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Physiol Rev 85: 1–31, 2005;
doi:10.1152/physrev.00048.2003.
Dual Role of Matrix Metalloproteinases (Matrixins)
in Intimal Thickening and Atherosclerotic Plaque Rupture
ANDREW C. NEWBY
Bristol Heart Institute, University of Bristol, Bristol, United Kingdom
VII.
VIII.
IX.
X.
Introduction
Intimal Thickening: From Physiological Adaptation to Pathological Failure
Why Consider a Role for Matrix Metalloproteinases in Intimal Expansion and Plaque Rupture?
Matrix Metalloproteinase Expressed in the Mammalian Vasculature
Criteria for Matrix Metalloproteinase Involvement in Intimal Thickening and Plaque Rupture
Matrix Metalloproteinase and Tissue Inhibitor of Metalloproteinase Gene Transcription Is
Differentially Regulated in Isolated Vascular Cells in Culture: Matrix Metalloproteinase
Upregulation May Occur in Several Distinct Stages
A. VSMC
B. EC
C. Macrophages
D. T lymphocytes
E. Mast cells
F. Adventitial fibroblasts
G. Transcriptional control mechanisms
Participation of Matrix Metalloproteinases and Tissue Inhibitors of Metalloproteinase
in Intimal Thickening by Regulation of Cell Migration and Proliferation
A. Methodologies
B. Patterns of MMP expression and activity in humans and in animal models
of neointima formation
C. Effects of MMP overexpression and TIMP knockout
D. Effects of MMP inhibition and knockout
E. Putative mechanisms
F. Conclusions
Role of Matrix Metalloproteinases in Atherosclerotic Plaque Destabilization
A. Methodologies
B. Patterns of MMP expression and activity in human pathological tissues and experimental models
of atherosclerosis
C. Effects of MMP overexpression and TIMP knockout
D. Effects of MMP inhibition and knockout
E. Putative mechanisms
F. Conclusions
Pharmacotherapy
A. Direct inhibition by synthetic inhibitors and gene therapy with TIMPs
B. Inhibition of MMP production
Summary: What Mediates the Transition From Physiological Remodeling to Matrix Destruction?
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Newby, Andrew C. Dual Role of Matrix Metalloproteinases (Matrixins) in Intimal Thickening and Atherosclerotic
Plaque Rupture. Physiol Rev 85: 1–31, 2005; doi:10.1152/physrev.00048.2003.—Intimal thickening, the accumulation of
cells and extracellular matrix within the inner vessel wall, is a physiological response to mechanical injury, increased wall
stress, or chemical insult (e.g., atherosclerosis). If excessive, it can lead to the obstruction of blood flow and tissue
ischemia. Together with expansive or constrictive remodeling, the extent of intimal expansion determines final lumen size
and vessel wall thickness. Plaque rupture represents a failure of intimal remodeling, where the fibrous cap overlying an
atheromatous core of lipid undergoes catastrophic mechanical breakdown. Plaque rupture promotes coronary thrombosis and myocardial infarction, the most prevalent cause of premature death in advanced societies. The matrix
metalloproteinases (MMPs) can act together to degrade the major components of the vascular extracellular matrix. All
cells present in the normal and diseased blood vessel wall upregulate and activate MMPs in a multistep fashion driven in
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ANDREW C. NEWBY
part by soluble cytokines and cell-cell interactions. Activation of MMP proforms requires other MMPs or other classes of
protease. MMP activation contributes to intimal growth and vessel wall remodeling in response to injury, most notably
by promoting migration of vascular smooth muscle cells. A broader spectrum and/or higher level of MMP activation,
especially associated with inflammation, could contribute to pathological matrix destruction and plaque rupture. Inhibiting the activity of specific MMPs or preventing their upregulation could ameliorate intimal thickening and prevent
myocardial infarction.
I. INTRODUCTION
Physiol Rev • VOL
II. INTIMAL THICKENING: FROM
PHYSIOLOGICAL ADAPTATION
TO PATHOLOGICAL FAILURE
The normal intima of large arteries has a continuous
endothelial monolayer seated on a basement membrane.
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Already in the middle of the 19th century, Virchow
(282) described the key histological feature of the thickened intima in atherosclerosis, namely, the presence of
cholesterol as extracellular crystals and in “foam cells.”
He formulated the “infiltration” hypothesis, which is still
current, stating that atherosclerosis results from the infiltration of lipids and inflammatory cells from the blood.
The characterization of intimal expansion at the molecular level has continued to the present day and is summarized as background in section II of this review.
Based on Nobel Prize winning work by Goldstein and
Brown into the mechanisms of cholesterol uptake into
cells, Steinberg et al. (263) formulated the “modified lowdensity lipoprotein” (LDL) hypothesis. According to this,
modifications, including importantly oxidation, increase
the uptake of plasma LDL into macrophages and give rise
to foam cells. In 1972 Ross and Glomset (229) initially
formulated the “response to injury” hypothesis, which
focused on the behavior of vascular smooth muscle
(VSMC) and endothelial cells (EC) and took into account
the recent discovery of peptide growth factors. According
to this proposal and subsequent modifications, the vessel
wall responded by endothelial dysfunction and VSMC
proliferation when injured mechanically, by abnormal
flow, or by other noxious agents, such as cigarette smoke
or glycated proteins produced in diabetic patients. Response to injury provided a satisfactory explanation for
fibrous cap formation, for the localization of atherosclerosis in areas of disturbed flow and many risk factors in
addition to hypercholesterolemia. The hypothesis also
offered an explanation for the iatrogenic intimal thickening that had begun to be recognized as a clinical problem
following the introduction of coronary bypass grafting,
coronary angioplasty, and heart transplantation. Another
consequence of all these perturbations is inflammation,
and Libby (157) championed the possible pathogenetic
role of inflammatory mediators. Hansson and Wick (reviewed in Ref. 107) formulated convincing cases for an
immune component of atherosclerosis. In his later reviews, Ross (228) largely succeeded in unifying these
various hypotheses by proposing oxidized lipids as one
important protagonist of chronic vascular inflammation
and hence response to injury.
By the beginning of the 1990s, a long list of inflammatory cytokines and growth factors that might mediate
the response to injury had been identified (198). When
examined in isolated tissue culture, many of these cytokines promoted the proliferation of VSMC, and a smaller
subset affected migration. However, when these observations were translated into animal models of neointima
formation by Reidy and Clowes’ groups (58) or human
organ culture models (our work) (259), it was apparent
that growth factors by themselves were insufficient and
that extracellular proteases might also be needed (58).
Parallels between invasion of VSMC in the neointima and
invasion of cancer cells and other a priori reasons itemized in section III of this review led us to consider a role
for matrix metalloproteinases (MMPs) (256). Section IV
provides a necessary introduction to the MMP family
members that have subsequently been discovered in the
vessel wall. Section V attempts to structure the wealth of
data regarding the physiological and pathological regulation of MMP activity in the vasculature. A comprehensive
and critical examination of the evidence for involvement
of MMPs in intimal thickening is one of the major tasks of
this review. Section VI lists the criteria, and section VII
details the evidence.
Thanks mainly to careful autopsy observations, particularly by Davies and Thomas (64, 65) and Falk et al.
(77), it has become accepted that myocardial infarction is
a distinct acute pathological event superimposed on the
chronic process of atherosclerosis. Two main mechanisms were identified, most often rupture of the fibrous
cap (“plaque rupture”) or alternatively disruption of the
surface endothelium (“plaque erosion”) (reviewed in Ref.
63). Plaque rupture was associated inter alia with a
greater degree of inflammation and destruction of the
extracellular matrix (152). This led Henney et al. (113)
and Libby and co-workers (90) independently to propose
a pathogenetic role for MMPs in plaque rupture. A detailed critical appraisal of this concept is presented in
section IX. Section X summarizes the dual role of MMPs in
intimal expansion and plaque rupture and asks how these
two roles, which appear to have opposite effects on
plaque stability, can be reconciled.
METALLOPROTEINASES IN BLOOD VESSELS
Physiol Rev • VOL
to have arisen by clonal expansion of one or a few cells
(26, 194). This could arise by selection of a subpopulation
of medial VSMC that express a proliferative phenotype
(108) or expansion from circulating VSMC precursors
(stem cells) that have invaded the plaque (44, 118, 235).
Alternatively, it has been suggested that some neointimal
VSMC may be transdifferentiated adventitial fibroblasts
(308). The atherosclerotic intima also contains capillaries,
formation of which contributes to plaque growth in animal models (193).
If intimal growth is such that the initial lumen is
narrowed by ⬎70%, distal blood flow is restricted and
chronic tissue ischemia results. This occurs in native
coronary arteries and during restenosis after coronary
angioplasty or failure of some coronary vein grafts: it then
results in stable angina pectoris. Constrictive vessel wall
remodeling (shrinking of the whole vessel wall), which
involves the fibroblast-rich adventitia as well as the media, may exacerbate the unwanted flow restriction caused
by intimal thickening (71, 188). Conversely, expansive
remodeling, i.e., enlargement of the total vessel wall
cross-sectional area, ameliorates these adverse hemodynamic consequences (97). On the other hand, pathological
outward expansion, for example, in aortic aneurysms, can
lead to catastrophic medial dissection and rupture. In
humans, aortic aneurysms are considered the consequence of invasion of atherosclerotic inflammation into
the media (45, 224). Recent histological and in vivo intravascular ultrasound studies showed that ruptured plaques
are more likely to have undergone outward remodeling
(209, 240). Moreover, apolipoproteinE (ApoE) knockout
mice show frequent aortic microaneurysms at the base of
atherosclerotic plaques (47). It is tempting, therefore, to
conclude, as Pasterkamp et al. did (209), that aneurysmal
dilatation, expansive remodeling, and plaque rupture actually have a common inflammatory origin and can be
regarded as aspects of the same phenomenon.
Catastrophic rupture or surface erosion of the fibrous cap underlies fatal coronary thrombosis and myocardial infarction (MI), which is the leading cause of
premature death in developed countries (see http://www.
who.int/whosis/). Plaque rupture, which accounts for
more than 80% of fatal MI in men, occurs in regions of
high tangential stress and where collagen is depleted (63).
The implication is that matrix destruction weakens the
plaque to the point where it can no longer resist the
cyclical strain caused by the cardiac cycle (158). Plaque
erosion accounts for as much as 50% of MI in young
women (63). It is apparently a distinct pathology triggered
by large-scale loss of the endothelium and exposure of the
thrombogenic underlying basement membrane. Because
much less is known about its underlying basis, it will not
be considered further in this review.
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In humans, the intima is focally thickened by a hyaluronan-rich matrix with sparse VSMC (261). All basement
membranes contain type IV collagen, laminin, and heparan sulfate proteoglycans, such as perlecan (276) and
syndecans (298). The normal media contains contractile
VSMC surrounded by their own basement membrane
(275), a few resident macrophages, and possibly fibroblasts (308). The medial interstitial matrix contains types
I and III collagen, a variety of glycoproteins, including
fibronectin, vitronectin, tenascin, and thrombospondin,
together with chondroitin/dermatan sulfate proteoglycans, such as versican (197). There is also elastin arranged into distinct layers (lamellae). The adventitia contains fibroblasts, small blood vessels, and fat in a loose
interstitial matrix (293, 294).
Intimal growth is mediated by an increase in the
number and diversity of cells and is accompanied by
accumulation of new extracellular matrix (57). It is an
adaptive or repair response to a variety of adverse physical and biochemical stimuli acting on the vessel wall. For
example, when pulmonary hypertension occurs secondary to congenital or acquired abnormalities of the heart,
VSMC hyperplasia is a direct response to increased tangential wall stress (289). A similar response occurs also in
arteriovenous fistulas and surgical vein-grafts into the
systemic circulation (10, 70). Mechanical injury, particularly to the luminal surface of arteries during percutaneous transluminal angioplasty, also triggers VSMC hyperplasia as a repair response, at least in healthy animals’
arteries (27, 28). Intimal remodeling is almost always
accompanied by transient inflammation. For example, immunologically driven processes, such as transplant arteriosclerosis (232) and foreign body reaction to stent implantation after angioplasty (79, 138, 281), provoke intimal thickening.
