Regulations for College-level Review of Faculty Promotion Applications by International College at I-Shou University Ratified and promulgated by the President on January 4, 2013 Amendments to Articles 4, 6, 9~11, 13, 15, 17~20, 26~32 ratified and promulgated by the President on July, 11, 2014 Article 1 The Regulations for College-level Review of Faculty Promotion Applications by International College at I-Shou University (hereinafter referred to as the “Regulations”) are enacted as per the Regulations for Faculty Promotion System of the University. Article 2 Applications, recommendations and qualifications accreditation for faculty promotion at the International College (hereinafter referred to as the “College”) shall be conducted in accordance with the Regulations, the University’s statutes, and laws and decrees of the Ministry of Education. Article 3 Only after satisfactorily meeting the requirements for qualifications, the length of service, specialized publications, and performance on teaching and counseling & services as specified in the Regulations can the faculty apply for promotion. Article 4 After the current academic rank has been accredited by the Ministry of Education, full-time faculty members of the College may file a promotion application if they meet any of the following requirements: 1. promotion from lecturer to assistant professor: a. holding a Ph.D. degree or an academic credential at the equivalent educational level, and having remarkable achievements and specialized publications; b. holding a master’s degree or an academic credential at the equivalent educational level, having worked in research, professional field or sector in relation to his or her major(s) for four years or more, and having remarkable achievements and specialized publications; or c. having worked as a lecturer for three years or more, and having remarkable achievements and specialized publications. 2. promotion from assistant professor to associate professor: a. holding a Ph.D. degree or an academic credential at the equivalent educational level, having worked in research, professional field or 1 sector in relation to his or her major(s) for four years or more, and having specialized publications; or b. having worked as an assistant professor for three years or more, and having remarkable achievements and specialized publications. 3. promotion from associate professor to professor: a. holding a Ph.D. degree or an academic credential at the equivalent educational level, having worked in research, professional field or sector in relation to his or her major(s) for eight years or more, and having creations or inventions, great contributions to the academia or important specialized publications; or b. having worked as an associate professor for three years or more, and having remarkable achievements and important specialized publications. An applicant for promotion to the rank of assistant professor with a Ph.D. degree as per Item 1, Subparagraph 1 of the preceding paragraph shall be subject to the same accreditation procedures as those applicable to newly-appointed faculty members (college-level external review), and such an applicant can only submit his/her application when meeting requirements for the performance on teaching and counseling & services prescribed in the Regulations for Faculty Promotion System of the University. For full-time faculty members from another academic institution applying for a teaching post at the University, their previous experience in teaching shall be recognized by the University. However, such faculty members are allowed to file a promotion application only after one full year of teaching at the University and meet requirements for the performance on teaching and counseling & services prescribed in the Regulations for Faculty Promotion System of the University as well. Faculty members shall have taught at the University for at least one full year before they are eligible to file a promotion application on the basis of the length of service as working in research, professional field(s) or sector as referred to in Paragraph 1. Such faculty members can only submit their application when meeting requirements for the performance on teaching and counseling & services prescribed in the Regulations for Faculty Promotion System of the University. Article 5 If a faculty member has acquired the Certificate of Lecturer or the Certificate of Associate Lecturer before the enforcement of the amendments to the Act of Governing the Appointment of Educators, continues teaching at the University without suspension, and holds a Ph.D. degree, he or she may directly file a promotion 2 application for the rank of associate professor. In case of failure in promotion to the rank of associate professor, he or she may file another promotion application for the rank of assistant professor. When a faculty member promoted to the rank of assistant professor with a Ph.D. degree according to the preceding paragraph wishes to apply for promotion to associate professor, he or she is not allowed to apply for promotion by submitting all or part of the Ph.D. dissertation. Instead, he or she shall submit publications or works presented after reaching the rank of assistant professor to apply for qualifications accreditation in accordance with Article 30-1 of the Act of Governing the Appointment of Educators, and there is no restriction on the length of teaching. Other issues in respect of promotion to the rank of associate professor shall be governed by laws and regulations for faculty promotion. Article 6 The length of service as referred to in each subparagraph of Article 4 shall be determined as follows: 1. working in research, professional field(s) or sector: the effective dates of assuming duty and leaving office stated on the Certificate of Service issued by the organization(s) or institution(s) an applicant has served. 