governors Gubernatorial Elections, Campaign Costs and Powers By Thad Beyle Only two governorships were contested and decided in the elections of 2005—those in New Jersey and Virginia. In both political situations the races seemed very close in the campaign “horserace” polls, yet in the final vote count, the Democratic candidates won by nearly nine points in New Jersey and by nearly six points in Virginia. This continued the Democratic Party’s control over these two gubernatorial chairs and left the 50 states split with 28 Republican governors and 22 Democratic governors holding office in 2006. Governors remain in the forefront of activity as we move into the 21st century. With Republican governors across the country serving as his major supporters and guides, Texas Gov. George W. Bush sought and won the presidency in the 2000 election. He became the fourth of the last five presidents who had served as governor just prior to seeking and winning the presidency.1 When George H. W. Bush, a nongovernor, won the 1988 presidential election, he beat a governor, Michael Dukakis (D-Mass., 1975–1979 and 1983–1991). Clearly, governors have been key players in presidential politics in the three decades following the Watergate scandal. Additionally, the demands on governors to propose state budgets and then keep them in balance during the two recessions of the early 1990s and now in the early 2000s have made the governor’s chair a “hot seat” in more ways than one.2 In the current downturn, governors have moved from the halfdecade of economic boom of the late 1990s, in which they could propose tax cuts and program increases, to an economic downturn period in which there is increasing demand for program support while state tax revenues fell off significantly. Proposed and adopted budgets fell victim to severe revenue shortfalls in most states. As we entered 2006, signs of an upturn in the economy eased some of the budgetary problems that governors have faced. 2005 Gubernatorial Politics Only two governorships were contested and decided in the elections of 2005—those in New Jersey and Virginia. In both political situations the races seemed very close in the campaign “horse-race” polls, yet in the final vote count, the Democratic candidates won by nearly nine points in New Jersey and by nearly six points in Virginia. This continued the Democratic Party’s control over these two gubernatorial chairs and left the 50 states split with 28 Republican governors and 22 Democratic governors holding office in 2006. Incumbents did not seek another term in these races as Virginia only allows a governor to serve a single term and New Jersey’s acting Gov. Richard Codey, a Democrat, opted not to seek election to a full term. Codey, as president of the New Jersey Senate, had ascended to the governorship in 2004 when Democratic Gov. Jim McGreevey stepped down for personal reasons. Both races were for an open seat, which U.S. Sen. Jon Corzine, a Democrat, won in New Jersey and Democratic Lt. Gov. Timothy Kaine won in Virginia. One other new governor was sworn in Jan. 21, 2005—Nebraska Republican Dave Heineman. As lieutenant governor, he ascended to the governorship upon the resignation of incumbent Republican Gov. Mike Johanns, who was appointed by President Bush and sworn in as U.S. Secretary of Agriculture. In March 2006, Gov. Dirk Kempthorne, (R-Idaho), was appointed U.S. Interior Secretary by President George W. Bush. Upon his confirmation by the U.S. Senate and resignation as governor, Republican Lt. Gov. Jim Risch will be sworn in as Idaho’s 31st governor to fill out the rest of the last year of Kempthorne’s term. Gubernatorial Elections As can be seen in Table A, in the 483 gubernatorial elections held between 1970 and 2005, incumbents were eligible to seek another term in 368 (76 percent) of the contests. Of the 286 (78 percent) eligible incumbents seeking re-election, 211 succeeded (74 percent). Those who were defeated for re-election were more likely to lose in the general election than in their own party primary by a 2.9-to-1 ratio, although two of the four incumbent losses in 2004 were tied to party primaries. Not since 1994 had an incumbent governor been defeated in his party’s primary. Democratic candidates held a winning edge in the elections held between 1970 and 2005 (55 percent). In 195 races (40 percent), the results led to a party shift in which a candidate other than the incumbent The Council of State Governments 143 Chapter-4.indb 143 5/3/06 4:06:55 PM governors Table A: Gubernatorial Elections: 1970–2005 Number of incumbent governors Year Lost Democratic winner Eligible to run Actually ran Won Number In general of races Number Percent Number Percent Number Percent Number Percent Number Percent In primary election 1970 1971 1972 1973 35 3 18 2 22 3 11 1 63 100 61 50 29 0 15 1 83 . . . 