The most common and arguably most complex
chemical insult that provokes intimal expansion is atherosclerosis. Deposition of LDL, which subsequently becomes oxidized, is the most likely initial event. This is
followed by infiltration of circulating monocytes, which
convert to macrophages and take up oxidized LDL to
become foam cells (228). Activated lymphocytes also occur in atherosclerotic plaques at all stages of its progression, and other inflammatory cells including mast cells are
also present (107). Formation of a distinct fibrous cap
over a large lipid core occurs only as a late consequence
of atherosclerosis (261). The lipid core arises because
macrophages die by apoptosis and spill their lipid contents. The plaque cap could form by migration of typical,
contractile VSMC from the media, which would account
for the frequent medial wasting observed at the base of
atherosclerotic plaques (66). However, this paradigm has
been challenged recently. First, many plaque caps appear
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The remainder of this review discusses the structure of
MMPs and the ways in which their activity is regulated and
critically appraises their physiological roles in blood vessels.
III. WHY CONSIDER A ROLE FOR MATRIX
METALLOPROTEINASES IN INTIMAL
EXPANSION AND PLAQUE RUPTURE?
IV. MATRIX METALLOPROTEINASE EXPRESSED
IN THE MAMMALIAN VASCULATURE
The mammalian MMPs (also known as matrixins) are
a family of at least 25 secreted or surface-bound proteases
(264, 283), of which 14 have been characterized in vascular cells (Fig. 2). They belong to the subfamily of metallopeptidases known as metzincins because their active
site contains an essential Zn2⫹. Their activity can be
regulated at four levels: induction of MMP genes, vesicle
trafficking and secretion, activation of latent proforms,
and complexing with specific tissue inhibitors of metalloproteinases (TIMPs).
Structurally, MMPs comprise a signal sequence, a
prodomain, a catalytic domain, and usually a hemopexinlike domain, although this is absent in MMPs-7 and -26
and replaced with an immunoglobulin-like domain in
MMP-23 (Fig. 2). Most MMPs are expressed as inactive,
latent proforms, although MMP-11, -21, -23, and -27 and
the membrane-type MMPs (MT-MMPs) are activated by
FIG. 1. Hypothesis: matrix metalloproteinases (MMPs) promote basement membrane degradation, phenotypic modulation, migration, and proliferation of vascular smooth muscle cells (VSMC). MMPs could catalyze removal of the basement membrane around VSMC, which normally comprises
polymerized type IV collagen, laminin, and heparan sulfate proteoglycans (HSPGs). Removal of basement membranes facilitates contacts with the
interstitial matrix, which comprises polymerized types I and III collagen, fibronectin, and glycoproteins such as osteopontin, vitronectin and tenascin C,
and dermatan sulfate proteoglycans (DSPG) such as versican. Together with new matrix components such as tropocollagens and fibronectin, existing
interstitial matrix components could promote change in the phenotype from quiescent contractile VSMC to cells capable of migrating and proliferating to
mediate repair. Migration could be enhanced by fibronectin polymerization providing a track way for migration. Freeing of sequestered growth factors (GF,
circled) could promote VSMC proliferation together with autocrine effects of production of newly produced, permissive matrix components such as
monomeric collagen.
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The following four arguments represent the a priori
case for the involvement of MMPs in intimal thickening
and plaque rupture.
Intimal thickening constitutes the generation of new
tissue at least in part using VSMC derived from the media.
As illustrated in Figure 1, MMPs could catalyze removal of
the basement membrane around VSMC and facilitate contacts with the interstitial matrix. This could promote a
change from quiescent, contractile VSMC to cells capable
of migrating and proliferating to mediate repair. Freeing
of sequestered growth factors and production of new,
permissive matrix components could further promote
VSMC migration and proliferation.
Plaque rupture results from net destruction of the
intimal extracellular matrix (ECM), which must be driven
by proteases.
Remodeling of the vascular ECM occurs at neutral
pH, where MMPs are active.
The MMPs (also known as matrixins) are a large
family of proteases that each has at least one ECM component as a putative substrate.
METALLOPROTEINASES IN BLOOD VESSELS
5
removal of the prodomain by furins in the endosomal
pathway. Except in MMP-23, latency is maintained because a conserved cysteine residue in the prodomain
sequence PRCGXPD displaces the catalytic water molecule from the active site zinc ion (260). In the test tube
MMPs can be activated by physical (e.g., low pH, binding
of sodium dodecyl sulfate) or chemical (e.g., 4-aminophenylmercuric acid) modification, which provokes structural unwinding, autocatalytic cleavage of the NH2-termi-
nal prodomain and hence opens the so-called “cysteine
switch” (260). A physiological example of chemical activation may be the ability of nitric oxide to activate MMP-9
in the brain (102). Reactive oxygen species (ROS) potentially released from macrophages can also activate MMP-2
and -9 (220).
Most pro-MMPs are likely to be activated biologically
by tissue or plasma proteinases, including other MMPs
(Fig. 3). One well-established case is activation of MMP-2
FIG. 3. Hypothetical activation cascades for MMPs. Up to four levels of catalytic activation of MMPs may be responsible
for their ultimate proteolytic effect on matrix components. Lysosomal cathepsins
might provide a link between tissue injury
and increased proteolysis. Tissue plasminogen activator (tPA) and urokinase-type plasminogen activator (uPA) as well as reactive
oxygen species (ROS) and nitric oxide (NO)
are also implicated.
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FIG. 2. Structure of MMPs: variations on
a theme. The domain structure common to
MMPs and variations on this in individual
MMPs are shown. Tm represents the transmembrane domain, while hexagonP represents a glycosylphosphatidylinositol (GPI)anchor membrane anchor.
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ANDREW C. NEWBY
Physiol Rev • VOL
COOH-terminal transmembrane domain while MMPs-17
and -25 have a glycophosphatidylinositol anchor.
A variety of protein inhibitors of MMP have been
described, among which the TIMPs are by far the most
potent and selective (15). There are at least four members
of the TIMP family that form tight inhibitory 1:1 complexes with MMPs. These interactions are generally rather
nonselective, although, exceptionally, TIMP-1 is a much
weaker inhibitor of MT-MMPs than other TIMPs (248,
295). TIMPs-1 to -4 are each made up of two domains
containing three disulfide bonds (195). The NH2-terminal
cysteine is particularly important in inhibition, since its
free ␣-amino group and carbonyl function displace the
catalytic water molecule from the essential zinc ion in the
MMP active site (99). The three COOH-terminal loops of
TIMPs mediate complex formation with the progelatinase
hemopexin domain and are largely responsible for the
unique matrix binding capacity of TIMP-3 (146). The importance of the COOH terminus of TIMP-3 is further
underlined by the fact that any of six mutations that
generate a free SH-group in this portion of the molecule
leads to the autosomal-dominant blindness, Sorsby’s fundus dystrophy (288). In plasma, the general protease inhibitor ␣2-macroglobulin may also be important. The
physiological relevance of other inhibitors including the
RECK protein (204) is unknown.
Disintegrin metalloproteinases (ADAMs) also contain an MMP-like catalytic domain, which in some cases
remains catalytically active. In general, TIMPs do not bind
to or inhibit the catalytic site of ADAMs, although TIMP-3
inhibits a number of ADAMs and TIMP-1 inhibits
ADAM-10 (8). Of the more than 30 members of this family,
only ADAM-10 (36), ADAM-15 (115), and ADAM-17 (31)
have been characterized in vascular cells. ADAMs will not
be discussed further, since there is insufficient evidence
to decide whether or not they have a specific role in
intimal thickening or plaque rupture.
Based on substrate specificity and structural homology, MMPs can be assigned to five subgroups: interstitial
collagenases, gelatinases, stromelysins/matrilysins, membrane-type MMPs (MT-MMPs), and others (Table 1).
MMPs appear to have distinct but overlapping specificities against purified matrix proteins in the test tube (see
Refs. 264, 283). Interstitial collagenases (MMP-1, MMP-8,
and MMP-13) cleave intact fibrillar interstitial collagens I,
II, and III, and MMP-14, an MT-MMP, also has this ability
(205). The gelatinases (MMP-2 and -9) have prominent
activity against basement membrane components including type IV collagen and laminin and also elastin (5, 134).
Stromelysins-1 and -2 (MMPs-3 and -10) and matrilysin
(MMP-7) have a wide substrate repertoire, which includes
most of the ECM proteins and proteoglycans except intact
fibrillar collagens. Stromelysin-3 (MMP-11) is related in
sequence to the other stromelysins, but its substrate specificity is unusual. Its main substrates may be serum pro-
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at the cell surface by MT-MMPs, which is best understood
for MT1-MMP (264, 267). TIMP-2 bound to the catalytic
site of one MT1-MMP molecule acts as a receptor for
MMP-2 by interacting with the noncatalytic COOH-terminal domain. A second molecule of MT1-MMP then partially cleaves the MMP-2 prodomain, which is then fully
cleaved by autoproteolysis. None of the other TIMPs can
substitute for TIMP-2 during the activation of MMP-2
(299). One consequence is that MT-MMP-mediated MMP-2
activation is functionally impaired in TIMP-2 knockout
mice (264). Secreted MMPs, particularly, MMPs-3, -7, and
-10, can activate other secreted MMPs (283). Serine proteases, such as trypsin and mast cell-derived chymase and
tryptase, activate several MMPs in the test tube (149).
Hence, the mast cell enzymes could be significant activators of MMPs in atherosclerotic plaques in vivo (131). The
serine proteases, thrombin (87, 145), and Factor Xa (223)
promote activation of MMP-2, which suggests a link between thrombosis and activation of ECM turnover. Tissue
but not plasma kallikrein activates purified MMP-9 (69).
The abundant serine protease, plasmin, activates proMMPs-1, -3, -7, -9, -10, and -13 in vitro (159). Moreover,
plasminogen knockout in mice impairs MMP-9-mediated
elastin degradation and aneurysm formation, showing
that plasmin is an essential MMP activator in vivo (47).
Plasmin is, in turn, activated by plasminogen activators
that can be secreted or located at the cell surface by
binding to specific receptors (74). From knockout studies,
the urokinase-type plasminogen activator seems to be
particularly important for vascular remodeling (46). This
must be activated by yet other proteases, perhaps plasma
kallikrein (74). Hence, MMP activation is likely to require
a complex cascade of catalytic activation during which
the final proteolytic effect could be greatly amplified
(Fig. 3). The question arises as to which processes
initiate the cascade during vascular injury. Possibilities
worthy of consideration are release of lysosomal proteases during cell death or production of ROS during
oxidative stress (220).
The MMP catalytic domain contains the canonical
zinc-binding sequence HExGHxxGxxHS. Uniquely in the
gelatinases, MMP-2 and -9, the catalytic domain is interrupted by three repeats of a fibronectin type II-like sequence. The COOH-terminal hemopexin domain in MMP-1
aids in recognition of large matrix molecule substrates
and is important in dimerization and in interaction of
other pro-MMPs with TIMPs (283). Such remote interactions between MMP-9 and TIMP-1 or MMP-2 and TIMP-2
alter the kinetics of activation but do not inhibit catalytic
activity. The hemopexin domain in MMP-2 also functions
to anchor the enzyme to the cell membrane via integrin
binding (37). Similar mechanisms may underlie integrin
binding of MMP-1 and binding of MMP-9 to the CD44
hyaluronan receptor (264). The MT-MMPs are intrinsic
membrane proteins; MMPs-14 to -16 and -24 have a
METALLOPROTEINASES IN BLOOD VESSELS
1. Members of the MMP family expressed
in vascular tissues
These criteria are considered in the following sections.
