Photonic Band Gap Structures for Accelerator Applications E.L Smirnova, M.A. Shapiro, C. Chen, RJ. Temkin Plasma Science and Fusion Center Massachusetts Institute of Technology Cambridge, MA 02139 USA Abstract. We report the results of our theoretical investigation and cold test of a twodimensional (2D) metal photonic band gap (PEG) accelerator cell and propose to construct a 27T/3 linear accelerator structure with reduced wakefields as a stack of PEG cells set between disks with irises. We developed a computer code, called Photonic Band Gap Structure Simulator (PBGSS), to calculate the complete dispersion curves for square and triangular arrays of metal rods [1]. Using the PBGSS code, the global photonic band gaps of the arrays were determined and employed to design the PBG cavities. The modes of the 2D PBG cavity formed by a defect (missing rod) in the triangular array of metal rods were studied numerically using the HFSS [2] code. The cavity was designed with only the fundamental TM0i mode confined and higher order modes suppressed. The cold test was performed and the results proved the suppression of the wakefields. Dielectric PBG structures were also studied as applied to microwave devices. A dielectric PBG resonator with the TM02 mode confined and TM0i and TMn modes absent was designed. The construction of such a resonator overcomes the problem of mode competition in overmoded structures and thus will allow the extension of the operating frequency of the devices to higher frequencies at higher order modes. INTRODUCTION In microwave linear accelerators, an intense electron beam interacts with the rf circuit and excites higher order modes (wakefields). The wakefields are unwanted modes, because they can affect the propagation of subsequent bunches of electrons. To obtain high-efficiency acceleration, accelerating cavities must be selective with respect to the operating mode, and the wakefields must be suppressed. The use of photonic band gap (PBG) structures [3], and in particular two-dimensional (2D) PBG structures [4], has been experimentally shown to be a promising approach to the realization of mode selective circuits [5,6]. In recent years, numerous advances have improved the understanding of the theory of PBG structures. The PBG structure or simply, photonic crystal, represents a lattice of macroscopic pieces (for example, rods) of dielectric or metal. Scattering of the electromagnetic waves at the interfaces can produce many of the same phenomena for photons (light modes) as the atomic potential does for the electrons. In particular, one can design and construct photonic crystals with photonic band gaps, preventing light of certain frequencies from propagating in certain directions. If, for some frequency CP647, Advanced Accelerator Concepts: Tenth Workshop, edited by C. E. Clayton and P. Muggli © 2002 American Institute of Physics 0-7354-0102-0/02/$19.00 383 range, a photonic crystal reflects light incident at any angle, we say that the crystal has a global photonic band gap. The presence of a global photonic band gap in a photonic crystal allows us to construct a PEG resonator, which can be formed by the defect (missing rod) in a periodic lattice. The mode, which has a frequency in a global photonic band gap, will not be able to propagate through the bulk of the PEG structure and will be localized around the defect. The advantage of the PEG resonator over the conventional pillbox cavity is its high mode selectivity: only the modes with frequencies within the global band gap can be confined. We aim to solve an important problem of designing and testing the PEG resonator, which would selectively confine a single mode. There are two aspects, which needed to be studied for the design of metallic PBG-based mode selective cavities. The first involves the global band gaps calculation, and the second concerns mode confinement in a PEG cavity. Global band gaps for two-dimensional (2D) triangular lattice of metal rods have been recently calculated by these authors and reported in [1]. The analysis of the mode structure in PEG resonators is accomplished with the HFSS code [2]. METAL PBG STRUCTURES THEORY We started our theoretical investigation of the