83 50 24 . . . 11 1 83 . . . 73 100 16 . . . 7 . . . 67 . . . 64 . . . 8 . . . 4 1 33 . . . 36 100 1 (a) . . . 2 (c) 1 (e) 7 (b) ... 2 (d) ... 1974 1975 1976 1977 35 3 14 2 27 (f) 3 9 1 77 100 64 50 29 2 12 1 83 66 86 50 22 2 8 1 76 100 67 100 17 2 5 1 77 100 63 100 5 . . . 3 . . . 23 . . . 38 . . . 1 (g) . . . 1 (i) . . . 4 (h) ... 2 (j) ... 1978 1979 1980 1981 36 3 13 2 21 2 6 1 58 67 46 50 29 0 12 0 81 . . . 92 . . . 23 . . . 12 . . . 79 . . . 100 . . . 16 . . . 7 . . . 70 . . . 58 . . . 7 . . . 5 . . . 30 . . . 42 . . . 2 (k) . . . 2 (m) . . . 5 (l) ... 3 (n) ... 1982 1983 1984 1985 36 3 13 2 27 3 5 1 75 100 38 50 33 1 9 1 92 33 69 50 25 1 6 1 76 100 67 100 19 . . . 4 1 76 . . . 67 100 6 1 2 . . . 24 100 33 . . . 1 (o) 1 (q) . . . . . . 5 (p) ... 2 (r) ... 1986 1987 1988 1989 36 3 12 2 19 3 5 2 53 100 42 100 24 2 9 0 67 67 75 . . . 18 1 9 . . . 75 50 100 . . . 15 . . . 8 . . . 83 . . . 89 . . . 3 1 1 . . . 17 100 11 . . . 1 (s) 1 (u) . . . . . . 2 (t) ... 1 (v) ... 1990 1991 1992 1993 36 3 12 2 19 (w) 2 8 0 53 67 67 0 33 2 9 1 92 67 75 50 23 2 4 1 70 100 44 100 17 . . . 4 . . . 74 . . . 100 . . . 6 2 . . . 1 26 100 . . . 100 . . . 1 (y) . . . . . . 6 (x) 1 (z) ... 1 (aa) 1994 1995 1996 1997 36 3 11 2 11 (bb) 1 7 0 31 33 36 0 30 2 9 1 83 67 82 50 23 1 7 1 77 50 78 100 17 1 7 1 74 100 100 100 6 . . . . . . . . . 26 . . . . . . . . . 2 (cc) . . . . . . . . . 4 (dd) ... ... ... 1998 1999 2000 2001 36 3 11 2 11 (ee) 31 2 67 8 73 2 100 27 2 7 0 75 67 88 . . . 25 2 6 . . . 93 100 86 . . . 23 2 5 . . . 92 100 83 . . . 2 . . . 1 . . . 8 . . . 17 . . . . . . . . . . . . . . . 2 (ff) ... 1 (gg) ... 2002 2003 2004 2005 36 4 (ii) 11 2 14 1 6 2 22 2 11 1 61 50 100 50 16 2 8 . . . 73 100 73 . . . 12 . . . 4 . . . 75 . . . 50 . . . 4 2 4 . . . 25 100 50 . . . . . . . . . 2 (kk) . . . 4 (hh) 2 (jj) 2 (ll) ... 19 25.3 56 74.7 Totals: Number Percent 483 100 39 25 55 100 266 55.1 368 76.2 286 77.7 Source: The Council of State Governments, The Book of the States, 2005, (Lexington, KY: The Council of State Governments, 2005), 192, updated. Key: (a) Albert Brewer, D-Ala. (b) Keith Miller, R-Alaska; Winthrop Rockefeller, R-Ark.; Claude Kirk, R-Fla.; Don Samuelson, R-Idaho; Norbert Tieman, R-Neb.; Dewey Bartlett, R-Okla.; Frank Farrar, R-S.D. (c) Walter Peterson, R-N.H.; Preston Smith, D-Texas. (d) Russell Peterson, R-Del.; Richard Ogilvie, R-Ill. (e) William Cahill, R-N.J. (f) One independent candidate won: James Longley of Maine. (g) David Hall, D-Okla. (h) John Vanderhoof, R-Colo.; Francis Sargent, R-Mass.; Malcolm Wilson, R-N.Y.; John Gilligan, D-Ohio. (i) Dan Walker, D-Ill. (j) Sherman Tribbitt, D-Del.; Christopher ‘Kit’ Bond, R-Mo. (k) Michael Dukakis, D-Mass.; Dolph Briscoe, D-Texas. (l) Robert F. Bennett, R-Kan.; Rudolph G. Perpich, D-Minn.; Meldrim Thompson, R-N.H.; Robert Straub, D-Oreg.; Martin J. Schreiber, D-Wis. (m) Thomas L. Judge, D-Mont.; Dixy Lee Ray, D-Wash. (n) Bill Clinton, D-Ark.; Joseph P. Teasdale, D-Mo.; Arthur A. Link, D-N.D. (o) Edward J. King, D-Mass. (p) Frank D. White, R-Ark.; Charles Thone, R-Neb.; Robert F. List, R-Nev.; Hugh J. Gallen, D-N.H.; William P. Clements, R-Texas. (q) David Treen, R-La. (r) Allen I. Olson, R-N.D.; John D. Spellman, R-Wash. (s) Bill Sheffield, D-Alaska. 