TABLE
Group
Collagenases
Gelatinases
Stromelysins
Membrane-type MMPs
(MT-MMP)
MMPs
Trivial Names
MMP-1
MMP-8
MMP-13
MMP-2
MMP-9
MMP-3
MMP-10
MMP-7
MMP-14
MMP-15
MMP-16
MMP-17
MMP-11
MMP-12
Interstitial collagenase
Neutrophil collagenase
Collagenase-3
Gelatinase-A
Gelatinase-B
Stromelysin-1
Stromelysin-2
Matrilysin
MT1-MMP
MT2-MMP
MT3-MMP
MT4-MMP
Stromelysin-3
Macrophage metalloelastase
MMP, matrix metalloproteinase.
tease inhibitors, not matrix proteins (241, 264). Metalloelastase (MMP-12) is usually set apart from the other
groups of MMPs on sequence criteria and because of its
limited activity as a collagenase (264). The MT-MMPs
were first identified by their ability to activate progelatinase A (236), although MMP-17 does not, and all of the
MT-MMPs also cleave at least one matrix protein (283).
MMPs also cleave a variety of nonmatrix substrates (for
comprehensive listings, see Refs. 264, 283).
From the substrate specificities defined in vitro (264,
283), it appears that individual MMPs have only a limited
and inefficient capacity to remodel the ECM. However,
acting together, they could efficiently degrade all of the
major protein and proteoglycan-core-protein components
(195, 283). The ability of some MMPs to activate the
proforms of others, as discussed above (Fig. 3), further
suggests that individual MMPs need to act together and
with other classes of protease to achieve matrix turnover.
V. CRITERIA FOR MATRIX
METALLOPROTEINASE INVOLVEMENT
IN INTIMAL THICKENING AND
PLAQUE RUPTURE
A convincing case should consist of the following
elements.
1) MMPs are expressed and regulated in vascular
cells.
2) MMP gene expression and activity are temporally
and spatially related to intimal expansion and plaque
rupture.
3) Introduction of MMP genes mimics the events of
matrix remodeling.
4) Inhibition or knockout of MMP genes suppresses
remodeling.
5) Plausible mechanisms explain the actions of
MMPs.
Physiol Rev • VOL
VI. MATRIX METALLOPROTEINASE
AND TISSUE INHIBITOR OF
METALLOPROTEINASE GENE
TRANSCRIPTION IS DIFFERENTIALLY
REGULATED IN ISOLATED VASCULAR
CELLS IN CULTURE: MATRIX
METALLOPROTEINASE UPREGULATION
MAY OCCUR IN SEVERAL
DISTINCT STAGES
A. VSMC
Upregulation of MMP production from VSMC fits the
pattern of a series of stages (Fig. 4). VSMC constitutively
express the gelatinase MMP-2 (88, 211, 256, 304). Stretch
further upregulates MMP-2 via production of ROS in an
NAD(P)H oxidase-dependent manner (101). Upregulation
of MMP-2 production and dramatic induction of the other
gelatinase, MMP-9, occur rapidly after mechanical injury
(25, 95, 125, 257). These findings imply that stretch and
injury can promote MMP-mediated breakdown of basement membranes, for which there is direct evidence (1).
MMP-2 and -9 also have significant elastolytic activity that
could be important in remodeling of arteries in response
to altered hemodynamics (55). Inflammatory cytokines,
such as interleukin (IL)-1, IL-4 and tumor necrosis factor-␣ (TNF-␣), coordinately induce a broad range of
MMPs, including MMPs-1, -3, and -9 (88, 147, 234). Cytokines act synergistically with growth factors, such as
platelet-derived growth factor (PDGF) and fibroblast
growth factor-2 (FGF-2) (34, 75, 137, 213, 304). The presence of both inflammatory mediators and growth factors
in injured and atherosclerotic blood vessels could therefore drive the production of MMPs with the ability to
efficiently remodel both basement membranes and many
components of the interstitial matrix. Cell contact with
T-lymphocyte membranes and addition of recombinant
CD40 ligand induce MMPs-1, -3, -8, and -9 in VSMC (114,
241, 243), which implies a relationship between immune
activation and wide-ranging matrix remodeling.
The regulation of TIMPs shows a distinctly different
pattern from MMPs. TIMP-1 is either constitutive (75, 88)
or upregulated by the fibrogenic cytokines, PDGF, and
transforming growth factor-␤ (TGF-␤) (76). TIMP-2 secretion is constitutive (75, 88), while TIMP-3 expression is
upregulated by a combination PDGF and TGF-␤ (75).
Together these findings suggest that stretch, injury,
inflammation, and immune activation progressively move
the MMP/TIMP balance in VSMC towards proteolysis,
while fibrogenic stimuli tend to reverse this. However,
MMP activity cannot be directly measured in VSMC con-
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Others
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ANDREW C. NEWBY
ditioned media (50) because of an excess of TIMPs (142).
This may imply that MMPs produced from VSMC alone
are unable to remodel the ECM. On the other hand, MMP
activity can be detected in VSMC in vascular tissues by in
situ zymography, a powerful methodology whereby frozen histological sections are coated with and allowed to
degrade MMP substrates that are subsequently visualized
(90). This suggests that MMP activity may not be completely abolished by TIMP binding but could be confined
temporally, or spatially, to the pericellular region surrounding VSMC (309).
B. EC
As in VSMC, MMP-2 expression is constitutive in EC
(106) and further upregulated by ROS (120). However,
induction of the MMPs is less obviously staged in EC.
MMP-1 and -2 are upregulated by high glucose concentrations (67), implying links to both basement membrane
and interstitial matrix degradation in diabetic vascular
disease. Similarly, concomitant upregulation of MMP-1,
-3, -8, and -9 occurs in response to TNF-␣ and IL-1␣ (106,
114) and on coculture with macrophages (117, 314). CD40
ligation also upregulates a broad spectrum of MMPs in
EC, including MMP-1, -3, -8, -9, and -11 (171, 241). Inflammatory and immune mechanisms therefore seem to be the
main drivers of matrix remodeling by EC, with no obvious
dissociation of basement membrane and interstitial maPhysiol Rev • VOL
trix degradation. Particularly relevant to atherosclerosis,
oxidized LDL increases MMP-1 and -3 expression (119,
155) via the Lox-1 receptor and activation of protein
kinase C-␤. Oscillatory but not laminar flow induced a
large increase in MMP-9 transcription and activation in a
murine endothelial cell line (174), and this could have
some bearing on the localization of atherosclerotic
plaques. Growth in three-dimensional collagen (103) and
cyclic strain (303) upregulate MT1-MMP (MMP-14), while
increased shear stress downregulates MMP-14 (307).
These phenomena are relevant to microvascular endothelium and angiogenesis (212).
EC express TIMP-1 and TIMP-2 constitutively (106),
and this is not increased by oxidized LDL (155). TIMP-1 is
further upregulated in response to CD40 ligation (171).
MMP activity is nevertheless directly detectable in conditioned media from EC (120), which implies that EC are
potentially more active in matrix remodeling than VSMC.
C. Macrophages
A similar multistage upregulation of MMP genes as
that found in VSMC (Fig. 4) is clearly evident in macrophages. At least in human monocyte-macrophages,
MMP-9 appears to be the most abundant gelatinase. Contact of peripheral blood monocytes with EC rapidly upregulates MMP-9, via a 30-kDa soluble mediator (7). Adhesion to matrix components including collagen, fi-
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FIG. 4. Progressive upregulation of
diverse MMPs in VSMC and monocytes/
macrophages. Up to four notional stages
of MMPs activation are identified in monocyte macrophages (italics) and VSMC
(plain text). Early upregulation of gelatinases probably promotes vascular repair.
Later stages during the pathogenesis of
atherosclerosis may progressively recruit
a broader spectrum of MMPs whose combined substrate specificity could lead to
matrix destruction.
METALLOPROTEINASES IN BLOOD VESSELS
Physiol Rev • VOL
from isolated plaque caps in vitro (245). MMPs secreted
by macrophages could also function as activators of
MMPs derived from other cell types including VSMC.
D. T Lymphocytes
T lymphocytes in atherosclerotic plaques stain positive for MMPs-1, -2, -3, and -9 by immunocytochemistry
(90), but relatively few studies of their MMP secretion
have appeared. Interaction with fibronectin through ␣4␤1integrins upregulates MMP-2 and -9, while ligation of vascular cell adhesion molecule (VCAM)-1 selectively increases MMP-2 (302). The resulting conditioned media
contain MMP activity (302), and these proteases may
therefore have a role in transmigration of T cells into sites
of inflammation. MMP-2 is also increased in response to
the cytokine IL-2 (153).
E. Mast Cells
Mast cells constitutively secrete MMP-2 and upregulate MMP-9 secretion in response to TNF-␣ kit ligand (KL,
stem cell factor) and contact with activated T cells (17,
78). Induction of the MMP-9 gene and secretion of MMP-9
protein appear to be separately regulated by T-cell contact (17). T-cell contact also increases TIMP-1 secretion
(17); the net effect on MMP activity was not studied.
F. Adventitial Fibroblasts
Overall the pattern of constitutive MMP-2 secretion
and synergistic upregulation by cytokines and growth
factors of MMP-1, -3, and -9 seems very similar in fibroblasts and VSMC (33, 35). However, the levels of MMP-2
and -9 secretion from pig coronary adventitial fibroblasts
are significantly greater than from VSMC (247). Even
more strikingly, the levels of TIMP-1 and -2 expression are
more than 10-fold less in the fibroblasts (247). Fibroblasts
may therefore have a greater propensity to generate MMP
activity, which could give them an advantage over VSMC
when migrating into areas of vascular injury (247).
G. Transcriptional Control Mechanisms
The basis of the staged induction of different MMP
genes by stretch, injury, inflammation, and immune activation can be partially understood from the known structures of their proximal promoter regions (51). Among the
secreted MMPs, MMPs-2 and -11 are unusual in not having
a TATA or CAAT box, which implies that they are largely
constitutively expressed, housekeeping genes. Nevertheless, the transcription of MMP-2 can be upregulated by
two far upstream enhancer regions that respond to Y-box
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bronectin, and tenascin-C also upregulates macrophage
MMP-9 secretion (91, 285, 290). Integrin-dependent adhesion to collagen acts synergistically with P-selectin-dependent adhesion to platelets to increase MMP-9 secretion by both transcriptional and translational mechanisms
(91). MMP-9 expression is further stimulated to a small
extent by soluble mediators IL-18 and TNF-␣ (202, 233)
and also by oxidized LDL (301). Proatherogenic cytokines
and growth factors, including IL-1␤, TNF-␣, macrophage
colony stimulating factor (M-CSF) and PDGF, upregulate
macrophage MT1-MMP (MMP-14) (221) and MT3-MMP
(MMP-16) expression (280) and could therefore activate
MMP-2 secreted constitutively from VSMC or EC. Because MMP-1 and -3 are not upregulated by cytokines in
macrophages (233), the increased production of MMP-9
and activation of MMP-2 could selectively mediate basement membrane turnover. Cytokines and growth factors
also increase macrophage MMP-12 (80), which aids monocyte migration into tissues (250). Immune activation via
CD40 ligand upregulates MMPs-1, -3, -8, -9, and -11 (114,
170, 172, 176, 241, 300), which have the ability to remodel
interstitial matrix also. MMP-1 secretion is also upregulated by contact with EC (117).
While these mechanisms are no doubt relevant to
atherosclerosis, they probably do not completely account
for the increase in MMP secretion observed from foam
cell macrophages. Isolated, lipid-laden, macrophages
from aortic atheroma or from subcutaneous granulomas
in cholesterol-fed rabbits continue to express MMPs-1, -3,
-9, and -13 for long periods in culture (50, 89). The upregulation of MMPs-1 and -3 depends on engorgement
with lipid because it does not occur in nonfoamy alveolar
macrophages from lipid-fed rabbits (89) or granuloma
macrophages from chow-fed rabbits (50). The mechanism
is apparently complex because simple addition of ox-LDL
to human macrophages does not upgregulate MMPs-1 and
-3 (191). This implies that foam cell formation somehow
activates the intrinsic transduction pathways leading to
MMP secretion or constitutive production of autocrine
factors. Consistent with the first possibility, treatment
with the scavenger N-acetyl-L-cysteine decreases MMP-9
expression, which implies that ROS are involved (85), and
foam cell macrophages show constitutive activation of
the redox-sensitive transcription factor NF-␬B (50). Consistent with the second possibility, preliminary work from
our laboratory suggests that upregulation of MMP-1 but
not MMP-3 from foam cells is in part mediated by a
soluble autocrine factor unrelated to CD40 ligand (22).
