University of Iowa Iowa Research Online Theses and Dissertations Summer 2016 Genomic and phenotypic consequences of asexuality Joel Sharbrough University of Iowa Copyright 2016 Joel Sharbrough This dissertation is available at Iowa Research Online: http://ir.uiowa.edu/etd/2140 Recommended Citation Sharbrough, Joel. "Genomic and phenotypic consequences of asexuality." PhD (Doctor of Philosophy) thesis, University of Iowa, 2016. http://ir.uiowa.edu/etd/2140. Follow this and additional works at: http://ir.uiowa.edu/etd Part of the Biology Commons GENOMIC AND PHENOTYPIC CONSEQUENCES OF ASEXUALITY by Joel Sharbrough A thesis submitted in partial fulfillment of the requirements for the Doctor of Philosophy degree in Biology in the Graduate College of The University of Iowa August 2016 Thesis Supervisor: Associate Professor Maurine Neiman Copyright by Joel Sharbrough 2016 All Rights Reserved Graduate College The University of Iowa Iowa City, Iowa CERTIFICATE OF APPROVAL ____________________________ PH.D. THESIS _________________ This is to certify that the Ph.D. thesis of: Joel Sharbrough has been approved by the Examining Committee for the thesis requirement for the Doctor of Philosophy degree in Biology at the August 2016 graduation. Thesis Committee: ____________________________________________ Maurine Neiman, Thesis Supervisor ____________________________________________ John M. Logsdon, Jr. ____________________________________________ John H. Fingert ____________________________________________ Andrew Forbes ____________________________________________ Sarit Smolikove ACKNOWLEDGEMENTS First and foremost, I would like to thank my wife Natalie. She has put up with me for the past 7 years with grace and humor, and I could not have made it through graduate school without her. Secondly, I would like to thank my advisor, Maurine Neiman. She has been as supportive of an advisor as I could ever imagine and I am lucky to have been a part of the Neiman Lab. A special thanks to all my fellow graduate students at the University of Iowa, especially Emily Beck, Kyle Flippo, Kyle McElroy, Laura Bankers, Katelyn Larkin, Claire Tucci, Andrew Adrian, Chris Rice, Nick Stewart, and Setu Vora, who have all shared failure, success, and (more importantly) beer with me. I would also like to thank my committee John Logsdon, John Fingert, Andrew Forbes, and Sarit Smolikove for all their help in navigating this process. Getting a PhD takes a village, and I could not have figured it out by myself. Cindy Toll deserves a special place in every Neiman/Logsdon lab member’s heart and we all miss having her around. Last, but definitely not least, I want to thank the army of undergraduates that I have gotten a chance to work with over the past six years: Michelle Sullivan, Nicole Enright, Meagan Luse, JD Woodell, Emma Griemann, Madeline Peters, Jorge Moreno, Collin Thatcher, Samantha Hennessey, Ashley Urra, Michael Kline, Praakruti Cherukuri, Nikhil Puttagunta, and Michelle Zhang. ii ABSTRACT Sexual reproduction is expected to facilitate the removal of deleterious mutations from populations because biparental inheritance (i.e., segregation) and recombination during meiosis break down linkage disequilibria (LD), allowing mutations to be selected independently from their genetic background. Accordingly, the absence of recombination and segregation is expected to increase selective interference between loci, translating into reduced efficacy of natural selection. While there now exist multiple lines of evidence demonstrating that asexual lineages do experience accelerated accumulation of putatively harmful mutations, whether these mutations influence phenotype in a manner that could contribute to the maintenance of sex remains almost entirely unevaluated. Here, I use the New Zealand freshwater snail, Potamopyrgus antipodarum, to address these questions. In particular, I take advantage of the fact that the mitochondrial genome is expected to suffer from these mutational effects and interacts extensively with the nuclear genome to evaluate potential harmful effects of mutation accumulation in asexuals on a genome-wide scale. I present evidence that harmful mutations remain extant longer in asexual populations than in sexual populations, that the degree of functional constraint determines the extent of mutation accumulation in asexuals, that there is genetic variation for mitochondrial function in asexual lineages of P. antipodarum, and that phenotypic variation for mitochondrial function is mediated by both genetic and environmental variation. Together, these analyses provide strong evidence that asexual lineages are accumulating deleterious mutations, and that there is genetic variation, structured by lake, for mitochondrial function. iii PUBLIC ABSTRACT Why sexual reproduction is so overwhelmingly common in nature despite its profound costs remains an open question in evolutionary biology. One potential explanation for the predominance of sex resides in the benefits of genetic recombination. A likely important positive outcome of recombination is that it allows organisms to produce offspring that do not inevitably inherit harmful mutations bourn by their parent(s). The mutation accumulation expected to occur unchecked in asexual lineages has been put forth as an explanation for the predominance of sex and the generally short lives of asexual lineages. Empirical evidence in support of this mutational hypothesis remains scarce, in large part because very few organisms can be used to directly test whether sex facilitates the removal of harmful mutations. I have focused my thesis on one such organism, Potamopyrgus antipodarum, a New Zealand freshwater snail featuring coexisting and competing but otherwise similar sexual and asexual lineages to test 1) whether asexual lineages show signs of harmful mutation accumulation in their mitochondrial genomes and 2) whether these accumulated mutations translate into decreased function. I show that asexual P. antipodarum exhibit a lower rate of removal of harmful mutations relative to sexuals, and that the extent of mutation accumulation in asexuals depends upon the intensity of natural selection. I also found extensive variation for metabolic function in P. antipodarum, stemming from both genetic and environmental factors, and that this variation is population specific. Together this work provides a valuable test of a key hypothesis for sex by showing that sex does facilitate the removal of harmful mutations in a system where sex is actively maintained, but that the advantage gained by this mutational clearance may not provide enough of a benefit to explain the persistence of sexual P. antipodarum. iv TABLE OF CONTENTS LIST OF TABLES ....................................................................................................................... viii LIST OF FIGURES ....................................................................................................................... ix LIST OF ABBREVIATIONS ........................................................................................................ xi CHAPTER 1: INTRODUCTION ................................................................................................... 1 Sexual reproduction facilitates the removal of harmful mutations .......................................................1 Delineating the individual fitness effects of mutations .........................................................................2 Mitochondria and the loss of sex ...........................................................................................................4 Potamopyrgus antipodarum: an emerging model snail system for the evolutionary maintenance of sex ................................................................................................................................5 REFERENCES ..........................................................................................................................................8 CHAPTER 2: RADICAL AMINO ACID CHANGES PERSIST LONGER IN THE ABSENCE OF SEX...................................................................................................................... 13 ABSTRACT ............................................................................................................................................13 INTRODUCTION ...................................................................................................................................14 Evolution of mitochondrial genomes in the absence of sex ................................................................14 Differential fitness effects of mutations and the efficacy of selection ................................................16 Potamopyrgus antipodarum: a snail model for the evolutionary maintenance of sex ........................17 MATERIALS & METHODS ..................................................................................................................19 Sequencing ..........................................................................................................................................19 Phylogenetic analysis ..........................................................................................................................20 Quantifying the rate of radical vs. conservative mutation and substitution ........................................20 Comparisons between sexual and asexual lineages ............................................................................24 RESULTS & DISCUSSION ...................................................................................................................26 Relative harm conferred by conservative vs. radical mutations ..........................................................26 Estimating the efficacy of purifying selection in sexuals vs. asexuals ...............................................29 TABLES ..................................................................................................................................................39 REFERENCES ........................................................................................................................................40 FIGURES .................................................................................................................................................50 SUPPLEMENTARY MATERIAL .........................................................................................................56 CHAPTER 3: INEFFICIENT PURIFYING SELECTION AND VARIATION IN FUNCTIONAL CONSTRAINT DRIVES ACCELERATED BUT HETEROGENEOUS ACCUMULATION OF HARMFUL MUTATIONS IN ASEXUAL LINEAGES OF A FRESHWATER SNAIL ............................................................................................................... 63 ABSTRACT ............................................................................................................................................63 INTRODUCTION ...................................................................................................................................65 MATERIALS & METHODS ..................................................................................................................69 Evolutionary rate heterogeneity in the mitochondrial genome of P. antipodarum .............................69 Effect of rate heterogeneity on mutation accumulation in the absence of sex ....................................74 RESULTS ................................................................................................................................................76 Evolutionary rate heterogeneity in mitochondrial genome of P. antipodarum ...................................76 Effect of rate heterogeneity on mutation accumulation in the absence of sex ....................................78 DISCUSSION ..........................................................................................................................................80 Rate heterogeneity in mitochondrial genome of P. antipodarum .......................................................80 Effect of rate heterogeneity on mutation accumulation in the absence of sex ....................................82 TABLES ..................................................................................................................................................86 REFERENCES ........................................................................................................................................88 v FIGURES .................................................................................................................................................93 CHAPTER 4: GENETIC VARIATION FOR MITOCHONDRIAL FUNCTION IN THE NEW ZEALAND FRESHWATER SNAIL, POTAMOPYRGUS ANTIPODARUM ................. 103 ABSTRACT ..........................................................................................................................................103 INTRODUCTION .................................................................................................................................104 METHODS ............................................................................................................................................108 Snail husbandry .................................................................................................................................108 Mitochondrial function at the genomic level ....................................................................................108 Mitochondrial function at the organellar level ..................................................................................110 Mitochondrial function at the organismal level ................................................................................114 Comparison of mitochondrial functional assays ...............................................................................116 RESULTS ..............................................................................................................................................117 Mitochondrial function at the genomic level ....................................................................................117 Mitochondrial function at the organellar level ..................................................................................118 Mitochondrial function at the organismal level ................................................................................119 Comparison of mitochondrial functional assays ...............................................................................120 DISCUSSION ........................................................................................................................................122 Genetic variation for mt function at three different levels of biological organization ......................122 Relationship between mitochondrial functional assays.....................................................................124 Implications for the loss of sex..........................................................................................................125 REFERENCES ......................................................................................................................................128 FIGURES ...............................................................................................................................................137 SUPPLEMENTARY MATERIAL .......................................................................................................142 CHAPTER 5: INTRASPECIFIC DIVERGENCE FOR METABOLIC FUNCTION IN POTAMOPYRGUS ANTIPODARUM, AN EMERGING MODEL FOR THE EVOLUTIONARY MAINTENANCE OF SEX ........................................................................ 147 ABSTRACT ..........................................................................................................................................147 INTRODUCTION .................................................................................................................................148 MATERIALS & METHODS ................................................................................................................151 Field collections of P. antipodarum ..................................................................................................151 Aquatic respirometry .........................................................................................................................152 Determination of reproductive mode ................................................................................................152 Statistical analyses .............................................................................................................................153 RESULTS ..............................................................................................................................................154 DISCUSSION ........................................................................................................................................156 Phenotypic variation for mitochondrial function depends upon lake of origin and environment .....156 Implications for the loss of sex..........................................................................................................158 REFERENCES ......................................................................................................................................161 FIGURES ...............................................................................................................................................166 SUPPLEMENTARY MATERIAL .......................................................................................................168 CHAPTER 6: CONCLUSIONS AND FUTURE DIRECTIONS .............................................. 