bulk properties of 2D PBG structures by considering the square and triangular lattices of rods shown in Fig. 1 (in the figure a is the radius of the conducting rod, b is the rod spacing). The square-lattice-based PBG resonators have been investigated previously by Smith, Schultz, Kroll, etc. [5], but no rigorous theoretical investigation of the bulk properties of square lattices was reported in [5]. The triangular lattice attracted our attention because of the better field symmetry in the modes of the PBG resonator [6]. (a) FIGURE 1. Scheme of PBG structure representing: (a) square lattice, and (b) triangular lattice of perfectly conducting cylinders. The electromagnetic field in a 2D PBG structure can be decomposed into two independent classes of modes: the transverse electric (TE) mode and the transverse magnetic (TM) mode. We restrict the discussion to the TM modes, since the TM modes are of the primary interest in accelerators. The dispersion properties of TE modes were reported in [1]. All the field components in the TM modes can be expressed through the axial component of the electric field, which we will further denote by iff. Since the system is homogeneous along the z-axis, we take the Fourier 384 transform of iff in axial coordinate z and time t. The Helmholtz equation for ^(x_L,£ z ,fij) follows from Maxwell's equations (i) The boundary conditions on the surfaces S of the conducting rods are \//\s = 0 for the TM mode. The discrete translational symmetry of the conductivity profile allows us to write the fundamental solution of the Helmholtz equation in Bloch form (2) where x± = xex + yey is the transverse displacement, T is any of the lattice period vectors of Tmn defined as m bex + n be y (square lattice), 2) x + n b 2 t y (triangular lattice), (3) m,n are integers, k ± = kxex + A^e^ is an arbitrary transverse wave number. Eqs. (1) and (2) together with the boundary conditions define the eigenvalue problem of finding K2 as a function of k ± . The eigenvalue problem is solved numerically with the PBGSS code [1], which employs the standard coordinate-space finite-difference method. 12.0 16.0 8.0 4.0 0.0 x M FIGURE 2. Seven lowest normalized eigenfrequencies for TM mode. Here a I b = 0.2. The two cases correspond to (a) square lattice and (b) triangular lattice. The PBGSS code is designed to calculate the dispersion characteristics (Brillouin diagrams) and, most importantly, the global photonic band gaps for TE and TM modes in square and triangular lattices for different ratios alb. Figure 2 shows the Brillouin diagrams for seven lowest TM modes for a I b = 0.2. In Fig. 3 the TM global band 385 gap boundaries for square and triangular lattices are plotted with solid lines as functions of the ratio alb. The regions of frequencies to the right of solid curves correspond to the global band gaps, whereas the frequencies to the left of the curves lie in the pass band. 20.0 15.0 I10-0 5.0 (a) . 0.0 0.1 0.2 a/b 0.3 0.4 0.5 FIGURE 3. Plots of global frequency band gaps for TM mode as functions of alb for (a) square lattice, and (b) triangular lattice. 2D PEG RESONATOR DESIGN By perturbing a single or several lattice cites in PEG structure we can create a PEG resonator. For example, in a two-dimensional lattice of rods, the perturbation can be created by removing a single rod or replacing it with another whose size or shape is different from the original. The wave with the frequency inside the global band gap cannot propagate into the bulk of PEG structure and thus under certain conditions the mode can be confined in the vicinity of the defect. We study the simplest model of 2D PEG resonator formed by a single rod missing in a triangular lattice of metal rods. The rods are sandwiched between metal plates, which are so closely spaced that kz = 0 for the range of frequencies of interest, and only TM modes can exist in this structure. We had to restrict ourselves to considering only a three rows of metal rods and surrounded them by the metal wall (see Fig. 4). The HFSS eigenmode solver [2] was employed for modeling the PEG resonator. PBG cavity Metal wall Metal rods FIGURE 4. HFSS model of PBG resonator. 