2. length of teaching: the beginning date of teaching experience stated on the Teacher Certificate, along with Letters of Appointment accepted over the past years, used to calculate the length of teaching as of the end of the semester (i.e. July 31st or January 31st) in which an applicant applies for promotion. The length of part-time teaching shall be reduced by half. 3. The length of teaching shall not include the period in which an applicant has left with the position retained and no pay. However, the length of teaching before and after the above-mentioned period may be considered continuous regardless of suspension in between, and is used to calculate the total length of teaching along with the effective date stated on the Teacher Certificate as well as Letters of Appointment accepted over the past years. 4. For a faculty member who has been temporarily transferred to another academic institution with consent of the University and returned to teach courses of two credits or more at the University without hourly pay at each semester during the period of temporary transfer, a maximum of two years of temporary transfer will be recognized by the University. However, when he or she has been temporarily transferred to another academic institution for three years or more, he or she may apply for promotion qualifications accreditation to the academic institution to which he or she is temporarily transferred with prior consent of the 3 university-level Teacher Review Committee. 5. When a faculty member allowed to pursue further studies or conduct research on a full-time basis applies for faculty promotion, a maximum of one year of pursuing further studies or conducting research on a full-time basis will be recognized by the University. Article 7 Faculty members shall teach at the University during the semester in which they file a promotion application. If an applicant asks for leave of absence or leaves office for any reason during the qualifications accreditation period, his or her application for promotion shall be suspended until he or she returns to the University to teach. When the suspension period exceeds one year, the application shall be considered closed. Article 8 To apply for faculty promotion, faculty members are required to prepare and submit documents in respect of the performance on teaching, counseling & services and research as specified in Appendix 1 for the purpose of qualifications accreditation. Article 9 To assess an applicant’s performance on teaching and counseling & services, the faculty evaluation results shall be recognized. Only after satisfactorily meeting the following requirements for the performance on teaching and counseling & services can a faculty member apply for promotion: 1. An applicant shall first provide the results of three out of the most recent four faculty evaluations (including basic and advanced performance), and the results of the most recent faculty evaluation must be included. If the applicant has accepted only three faculty evaluations or less, the most recent three faculty evaluations shall be all included (including basic and advanced performance). If the results of the fourth and subsequent faculty evaluations are considered, he or she shall not only satisfy the requirements mentioned above but also has been ranked among the top 80% (those with the same scores shall be included in the ranking) in the sub-category/group he or she belongs to. 2. If the number of the faculty members in the sub-category of Humanities is less than fifteen, these faculty members will be relocated to the sub-category of Social Sciences for ranking; when the number of the faculty members in the sub-category of Nature & Life Science is less than fifteen, these faculty members will be relocated to the sub-category of Engineering for ranking. Article 10 Applicants for faculty promotion shall submit specialized publications for screening. Generally specialized publications refer to journal papers and professional presentations. Faculty members in special fields, on the other hand, may apply for promotion by submitting a work, proof of achievements or technical report instead of specialized publications, and relevant requirements and the standards for recognition 4 are governed by Article 14 of the Regulations for Faculty Promotion System at I-Shou University. The standards for recognition of specialized publications: 1. Specialized publications shall be published monographs, papers published in domestic or international academic or professional journals (including electronic journals which have formal peer-review procedures, are open to the public, and can be accessed via electronic transmission), papers which are certified to be accepted by any of the above-mentioned journals and will be published in the near future, or papers presented at domestic or international conferences with formal peer-review procedures and published and publicly issued in the form of proceedings (including a CD or DVD). 2. The institution affiliation specified in a representative publication must be I-Shou University, and the applicant shall be the first author in one journal paper at the least. 3. A representative publication shall be completed within the most recent five years prior to application after the current academic rank has been accredited, while a reference publication shall be completed within the most recent seven years prior to application after the current academic rank has been accredited. If an applicant was pregnant or gave birth during either of the aforesaid periods, she may apply for an extension of the period for another two years. 4. An applicant who submits more than two kinds of publications for screening shall determine representative and reference publications by himself or herself. 