MORTUARY SCIENCE PROGRAM P.O. Box 64882, St. Paul, MN 55164-0882 Telephone: 651-201-3829 Email: [email protected] Mortuary Science Ad-Hoc Meeting Agenda April 12, 2016 1:00 PM – 3:00 PM Hiway Federal Credit Union 840 Westminster Street St. Paul, MN 55130 IN ATTENDANCE: Present Members Alexa Goetsch Tim Hoff Jody Bystrom Carrie McGhee Joe Sellwood Robert Ryan Mike Carroll MDH Staff Members Marguerite Slonine Laurie Studer Carlena Weiland Erika Fulgern Molly Crawford Guests None Absent Members Mark Arnold Anne Kukowski Dr. Michael LuBrant Mark Ballard Peter Lind AGENDA ITEMS: 1. Introductions 2. Announcements a. Agenda change - Move preceptor‘s responsibility to June meeting. b. Mortuary Science website now has a practitioner section which includes announcements and links. c. Currently under announcement dashboard “No CE waivers accepted as of Jan. 1, 2016”. d. Individual links include CE, Forms, Military exemption, pre-need, and FTC vs. State Regulation. e. Legislation: Couple constituents from St. Cloud area, Representative Knoblach initiated language for prep room, MDH is neutral on this subject as well as MFDA. Bill is currently moving through the House Committees. To obtain this information in a different format, call 651-201-3731. Printed on recycled paper. www.health.state.mn.us MORT SCI AD-HOC MEETING MINUTES 3. Current Topics A. What kind of supervision should interns have? 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. Question: What are the requirements for interns? Complete an accredited program in Mortuary Science, pass both state and national board exams, complete an internship (clinical hours factored in), completing 25 case reports in each of the following areas: arrangements, services, and embalming’s. What are interns allowed to do? Discussed 149A.01 Purpose and Scope and 149A.71 Funeral Industry Practices. Contract must be reviewed and signed by a licensed mortician. Licensee liable for what goes on the contract. What supervision is required? In past years has been somewhat of an ongoing question for our office, MDH recently approached. Discussed 149A.20- Interns must be under direct supervision of a person holding a license. In 2009 a definition for direct supervision was added to statute. “Direct Supervision”-means overseeing the performance of an individual and that the supervisor is available to observe and correct. Question: How does that work for a large funeral home vs. smaller funeral homes? Discussed the challenges of smaller rural funeral homes and number of staff available. Discussed challenges of owners being preceptors. Suggestion was made to have two preceptors. Suggested members bring ideas to June meeting for preceptor guidelines. Question: Asked if Interns have to identify themselves in any way- identified by having their intern registration cards posted at the establishment. Interns are not mandated to tell consumers they are interns. Remark added: generally we mention they are in training. B. MN Office of Vital Records: 1. 2. 3. 4. 5. M.R.&C Changes M.R.&C is a state wide system. 100% of funeral homes are using this to record fact of death, almost 100% use by medical examiners for referrals and final cause of deaths. Funeral homes enter death into system. 20% are not filed electronically. Staff assistants designated by physicians entered 81% of death records, 19% were entered by vital records staff. Ramsey County on starts on Feb. 22 one request at a time that they will not accept paper and explained they need to get the physician signed up and send the paperwork electronically. Last month we signed up over 100 physicians to use M.R.&C. Tripled from last year. Coming in May: Eliminating some email’s received from M.R.&C Can set default on location, set a primary location 2 MORT SCI AD-HOC MEETING MINUTES 6. 7. Processing Times 110 offices in MN process birth/death certificates. State office does not have walk-in service. Our processing times are increasing. Paper worksheets coming in to register deaths takes up a lot time. Processing time usually takes a few days. People are calling to ask if we received their fax or mail which takes more time which leads us to the paper project. 8. MN Paper Cut Project 9. GovDelivery helps report any changes or updates if you are a subscriber. 10. Death registration added a question regarding embalming to help track. 11. CDC may help fund additional upgrades and positions to help move things along faster. To help get the final push of everyone going electronic. 4. Question asked: Certificate ordering. Any issues? The only issue stated was some funeral establishments do not like the $40 amendment fee. Sometimes family reports wrong information and the death certificate needs to be changed funeral homes feel bad charging the $40 so they may cover cost. 5. Topic Requests: Please email [email protected] or [email protected] 6. Adjourned: Meeting Adjourned at: 2:50 7. Next Meeting: June 7, 2016, 1:00 p.m. – 3:00 p.m. Hiway Federal Credit Union 840 Westminster Street, St. Paul, MN 55130 3 Hennepin County Medical Examiner 612-215-6300 530 Chicago Avenue www.hennepln.us/me Minneapolis, MN 55415 Fax-Administration: 612-466-9970 Fax-BIDing: 612-466'9980 Fax-Investigations: 612-466-9990 Andrew M. Baker, M.O., ChiefMedical ExaminerofHennepin, Dakota and Scott counties. December 21,.2015 Dear Funeral Directors, We are quickly approaching the beginning of a new year. Aswe reflect on 2015, the year brought several improvements in the area of customer service, including the addition of a full time Morgue Operations Attendant to assist Funeral Home staff, and updating internal processes to decrease turnaround times on cremations and death certificates. In addition, we were fortunate for the opportunity to provide MDH Office ofVital Records with a · liaison to help improve Death Certificate and Cremation processes in the MR&C system. Several of those enhancements have already been implemented. As we look ahead to 2016, we want to continue this momentum and incorporate existing technology to improve our collective partnership. · ' · · ·· Beginning Monday; Januacy 4,.2016 the Hennepin County Medical Examiner's Office wiUno longer accept paper or faxed cremation approvals on cases that we have assumed jurisdiction and will sign the death certificate. This includes deaths in Hennepin, Dakota and Scott comities. Cremation approvals on MedicalBxaminer cases must be entered and approved in the MR&C system: We will continue to accept paper and fax cremations only on deaths certified by a private physician, or occurring outside of the Hennepin, Dakota and Scott county jurisdiction. Thank you for your patience and continued support as we implement this new process. I firmly believe this change wiUbenefit both ofus. Cheers, ShawnJ Wilson Oper,itions Manager .. . .· ·.•· .·.·•.. Himnepi11 County fyledicalEx~min~r · Midwest Medical Examiner's Office Accredited by 14341 Rhinestone Street NW, Ramsey, MN 55303 Phone: 763-323-6400 + Fax: 763-323-64 79 A. Quinn Strobl M.D. Chief Medical Examiner Anne Bracey M.D. + Michael Madsen M.D. March 31, 2016 Dear Funeral Directors: In cooperation with Minnesota Department of Health and in support of efforts to transition to online only/electronic death certification, the Midwest Medical Examiner's Office will no longer accept paper/faxed cremations for cases failing under the Medical Examiner's jurisdiction (i.e. the Medical Examiner is responsible for signing the death certificate), as of April 15, 2016. This will streamline the process and prevent reduplication of efforts (currenUy the Medical Examiner has to authorize both paper and oniine cremation approvals for every decedent). Our goal is to have all cremation approvals completed online and we will be working with our communities' physicians, in collaboration with the Minnesota Department of Health, to achieve this goal. We are aware many physicians are already registered, yet are still asked to fill out paper cremation approvals. We encourage you to start utilizing electronic cremations whenever possible. It is clear online certification and cremation approvals will benefrt all by improving turnaround time, preventing errors due to legibility, and helping physicians by prompting them to contact the medical examiner when invoking injury to prevent unnecessary delays in