175 SUMMARY OF FINDINGS .................................................................................................................175 Genomic consequences of asexuality ................................................................................................175 Phenotypic consequences of asexuality ............................................................................................177 CONTRIBUTIONS OF FINDINGS TO THE FIELD ..........................................................................178 Population genetics and molecular evolution ....................................................................................178 Development of phenotypic markers for P. antipodarum .................................................................180 NEW AND OPEN QUESTIONS REGARDING THE MAINTENANCE OF SEX, MITOCHONDRIAL FUNCTION, AND P. ANTIPODARUM ............................................................182 vi Do asexual lineages accumulate harmful mutations more rapidly than related sexual lineages in their nuclear genomes? ..................................................................................................................182 Does mitochondrial performance predict fitness outcomes in P. antipodarum? ..............................183 Do asexuals experience a reduction in fitness as a consequence of mutation accumulation? ..........184 Is genomic and phenotypic variation between lake populations a consequence of local adaptation or population structure? ...................................................................................................185 CONCLUSIONS AND FUTURE PROSPECTS ..................................................................................187 REFERENCES ......................................................................................................................................188 vii LIST OF TABLES Table 2-1. Amino acid classification schemes. ............................................................................. 39 Table 2-S1. Summary of source populations of Potamopyrgus antipodarum.............................. 56 Table 2-S2. Primers used to amplify and sequence whole mtDNA in P. antipodarum. .............. 58 Table 2-S3. Number of sites for different mutational types across seven amino acid classification schemes in the invertebrate mitochondrial genetic code. ....................................... 59 Table 3-1. Rates and patterns of natural selection across the 13 protein-coding genes and OXPHOS complexes encoded by the mitochondrial genome in P. antipodarum. ....................... 86 Table 3-2. Log likelihood of PAML models of molecular evolution in each of the 13 proteincoding genes of the mitochondrial genome .................................................................................. 87 Table 4-S1. Lineages and samples sizes used to compare mitochondrial function in P. antipodarum. ............................................................................................................................... 145 Table 5-S1. Field collected samples from seven New Zealand lakes. ........................................ 171 Table 5-S2. ANOVA Tables ....................................................................................................... 172 viii LIST OF FIGURES Figure 2-1. Whole-mt genome maximum likelihood phylogeny for P. antipodarum and an outgroup, P. estuarinus. ..............................................................................................................50 Figure 2-2. Molecular evolution of conservative and radical changes in mt genomes of P. antipodarum. ...............................................................................................................................52 Figure 2-3. Ratios of polymorphism to divergence for conservative and radical changes in sexual vs. asexual lineages of P. antipodarum. ..........................................................................54 Figure 2-4. Mean number of unique polymorphisms per genome (θU) for sexual vs. asexual lineages of P. antipodarum. ...........................................................................................55 Figure 3-1. Sliding window estimates of Jukes-Cantor-corrected dN/dS across the P. antipodarum mitochondrial genome estimated using a window size of 100 bp and a step size of 3 bp. .................................................................................................................................93 Figure 3-2. The number of substitutions per gene as a function of the number of polymorphisms per gene. ............................................................................................................94 Figure 3-3. Relationship between dS and dN in mitochondrial genes of P. antipodarum as estimated by the best-fit model M0 (species-wide rate; atp8), M1a (branch-specific rate; all other 12 genes), or M2a (sexual-specific rate, asexual specific rate; 0 genes) in PAML. .....96 Figure 3-4. Complex identity governs molecular evolution of mitochondrial genes in P. antipodarum at both interspecific and intraspecific levels. ........................................................98 Figure 3-5. Relationship between gene expression (FPKM) and OXPHOS complex. ..............99 Figure 3-6. Scatterplots depicting relationship between species-wide dN/dS (estimated by species-wide model M0 in PAML) and the difference between mean branch-specific estimates of dN/dS (estimated by model M1a in PAML) in asexuals vs. sexuals. ....................101 Figure 3-7. The per-mitochondrial gene extent of mutation accumulation in asexuals due to reduced Ne. ............................................................................................................................102 Figure 4-1. MtDNA copy number variation in six asexual lineages of P. antipodarum, rank ordered in terms of increasing mean. ................................................................................137 Figure 4-2. Mitochondrial membrane potential in mitochondrial extracts of six lineages of P. antipodarum. ........................................................................................................................138 Figure 4-3. Interaction plot between O2 consumption residuals, temperature, and snail lineage. ......................................................................................................................................139 ix Figure 4-4. Comparisons of mitochondrial functional assays. .................................................141 Figure 4-S1. Variation in righting time in response to heat stress in P. antipodarum..............142 Figure 4-S2. Relationship between snail wet mass and oxygen consumption in P. antipodarum. .............................................................................................................................144 Figure 5-1. Map of New Zealand lakes from which snails used in this study were collected. ...................................................................................................................................166 Figure 5-2. Interaction plot depicting significant interaction between temperature and lake of origin.....................................................................................................................................167 Figure 5-S1. Relationship between log-transformed mass and O2 consumption in fieldcollected snails. .........................................................................................................................170 x LIST OF ABBREVIATIONS ADP ADENOSINE DI-PHOSPHATE ATP ADENOSINE TRIPHOSPHATE ANOVA ANALYSIS OF VARIANCE BLAST BASIC LOCAL ALIGNMENT SEARCH TOOL bp BASE PAIRS CQ QUANTITATION CYCLE DFE DIFFERENTIAL FITNESS EFFECTS OF MUTATIONS DNA DEOXYRIBONUCLEIC ACID FSC FORWARD SCATTER ETC ELECTRON TRANSPORT CHAIN FET FISHER’S EXACT TEST FPKM FRAGMENTS PER KILOBASE MAPPED KS JUKES-CANTOR-CORRECTED SYNONYMOUS SUBSTITUTION RATE KA KC JUKES-CANTOR-CORRECTED NONSYNONYMOUS SUBSTITUTION RATE JUKES-CANTOR-CORRECTED CONSERVATIVE SUBSTITUTION RATE KR JUKES-CANTOR-CORRECTED RADICAL SUBSTITUTION RATE LD LINKAGE DISEQUILIBRIUM LRT LIKELIHOOD RATIO TEST MK MCDONALD-KREITMAN TEST OF SELECTION ML MAXIMUM LIKELIHOOD mt MITOCHONDRIAL mtDNA MITOCHONDRIAL DNA Ne EFFECTIVE POPULATION SIZE NI NEUTRALITY INDEX NU-MTS NUCLEAR-ENCODED MITOCHONDRIAL GENE OXPHOS OXIDATIVE PHOSPHORYLATION PCR POLYMERASE CHAIN REACTION qPCR QUANTITATIVE POLYMERASE CHAIN REACTION RNA RIBONUCLEIC ACID xi RNA-seq RNA SEQUENCING s SELECTION COEFFICIENT SSC SIDE SCATTER xii CHAPTER 1: INTRODUCTION Sexual reproduction facilitates the removal of harmful mutations Sexual reproduction is expected to be extremely costly relative to asexual reproduction. In particular, the investment of resources into the production of males incurs a substantial cost because only females can directly produce offspring. The implications are that, all else being equal, the number of females in an asexual population will rapidly outpace the number of females in a sexual population. This differential rate of daughter production between sexuals and asexuals means that asexual populations should grow at a higher rate than sexual populations, ultimately driving the sexual competitors to extinction (Maynard Smith 1978). Sexual reproduction is also associated with other potentially major costs including recombination load (Charlesworth and Barton 1996), increased predation risk during copulation (reviewed in Magnhagen 1991), and sexually transmitted diseases (Lockhart et al. 1996, Kaltz and Shykoff 2001), amongst others. Even so, sexual reproduction remains overwhelmingly common, indicating that all else must not be equal and that sex must confer profound benefits in spite of its costs. At least part of the explanation for the predominance of sex likely resides in benefits of meiotic recombination, a fundamental mechanism by which genetic diversity is generated (reviewed in Neiman and Schwander 2011). In particular, recombination increases the efficacy of selection by allowing distinct loci to be selected independently from their genetic background (i.e., Hill-Robertson effect; Hill and Robertson 1966, Birky and Walsh 1988). Recombination also allows organisms to produce offspring that do not inevitably inherit harmful mutations bourn by their parent(s) (i.e., Muller’s Ratchet, Muller 1964). This logic leads to the expectation 1 that asexual lineages should be characterized by accelerated accumulation of harmful mutations relative to sexual counterparts, and that this mutation accumulation should result in severe declines in fitness for asexual lineages, eventually driving them extinct (Lynch et al. 1993). The typically “twiggy” phylogenetic distribution of most asexual lineages is consistent with this prediction, suggesting that asexual lineages are short lived relative to sexual taxa (e.g., Williams 1975, Maynard Smith 1978, Bell 1982, but see Schwander and Crespi 2009). There are also data from a variety of plant (Horandl and Hojsgaard 2012, Marriage and Orive 2012, Voigt-Zielinski et al. 2012, Hollister et al. 2015) and animal (Cutter and Payseur 2003, Neiman et al. 2010, Tucker et al. 2013) taxa that do suggest that asexual lineages are subject to relatively high rates of mutation accumulation. What remains largely uncharacterized is the extent to which these “deleterious” mutations actually decrease fitness in asexual lineages. As such, the seemingly inevitable extinction of asexual lineages remains an unresolved question both empirically (i.e., are asexually reproducing organisms inevitably doomed to extinction?) and mechanistically (i.e., how do asexual lineages go extinct?). Answering these questions requires a more complete understanding of both the individual fitness effects of mutations as well as the cumulative effects of genome-wide mutation accumulation on fitness and function. Together, these multiple lines of investigation will provide powerful insight into whether and how deleterious mutation accumulation affects competition between sexual and asexual lineages and the ultimate fate of asexual lineages. Delineating the individual fitness effects of mutations Understanding the individual fitness effects of mutations requires that one examine the mutations within functional context in which they occur. A good example of this context dependence is 2 provided by nonsynonymous mutations, which alter protein sequence, a primary predictor of protein function (Lesk and Chothia 1980, Geisler and Weber 1982, Doms et al. 1988, Rumbley et al. 2001). Deleterious nonsynonymous changes should therefore decrease protein function, and potentially, fitness. Some evidence for this link between mutation accumulation and fitness comes from evidence that these mutations are associated with protein dysfunction in a variety of contexts including aging cell lineages (Hirsch 1980), tumorigenesis (Hafner et al. 2010, Morton et al. 2010), mitochondrial function decline in mammals (Das 2003), and cellular senescence in vegetative plant tissue (Ally et al. 2010). Together, these studies suggest that, on average, accumulation of nonsynonymous mutations tend to be harmful. What these studies leave unresolved is the types of mutations that tend to be harmful and how these mutations influence otherwise similar asexual vs. sexual organisms and in natural contexts. A powerful framework with which to address these questions of connections between mutation and phenotype is provided by considering the consequences of different types of amino acid substitutions: amino acid substitutions with similar biochemical properties to the ancestral amino acid – so-called “conservative” mutations – are expected to exhibit less severe effects on phenotype than amino acids with very different biochemical properties compared to the ancestral amino acid – so called “radical” mutations. Incorporating the severity of mutation into analyses of mutation accumulation can shed light upon the types of mutations that asexuals tend to accumulate, thereby providing insight into the mechanisms governing asexual lineage fitness decline. 3 Mitochondria and the loss of sex Perhaps even more important to our understanding of deleterious mutation accumulation is the cumulative effects mutations have on complex phenotypes (i.e., phenotypes determined by multiple genes) that themselves influence relative fitness. Because genotype-phenotype connections are often complex, determining how mutations influence phenotypic quality is not straightforward. A particularly striking example of this complexity is provided by mitochondria: mitochondrial function (the result of which is ATP production, the primary energy source in eukaryotes) is determined by >100 genes encoded by two completely different genomes (i.e., nuclear and mitochondrial genomes). The implications are that the extent to which mitochondrial function declines due to mitochondrial mutation accumulation depends upon both the individual fitness effects of mutations in mitochondrial genes as well as the nuclear-encoded genes directly interacting with those mitochondrial mutations. Declines in mitochondrial function have been linked to organismal fitness in a number of animal systems, including Drosophila simulans (James and Ballard 2003) and the copepod Tigriopus californicus (Ellison and Burton 2006). In both of these cases, mitonuclear discordance (i.e., incompatibilities between interacting mutations) appears to be driving decreased mitochondrial function and organismal fitness. Maintaining proper mitochondrial function thus requires that harmful mutations in the mitochondrial genome must be compensated by mutations in the nuclear genome and vice versa (Howe and Denver 2008). The ability of asexual lineages to maintain mitochondrial function in the face of mutation accumulation is therefore likely to be dependent upon both the nature of these mitochondrial mutations as well as the extent to which linkage between nuclear and mitochondrial genomes interferes with compensatory evolution. Together, the unique pattern of bi-genomic inheritance for mitochondrial function and its close relationship to organismal fitness 4 makes mitochondria-related phenotypes very well suited to apply to investigation of the consequences of lost sex, and all in a setting that is experimentally tractable and well understood. As such, measuring mitochondrial function and organismal respiration in otherwise similar sexual and asexual organisms will provide a novel and important test of how mutation accumulation affects phenotype- and fitness-related traits in asexual lineages. Potamopyrgus antipodarum: an emerging model snail system for the evolutionary maintenance of sex Rigorous and direct study of the benefits and maintenance of sex requires comparisons between sexual and asexual populations that coexist and compete in nature and are otherwise phenotypically and ecologically similar (Maynard Smith 1978, Bell 1982). Potamopyrgus antipodarum is one of the only systems that satisfy these criteria (Maynard Smith 1978, Lively 1987, Jokela et al. 1997), making it an ideal model organism in which to study the evolutionary maintenance of sex. Potamopyrgus antipodarum also features multiple separate transitions to asexuality (Dybdahl and Lively 1995, Neiman and Lively 2004, Paczesniak et al. 2013), yielding elegant natural experiments in which it is possible to compare a diverse array of closely related sexual and asexual lineages. Potamopyrgus antipodarum is the focus of a large body of research aimed at understanding the evolutionary maintenance of sex. This research has demonstrated that asexual P. antipodarum accumulate putatively harmful mitochondrial DNA (mtDNA) mutations more rapidly than sexual conspecifics (Neiman et al. 2010). Similar patterns of accelerated mutation accumulation have been documented in a variety of asexual systems including bdelloid rotifers (Mark Welch and Meselson 2000), Daphnia pulex (Paland and Lynch 2006, Tucker et al. 2013), 5 Timema stick insects (Henry et al. 2012), yeast (Gray and Goddard 2012), Tetrahymena protists (Brito et al. 2010), and the neo-Y (nonrecombining) chromosomes of Drosophila miranda (Kaiser and Charlesworth 2010). In all of these cases, whether such mutation accumulation affects fitness in a manner in which these fitness reductions could be relevant to the maintenance of sex or asexual lineage extinction has not been evaluated. For my dissertation research, I attempted to address these important knowledge gaps by evaluating whether rates and patterns of molecular evolution in the mitochondrial genomes of asexual P. antipodarum display evidence for reduced efficacy of selection and increased rates of harmful mutation accumulation compared to their sexual counterparts (Chapters 2, 3) and whether traits associated with the genes encoded in the mitochondrial genome exhibit evidence of decline in asexual vs. sexual lineages of P. antipodarum (Chapters 4, 5). Specifically, I tested whether different types of amino acid changes accumulate at different rates in the mitochondrial genomes of sexual and asexual P. antipodarum (Chapter 2) and compared rates of evolution among individual mitochondrial genes across sexuals and asexuals and as a function of gene expression (Chapter 3). To test whether traits associated with mitochondrial genes exhibit functional decline in asexual relative to sexual P. antipodarum, I first developed new methods to assay mitochondrial function in P. antipodarum and then used these methods to evaluate whether P. antipodarum exhibited genetic variation for mitochondrial function (Chapter 4). I then applied these newly developed methods to attempt to determine whether sexuals and asexuals differ in mitochondrial function in terms of organismal oxygen consumption (Chapter 5). Altogether, these analyses indicate that deleterious mutations remain polymorphic longer in asexual lineages than in sexual lineages, that some genes contribute to mutation accumulation in asexuals more than others, that there exists substantial genetic variation for mitochondrial function in P. 6 antipodarum, and that this variation in mitochondrial function appears to be population specific. 