211 73.8 75 26.2 (t) Mark White, D-Texas; Anthony S. Earl, D-Wis. (u) Edwin Edwards, D-La. (v) Arch A. Moore, R-W. Va. (w) Two Independent candidates won: Walter Hickel (Alaska) and Lowell Weiker (Conn.). Both were former statewide Republican office holders. (x) Bob Martinez, R-Fla.; Mike Hayden, R-Kan.; James Blanchard, D-Mich.; Rudy Perpich, DFL-Minn.; Kay Orr, R-Neb.; Edward DiPrete, R-R.I. (y) Buddy Roemer, R-La. (z) Ray Mabus, D-Miss. (aa) James Florio, D-N.J. (bb) One Independent candidate won: Angus King of Maine. (cc) Bruce Sundlun, D-R.I.; Walter Dean Miller, R-S.D. (dd) James E. Folsom Jr., D-Ala.; Bruce King, D-N.M.; Mario Cuomo, D-N.Y.; Ann Richards, D-Texas. (ee) Two Independent candidates won: Angus King of Maine and Jesse Ventura of Minnesota. (ff) Fob James, R-Ala.; David Beasley, R-S.C. (gg) Cecil Underwood, R-W. Va. (hh) Don Siegelman, D-Ala.; Roy Barnes, D-Ga., Jim Hodges, D-S.C.; and Scott McCallum, R-Wis. (ii) The California recall election and replacement vote of 2003 is included in the 2003 election totals and as a general election for the last column. (jj) Gray Davis, D-Calif., Ronnie Musgrove, D-Miss. (kk) Bob Holden, D-Mo.; Olene Walker, R-Utah, lost in the pre-primary convention. (ll) Joe Kernan, D-Ind.; Craig Benson, R-N.H. 144 The Book of the States 2006 Chapter-4.indb 144 5/3/06 4:06:56 PM governors won. These party shifts have evened out over the years so that neither of the two major parties has an edge. In three of the five party shifts in the 2004 elections, a Democrat won the seat for the first time since the 1984 election (Montana), and two Republicans also won the seat for the first time since the 1984 elections (Indiana and Missouri). But there have been some interesting patterns in these shifts over the past 35 years of gubernatorial elections. Between 1970 and 1992, Democrats won 200 of the 324 races for governor (62 percent). From 1993 to date, Republicans leveled the playing field by winning 94 of the 159 races for governor (59 percent). Despite this Republican trend, Democratic candidates did win eight of the 11 gubernatorial races in 2000, when Gov. Bush won the presidency in a very close race, and six of the 11 when Bush won his second term in 2004. But since the 1994 elections there have been more Republicans than Democrats serving as governor each year. Another factor in determining how many governors have served in the states is the number of newlyelected governors who are truly new to the office and the number who are returning after complying with constitutional term limits or holding other positions. Looking at the number of actual new governors taking office over a decade, the average number of new governors elected dropped from 2.3 new governors per state in the 1950s to 1.9 in the 1970s and to 1.1 in the 1980s. In the 1990s, the rate began to move up a bit to 1.4 new governors per state. As we move through the first decade of the 21st century, we continue to find new faces in the governors’ offices. New governors were elected in 45 of 66 elections held between 2000 and 2005 (68 percent). And, two other governors ascended to the office during 2004 and one in 2005. In 2006, 37 of the incumbent governors will be serving in their first term (74 percent). The beginning of the 21st century has certainly proved to be a time of change in the governors’ offices across the 50 states. The New Governors Over the 2002–2005 cycle of gubernatorial elections and resignations, there were several different routes to the governor’s chair by the elected governors and those who have ascended to the office. First were the 12 new governors who had previously held statewide office. These include: four attorneys general—Janet Napolitano (D-Ariz.), Jennifer Granholm (D-Mich.), Christine Gregoire (D-Wash.) and Jim Doyle (R-Wisc.); four lieutenant governors—M. Jodi Rell (R-Conn.), Kathleen Blanco (D-La.), Dave Heineman (R-Neb.) and Timothy Kaine (D-Va.); two secretaries of state—Matt Blunt (R-Mo.) and Joe Manchin (D-W.Va.); one state insurance commissioner—Kathleen Sebelius (D-Kan.); and one state treasurer—James Douglas (R-Vt.). Second were the nine members or former members of Congress who returned to work within their state. These included U.S. Sens. Frank Murkowski (R-Alaska) and Jon Corzine (D-N. J.), and Congressmen Bob Riley (R-Ala.), Rod Blagojevich (D-Ill.), Ernie Fletcher (R-Ky.), John Baldacci (D-Maine), Robert Ehrlich (R-Md.), and Mark Sanford (R-S.C.). Former Congressman Bill Richardson (D-N.M.) had also served as an administrator in the Clinton administration. And Brian Schweitzer (D-Mont.), who had unsuccessfully sought a U.S. Senate seat in 2000 as the Democratic candidate, turned that around to win the governorship in 2004. Third were the five legislators or former legislators who moved up from a district to a statewide office. These included Sonny Perdue (a Republican from the