filing. We greatly appreciate your cooperation and assistance in this transition. Sincerely, ~ ~ - - A. Quinn Strobt MD Chief Medical Examiner AQS --------- -·~---- OFFICE OF VITAL RECORDS Improving the Timeliness and Quality of Minnesota’s Electronic Death Registration System TASK ORDER REQUEST FOR PROPOSAL NO: 2016-Q-93751 TECHNICAL PROPOSAL Request The Minnesota Department of Health (MDH), Office of Vital Records (OVR) wants to improve the timeliness and quality of death records and to maximize use of its electronic death registration system (EDRS). OVR’s strategic plan, program goals, and practice of continuous improvement align with the goals of the National Center for Health Statistics (NCHS) as described in the Task Order Request for Proposal No: 2016-Q-93751. In addition to improving performance within its own jurisdiction, Minnesota aims to strengthen the National Vital Statistics System, enhance the Vital Statistics Cooperative Program (VSCP), and improve the quality of death data and timely reporting and availability of death data. OVR is responding to the task order with this proposal because Minnesota has been unable to achieve the goals identified in the five-year road map launched by NCHS in 2013. OVR fears that without the funds awarded through the task order contract, Minnesota will not have the necessary resources to achieve and sustain the targeted results within the road map timeframe. OVR requests the maximum award of $210,000 and a 24-month project period to accomplish the work, meet objectives, and achieve the project goals. Readiness Minnesota meets the requirements, shares the vision, and can benefit from task order resources. OVR is ready to perform. If awarded, a formal project plan and contractual agreement would provide OVR an operational framework to propel the program forward assuring continuous improvement activities. It would also focus OVR to achieve the project goals by assigning a high priority to improving death registration and maximizing use of its electronic system, the Minnesota Registration and Certification (MR&C) System. OVR meets the minimum threshold to respond this Task Order Request for Proposal No: 2016-Q93751. Minnesota has: 1. A signed VSCP contract A. OVR’s current VSCP contract no: 200-2012-50824, was issued on June 11, 2012. a. The VSCP Contracting Officer is listed as Christine Godfrey and multiple authorized representatives signed on MDH’s behalf b. Minnesota has delivered on time and is in good standing with NCHS. 2. A functional EDRS. Minnesota’s EDRS is the MR&C System. MR&C is a real-time, electronic web-based system used statewide. It was developed under contract specifically for Minnesota. MR&C is owned and operated by OVR and maintained by technical staff employed by the state. MR&C was introduced in 2011 and is the third EDRS in Minnesota. MR&C: A. Operates in all geographical units in Minnesota. It is used in all 87 counties and is accessed by physicians throughout the state B. Uses the 2003 U.S. standard certificate for deaths C. Uses the NCHS edit specifications to improve the quality of death information. In addition, should OVR be awarded funds, the framework for success is in place for immediate implementation. MDH (DUNS 804887321) is registered in SAM and is active; the CAGE code, it is 1YBC4. If awarded, OVR will comply with all of the contract terms including performance reporting, timely deliverables, CDC37.0001 Non-personal services; clear identification on communications and correspondence, receipt of payment through electronic funds transfer, timely and correctly submitted invoices, and abstinence from lobbying activities. Furthermore, OVR will comply with all special contract requirements, participation in the Contractor Performance Assessment Reporting System (CPARS), evaluation of performance using CPARS, and all other requirements. Goals OVR will identify its strategies to reach the national timeliness goals as outlined in the task order Scope of Work so that within two years of the award, Minnesota will achieve the following: • Receive at least 80% of its mortality records electronically through its EDRS • Transmit death information collected through MR&C to NCHS within 10 days of the date of death for at least 80% of death events occurring within its jurisdiction • Transmit data about deaths related to state-specified causes of deaths to the State Epidemiologists within one day of the registration or receipt of the specified cause Need Data is an important part of helping federal, state and local health departments achieve better health outcomes for their constituencies. Currently gaps exist in the timeliness, accuracy, and usability of vital record death data which hampers effectiveness in its use. Additionally, this data and its timely availability on individual certificates are important to the families of the subjects of the records. Because local public health agencies may be compromised in their ability to do surveillance activities by the length of time it takes to receive death data, they have requested death data sooner than what has regularly been available to them. Local public health agencies from multiple jurisdictions want death data in real-time to intervene and take preventative actions sooner so that the health of Minnesotans is better protected, maintained, and improved. OVR has made significant improvements to meet this need, but more can be done. Families are sometimes forced to wait for long periods of time before a death record is finalized with both the fact and cause of death. The availability of a complete death record affects access to death certificates that satisfy estate settlement needs and emotional closure. 2 Minnesota Department of Health, Office of Vital Records Within MDH, multiple programs rely on accurate and timely reporting of death events. Some programs require death data containing the literal cause of death information and others require coded information. OVR authorizes data users, manages multiple agreements and adjusts resources to meet the increasing demand for death data to be shared in near real-time so that programs can carry out their duties and obligations. Background MDH, OVR oversees and maintains a reliable statewide system to register, certify, and report vital events. About 42,000 deaths occur annually in Minnesota. The majority of these deaths, nearly 80%, are registered completely electronically through the MR&C system. Minnesota statute requires the fact of death to be reported within five days of the event while cause of death reporting has no similar statutory requirement. Furthermore, statute allows only physicians, medical examiners, and coroners to provide the cause of death. Minnesota has had an EDRS in place since 1997. When OVR introduced MR&C in 2011, OVR adopted the 2003 U.S. standard certificate and employed many new technological features. OVR also pushed to transition users from one system to another and recruit new users. In the five years since, paper cause of death registration continues. As a third generation EDRS, OVR was confident that MR&C would streamline the death registration process, improving both timeliness and data quality through automation, systematic triggers, and programming to error-proof data entries. Currently, 100% of funeral professionals use MR&C to register the fact of death. Many physicians have user accounts for the system; however, a large number of physicians have never established a user account or have an inactive account. OVR has been unable to maximize electronic system efficiencies. Although physicians must provide the cause of death, OVR allows physicians to designate staff to enter the cause of death into MR&C on their behalf and under the physician’s direction. With this arrangement, OVR requires physicians and their designated staff to document their process and cooperate with any audits in addition to signing an MR&C user agreement that details the designation and authority. Designated staff provide the cause of death information for about 65% of the electronically filed records. Together these designees and physicians electronically file cause of death consistently above 75% of the records. Thus, about 25% of death records filed in Minnesota require OVR intervention and resources to manually enter the cause of death information provided on paper. OVR staff must review cause of death worksheets for completeness and many worksheets must be rejected due to missing or illegible information—both of which could have been eliminated had the MR&C System been used. About a quarter of the paper worksheets that OVR receives involve records that have the cause of death provided by a physician with an MR&C account, but who failed to register the cause of death online. Furthermore, a fair number of worksheets that OVR staff attempt to complete have already had the cause of death registered online in MR&C. Thus, sometimes a physician provides the cause of death for a decedent as many as three times: on a paper disposition authorization, on a paper cause of death worksheet, and online in MR&C. Because OVR staff do not know which paper worksheets may already have the cause of death registered online, they must look at each record in MR&C regardless. 