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Neiman, M., Hehman, G., Miller, J. T., Logsdon, J. M., Jr., & Taylor, D. R. (2010). Accelerated mutation accumulation in asexual lineages of a freshwater snail. Molecular Biology and Evolution, 27, 954-963. Neiman, M., & Lively, C. M. (2004). Pleistocene glaciation is implicated in the phylogeographical structure of Potamopyrgus antipodarum, a New Zealand snail. Molecular Ecology, 13, 3085-3098. Neiman, M., & Schwander, T. (2011). Using parthenogenetic lineages to identify advantages of sex. Evolutionary Biology, 3, 115-123. Paland, S., & Lynch, M. (2006). Transitions to asexuality result in excess amino acid substitutions. Science, 311, 990-992. Rumbley, J., Hoang, L., Mayne, L., & Englander, S. W. (2001). An amino acid code for protein folding. Proceedings of the National Academy of Sciences USA, 98, 105-112. 11 Schwander, T., & Crespi, B. J. (2009). Twigs on the tree of life? Neutral and selective models for integrating macroevolutionary patterns with microevolutionary processes in the analysis of asexuality. Molecular Ecology, 18, 28-42. Tucker, A. E., Ackerman, M. S., Eads, B. D., Xu, S., & Lynch, M. (2013). Population-genomic insights into the evolutionary origin and fate of obligately asexual Daphnia pulex. Proceedings of the National Academy of Sciences USA, 110, 15740-15745. Voigt-Zielinski, M. L., Piwczynski, M., & Sharbel, T. F. (2012). Differential effects of polyploidy and diploidy on fitness of apomictic Boechera. Sexual Plant Reproduction, 25(2), 97-109. Williams, G. C. (1975). Sex and evolution. Princeton: Princeton University Press. 12 CHAPTER 2: RADICAL AMINO ACID CHANGES PERSIST LONGER IN THE ABSENCE OF SEX ABSTRACT Harmful mutations are ubiquitous and inevitable, and the rate at which these mutations are removed from populations is a critical determinant of evolutionary fate. Closely related and otherwise similar sexual and asexual taxa provide a particularly powerful setting in which to study deleterious mutation elimination because sex should facilitate mutational clearance by reducing selective interference between sites. Here, I compared the rate of removal of conservative and radical nonsynonymous mutations in sexual vs. asexual populations of Potamopyrgus antipodarum, a New Zealand freshwater snail species featuring coexisting and ecologically similar sexual and asexual lineages. My analyses revealed that radical changes are removed from populations at significantly higher rates than conservative changes and that sexual lineages eliminate these radical changes more rapidly than asexual counterparts, especially over relatively short time scales. Taken together, these results indicate that reduced efficacy of purifying selection in asexual lineages allows harmful mutations to remain polymorphic longer than in sexual lineages, potentially influencing the outcome of competition between sexual and asexual lineages. That the ability to detect differential patterns of mutational clearance in sexual vs. asexual individuals required polymorphism data emphasizes the critical importance of population-level sampling for characterizing evolutionary phenomena. 13 INTRODUCTION One of the primary hypothesized advantages for sexual reproduction is the clearance of harmful mutations, which is expected to be much more effective when linkage disequilibria (LD) are disrupted by sex (Hill and Robertson 1966). A particularly striking and important example of how sex facilitates LD breakdown is provided by the transfer of mitochondrial (mt) genomes to new and potentially divergent nuclear genomic backgrounds from parents (usually but not always mothers; Barr et al. 2005) to sexually produced offspring. The close interactions between nuclear and mt gene products mean that the consequences of breakdown of mitonuclear LD are likely to be substantial. A good example of these consequences is provided by the common observation that changes in nuclear genomic background can substantially decrease mitochondrial function (Ellison and Burton 2006, Meiklejohn et al. 2013, Pichaud et al. 2013), likely a result of coevolution between the mt genome and the nuclear genes that encode the interacting protein subunits of the oxidative phosphorylation (OXPHOS) pathway. Indeed, proper function of these subunits appears to be an important determinant of eukaryotic health (e.g., Chen et al. 2007, Pike et al. 2007, Barreto and Burton 2013, Muir et al. 2016). Evolution of mitochondrial genomes in the absence of sex With respect to coevolved mitonuclear protein complexes like those found in the OXPHOS pathway, the loss of sex in the nuclear genome is expected to result in at least one of two nonmutually exclusive evolutionary consequences. First, the biparental inheritance and meiotic recombination that the nuclear genome experiences during canonical sexual reproduction will decrease linkage disequilibrium (LD) in both the nuclear and mt genomes, increasing the efficacy of natural selection by decreasing interference from linked sites (Hill and Robertson 14 1966, Neiman and Taylor 2009). By contrast, the uniparental (e.g., maternal) inheritance and reduced or absent meiotic recombination that is a feature of asexual reproduction will decrease effective population size (Ne) and increase LD across both genomes, decreasing the efficacy of selection by increasing selective interference (i.e., Hill-Robertson effect, Hill and Robertson 1966). More specifically, nuclear and mt genomes “trapped” in asexual lineages are cotransmitted as a single genetic unit, such that the two genomes are effectively linked (Normark and Moran 2000). This scenario underlies the expectation that asexual lineages will accumulate deleterious mutations more rapidly than otherwise similar sexual lineages in both the nuclear (Birky and Walsh 1988, Charlesworth 1993, Lynch et al. 1993) and mt genomes (Normark and Moran 2000, Neiman and Taylor 2009). Because mitonuclear incompatibilities are expected to increase with divergence (Burton and Barreto 2012) and mitonuclear linkage decreases the efficacy of selection (Normark and Moran 2000, Neiman and Taylor 2009), accelerated accumulation of mildly deleterious mutations within asexual lineages should also allow novel mitonuclear combinations, untested by nature, to arise over time. Second, the absence of sex may allow for elevated rates of mitonuclear coevolution if the co-transmission of mt and nuclear genomes in asexuals allows selection to act more effectively on multilocus (e.g., mitonuclear) genotypes that interact epistatically but tend to be disrupted by recombination (Neiman and Linksvayer 2006). Thus, one important potential consequence of cotransmittance of nuclear and mt genomes in the context of mutation accumulation is that the permanent linkage of these two genomes may allow for relatively strong and effective selection for compensatory mutations in response to accumulated deleterious mutations in OXPHOS genes. The first scenario (increased mutation accumulation in asexuals) is expected to favor sexual lineages that can effectively remove deleterious mutations, while the second scenario 15 (tighter coevolution in asexuals) should increase the cost of sex (i.e., recombination load, see Maynard Smith 1978), thereby favoring asexual lineages. Both scenarios are expected to result in more rapid accumulation of nonsynonymous mutations in the mt genomes of asexual lineages than sexual lineages, making it essential to evaluate the relative fitness effects (i.e., deleterious, neutral, or beneficial, and to what extent) of the mutations that accumulate in asexual lineages. Differential fitness effects of mutations and the efficacy of selection The prediction that the mt genomes of asexuals should experience a higher rate of accumulation of nonsynonymous mutations has found support from animal (Cutter and Payseur 2003, Neiman et al. 2010, Henry et al. 2012) and plant (Horandl and Hojsgaard 2012, Voigt-Zielinsji et al. 2012, Hollister et al. 2015) taxa. While these results represent important steps towards understanding the genomic consequences of asexuality, the evolutionary mechanisms underlying these observations remain unclear, in large part because the extent to which accumulated mutations are actually deleterious in asexuals has not been evaluated. Here, I depart from previous studies assessing mutational load in asexuals that treat all nonsynonymous mutations as a monolithic “deleterious” class (but see Henry et al. 2012) despite evidence that nonsynonymous mutations are likely to vary widely in fitness effects (Keightley and EyreWalker 2007). Predicting and characterizing the fitness effects of these nonsynonymous mutations remains a major challenge in evolutionary biology (Keightley and Charlesworth 2005, Xue et al. 2008, Eyre-Walker and Keightley 2009, Halligan et al. 2011). Here, I show that partitioning nonsynonymous changes into “conservative” changes (amino acid changes in which the derived amino acid has similar biochemical properties to the ancestral amino acid) and “radical” changes (amino acid changes in which the derived amino acid has markedly different 16 biochemical properties compared to the ancestral amino acid) represents a relatively straightforward method for predicting the relative harm conferred by different types of amino acid changes (also see Zhang 2000, Smith 2003, Hanada et al. 2007, Popadin et al. 2007). Because mutational severity largely governs the efficacy with which selection can act upon any given mutation (Fisher 1930), partitioning nonsynonymous changes into conservative and radical mutational types also allows for an intuitive means of comparing the efficacy of selection in sexual vs. asexual genomes. At present, commonly used methods for inferring selection on DNA sequence data (e.g., π, θ, Tajima’s D, dN/dS, etc.) do not typically incorporate information from the distribution of fitness effects (DFE) of mutations (but see Kryazhimskiy and Plotkin 2008, Schneider et al. 2011). Here, I provide a proof of principle for using mutational information (i.e., radical vs. conservative changes) to infer the type, intensity, and efficacy of selection using traditional tests of selection (e.g., McDonald-Kreitman test of selection, π, θ, KA/KS), applied to the mt genomes of sexual and asexual snails. Potamopyrgus antipodarum: a snail model for the evolutionary maintenance of sex The removal of deleterious mutations (and the fixation of beneficial mutations) depends upon the efficacy of selection as well as the fitness effect of the mutation(s), such that elevated Ne and reduced LD in sexual vs. asexual populations should result in more rapid removal of deleterious mutations for the former (Birky and Walsh 1988). As such, comparing rates and patterns of evolution across reproductive modes while incorporating DFE information will provide a unique and powerful glimpse into the evolutionary dynamics governing the removal of deleterious mutations. The New Zealand freshwater snail Potamopyrgus antipodarum is ideally suited to evaluate this critically important evolutionary process because otherwise similar obligately 17 sexual and obligately asexual P. antipodarum frequently coexist within New Zealand lake populations (Lively 1987, Jokela et al. 1997), enabling direct comparisons across reproductive modes, and, thereby, across lineages that vary in the efficacy of selection. Asexual lineages of P. antipodarum are the product of multiple distinct transitions from sexual P. antipodarum (Neiman and Lively 2004, Neiman et al. 2011), meaning that these asexual lineages represent separate natural experiments into the consequences of the absence of sex. Neiman et al. (2010) showed that asexual lineages of P. antipodarum experience a higher rate of nonsynonymous substitution in their mt genomes than sexual lineages. Here, I use an expanded mt genomic dataset to evaluate whether sexual lineages distinguish between radical and conservative changes more effectively than asexual lineages at interspecific and intraspecific levels. This approach allowed me to evaluate for the first time whether harmful mutation accumulation is visible at the polymorphic level and, if so, whether this phenomenon is driven by more effective selection in sexual lineages vs. relatively rapid mitonuclear coevolution in asexual lineages. The outcome of these analyses emphasizes fundamental differences in the rate of accumulation of conservative vs. radical nonsynonymous mutations and suggests that radical mutations persist longer in mt genomes of asexual lineages of P. antipodarum compared to sexual counterparts, likely a consequence of reduced efficacy of purifying selection. 18 MATERIALS & METHODS Sequencing I analyzed 31 whole P. antipodarum mt genomes from 8 sexual lineages and 23 asexual lineages, representing the natural range of this species in New Zealand along with several invasive lineages (European, North American, see Table 2-S1, Figure 2-1). Eighteen of these genomes (4 sexual, 14 asexual) were obtained from Genbank (Accession Nos.: GQ996416 – GQ996433), along with the whole mt genome of an outgroup species, Potamopyrgus estuarinus (Accession No.: GQ996415.1) (Neiman et al. 2010). Five mt genomes (2 sexual lineages, 3 asexual lineages) were assembled from the DNA sequence data generated via Illumina technology from the ongoing P. antipodarum nuclear genome project. The remaining eight mt genomes (1 sexual lineage, 7 asexual lineages) were newly sequenced via bi-directional Sanger sequencing on an ABI 3730. DNA for the Sanger-sequenced lineages was extracted with a mollusk-adapted phenol-chloroform extraction protocol (Fukami et al. 2004). Mt genomes were amplified in four overlapping fragments using primers and programs designed in Neiman et al (2010). PCR products were cleaned with Shrimp Exo shrimp alkaline phosphatase (Werle et al. 1994) and directly sequenced with internal sequencing primers (Table 2-S2). The newly generated mt genome sequence data were assembled and manually edited in Sequencher 5.0. For these eight newly generated mt genome sequences, only unambiguous sites with ≥ 2 Sanger reads were used in my analyses. All new sequences will be deposited in GenBank. I used flow cytometry (following the protocol outlined in Neiman et al. 2011, Neiman et al. 2012, Paczesniak et al. 2013, Krist et al. 2014) to assign ploidy and thus reproductive mode (diploid – sexual; polyploid – asexual) to the newly sequenced lineages for which ploidy had not already been determined. 