Georgia Senate), Tim Pawlenty (a Republican from the Minnesota House), Brad Henry (a Democrat from the Oklahoma Senate), Mike Rounds (a Republican from the South Dakota Senate), and as noted earlier Richard Codey (a Democrat from the New Jersey Senate). Fourth were four from the business sector: Craig Benson (R-N.H., 2002), John Lynch (D-N.H., 2004), Don Carcieri (R-R.I.) and John Huntsman Jr. (R-Utah). Fifth were the three mayors or former mayors: Linda Lingle (R-Maui, Hawaii), Ed Rendell (D-Philadelphia, Pa.) and Phil Bredesen (D-Nashville, Tenn.). Finally, were the six new governors who followed a unique path compared to their counterparts: actorbusinessman Arnold Schwarzenegger (R-Calif.), former head of the Federal Office of Management and Budget Mitch Daniels (R-Ind.), the 2000 Winter Olympics Chairman Mitt Romney (R-Mass.), former Republican Party National Chairman Haley Barbour (R-Miss.), former state Supreme Court Justice Ted Kulongoski (D-Ore.) and former U.S. Attorney Dave Freudenthal (D-Wyo.). In the 373 gubernatorial races between 1977 and 2005, among the candidates were 101 lieutenant governors (29 won), 84 attorneys general (21 won), 27 secretaries of state (seven won), 22 state treasurers (six won) and 14 state auditors, auditors general or comptrollers (three won). Looking at these numbers from a bettor’s point of view, the odds of a lieutenant governor winning were 3.5-to-1, an attorney general 4.0-to-1, a secretary of state 3.9-to-1, a state treasurer 3.7-to-1 and a state auditor 4.7-to-1. The Council of State Governments 145 Chapter-4.indb 145 5/3/06 4:06:56 PM governors Table B: Total Cost of Gubernatorial Elections: 1977–2004 (in thousands of dollars) Year Total campaign costs Number of races Actual $ 2004$ (a) Average cost per state (2004$) Percent change in similar elections (b) 1977 1978 1979 1980 2 36 3 13 12,312 102,342 32,744 35,634 38,840 300,125 86,167 82,677 19,420 8,337 28,722 6,360 N.A. N.A. (c) N.A. N.A. 1981 1982 1983 1984 2 36 3 13 24,648 181,832 39,966 47,156 51,782 360,064 76,710 86,683 25,891 10,002 25,570 6,668 +33 +20 (d) -11 +5 1985 1986 1987 1988 2 36 3 12 (e) 18,859 270,605 40,212 52,208 33,497 471,438 67,583 84,343 16,748 13,095 22,528 7,029 -35 +31 -12 -3 1989 1990 1991 1992 2 36 3 12 47,902 345,493 34,564 60,278 73,809 505,107 48,477 82,011 36,905 14,031 16,159 6,834 +120 +7 -28 -3 1993 1994 1995 1996 2 36 3 11 (f) 36,195 417,873 35,693 68,610 47,814 538,496 44,728 85,019 23,907 14,958 14,909 7,729 -35 +7 -8 +4 1997 1998 1999 2000 2 36 3 11 44,823 470,326 16,277 97,098 53,045 548,166 18,666 107,647 26,522 15,227 6,222 9,786 +11 +2 -58 +27 2001 2002 2003 2004 2 36 3 11 70,400 839,650 69,939 112,625 75,944 891,348 72,626 112,625 37,972 24,760 24,209 10,239 +43 +63 +289 +4.6 Source: Thad Beyle. (a) Developed from the Table, “Historical Consumer Price Index for All Urban Consumers (CPI-U),” Bureau of Labor Statistics, U.S. Department of Labor. Each year’s actual expenditures are converted to the 2004$ value of the dollar to control for the effect of inflation over the period. (b) This represents the percent increase or decrease in 2004$ over the last bank of similar elections, i.e., 1977 v. 1981, 1978 v. 1982, 1979 v. 1983, etc. (c) The data for 1978 are a particular problem as the two sources compiling data on this year’s elections did so in differing ways that excluded some candidates. The result is that the numbers for 1978 under-represent One other unique aspect about the current governors is that there will be eight women serving as governor in 2006—one less than the nine women serving as governor in the last half of 2004, which was the all-time high for women governors serving at the same time. Seven are women elected in their own right: Janet Napolitano (D-Ariz.), Ruth Ann Minner (D-Del.), Linda Lingle (R-Hawaii), Kathleen Sebelius (D-Kan.), Kathleen Blanco (D-La.), Jennifer Granholm (D-Mich.) and Christine Gregoire (D-Wash.). The other is M. Jodi Rell of Connecticut, the actual costs of these elections by some unknown amount. The sources are: Rhodes Cook and Stacy West, “1978 Advantage,” CQ Weekly Report, (1979): 1757–1758, and The Great Louisiana Spendathon (Baton Rouge: Public Affairs Research Council, March 1980). (d) This particular comparison with 1978 is not what it would appear to be for the reasons given