5. Publications closely correlated with one another may be compiled into a package of representative publications, and the applicant shall submit an explanatory statement on their correlations. 6. Representative publications shall be relevant to the course(s) an applicant teaches. 7. A representative publication shall not be part of a dissertation. However, the aforesaid restriction shall not apply when an applicant has never submitted the dissertation for screening or has pursued research constituting an extension of the dissertation, and has proactively submitted an explanatory statement, and the representative publication submitted is considered innovative to some degree through professional screening procedures. 8. A publication submitted as a representative publication for a previous promotion shall not be resubmitted as a representative publication for the current promotion application. 9. In case of any similarity between the representative publication submitted for the 5 previous promotion and that for the current promotion application, the applicant shall also submit a comparison table to elaborate on similarities and differences between these two representative publications. 10. Other issues in respect of publications shall be governed by the Accreditation Regulations Regarding Teacher Qualifications at Institutions of Higher Education stipulated and promulgated by the Ministry of Education. The five- or seven-year period prior to application as referred to in the preceding paragraph means the five- or seven-year period prior to accreditation of the current faculty promotion application by the Ministry of Education. Specialized publications, works and proofs of achievements submitted for screening shall be governed by the Accreditation Regulations Regarding Teacher Qualifications at Institutions of Higher Education as well as relevant regulations. Article 11 Specialized publications submitted for the purpose of faculty promotion fall into the following four categories: 1. Category A: journal papers indexed in the SSCI database (ranked among the top 80% by impact factor in certain fields) or the SCI database (ranked among the top 50% by impact factor in certain fields); 2. Category B: journal papers indexed in the TSSCI, SSCI or SCI database; 3. Category C: journal papers indexed in the EI, FLI, Econ Lit, ABI, EBSCOhost, AHCI or CIJE database; book chapters published by international publishers; or published monographs authored by faculty members based on their expertise or brand-new ideas; 4. Category D: others. Journal papers in Category A may be recognized as those in Category B or C, while journal papers in Category B may be recognized as those in Category C. If an applicant applies for faculty promotion by submitting a work, proof of achievements or technical report instead of a specialized publication, the college-level Teacher Review Committee of the International College (hereinafter referred to as the “college-level Teacher Review Committee”) will scrutinize such documents and determine which category they fall into based on solid evidence. Article 12 To apply for promotion, specialized publications submitted by faculty members within the most recent five years after the current academic rank has been accredited must meet the following requirements: 1. promotion from lecturer to assistant professor: an applicant who applies for promotion without a Ph.D. degree shall publish at least three journal papers within the most recent five years, and he or she shall be the first author in one journal 6 paper at the least. Moreover, among the journal papers published by him or her within the most recent five years, there shall be at least one journal paper in Category A, one in Category B or two in Category C. 2. promotion from lecturer to associate professor: if an applicant has acquired the Certificate of Lecturer before the enforcement of the amendments to Article 30-1 of the Act of Governing the Appointment of Educators, continues teaching at the University without suspension, and holds a Ph.D. degree, he or she may directly file a promotion application for the rank of associate professor; the Ph.D. degree conferred on him or her shall meet relevant laws and regulations. If he or she has acquired the Certificate of Lecturer before the enforcement of the amendments to Article 30-1 of the Act of Governing the Appointment of Educators, continues teaching at the University without suspension, but does not hold a Ph.D. degree, he or she shall apply for promotion to associate professor in accordance with relevant regulations and rules for promotion to associate professor. 3. promotion from assistant professor to associate professor: an applicant shall publish at least four journal papers within the most recent five years, and he or she shall be the first author in one journal paper at the least. Moreover, among the journal papers published by him or her within the most recent five years, there shall be at least one journal paper in Category A, two in Category B or three in Category C. 4. promotion from associate professor to professor: an applicant shall publish at least five journal papers within the most recent five years, and he or she shall be the first author in one journal paper in Category A or B at the least. Moreover, among the journal papers published by him or her within the most recent five years, there shall be at least two journal papers in Category A, three in Category B or four in Category C. For specialized publications not listed above, an applicant may submit solid evidence and apply to the college-level Teacher Review Committee for recognition, in order to prove that these publications are outstanding and excellent. Article 13 When a faculty member applies for promotion with a journal paper which is certified to be accepted by a journal and will be published in the near future, his or her representative