19 Phylogenetic analysis Concatenated mt genome sequences have been shown to produce more accurate tree topologies than single gene trees (Rokas et al. 2003, Gadagkar et al. 2005). Accordingly, I concatenated nucleotide sequences from ~11 kbp protein-coding nucleotides from each of the 31 P. antipodarum lineages and from P. estuarinus, for a total of 32 concatenated sequences. The concatenated sequences were aligned in the correct reading frame using the ClustalW package implemented in MEGA 5.2.2 (Kumar et al. 2008) and manually edited (alignment available upon request). To minimize the effects of selection on tree topology, I used only 3rd-position sites to infer the mt genome phylogeny using the maximum likelihood (ML) methods implemented in MEGA 5.2.2 software (Kumar et al. 2008), using the ML model selection tool in MEGA 5.2.2 to select the Tamura-Nei model of molecular evolution with gamma-distributed sites (Tamura and Nei 1993). Tree topology was assessed using 1,000 bootstrap replicates and visualized using FigTree v1.4 (Raumbaut 2007): only nodes with bootstrap support > 60 were relied upon for tests of molecular evolution. The tree topology that I obtained (Figure 2-1) is qualitatively identical to previously published mitochondrial trees for P. antipodarum (Neiman et al. 2004, Neiman et al. 2010, Paczesniak et al. 2013). Quantifying the rate of radical vs. conservative mutation and substitution I used seven different amino acid classification schemes drawn from Zhang (2000), Hanada et al. (2007), and a modified Grantham scheme based on amino acid composition, polarity, and volume (Grantham 1974) to evaluate patterns of radical and conservative nonsynonymous polymorphism and substitution in the mt genome of P. antipodarum (Table 2-1). I defined radical mutations as mutations in which the derived amino acid was from a different category 20 than the ancestral amino acid, while conservative mutations were defined as mutations in which the derived amino acid and the ancestral amino acid were in the same category. While there is some overlap between different classification schemes, each scheme highlights different amino acid properties that are likely to shape protein evolution. To wit, amino acid charge is a major determinant of protein folding (Perutz et al. 1965, Anfinsen 1973, Nakashima et al. 1986, Bashford et al. 1987, Wright et al. 2005) and three-dimensional structure (Lesk and Chothia 1980, Geisler and Weber 1982, Doms et al. 1988, Rumbley et al. 2001), and uncharged to charged amino acid changes (and vice versa) are rarely maintained. Amino acid polarity is particularly important for proper membrane integration, as phospholipid membranes are highly hydrophobic, and changes between polar and non-polar amino acids may expose or bury key interaction residues (Von Heijne 1992). Volume and aromaticity can both affect protein folding (e.g., proline is a structure breaker) and can play a role in protein-protein interactions (Burley and Petsko 1985). Classification schemes 4 and 7 are unique in that they are based on evolutionary information (although classification scheme 7 largely fits with charge and polarity classifications), meaning that these schemes incorporate aspects of other amino acid characteristics into their classifications. All mutational types were defined relative to the invertebrate mt genetic code (http://www.ncbi.nlm.nih.gov/Taxonomy/Utils/wprintgc.cgi#SG5). The number of synonymous, conservative nonsynonymous, and radical nonsynonymous sites per codon are detailed in Table 2-S3. Because the number of substitutions per site can be used as an estimate of the rate of substitution (Li et al. 1985), I counted the number of nucleotide substitutions and determined the type of substitution (i.e., synonymous, conservative nonsynonymous, and radical nonsynonymous) in the protein-coding regions of the mt genomes (excluding codons with >1 21 change) of each lineage relative to P. estuarinus. I then calculated the number of mutational target sites per lineage for a given type of mutation (see Table 2-S3). To confirm that the number of each of type of site was properly calculated, I checked that the number of nonsynonymous sites and the number of synonymous sites per codon summed to three and that the number of conservative nonsynonymous sites and the number of radical nonsynonymous sites per codon summed to the number of nonsynonymous sites per codon (Hanada et al. 2007). Of particular note is that the “GTG”, “TTG”, “ATT”, “ATC”, and “ATA” codons can all be used as alternative start codons in invertebrate mt genomes (only the GTG alternative start codon was observed in the present dataset), which I accounted for in my site calculations. I then used custom-built Python scripts (available upon request) to calculate substitution rates for each mutational type and used the Jukes-Cantor correction to account for multiple hits (Figure 2-2 A, Jukes and Cantor 1969). Substitutions between species are generally older than polymorphisms within species (McDonald 1996), such that different analyses implicitly assume particular and distinct time scales (i.e., substitutions: relatively old time scale, hereafter “long time scale”; polymorphisms: relatively recent time scale, hereafter “short time scale”; ratio of polymorphism to divergence – composite of recent and old time scales, hereafter “composite time scale”). I compared the mean rate of conservative nonsynonymous substitution (Jukes-Cantor corrected; number of conservative nonsynonymous substitutions/conservative nonsynonymous site; KC) to the mean rate of radical nonsynonymous substitution (Jukes-Cantor corrected; number of radical nonsynonymous substitutions/radical nonsynonymous site; KR) from each of the seven amino acid classification schemes to the Jukes-Cantor-corrected mean synonymous substitution rate (number of synonymous substitutions/synonymous site; KS) and to one another using pairwise 22 Mann-Whitney U (MWU) tests and the Holm procedure for modified Bonferroni correction for multiple comparisons (Holm 1979). All statistical tests were performed in R (R Core Team 2012). In subsequent analyses, I corrected for systematic across-lineage differences in underlying mutation rate by dividing the estimate of KR and KC for each lineage by KS. Because polymorphisms within species give rise to divergences between species, and because higher ratios of polymorphism to divergence are indicative of more intense purifying selection (McDonald and Kreitman 1991), I used McDonald Kreitman (MK) tests of selection to evaluate whether conservative changes were more likely than radical changes to reach fixation using a Fisher’s Exact Test (FET) with the Holm modification to the Bonferroni correction for multiple comparisons for each of the seven amino acid categories. As an additional test of the intensity of selection acting on conservative vs. radical changes, I compared the ratios of polymorphism to divergence for conservative vs. radical changes by performing 10,000 bootstrap replicates. P-values were inferred by comparing the resulting bootstrap distributions (Efron and Tibshirani 1993) and significance was evaluated using the Holm modification to the Bonferroni correction for multiple comparisons for each of the seven amino acid categories (Figure 2-2 B). Finally, I evaluated nucleotide diversity, π (Tajima 1989), nucleotide heterozygosity, θ (Watterson 1975), and Tajima’s D (Tajima 1989) in conservative vs. radical sites to test whether conservative and radical sites differ at the intraspecific (i.e., relatively recent) level. Polymorphism at sites under more stringent purifying selection will tend to exist at lower relative frequencies than at sites under less stringent purifying selection. To compare these intraspecific measures of molecular evolution in all seven amino acid classification schemes I performed 10,000 bootstrap replicates, inferred p-values from the resulting distributions, and evaluated 23 statistical significance using the Holm modification to the Bonferroni correction for multiple comparisons (Figure 2-2 C). Comparisons between sexual and asexual lineages Although my sampling scheme provided a comprehensive picture of the mitochondrial diversity present in P. antipodarum (see Figure 2-1, Neiman and Lively 2004, Neiman et al. 2011, Paczesniak et al. 2013), I lacked the statistical power to use standard Phylogenetic Independent Contrast methods (Felsenstein 1985) to compare sexuals and asexuals while accounting for phylogenetic non-independence. Instead, I employed custom Python scripts to randomly sample (with replacement) sexual and asexual lineages to compare rates and patterns of conservative and radical nonsynonymous evolution at short, long, and composite time scales. I used 10,000 bootstrap replicates to estimate means and 95% CIs for KC/KS, KR/KS, PC/DC, PR/DR, πC/πS, πR/πS, θC/θS, and θR/θS in sexual vs. asexual lineages in all seven amino acid classification schemes. I estimated two-tailed p-values by determining the probability of overlap of the bootstrap distributions and determined statistical significance using the Holm procedure to perform a modified Bonferroni correction for multiple comparisons. To account for possible effects of differential sampling of sexual (n = 8) vs. asexual (n = 23) lineages, I used the methods described above to compare rates and patterns of conservative vs. radical molecular evolution across reproductive modes by generating 10,000 bootstrap replicates using equal (n = 8) and randomly chosen with replacement samples for sexual and asexual lineages. The results of this equivalent sampling analysis are depicted in Figure 2-3. Because population demography can influence patterns of molecular evolution (Tajima 1989), and because transitions to asexuality and/or the rapid growth expected for a newly- 24 generated asexual lineage might influence important demographic parameters (e.g., Ne; Kaiser and Charlesworth 2009), it is important to account for potential effects of demography when evaluating molecular evolution in sexuals vs. asexuals (Wright and Charlesworth 2001). I dealt with this issue by modifying the Watterson estimator of nucleotide heterozygosity θ (Watterson 1975) by calculating the mean number of unique mutations per mt genome in sexuals vs. asexuals, θU: (1) θU = SU ! an where SU is the number of unique polymorphisms (i.e., changes that appear only within a single lineage), L is the number of mutational target sites, and an is: (2) an = n-1 ! i =1 ! in which n is equal to the number of lineages per reproductive mode. Fu and Li (1993) have shown that θU is an estimate of nucleotide heterozygosity, θ, that only uses the external branch lengths of a population (see equation 18, Fu and Li 1993). I compared the mean number of unique polymorphisms per site for each mutational type across reproductive modes using 95% CIs generated by 10,000 bootstrap replicates (Figure 2-4). One group of asexual P. antipodarum that I included in these analyses is quite genetically distinct (mean pairwise distance between clade A and (clade B, clade C) = 0.035) from other lineages (mean pairwise distance within (clade B, clade C) = 0.013) (Figure 2-1). Therefore, including clade A may cause an overestimation of the extent of mutation accumulation in asexual P. antipodarum as a whole. In order to exclude the possibility that this divergent group of asexual lineages may be driving the observed pattern of amino acid evolution, I repeated the comparisons of molecular evolution with clade A excluded, using the clade B sexuals as an outgroup to clade C (see Figure 2-1). 25 RESULTS & DISCUSSION Relative harm conferred by conservative vs. radical mutations I used ~11 kbp of mt protein-coding sequence representing ~8520 nonsynonymous sites generated from eight sexual and 23 asexual P. antipodarum lineages (Table 2-S1, Figure 2-1) and seven distinct amino acid classification schemes (Table 2-1) to evaluate the relative harmfulness of radical vs. conservative mutations and address whether reproductive mode influences the rate of accumulation of these two types of mutations in mt genomes. I quantified the number of each mutation type present across these 31 P. antipodarum lineages relative to an outgroup, P. estuarinus (Table 2-S1, Figure 2-1). I detected a total of 35 nonsynonymous fixed differences between these two species (mean conservative nonsynonymous fixed differences = 27.14, SD = 4.49; mean radical nonsynonymous fixed differences = 6.71, SD = 3.59). Before comparing mutation accumulation across reproductive modes, I established the type and intensity of selection acting on conservative vs. radical changes in the P. antipodarum mitochondrial genome. To infer the type and intensity of selection acting on conservative vs. radical changes at a relatively long time scale, I compared the Jukes-Cantor corrected rates of conservative nonsynonymous substitution (KC) and radical nonsynonymous substitution (KR) to the Jukes-Cantor corrected synonymous substitution rate (KS). I found that conservative and radical nonsynonymous substitutions accumulate at significantly lower rates than synonymous substitutions in all amino acid classification schemes (Figure 2-2 A). Additionally, conservative amino acid changes contribute to divergence between P. antipodarum and P. estuarinus significantly more than radical changes (Figure 2-2 A) in each of the seven amino acid classification schemes (MWU: p < 0.0001 for all seven schemes). These results indicate that while both conservative and radical mutations are fixed at discernably lower rates than 26 synonymous changes, radical amino acid changes are fixed significantly less often than conservative amino acid changes. I next compared the ratio of polymorphism to divergence for synonymous, nonsynonymous, conservative, and radical differences by performing MK tests of selection (Figure 2-2 B). I calculated the mean number of polymorphisms and divergences across amino acid classification schemes and found that conservative polymorphisms (mean number of conservative polymorphisms = 122.14, SD = 27.25) and radical polymorphisms (mean number of radical polymorphisms = 63.86, SD = 27.25) were significantly less likely to reach fixation than synonymous polymorphisms (number of synonymous polymorphisms = 619) (FET: p < 2.2 x 10-16 for both mutational types). I also found that conservative polymorphisms were significantly more likely to contribute to divergence than radical polymorphisms (FET: p = 0.049). I also compared the mean ratio of polymorphism to divergence for conservative (PC/DC) vs. radical (PR/DR) changes using 10,000 bootstrap replicates. I found that mean PR/DR was significantly higher than mean PC/DC by comparing bootstrap distributions (p < 0.0002). These findings reveal that while both conservative and radical changes appear to be evolving under strong purifying selection in P. antipodarum mt genomes, radical nonsynonymous changes are eliminated even more rapidly than conservative nonsynonymous changes. I next compared nucleotide diversity, π, at synonymous, nonsynonymous, conservative, and radical sites, which provides a picture of the strength and efficacy of selection at a relatively short time scale. Sites under purifying selection are expected to exhibit lower levels of nucleotide diversity than relatively neutral sites (e.g., nonsynonymous vs. synonymous sites, respectively) (Nei and Gojobori 1986). Consistent with this prediction, I used 10,000 bootstrap replicates to compare nucleotide diversity across site types and found that mean nonsynonymous nucleotide 27 diversity (πA = 0.0050) was significantly lower than mean synonymous nucleotide diversity (πS = 0.066) in P. antipodarum (p < 0.0002). Similarly, mean conservative nonsynonymous nucleotide diversity (πC = 0.0060) and mean radical nonsynonymous nucleotide diversity (πR = 0.0027) were significantly lower than mean πS (p < 0.0002 for πC and πR). When correcting for πS (e.g., πA/πS), I found that mean synonymous-corrected radical nucleotide diversity (πR/πS = 0.042) was over two-fold lower than mean synonymous-corrected conservative nucleotide diversity (πC/πS = 0.090) (p < 0.0002), indicating that radical polymorphisms are maintained at lower frequencies than conservative polymorphisms (Figure 2-2 C). Thus, even at a relatively short time scale, radical amino acid changes appear to experience more stringent purifying selection than conservative amino acid changes in P. antipodarum mt genomes. Together, these results are consistent with the expectation that radical mutations are usually more harmful than conservative mutations (Rand et al. 2000, Freudenberg-Hua et al. 2003, Smith 2003, Yampolsky et al. 2005). My results are important in demonstrating that radical and conservative mutations appear to experience very different histories of selection in natural populations. In particular, I provide some of the first evidence from a non-model system featuring reproductive mode polymorphism (a primary determinant of Ne) that there exists more stringent purifying selection on radical vs. conservative mutational types, a pattern detectable even at the intraspecific level. While there is substantial overlap amongst classification schemes, the consistent signal of more stringent purifying selection acting on radical changes is evidence that the grouping strategies employed by each scheme (e.g., charge, polarity, volume, etc.) are founded on important biological properties of amino acids. My results also emphasize that the relative degree of amino acid change should be an important consideration in evaluating patterns of selection and suggest that the standard grouping of radical and conservative mutational types 28 into a monolithic “nonsynonymous” class is often overly simplistic and may be positively misleading (for an example, see Summary & Implications). Comparisons across long, short, and composite time scales (e.g., substitution rates vs. nucleotide diversity vs. ratio of polymorphism to divergence) reveal qualitatively similar results across all three time scales (Figure 2-2). In particular, radical changes clearly experience a higher intensity of purifying selection than do conservative changes, indicating that radical changes usually impart substantially more severe fitness effects than conservative changes and should thus return to mutation-selection-drift equilibrium more rapidly than their conservative counterparts (Figure 2-2, Fisher 1930). As such, I can use comparisons of these two mutational types across different time scales to compare the efficacy with which sexual vs. asexual lineages remove relatively mild (i.e., conservative) and relatively severe (i.e., radical) deleterious mutations. Estimating the efficacy of purifying selection in sexuals vs. asexuals To estimate the relative differences in rates of evolution in sexual vs. asexual lineages of P. antipodarum over a relatively long time scale, I compared synonymous substitution rates (KS), conservative nonsynonymous substitution rates (KC), and radical nonsynonymous substitution rates (KR) for sexuals vs. asexuals using 10,000 bootstrap replicates. I found that mean KS of asexual P. antipodarum is significantly higher than KS of sexual P. antipodarum (p < 0.0002), indicating that asexual P. antipodarum experience a higher rate of synonymous substitution than sexuals (Table 2-S2; see also Neiman et al. 2010). To account for this difference, I corrected estimates of KC and KR by KS and then compared KC/KS (mean sexual = 0.021, mean asexual = 0.022) and KR/KS (mean sexual = 0.0059, mean asexual = 0.0063) across reproductive modes 29 using 10,000 bootstrap replicates. While I did not detect significant differences between sexual and asexual KC/KS or KR/KS (p = 0.061 and p = 0.18, respectively), I did recapitulate Neiman et al. (2010) in detecting significantly higher KA/KS in asexuals vs. sexuals (p = 0.0034). Thus, by subdividing the number of substitutions into conservative and radical categories, I likely lost substantial power in my ability to detect differences across reproductive modes. This explanation is especially likely considering there are only a total of 35 nonsynonymous fixed differences between the P. antipodarum and P. estuarinus mt genome sequences. Absence of evidence for significant differences in the conservative and radical substitution rates might also be linked to the relatively recent and multiple derivations of asexuality in P. antipodarum (Neiman and Lively 2004, Paczesniak et al. 2013). Indeed, my results suggest that the resolution with which two groups of organisms (e.g., sexual vs. asexual) can be differentiated with substitutions might decrease with increasing divergence from the outgroup. In other words, a large class of deleterious mutations that are still evident on the intraspecific level have long since disappeared at the interspecific level, rendering them invisible to methods of quantifying mutation accumulation that only focus on divergence. To compare the efficacy of selection in different sexuals vs. asexuals at a composite time scale, I compared the mean ratios of polymorphism to divergence for conservative (PC:DC) and radical (PR:DR) changes across reproductive modes in all seven amino acid classification schemes. Because my sample included an unequal number of sexual lineages (n = 8) compared to the number of asexual lineages (n = 23), and because the number of polymorphisms increases with sample size, I performed pairwise comparisons of PC:DC and PR:DR across reproductive modes by performing 10,000 bootstrap replicates of eight randomly sampled (with replacement) sexual lineages and eight randomly sampled (with replacement) asexual lineages. While sexual 30 and asexual lineages exhibited significantly lower mean PC:DC than PR:DR (p = 0.0080 and p = 0.0082, respectively), the fact that mean sexual PCDC is significantly lower than mean asexual PRDR (p = 0.0010), but that mean asexual PCDC is statistically indistinguishable from mean sexual PRDR (p = 0.11, Figure 2-3) indicates that the probability of radical polymorphisms proceeding to fixation is higher in asexual lineages than in sexual lineages. These results from a composite time scale are consistent with sexual lineages eliminating radical, but not conservative, polymorphisms more rapidly than asexual lineages. I next compared nucleotide diversity (π) and nucleotide heterozygosity (θ) across reproductive modes using 10,000 bootstrap replicates. To account for differential effects of neutral processes (e.g., demographic changes, mutation rate, etc.) on nucleotide diversity in sexuals vs. asexuals (Charlesworth and Wright 2001, Kaiser and Charlesworth 2009), and because sexual πS was significantly lower than asexual πS (p = 0.011), I corrected πC and πR by dividing each value by πS. Similarly, because asexuals exhibited significantly higher θS than sexual lineages (p = 0.013), I corrected estimates of θC and θR by dividing by θS. I did not find any significant differences in mean πC/πS, πR/πS, θC/θS, or θR/θS between sexuals and asexuals, indicating that sexual and asexual P. antipodarum harbor similar numbers of conservative and radical polymorphisms and at similar relative frequencies. At face value, these results are consistent with a scenario in which sexual and asexual lineages experience similar efficacies of selection. What must be taken into account, however, is that at the time of asexual origin, only a single founding mt genome is transmitted to a newly asexual lineage. The consequence of this bottleneck at the transition to a new asexual lineage is that ancestrally polymorphic sites become immediately monomorphic within the new asexual lineage. This phenomenon should cause rapid changes in allele frequencies and thus, changes in frequency-dependent measures of 31 polymorphism (e.g., π) of the sampled population. The implications are that such comparisons of nucleotide diversity and heterozygosity between sexuals and asexuals do not necessarily provide a complete or accurate picture of evolutionary processes. To account for changes in allele frequency caused by the transition to asexuality itself, I compared the mean number of unique polymorphisms per genome (see Methods) across reproductive modes. By sampling only unique polymorphisms (i.e., relatively new mutations), I was able to estimate mutation accumulation since the transition to asexuality. Sexuals and asexuals did not differ in terms of the mean number of unique synonymous polymorphisms per site (θU-S), indicating that new mutations arise at similar rates across reproductive modes (Figure 2-4). Sexuals exhibited significantly lower mean θU-R/θU-S than θU-C/θU-S (p < 0.0002), while θU-C/θU-S and θU-R/θU-S were statistically indistinguishable in asexual lineages (p = 0.75), indicating that selection recognizes and removes deleterious changes more rapidly in sexual lineages than in asexual lineages (Figure 2-4). Further, these results indicate that differences in the efficacy of selection across reproductive modes become apparent relatively quickly after the transition to asexuality, especially with respect to mutational changes with relatively large selection coefficients (i.e., radical mutations). One group of asexuals was particularly genetically distinct relative to the rest of the P. antipodarum dataset (clade A, Figure 2-1), raising the question of whether this group might be contributing disproportionately to my observations of slowed radical mutation elimination in asexual P. antipodarum. I addressed this possibility by performing the same analyses described above on a subsample of P. antipodarum lineages (clade C) but treated the clade B sexuals as an outgroup (see Methods) and excluded clade A entirely. The results of this more limited analysis are largely consistent with the outcomes of analyses from the whole dataset, indicating that the 32 inclusion of the relatively divergent asexual clade A did not substantively affect the original analysis. Notably, sexual lineages in clade C maintain radical polymorphisms as significantly lower frequencies than conservative polymorphisms (mean πC/πS = 0.11, mean πR/πS = 0.058, p < 0.0002), while conservative and radical polymorphisms were maintained at statistically indistinguishable levels in clade C asexual lineages (mean πC/πS = 0.13, mean πR/πS = 0.082, p = 0.27), consistent with ineffective selection in asexual lineages contributing to the retention of radical polymorphisms. Summary & Implications Asexual P. antipodarum have already been found to exhibit elevated accumulation of nonsynonymous substitutions in their mt genomes relative to sexual P. antipodarum (Neiman et al. 2010). Here, I provide evidence that asexual P. antipodarum exhibit elevated ratios of polymorphism to divergence for radical changes and harbor more unique radical polymorphisms than sexuals, a particularly harmful type of nonsynonymous mutation. My analyses of the relative effects of conservative vs. radical changes provide a novel line of evidence that the mutations these asexual lineages are accumulating are deleterious. Together, these findings indicate that asexual lineages of P. antipodarum likely experience an increased rate of accumulation of harmful mutations than sexual conspecifics, a pattern that is observable at both relatively long (substitution) (Neiman et al. 2010, present study) and relatively short (polymorphism) time scales (present study). Radical mutations appear more likely to be deleterious than conservative mutations and asexual P. antipodarum appear to be accumulating these mutations more rapidly than sexual P. antipodarum, raising the intriguing possibility that asexual P. antipodarum might exhibit 33 decreased mitochondrial function compared to sexual counterparts. The presumed severity of some mutations in these genomes (e.g., a nonsense mutation in nd2 of one asexual lineage that would truncate ND2 by three amino acids) suggests that either mitochondrial function is decreased in at least some asexual lineages or that asexuals possess one or more mechanisms to compensate for deleterious mutation load (e.g., RNA editing). RNA editing of mt-encoded transcripts has been observed in a variety of plant taxa (Covello and Gray 1989, Gualberto et al. 1989) and in land snail mt-encoded tRNAs (Yokobori and Paabo 1995), but it is unclear whether P. antipodarum employs similar strategies. Future work evaluating mitochondrial function at the organelle and organismal levels in P. antipodarum will be essential to understanding how the efficacy of selection influences the maintenance and distribution of sex in this system. My study also provides a clear demonstration of a situation where inclusion of all nonsynonymous changes in a monolithic “deleterious” category can obscure important evolutionary dynamics, especially at the polymorphic level. A particularly illuminating example of the potential for this type of grouping to result in misleading conclusions is that when nonsynonymous changes are treated as a single group, the number of unique nonsynonymous mutations per genome (θU-A/θU-S) in sexual vs. asexual lineages is statistically indistinguishable, in stark contrast to the clear distinctions between sexual and asexual P. antipodarum that are revealed by taking mutational effect into account. The implications are, that by partitioning mutations into conservative and radical bins, I gain substantial resolution at the intraspecific level. Similarly, I find that sexual and asexual P/D ratios are statistically indistinguishable if all nonsynonymous mutations are grouped together. At a longer time scale (i.e., divergence), the relative dearth of radical nonsynonymous changes appears to present temporal sampling issues, 34 such that differences between sexual and asexual P. antipodarum can no longer be detected. This result highlights the importance of representative intraspecific sampling and analysis. While I interpret these results as resulting from less effective selection in asexual lineages, another possible (and non-mutually exclusive) explanation is that the co-transmission (and thus, effective linkage) between the nuclear and mt genomes in asexuals has facilitated the persistence and spread of beneficial nonsynonymous mutations via selection imposed by cooperation with nuclear-encoded genes (Blier et al. 2001, Meiklejohn et al. 2007). Because asexuals co-transmit their nuclear and mt genomes, mutations in either genome may cause decreases in mitochondrial function. Therefore, long-term co-transmission of the nuclear and mt genomes may provide a scenario in which asexuals experience relatively strong selection favoring compensatory mutation(s). I have not detected any evidence of positive selection acting in the mt genome of P. antipodarum (e.g., codon-by-codon dN/dS < 1, Neutrality Index > 1 for all 13 protein-coding genes, sliding window πA/πS < 1 at all sites, data not shown), though indirect evidence that a particular mt haplotype is spreading amongst asexual lineages hints that selection favoring particular mt haplotypes or mitonuclear combinations might be involved (Paczesniak et al. 2013). Evaluation of rates and patterns of evolution in the nuclear-encoded mt genes that make up ≥95% of the genes that influence mitochondrial function (Sardiello et al. 2003), coupled with the functional analyses mentioned above, will ultimately be needed to determine whether mitonuclear linkage in asexuals is at least in part responsible for elevated retention of apparently harmful mutations in mt genomes. My results taken from different time points in the P. antipodarum evolutionary history lead me to conclude that patterns of protein evolution in this species are being driven both by mutational severity and reproductive mode. In particular, at the shortest time scale (i.e., number 35 of unique polymorphisms), sexuals and asexuals differ in the number of radical but not conservative changes. At an older though still population-level scale (i.e., nucleotide diversity for clade C only), radical polymorphisms reside at higher frequencies in asexuals rather than sexuals. Differences across reproductive modes disappear at even older time scales (i.e., species-wide nucleotide diversity, rates of substitution), although the composite time scale revealed that asexuals have higher ratios of polymorphism to divergence than sexuals, particularly with respect to radical changes. While these observations might appear inconsistent, the implicit time scale assumption of each respective measurement instead hints that the selective process plays out at different rates in sexuals vs. asexuals. Namely, my data indicate that mutations in asexuals experience smaller Ne|s| than in sexuals, meaning that the elimination of apparently deleterious mutations occurs more slowly in asexual than in sexual lineages. Theoretical (Ohta 1987, Charlesworth et al. 1993, Charlesworth and Wright 2001) and empirical (Wright et al. 2008, Katju et al. 2015) work support this conclusion, in that populations with low Ne are expected to harbor a larger proportion of “effectively neutral” mutations than populations with large Ne. My data are consistent with this phenomenon, revealing that amino acid-changing mutations (especially radical changes) in the mt genome remain polymorphic longer in asexual than in sexual lineages, an observation only possible with a multiple time scales approach. Ultimately, less efficient removal of deleterious mutations in asexual lineages is only important to the maintenance of sex and/or the persistence of asexual lineages if those mutations in fact negatively affect fitness. Recent empirical evidence suggests that harmful mutations indeed play a role in asexual lineage deterioration: Tucker et al. (2013) found that obligately asexual Daphnia suffer from gene conversion-type processes that decrease heterozygosity and subsequently expose deleterious recessive alleles, leading to lineage deterioration (Tucker et al. 36 2013). By contrast, my data indicate that asexual P. antipodarum harbor elevated numbers of deleterious mutations due to less efficient removal of existing mutations rather than accelerated acquisition of new mutations. Because mt genotype is critically important to organismal function and fitness (Ellison and Burton 2006, Meiklejohn et al. 2013, Pichaud et al. 2013, Muir et al. 2016), this increased load of likely harmful mutations could potentially contribute to negative phenotypic consequences in asexuals, though slowed deleterious mutation removal in asexuals would likely also need to be prevalent in the nuclear genome in order to provide the short-term advantages necessary to maintain sexual reproduction within a population (Lynch et al. 1993). Given that the nuclear genome is the site of the vast majority of gene content and recombination in sexual lineages, My observation of elevated retention of deleterious mutations in mt genomes of asexual P. antipodarum leads me to predict that the nuclear genome is also likely to exhibit substantial differences in deleterious mutational load and efficacy of selection across reproductive modes. 37 ACKNOWLEDGEMENTS I thank Cindy Toll and Gery Hehman for their assistance with DNA sequencing. I also thank Stephen I. Wright and Aneil F. Agrawal for helpful discussions regarding interpretation of intraspecific data. I thank Samuel J. Fahrner for helpful discussions regarding non-parametric bootstrapping. I thank anonymous reviewers who saw previous versions of this manuscript for their helpful comments. The National Science Foundation (NSF: MCB – 1122176; DEB – 1310825) and the Iowa Academy of Sciences (ISF #13-10) funded this research. 38 TABLES Table 2-1. 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Because clade A represents a particularly distinct group of asexuals (mean pairwise distance between clade A and (clade B, clade C) = 0.035, mean pairwise distance within (clade B, clade C) = 0.013), I removed clade A from the re-analysis of rates and 50 patterns of amino acid sequence evolution; clade C was used as the ingroup and clade B as an outgroup in this analysis. 51 Figure 2-2. Molecular evolution of conservative and radical changes in mt genomes of P. antipodarum. A) Comparison of the Jukes-Cantor-corrected substitution rates across different mutational types. Left: Substitutions per site; KS – synonymous, KA – nonsynonymous, KC – conservative nonsynonymous, and KR – radical nonsynonymous. Right: Inset of boxed-in region depicting only KA, KC, and KR. Error bars represent inner-quartile ranges (IQR). Statistical significance was assessed using a Mann-Whitney U test. B) Ratio of polymorphism to divergence in sites with conservative (white) vs. radical (gray) changes. Ratios for synonymous (diagonal stripes) 52 and nonsynonymous (black) mutational types are shown for comparison. Error bars represent 95% confidence intervals generated using 10,000 bootstrap replicates. Statistical significance in PC:DC vs. PR:DR was assessed using Fisher’s Exact Test. C) Mean synonymous-corrected nucleotide diversity for conservative (white) vs. radical (gray) sites in P. antipodarum. Nucleotide diversity at nonsynonymous sites is shown for comparison. Error bars represent 95% confidence intervals generated using 10,000 bootstrap replicates. Asterisks indicate significant differences (* = p < 0.05, *** = p < 0.0002). 