386 20.0 20.0 * TM01-like TM01 - like 15.0 * TM1(| - like 15.0 wb/c *vn TM TM TM A ow *x n 10.0 xw n 5.0 5.0 0.0 0.0 0.0 0.0 n 10.0 n - like 11 21 -like - like 21 TM02-like TM02 - like TM12-like TM - like TM12 31 -like TM31 - like * * * * 0.1 0.1 0.2 0.2 0.3 0.3 al a/b b 0.4 0.4 0.5 0.5 FIGURE in triangular triangular array array of of FIGURE5.5. TM TM eigenfrequencies eigenfrequencies of of PEG PBG cavity cavity formed formed by by single single rod rod missing missing in metal metalrods. rods. The for lattices lattices with with Thefrequencies frequencies of of the the PEG PBG resonator resonator eigenmodes eigenmodes were were calculated calculated for different ratios ofa/b. The results are presented in Fig. 5. The frequencies of the defect different ratios of a/b. The results are presented in Fig. 5. The frequencies of the defect modes The dashed dashed lines lines modesare areplotted plottedover overthe theband band gap gap picture picture from from Fig. Fig. 3(b) 3(b) with with dots. dots. The ininFig. 5 show the eigenfrequencies of the pillbox cavity with the radius R=b-a, which Fig. 5 show the eigenfrequencies of the pillbox cavity with the radius R=b-a, which isisabout alb aboutthe theeffective effectiveradius radius of of the the PEG PBG cavity. cavity. One One can can see that for small ratios of a/b << 0.2 higher ratios ratios of of a/b alb 0.2 only only aa single single mode mode can can be be confined confined below the cutoff. For higher higher higherorder ordermodes modescan can also alsobe be confined confined below below the the cutoff cutoff and in the band gaps. TM01 TM01 (a) a/b = 0.15 (b) alb a/b = 0.30 (b) TM11 TM11 11 FIGURE6.6. Modes Modesof ofthe the PEG PBG resonator resonator for for two two different different ratios ratios of of alb, a/b. FIGURE Thefield fieldpatterns patterns of of two two modes modes confined confined in in aa 2D 2D PEG PBG resonator The resonator for for two two different different ratiosof ofalb a/b are are shown shown in in Fig. Fig. 6. 6. The The field field pattern pattern of of the the mode mode confined ratios confined below below the the cutofffor foralb a/b ==0.15 0.15 closely closely resembles resembles those those of of the the pillbox pillbox cavity cavity TMoi TM01 mode. mode. This cutoff This allows us us toto name name itit TM TM001 -like mode. mode. Obviously, Obviously, the the metal metal wall wall of of the the cavity allows i-like cavity can can confine higher order modes, which are not confined by the PBG structure. confine higher order modes, which are not confined by the PEG structure. One One of of thesehigher higherorder ordermodes modes with with the the field field pattern pattern resembling resembling the the TMn TM11 mode mode of these of aa pillbox pillbox cavityisisshown shownin inFig. Fig. 6. 6. ItIt evolves evolves into into the the TMn-like TM11-like mode mode of of the the PEG PBG resonator cavity resonator as as 387 the the TM and TMn TM11 modes modes 01 and the ratio ratio of of a/b alb isis increased. increased. For For the the rods rods with with a/b alb = = 0.30, 0.30, the TMoi of ofthe thePBG PEG resonator resonator are are shown shown in in Fig. Fig. 6. 6. The the PEG PBG structure structure The higher higher order order modes modes confined confined by by the the metal metal wall wall surrounding surrounding the can be suppressed if an absorber is placed at the periphery. This will not affect the can be suppressed if an absorber is placed at the periphery. This will not affect the modes confined by the lattice. Thus, the resonator which confines selectively a single modes confined by the lattice. Thus, the resonator which confines selectively a single TM basis of of PEG PBG structure structure with with alb a/b = = 01-like mode TMoi-like mode can can be be created, created, for for example, example, on on aa basis 0.15. 