publication shall be published within one year of the acceptance date stated on the Certificate of Acceptance issued by the journal. The representative publication shall be submitted to the Office of Human Resources for examination and safekeeping within two months of the date of official publication on the journal. In case of failure to have the paper published within one year and nothing the applicant 7 concerned shall be to blame for, he or she shall apply for an extension to the university-level Teacher Review Committee by submitting a certificate issued by the journal which clearly states the reason of failure to have the paper published as well as the exact date of publication, and the paper shall be published within three years of the acceptance date stated on the Certificate of Acceptance. The paper shall be submitted to the Office of Human Resources for future reference before the end of the one-year extension of publication. The paper referred to in the preceding paragraph, once accredited, shall not be submitted as a publication for next promotion. If an applicant fails to have the representative publication published or submitted to the Office of Human Resources by the prescribed deadline, his or her newly-accredited academic rank shall be rejected or annulled. Article 14 In principle, the maximum number of candidates for promotion at each academic rank recommended by each department every year is two-fifths of the full-time faculty at each academic rank (prior to promotion) at each department (the result shall be rounded up to the nearest integer). However, the aforesaid restriction is not applicable to the number of promotion applications submitted by lecturers and assistant professors. Article 15 In any of the following circumstances, faculty members are not allowed to apply for promotion: 1. failing to fulfill the required weekly teaching hours during the semester(s) in which the application for promotion is filed and reviewed by department-, college- and university-level Teacher Review Committee; 2. leaving office with the position retained and no pay; or 3. failing to meet relevant provisions in the Guidelines on Evaluation of Teaching and Counseling & Services Performance for Faculty Promotion of the University. Article 16 In principle, the qualifications accreditation for faculty promotion shall go through three review processes at three levels. The college-level reviews are carried out by the college-level Teacher Review Committee. Article 17 College-level review procedures: 1. The college-level Teacher Review Committee reviews an applicant’s overall performance on teaching, counseling & services, and research, as well as the documentation for the department-level review. Moreover, the college-level Teacher Review Committee evaluates an applicant’s performance on teaching and counseling & services in accordance with the Guidelines on Evaluation of Teaching & Service Performance for Faculty Promotion at I-Shou University. 8 a. Members to the college-level Teacher Review Committee first evaluate and score an applicant’s performance on teaching and counseling & services within the most recent five years in each and every aspect. Then, the average score of all members for teaching (counseling & services) is the college-level review score for teaching (counseling & services). The department-level review score for teaching (counseling & services) accounts for 70%, and the college-level review score for teaching (counseling & services) accounts for 30%. b. Only after an applicant receives a score of 70 or higher for the performance on both teaching and counseling & services (the result shall be rounded off to the nearest integer) and the application is accepted by the college-level Teacher Review Committee will his or her publications undergo external review. The college-level Teacher Review Committee will deliver the applicant’s research achievements (including technical reports) to off-campus scholars and experts for review. c. The college-level Teacher Review Committee will deliver specialized publications or technical reports submitted by an applicant for promotion to three scholars and experts for review. To select the scholars and experts for external review as referred to in the preceding paragraph, the Dean of the College shall first consult professors in the professional field(s) concerned, and then submit a list of candidates (twice as many as the number of scholars and experts conducting an external review) to the President for selection. 2. An applicant for promotion is considered passing the college-level review only after satisfying the criteria of external review and final grades set below for different academic ranks and being recommended with consent of the college-level Teacher Review Committee: a. promotion to professor: (1) a score of 75 or higher from at least two examiners (the result shall be rounded off to the nearest integer), and an average score of 70 or higher of three examiners (the result shall be rounded off to the nearest integer). (2) 60% for research, 25% for teaching, and 15% for counseling & services; the sum of these three scores is the final grade for college-level review. An applicant for promotion to professor is considered passing the college-level review only when he or she receives a final grade of 70 or higher. 