Human macrophages and rabbit foam cells secrete
TIMP-1, TIMP-2, and TIMP-3 constitutively (50, 76, 168),
while ox-LDL treatment decreases TIMP-1 secretion,
partly at least through autocrine action of IL-8 (191, 301).
Despite TIMP secretion, MMP activity is measurable in
macrophage and foam cell conditioned media (50, 168),
and macrophage-conditioned media degrade collagen
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ANDREW C. NEWBY
VII. PARTICIPATION OF MATRIX
METALLOPROTEINASES AND TISSUE
INHIBITORS OF METALLOPROTEINASE IN
INTIMAL THICKENING BY REGULATION
OF CELL MIGRATION AND
PROLIFERATION
A. Methodologies
Well-established methodologies have been developed
to measure intimal expansion and its component processes. Endothelium-denuded medial tissue can be
stripped from the adventitia and VSMC isolated by outgrowth from explants (187) or by digestion with collagenase (43). Such cells progressively lose their normal complement of contractile and cytoskeletal proteins and increase their content of synthetic organelles, a process
Physiol Rev • VOL
known as phenotypic modulation (273). In fact, a variety
of different VSMC phenotypes have been isolated from
animal and human arteries and veins (108). Some are
fibroblast-like in shape and grow over each other in a
typical hill and valley formation, while others are epithelioid and grow as monolayers. EC can be selectively removed from vessels by brief collagenase digestion; depending on the culture conditions, they grow as monolayers or as capillary-like tubes (212).
Freshly isolated VSMC can be allowed to undergo
contractile to synthetic phenotype modulation under controlled tissue culture conditions, especially when grown
on the interstitial matrix component fibronectin (111,
112). Phenotypic change can be delayed by culture on the
basement membrane component laminin (110), while addition of heparin, TGF-␤, and, at least for human cells,
growth at high density tends to reverse the phenotypic
change (100). Growth of human SMC at high density can
give models for other pathological features including calcification (216).
Migration of isolated VSMC and EC can be measured
in wounded monolayers (161) or by seeding isolated cells
onto thin or thick layers of collagen and other synthetic
matrices, such as matrigel (82, 184). Measuring the rate of
emigration of cells from explants (256), especially in the
presence of hydroxyurea to inhibit cell proliferation
(136), allows studies of the effects of native ECM barriers.
Cell proliferation is commonly measured by cell counting,
incorporation of DNA precursors, measurement of cell
cycle specific proteins, and flow cytometry. Death is measured by cell counting, dye penetration, nuclear shape,
and a variety of assays selective for apoptosis, such as
caspase activation and DNA end-labeling (206, 286).
Organ culture (140, 259) gives a simple in vitro assay
for mechanistic studies of neointima formation and is one
of the few tools that can be directly used with human
tissue. Pulsed or continuous labeling of the cultures with
DNA precursors can be used to measure proliferation.
However, some VSMC that migrate to the neointima do
not subsequently proliferate and can be used as a measure
of migration alone (92, 93, 259). In vivo, rat, rabbit, and pig
models of arterial balloon injury have been widely used.
These show immediate endothelial denudation, apoptosis
of medial VSMC (175), and in some cases rupture of the
media (246). Early proliferation of VSMC follows in the
media. Migration of VSMC (57) (and fibroblasts, Ref. 246)
to the neointima and their proliferation occur later. Intimal VSMC lay down excess ECM, which contributes to
thickening (57). As in the organ cultures, some VSMC that
migrate to the neointima do not subsequently proliferate
and can be used as a measure of migration alone (59).
However, more commonly, migration is quantified by
measuring the number of cells that appear in the neointima at an early time point, e.g., 4 days (124). Neointima
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protein-1, p53, activator protein-2, and GATA-2 transcription factors (105). The promoters of many secreted MMPs
have a TATA box and proximal activator protein-1 (AP-1)
binding site, which is essential for upregulation (reviewed
in Refs. 21, 80). There are also multiple AP-1 and polyomavirus enhancer-A-binding protein-3 (PEA-3)/ets (PEA3/ets) sites further upstream. Individual MMP gene promoters contain other unique transcription factor binding
sites. For example, a STAT-1 binding element (SBE) in
MMP-1, stromelysin PDGF response element (SPRE) in
MMP-3, Tcf/LEF in MMP-7, and nuclear factor ␬-B (NF␬B) sites in MMP-9 promoters, respectively, probably contribute to their staged induction (reviewed in Ref. 51).
These transcription factors apparently act cooperatively
with each other and the core AP-1 site, which in part
accounts for the synergistic effects of agonists (34, 75).
Oddly, activation of the NF-␬B transcription factor is
required for induction of MMP-1 and -3 in VSMC (34) and
macrophages (50), even though their proximal promoters
lack functional sites for binding NF-␬B. One explanation
for this could be induction through NF-␬B-dependent
pathways of other unknown transcription factors, although this has not been demonstrated. The MMP-9
promoter also has a c-Myc binding site, which participates in responses to oscillatory flow (174). The promoter region of MT1-MMP (MMP-14) is distinctly different from those of the secreted MMPs, since it lacks
a TATA box and contains a proximal Sp-1 rather than
AP-1 site (165). Activity of the MMP-14 promoter appears to be upregulated either by Sp-1 phosphorylation
or by its displacement with the Egr-1 transcription
factor (303, 307).
METALLOPROTEINASES IN BLOOD VESSELS
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B. Patterns of MMP Expression and Activity
in Humans and in Animal Models
of Neointima Formation
Life-threatening complications early after angioplasty are thankfully rare. Hence, there have been few
histological and biochemical studies of MMPs in human
restenotic lesions and none in the crucial first few days
and weeks after injury. Nikkari et al. (200) observed increased collagen transcripts in restenotic lesions 6 –18 mo
after angioplasty. Levels of MMP-1 and TIMP-1 were reduced compared with normal tissue, which implies a
balance towards fibrosis at these relatively late time
points. In human saphenous veins, upregulation and activation of gelatinases (MMP-2 and -9) occurs within hours
after injury caused by surgical preparation and continues
during neointima formation in organ cultures (95). Active
gelatinases are detected in the media and neointima by in
situ zymography (95, 142), even though TIMP-1 and
TIMP-2 levels are also increased (142). Upregulation of
MMP-1 and MMP-3 is much less evident in human saphenous vein (132). Given the paucity of direct human pathological observations, other approaches including genetic
studies are appropriate. A single genetic study identified a
functional A-82G polymorphism in the MMP-12 promoter,
which affected the AP-1 binding site (133). The A allele
increased promoter activity and favored luminal narrowing in a small group of 71 diabetic patients, who underwent angioplasty and stenting.
There is abundant evidence of gelatinase upregulation in animal models of neointima formation. Induction
of MMP-9 and activation of MMP-2 occur rapidly after
balloon injury to rat (25, 311), pig (257), baboon (136),
rabbit (12), and mouse (98, 160) arteries. In the pig and
baboon models, induction of MMP-9 and activation of
MMP-2 occurred together (136, 257), but MMP-2 activation was delayed in the rat and mouse studies (25, 98, 160,
311), perhaps pointing to a preeminent role for MMP-9 in
small rodents (see below). Activation of MMP-2 is associated with upregulation of MMP-14 and -16 expression in
balloon-injured rat carotid arteries, implying that activation of MMP-2 by these MT-MMPs is feasible (251). Levels
of MMP-1, -3, -12, and -13 were also increased after femoral artery injury in mice (160). TIMP-1 and TIMP-2 expression are either not changed or increased after balloon
injury (109, 287), while levels of TIMP-3 (unpublished
observations) and TIMP-4 are clearly increased (73). Increased expression and activation of MMP-2 and -9 was
also observed in other in vivo models of neointima formation, namely, pig vein grafts (258) and the rabbit iliac
artery after angioplasty and stenting (81).
Hence the picture of early and possibly selective
upregulation of gelatinases is highly consistent across a
variety of models of neointima formation, irrespective of
the provoking stimulus. Levels of TIMPs are either main-
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formation in balloon injury models is self-limiting, in part
by endothelial regrowth, and may actually regress by
enhanced apoptosis and compaction of the ECM (57).
Investigators have usually studied the response to injury
of normal blood vessels, although in a minority of cases
injury has been superimposed on an experimental plaque
(54). Even so, the relevance of any of these models to
clinical angioplasty in humans has been severely questioned. First, the ready proliferation of VSMC in the animal models does not seem to be observed in human
restenotic lesions (203). Second, clinical restenosis may
be more closely related to shrinking of the vessel wall
(negative remodeling) rather than to neointima formation
(71, 188). Recently, animal models of stent deployment in
normal arteries have been developed to study the phenomenon of in-stent restenosis (81, 138). These models
show foreign body reaction to the stent and localized
intimal growth that mirrors the human situation. However, these models do not usually consider the important
contribution of existing atherosclerosis to subsequent human in-stent restenosis (79). Rodent and large mammal
models of vein grafting have also been described. We
recently reviewed the comparative merits of these models, pointing out that only the large animal models reproduce the size and therefore the mechanical changes of
human bypass grafting (292). However, induction of vein
graft atherosclerosis is much easier in rabbit and mouse
models.
A particular cautionary note is necessary when considering the available models in mice, since so much
recent research has sought to harness the power of their
genetic manipulation. Because of their relative size, mice
are likely to have lesions less than 1,000 times smaller in
terms of mass and volume compared with human lesions
(62). Vessel diameters are correspondingly smaller, and
the thickness may be just a few cell layers. In addition,
normal mice carry most of their plasma cholesterol as
high-density lipoprotein (HDL), not LDL. Species-related
differences in protein expression (importantly MMP-1,
see below) also make extrapolation from mouse to human
a risky enterprise.
Injury to healthy mouse carotid artery has been conducted using filament loops, guide wires, dessication, adventitial cuffing, and flow cessation, although none of
these is the mechanical equivalent of clinical balloon
angioplasty. An ingenious mouse vena cava into carotid
artery vein-grafting model was developed by Xu and colleagues (315). However, this may differ crucially from
vein grafting in humans because the mouse vena cava is
so thin walled that all of its cells undergo apoptosis under
the strain of arterial pressure (315), and the graft becomes
repopulated with cells from the graft and the host (118).
The extent to which similar processes occur in the much
thicker walled human vein grafts is uncertain.
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ANDREW C. NEWBY
C. Effects of MMP Overexpression
and TIMP Knockout
Clowes and colleagues (184) prepared rat VSMC stably transfected with the MMP-9 gene under a tetracyclineregulated promoter. They found that MMP-9 overexpression had no effect on VSMC proliferation but promoted
migration through matrigel and three-dimensional collagen in vitro, and invasion of cells seeded onto the adventitia of cryo-injured rat carotid arteries in vivo (184).
Luminal seeding of VSMC overexpressing MMP-9 after
balloon injury promoted vessel wall dilatation and, as
might be expected, reduced the accumulation of extracellular matrix in the neointima. However, there was no
effect on the eventual neointimal size (184). Lijnen et al.
(161) investigated knockout of TIMP-1 after electrical
injury to the mouse femoral artery. They found significantly greater neointima formation after 1–3 wk that was
associated with increased levels of the activated forms of
MMP-2 and -9. Paradoxically, they found that TIMP-1
knockout promoted matrix accumulation at 1 wk. There
was no effect on proliferation indices in vivo, but TIMP-1
knockout VSMC migrated faster in scratch-injured cell
cultures. The authors concluded that MMPs mediated
enhanced neointima formation primarily by stimulating
VSMC migration (161).
