # classified C # classified D Total # classified E. SWD Composition A/D x 100 B/D x 100 C/D x 100 African American Hispanic White Total A # ED B # ED C # ED D Total # ED A/D x 100 B/D x 100 C/D x 100 Table 11: Observed Composition Index ED SWD Enrollment F. ED Composition Analysis and Interpretation: African American students make up INSERT COMPOSITION FROM LINE E ________ % of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________% of students in the district classified having an emotional disturbance. Hispanic students make up INSERT COMPOSITION FROM LINE E ________ % of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having an emotional disturbance. White students make up INSERT COMPOSITION FROM LINE E ________ % of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having an emotional disturbance. 60 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Table 12: Observed Composition Index of SWD African American Hispanic White Total SWD Enrollment A # classified B # classified C # classified D Total # classified E. SWD Composition A/D x 100 B/D x 100 C/D x 100 African American Hispanic White Total A # SI B # SI C # SI D # SI A/D x 100 B/D x 100 C/D x 100 Table 13: Observed Composition Index SI SI Enrollment E. SI Composition Analysis and Interpretation: African American students make up INSERT COMPOSITION FROM LINE E ________% of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having a speech impairment. Hispanic students make up INSERT COMPOSITION FROM LINE E ________% of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________ % of students in the district classified having a speech impairment. White students make up INSERT COMPOSITION FROM LINE E ________ % of students in the district classified as having a disability and make up INSERT COMPOSITION FROM LINE F ________% of students in the district classified having a speech impairment. What do you notice? 61 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 6: Relative Risk Ratio Computations for LD, ED, or SI Classification by Race/Ethnicity IMPORTANT: Calculate the Risk Ratio of each classification (LD, ED, or SI) separately African American Risk Ratio (African American LD, ED, or SI ÷ African American enrollment) ÷ [(Total LD, ED, or SI –African American LD, ED, or SI) ÷ (Total enrollment –African American enrollment)] = ______ risk Hispanic Risk Ratio (Hispanic LD, ED, or SI ÷ Hispanic enrollment) ÷ [(Total LD, ED, or SI – Hispanic LD, ED, or SI) ÷ (Total enrollment – Hispanic enrollment)] = ______ risk White Risk Ratio (White LD, ED, or SI ÷ White enrollment) ÷ [(Total LD, ED, or SI – White LD, ED, or SI) ÷ (Total enrollment – White enrollment)] = ______ risk What do you notice? 62 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Formula 7: Classification of SWD by Gender and Race/Ethnicity Table 13: Observed Classification of Males by Race African American Hispanic White Total # Male Classified # Male Classified # Male Classified # Male Classified B. Total male enrollment Total # male enrolled Total # male enrolled Total # male enrolled Total # male enrolled C. % male SWD A/B x 100 A/B x 100 A/B x 100 A/B x 100 A. Observed male SWD Analysis and Interpretation: Of African American males students INSERT PERCENTAGE FROM LINE C ________% are classified with special education services. Of Hispanic male students INSERT PERCENTAGE FROM LINE C ________% are classified with special education services. Of White male students INSERT PERCENTAGE FROM LINE C ________% are classified with special education services. Of All male students INSERT PERCENTAGE FROM LINE C ________ % are classified with special education services. Classificiation Rate = _______ ÷ _________ x 100 = _______% CLassificiation Rate of Racial/ethnic group female = Number SWD of racial group female divided by Total Enrollment of racial group female x 100 63 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Observed Classification of Females by Race A. Observed female SWD B. Total female enrollment African American Hispanic White Total # Female Classified # Female Classified # Female Classified # Female Classified Total # female enrolled Total # female enrolled Total # female enrolled Total # female enrolled A/B x 100 A/B x 100 A/B x 100 A/B x 100 C. % female SWD Analysis and Interpretation: Of African American female students INSERT PERCENTAGE FROM LINE C ________ % are classified with special education services. Of Hispanic female students INSERT PERCENTAGE FROM LINE C ________% are classified with special education services. Of White female students INSERT PERCENTAGE FROM LINE C ________ % are classified with special education services. Of All female students INSERT PERCENTAGE FROM LINE C ________ % are classified with special education services. What do you notice? Critical Analysis 64 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Overall Analysis Are there any racial/ethnic groups that have a high risk of being classified as a SWD in this district? What is their story (i.e. referrals, classification, setting, etc.)? Why is it necessary to look at all of these components to help draw sound conclusions? 65 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts STEP 2: Looking at Referral and Recommendation Data Activity Process: As a team consider the path taken by a general education teacher when a student exhibits an academic problems/needs. Please discuss this student’s journey through the academic referral process, and write down the key policies, practices, and beliefs that may affect or determine the student’s outcome at each of the steps below. Student Exhibits academic problem/need Respondent Teacher submits a referral to the building intervention or instructional support team for consideration The school intervention team receives and considers the referral The school intervention team refers to child study team • • • • • • • • • • • • • • • • • • • • 66 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Step 3: Identifying Academic Interventions List What are the types of academic interventions that are provided at a building and classroom level? As a team outline the various types of interventions that are provided at different stages of academic difficulties. Intervention Level Primary School/Classroom wide systems for all students, staff, and settings Available Building and Classroom Interventions Secondary Specialized group for students who are demonstrating at-risk academic needs Tertiary Specialized group for students who are demonstrating high-risk academic needs 67 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Effectiveness of Implementation and Result Intervention Level Primary School/Classroom wide systems for all students, staff and settings What are the most effective interventions and why? Secondary Specialized group for students who are demonstrating at-risk academic needs Tertiary Specialized group for students who are demonstrating