3 Minnesota Department of Health, Office of Vital Records Statutory requirements for disposition authorization and ingrained paper processes waste valuable time and consume limited resources resulting in redundant activities to provide cause of death information. Paper complicates, competes with, and prevents full use of the MR&C System. Barriers Despite a long history of electronic death registration and these successes, OVR has not achieved full participation of the physician communities. The perpetuation of paper among members of the funeral industry and stagnant growth of online registration limits Minnesota in improving timeliness of death reporting and for near real-time public health surveillance. The reasons for Minnesota’s limited participation are many. They involve a complex interaction of a lack of funding, split reporting responsibilities between funeral staff and physicians combined with a traditionally linear flow for death record completion, changes in OVR leadership, competing priorities, prioritizing the needs and expectations for birth registration over death registration improvements, inability to attract and keep physician participation, inconsistent messaging at the federal and state levels, and lack of clear communication to professionals involved in death registration. These barriers have not only precluded the use of Minnesota’s mortality systems for public health surveillance purposes, but also have limited the timely reporting of national mortality statistics and the inclusion of records in the National Death Index. Strategies to overcome Barriers OVR is proposing specific strategies necessary for Minnesota to reach these goals. Minnesota shares some of the same barriers that other jurisdictions face and some barriers are unique to Minnesota’s system, culture, laws, and system. OVR’s approach identifies specific barriers to timeliness and quality and the project proposal outlines specific strategies to overcome them. OVR plans to follow strategies identified in the NCHS Road Map. OVR proposes to actively solicit and recruit physicians, medical examiners, and coroners to fully participate in online death registration through MR&C; implement “lean” processes to overcome process barriers such as obtaining documentation for disposition and manual data entry for exceptions; implementing VIEWS II or similar programming in MR&C to achieve the same results; automating even more components of MR&C to remove manual steps; eliminating paper documentation when electronic notices and records meet the need; and improving performance management and the reporting back to data providers. Experience OVR has a reputation for of taking action to improve the National Vital Statistics System. In 1997, Minnesota was among the early jurisdictions to implement an EDRS. Since that first system, OVR has employed continuous improvement at all levels. OVR performs well and usually maintains data that is rich and below NCHS’s tolerance levels for unknown data. OVR monitors its performance acting on NCHS feedback and regularly-issued performance data; self-monitoring, analysis, and examination; customer and partner input and feedback; and use of available technology. OVR embraced innovation when it replaced its second EDRS in 2011 with a more responsive, realtime web-based system, the Minnesota Registration and Certification (MR&C) system. MR&C is an allpurpose system to register, certify, and report vital records statewide. MR&C automated many manual responsibilities, integrated disposition functions, standardized activities and service, and 4 Minnesota Department of Health, Office of Vital Records changed vital records forever in Minnesota. MR&C was built in-house under contract with Sogeti, and continues to be upgraded, enhanced, and maintained by State of Minnesota IT staff who work directly with the OVR program staff. Together with its local agents and partners, federal programs, and state staff, OVR oversees a highly functional system that values and employs continuous quality improvement. OVR’s past efforts have succeeded in moving the dial on increasing the use of MR&C for cause of death registration and for improving death data timeliness, accuracy and availability. With the advent of MR&C in 2011, OVR invested resources to carry out an ambitious Field Services plan to identify, recruit, and support physicians in using the new system. This one record and one physician at a time approach resulted in physicians who maintain active accounts and routinely use MR&C with success and a significant number of physicians who transitioned from the previous system only to let their user accounts become dormant. OVR will gather a strong and effective project team to accomplish goals and objectives. Including the Education Coordinator who will be hired from the proposed project budget, the 17-member team brings knowledge, abilities, skills, and years of professional experience in their areas of expertise. Resumes are included in the proposal attachments. The proposed team includes: OVR Leadership: • Molly Crawford, State Registrar—Project Sponsor • Heidi Granlund, Deputy State Registrar—Project Manager • Krista Bauer, Registration and Amendments Supervisor—Team Member OVR Staff: • Cheri Denardo, Data Quality, Nosologist—Project Team Leader • Neeti Sethi, Data Quality, Nosologist—Team Member • Gloria Haluptzok, Data Quality—Team Member • Sally Almond, Field Representative—Team Member • Kirsti Taipale, Communications Specialist Field Representative—Team Member • Maria Schaff, Health Educator Field Representative—Team Member • Ann Porwoll, Fiscal Analyst—Team Member • Cindy Coleman, IT Liaison Field Services—Team Member • NEW HIRE, Health Educator—Education Coordinator IT Staff • Ping Li, IT Supervisor—Team Lead • Otto Hiller, Developer—Team Member • Larry Winship, IT Lead, Developer—Team Member • Arifun Chowdhury, System Tester—Team Member • Cindy Joanning, Developer, Tester—Team Member Many of the OVR staff have similar experience that uniquely qualifies them for the project. For example, OVR employs two nosologists who monitor death registration and with team members focused on data quality, react to NCHS’s performance reports. They inform Field Services and help to prepare targeted approaches to embrace opportunities for improvement, prevent problems, and 5 Minnesota Department of Health, Office of Vital Records convert reluctant partners and problematic users. Various efforts have resulted in Minnesota improving the literal cause of death reporting, receiving specific and meaningful ICD-10 coded records, and eliminating delays. Some OVR staff participate on NCHS/NAPHSIS committees and special projects within MDH. Team members will have active roles throughout the project. In addition to these core members, OVR expects to engage participation from internal agency programs such as the Public Health Practice Section which employs MDH staff who specialize in quality improvement, strategic planning, community engagement, and meeting facilitation. OVR expects to seek input from the MDH Center for Health Equity to consider opportunities to promote health equity and eliminate disparities. OVR will seek new partnerships in the licensing and compliance area at MDH. The proposed project requires engaging health care organizations and facilities. OVR will need regular data about licensed facilities. In addition, OVR will