Physiol Rev • VOL
D. Effects of MMP Inhibition and Knockout
Two structurally unrelated synthetic MMP inhibitors
inhibited both proliferation and emigration of VSMC from
rabbit aortic explant cultures (256). The effects on migration but not proliferation were also found in baboon
saphenous artery explants (136). Studies with synthetic
MMP inhibitors in the rat carotid balloon injury model
showed a consistent effect on early SMC migration (23–
25, 121, 312). Two of the five studies found an effect also
on the first wave of medial (121, 312) and two on the
second wave of intimal (23, 121) VSMC proliferation.
However, except in one study (121), MMP inhibitors had
no effect on the final intimal size (23, 24, 312), possibly
because of late catch-up proliferation in the neointima. A
likely explanation for this is redundancy between the
MMP and other plasminogen-mediated proteolytic pathways (136). A study of balloon angioplasty to the atherosclerotic iliac arteries of Yucatan micropigs also showed
no effect of MMP inhibition on intimal growth (68). However, MMP inhibition significantly antagonized constrictive remodeling and therefore led to a decrease in late
lumen loss (68). In a recent, thorough preclinical study in
atherosclerotic primates, a broad spectrum MMP inhibitor was infused into animals for 28 days to achieve inhibitory plasma concentrations. MMP inhibitor treatment
failed to reduce neointima formation after either plain
balloon angioplasty or angioplasty with stenting (54). In
contrast to the study in pigs (68), no effect on constrictive
remodeling was observed. In contrast to these largely
negative results, it was very recently reported that a broad
spectrum MMP inhibitor reduced neointima formation at
the distal anastomoses of polytetrafluoroethylene arteriovenous shunts in pigs after 4 wk (230); longer follow up is
clearly warranted to see whether the benefit is maintained.
Given that high concentrations of synthetic inhibitors
might have effects other than on activity of MMPs, for
example on mitogen-activated protein kinases (167), it
was valuable to verify these results with TIMP gene transfer. Seeding of cells stably overexpressing TIMP-1 reduced neointima formation after balloon injury (82), as
did adenovirus-mediated gene transfer of TIMP-1 or
TIMP-2 (53, 72). TIMP-1, -2, and -3 gene transfer into
human saphenous vein prevented neointima formation in
organ cultures (92–94). For TIMP-1 and -2, this was
achieved by inhibition of migration not proliferation (92,
93). The effects of TIMP-3 were more complex because it
stimulated apoptosis as well as inhibiting migration (16).
This may explain why TIMP-3 was more effective than
TIMP-2 in inhibiting neointima formation in pig vein grafts
in vivo (94). Interestingly, TIMP-3 also inhibits signaling
through the vascular epidermal growth factor KDR receptor by a mechanism independent of MMP inhibition (218),
although there is no direct evidence that this contributed
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tained constant or increased so that changes in TIMPs do
not amplify but tend to counteract the effects of MMP
upregulation. What then are the mechanisms responsible
for MMP upregulation? First, this could be the direct
result of injury because MMP-1 and -3 upregulation occur
in injured monolayers of isolated VSMC (125). MMP-9
induction and MMP-2 activation also occur in human
saphenous veins injured by hydrostatic distension ex vivo
even before culturing (95). Increased intraluminal pressure produces a similar response in pig carotid arteries
too (55), although this may be related to stretch per se
rather than injury. Inflammation is another possible cause
of MMP upregulation, although neointima formation in
organ cultures of human saphenous vein proceeds in the
presence of only scattered resident macrophages (60).
Balloon injury to the rat carotid artery also provokes little
inflammatory response (277). However, balloon injury to
other arteries (270), stent implantation (138), and vein
grafting (291) provoke a vigorous inflammatory response.
As expected, there is initial neutrophil infiltration followed by more sustained macrophage deposition (79,
291). Lymphocytes may also be present especially after
stent implantation (138). Hence, there is potential for
MMP induction by soluble inflammatory mediators and
CD40 ligation, as identified from in vitro studies (see
above).
METALLOPROTEINASES IN BLOOD VESSELS
VSMC could then gain traction. For example, Gavrilovic’s
group showed that cleavage of collagen I into one-fourth
and three-fourth length fragments using MMP-13 produced a substrate upon which PDGF stimulated VSMC
could migrate more rapidly than on intact collagen I (266).
Moreover, adhesion and migration on cleaved collagen
was mediated by newly induced ␣v␤3-integrins, while migration on native collagen I was mediated by constitutive
␣2␤1-integrins. This observation exemplifies a fourth
mechanism, namely, that MMPs might modify the cell-tomatrix interactions of VSMC, which in turn changes their
behavior by phenotypic modulation. Modulation of contractile VSMC towards a more synthetic phenotype accompanies neointima formation (42, 49, 274). During phenotypic modulation, basement membrane components,
for example, laminin, are downregulated, while hyaluronic acid production (237, 293) and interstitial matrix
components, monomeric type I collagen, elastin, and fibronectin are greatly increased (9, 273, 275) (Fig. 5).
Matrix remodeling is of key importance because laminin
E. Putative Mechanisms
MMPs could facilitate VSMC migration by a variety of
mechanisms. First, they could simply relieve the direct
binding between basement membrane components and
cell surface integrins that physically restrict movement.
Second, MMPs could aid invasion of already freely moving VSMC by degrading the physical ECM barriers they
encounter. Consistent with this, addition or gene transfer
of MMPs promotes (184) and gene transfer of TIMPs
inhibits (16) invasion of collagenase-isolated VSMC
through synthetic matrix. Third, cleavage by MMPs could
expose adhesion sites on matrix molecules over which
Physiol Rev • VOL
FIG. 5. Changes in matrix protein and surface integrin interaction
between contractile (A) and synthetic (B) phenotype VSMC. Important
changes in matrix protein and surface integrin interactions that are
known to occur during phenotypic modulation of VSMC are summarized. For full details of integrin changes, see the review by Moiseeva
(189).
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to its effects on vein grafts. From these studies, catch up
growth does not seem to compensate for the effects on
neointima formation of TIMP gene transfer in contrast to
those of synthetic MMP inhibitors, at least over the 2- to
4-wk time periods studied. The reasons for this are obscure but could involve any of the several effects of
TIMPs that are unrelated to MMP inhibition (15, 218).
While synthetic inhibitors and TIMP gene transfer
target a broad spectrum of MMPs, knockout studies have
the potential to elucidate the role of individual MMPs.
Knockout of MMP-11, the unusual MMP that degrades
serum proteinase inhibitors (see Table 1), increases neointima formation after injury in mice (162). MMP-11
knockout was associated with a paradoxical increase in
elastolysis and increased cellularity of the neointima
rather than matrix accumulation (162). Two groups independently studied the effect of MMP-9 knockout on responses to filament loop injury (56) or arterial occlusion
(86) in different background strains of mice. In wild-type
mice, both groups observed early upregulation of MMP-9
and later activation of MMP-2 that was apparently unrelated to inflammation. MMP-9 knockout impaired neointima formation by inhibiting VSMC migration. One of the
groups (56) also observed delayed inhibition of VSMC
proliferation. Interestingly, MMP-9 knockout caused excess collagen accumulation and impaired outward remodeling in the occlusion model (86). More recently, two
groups also found that knockout of the other gelatinase,
MMP-2, also decreased neointima formation in the carotid
ligation model and that this was associated with decreased VSMC migration in vitro (128, 144). Hence,
MMP-2 and -9 appear to serve complementary rather than
redundant functions in neointima formation, despite similar structure and substrate specificity and the compensatory upregulation of MMP-9 and downregulation of
TIMP-1 expression evident in MMP-2 knockouts in one of
the studies (144). The ability of MMP-9 but not MMP-2 to
participate in CD44-mediated matrix attachment of VSMC
and to organize collagen fibrils may account in part for the
unique contribution of this MMP (128).
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ANDREW C. NEWBY
membranes around VSMC and an increase in fibronectin
synthesis were demonstrated during neointima formation
in balloon-injured rat carotid arteries (275). These
changes track the changes in MMP expression established
in other studies (25, 311), but the influence of MMP inhibition on ECM proteins was not tested directly. To
achieve this, we investigated the effect of TIMP-1 and -3
gene transfer on expression of basement membranes in
human saphenous vein undergoing neointima formation
in organ culture (1). Medial VSMC were normally surrounded by basement membranes, but a proportion became negative during culture. All VSMC that migrated into
the neointima lacked basement membranes. TIMPs-1 and
-3 reduced the numbers of medial VSMC lacking basement
membranes and inhibited migration into the neointima.
This implies that MMP-mediated loss of basement membrane is essential for medial to intimal migration of
VSMC. Proliferating VSMC were more likely to be negative for basement membranes than nonproliferating
VSMC. On the other hand, 30 – 40% of proliferating medial
VSMC retained some basement membrane, which shows
that complete basement membrane degradation is not
necessary for VSMC proliferation. Furthermore, TIMPs
did not affect either basement membrane degradation in
proliferating VSMC or the rate of medial VSMC proliferation. Hence, MMPs are not essential for basement membrane degradation in proliferating VSMC, presumably because of redundancy with other proteases. These conclusions are summarized in Figure 6.
Many of the nonmatrix substrates of MMPs (see Refs.
264, 283 for listings) may also be relevant to neointima
formation and plaque instability, but as yet, there have
been few direct studies in VSMC. The arguments seem
particularly clear for MMP-11, however, which is only
weakly active against matrix proteins. Proteolysis of insulin-like growth factor binding protein (IGFBP)-1 by
MMP-11 (177) and IGFBP-3 and -5 by MMP-1, -2, and -3
(83) could have implications both for phenotypic modulation (110) and survival (210) of VSMC. The ability of the
gelatinases, MMP-2 and -9, to activate TGF-␤ (306) could
feed forward to promote matrix protein synthesis after
FIG. 6. Summary of the effects of MMPs on
VSMC basement membranes, migration, and proliferation. Growth factors acting together with inflammatory agents, stretch, and oxidative stress
stimulate the production of basement membrane
degrading MMPs. Complete MMP-dependent removal of the basement membrane is associated
with intimal migration. Proliferating VSMC are
only partially free of basement membrane, and
MMPs are not essential for this. For details, see
Reference 1.
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retards or partially reverses phenotypic modulation, while
fibronectin promotes it (110, 111). Hence, MMPs could
promote phenotypic modulation by relieving interactions
with inhibitory components or promoting interactions
with modified stimulatory components. These effects of
matrix proteins on migration are likely to be mediated by
concomitant changes in expression of their cell surface
integrin receptors (189) (Fig. 5).
One mechanism by which proteases might influence
intimal growth is by the release of sequestered cytokines,
such as FGF-2 and TGF-␤ (264). MMPs might also degrade
matrix proteins with inhibitory effects on VSMC proliferation. For example, heparan sulfate proteoglycan (HSPG)
components of the basement membrane, such as syndecans and perlecan, inhibit VSMC proliferation in culture
and in vivo (29, 139). Hence, the ability of MMPs to
degrade core proteins of HSPGs could underlie their effect on VSMC proliferation. Alternatively, basement membrane remodeling could permit new contacts with interstitial matrix components that promote cell cycle progression. Contractile VSMC in arteries exhibit very low rates
of proliferation, most likely because they fail to downregulate cyclin-dependent kinase inhibitors (123, 271,
272). Components of the ECM of normal arteries, e.g.,
laminin and polymerized collagen, do not support downregulation of cyclin-dependent kinase inhibitors or proliferation of isolated VSMC (141). On the other hand, components of the remodeling matrix such as monomeric
collagen and fibronectin support G1 cell cycle progression
and VSMC proliferation (141, 244). Again, these actions of
matrix proteins are believed to be mediated by binding to
appropriate integrin receptors (244).
Few studies have directly measured the influence of
MMPs on matrix protein turnover in blood vessels.