9 b. promotion to associate professor: (1) a score of 75 or higher from at least two examiners (the result shall be rounded off to the nearest integer), and an average score of 70 or higher of three examiners (the result shall be rounded off to the nearest integer). (2) 60% for research, 25% for teaching, and 15% for counseling & services; the sum of these three scores is the final grade for college-level review. An applicant for promotion to associate professor is considered passing the college-level review only when he or she receives a final grade of 70 or higher. c. promotion to assistant professor: (1) a score of 70 or higher from at least two examiners (the result shall be rounded off to the nearest integer), and an average score of 70 or higher of three examiners (the result shall be rounded off to the nearest integer). (2) 50% for research, 35% for teaching, and 15% for counseling & services; the sum of these three scores is the final grade for college-level review. An applicant for promotion to assistant professor is considered passing the college-level review only when he or she receives a final grade of 70 or higher. 3. The Chairperson of the college-level Teacher Review Committee shall submit the applications which have passed the college-level review, along with remarks, grades, documents, forms and publications, to the university-level Teacher Review Committee for university-level review. Article 18 Prior to a meeting convened by the college-level Teacher Review Committee, committee members may be assigned to a specific location to scrutinize the documentation submitted by applicants for promotion. Article 19 During the college-level review, members to the college-level Teacher Review Committee are required to be present in the course of qualifications accreditation, or they are disqualified to score applications for promotion. If any committee member doubts any application, a deferral of qualifications accreditation may be achieved as decided by the college-level Teacher Review Committee. Upon resumption of screening, the college-level Teacher Review Committee may resume the screening after inviting the applicant concerned to attend the meeting or requesting an explanatory statement from the applicant concerned. Article 20 Applicants for promotion may submit a list of scholars and experts (a maximum of 10 three) who shall be excused from college-level review, and solid reasons shall be given. Article 21 The following principles shall serve as guidelines in selecting examiners for external review in a fair and balanced manner: 1. Scholars and experts shall be fully qualified to review. 2. It is recommended not to invite professors from the same academic institution to review the same application. 3. It is recommended not to invite professors from the academic institution from which an applicant graduated (particularly it has been less than ten year since the applicant graduated, and professors teach at the department from which the applicant graduated). 4. It is recommended not to invite examiners who graduated from the same department at an academic institution as an applicant in the same period. 5. It is recommended not to invite examiners who have conducted relevant research projects jointly with an applicant. 6. When the College has difficulty in inviting competent domestic examiners specializing in a special professional field, the College may invite foreign professors as examiners. Article 22 In any of the following circumstances, off-campus examiners shall excuse themselves from review. If an off-campus examiner should but did not excuse himself or herself from review, his or her review opinions and results shall be considered invalid; however, the review opinions and results offered by other qualified examiners shall still be considered valid for qualifications accreditation. In case of a shortage of qualified off-campus examiners, the College shall select another off-campus examiner(s) to replace the disqualified one(s), and re-submit publications for external review. 1. the supervisor(s) of an applicant; 2. the co-author(s) or the co-principal investigator(s) of the representative publication submitted by an applicant; 3. one who now teaches at the same academic institution as an applicant, or has taught at the same department with an applicant; 4. one who is a relative of an applicant for promotion, or involved in any of the circumstances as described in Article 32 of the Administrative Procedure Act. Article 23 If any committee member doubts the reliability and validity of external review results, he or she shall provide solid reasons grounded on professional academic expertise. With consent of at least half of all the members present at the meeting, the publications 11 concerned will be delivered to one to three examiners (other than those for the previous external review) for a second external review. The results of both the first and second external reviews shall be submitted to the college-level Teacher Review Committee for deliberation. Article 24 The Chairperson of the college-level Teacher Review Committee shall handle the selection of off-campus examiners and conduct external review procedures in person, and pay great attention to confidentiality. Documents, review opinions and results sent by examiners shall be collected and well arranged; handwritten documents, review opinions and results shall be typed and proofread. Article 25 Applications for faculty promotion are accepted and reviewed once every semester. Procedures for faculty promotion are specified in the procedures for faculty promotion of the University. Late applications or incomplete applications without all required information will not be considered. Article 26 For applications not passing the qualifications accreditation, the college-level Teacher Review Committee shall have the College to provide review results and an explanatory statement to the applicants concerned in an official letter in the name of the University. At the same time, the applicants concerned shall be informed of how to seek administrative relief. Article 27 If an applicant doubts the college-level review results and has solid evidence, he or she may refer an application for reconsideration to the Teacher Review Committee determining the application result, or an appeal to the Faculty Plea and Arbitration Committee within