request access to data about licensed physicians from the Minnesota Board of Medical Practice that is being received and used by other MDH programs. OVR also plans to seek support for the proposed project from programs that rely on death data. Engaging external partners representing key audiences and Minnesota vital record voices will be essential. OVR will target participation from physicians, medical examiners, funeral directors, morticians, funeral staff, and other professionals important to vital records. These auxiliary members will play roles at critical times during the project. Their expertise and support will lend credibility to the project and will assist OVR in obtaining buy-in and compliance. Past Performance OVR has historically performed well on contracts and projects. Past performance can be indicative of future performance. OVR recently completed two high-profile projects involving cross-jurisdictional partners involved in vital records. OVR has a history of continuous improvement and delivering on contracts and agreements. VSCP Contract Ongoing OVR consistently performs well on all deliverables associated with the VSCP contract. References include Christine Godfrey and Connie Gentry from NCHS. E-Vitals Project 2012-2014 Enhancing Electronic Health Records Systems to Generate and Exchange Data with Electronic Vital Records Systems. Supported through a cooperative agreement U38OT000216-2 from CDC. This work was funded by the CDC, NCHS through the VSCP – Special Projects #200-2012-50824 Task Order 0002. The amount of the contract was $345,000. The Minnesota E-Vitals Project evaluated the readiness of MDH and Minnesota birth hospitals for secure standards-based exchange of birth records information using the Integrating the Healthcare Enterprise (IHE) Birth and Fetal Death Reporting (BFDR) Profile and Health Level Seven International (HL7) standard message and document specifications (e-birth records standard). This project revealed support for adoption and use of e-birth records standards. It also found that addressing the contributing factors to the lack of readiness and implementing the recommendations will require the effort of the entire vital records community and its partners. Continued support of e-birth records standards will strengthen the vital records system. 6 Minnesota Department of Health, Office of Vital Records OVR continues to provide information about the project and technical assistance to health care organizations, vital records programs, electronic health record vendors, informaticians, and others who are interested in meaningful use, interoperability and the electronic exchange of information. OVR staff are currently collaborating with NCHS, the State of Utah, and others to co-author a textbook endorsed by the Health Information Management Systems Society. The book will highlight success stories and challenges to implementing health IT standards. References for this project include Michelle Williamson and Hetty Kahn from the CDC, and Johanna Goderre Jones from the U.S. Department of Health and Human Services, Office of Population Affairs. MN Death Data Delivery March 1, 2015-November 30, 2015 In 2014, Minnesota local public health agency representatives collectively approached MDH leadership to voice their needs for vital records death data sooner. Local public health expressed a need to have access to death data sooner than the release of the annual statistical file which was as many as 22 months after the death events. Local public health wanted preliminary death data to enable a more timely response to emerging issues such as drug overdose deaths so that public health surveillance and prevention activities could be accomplished in near real-time. Shortly after this, the OVR was invited by the Robert Wood Johnson Foundation to replicate a quality improvement project involving death registration in North Carolina. The Robert Wood Johnson Foundation created this project as part of their Quality Improvement Forum and offered consultants to improve performance across federal, state, and local public health agencies. OVR received resources but no financial award. OVR accepted the invitation and used project resources to renew its focus on death registration and to create a solution to satisfy Minnesota's local public health needs. The effort was named the Minnesota Death Data Delivery Project. In the short duration of this celebrated 6-month project, OVR achieved its primary objective of getting death data to local public health sooner in just three weeks. OVR improved coding through analysis, testing and consultation with NCHS. OVR was able to increase the number of death records being auto-coded achieving and surpassing its goal of an 80% return. Investing time and resources in small improvements to MR&C such as triggers to refer records to medical examiners, error-proofing data entry, and implementing system-generated email notifications to speed the registration process provided a huge return. OVR also achieved success in speeding the completion of cause of death on death records so that more than 50% are finalized within the first three days of fact of death being registered—a significant shift that is important to families and their choices for disposition. By getting preliminary death data, representatives from the local public health community report that they feel the ”pulse" of the mortality landscape and that the substantial reduction in wait time for data enables a more timely response to emerging issues. In fact, some believe that the leveraging effect may improve upon persistent public health issues such as traffic fatalities, infant mortality, sudden unexpected infant death, and other efforts. On January 14, 2016, OVR received the Minnesota Governor’s Continuous Improvement Award for improving the quality and availability of Minnesota vital records death data accomplished through Minnesota’s Death Data Delivery Project. References for this project include Pamela Russo from the Robert Wood Johnson Foundation, Donna Marshal from the Association of State and Territorial Health Officials, Karen Knight and Matthew Rowe from the CDC, NCHS, Patricia Potrzebowski from the National Association of Public Health 7 Minnesota Department of Health, Office of Vital Records Statistics and Information Systems (NAPHSIS) , and Chris Bujak and Pam Vecellio from Continual Impact. Approach OVR partners with Minnesota funeral directors, morticians and their staff, physicians and health care organizations, medical examiners and coroners, as well as federal, state, and local programs involved in death records, certificate issuance, and data sharing to improve public health. The proposal and funding will not require legislation, new rules, or changes to existing rules. The work involved in meeting the goals can be accomplished within the current legal framework. If awarded, MDH, OVR would fulfill its purpose and conduct activities already required by statute, rule, and contract with NCHS. The award would allow OVR to focus resources on improving death registration and specifically on increasing physician use of the electronic vital records system. Shortterm commitments would involve devoting existing resources toward these goals while supporting and maintaining operations and the statewide vital records program. The award would provide a source of funding to allow for technical enhancements and programming to improve the timeliness and quality of mortality data. The project would help OVR recruit physicians to use the electronic system for reporting death data and put in place tools to provide ongoing technical support and stakeholder service while sustaining maximum use and efficiency. This competitive task order award would supplement the ongoing VSCP contract between MDH, OVR and NCHS to electronically transmit birth and mortality data to the National Vital Statistics System and to receive coded death data back. The task order provides an opportunity to improve the timeliness and quality of mortality records so that the National Vital Statistics System is strengthened. OVR proposes a 24-month project beginning in April 2016. Minnesota’s goal is to improve death registration timeliness and data quality within two years by both increasing the use of online registration and reducing paper. By