0.15. COLD COLD TEST TEST OF OF 2D 2D PBG PBG RESONATORS RESONATORS In we In order order to to verify verify experimentally experimentally the the higher higher order order mode mode suppression, suppression, we constructed two PBG resonators for cold testing (Fig. 7). The resonators were constructed two PBG resonators for cold testing (Fig. 7). The resonators were fabricated brass circular circular plates. plates. The The fabricated using using the the brass brass cylinders cylinders closed closed at at each each end end by by the the brass PBG structures were formed by copper rods fitted into the array of holes at the PBG structures were formed by copper rods fitted into the array of holes at the endplates. The parameters of resonators are summarized in Table 1. In Cavity 1, only endplates. The parameters of resonators are summarized in Table 1. In Cavity 1, only the the Cavity Cavity 22 PBG PBG resonator resonator the TM TM010i mode mode was was confined confined by by the the PBG PBG structure structure and and in in the the TM and TM modes were confined. Cavities 1 and 2 are designed so that the the 01 and TMn 11 modes were confined. Cavities 1 and 2 are designed so that the TMoi frequencies of their TM modes are the same. WR62 waveguides were employed to frequencies of their TM010i modes are the same. WR62 waveguides were employed to feed rf power to the cavities, and the same size waveguides were connected feed rf power to the cavities, and the same size waveguides were connected symmetrically symmetricallyto to the the opposite opposite ports. ports. FIGURE 7. 7. PBG PBG resonators resonators built for the cold test. FIGURE TABLE1.1. Parameters Parametersof ofPBG PBGresonators resonators for for cold cold test. TABLE Cavity 11 Cavity 0.16cm Rodradius radiusaa Rod 0.16 cm 1.06cm Latticespacing spacingbb Lattice 1.06 cm alb 0.15 a/b 0.15 Cavityradius radius 3.81 сm cm Cavity 3.81 Axiallength length 0.787 сm cm Axial 0.787 11. 00 GHz GHz Freq.(TM (TMoi) Freq. 11.00 01) Freq.(TM (TM11n)) 15.28 GHz GHz Freq. 15.28 388 Cavity 2 0.40 cm 1.35cm 1.35 cm 0.30 4.83 cm сm 0.787 cm сm 11. 00 GHz 11.00 17.34 GHz 17.34 GHz 0.10 0.08 0.04 0.04 0.02 0.02 0.01 | ) 0.00 000 ii.. 1; 10 11 12 13 14 15 16 17 18 10 11 12 13 14 15 16 17 freq., GHz (a) freq., GHz (b) u.uo o.os : 0.04 . 0.02 . 10 0.04 fi 0.06. 1 11 12 13 14 freq., GHz f\ 15 16 CO 0.01 n nn 17 i jy I 0.02 10 11 12 13 14 15 16 17 16 freq., GHz (c) (d) FIGURE 8. 812 curves for PEG resonators: (a) a/b=OJ5, no absorber; (b) a/b=0.30, no absorber; (c) a/b=0,15, with absorber; (d) a/b=0,30, with absorber. We measured the 812 elements of the scattering matrix using the HP8510 vector network analyzer. In a first set of measurements we did not place the absorber at the metal walls of the cavities and thus the eigenmodes of the PEG resonator as well as the eigenmodes of the metal wall resonator can be seen in Fig. 8 (a) and (b). Then we placed the eccosorb at the periphery of the cavities, which reduced by a factor of 10 the Q-factors of the modes not confined by the PEG structure as well as increased the frequencies of these modes (Fig. 8 (c) and (d)). Only the TMoi mode at 11 GHz survived in Cavity 1, and the TM0i mode at 11 GHz and the TMn mode at 17 GHz survived in Cavity 2. These results agree with the cavities design. We also measured the Sn elements of the scattering matrices and derived from those that the ohmic Qfactors for the TM0i modes in both cavities were about 2000. 271/3 PBG ACCELERATING STRUCTURE DESIGN The PBG cavity supporting a single TM0i-like mode is a good candidate for an accelerator cell. In a traditional accelerator cell in addition to the accelerating mode there exist many unwanted HOM, which can be excited by the beam. The advantage of the PBG accelerating cavity lies in the efficient suppression of the higherfrequency, HOM wakefields. We propose to build a disk-loaded 2;i/3 accelerator structure with a stack of PBG cavities set between the disks with the beam holes inserted on axis. Figure 9 depicts the 3-cells of the 2;i/3 structure. The irises in the structure are similar to those in a conventional disk-loaded linear accelerator. The iris dimensions are scaled to 17 GHz from the SLAC 2.856 GHz accelerator design [7]. The axial period L of the PBG structure is chosen so that the electron moving with the speed of light c is at resonance with the 27i/3mode: 27ri3=ct)Llc. 389 Rod Rod Beam Beam hole hole OOuterwall uter wall Iris Front view view Front L Side Side view FIGURE9.9. The Thetransverse transverse and and axial axial cross-sections cross-sections of the 2n/3 FIGURE 2π/3 PEG