thirty days of the receipt of the notice of final results. If an applicant raises any objection against the reconsideration results, he or she may refer an appeal to the Faculty Plea and Arbitration Committee within thirty days of the receipt of the notice of reconsideration results. When an applicant doubts review results offered by the university-level Teacher Review Committee and has solid evidence, he or she may refer an appeal to the Faculty Plea and Arbitration Committee within thirty days of the receipt of the notice of final results. Article 28 Upon receipt of an application for reconsideration by the college-level Teacher Review Committee, the Dean of the College shall report to the President to appoint three to five members of the aforesaid Committee as the members of a Reconsideration Task Force to deal with affairs with respect to the application for reconsideration. The convener of the Reconsideration Task Force shall be the Dean of the College. Article 29 Representative publications, dissertations, works, technical reports or proofs of achievements passing three reviews at three levels shall be accessible and safely kept at the University’s Library. However, technical reports containing confidential 12 information may be exempted from being accessible by the public. Article 30 Part-time faculty members are not allowed to apply for promotion unless they meet the provisions in the Regulations for Appointment of Part-time Teachers at I-Shou University. Qualified part-time faculty members shall apply for promotion in accordance with relevant regulations and rules for faculty promotion. Article 31 When a part-time faculty member getting promoted at another academic institution and receiving the Teacher Certificate for a higher academic rank applies for change in his or her status to the new academic rank after promotion, the University may change his or her status to the new academic rank in the beginning of the semester in which he or she files such an application provided that the application is approved by the university-level Teacher Review Committee before the commencement of the semester, or the University may change his or her status to the new academic rank in the following semester provided that the application is approved by the university-level Teacher Review Committee after the commencement of a semester. When a part-time faculty member meeting the requirements of elevation to a higher academic rank applies for change in his or her status to a higher academic rank, he or she shall file an application in accordance with Article 11 of the Regulations for Faculty Appointment at I-Shou University. Article 32 The Regulations become effective on the third day of promulgation after being adopted by the college- and university-level Teacher Review Committees and ratified by the President. Note: In the event of any disputes or misunderstanding as to the interpretation of the language or terms of these Regulations, the Chinese language version shall prevail. 13 Appendix 1 Documents to Be Submitted for Qualifications Accreditation by International College at I-Shou University I. One faculty promotion application package: please do not bind the following documents 1. the résumé for teacher qualifications accreditation (including an electronic copy): please visit the website of the Council of Academic Reviewal & Evaluation, Ministry of Education at www.schprs.edu.tw to fill in the résumé. 2. an application form for faculty promotion 3. a sheet of publications for faculty promotion (one page only) 4. a list of off-campus examiners to be excused (a maximum of three people with an explanatory statement) II. Documents to be submitted for college-level review by International College: please do bind the following documents in triplicate 1. a photocopy of the Teacher Certificate for the current academic rank issued by the Ministry of Education 2. a photocopy of the Letter of Appointment for the current academic rank 3. a Certificate of Full-time Teaching (only for part-time faculty members with other full-time teaching jobs) and a Certificate of Course Instruction during the term of part-time appointment submitted by part-time faculty members 4. data on teaching performance within the most recent three to five years (a maximum of three pages) 5. data on counseling & services performance within the most recent three to five years (a maximum of three pages) 6. a table of contents on research achievements 7. a summary of representative and reference publications (a maximum of three pages) 8. the original of the Certificate of Co-authorship in triplicate (only for applicants with a representative publication completed collaboratively with others) 9. the abstract of the Ph.D. dissertation (one page only) 10. the representative publication submitted for the previous promotion application [including the title, abstract and keywords in Chinese and English, the name(s) of the author(s), and the publisher], as well as a list of reference publications III. Representative and reference publications (the representative publication should be published within the most recent five years prior to the effective date of promotion, while the reference publication shall be published within the most recent seven years prior to the 14 effective date of promotion), as well as abstracts in Chinese (500-1000 characters): triplicate IV. Concrete achievements in teaching, counseling & services, and research: triplicate * As to documents listed under II, III and IV, applicants may bind these documents into volumes provided that there is a large number of documents for faculty promotion. Note: In the event of any disputes or misunderstanding as to the interpretation of the language or terms of this document list, the Chinese language version shall prevail. 15
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