in note (c). The amount spent in 1978 was more than indicated here so the increase is really not as great as it appears. (e) As of the 1986 election, Arkansas switched to a four-year term for the governor, hence the drop from 13 to 12 for this off-year. (f) As of the 1994 election, Rhode Island switched to a four-year term for the governor, hence the drop from 12 to 11 for this off-year. who became governor upon the resignation of Gov. John Rowland. While gubernatorial politics continues to be volatile, women continue to hold their own in these races. In the 2002–2005 gubernatorial races, seven of the 12 women running either as the incumbent or as the candidate of a major party won—a 58 percent success rate. There will be more soon.3 Timing of Gubernatorial Elections The election cycle for governors has settled into a regular pattern. Over the past few decades, many 146 The Book of the States 2006 Chapter-4.indb 146 5/3/06 4:06:56 PM governors states have moved their elections to the off-presidential election years to decouple the state and national campaigns. Now, only 11 states hold their gubernatorial elections in the same year as a presidential election. Two of these states—New Hampshire and Vermont—still have two-year terms for their governor so their elections alternate between presidential and the even non-presidential years. As can be seen in Table A, the year following a presidential election has only two states with gubernatorial elections.4 Then in the even years between presidential elections, 36 states hold their gubernatorial elections, and in the year before a presidential election, three Southern states hold their gubernatorial elections.5 Cost of Gubernatorial Elections Table C presents data on the costs of the most recent elections. There is a wide range in how much these races cost, from the all-time most expensive race recorded in New York in 2002 ($155.8 million in 2004 dollars) to the low-cost 2004 race in Vermont ($1,201,530 in 2004 dollars). Both the New York and the Vermont races saw an incumbent Republican governor successfully win re-election. But if we look at how much was spent by all the candidates per general election vote, a slightly different picture evolves. In 2004, the West Virginia governor’s race was the most expensive at $15.52 per vote, followed by the Indiana race at $13.08 per vote. Both of these races were for an open seat. The most expensive governor’s race per vote in the 2001–2004 cycle was in New Hampshire’s 2002 race when the candidates spent $45.41 per vote in 2004 dollars. The least expensive race during the same cycle was in Minnesota’s 2002 race when the candidates spent only $2.81 per vote. In Figure A, by converting the actual dollars spent each year into the equivalent 2004 dollars, we see how the cost of these elections has increased over time. Since 1981, we have been able to compare the costs of each four-year cycle of elections with the previous cycle of elections. In the 54 elections held between 1977 and 1980, the total expenditures were $507.8 million in equivalent 2004 dollars. In the 53 elections held between 2001 and 2004—just over two decades later—the total expenditures were a bit over $1.14 billion in 2004 dollars, an increase of 125 percent. The greatest increases in expenditures were between the 1977–1980 and the 1987–1990 cycles, when there was a 43.9 percent Figure A: Gubernatorial Elections Expenditures (by millions) 1200 $1,143 2004 Dollars (in millions) 1000 800 $657 600 $709 $716 $728 1989–1992 1993–1996 1997–2000 $575 $508 400 200 0 1977–1980 1981–1984 1985–1988 2001–2004 Source: Thad Beyle. The Council of State Governments 147 Chapter-4.indb 147 5/3/06 4:06:57 PM governors Table C: Cost of Gubernatorial Campaigns, Most Recent Elections, 2000–2004 Total campaign expenditures Winner State Year Winner Point margin All candidates (2004$) Percent of all expenditures Vote percent Alabama................ Alaska.................... Arizona.................. Arkansas................ California.............. 2002 2002 2002 2002 2002 R★★★ R# D# R★ D★ +0.3 +15 +1 +6 +4.9 $33,512,464 5,672,033 8,085,414 4,790,362 116,314,901 24.51 25.01 6.59 5.94 15.56 $14,700,611 1,835,582 2,439,470 2,898,362 68,169,007 43.9 32.4 30.2 60.5 58.6 49.2 55.9 46.2 53.0 47.3 Colorado................ Connecticut........... Delaware................ Florida................... Georgia.................. 2002 2002 2004 2002 2002 R★ R★ D★ R# R★★★ +29 +12 +5.1 +13 +5 6,426,516 8,353,753 2,645,766 18,216,101 25,752,306 4.55 8.17 7.25 3.57 12.70 5,116,110 6,493,702 1,764,586 8,094,338 3,880,257 79.6 77.7 66.7 44.4 15.1 62.6 56.1 50.9 56.0 51.4 Hawaii.................... Idaho...................... Illinois.................... Indiana................... Iowa....................... 2002 2002 2002 2004 2002 R# R★ D# R★★★ D★ +4 +14 +8 +5.3 +8 10,041,642 2,374,205 51,768,316 32,028,028 13,958,685 26.28 5.77 14.63 13.08 13.61 5,741,536 1,181,847 23,789,347 16,829,092 6,424,202 57.2 49.8 46.0 52.5 46.0 51.1 56.3 52.2 50.8 52.7 Kansas................... Kentucky............... Louisiana............... Maine..................... Maryland............... 2002 2003 2003 2002 2002 D# R# D# D# R# +8 +10 +3.8 +5.6 +3.9 16,201,626 11,872,641 40,427,109 4,595,672 5,452,542 19.39 10.96 28.72 9.10 3.20 4,631,042 5,917,266 6,871,733 1,681,932 2,689,846 28.6 49.8 17.0 36.6 49.3 52.9 55.0 51.9 47.1 51.6 Massachusetts....... Michigan................ Minnesota.............. Mississippi............. Missouri................. 2002 2002 2002 2003 2004 R# D★★★ R# R★★★ R★★ +5 +4 +8 +7 +2.9 32,486,102 16,228,800 6,334,174 20,326,276 15,526,723 14.63 5.11 2.81 22.72 5.71 9,937,370 9,336,445 2,681,285 11,721,105 4,287,730 30.6 57.5 42.3 57.7 31.1 49.8 51.4 44.4 52.6 50.8 Montana................ Nebraska................ Nevada................... New Hampshire..... New Jersey............. 2004 2002 2002 2004 2001 D# R★ R★ D★★★ D# +4.4 +41 +46 +2.1 +15 3,790,902 1,697,424 2,883,964 5,735,434 39,452,688 8.50 3.53 5.72 8.61 17.71 1,726,951 1,287,850 2,806,829 2,977,714 16,414,420 45.6 75.9 97.3 51.9 41.6 50.4 68.7 68.1 51.0 56.4 New Mexico........... New York............... North Carolina...... North Dakota........ Ohio....................... 2002 2002 2004 2004 2002 D# R★ D★ R★ R★ +15 +16 +13 +44 +20 10,639,323 155,787,222 18,178,511 1,395,649 15,362,890 21.97 33.21 5.21 8.82 4.76 7,777,598 46,909,872 8,227,561 1,245,918 13,623,911 73.1 30.1 45.3 48.7 88.7 55.5 48.2 55.6 55.0 57.8 Oklahoma.............. Oregon................... Pennsylvania......... Rhode Island......... South Carolina...... 2002 2002 2002 2002 2002 D# D# D# R# R★★★ +0.7 +2.8 +9 +10 +6 11,912,260 16,041,053 69,151,599 7,350,029 31,432,056 11.50 12.73 19.31 22.15 28.58 3,430,690 4,424,201 41,574,906 2,592,029 7,597,776 28.8 27.6 60.1 35.3 24.2 43.3 49.0 53.4 54.8 52.8 South Dakota......... Tennessee............... Texas...................... Utah....................... Vermont................. 2002 2002 2002 2004 2004 R# D# R★ R★★ R★ +15 +3 +18 +16 +21 9,833,246 18,255,080 112,055,236 6,298,295 1,201,530 29.39 11.04 24.61 6.85 3.88 1,724,149 10,364,483 29,617,542 3,276,294 681,662 17.5 56.8 26.4 52.0 56.7 56.8 50.6 57.8 57.7 58.7 Virginia.................. Washington............ West Virginia......... Wisconsin.............. Wyoming................ 2001 2004 2004 2002 2002 D# D# D# D★★★ D# +5 +0.005 +29.6 +3.7 +2.1 36,491,411 14,270,735 11,553,283 18,158,028 2,735,552 19.34 5.08 15.52 10.23 14.75 21,555,447 6,210,217 3,540,719 5,866,573 781,845 59.1 43.5 30.6 32.3 29.0 52.2 48.9 63.5 45.1 50.0 Source: Thad Beyle. Note: 2004$ – Using the November 2004 CPI Index which was 1.910 of the 1982–84 Index = 1,000, the actual 2000 expenditures were based on a 1.722 value or .901 of the 2004$ index, the actual 2001 expenditures were based on a 1.771 index value or .927 of the 2004$ index, the actual 2002 expenditures were based on a 1.799 index value or .942 of the 2004$ index, and the 2003 expenditures were based on a 1.840 index value or .963 of the 2004$ index. Then the actual expenditures of each state’s governor’s race were divided by the .9 value for that year to get the equivalent 2004$ value of those expenditures. Cost per vote (2004$) Spent (2004$) Key: D — Democrat I — Independent R — Republican # — Open seat ★ — Incumbent ran and won. ★★ — Incumbent ran and lost in party primary. ★★★ — Incumbent ran and lost in general election. 