high-risk academic needs 68 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Step 4: Collecting More Process Data Activity Process: As a team consider the educational process taken by students throughout the district. Below is a list of various areas of the educational process that may possibly be implicated in the rates of disproportionality. The team should identify a handful of specific data areas in which they collect the related data and conduct an analysis using the questions in the fourth column to guide the analysis. Quantitative Data Discipline Referras Early Intervention Referrals Special Education Referrals Policies Reason for Data Collection Description of Data A representative sample of discipline records by building, race, gender, incident type, and response to incident A representative sample of early intervention records by building, race, gender, student need, intervention provided, and outcome A representative sample of individual education plans (IEPs) by race, gender, student need, intervention provided, and outcome Analyze patterns in the reason for referrals by race and gender, and the response by incident type Look at the types of programs offered; Assess the quality of the record keeping around intervention; Analyze patterns in the reason for referrals by race and gender Analyze patterns in the reason for referrals by race and gender Reason for Data Collection Description of Data Discipline policy (building and district level) School and district conduct manuals District/School procedures Procedures and rates for identifying, referring, for intervention and classifying students identification, referrals for special education, and classification of students as disabled (including the membership team) Analyze school discipline policies Critical Questions Is one group of students being referred for different disciplinary reasons compared to all other students? For example, boys and girls, Black and White, etc. Are data being maintained in a way that supports the intervention process? Are the specific academic needs that can be addressed at the classroom level? Is one group students being referred special education for different reasons compared to all other students? Are the specific academic needs that can be addressed at the classroom level and through the intervention process? Critical Questions Are discipline policies clearly defined? How are students and staff made aware discipline policies? How are expected behavioral norms taught? Analyze the school special Are the policies aligned with the education policies intent of the program? Are the teams appropriately staffed? 69 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Programs/ Practices Data Disciplinary Practices Reason for Data Collection Description of Data Critical Questions Sample discipline referral form Examine the type of information collected on the form, and discuss how the form is used What information is gathered? How do these forms shape the discipline process? Sample behavior plans Examine the quality of the behavior plans Do the plans use research based strategies? How well are the plans implemented? Programs targeted to reduce Program implementation dropout rate documents by building Enumerate the programs provided to students at risk of dropping out How are the programs defined? Who do the programs serve? Pre-Referral/Early Interventions Intervention program intervention documents (curricula, attendance, etc.) by building Enumerate the programs provided to students at risk of dropping out How are the programs defined? Who do the programs serve? What are the entrance and exit criteria? Home-School Connection Sample flyers, newsletters, and letters sent to parents List of current professional development for general education and special education teachers Examine types of family outreach Enumerate the professional development opportunities for teachers; Examine the topics of professional development opportunities provided to teachers How are families engaged by the school? How are professional development opportunities chosen and do they align to district needs? Teacher Professional Development Attitudes/ Perceptions Data School Culture Reason for Data Collection Description of Data School Climate Surveys Analyze district beliefs about struggling learners; analyze the overall level of cultural responsiveness in the district 70 Critical Questions To what extent are the district and its schools responsive to the needs of culturally diverse students? To what extent are the district and its schools responsive to the needs of struggling learners? TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Reflection What are some of the common patterns identified by team members? What are some of the common points raised by team members regarding how these factors operate in your district? 71 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Step 5: Identifying Compounding Factors Involved in Disproportionality Activity Process: As a team consider the various dimensions of the educational process taken by students throughout the district. Below is a list of various areas of the educational process that may possibly be implicated in the rates of disproportionality. Team members should review individually each factor and highlight the top ten factors they consider is influencing the patterns of disproportionality in their district. After each members has identified their top ten and written in the right column, engage the team in large group conversation regarding the ones the group maintained consensus. I. School Organizational and Instructional Policies and Practices: Various research points to school organizational and instructional factors as implicated in disproportionality . That is, practices, programs, policies, and beliefs are interacting in the school setting in such ways that lead to disproportionate number of ethnic minority students in special education. The following list represents some of these factors: Factor Possible ways these factors influence disproportionality patterns in your school district A. Decision-making processes for determining special education eligibility; B. Placement in special education programs with uneven levels of restrictiveness; C. Administrative decisions related to hiring practices and resource allocation that result in disparities; D. Interactions among school location, disability, ethnicity, poverty, and density of culturally and linguistically diverse populations; E. The lack of available alternative programs (e.g., early intervention, bilingual education, Title 1); F. A lack of administrative support and funding for training, release time for consultations and planning can impede the fidelity of pre-referral intervention strategies; 72 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Possible ways these factors influence disproportionality patterns in your school district Factor