March 31, 2018, this project will help Minnesota consistently receive more than 80% of its mortality records electronically through MR&C; transmit 80% or more of records containing death information to NCHS within 10 days of the death event; and share data about state-specified causes of death with the State Epidemiologist within one day of death records having the cause of death completed and filed. Within the framework of the project, OVR has its own objectives to reduce paper involved in the death registration process, disposition, and records management related to vital records. OVR recognizes that the project will not be accomplished in a vacuum. The statewide vital records system, which involves many partners, customers, activities and responsibilities will continue to operate requiring OVR to balance new initiatives with day-to-day operations. OVR is planning for these challenges. OVR will leverage existing staff, IT resources, and MR&C system improvements already identified to jump start the project. OVR accepts that internal and external forces may impact vital records work while ongoing and new business needs will require attention as the team advances the project and meets milestones on time. The project will be a proactive priority within OVR’s traditionally reactive culture and environment. OVR staff have the training, tools, authority and support to take action and implement change. The project would be a catalyst to change and would provide the resources for long-term sustained improvement and increased performance. 8 Minnesota Department of Health, Office of Vital Records OVR will use multi-phased approach during the project to assure that the infrastructure is in place to support and sustain improved performance resulting in shorter timeframes and better quality for death records. Although the project mostly requires a linear progression of activities from start to finish, some work will occur simultaneously, and some phases will have soft transitions. Others recognize the need for death registration improvement and are sensitive to the burden that paper registrations outside of MR&C place on all partners. OVR welcomes quality improvement efforts initiated by external partners and will support them as they are presented. Precious resources are pushed to the limit when business practices perpetuate paper when a fully functional EDRS exists. Several weeks ago the Ramsey County Chief Medical Examiner set a no-paper policy refusing to act on any paper requests to authorize cremation. His refusal got the attention of funeral directors and created a commotion to get physicians signed up to use MR&C. The move has had a cascading effect among clinics in the Chief Medical Examiner’s jurisdiction. OVR rose to the occasion and supported the effort in spite of little preparation. This experience reinforced OVR’s plan for a thoughtful phased approach. Having a solid foundation in place to support the push for online use and inviting change will be important. Managing the phases will assure that resources are allocated appropriately to meet partners’ needs and industry demands as the project progresses. OVR proposes the Minnesota Paper Cut Project—a five-phased approach to improving the timeliness and quality of death registration. Phase One—Internal focus, April-September 2016 The initial phase of the project involves internally-focused improvements and activities. Phase one examines policies, procedures, and the programming of the MR&C System. Phase one identifies barriers to improvement and breaks them down. Activities include: • Strengthening the foundation of Minnesota’s vital records system o Revise and create new policy and procedure manuals o Revise and create new MR&C user documentation • Building a sturdy framework to support the many important professionals involved in the vital records system o MR&C application enhancements Improve programming to support cause of death registration before fact of death registration Update data tables for accurate lists of physicians and their contact information Integrate tools to error-proof cause of death registration and data entry including a spell-check feature such as VIEWS II and other tools. Further improve automated emails and system-generated communication Create new and improve existing work queues within MR&C to better manage record flow to completion Program MR&C to accomplish the purpose of existing paper documentation replacing it with electronic data transfer, automated communications, and electronic data and record repositories o Centralizing OVR communication Revise website to add new information and improve existing information Publish resource materials, user support information, forms online 9 Minnesota Department of Health, Office of Vital Records Create a help desk, call center to provide customer and stakeholder support via telephone and email—create new positions, hire, train, staff (this requires a one-time IT purchase detailed in the budget) Creating educational materials and resources o Improve and expand the Field Services training tool box Create onboarding materials to assist physicians new to MR&C Develop a system to address regional training needs, requests and needs Build relationships with health care organizations to support their in-house training and integrate vital records training as part of employee development Employ technology to meet the training needs of professionals involved in death registration • Online training • Webinars • Opportunities to practice MR&C in a hands-on training environment Gathering data and stakeholder input o Conduct Informal and formal discussions with physicians to understand and explore their needs, challenges, and ideas for improved death registration o Test ideas, new MR&C features, training materials with users of the system and key audiences o Recruit and recognize champions external to OVR who push the project forward • • Phase Two—External focus, September 2016-September 2017 This second phase of the project involves externally-focused improvements and activities. With the OVR infrastructure in place, phase two builds on setting expectations, building awareness, informing, and preparing the way for improved death registration fully online. Phase two continues elements of Phase One and encourages early adoption, readying the system and the players within the system for change. Activities include: • Building awareness, communicating, and informing o Perform active outreach through workshops, presentations, event exhibits with primary audiences of physicians, health care organization risk/quality assurance professionals, funeral directors, and others including members of the public o Publish articles and updates acknowledging change, introducing new policies and procedures, highlighting champions o Support physicians and their organizations who need help in moving the project forward • Managing performance o Monitor data quality and communicate information about performance o Focus on targeted improvement areas and publish performance reports—breaking down the project goals into incremental process improvement measures • Sharing information o Develop talking points for OVR leadership and staff to share consistent and on-target messages o Post information about the project and improved performance of Minnesota’s death registration process online—keeping information current and fresh • Active recruiting 10 Minnesota Department of Health, Office of Vital Records • • o Identify physicians and funeral establishments that perpetuate paper unnecessarily and reach out one at time to encourage online registration o Approach health care organizations and facilities to encourage internal adoption (facility/organization-wide) use of the MR&C o Support physicians and funeral establishments that contact OVR with questions and take the opportunity to market online registration Onboarding new users o Create easy process to establish MR&C user accounts o Implement an easy password reset for MR&C o Provide immediate instruction for new users, hands on experience o Introduce early training and encourage/require participation Establishing a no-paper deadline o Set a deadline for online use for death registration—proposed deadline is September 30, 2017 o Publish the deadline, integrate deadline in