Strauss et al. (265) found that MMP inhibition decreased
collagen breakdown after balloon injury to rabbit femoral
arteries, as might be expected. However, collagen synthesis was also inhibited, presumably because MMP inhibition prevented VSMC transforming into the synthetic phenotype. The net effect on neointima formation was neutral (265). A reversible disappearance of basement
METALLOPROTEINASES IN BLOOD VESSELS
F. Conclusions
The evidence for MMP-9 upregulation and MMP-2
activation early during neointima formation after vascular
injury is overwhelming. Evidence for upregulation of
other classes of MMPs is less abundant. Rather than
decreasing to exaggerate the effect of MMP induction,
TIMPs are concomitantly upregulated, presumably to prevent excessive matrix degradation. From studies with
synthetic MMP inhibitors or TIMP gene transfer, MMPs
are proven to remodel the VSMC basement membrane,
and this is required for VSMC migration and phenotypic
modulation. Effects of MMP inhibition on VSMC proliferation appear restricted to certain models and early time
points, probably because of redundancy with other proteases. As a result, there is catch up growth so that MMP
inhibition does not lead to a change in final intimal size.
MMPs are also expressed in fibroblasts and may therefore
play a part in adventitial remodeling or migration of myofibroblasts into the intima.
VIII. ROLE OF MATRIX METALLOPROTEINASES
IN ATHEROSCLEROTIC PLAQUE
DESTABILIZATION
A. Methodologies
In humans, correlative histological studies have been
the main investigational approach. Tissue from aortic,
carotid, and to a lesser extent coronary plaques at all
stages of their development, including ruptured plaques,
are available from post mortem, endarterectomy, and
atherectomy specimens. Human studies correlating presence of unstable coronary disease with serum MMP measurements (32) or MMP genotypes (313) have also recently emerged. Rabbit, pig, and primate models of dietinduced atherosclerosis have also been used. At early
times, the animal lesions resemble human fatty streaks,
although fibrous cap development does occur within
weeks, especially after episodic removal of cholesterolrich diet (2). More complex lesions occur spontaneously
in rabbit (249) and pig (96) models, albeit slowly, and so
have been less studied. So-called humanlike atherosclerotic plaques occur in the aortic root, thoracic aorta, and
brachiocephalic arteries of susceptible strains and genetically modified mice (196, 207, 227), although caveats
have been raised (see above) about their small size and
the altered lipid metabolism in mice compared with hu-
FIG. 7. MMP-dependent shedding of N-cadherin from human VSMC. Expression of N-cadherin by Western blotting in control human saphenous
vein VSMC is increased by treatment with the MMP inhibitor BB-94 or after adenovirus-mediated transfer of tissue inhibitor of metalloproteinase
(TIMP)-1 or TIMP-2. The same treatments increase N-cadherin in the membrane (M) but not the cytosolic (C) or nuclear (N) fractions of the cells.
[From Uglow et al. (277).]
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basement membrane remodeling, although this has not
been shown in vascular tissue. The potential of at least
seven MMPs to activate TNF-␣ (264) invites the speculation that they further contribute to the inflammatory milieu in injured or atherosclerotic vessels. Direct experiments to test these ideas would be welcome. In fibrosarcoma cells, MT1-MMP (MMP-14) can be involved as well
as furinlike proprotein convertases in the processing of
␣v-integrin subunits, and this affects attachment to type I
collagen (14, 222). However, the thiol proprotein convertase PC5 rather than MMP-14 appears to be responsible
for processing of ␣v-integrin subunits in rat VSMC (262).
Expression of the MT-MMPs, MMP-14 and -16 has recently
been linked to degradation of focal adhesion kinase, cell
rounding, decreased adhesion, and increased migration in
baboon aortic VSMC (252), although this occurred independently of changes in integrin levels (252). A synthetic
metalloproteinase inhibitor concomitantly reversed all
these events (252). However, no evidence was presented
that focal adhesion kinase is a direct substrate for MTMMPs, the topography of which makes it unlikely. The
identity of the matrix or nonmatrix substrates responsible
for this interesting phenomenon therefore remains obscure.
Using human VSMC, George’s group (277) recently
reported that MMP-mediated cell surface shedding of Ncadherin occurs after serum or PDGF stimulation (Fig. 7).
This releases ␤-catenin, which translocates to the nucleus
and participates in stimulating proliferation (277). Finally,
the evidence that MMP-9 can promote matrix attachment
of VSMC through binding to CD44 and that this promotes
collagen assembly demonstrates the possibility of noncatalytic mechanisms by which MMPs could influence
intimal thickening (128).
15
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ANDREW C. NEWBY
aortic root (207), or defined points in the aorta (255) and
lesion extension measured by lipophilic staining of the
aorta en face is popular. Multiple anatomic sites have
occasionally been investigated. Measurement of plaque
composition in relation to known features of human vulnerable plaques has been conducted. According to this, a
relatively large proportion of the plaque occupied by lipid
core or monocytes, a low proportion occupied by smooth
muscle cells and a low content of collagen is taken as
indicative of plaque vulnerability. Most interestingly, a
recent study (296) compared occurrence of ruptures in
mice brachiocephalic arteries, defined by discontinuity of
the fibrous cap and thrombus penetrating into the lipid
core, with several of these surrogate markers. Consistent
with clinical data, ruptured plaques were larger and had a
larger proportion of the plaque occupied by lipid core,
fewer VSMC, and a thinner fibrous cap. They also had
more buried plaque caps, consistent with more previously
silent plaque ruptures.
Because of the similar inflammatory origin of aneurysms and unstable plaques (see sect. II), results from
models of atherosclerotic aneurysm formation are also
relevant. The ApoE knockout mouse shows frequent
breaches of the medial elastic fibers that can be interpreted as microaneurysms (47). Galis and co-workers
(122) recently showed that expansive remodeling after
carotid artery ligation is greatly increased in ApoE knockout compared with wild-type mice. This may therefore
also serve as a model of atherosclerotic aneurysm formation. Other mouse models of aortic aneurysm not linked
to atherosclerosis use elastase (217) or calcium chloride
(166) treatment to provoke the initial inflammatory insult.
FIG. 8. Plaque ruptures in the brachiocephalic artery of apolipoprotein E (ApoE)
knockout mice. Examples are shown of
plaque ruptures in ApoE knockout mice that
died suddenly after being fed a lard fat diet for
up to 1 year. Note the discontinuity of the
elastic layer (arrows) that normally separated
the lumen from the plaque lipid core. Thrombus (Thr) occludes the lumen and has apparently spread from with the plaque. [From
Johnson and Jackson (130), with permission
from Elsevier.]
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mans (62). There is also evidence of coronary atherosclerosis leading to myocardial infarction in mice, although
probably through vasoconstriction rather than plaque
rupture (41). Myocardial infarction apparently unrelated
to plaque rupture also occurs in a strain of Watanabe
rabbits (249).
Although two reviews (62, 225) concluded that there
is no universally accepted animal model for spontaneous
plaque rupture, substantial progress has been made recently using mice. Calara et al. (40) observed rare plaque
instability in the aortas and coronary arteries of ApoE and
LDL receptor double knockout mice fed cholesterol for 1
year. Rosenfeld et al. (227) and Johnson and Jackson
(130) described a higher frequency of intraplaque hemorrhage in the brachiocephalic arteries of fat-fed ApoE
knockout mice. Discontinuity of the very thin (2 ␮m)
fibrous cap suggested that these lesions result from
plaque ruptures (Fig. 8), in some degree analogous to
those in humans (130). Plaque rupture occurred both in
mice that died spontaneously and in those culled according to protocol (296), which implies that not all ruptures
were fatal. Moreover, just as with lesions in humans,
many of the mouse plaques had buried fibrous caps, consistent with previous silent plaque ruptures. Models of
induced plaque rupture have also been described (62,
225), but their use is probably restricted to investigating
plaque cap mechanical properties or subsequent thrombosis.
In the absence of widely accepted models of plaque
rupture, most work has used surrogate end points in
rabbit or mouse models of atherosclerosis progression.
Lesion size measured by standardized histology of the
METALLOPROTEINASES IN BLOOD VESSELS
Another model in rats involved xenotransplantation of
guinea pig aortas (6).
B. Patterns of MMP Expression and Activity in
Human Pathological Tissues and Experimental
Models of Atherosclerosis
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Upregulation of MMPs-1, -2, -3, and -9 is readily detected in models of lipid-induced atherosclerosis in rabbits (2, 310), and MMPs-3, -11, -12, and -13 are also upregulated in mouse plaques (126, 231, 241). Upregulation
of MMPs is an early event in fatty streak formation in
rabbits and mice and is therefore associated with plaques
at all stages, not just in the late events of plaque instability. In cholesterol-fed rabbits, the levels of TIMP-1 and
TIMP-2 clearly rise in plaques, and this partly compensates for the increase in MMP activity (309). In particular,
it was suggested that this confines MMP activity to the
pericellular region, stabilizes the base of the lesions, and
may prevent plaque penetration into the media (i.e., aneurysm) (309). Similar conclusions can be reached for
TIMP-3 (C. Aguilera, A. Zaltsman, and A. C. Newby, unpublished observations).
Further correlative studies have attempted to establish a link between MMP overexpression and destruction
of individual matrix components. For example, MMP-7 is
apparently the most active versican-degrading enzyme in
human carotid artery plaques (104). On the other hand,
and perhaps most convincingly, Sukhova et al. (268)
showed that MMP-1 and MMP-13 in human lipid-rich atherosclerotic plaques are closely colocalized with neoepitopes of cleaved collagen (Fig. 9) (268).
Other studies have related MMP levels to clinical or
histological features associated with plaque instability.
Most simply, Schonbeck et al. (241) found that MMP-11
immunoreactivity is confined to advanced atherosclerotic
plaques, not fatty streaks. In carotid endarterectomy specimens, Nikkari et al. (200) noted that positivity for MMP-1
correlates with the percentage of the lipid core occupied
with hemorrhage. However, there was no correlation between MMP-1 expression and presence of rupture or clinical symptoms of instability. Loftus et al. (164) found no
difference in MMP-1, -2, and -3 or TIMP-1 and -2 levels in
carotid endarterectomy tissue from patients that had recent (⬍1 mo) clinical evidence of instability, even though
this group had a greater prevalence of ruptured plaques,
intraplaque hemorrhage, and distal embolization. In contrast, the same study showed a significant two- to fourfold
increase in MMP-9 levels in the most recently symptomatic plaques (164). A small atherectomy study also suggested that MMP-9 expression is more prevalent in patients with unstable versus stable coronary disease (38).
Finally, in 25 patients with unstable and 10 with stable
angina, intense MMP-3 expression was found selectively
in outwardly remodeled plaques (239), but there was no
relationship to clinical presentation. From these studies
the clearest evidence is for a positive relationship between MMP-9 expression and plaque instability. However,
these case-control studies cannot distinguish whether differences in the levels of MMPs were a cause or an effect
of plaque instability. Moreover, increased MMP-9 levels
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A landmark study by Henney et al. (113) demonstrated upregulation in atherosclerotic plaques relative to
normal artery of MMP-3 mRNA, and its location within
macrophages and VSMC. Galis in Libby’s group (90) performed a more exhaustive study showing MMP-1, -3, and
-9 protein in macrophages, VSMC, lymphocytes, and EC
especially at the vulnerable shoulder regions of atherosclerotic plaques. Moreover, the authors developed the in
situ zymography technique to localize MMP activity and
showed that this was present in plaques but not normal
media (90). Subsequent work confirmed and extended
these results. Elevated levels of MMP-1 (90, 200, 201),
MMP-2 (156), MMP-3 (90, 113), MMP-7 (104), MMP-9 (38,
90), MMP-11 (241), MMP-12 (104), MMP-13 (268), MMP-14
(MT1-MMP) (221), and MMP-16 (280) are all found in
human atherosclerotic plaques, especially at the macrophage-rich shoulder regions. Enhanced MMP-1 overexpression is located with areas of increased circumferential tensile stress in the fibrous cap (148) where ruptures
are likely to occur. MMP-7 and lesser amounts of MMP-12
are confined to the borders between the lipid core and the
macrophage-rich shoulder regions (104). MMP expression
is prominent in macrophages but also present in VSMC,
lymphocytes, and EC (38, 90, 104, 221, 268, 280). TIMP-1
levels are unchanged (90) or elevated (200) in atherosclerotic plaques. TIMP-2 is also abundant in plaques (221),
and TIMP-3 is clearly increased because it is a product of
inflammatory macrophages (76).