G. Racial/ethnic bias at various stages of the referral process; H. Uneven quality of instruction and management in general education classrooms; I. Effects of various discipline policies (e.g., suspensions, zero tolerance, and expulsion); J. Mismatch of increasing racial diversity among student body and predominantly white, female teaching force; K. School processes and norms, at times, operate at odds with racially diverse groups that are new to school environment and larger community; L. Early intervening services are provided with the presumption of “fixing” the academic and/or behavioral deficiency without examining the school learning context. M. The articulation of research-based instruction into daily practice does not occur or is not fully actualized because research has not sufficiently addressed issues of race/ethnicity, culture, and language within these research-based instructional practices. More importantly, how these practices operate alongside the culturally and linguisticallybased pedagogical fervor necessary by a teacher. 73 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts II. Race and Culturally-Based Beliefs Factor Possible ways these factors influence disproportionality patterns in your school district A. Basic notions of race/ethnicity operate in the disproportionate representation of African American and Hispanicstudents in special education because educators generally interpret linguistic and cultural groups through middle-class lens. B. The presence of IQ testing within the classification process of special education suggests a linkage between intelligence and disability. In addition, the prevailing assumption is that the testing structure is linguistically, culturally, and socially representative of knowledge in society’s mainstream. C. Explanations of disproportionality are commonly reduced to factors such as poverty or cultural values of parents/home that are inconsistent with school operation norms. Such explanations presume the reading difficulties or behavioral issues commonly noted in referrals of special education students are due to poor parenting practices and/or home conditions that prevent ethnic minority and poor students from being academically successful. However, these explanations omit the prevalence of academically successful poor ethnic minority students which limits the applicability of this casual argument. In other words, these factors may play a role but are not predictors 74 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Reflection What are some of the common factors identified by team members? What are some of the common points raised by team members regarding how these factors operate in your district? 75 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts STEP 5: Root Cause Conclusion Based on your analysis of your student data, quality review, referral process, and interventions list, what are your district strengths and what are your district’s process gaps? How does your data support these conclusions? What are specific process remedies for this disproportionality pattern? 76 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts 77 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Chapter 3 Sample Implementation Plans The development of a Disproportionality Implementation Plan (DIP) is based on the TEA NCLB Improvement Plans. The intent of modeling the DIP is to encourage alignment with the overall school improvement plans tied to NCLB/ESEA. The following are the various components of the plan: 1. NCLB Goals: There are various NCLB goals connected to disproportionality related outcomes and its important to isolate them as being supported by the work related to disproportionality outcomes. 2. Disproportionality Objectives: These objectives should be clear and measureable. The objectives shouldderive from the root cause process. 3. Key Strategies: These strategies should emerge from the school process elements identified in the root cause process that are resulting in some of the disproportionality outcomes. 4. Timeline of Implementation: The timeline should reflect the actual timeframe expected for all related activities. 5. Evidence of Implementation: The evidence should be readily available and consistently collected throughout the time period allotted for the implementation of key strategy. 6. Outcome: The outcome should be related to the objective and it should provide a specific benchmark that is being sought. 78 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Disproportionality Improvement Plan Disproportionality Disproportionality Improvement Plan Objectives Sample Improve ELA proficiency rates of specific subgroups (e.g., ELL and African American students) Reduce rates of referral to child study team for special education evaluation Timeline of implementation Key Strategies Evidence of implementation Develop capacity Fall 2011-Spring of instructional 2012 support team to review files and push-in classrooms Staff development schedule for instructional support team members Consistent implementation of universal screening and diagnostic assessment Database with student level screening and diagnostic assessment data is at 100% completion Allot time in schedule for weekly teacher collaboration Outcome (expected and achieved) Less than 5% of referrals to instructional support team result in referral to child study team Weekly schedule and agendas 79 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts Artiles, A.J. , Trent, S.C., & Palmer, J. 2004. Culturally diverse students in special education: Legacies and prospects. In J.A. Banks & C.M. Banks (Eds.) , Handbook of research on multicultural education (2nd ed.). San Francisco, CA.: Jossey Bass.; Harry, B. & Klingner, J.K. (in press). Crossing the border from normalcy to disability: Culturally and linguistically diverse students and the special education placement process. New York: Teachers College Press.; Losen, D. & Orfield, G. (Eds.) 2002. Racial inequity in special education. Cambridge, MA: Harvard University Press. Patton, J.M. 1998. The disproportionate representation of African Americans in special education: Looking behind the curtain for understanding and solutions. Journal of Special Education, 32, 25-31. Steele, C., Perry, T. & Hilliard, A. 2004. Young, gifted, and Black: High Achievement among African American students. Boston, MA.: Beacon Press. O’Connor, Carla. 1997. “Dispositions Toward (Collective) Struggle and Educational Resilience in the Inner City: A Case Analysis of Six African American High School Students.” American Educational Research Journal, 34: 137-157. Flores-Gonzalez, N. “Puerto Rican High-Achievers: An example of ethnic and academic identity compatibility.” Anthropology & Education Quarterly 24: 343-362. 80 TEA State Performance Plan Technical Assistance System for Disproportionality: A Plan for Districts
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