53 Figure 2-3. Ratios of polymorphism to divergence for conservative and radical changes in sexual vs. asexual lineages of P. antipodarum. Comparison of ratios of polymorphism to divergence for sexual (blue) vs. asexual (red) lineages for conservative (semi-transparent) vs. radical (solid) changes. Error bars indicate 95% CIs generated using 10,000 bootstrap replicates. Lower-case letters indicate statistical groupings determined using the Holm-modified Bonferroni correction for multiple comparisons. 54 Figure 2- 4. Mean number of unique polymorphisms per genome (θU) for sexual vs. asexual lineages of P. antipodarum. Mean number of conservative (semi-transparent) and radical (solid) unique polymorphisms per site for sexual (blue) vs. asexual (red) lineages of P. antipodarum. Error bars indicate 95% CIs generated using 10,000 bootstrap replicates. Lower-case letters indicate statistical groupings determined using the Holm-modified Bonferroni correction for multiple comparisons.. 55 SUPPLEMENTARY MATERIAL Table 2-S1. Summary of source populations of Potamopyrgus antipodarum. Reproductive Lake of Origin Latitude/Longitude Ploidy Sequencing Platform Reference Mode Alexandrina -35.440603, 139.083438 Sexual 2x ABI 3730 Neiman et al. 2010 Alexandrina -35.440603, 139.083438 Sexual 2x ABI 3730 Neiman et al. 2010 Alexandrina -35.440603, 139.083438 Sexual 2x Illumina This study Alexandrina -35.440603, 139.083438 Asexual 3x ABI 3730 Neiman et al. 2010 Alexandrina -35.440603, 139.083438 Asexual 3x ABI 3730 Neiman et al. 2010 Alexandrina -35.440603, 139.083438 Asexual 3x ABI 3730 Neiman et al. 2010 Brunner -42.607385, 171.439636 Asexual 3x ABI 3730 This study Brunner -42.607385, 171.439636 Asexual 4x ABI 3730 This study Denmark 56.001158, 9.207968 Asexual 3x ABI 3730 Neiman et al. 2010 Grasmere -43.061036, 171.774569 Asexual 3x ABI 3730 This study Grasmere -43.061036, 171.774569 Asexual 4x ABI 3730 This study Gunn -44.874524, 168.090031 Asexual 3x ABI 3730 Neiman et al. 2010 Heron -43.481012, 171.169173 Asexual 3x ABI 3730 Neiman et al. 2010 Heron -43.481012, 171.169173 Asexual 3x ABI 3730 Neiman et al. 2010 Ianthe -43.481012, 171.169173 Sexual 2x ABI 3730 Neiman et al. 2010 Ianthe -43.481012, 171.169173 Sexual 2x Illumina This study Kaniere -43.481012, 171.169173 Sexual 2x ABI 3730 This study Kaniere -43.481012, 171.169173 Asexual 3x Illumina This study Lady -42.599558, 171.573173 Sexual 2x ABI 3730 Neiman et al. 2010 Lake Superior 47.917620, -86.953400 Asexual 3x ABI 3730 Neiman et al. 2010 McGregor -43.936019, 170.470227 Asexual 3x ABI 3730 Neiman et al. 2010 56 Table 2-S1 – continued Poerua -42.702716, 171.495638 Asexual 3x Illumina This study Poerua -42.702716, 171.495638 Asexual 4x ABI 3730, Illumina* This study Rotoiti -38.037084, 176.345628 Asexual 4x ABI 3730 This study Rotoroa -41.851912, 172.642727 Sexual 2x ABI 3730 This study Tarawera -38.186357, 176.429540 Asexual 3x ABI 3730 Neiman et al. 2010 Waikaremoana -38.771011, 177.109841 Asexual 3x ABI 3730 Neiman et al. 2010 Waikaremoana -38.771011, 177.109841 Asexual 3x ABI 3730 Neiman et al. 2010 Waikaremoana -38.771011, 177.109841 Asexual 3x ABI 3730 Neiman et al. 2010 Waikaremoana -38.771011, 177.109841 Asexual 3x Illumina This study Wales 52.321471, -3.703571 Asexual 3x ABI 3730 Neiman et al. 2010 * – Same DNA extraction was sequenced on both platforms 57 Table 2-S2. Primers used to amplify and sequence whole mtDNA in P. antipodarum. Fragment Forward Reverse 1 5’-GAGGTAGGAGACTGTAGT-3’ 5’-GAGTCCTAAGCCCAATGCA-3’ 2 5’-GCTAGTATGAATGGTTTGACG-3’ 5’-GTTATGGCAGCAATAGTAATTG-3’ 3 5’-TCAGCTTGTGGATCTGA-3’ 5’-GCCTAATCAGTATGAGGAAG-3’ 4 5’-GGAGTGAACGGAAATCA-3’ 5’-CTCTTGAGTATGCTGAGTACA-3’ PCR Sequencing 1.1 5’TATGAATATTCAGATTTTTTAAATA-3’ 5’-CTGCCACCTTTATTATAAAG-3’ 1.2 5’-GGCTCATAGTTTACTTAACTT-3’ 5’-CGTCAAACCATTCATACTAGC-3’ 1.3 5’-GCGGTTAGACCACGAAG-3’ 5’-AACTAATAGATGTTTCTATG-3’ 1.4 5’-CATAGAAACATCTATTAGTT-3’ 5’-CTAATCCCAGTTTCCCTC-3’ 2.1 5’-GTCTCTCTCTAATTTTATAG-3’ 5’-GCTGATAGATGAAAGTCTC-3’ 2.2 5’-CTCTCCTTATTTTTTAGCC-3’ 5’-ATATTTGCAGGAATTCAGTG-3’ 2.3 5’-GCATTGGAAGCTAAAGAC-3’ 5’-GTTAACAGCTTCTGTTCG-3’ 2.4 5’-CAGCACACTTGAAACATTG-3’ 5’-CTCATATCTTGCTGCAAC-3’ 3.1 5’-CTTCATCAATTAGCGCTTTATTT-3’ 5’-GTGAAAGAAATCTTAGCCTA-3’ 3.2 5’-CTTTCTACCTTAAGCCAGCTAG-3’ 5’-GTACTAAGCCCCTAAAGGCAA-3’ 3.3 5’-CAGCACAGCCTTTAACTAAG-3’ 5’CTAAATGAAAGGGGTTACG-3’ 3.4 5’-CCGCTAAATCCATTTGAAG-3’ 5’-GTCATCCCTGTAGCTAG-3’ 4.1 5’-CTATTGTAGTTATATTGTTGG-3’ 5’-GAGATATTACAAGCGGTG-3’ 4.2 5’-CAATTTCTTCCTCATACTGATT-3’ 5’-CCTTAACTCCTAATCTTGGTAC-3’ 4.3 5’-TTAGGGTGGATGCTATTTGC-3' 5’-GATACAAGAGCCTCTCATAC-3’ 4.4 5’-GATTTAGCTATTTTTTCATTAC-3’ 5’-CTGTTGTAATAAAGTTTACTG-3’ 58 Table 2-S3. Number of sites for different mutational types across seven amino acid classification schemes in the invertebrate mitochondrial genetic code. 1 2 3 4 5 6 7 Amino Codon S NS R C R C R C R C R C R C R C Acid TTT F 0.33 2.67 0.00 2.67 1.00 1.67 2.33 0.33 2.33 0.33 2.33 0.33 1.00 1.67 1.00 1.67 TTC F 0.33 2.67 0.00 2.67 1.00 1.67 2.33 0.33 2.33 0.33 2.33 0.33 1.00 1.67 1.00 1.67 TTA L 0.67 2.33 0.33 2.00 0.67 1.67 1.67 0.67 1.67 0.67 1.33 1.00 0.67 1.67 0.67 1.67 TTG L 0.67 2.33 0.33 2.00 0.67 1.67 1.67 0.67 1.67 0.67 1.33 1.00 0.67 1.67 0.67 1.67 TTG M† 0.67 2.33 0.33 2.00 0.67 1.67 1.67 0.67 1.67 0.67 1.33 1.00 0.67 1.67 0.67 1.67 TCT S 1.00 2.00 0.00 2.00 1.00 1.00 1.00 1.00 0.67 1.33 0.67 1.33 1.00 1.00 1.00 1.00 TCC S 1.00 2.00 0.00 2.00 1.00 1.00 1.00 1.00 0.67 1.33 0.67 1.33 1.00 1.00 1.00 1.00 TCA S 1.00 2.00 0.33 1.67 1.67 0.33 1.00 1.00 1.00 1.00 0.67 1.33 1.67 0.33 1.67 0.33 TCG S 1.00 2.00 0.33 1.67 1.67 0.33 1.00 1.00 1.00 1.00 0.67 1.33 1.67 0.33 1.67 0.33 TAT Y 0.33 2.67 1.33 1.33 1.00 1.67 2.33 0.33 2.00 0.67 2.33 0.33 1.67 1.00 1.67 1.00 TAC Y 0.33 2.67 1.33 1.33 1.00 1.67 2.33 0.33 2.00 0.67 2.33 0.33 1.67 1.00 1.67 1.00 TAA * 0.33 2.67 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 TAG * 0.33 2.67 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 2.67 0.00 TGT C 0.33 2.67 0.33 2.33 1.00 1.67 2.67 0.00 1.67 1.00 1.67 1.00 1.67 1.00 1.33 1.33 TGC C 0.33 2.67 0.33 2.33 1.00 1.67 2.67 0.00 1.67 1.00 1.67 1.00 1.67 1.00 1.33 1.33 TGA W 0.33 2.67 0.67 2.00 2.33 0.33 2.67 0.00 2.33 0.33 2.67 0.00 2.00 0.67 2.33 0.33 TGG W 0.33 2.67 0.67 2.00 2.33 0.33 2.67 0.00 2.33 0.33 2.67 0.00 2.00 0.67 2.33 0.33 59 Table 2-S3 – continued CTT L 1.00 2.00 0.67 1.33 0.67 1.33 1.33 0.67 1.33 0.67 1.00 1.00 0.67 1.33 0.67 1.33 CTC L 1.00 2.00 0.67 1.33 0.67 1.33 1.33 0.67 1.33 0.67 1.00 1.00 0.67 1.33 0.67 1.33 CTA L 1.33 1.67 0.33 1.33 0.67 1.00 1.00 0.67 1.00 0.67 0.33 1.33 0.67 1.00 0.67 1.00 CTG L 1.33 1.67 0.33 1.33 0.67 1.00 1.00 0.67 1.00 0.67 0.33 1.33 0.67 1.00 0.67 1.00 CCT P 1.00 2.00 0.67 1.33 1.33 0.67 1.00 1.00 1.00 1.00 0.67 1.33 1.33 0.67 1.33 0.67 CCC P 1.00 2.00 0.67 1.33 1.33 0.67 1.00 1.00 1.00 1.00 0.67 1.33 1.33 0.67 1.33 0.67 CCA P 1.00 2.00 0.33 1.67 1.33 0.67 1.00 1.00 1.00 1.00 0.33 1.67 1.33 0.67 1.33 0.67 CCG P 1.00 2.00 0.33 1.67 1.33 0.67 1.00 1.00 1.00 1.00 0.33 1.67 1.33 0.67 1.33 0.67 CAT H 0.33 2.67 2.33 0.33 0.67 2.00 2.33 0.33 1.33 1.33 2.33 0.33 2.33 0.33 2.33 0.33 CAC H 0.33 2.67 2.33 0.33 0.67 2.00 2.33 0.33 1.33 1.33 2.33 0.33 2.33 0.33 2.33 0.33 CAA Q 0.33 2.67 2.00 0.67 1.00 1.67 2.33 0.33 1.33 1.33 2.00 0.67 2.67 0.00 2.67 0.00 CAG Q 0.33 2.67 2.00 0.67 1.00 1.67 2.33 0.33 1.33 1.33 2.00 0.67 2.67 0.00 2.67 0.00 CGT R 1.00 2.00 1.67 0.33 0.67 1.33 1.67 0.33 1.67 0.33 1.67 0.33 1.67 0.33 1.67 0.33 CGC R 0.67 2.33 2.00 0.33 0.67 1.33 2.00 0.33 1.67 0.33 1.67 0.33 2.00 0.33 1.67 0.33 CGA R 1.00 2.00 2.00 0.00 1.00 1.00 2.00 0.00 1.33 0.67 2.00 0.00 2.00 0.00 2.00 0.00 CGG R 1.00 2.00 2.00 0.00 1.00 1.00 2.00 0.00 1.33 0.67 2.00 0.00 2.00 0.00 2.00 0.00 ATT I 0.33 2.67 0.00 2.67 1.00 1.67 1.33 1.33 1.33 1.33 0.33 2.33 1.00 1.67 1.00 1.67 ATT M† 1.00 2.00 0.00 2.00 1.00 1.00 1.33 0.67 1.33 0.67 0.33 1.67 1.00 1.00 1.00 1.00 ATC I 0.33 2.67 0.00 2.67 1.00 1.67 1.33 1.33 1.33 1.33 0.33 2.33 1.00 1.67 1.00 1.67 ATC M† 1.00 2.00 0.00 2.00 1.00 1.00 1.33 0.67 1.33 0.67 0.33 1.67 1.00 1.00 1.00 1.00 60 Table 2-S3 – continued ATA M 0.33 2.67 0.33 2.33 1.00 1.67 1.00 1.67 1.00 1.67 0.33 2.33 1.00 1.67 1.00 1.67 ATA M† 1.00 2.00 0.33 1.67 1.00 1.00 1.00 1.00 1.00 1.00 0.33 1.67 1.00 1.00 1.00 1.00 ATG M 0.33 2.67 0.33 2.33 1.00 1.67 1.00 1.67 1.00 1.67 0.33 2.33 1.00 1.67 1.00 1.67 ATG M† 1.67 1.33 0.33 1.00 1.00 0.33 1.00 0.33 1.00 0.33 0.33 1.00 1.00 0.33 1.00 0.33 ACT T 1.00 2.00 0.00 2.00 1.00 1.00 0.67 1.33 0.33 1.67 0.00 2.00 1.00 1.00 1.00 1.00 ACC T 1.00 2.00 0.00 2.00 1.00 1.00 0.67 1.33 0.33 1.67 0.00 2.00 1.00 1.00 1.00 1.00 ACA T 1.00 2.00 0.33 1.67 1.00 1.00 0.67 1.33 0.67 1.33 0.33 1.67 1.33 0.67 1.33 0.67 ACG T 1.00 2.00 0.33 1.67 1.00 1.00 0.67 1.33 0.67 1.33 0.33 1.67 1.33 0.67 1.33 0.67 AAT N 0.33 2.67 1.33 1.33 0.33 2.33 2.33 0.33 2.00 0.67 1.67 1.00 1.67 1.00 1.67 1.00 AAC N 0.33 2.67 1.33 1.33 0.33 2.33 2.33 0.33 2.00 0.67 1.67 1.00 1.67 1.00 1.67 1.00 AAA K 0.33 2.67 2.67 0.00 0.67 2.00 2.67 0.00 2.33 1.30 2.67 0.00 2.67 0.00 2.67 0.00 AAG K 0.33 2.67 2.67 0.00 0.67 2.00 2.67 0.00 2.33 1.30 2.67 0.00 2.67 0.00 2.67 0.00 AGT S 1.00 2.00 0.33 1.67 0.33 1.67 1.33 0.67 0.67 1.33 0.33 1.67 1.00 1.00 0.67 1.33 AGC S 1.00 2.00 0.33 1.67 0.33 1.67 1.33 0.67 0.67 1.33 0.33 1.67 1.00 1.00 0.67 1.33 AGA S 1.00 2.00 0.67 1.33 0.67 1.33 1.33 0.67 1.33 0.67 1.00 1.00 1.67 0.33 1.33 0.67 AGG S 1.00 2.00 0.67 1.33 0.67 1.33 1.33 0.67 1.33 0.67 1.00 1.00 1.67 0.33 1.33 0.67 GTT V 1.00 2.00 0.33 1.67 0.67 1.33 1.33 0.67 1.33 0.67 0.67 1.33 0.33 1.67 0.67 1.33 GTC V 1.00 2.00 0.33 1.67 0.67 1.33 1.33 0.67 1.33 0.67 0.67 1.33 0.33 1.67 0.67 1.33 GTA V 1.00 2.00 0.33 1.67 0.67 1.33 1.00 1.00 1.00 1.00 0.33 1.67 0.33 1.67 0.67 1.33 GTG V 1.00 2.00 0.33 1.67 0.67 1.33 1.00 1.00 1.00 1.00 0.33 1.67 0.33 1.67 0.67 1.33 61 Table 2-S3 – continued GTG M† 0.67 2.33 0.33 2.00 0.67 1.67 1.00 1.33 1.00 1.33 0.33 2.00 0.33 2.00 0.67 1.67 GCT A 1.00 2.00 0.33 1.67 1.33 0.67 0.67 1.33 0.67 1.33 0.33 1.67 1.00 1.00 1.33 0.67 GCC A 1.00 2.00 0.33 1.67 1.33 0.67 0.67 1.33 0.67 1.33 0.33 1.67 1.00 1.00 1.33 0.67 GCA A 1.00 2.00 0.33 1.67 1.33 0.67 0.67 1.33 0.67 1.33 0.33 1.67 1.00 1.00 1.33 0.67 GCG A 1.00 2.00 0.33 1.67 1.33 0.67 0.67 1.33 0.67 1.33 0.33 1.67 1.00 1.00 1.33 0.67 GAT D 0.33 2.67 2.00 0.67 0.67 2.00 1.67 1.00 2.00 0.67 2.00 0.67 2.00 0.67 2.00 0.67 GAC D 0.33 2.67 2.00 0.67 0.67 2.00 1.67 1.00 2.00 0.67 2.00 0.67 2.00 0.67 2.00 0.67 GAA E 0.33 2.67 2.00 0.67 1.00 1.67 1.67 1.00 2.00 0.67 2.00 0.67 2.00 0.67 2.00 0.67 GAG E 0.33 2.67 2.00 0.67 1.00 1.67 1.67 1.00 2.00 0.67 2.00 0.67 2.00 0.67 2.00 0.67 GGT G 1.00 2.00 0.67 1.33 0.67 1.33 1.33 0.67 1.00 1.00 0.67 1.33 1.33 0.67 1.33 0.67 GGC G 1.00 2.00 0.67 1.33 0.67 1.33 1.33 0.67 1.00 1.00 0.67 1.33 1.33 0.67 1.33 0.67 GGA G 1.00 2.00 0.67 1.33 1.00 1.00 1.33 0.67 1.33 0.67 1.00 1.00 1.00 1.00 1.67 0.33 GGG G 1.00 2.00 0.67 1.33 1.00 1.00 1.33 0.67 1.33 0.67 1.00 1.00 1.00 1.00 1.67 0.33 Mean (SD) Total 0.75 2.25 0.82 1.43 0.99 1.26 1.54 0.71 1.36 0.91 1.15 1.10 1.37 0.88 1.41 0.84 (0.35) (0.35) (0.82) (0.71) (0.47) (0.54) (0.65) (0.45) (0.57) (0.40) (0.85) (0.66) (0.64) (0.53) (0.61) (0.52) 52 158 58 100 69 88 108 50 95 64 80 77 96 62 99 59 * -- Indicates a stop codon † -- Indicates case in which a codon is used as a start codon. Codons used as start codons have fewer nonsynonymous sites (mean = 2.00 +/- 0.41) than when they are used at any other time in a given amino acid sequence (mean = 2.50 +/- 0.28) 62 CHAPTER 3: INEFFICIENT PURIFYING SELECTION AND VARIATION IN FUNCTIONAL CONSTRAINT DRIVES ACCELERATED BUT HETEROGENEOUS ACCUMULATION OF HARMFUL MUTATIONS IN ASEXUAL LINEAGES OF A FRESHWATER SNAIL ABSTRACT Mitochondrial genomes exhibit extensive across-gene evolutionary rate heterogeneity at both synonymous and nonsynonymous sites. The pattern of this heterogeneity both varies across lineages and appears to be heavily influenced by effective population size (Ne), suggesting that variation in Ne might be a primary driver of evolution in mtDNA. Because sexual reproduction is expected to increase Ne, powerful and direct tests of the hypothesis linking Ne and mtDNA evolution can come from evaluating patterns of mtDNA evolution in otherwise similar sexual vs. asexual lineages. Here, I use Potamopyrgus antipodarum, a New Zealand freshwater snail characterized by coexisting sexual and asexual lineages, to investigate the role of reproductive mode (and thereby Ne) in mitochondrial evolutionary rate heterogeneity. I found that variation in both mutation rate and the intensity of purifying selection on oxidative phosphorylation (OXPHOS) complexes govern evolutionary rate heterogeneity across P. antipodarum mitochondrial genes, suggesting that purifying selection is not particularly effective in P. antipodarum mitochondrial genomes. I also found that genes exhibiting signs of relatively intense purifying selection contribute relatively little to mutation accumulation in asexual P. antipodarum compared to genes experiencing a lower intensity of purifying selection. These findings also indicate that sexual reproduction increases Ne of the mitochondrial genome in P. antipodarum, allowing more efficient mutational clearance in sexual vs. asexual lineages. Together, these results suggest that understanding the evolutionary consequences of genome- 63 wide deleterious mutation accumulation in asexual lineages requires accounting for the intensity of local functional constraint. 64 INTRODUCTION Animal mitochondrial genomes typically display wide across-gene heterogeneity in rates and patterns of DNA sequence evolution (Xia 1998, Ballard 2000, Marshall et al. 2009). These across-gene differences also tend to be lineage specific (Gissi et al. 2000), which is particularly surprising in light of the high conservation of proteins encoded by animal mitochondrial genomes (Blier et al. 2001), evidence for an important role for purifying selection in mitochondrial genome evolution in a wide variety of taxa (Dowling et al. 2008), and the fact that proper mitochondrial function (i.e., production of ATP) also appears to be a critical component to eukaryotic health. Clear support for a link between mitochondrial genetic variation and organismal performance comes from the observation that mutations in mitochondrial DNA cause decreased function and fitness in taxa ranging from mammals (Barja and Herrero 2000) and copepods (Ellison and Burton 2006) to yeast (Zeyl et al. 2005). While positive selection has been proposed as a potential explanation for some of the across-gene variation in mitochondrial evolutionary rate (e.g., Bazin et al. 2006), many studies also point instead towards an important role for variation in functional constraint. Evidence for the relevance of variation in functional constraint is particularly apparent in subunits of OXPHOS complexes shared amongst eukaryotes and proteobacteria, the so-called “core subunits” (Zhang and Broughton 2013). In a situation where variation in functional constraint is a major determinant of patterns of molecular evolution in OXPHOS genes, across-gene evolutionary rate and pattern heterogeneity would be a function of variable intensity of purifying selection, with more intense selection on some oxidative phosphorylation (OXPHOS) complexes than others. A non-mutually exclusive but distinct hypothesis for the observed pattern of acrossmitochondrial gene evolutionary rate heterogeneity is rooted in data suggesting that across-gene 65 differences in mutation rate play a major role in contributing to the observed pattern of variable rates and patterns of evolution across mitochondrial genes. Under this hypothesis, mitochondrial evolution is predominantly governed by mutation-drift equilibrium rather than differences in selective intensity. The unique biology of mitochondria lends itself toward relatively strong effects mediated by neutral evolutionary forces. In particular, the recurrent bottlenecking experienced by mitochondrial populations during oogenesis as well as the haploid and (typically) uniparental inheritance of the mitochondrial genome are thought to reduce the effective population size of mitochondria (Lynch et al. 1993, Normark and Moran 2000, Haig 2016), decreasing the efficacy of selection on mitochondrial genes and allowing a relatively large fraction of slightly deleterious mutations to contribute to divergence (reviewed in Neiman and Taylor 2009). Stochastic differences in evolutionary rate across genes are a potential consequence of this phenomenon, manifesting as across-gene differences in mutation accumulation. The relatively small effective population size of mitochondrial genes relative to their nuclear-encoded subunits (Lynch et al. 2003, Neiman and Taylor 2009) means that organismal effective population size (Ne) is also likely to play a major role in determining the relative contributions of selection and mutation-drift equilibrium to rate heterogeneity. A particularly useful setting in which to study the effect of Ne on selective vs. stochastic effects on mitochondrial rate heterogeneity is that provided by comparing sexual and asexual lineages. In particular, asexual lineages are expected to experience reduced efficacy of purifying selection in their mitochondrial genomes relative to sexual lineages because the mitochondrial genome is transmitted in complete linkage disequilibrium with the nuclear genome in asexuals. The implications of this linkage disequilibrium are that selective interference should decrease the 66 ability of asexual lineages to purge deleterious mutations and/or fix beneficial mutations in their mitochondrial genomes (Hill and Robertson 1966). By this logic, if the absence of sex in the nuclear genome decreases the efficacy of selection in the mitochondrial genome, mitochondrial genomes sequestered in asexual lineages should accumulate deleterious mutations more rapidly than their sexual counterparts. The intensity of purifying selection should dictate the extent of accelerated deleterious mutation accumulation: in particular, genes under less stringent selective regimes are expected to be characterized by more marked departures between the trajectories of sexual vs. asexual evolution than genes that experience a higher intensity of purifying selection (Charlesworth et al. 1997). Whether these predictions are realized has important implications for the maintenance of sex and/or the seemingly inevitable extinction of asexual lineages: if the intensity of selection is inversely related to the degree of asexual deleterious mutation accumulation, the genes that contribute the most to harmful mutation accumulation in asexual lineages might contribute relatively little to important components of organismal fitness. Direct evaluation of the role of the efficacy of selection on evolutionary rate heterogeneity in sexual vs. asexual lineages requires that to the extent possible, these not otherwise experience differing intensities of selection and are otherwise similar. From this perspective, Potamopyrgus antipodarum, a New Zealand freshwater snail, provides a powerful model by which to compare evolutionary processes across reproductive modes because multiple separately derived and otherwise similar asexual lineages commonly coexist with sexual P. antipodarum in natural populations (Lively 1987). Because asexual P. antipodarum have been derived on multiple separate occasions (Neiman and Lively 2004, Neiman et al. 2011, Paczesniak et al. 2013), each distinct asexual lineage represents a replicated natural experiment into the consequences of asexuality. Sexual lineages of P. antipodarum eliminate putatively 67 deleterious mutations from their mitochondrial genomes more rapidly than asexual lineages, likely due to less efficient purifying selection operating on mitochondrial genomes sequestered in asexual lineages (Neiman et al. 2010, Chapter 2). What remains untested is the extent to which this asexual deleterious mutation accumulation proceeds similarly across the different genes encoded in mitochondrial genome. Population genomic methods allow answering these questions in a powerful way, and, particularly considering the relatively small size of the mitochondrial genome, gene-by-gene analysis is tractable and will illuminate heterogeneous patterns, if they exist. Additionally, gene expression offers a useful phenotype for investigating this question because genes that are broadly and/or highly expressed tend to experience a higher intensity of purifying selection and relatively slow molecular evolution relative to genes that exhibit tissuespecific expression and/or are expressed at relatively low levels (Duret and Mouchiroud 2000, Akashi 2001, Adrion et al. 2016). The implications are that I can use comparisons of gene-level molecular evolution with gene-level expression to address the extent to which relatively high expression (and, thus, the presumption of relatively high functional constraint) translates into gene-level variation in molecular evolution. I take these approaches here, using mitogenomic and transcriptomic data from a diverse array of sexual and asexual P. antipodarum to test whether some genes and some OXPHOS complexes contribute to asexual mutation accumulation more than other genes and whether reproductive mode (as a proxy for Ne) influences rate heterogeneity in the mitochondrial genome. 68 MATERIALS & METHODS Evolutionary rate heterogeneity in the mitochondrial genome of P. antipodarum I used 31 whole mitochondrial genome sequences from P. antipodarum and one whole mitochondrial genome sequence from Potamopyrgus estuarinus (a closely related congener, Haase 2008) to evaluate rates and patterns of selection across the 13 protein-coding genes in the P. antipodarum mitochondrial genome. Sequence data were obtained from Genbank (Accession Nos.: GQ996416 – GQ996433, GQ996415.1, Table 2-S1) and from Sharbrough et al. (in review, Chapter 2). I used the MUSCLE package in MEGA v 5.2 (Kumar et al. 2008) to build individual alignments for each gene and then manually inspected and corrected each alignment. To visualize evolutionary rate heterogeneity in the mitochondrial genome, I used DNAsp v5 to perform a sliding window analysis of mean Jukes-Cantor-corrected substitution rates (nonsynonymous substitution/nucleotide, dN; synonymous substitution/nucleotide, dS) with a window size of 100bp and a step size of 3 bp along the 11215 protein-coding nucleotides in the P. antipodarum mitochondrial genome (Neiman et al. 2010). Substitution rate provides a useful metric for studying across-gene evolutionary rate variation via the emphasis on interspecific divergence, which is affected to a much lesser extent by population demography than are intraspecific polymorphism-based approaches (Tajima 1989). Because synonymous sites are thought to have little to no effect on phenotype and thus to evolve under neutral (or close to neutral) expectations, synonymous changes are expected to accumulate at a rate proportional to their occurrence (i.e., the mutation rate). These expectations are in stark contrast to nonsynonymous sites, which by definition affect amino acid sequence and often (but not always) experience relatively strong purifying selection. By this logic, dN/dS provides an estimate of the direction and intensity of selection on a given sequence such that dN/dS > 1 should reflect 69 positive selection, dN/dS < 1 is expected under purifying selection, and dN/dS ~ 1 indicates neutral evolution at mutation-drift equilibrium (Li et al. 1985). I estimated 95% confidence intervals for each window with 10,000 bootstrap replicates via a custom Python script (all scripts are available at https://github.com/potamomics-scripts). This sliding window analysis revealed substantial variation in dN/dS across the P. antipodarum mitochondrial genome (Figure 3-1). I then used a series of analyses to determine whether and to what extent mutation rate, differences in selection intensity, and/or differences in selection efficacy were contributing to the observed variation. I began by establishing the extent to which polymorphism leads to divergence for both synonymous and nonsynonymous sites by using Spearman's rank correlations (implemented within R v.3.2.4, R Core Team 2016) to compare the number of synonymous polymorphisms and substitutions and nonsynonymous polymorphisms and substitutions, respectively, for each of the 13 genes. By establishing the extent to which mutations (estimated by the number of polymorphisms per gene) contribute to divergence between species (estimated by the number of substitutions per gene), this analysis enabled me to evaluate whether mutation rate is the primary driver of evolutionary rate heterogeneity in the protein-coding genes in the P. antipodarum mitochondrial genome. I then used a Student’s t test to compare the slopes of the best-fit regression line for the relationship between polymorphism and substitution for each of the two types of mutational change to determine whether the relationship between polymorphisms and substitutions differed for synonymous vs. nonsynonymous changes. If protein sequence divergence is influenced by the underlying mutation rate, then the number of nonsynonymous substitutions per site (dN) should be positively correlated with the number of synonymous substitutions per site (dS). I addressed whether this prediction was met in 70 each of the 13 protein-coding genes in the P. antipodarum mitochondrial genome by using v 4.7 of the program Phylogenetic Analysis by Maximum Likelihood (PAML, Yang 2007) and loglikelihood ratio tests (LRT; chi-squared distribution) to compare the fit of 3 distinct models of substitution for each gene, assuming the well-supported phylogenetic tree topology shown in Figure 2-1: 1) M0 model (null hypothesis; – a single dN/dS value for a given gene for all branches in the P. antipodarum mitochondrial phylogeny, 2) M1a model (alternative hypothesis 1; each branch is allowed to vary in dN/dS value for a given gene), and 3) M2a model (alternative hypothesis 2; sexual branches have a single dN/dS value and asexual branches have a single dN/dS value for a given gene). If the M0 model was the best fit for the data or if neither of the other two more complex models were a significantly better fit to the data than the M0 model, then a single, species-wide dN/dS would be assigned to that gene. If M2a was the best-fit model for the data or if the M1a Model was not a significantly better fit than the more complex M2 model, then two estimates of dN/dS would be assigned to that gene; one for sexual lineages and one for asexual lineages. If the M1a model was a significantly better fit to the data than either of the other two models, then branch-specific estimates of dN/dS would be assigned to that gene. These PAML analyses revealed that twelve genes were best explained by model M1a (branch-specific dN/dS) and one gene, atp8, was equally well explained by M0 (species-wide dN/dS) as all alternative models. No genes were best explained by model M2a (different sexual and asexual dN/dS, Table 3-2). Next, I used a Spearman's rank correlation to compare the PAML estimates of branchspecific dS and branch-specific dN for the 12 genes best explained by M2a and the species-wide estimate from atp8 to determine if dN and dS were positively associated, as expected if mutation rate is at least in part driving amino acid sequence evolution. 71 I then used DNAsp v5 and custom-built Python scripts to calculate mean species-wide dN/dS for each of the 13 genes. I used these estimates to compare the relative strength and efficacy of selection experienced by each gene by using a Kruskal-Wallis test to compare the synonymous-corrected substitution rate across genes and complexes. Next, I estimated synonymous-site-corrected nonsynonymous polymorphism per site using the Watterson estimator, θ (Watterson 1975), for each gene and compared θA/θS across genes and complexes to assess selection at the intraspecific level with Kruskal-Wallis tests. I then used a combination of polymorphism and divergence data to perform McDonald-Kreitman tests of selection (McDonald and Kreitman 1991; MK tests) and Fisher’s exact tests to generate additional insight into presence and mode of selection acting on each mitochondrial gene (results displayed in Table 31). Because mitochondrially encoded proteins are members of protein complexes and therefore physically interact with other proteins from both the mitochondrial and nuclear genome, I hypothesized that complex identity plays an important role in determining mitochondrial gene evolutionary rate. Under this hypothesis, complexes under intense selection would be expected to be composed of proteins exhibiting low substitution rates relative to complexes experiencing relatively weak purifying selection. Natural selection on mitochondrial genes is thought to operate to maintain OXPHOS complex function (Blier et al. 2001, Rand 2001), lending additional support to the possibility that the intensity of selection will vary according to complex identity. To test this hypothesis, I concatenated the sequence from the mitochondrially encoded genes for each of the 4 OXPHOS complexes containing at least one of these genes (complex II is encoded entirely by the nuclear genome). I then compared mean mitochondrial dN/dS and θA/θS across each of the 4 OXPHOS complexes using Kruskal-Wallis tests. I also used McDonald- 72 Kreitman and Fisher's Exact test analyses to compare complex-wide ratios of synonymous and nonsynonymous polymorphism to divergence across the four complexes, and I used a KruskalWallis test and Mann-Whitney U tests (applying the Holm procedure for Bonferroni correction of multiple comparisons) to compare estimates of mean dN/dS (performed in PAML, see above) of genes across complexes. This last analysis allowed me to address if substitution rate was affected by complex identity as well as by complex-specific mutation rate. These analyses indeed suggested that substitution rate was indeed affected by complex identity (see Results). Because gene expression level is thought to influence substitution rate via the expectation that higher expression should translate into more intense purifying selection (Duret and Mourchiroud 2000), I next addressed whether at least some of the effect of complex identity might be linked to similar within-complex expression levels. I evaluated this possibility by determining whether complex identity influenced gene expression of nuclear-encoded mitochondrial genes (nu-mts) across three different RNA-Seq datasets and their corresponding transcriptomes obtained from the same inbred sexual lineage (Neiman et al. unpublished data). I confined my analyses to nu-mts because the RNA-Seq data used here were obtained using polyA enrichment, which does not adequately capture mitochondrial gene expression (Ozsolak and Milos 2011). To identify nu-mts, I first used the KEGG database to identify mollusk homologs (from Crassostrea gigas, Octopus bimaculoides, or Lottia gigantia) of nuclear-encoded OXPHOS genes (http://www.genome.jp/dbget-bin/www_bget?map00190). I then used blastp to identify nuclear-encoded mitochondrial homologs in the California sea hare (Aplysia californica) non-redundant protein database and produced a custom Aplysia nu-mt protein database. I used blastx to identify transcripts from each of the three RNAseq datasets that hit the Aplysia nu-mt database with an e-value < 1 x 10-10 and a bit score > 100. Transcripts from each dataset passing 73 these filters were collected into three distinct P. antipodarum nu-mt transcriptomes. I then mapped RNAseq reads from each RNAseq dataset to the corresponding nu-mt transcriptome using Tophat v.2.0.13 (Trapnell et al. 2012), assuming the following parameters: library-type: frsecondstrand, read-mismatches: 3, read-edit-dist: 3, segment-mismatches: 3. Once reads were mapped to nu-mt transcriptomes, I used Cufflinks v.2.2.1 (Trapnell et al. 2012) to calculate Fragments Per Kilobase Mapped (FPKM) for each transcript assuming the following parameters: multi-read-correct: True; upper-quartile-norm: True; no-effective-length-correction: True. I then used Spearman’s rank correlation analyses to determine whether mean FPKM per transcript was associated with the mean species-wide dN/dS in the corresponding mitochondrially encoded subunits, predicting that complexes experiencing a higher intensity of purifying selection would tend to show higher expression. Effect of rate heterogeneity on mutation accumulation in the absence of sex The efficacy of selection is the product of both the intensity of selection and Ne (reviewed in Charlesworth 2009), with higher selection intensity and higher Ne both expected to translate into more effective selection. The important roles of both the intensity of selection and Ne in determining selection efficacy means that selection intensity must be taken into account when evaluating the extent to which reduced Ne is contributing to the accelerated accumulation of deleterious mutations in asexual lineages. By this logic, I can use the residuals of the relationship between the degree of mutation accumulation in asexual lineages relative to sexual lineages at the gene level (i.e., the extent to which dN/dS is elevated in asexuals relative to sexuals for genes under purifying selection) and gene-specific selective intensity to establish the extent to which mutation accumulation in asexuals is caused by reduced Ne; higher residuals represent relatively 74 high mutation accumulation for a given selection intensity. I addressed this possibility by using Spearman's rank correlation analyses to determine whether the intensity of selection experienced by each gene (estimated here using species-wide dN/dS; higher dN/dS reflects lower selection intensity) was associated with the degree of difference between mean asexual and mean sexual branch-specific estimates of dN/dS for the 12 genes best fit by M1a as well as for the 10 genes in which mean branch-specific dN/dS was larger in asexual lineages than sexual lineages; the latter analysis represents the genes that demonstrate the signature of accelerated mutation accumulation in asexual lineages. I then calculated the best-fit linear regression line for the difference in mean asexual and mean sexual branch-specific dN/dS and species-wide dN/dS as well as the linear regression residuals for these data. Finally, I used a Kruskal-Wallis test to compare the residuals across genes and complexes to test whether mutation accumulation in asexuals due to reduced Ne affected some genes and/or complexes more than others. 