communications, outreach, customer contact o Encourage early adoption of MR&C use before the deadline o Strategically target health care organizations and facilities to require physicians to use MR&C o Prepare OVR to enforce deadline Phase Three—Change, October-December 2017 This third phase of the project is short and direct. It involves a hard approach to make online death registration a reality. OVR will have eliminated barriers to using MR&C and will have a solid foundation in place to support users and overcome objections to use. OVR will stand firm. OVR will prepare for this third phase by redirecting existing resources and staff to support late adopters and minimize impact to customers. Activities include: • Enforcing a no-paper process • Expediting new user accounts and training • Posting results, sharing performance information Phase Four—Stabilization and Sustainability, January-March 2018 Phase four of the project involves stabilization activities with a focus on sustaining improvements and use of MR&C. Phase four begins a process of transitioning the project into a maintenance status. This phase also involves celebrating success, acknowledging the efforts of external partners, users of MR&C, and other change agents. During this phase OVR will create a solid process to manage exceptions to the new no-paper approach and resource the process for maximum efficiency. Activities include: • Reinforcing expectations • Redirecting resources • Cheering progress • Converting late adopters • Managing exceptions and establishing process • Reporting back, reporting progress • Managing performance 11 Minnesota Department of Health, Office of Vital Records Phase Five—Manage the New Normal, March 2018-ongoing The final phase of the project acknowledges the “new normal” and completes the deliverables. In its journey following the NCHS Road Map to the destination goal, Minnesota will have found its new home. This phase settles in. It documents the project, tells its story, and assures that the performance improvements accomplished have ongoing support. Tools developed during the project as well as activities required to sustain the new normal are operationalized. Activities include: • Closing the project • Shifting activities to routine maintenance • Assuring ongoing support for operations • Sharing information • Reporting back to partners regularly • Performance monitoring and reporting • Seeking continuous improvement OVR will use the proposed project as a springboard to recruit new and support existing physicians in their duties and activities to register cause of death electronically. Project resources will help OVR focus energy and effort to achieving success maximizing online registration beyond its long-stagnant plateau. The project will allow OVR to “get over the hump” of increasing MR&C use. Strategies included in the proposed project plan will reap short and long-term rewards. Setting new expectations and shifting the culture will foster an environment that expects and rewards online use. Phase five also contains an element of future focus. Deliverables accomplished in the course of the project will sustain performance levels. Specifically: • Equipment such as the call center/help desk will remain in place long after the project ends. The staff hired for the call center/help desk will centralize OVR’s point of contact and triage physician and other partners’ needs so that technical support and customer service are immediate and seamless. • Training and education materials as well as new training tools will be operationalized during the project. OVR will continue to maintain these deliverables within the ongoing Field Services work. • Performance reporting and the mechanisms created to share data and report back to professionals involved in vital records will gain momentum in the project and continue to fill future demands for information and provide data for continuous improvements beyond those achieved in the project. • MR&C System enhancements and application innovations will remain. The project will assure they are given priority and that they advance Minnesota’s vital records system with improved performance. Once tested and released, they will not be undone. Furthermore, OVR’s inhouse IT professionals will continue to support the MR&C system as part of their established duties. Because OVR is using the funds as a catalyst for change and is integrating operational duties with the project, it will build capacity. Current resources devoted to processing paper registrations and data entry will be redirected. Staff will be repurposed. And OVR will sustain the improvements to timeliness and data quality. 12 Minnesota Department of Health, Office of Vital Records By April 2018, OVR will have completed this task order project. The National Vital Statistics System will have been improved and OVR will have accomplished much, including: 1. improving the electronic vital records system to eliminate barriers to online registration; 2. creating user documentation for the electronic vital records system and online documentation of policies, procedures, and laws governing Minnesota vital records program; 3. creating education materials and training to onboard and support physicians and other users of the system; 4. creating a single point of contact to provide technical support and service to vital records partners in carrying out their responsibilities for death registration; 5. building awareness of the MR&C system; 6. recruiting physicians and others involved in death registration to voluntarily use the system for maximum efficiency and effectiveness; 7. directing resources to sustaining use of the system and continuous improvement beyond the goals of the project so that Minnesotans are better served with timely and accurate death records and data. Potential Challenges With any project and effort for continual improvement, OVR expects challenges. Integrated in the project planning are steps to identify challenges to incremental and full success. The skilled project team will work together to discuss concerns, historic challenges, and possible impediments to the proposed effort. Potential challenges already identified include the lack of statutory requirements to register the cause of death timely. Minnesota’s vital records system relies on physicians to respond quickly to death registration requests in order to meet customer demands for complete and accurate death certificates. OVR has no intention to propose legislation. Instead, it plans to work within the existing legal framework to recognize and reward responsiveness, efficient processes to handle cause of death registration, and facilitate timely filing. Along the same lines, OVR plans to achieve voluntary compliance among all professionals who have a role in vital record registration to maximize online registration. Although no mandate exists to specifically require electronic death registration, Minnesota law gives authority to the State Registrar to maintain a statewide system of vital records. Under the Minnesota Vital Statistics Act, the State Registrar is responsible for the administration and enforcement of the activities of all persons engaged in the operation of the system of vital records; is responsible to develop and conduct training programs to promote uniformity of policy and procedures throughout the state in matters pertaining to the system of vital records; and has the authority to prescribe, furnish, and distribute all forms required by the Act and any rules adopted under these sections, and prescribe other means for the transmission of data, including electronic submission, that will accomplish the purpose of complete, accurate, and timely reporting and registration. OVR intends to use the authority of the State Registrar to its full extent. OVR will discontinue administrative support to process paper cause of death registrations and cease manual data entry activities. Exercising this authority will require determination and strength by OVR staff. The project team will need to prepare the office, the partners and professionals involved in the vital records system, and members of the public so that expectations are set, advance notice given, and pain associated with change is minimized. Assessing the quality of the cause of death data occurs at many