148 The Book of the States 2006 Chapter-4.indb 148 5/3/06 4:06:58 PM governors increase, and between the 1992–1995 and the 2001– 2004 cycles when there was a 60.3 percent increase. These increases reflect the new style of campaigning for governor—with the candidates developing their own personal party by using outside consultants, opinion polls, media ads and buys, and extensive fundraising efforts to pay for it all. This style has now reached most every state. Few states will be surprised by a high-price, high-tech campaign; they are commonplace now. The “air-war” campaigns have replaced the “ground-war” campaigns across the states. Another factor has been the increasing number of candidates who are either wealthy or who have access to wealth and are willing to spend some of this money to become governor. For some, spending a lot of money leads to winning the governor’s chair. In 2002, Gov. Gray Davis spent $68.2 million in 2004 dollars in his successful bid for re-election in California, while Gov. George Pataki spent $46.9 million in 2004 dollars to win his third term in New York. However, spending that amount of money and winning re-election did not deter those wanting to have Davis recalled from office less than a year later. But spending a lot doesn’t always lead to a win. For example, in the 2002 New York election, Thomas Golisano spent $81 million in 2004 dollars in his unsuccessful campaign for governor as an Independent candidate. And in Texas, Tony Sanchez also spent $81 million in 2004 dollars as the unsuccessful Democratic candidate. In California’s 1998 gubernatorial election, three candidates spent $126 million in 2004 dollars in their campaigns. Two of these candidates won their party’s nomination and faced off in November, with Democrat Gray Davis at $43.9 million in 2004 dollars the winner over Republican Dan Lundgren at $36.8 million in 2004 dollars. The largest spender at $45.4 million in 2004 dollars, Al Checci wasn’t even able to win the Democratic nomination. Gubernatorial Forced Exits6 The 2003 California gubernatorial recall and replacement votes highlighted the fact that some elected governors faced situations in which they could lose their office without being beaten by a challenger at the ballot box, becoming ill or dying. In 2004, two other governors resigned from office, John Rowland (R-Conn.), facing the threat of a potential impeachment move, and Jim McGreevey (D-N.J.), due to personal reasons. However, 2005 has been rather quiet on this type of situation and no governor has been driven or recalled from office. Several governors have been facing some difficult times in terms of things that have happened while they served and their job approval ratings in state level polls indicate many are not happy with their performance. Gubernatorial Powers7 One way to view the changes that have been occurring in gubernatorial powers is to look at the “Index of Formal Powers of the Governorship” first developed by Joseph Schlesinger in the 1960s,8 which this author has continued to update.9 The index used here consists of six different indices of gubernatorial power as seen in 1960 and 2005. These indices include the number and importance of separately elected executive branch officials, the tenure potential of governors, the appointment powers of governors for administrative and board positions in the executive branch, the governor’s budgetary power, the governor’s veto power and the governor’s party control in the legislature. Each of the individual indices is set in a five-point scale, with five being the most power and one being the least. During the four and a half decades between 1960 and 2005, the overall institutional powers of the nation’s governors increased by 12.5 percent. The greatest increase among the individual gubernatorial powers was in their veto power (plus 61 percent) as more governors gained an item veto, and in 1996 North Carolina voters were finally able to vote on a constitutional amendment giving their governor veto power. Voters approved it by a 3-to-1 ratio. The indices measuring the governor’s tenure potential (length of term and ability to seek an additional term or terms) and the number of separately elected executive branch officials showed identical 28 percent increases in favor of the governor. The governors’ appointment power over specific functional area executive branch officials increased by only 7 percent. In addition, the states continue to hold to the concept of the multiple executive in terms of how many statewide elected