PBG accelerating acceleratingstructure. structure. TheHFSS HFSS eigenmode eigenmode solver solver [2] [2] was was employed employed to determine the The the properties properties of of the the PEG accelerator structure with beam holes. The model included three cells from PBG accelerator structure with beam included three cells from the the Fig.9.9.The Theideal ideal metal metal EE-wall boundary conditions were specified Fig. wall boundary specified at at both both end end plates plates of the structure. Table 2 summarizes the results of the HFSS simulation. of the structure. Table 2 summarizes the results of the HFSS simulation. For For comparison, the the accelerating accelerating characteristics characteristics of of aa conventional disk-loaded comparison, conventional 2^/5 2π/3 disk-loaded acceleratingstructure structureare are also also shown shown in in Table Table 2. 2. accelerating TABLE2.2. PBG PEGstructure structureversus versus pillbox pillbox structure: structure; comparison comparison of TABLE of accelerator accelerator characteristics. characteristics. Pillbox PEG PBG Pillbox ——— Rodradius, radius,aa 1.05mm Rod 1.05 mm ------_______ Lattice vector, b 7.02mm Lattice vector, b 7.02 mm ------_______ a/b 0.15 a/b 0.15 ------Cavity radius 23.34mm 6.88mm Cavity radius 23.34 mm 6.88 mm Cavity length 5.83mm Cavity length 5.83 mm Iris radius 1.94mm Iris radius 1.94 mm Frequency 17.14 GHz Frequency 17.14 GHz 3588 5618 Q 3588 5618 Qww 0.38 MW/cm 0.71 MW/cm r s 0.38 MW/cm 0.71 MW/cm rs 0.13kW/cm O.llkW/cm [rJQ] 0.11 kW/cm 0.13 kW/cm [r /Q] Groups velocity 0.012c 0.012c Group velocity 0.012c 0.012c Gradient 17A/P [MW] MeV/m 19A/P[MW] MeV/m Gradient 17√P [MW] MeV/m 19√P[MW] MeV/m It can be seen from the table, that due to the field enhancement at the rods the QIt can be seen from the table, that due to the field enhancement at the rods the Qfactor of the PEG structure is one and a half times less than the Q-factor of the pillbox factor of the PBG structure is one and a half times less than the Q-factor of the pillbox structure. Therefore the shunt impedance is also smaller. Nevertheless the [rlQ] ratio structure. Therefore shunt is also smaller. Nevertheless the to[r/Q] ratio and the gradient are the almost theimpedance same for both types of cavities. This is due the fact, and the gradient are almost the same for both types of cavities. This is due to the fact, that the electric field distribution is almost the same for both PEG and pillbox that the electric field distribution is almost the same for both PBG and pillbox structures and so, the dispersion characteristics (see Fig. 10) and the accelerator structures theare dispersion characteristics (see Fig. 10) and the accelerator properties and of theso,cells very similar. properties of the cells are very similar. Further research is underway at MIT in order to construct and test a PEG Further research accelerating structure.is underway at MIT in order to construct and test a PBG accelerating structure. 390 17.1 17.0 16.9 16.8 30 60 90 120 150 180 6, degrees FIGURE 10. The dispersion curves of PEG and pillbox accelerating structures. Straight line corresponds to CD = 9c IL, FREQUENCY SELECTIVE RESONATORS BASED ON DIELECTRIC PBG STRUCTURES In recent years, dielectric structures have proved to be useful for accelerator applications [8]. They have shunt impedances comparable to conventional copper accelerator structures and are easy to construct. The major difference between the band gap schemes in dielectric PBG structures and in metal PBG structures is the absence of the cut-off for the TM modes in dielectric. Under certain conditions this may allow us to exclude the lower-order modes in dielectric PBG resonators, while confining the higher order operating mode. Creation of such a resonator will overcome the problem of the mode competition in overmoded structures and thus will allow the extension of the operating frequency of microwave devices to higher frequencies. v TM21-like * TM02-like 0 v o ° 0.0 0.1 0.2 0.3 0.4 TM31-like TM12-like TM32-like TM13-like 0.5 FIGURE 11. TM eigenfrequencies of PBG cavity formed by 19 rods missing in triangular array of A12O3 rods. 391 We the dielectric dielectric PBG PEG