levels. OVR will work closely with NCHS to monitor performance and compare Minnesota’s data with other jurisdictions. OVR will also 13 Minnesota Department of Health, Office of Vital Records integrate MR&C enhancements to build on existing programming to further error-proof data entry. Preventing problems such as misspelled medical terms, eliminating skipped data fields, and integrating other similar straightforward programming fixes is within the project’s scope. Beyond these quick-wins, however, OVR anticipates challenges. Data validation involving medical record audits can be complicated and access to records and cooperation among members of the medical community may present challenges. These higher level activities will likely be out of scope. OVR also expects challenges to investigative efforts for continuous improvement. Sometimes asking why in order to get to the real need is met with resistance. The project team will examine the reasons and requirements for certain processes in order to improve them. Getting to the root of an issue and meeting the authentic need are critical to success. To arrive at NCHS’s final destination on the national Road Map to improving timeliness and quality in death registration, OVR must change how business is done. OVR will not improve without approaching the work differently. Some partners involved in death registration will push back and resist change. OVR expects some to fight to maintain the status quo, relying on a paper process and trail for death registration. Pushing change and giving permission to be uncomfortable is important. OVR will direct resources and effort into building trust, engaging the community early and often, sharing ownership, and supporting the change. OVR will work with MDH communication experts to assist in navigating these challenges. Clear messaging at all stages and phases of the project is key. Tasks Task #1: Development of Project Plan OVR will immediately begin developing a Project Plan and submit the plan within the first 30 days if awarded the project. OVR will present the proposed plan and review it with NCHS to reach consensus on the performance baseline timeliness reporting of death records to NCHS. OVR’s plan will describe barriers to timely transmission of mortality records to NCHS and will propose specific strategies to overcome those barriers. The Plan will describe how these strategies will be executed, monitored, and controlled. The Plan will detail staff who will contribute effort to the project as part of their continuing role in the Minnesota vital records program. OVR expects the project team to comprise existing program and IT staff and the full-time Education Coordinator who will be hired under the project. The Plan will summarize aspects of the project and provide detailed information about management and activities. OVR’s plan will outline project objectives, specific actions steps, and major milestones over the course of the 24-month project. OVR will document assumptions and decisions about how the project is to be managed; and document the scope, cost and time sequencing of the tasks it will undertake. This proposal provides high level information that will provide the basis for the plan. OVR will map the major milestones on timeliness of submission of records to NCHS and will use this data as the primary basis to measure progress. Task #2: Implement the strategies in the Project Plan OVR will implement the strategies outlined in its Project Plan using an array of activities to improve timeliness and quality. OVR’s Project Plan will describe what Minnesota perceives to be the best approaches to timeliness and improved data quality. OVR will implement those approaches meeting timelines and the schedule negotiated between NCHS and OVR. OVR will direct award resources to this endeavor and set priorities within OVR to leverage existing resources to supplement the award. 14 Minnesota Department of Health, Office of Vital Records Task #3: Performance reporting OVR will report regularly and on time each month to NCHS the status of the project activities as defined in the approved project and compare the accomplishments with the approved schedule. In these reports OVR will acknowledge accomplishments; describe any risks or barriers that arise that may impede the successful completion of the project; list steps to minimize those risks or to overcome any identified barriers; and report any other issues affecting the outcome of the project. In addition to regular monthly reporting, OVR will provide an electronic quarterly report via the NCHS/DVS PCOR Quarterly Report Template which will be provided by NCHS/DVS upon awarding of the contract. OVR understands that this report will be used to monitor progress related to both the timely electronic registration of death records and the swift transmission of the records to NCHS. OVR agrees to meet with the NCHS EDR Project Officer at least once a year to discuss the status of the State’s project and any contract issues at a time and location prescribed by NCHS. To conserve resources and accomplish multiple goals, OVR will suggest that the OVR Project Manager meet with the national Project Officer at the annual joint conference convened by NCHS and NAPHSIS. At the close of the project when the deliverables are met, OVR will furnish a final report outlining what was accomplished over the life of the project including information about Minnesota’s improvements in timeliness and death data quality. OVR understands that 20% of the total contract award will be held until OVR makes its final report. Support OVR’s proposal is supported by MDH leadership and partners involved in the Minnesota vital records community. MDH is accredited by the Public Health Accreditation Board (PHAB). The department invested much to earn its PHAB designation and continues to invest in and encourage activities, including quality improvement, to retain its accreditation. This proposed project not only presents an opportunity to improve the National Vital Statistics System, it will contribute to the ongoing improvement activities required for the agency’s PHAB status. In addition, OVR works in collaboration with other agency programs critical to the success of the proposed project. Executive leadership, financial management officers, directors of the division, and technical staff share OVR’s vision and support this project proposal. OVR’s goals are authentic. The program has aspired to improving death registration timeliness and quality long before the task order was announced. OVR is ready and hungry for results. Finally, this proposed project aligns with the mission and vision in Minnesota. It will help MDH improve the health of all Minnesotans while OVR achieves its vision of informing Public Health and improving lives, one record at a time. To obtain this proposal in a different format, call: 651-201-5972. 15 Minnesota Department of Health, Office of Vital Records POINT OF VIEW COMMENTARY We need to end the paper trail Why all physicians need to use the state’s electronic system for registering births and deaths. BY MOLLY MULCAHY CRAWFORD E very day, more than 300 births, deaths and fetal deaths occur in Minnesota. Physicians play a critical role in documenting these vital events quickly and precisely. Records of these events contain demographic and legal information, and important health and medical information as determined by a physician. This information is used to monitor mortality trends and identify public health concerns that need to be addressed. Registering births and deaths Registering a birth with the state is straightforward. One reason is that nearly 99 percent of the 69,000 births that occur in Minnesota each year take place in hospital birthing centers, where systems are in place for gathering and reporting such information. Physicians have an indirect role in birth registration, as they are responsible for maintaining the mother and child’s medical record. In almost all cases, a designated representative from the hospital (usually a health unit coordinator or a member of the medical records staff) manually enters information from those records into the Minnesota Registration and Certification (MR&C) system, the state’s electronic vital records system. (Currently, electronic health record systems in