Henney’s group was also the first study to relate
polymorphisms in any of the MMP genes to the incidence
or severity of coronary artery disease. They reported a
5A6A polymorphism in the MMP-3 promoter for which the
6A allele was associated with greater progression of coronary disease in a small cohort of patients (305). They
later found a C-1562T polymorphism in the MMP-9 gene
(313). The T allele resulted in greater promoter activity
(313) and was subsequently shown to influence MMP
serum levels (32). The T allele was associated with increased disease severity (192, 313), although it had no
impact on prognosis in patients with existing coronary
disease (32). On the other hand, increased MMP-9 serum
levels were strongly associated with other markers of
inflammation and were significantly associated with cardiovascular death (32). These results support a role for
MMP-9 as a marker or etiological factor in atherosclerosis
progression and possibly instability.
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ANDREW C. NEWBY
could be an epiphenomenon, simply reflecting the increased prevalence of macrophages in unstable plaques.
Upregulation of MMPs-1, -3, -9, -12, -13, and -14 is also
seen in association with inflammatory matrix destruction
in human aortic aneurysms (11, 84, 116, 179, 186, 199).
TIMP-1 is expressed prominently in aortic aneurysm tissue (11, 116), TIMP-2 is secreted constitutively, and
TIMP-3 increases as in atherosclerotic plaques (11). Outward vessel remodeling also correlates with accumulation of foam cell macrophages and increases in MMP-2
and -9 expression after carotid ligation in ApoE knockout
mice (122).
Based on extensive histological evidence, macrophage-derived MMPs are particularly implicated in plaque
instability. In addition, an increase in the proportion of
macrophages in relation to VSMC occurs in areas of
plaques prone to rupture and also in aneurysms. Furthermore, isolated macrophages secrete an excess of active
MMPs over TIMPs (50). Rabbit foam cell macrophages
isolated from atherosclerotic plaques produce MMPs-1
and -3, while alveolar macrophages do not (89). Furthermore, decreases in MMP levels closely parallel reduction
of macrophage numbers in rabbit atherosclerotic plaques
after cessation of cholesterol feeding or use of cholesterol-lowering drugs (2, 3).
Even though they fall short of direct proof, these
correlative studies provide persuasive evidence that
MMPs, particularly from macrophages but also from EC,
VSMC, and other inflammatory cells, mediate the loss of
matrix that underlies weakening of the fibrous cap and
provoke plaque rupture.
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C. Effects of MMP Overexpression
and TIMP Knockout
MMP-1 is not widely expressed in the mouse, where
MMP-13 may substitute. This species difference prevents
the use of MMP-1 knockout but presents a unique opportunity to investigate the effect of transgenic overexpression of MMP-1. D’Armiento and colleagues (150) targeted
MMP-1 overexpression to macrophages, and this had no
effect on migration. Somewhat surprisingly, MMP-1 overexpression reduced the progression of atherosclerosis in
ApoE knockout mice (150), perhaps because of less collagenous matrix accumulation. MMP-1 overexpression
did not cause plaque ruptures, arguably because the
plaques were less advanced in the transgenic mice. This
experiment illustrates the potential complexities of manipulating a system where MMPs have a dual role in
plaque growth by VSMC migration and matrix deposition
and instability by matrix destruction. It would be interesting to know the effect of MMP-1 overexpression in
already established plaques.
Two groups have examined the effect of TIMP-1
knockout, which was shown directly to increase local
vessel wall MMP activity, in the ApoE knockout mouse
model (151, 254). Somewhat discordant results, either no
change or a 30% decrease, were found in the extent of
aortic atherosclerosis. However, both groups found that
TIMP-1 knockout significantly increased destruction of
medial elastic fibers (Fig. 10), i.e., pseudoaneurysm formation (151, 254). The results support a pathogenic role
for MMPs in atherosclerotic aneurysm formation. How-
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FIG. 9. Colocalization of epitopes of cleaved collagen with MMP-1 and -13 in human atherosclerotic plaques. Epitopes of cleaved collagen (green
fluorescence) and total collagen (red fluorescence) are shown in a human atherosclerotic plaque. Cleaved collagen colocalizes with MMP-1 and
MMP-13 immunocytochemistry and the location of macrophages (M␾). [From Sukhova et al. (268).]
METALLOPROTEINASES IN BLOOD VESSELS
19
ever, no luminal plaque ruptures were observed in the
aorta in either study (151, 254). In unpublished studies,
we also observed no effect of TIMP-1 knockout on ruptures in the brachiocephalic artery. Given the presence of
other TIMPs in these knockout models, the results are
perhaps to be expected. They do, however, expose an
interesting mechanistic difference between aneurysm formation and plaque rupture, at least in the mouse.
D. Effects of MMP Inhibition and Knockout
The effect on atherosclerosis of systemic delivery of
an adenovirus that caused expression of human TIMP-1
was investigated in ApoE knockout mice fed a lipid-rich
diet. This increased plasma TIMP-1 levels for at least 28
days and reduced aortic plaque area measured 4 wk later
in groups of four mice by ⬃30% (231). Qualitative histological analysis suggested that TIMP-1 overexpression enhanced collagen, elastin, and smooth muscle cell ␣-actin
Physiol Rev • VOL
content and reduced macrophage number, all consistent
with greater plaque stability. In contrast, oral administration of synthetic MMP inhibitors showed no effect on
plaque development in LDL receptor knockout mice (215)
after dietary intervention or angiotensin II treatment
(178). Hence, TIMP gene transfer had a greater effect on
atherosclerosis than synthetic MMP inhibitors, as found
for neointima formation. The contribution of individual
MMPs to plaque formation and stability is only beginning
to be investigated by knockouts. MMP-3, ApoE double
knockout mice had increased collagen and decreased
macrophage content in plaques consistent with greater
stability, although plaque size was increased overall (255).
MMP-9 knockout decreased plaque size as well as macrophage and collagen content in the aortas of chow-fed
ApoE knockout mice, which suggests a beneficial effect
of this knockout also (169). In the same study, MMP-12
knockout had no effect on plaque size or composition in
the aorta (169). In preliminary studies of the brachioce-
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FIG. 10. Effect of TIMP-1 knockout
on atherosclerosis and microaneurysm
formation in ApoE knockout mice.
TIMP-1 is on the X chromosome, and the
study used male TIMP-1⫺/0, ApoE⫺/⫺
compound knockout mice. Medial ruptures (arrows in B) are observed in the
aortic root of TIMP-1, ApoE compound
knockout mice but not in Apo E knockout alone (A). C shows the morphology
of a rupture, including loss of elastic fibers at higher magnification. Scale bar ⫽
50 ␮m. [From Lemaitre et al. (151).]
20
ANDREW C. NEWBY
E. Putative Mechanisms
Efficient degradation of collagens, proteoglycan core
proteins, and glycoproteins clearly requires the substrate
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repertoire of several MMPs. In addition, MMPs need to act
in concert with each other and with other classes of
protease to completely degrade ECM components. An
example of this is fibrillar collagen degradation, where
MMPs-1, -2, -8, -13, and -14 can mediate only the initial
cleavage of triple-helical domains to one-fourth and threefourths fragments, but other proteases are needed to
complete degradation (30). In addition, proteases act together in an activation cascade (Fig. 3). Hence, conditions
leading to the coordinated upregulation of several MMPs
(Fig. 4), and other proteases, are those most likely to be
associated with destruction of the extracellular matrix
(51). This principle was clearly demonstrated in the study
by Baxter and colleagues (166), where knockout of either
MMP-2 or -9 was sufficient to prevent calcium-induced
aortic aneurysm formation in mice. MMP-9 from macrophages and MMP-2 most likely from VSMC cooperated to
mediate matrix degradation, either directly or by activating other proteases (166).
Atherosclerosis is a complex process, which MMPs
could influence in a host of ways. Gelatinases presumably
facilitate VSMC phenotypic modulation and migration in
the same way in atherosclerotic plaques as they do consistently in other models of intimal growth. From studies
in knockout mice, MMP-12 appears to have an important
role in invasion of macrophages into ECM (250). The
phenotype of MMP-9 knockout mice also includes a deficit in bone growth-plate invasion by monocytes and capillaries (284). Indeed, MMPs have an established role in
angiogenesis (212), which appears to contribute to plaque
growth (193) as well as being a histological feature associated with unstable plaques (127, 185). Hence, MMPs
could influence plaque stability indirectly through any of
these processes in addition to direct effects on degradation of ECM components.
Non-ECM substrates might also be involved. For example, the ability of MMP-11-mediated degradation of
␣2-antiplasmin and ␣1-antitrypsin could increase activity
of cathepsins, plasmin, and leukocyte elastase (241).
F. Conclusions
In principle, several MMPs (and other proteases)
with complementary substrate repertoires should be
needed to mediate plaque rupture. Descriptive and correlative studies consistently demonstrate MMP overexpression and matrix destruction at the macrophage-rich
regions of atherosclerotic plaques that are prone to rupture. On the other hand, early fatty streaks also show
upregulation of MMPs, which could therefore be involved
in plaque building by intimal expansion as well as plaque
rupture by matrix destruction. TIMPs are upregulated,
especially at the base of plaques, and in part counteract
the destructive potential of MMPs. Gene disruption and
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phalic artery of lipid-fed ApoE knockout mice, Jackson
and colleagues (129) observed that MMP-9 knockout increased plaque size and the occurrence of buried fibrous
caps, implying a contradictory harmful effect of this
knockout on plaque stability. In this study, knockout of
MMP-12 significantly decreased plaque size and number
of buried fibrous caps (129), implying a protective effect.
Taken together, these findings imply a harmful effect of
MMP-3, either a harmful or protective role for MMP-9, and
either no role or a harmful one for MMP-12 in plaque
instability. Clearly more studies of MMP knockouts are
needed to resolve the apparent discrepancies that may
result from different sites of plaque development, measures of plaque rupture, different dietary regimes, and the
use of different background mouse strains.
Using inhibitors and knockouts, MMPs have been
more clearly implicated in aneurysm formation whether
related or not to atherosclerosis. Some studies have used
doxycycline, an antibiotic and nonselective synthetic
MMP inhibitor that also decreases MMP-2 and -9 secretion
at least in part by destabilizing MMP-2 mRNA (163). Treatment with pharmacologically relevant concentrations of
doxycycline decreased aortic aneurysm formation in mice
induced by elastase (214) or angiotensin II (178) treatment. Local delivery of VSMC stably transduced to overexpress TIMP-1 decreased aneurysmal dilatation and rupture in an aortic xenotransplantation model (6). This was
associated with inhibition of gelatinase activity contributed by MMP-2 and -9 as well as unidentified 54- and
28-kDa MMP-related species (6). Either MMP-2 or MMP-9
knockout abolished calcium chloride-induced aortic aneurysms (166), which demonstrates that the two gelatinases act cooperatively rather than redundantly, similar
to the situation in neointima formation (128, 144). As with
atherosclerosis progression, there is some discordance
over the relative importance of MMP-9 and MMP-12.
MMP-12 but not MMP-9 was implicated as the downstream protease responsible for plasmin-dependent microaneurysm formation in ApoE knockout mice (47). On
the other hand, knockout of MMP-9, but not MMP-12,
reduced delayed aortic aneurysm formation after elastase
treatment in mice (217). More recently, both MMP-9 and
MMP-12 knockout were shown to reduce transmedial
elastin degradation and ectasia in ApoE knockout mice
(169). Knockout of MMP-3 also reduces the incidence of
these aortic “pseudoaneurysms” in ApoE knockout mice
(255). Broadly speaking, therefore, a wide range of MMPs
has been implicated in aneurysm formation with some
minor model-dependent differences.