officials there are. In 2004, there were 308 separately elected executive officials covering 12 major offices in the states.10 This compares to 709 elected officials in 1955.11 Ten states also have multimember boards, commissions or councils with members selected by statewide or district election. The gubernatorial budgetary power actually declined over the period (minus 14 percent). However, we must remember that during the same period, state legislatures were also undergoing considerable reform, and gaining more power to work on the govThe Council of State Governments 149 Chapter-4.indb 149 5/3/06 4:06:58 PM governors ernor’s proposed budget was one of those reforms sought. Hence, the increased legislative budgetary power more than balanced out any increases in gubernatorial budgetary power. There has also been a drop in the gubernatorial party control in state legislatures over the period (minus 17 percent). Much of this can be attributed to the major partisan shifts occurring in the Southern states as the region has been moving from one-party dominance to a very competitive two-party system.12 In 1960, 13 of the 14 governors were Democrats, and all 28 state legislative chambers were under Democratic control. In 2005, Republicans controlled eight governorships to the Democrats’ six, while the Democrats held a 15-to-13 edge in control of the legislative chambers. Four Southern governors face a legislature completely controlled by the other party,13 while three others face a legislature with split partisan control.14 Statewide Elected Officials, 2004,” CQ’s State Fact Finder, 2005 (Washington, D.C.: CQ Press, 2005): 113. 11 The Book of the States, 1984–85 (Lexington, KY: The Council of State Governments, 1984), 44. 12 The following states are included in this definition of the South: Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Virginia and West Virginia. 13 Republicans Bob Riley in Ala., Mike Huckabee in Ark. and Haley Barbour in Miss., and Democrat Mark Warner in Va. 14 Republican Ernie Fletcher in Ky., and Democrats Brad Henry in Okla. and Phil Bredesen in Tenn. About the Author Thad Beyle is professor of Political Science at the University of North Carolina at Chapel Hill. A Syracuse University AB and Am, he received his Ph.D. at the University of Illinois. He spent a year in the North Carolina governor’s office in the mid-1960s and has worked with the National Governors Association in several capacities on gubernatorial transitions. Notes 1 The former governors winning the presidency over the past three decades were Jimmy Carter (D-Ga., 1971–1975) in 1976, Ronald Reagan (R-Calif., 1967–1975) in 1980 and 1984, Bill Clinton (D-Ark., 1979–1981 and 1983–1992) in 1992 and 1996, and George W. Bush (R-Texas, 1995–2001) in 2000. 2 For an analysis of governors trying to handle the impact of the early 1990s economic downturn, see Thad Beyle, ed., Governors in Hard Times (Washington, D.C.: CQ Press, 1994). 3 For more detail on this topic check “Table D: Women Governors” and accompanying text “A Shift to More Women Governors” in The Book of the States, 2005 (Lexington, KY: The Council of State Governments, 2005): 197, 199. 4 New Jersey and Virginia. 5 Kentucky, Louisiana and Mississippi. 6 For more detail on this topic check “Table E: Impeachments and Removals of Governors” and accompanying text “Gubernatorial Forced Exits” in The Book of the States, 2005 (Lexington, KY: The Council of State Governments, 2005): 198–200. 7 For more detail on this topic check “Table F: Governors’ Institutional Powers, 1960 v. 2005,” in The Book of the States, 2005 (Lexington, KY: The Council of State Governments, 2005): 200. 8 Joseph A. Schlesinger, “The Politics of the Executive,” Politics in the American States, 1st and 2nd ed, Herbert Jacob and Kenneth N. Vines, eds., (Boston: Little Brown, 1965 and 1971). 9 Thad L. Beyle, “The Governors,” Politics in the American States 8th ed, Virginia Gray and Russell L. Hanson, eds., (Washington, D.C.: CQ Press, 2003). Earlier versions of this index by the author appeared in the 4th edition (1983), the 5th edition (1990), the 6th edition (1996), and the 7th edition (1999). 10 Kendra Hovey and Harold Hovey, “D-12—Number of 150 The Book of the States 2006 Chapter-4.indb 150 5/3/06 4:06:58 PM
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