hospitals and clinics are unable to exchange information with the state’s vital records system.) Some of the information they enter includes the mother’s hepatitis B status, abnormal conditions and congenital anomalies in the newborn, breast-feeding status and maternal morbidity. According to law, a birth, including the required medical information, must be registered with the state within five days. Registering a death is more complicated. Unlike birth records, death records have two parts. One deals with facts, such as suicide, homicide, accidental), whether the decedent was pregnant at the time of death, whether tobacco use contributed to the death and more (Minnesota Rule 4601.1800). There is no statutory deadline for medical certifiers to register the cause of death. According to data from the state Office of Vital Records, the cause of death was provided within three days for more than half of deaths registered between January 1 and October 31, 2015 (Figure). It was provided more than 10 days after death in 19 percent of cases, often because the record was referred to a medical examiner or coroner or because the physician was waiting for toxicology findings or autopsy results. demographic and legal information about the decedent. The other delineates the cause of death and includes relevant medical information. Although a death certificate can be issued with only the facts, both parts are required for a death record to be complete, and both parts are often needed to settle an estate. Funeral establishments record the facts of a death, and Minnesota law requires that this information be filed with the state within five days of the event. State law requires medical certifiers, including treating physicians, coroners and medical examiners, to document the cause of death and answer questions about it, including whether an autopsy was performed, the manner of death (natural, FIGURE Length of time after death during which medical information was filed by physicians in Minnesota, January 1 – October 31, 2015. 19% Filed in more than 10 days 7 6 51% Filed in 3 or fewer days 5 1 4 days (6%) 2 5 days (5%) 4 3 6 days (5%) 4 7 days (5%) 5 8 days (3%) 6 9 days (3%) 7 10 days (2%) N = 33,775 deaths. 3 2 1 Source: Minnesota Office of Vital Records JANUARY/FEBRUARY 2016 | MINNESOTA MEDICINE | 33 COMMENTARY POINT OF VIEW More than half of the 41,500 people who die each year in Minnesota are cremated. State law requires a body to be preserved if final disposition will take place more than 72 hours after death. To save costs, families often want cremation to take place within that period. Because Minnesota law requires that the cause of death be known and authorizations be obtained before final disposition, the onus is on the physician to file the necessary information about the cause of death in a timely manner. As more people choose cremation, prompt filing of the medical information about the cause of death will become even more important. The paper problem All births and deaths are registered electronically through the MR&C system. This system is used by all hospital birth registrars, funeral establishments, medical examiners and coroners, and issuance offices. Yet, only 81 percent of the records filed by physicians are done so electronically. Further, of the records that come to the Office of Vital Records for manual entry of cause of death information, 27 percent come from physicians who are signed up to use the MR&C system, but send paper. This perpetuation of paper is a problem for everyone involved in vital records activities. If a physician doesn’t use the MR&C system or if they use it but don’t tend to emails notifying them that there is a death record needing their attention or check their MR&C work queue, it’s up to the funeral establishment to make sure they submit the necessary information. More often than not, funeral staff end up faxing the physician a worksheet to use to complete the cause of death. Sometimes the physician will fax that to the state, only to get an email notification from the MR&C system telling them to provide the cause of death electronically. This can result in confusion and extra work for the funeral staff and the physician. Continuing to provide cause-of-death information on paper also leaves room for error and can result in different reasons being recorded on the disposition 34 | MINNESOTA MEDICINE | JANUARY/FEBRUARY 2016 documentation and the death record. For example, functionality within the MR&C alerts physicians when data they provide seem unlikely, such as uterine cancer being the cause of death of a male or natural death being categorized as an overdose. These scenarios can go unchecked if the information is entered manually. One way to maximize the use of the MR&C system is for physicians to designate a representative who can enter data on their behalf. Practices whose physicians want their partners to be able to register cause-of-death information in their absence were among the first to do this. Now, some large health systems including Mayo Clinic and Essentia Health have staff who act as death registrars and shepherd records through completion within their facilities. Internally, physicians provide the cause of death information to their designees who then document the information and assure that complete and accurate health and medical data are filed without delay. In fact, of the death records that have cause of death filed directly into the MR&C system, only 25 percent are filed by physicians who log in with their user account and password. The other 75 percent are completed by their designated staff. Physicians need to work with the Office of Vital Records to appoint a designee to submit cause-of-death information on their behalf. The importance of electronic data Registering deaths electronically has public health benefits. Because of the improved timeliness for filing death records when people use the MR&C system, Minnesota now sends daily files to the Centers for Disease Control and Prevention’s National Center for Health Statistics (NCHS). The NCHS automatically provides numerical codes from the International Classification of Diseases, 10 Revision (IDC-10) and returns the files to the Office of Vital Records. The quick turnaround allows the Minnesota Department of Health to share nearly real-time death data unlike ever before. Local public health agencies are now using this information to conduct surveillance and plan prevention activities. Having real-time death data allows them to respond to emerging issues (eg, drug overdose deaths) in a more timely manner. It also helps them address persistent public health concerns such as traffic fatalities, infant mortality and sudden, unexpected infant deaths. In addition, the City of Minneapolis is incorporating 2014 death data into the Big Cities Health Inventory, a project designed to illustrate the major health issues that affect urban communities. The Metro Public Health Analysts Network, which consists of nine city and county public health agencies in the Minneapolis/St. Paul metro area, is exploring opportunities to use this data to conduct surveillance around 18 mortality indicators. Less paper, greater benefit Information about births, deaths and fetal deaths is important to families, public health agencies, health care organizations that monitor performance and conduct quality assurance activities, life insurance companies, and other entities. Physicians’ commitment to recording health and medical information related to vital events is crucial to the success of the state’s vital record system. With their voluntary compliance, we can work smarter and faster and with fewer resources, informing public health, serving families and improving lives one record at a time. MM Molly Mulcahy Crawford is State Registrar in the Minnesota Department of Health’s Office of Vital Records. For more information about physician responsibilities and requirements when registering a death or to register a designee to submit medical data, contact the Office of Vital Records at 651-201-5993, 888-692-2733 or [email protected]. The Minnesota Department of Health also maintains information on its website specifically for medical certifiers at www.health.state.mn.us/divs/chs/osr/ physician-me/.
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