resonator resonator formed formed by by aa defect defect in in aa triangular triangular We investigated investigated the array of A1 O rods, 8 (A1 O ) = 9.7. The band gap scheme for the triangular arrayofof 2 3 2 3 array of Al2O3 rods, ε (Al2O3) = 9.7. The band gap scheme for the triangular array aluminum rods were were calculated calculated by by the the authors authors of of [9]. [9]. For For our our PBG PEG resonator resonator aluminum ceramics ceramics rods we with a/b a/b == 0.39 0.39 and and create create the the defect defect in in the the PBG PEG structure structure by by we choose choose the the rods rods with removing rod and and two two rows rows of of rods rods around around itit (19 (19 rods rods total). total). The The removing the the central central rod eigenfrequencies of the the resonator resonator were were calculated calculated by by HFSS HFSS [2] [2] and and are are shown shown ininFig. Fig. eigenfrequencies of 11. The TM 2-like mode is confined in the PEG resonator (see Fig. 12), while 11. The TM002-like mode is confined in the PBG resonator (see Fig. 12), while thethe TM TMn modes are missing. TM001i and and TM 11 modes are missing. The PEG accelerating cell can can be be constructed constructed on on the the basis basis of of aa dielectric dielectric resonator resonator The PBG accelerating cell confining the TMo2 mode. Since the TMoi and TMn modes are absent, the accelerator confining the TM02 mode. Since the TM01 and TM11 modes are absent, the accelerator cell of lower lower order order wakefields. wakefields. Additionally, Additionally, the the HOM HOM wakefields wakefields cell will will be be free free of spectrum will be rare. The acceleration parameters of the PEG resonator confining the spectrum will be rare. The acceleration parameters of the PBG resonator confining the TM 2 mode 17 GHz GHz are are summarized summarized in in Table Table 3. 3. TM002 mode at at 17 FIGURE 12. Field Field pattern pattern of of the the TM TM0202-like -like mode mode inindielectric dielectricPBG PEGresonator. resonator. TABLE 3. Acceleration parameters of dielectric dielectric PBG PEG resonator resonator with withTM TM0202-like -likemode. mode. Permittivity, ee tan δ8 Lattice spacing b Rod radius a a/b alb Freq. (TM Freq. (TM02 02)) Q Qww rrss [r [rJQ] s/Q] 9.7(Al (A1 9.7 2033)) 2O -4 5-10-4 5·10 0.44сm cm 0.44 0.17cm 0.17 cm 0.39 0.39 17.14 17.14GHz GHz 4700 4700 11MW/cm MW/cm 212 W/cm 212W/cm CONCLUSION CONCLUSION The main main advantage The advantage of of PBG PEG cavities cavities over over the the conventional conventional pillbox pillbox cavities cavities lies lies inin their high high mode mode selectivity. their selectivity. Thus, Thus, if if applied applied to to the the linear linear accelerators accelerators the the PBG PEG cavities cavities will sufficiently sufficiently reduce reduce the will the wakefields. wakefields. The PBG accelerator The PEG accelerator design design must must start start from from studying studying the the bulk bulk properties properties of of the the PBG structures and then the PBG resonators must be investigated. The PEG structures and then the PEG resonators must be investigated. The wave wave 392 propagation in bulk PEG structures was studied with the PBGSS code [1], Brillouin diagrams and global band gaps were calculated for square and triangular metal lattices. PEG resonators formed by a single rod missing in a triangular array were studied using HFSS [2]. Two PEG resonators were constructed and cold tested. We showed that for sufficiently small ratio of the rod's radius, a, to the distance between the rods, b, the PEG cavity selectively confines a TM0i-like mode. Dielectric PEG structures may allow extension of accelerator frequencies to higher frequencies using HOM without facing the problem of lower order wakefields. Use of dielectric PEG structures may allow construction of a PEG resonator, which selectively confines the TMo2-like mode. Dielectric PEG resonators were studied with HFSS. Further research is underway at MIT in order to construct and test a 2;i/3 PEG accelerating structure. ACKNOWLEDGMENTS The work was supported by the DOE grant. 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