METALLOPROTEINASES IN BLOOD VESSELS
overexpression studies in atherosclerosis-prone mice suggest essential roles for MMPs-2, -3, -9, and -12 in aneurysm
formation, but only preliminary data are yet available with
regard to plaque rupture. Studies in progress, for example, in the ApoE knockout mouse brachiocephalic artery
model, should further clarify the role of individual MMPs.
IX. PHARMACOTHERAPY
A. Direct Inhibition by Synthetic Inhibitors
and Gene Therapy with TIMPs
There is already some direct clinical experience with
MMP inhibitors. MMP inhibitors have been given for quite
prolonged periods to patients with advanced malignancies, albeit with no proven benefit (61). Early trials revealed the somewhat unexpected side effect of tendonitis,
although this was avoided by dose adjustment and different drug specificity in other studies. Doxycycline, an antibiotic and broad-spectrum MMP inhibitor, is quite
widely used to treat acne and in malarial prophylaxis; it
has been given orally to patients with asymptomatic aortic aneurysms for up to 6 mo (214). The action of broadspectrum MMP inhibitors to prevent intimal expansion
could therefore be evaluated in clinical trials.
However, almost all preclinical trials with broadspectrum MMP inhibitors failed to show long-term reduction of neointima formation after balloon injury with or
without stenting (24, 54, 215, 265, 312). In most cases,
other classes of protease appear to substitute the function
of MMPs, particularly in proliferating VSMC (1), and there
is therefore catch-up after the effect of early MMP inhibition (24). Only Li et al. (154) showed a significant reduction in in-stent restenosis at 10 wk in a rabbit doubleinjury model. An open label trial of an MMP inhibitoreluting stent (The Brilliant 1 study) was halted early
because it did not apparently show benefit. On the other
hand, MMP inhibitors decrease constrictive remodeling
after angioplasty without stenting in pigs (68) so that a
human trial in this context could still be justified.
The relatively primitive state of development, high
relative production costs, and complex regulatory issues
surrounding TIMP gene therapy are obstacles to its clinical application. However, proof of principle studies are
still valuable because slowly developing pathologies, in
particularly vein-graft disease, might be more amenable to
gene therapy than one-off local drug treatments. In addition, veins used for grafting can be treated ex vivo before
Physiol Rev • VOL
reimplantation, and hence, exposure of the patient to
gene therapy reagents can be minimized.
Given the dual role of MMPs in fibrous cap formation
(i.e., intimal growth) and cap rupture (i.e., matrix destruction), the effect of a broad-spectrum MMP inhibitor on
acute coronary events is difficult to predict. Nevertheless,
further preclinical studies of MMP inhibitors and knockouts in models of unstable atherosclerosis are clearly
appropriate. Greater knowledge of the specific MMPs or
groups of MMPs causing plaque instability will justify
trials of inhibitors with the correct specificity.
B. Inhibition of MMP Production
Quercitin, a dietary flavonoid related to those present
in red wine, inhibits MMP-9 secretion by effects on AP-1
and NF-␬B transcription factors (190). Several other physiological mediators probably suppress MMP induction locally in the vasculature. Heparin and HSPG inhibit the
release of several proteases, including MMPs from VSMC
(13, 135). This implies that the basement membrane could
suppress MMP secretion from normal EC and VSMC.
Reports regarding the effects of nitric oxide are conflicting. Nitric oxide was reported to tonically inhibit MMP-9
but not MMP-2 production from VSMC in one study (278)
but to enhance stimulated MMP-9 expression in another
(180). A recent study shows that nitric oxide inhibits
MMP-2 transcription in EC by activating the repressor
protein ATF3 (52). TGF-␤ inhibits induction of MMP-1, -3,
and -7, although paradoxically upregulates MMP-13, at
least in fibroblasts (279). TGF-␤ also inhibits MMP-9 secretion in mast cells (78) and MMP-7 (39) and MMP-12
(80) secretion in macrophages. MMP-7 secretion is also
inhibited by IL-4 and IL-10 (39). Given the broad range of
MMPs induced by the CD40 ligation in isolated cell cultures (173, 176, 241–243, 300), one may speculate that
interruption of this signaling system would have a profound effect in MMP activity in plaques. Physiologically,
interferon-␣ and/or interferon-␥ inhibit the CD40 ligationinduced secretion of MMP-1 and -9 from VSMC (243) and
MMP-1, -3, -9, and -12 from macrophages (170, 300).
MMPs-1, -3, -7, and -9 are all downregulated by nuclear hormone receptor (NHR) agonists, which include
corticosteroids, retinoids, thyroid hormones, and sex hormones (238). Steroid hormones also stimulate TGF-␤1
production (80), which indirectly inhibits MMP induction,
as described above. Activation of the Liver X receptor
(LXR) inhibited MMP-9 but not MMP-12 or -13 secretion
from mouse bone marrow-derived macrophages stimulated with lipopolysaccharide, TNF-␣, or IL-1␤ (48). The
mechanism was apparently not by direct binding to the
MMP-9 promoter, and while it was downstream of NF-␬B
activation, LXR activation did not prevent activation or
binding of NF-␬B (48). Perhaps of greatest current clinical
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The possible routes for reducing MMP activity during
intimal thickening and in atherosclerotic plaques comprise 1) direct inhibition of enzyme activity and 2) inhibition of MMP production.
21
22
ANDREW C. NEWBY
X. SUMMARY: WHAT MEDIATES THE
TRANSITION FROM PHYSIOLOGICAL
REMODELING TO MATRIX DESTRUCTION?
From the work cited above, MMPs have been implicated both in intimal thickening, which involves net matrix deposition, and plaque rupture, which involves net
matrix destruction. Indeed, there is substantial supporting evidence for both propositions. If both are correct, the
idea merits consideration that MMP activity is dysregulated during the transition from plaque building to plaque
disruption.
The null hypothesis is that there is no dysregulation
as such, merely that MMP activity is appropriately regulated but occurs in the wrong place at the wrong time
relative to chance mechanical factors. Early matrix destruction is a prerequisite for intimal expansion because it
permits entry of inflammatory cells and frees VSMC to
Physiol Rev • VOL
migrate, change phenotype, and proliferate. Later, there is
fibrosis that more than compensates for the initial destruction, the same sequence observed for example in
dermal wound healing. Consistent with this, fibrous cap
formation is a late event in atherosclerosis. If the shoulder
regions of plaques simply represent new, active areas of
plaque growth, the status of their matrix might simply
reflect the early (destructive) stages of remodeling. Were
it not for a mechanical accident leading to rupture, these
areas would also eventually become fibrous and safe. The
corollary of this null hypothesis is that inhibiting plaque
progression will inevitably stabilize plaques, a concept
that fits well with the results from lipid-lowering trials
(219).
A second hypothesis is that matrix destruction reflects an imbalance between the production of “good” and
“bad” MMPs. Gelatinases (MMP-2 and -9) could represent
good MMPs because basement membrane degradation
plays a key role in liberating contractile VSMC to participate in repair. The effect of MMP-9 knockout to decrease
VSMC migration and repair after vascular injury (56, 86)
and increase plaque rupture (129) is consistent with this
idea. On the other hand, collagenases (e.g., MMPs-1, -8,
and -13) and stromelysins (e.g., MMPs-3 and -7) are generally thought of as bad MMPs because they are closely
associated histologically with degraded collagen in areas
prone to plaque rupture (268). The corollary of this hypothesis is that selective inhibitors of some MMPs might
be an effective treatment for plaque instability that would
spare repair mechanisms. Conversely, broad-spectrum
MMP inhibitors might be ineffective, as suggested by the
current experimental evidence (215), or even harmful.
These ideas could be investigated by a comprehensive
survey of drug treatments and MMP knockouts in the
same standardized model of plaque growth and rupture.
Even so, the results could only be cautiously extrapolated
to humans.
A third hypothesis is that a greater extent of expression of the same MMPs present during physiological remodeling can lead to aneurysms or rupture. Data that
MMP-9 knockout reduces neointima formation after
mouse carotid artery injury (56, 86) but also protects
against aneurysm formation in other mouse models (166,
217) fit with this hypothesis. It could be tested directly by
selectively overexpressing individual MMPs in a suitable
animal model. The corollary of this hypothesis is first that
general MMP inhibitors should be an effective treatment.
Second, it focuses attention on the factors that might be
driving MMP overexpression, which are most commonly
believed to be inflammatory and immune phenomena.
A fourth hypothesis that we recently proposed (51) is
that increasingly diverse stimuli (i.e., injury, inflammation, immune mechanisms, oxidative stress) upregulate
an ever-broader spectrum of MMPs. This eventually includes members of each of the gelatinase, interstitial
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relevance are peroxisome proliferator-activated receptor
(PPARs), transcription factors that also belong to the
NHR superfamily, that are widely expressed in vascular
cells (182, 183, 226). PPAR␣ and -␥ ligands selectively
inhibit phorbol ester-induced MMP-9 secretion by VSMC
(183), monocytic cell lines (253), and monocyte-derived
macrophages (182). Moreover, treatment of diabetic patients with the PPAR␥ ligand rosiglitazone reduced
plasma MMP-9 levels within 2 wk, implying direct inhibition of MMP-9 secretion at a pharmacologically relevant
concentration in vivo (181). Inhibition of MMP-9 production might therefore be an important component of the
pleiotropic effects of PPAR ligands, which are already in
trial for prevention of acute coronary events (18).
Statins inhibit mevanolate formation by hydroxymethylglutaryl (HMG)-CoA reductase, the rate-limiting
step in cholesterol and isoprenoid synthesis. Their cholesterol-lowering effects are associated with reduction of
unstable coronary events in several large clinical trials
(219). Statins dramatically inhibit secretion of MMP-1, -3,
and -9 from macrophages and MMPs-1, -2, -3, and -9 but
not TIMP-1 or -2 from VSMC (3, 20, 168). The mechanism
is posttranscriptional, overcome by mevanolate, and mediated by inhibition of prenylation (168). The effects of
cerivastatin are obtained at 10 –50 nM, within the range of
concentrations obtained in humans (143) and known to
cause other non-lipid-lowering effects (reviewed in Refs.
208, 269). Statins reduce MMP protein expression and
activities when administered to hyperlipidemic rabbits,
and this changes plaque morphology consistent with increased stability (2– 4). Statins also decrease markers of
instability in the coronary arteries of cynomolgous monkeys (297) and in the brachiocephalic artery of mice (19)
independently of lipid-lowering effects. Hence, a direct
effect on MMP secretion could well contribute.
METALLOPROTEINASES IN BLOOD VESSELS
Address for reprint requests and other correspondence:
A. C. Newby, Bristol Heart Institute, Bristol Royal Infirmary,
Bristol BS2 8HW, UK (E-mail: [email protected]).
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8.
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collagenase, stromelysin, metalloelastase, and MT-MMP
subfamilies. Because of the limited capacity of individual
MMPs to remodel the ECM, a broad spectrum of MMPs
(and indeed other proteases) would be more likely to
catalyze matrix destruction rather than physiological remodeling. Given the overlapping specificities of the individual MMPs, there is likely to be a high degree of redundancy. The implication of this hypothesis is that targeting
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Whether on not MMPs provide a new route to therapies, just over 10 years of intensive MMP research has
contributed to a revolutionary change in the way we think
about blood vessels. This new perspective counters the
notion that the ECM is simply an amorphous filler between the cells, which responded on demand to growth
factors. It emphasizes that the behavior of all vascular
cells, indeed their very composition, is dictated by connections principally with the ECM and with each other
through cell contacts. Binding to the ECM can block
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very importance of extracellular proteolysis is probably
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inherent redundancy. Much as the internet is robust because of its many nodes, extracellular proteolysis is reliably effective because of the concerted action of many
overlapping components. As such, it will be a challenge to
identify specific roles for each of the MMPs. Instead,
ingenious experimentation may be needed to unravel the
web of interactions between individual MMPs and between MMPs and other proteases. Nevertheless, this research will be driven forward by the importance of its
goals and the many opportunities for new insights.
23
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