75 RESULTS Evolutionary rate heterogeneity in mitochondrial genome of P. antipodarum The sliding window analysis indicated extensive heterogeneity in dN/dS across the 13 proteincoding genes of the mitochondrial genome. I also found that the numbers of synonymous polymorphisms and nonsynonymous polymorphisms per gene, respectively, were significantly and positively correlated with the number of synonymous and nonsynonymous substitutions per gene, respectively (Synonymous: Spearman’s rho = 0.96, p < 0.0001; nonsynonymous: Spearman’s rho = 0.58, p = 0.0361, Figure 3-2). Next, I used PAML to compare branch-specific rates of synonymous (dS) and nonsynonymous (dN) substitution rates for the 12 genes best explained by model M1a and the species-wide estimate of dS and dN for atp8. This analysis revealed that dN is significantly and positively correlated with dS (Spearman’s rho = 0.54, p < 0.0001, Figure 3-3), indicating that across-gene variation in mutation rate (reflected by dS) likely contributes to the observed variation in the rate of nonsynonymous mutation accumulation across mitochondrial genes. These results indicate that the substitution rate is at least in part determined by the mutation rate, suggesting that mutation-drift equilibrium plays a major role in shaping rates and patterns of molecular evolution in P. antipodarum mitochondrial genomes, even for nonsynonymous changes. Although nonsynonymous variation is significantly affected by local mutation rate, the slope of this relationship is significantly smaller for nonsynonymous changes than it is for synonymous changes (Student's t = 8.154, p < 0.0001), suggesting that purifying selection is also operating on nonsynonymous sites. Accordingly, I next used MK tests of selection on each gene individually and on complexes collectively to test whether differential intensity of purifying selection is likely to contribute to across-gene variation at evolutionary rate at nonsynonymous 76 sites in P. antipodarum mitochondrial genomes. This analysis revealed that seven out of 13 protein-coding genes exhibit significant signatures of purifying selection (i.e., Neutrality Index (NI) > 1, see Table 3-1). I also found that all four complexes exhibited significant levels of purifying selection (p < 0.0017, NI > 1 for all complexes). Together, these results implicate a broad role for both mutation-drift equilibrium and purifying selection in the evolution of the protein-coding region of the mitochondrial genome in P. antipodarum that is evident at both the intraspecific (polymorphism) and the interspecific (substitution) level. I next used Kruskal-Wallis tests to compare mean dN/dS and mean θA/θS across genes and OXPHOS complexes and found that genes in different OXPHOS complexes exhibit significantly different mean branch-specific dN/dS (Kruskal-Wallis χ2 = 82.115, p = 2.20 x 10-16, Figure 3-4 a). Pairwise comparisons revealed that complex IV has a significantly lower substitution rate than the other mitochondrially encoded complexes (p = 1.08 x 10-7 for all comparisons). I detected a similar pattern at the intraspecific level, with θA/θS differing significantly across complexes (Kruskal-Wallis χ2 = 9.2732, p = 0.0259, Figure 3-4 b) and with complex IV exhibiting a significantly lower level of synonymous-corrected polymorphism than the other complexes (Mann-Whitney U = 0.00, p = 0.00699). Together these results indicate that mitochondrial gene evolutionary rate heterogeneity is influenced by complex membership at both the intraspecific and the interspecific level, and that complex IV appears to have the highest degree of functional constraint relative to complexes I, III, and V. Two testable hypotheses arise from the observation that complex identity plays a role in determining evolutionary rate: 1) genes from the same complex should be expressed at similar levels to maintain biochemical stoichiometry (Akashi 2001), and 2) expression level should be inversely related to evolutionary rate (e.g., broadly expressed genes are expected to evolve more 77 slowly than tissue-specific genes, Duret and Moouchiroud 2000). To address whether these hypotheses were supported by my data, I estimated the number of Fragments Per Kilobase Mapped (FPKM) for nuclear-encoded mitochondrial transcripts in three distinct P. antipodarum transcriptomes (see Methods). I found that complex identity significantly affected FPKM (Kruskal-Wallis χ2 = 12.33, p = 0.015, Figure 3-5 a), and that FPKM of nuclear-encoded mitochondrial genes was significantly and positively correlated with mean complex dN/dS of mitochondrial genes (Spearman’s rho = 0.21, p = 0.012, Figure 3-5 b). Effect of rate heterogeneity on mutation accumulation in the absence of sex To evaluate whether rate heterogeneity due to differences in functional constraint of genes influences these patterns of differential mutation accumulation in asexual vs. sexual lineages of P. antipodarum, I tested whether the PAML estimate of species-wide dN/dS for each gene was related to the degree of difference in asexual vs. sexual branch-specific estimates of dN/dS. For the 12 genes in which branch-specific values of dN/dS were estimated, I found that the intensity of purifying selection (estimated via dN/dS) is not significantly correlated with the degree of difference between sexual and asexual branch-specific estimates of dN/dS (Spearman’s rho = 0.404, p = 0.27, Figure 3-6 a). The outcome of this analysis was different when I included only the 10 genes for which mean asexual dN/dS exceeds mean sexual dN/dS were included; here, dN/dS and differential mutation accumulation in sexual vs. asexual lineages are significantly and positively correlated (Spearman’s rho = 0.65, p = 0.0425, Figure 3-6 b). This result indicates that for genes in which selective intensity is high (i.e., for which dN/dS is relatively low), asexuals accumulate fewer deleterious changes relative to sexuals than in genes in which selective intensity is relatively low. 78 I next addressed whether this signature of mutation accumulation in asexuals varied as a result of differential reduction of Ne across genes and complexes by calculating the residuals of the best-fit line for the relationship between selective intensity and the degree of mutation accumulation in asexuals using the 10 gene dataset. I did not detect any differences across mitochondrial genes or complexes in the extent of mutation accumulation due to reduced Ne (Kruskal Wallis p > 0.05 for both tests, Figure 3-7), suggesting that the reduced Ne in asexuals relative to sexuals affects different mitochondrial genes to a similar extent or that the effect of Ne is stochastic across genes. 79 DISCUSSION Rate heterogeneity in mitochondrial genome of P. antipodarum I detected substantial across-gene heterogeneity in both the rate of accumulation of synonymous changes as well as nonsynonymous (and likely harmful) changes in the mitochondrial genome of P. antipodarum. This pattern was evident at both intraspecific (polymorphism) and interspecific (substitution) time scales. These analyses also revealed that nonsynonymous polymorphism and divergence are significantly and positively correlated with synonymous polymorphism and divergence, suggesting that at least part of the across-gene variation that I detected is due to variation in mutation rate. This result presents a stark contrast to the pattern of molecular evolution found in species with known large effective population sizes (e.g., Drosophila melanogaster) in which substitution rate at nonsynonymous sites is extremely low relative to synonymous sites, likely due to relatively stringent and effective purifying selection (Montooth et al. 2009). Our results also suggest that variation in the intensity and efficacy of purifying selection is a major contributor to patterns of molecular evolution in the P. antipodarum mitochondrial genome. In particular, synonymous substitution rate-corrected estimates of nonsynonymous divergence clearly indicate that OXPHOS complex identity and functional constraint plays a major role in protein evolution. This observation is new for mollusks, and is similar to results reported from mammals (Gissi et al. 2001, Nabholz et al. 2013, Zhang and Broughton 2013), insects (Montooth et al. 2009, Nabholz et al. 2013), fish (Zhang and Broughton 2013), birds (Nabholz et al. 2012), and nematodes (Nabholz et al. 2012). Complex identity also appears to play a role in gene expression: I found significant across-complex variation in the expression level of the nuclear-encoded OXPHOS components. Gene expression level of nuclear-encoded 80 mitochondrial genes was positively correlated with mitochondrial dN/dS, suggesting that genes associated with OXPHOS complexes under relatively low functional constraint are expressed at higher levels than genes associated with complexes under higher functional constraint. The across-complex variation in expression levels is somewhat unexpected in light of the expectations that highly expressed genes are usually thought to experience relatively effective purifying selection (Duret and Mouchiroud 2001) and because OXPHOS complexes must function in sequence to produce ATP, which would seem to predict similar levels of gene expression across complexes. Differential expression of OXPHOS complexes could indicate that electron flow and ATP production via oxidative phosphorylation can be regulated at the protein complex level, potentially allowing for dynamic tuning of ATP production to environmental conditions and/or, given the relatively large number of nonsynonymous polymorphisms present in this species, a mechanism to compensate for mutational load. Such a mechanism has been proposed to explain maintenance of mitochondrial function in spite of mtDNA damage in mammalian aging (Das 2003), though whether P. antipodarum mitochondrial genomes with a relatively high mutation load suffer negative consequences in terms of mitochondrial function has yet to be evaluated. More broadly, the combination of the influence of mutation rate and OXPHOS complex identity on nonsynonymous variation suggests that while the mitochondrial genome is generally undergoing purifying selection in P. antipodarum, that selection is not particularly effective, even in sexual lineages. Altogether, this result suggests that P. antipodarum mitochondrial genomes might experience small Ne relative to well-characterized model organisms like Drosophila (Montooth et al. 2009) and nematodes (Nabholz et al. 2012). 81 Effect of rate heterogeneity on mutation accumulation in the absence of sex A major class of hypotheses for the maintenance of sex is based on a scenario whereby the decreased efficacy of selection in asexual lineages relative to sexual counterparts translates into an increased rate of harmful mutation accumulation (Muller 1964, Hill and Robertson 1966, Birky and Walsh 1988). Asexual P. antipodarum have already been shown to accumulate likely harmful mutations in their mitochondrial genomes more rapidly than their sexual counterparts (Neiman et al. 2010, Chapter 2). Here, I gained additional insight into the potential for harmful phenotypic effects of these mutations by determining whether across-gene variation in DNA sequence evolution in the protein-coding region of the P. antipodarum mitochondrial genome affects the differential accumulation of harmful mutations in asexual vs. sexual lineages. Because sex should facilitate the removal of deleterious mutations, even in the mitochondrial genome (Normark and Moran 2000, Neiman and Taylor 2009), I expected more intense purifying selection (estimated here using dN/dS) to reduce the cost of selective interference in asexual lineages by increasing the proportion of harmful mutations that are filtered out by purifying selection (Charlesworth et al. 1997). By this logic, because genes with higher functional constraint should experience more intense purifying selection than genes under lower constraint, I predicted that the proportion of mutations with negative fitness effects should be higher in genes under relatively mild purifying selection. This logic in turn suggests that the asexuals should show the most marked increase in harmful mutation accumulation for these relatively unconstrained genes. This prediction was met by the comparison of the difference in sexual and asexual dN/dS to my measure of the intensity of purifying selection realized by each gene, with this sexual-asexual difference increasing with species-wide dN/dS. This result is novel and important in suggesting that the types of genes that will tend to suffer the most marked mutation 82 accumulation in situations of reduced efficacy of purifying selection (e.g., in asexual lineages) might tend to be genes that are not under particularly stringent purifying selection, with the implication that this type of mutation accumulation might pose less of a threat to asexual lineage success than generally presumed. While this result would seem to contradict the results from Chapter 2, in which I demonstrated that radical mutations persist longer in asexual than in sexual lineages, I suggest that this pattern can be explained by a situation where these radical mutations are behaving effectively neutral in asexuals but not sexuals as a consequence of reduced Ne in the former. To expand, while the intensity of selection acting on these mutations does not differ across reproductive modes, the lower Ne in asexuals reduces the efficacy of selection against radical changes. The observation that conservative changes accumulate at a similar rate in sexuals and asexuals suggests that the intensity of selection against these mutations is so low that they are behaving effectively neutral in both sexuals and asexuals. One prediction stemming from this hypothesis is that the nuclear genomes of sexual lineages should exhibit signs of more effective clearance of conservative changes in addition to more rapid clearance of radical changes than the nuclear genomes of asexuals because the difference in Ne across reproductive modes should be larger in the nuclear genome than in the mitochondrial genome (Normark and Moran 2000). Elucidating the consequences of reduced Ne in asexuals represents a critical next step in understanding the evolution and maintenance of sex. Here, I show that the extent of mutation accumulation in asexual lineages that is due to the reduction in Ne following transition to asexuality does not vary across genes of the mitochondrial genome or among OXPHOS complexes. Although the sample size is small (10 genes), this relationship (or lack thereof) is not unexpected, as the reduction in Ne is expected to have a genome-wide effect on mutation 83 accumulation (Charlesworth et al. 1993, Neiman and Taylor 2009). This study is to my knowledge the first to formally account for the local intensity of selection in testing for mutation accumulation in asexuals. Given the substantially higher gene content and effects of sex in the nuclear genome, exploring the relationship between local selective intensity, Ne, and the efficacy of selection in the nuclear genome of P. antipodarum will provide an essential investigation into the evolutionary maintenance of sex and the seemingly inevitable extinction of asexual lineages. 84 ACKNOWLEDGEMENTS I thank Cindy Toll and Gery Hehman for their assistance with DNA sequencing. I also thank Jeffrey L. Boore for assistance assembling mitochondrial genomes from Illumina sequence data. I would like to thank Praakruti Cherukuri, Meagan Luse, and Michelle Zhang for assistance with gene–by-gene information, and Emma Greimann and Rena Lin for building the P. antipodarum nu-mt transcriptome. The National Science Foundation (NSF: MCB – 1122176; DEB – 1310825) and the Iowa Academy of Sciences (ISF #13-10) funded this research. 85 TABLES Table 3-1. Rates and patterns of natural selection across the 13 proteincoding genes and OXPHOS complexes encoded by the mitochondrial genome in P. antipodarum. Gene bp dN/dS θA/θS NI MK test FET p value cox1 1536 0.00618 0.0236 3.346 0.159 cox2 687 0.00564 0.0248 3.600 0.337 atp8 159 0 0.134 ∞ 1.000 atp6 696 0.0113 0.154 11.500 0.0004 nd1 942 0 0.0763 ∞ 0.0006 nd6 507 0.0166 0.0778 3.889 0.151 cytB 1140 0.00301 0.143 38.0893 nd4l 297 0 0.112 ∞ 0.0437 nd4 1377 0.0175 0.0802 3.659 0.003 nd5 1719 0.0115 0.107 7.289 0.0001 cox3 779 0.00574 0.0623 9.409 0.0176 nd3 354 0 0.136 ∞ 0.0056 nd2 1054 0.0198 0.131 5.455 0.0004 Complex bp dN/dS θA/θS NI MK test FET p value I 6237 0.0907 0.123 6.413 < 0.0001 III 1140 0.103 0.145 38.089 < 0.0001 IV 3002 0.0304 0.0353 5.016 0.0017 V 855 0.0931 0.157 11.750 0.0003 < 0.0001 ∞ – Neutrality index is undefined because no nonsynonymous substitutions appear in this gene 86 Table 3-2. Log likelihood of PAML models of molecular evolution in each of the 13 protein-coding genes of the mitochondrial genome. Gene M0 M1a M2a cox1 -3086.712 -3065.510* -3083.782 cox2 -1300.031 -1285.467* -1297.527 atp8 -222.035 * -219.771 -221.075 atp6 -1412.946 -1380.626* -1397.942 nd1 -2011.322 -1971.862* -1987.721 nd6 -1009.203 -995.664* -1009.203 cytB -2483.568 -2424.952* -2451.319 nd4l -572.562 -561.956* -569.267 nd4 -3167.522 -3125.200* -3154.758 nd5 -3724.627 -3657.331* -3690.886 cox3 -1677.282 -1643.888* -1673.399 nd3 -781.306 -761.024* -776.209 nd2 -2343.008 -2303.043* -2326.126 * – Model was a significantly better fit to data according to LRT than all other models with p < 0.05, using the Holm procedure for Bonferroni correction for multiple comparisons 87 REFERENCES Adrion, J. R., White, P. S., Montooth, K. L. (2016). The roles of compensatory evolution and constraint in aminoacyl tRNA synthetase evolution. Molecular Biology and Evolution, 33, 152-161. Akashi, H. (2001). 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Rates of conservative and radical nonsynonymous nucleotide substitutions in mammalian nuclear genes. Journal of Molecular Evolution, 50, 56-68. 92 FIGURES Figure 3-1. Sliding window estimates of Jukes-Cantor-corrected dN/dS across the P. antipodarum mitochondrial genome estimated using a window size of 100 bp and a step size of 3 bp. Red and blue lines represent the upper (red) and lower (blue) boundaries of 95% confidence intervals generated using 10,000 bootstrap replicates for each 100 bp window. Breaks in lines indicate regions of the mitochondrial genome that do not encode a protein (e.g., positions 3171 – 6147). Gene position and identity (blue bars) along the mitochondrial genome (orange bar) are indicated below x axis for reference. 93 Figure 3-2. The number of substitutions per gene as a function of the number of polymorphisms per gene. Synonymous (S, red triangles) polymorphisms are significantly and positively correlated with synonymous divergences (Spearman’s rho = 0.96, p < 0.0001). The number of nonsynonymous (NS, black circles) polymorphisms is also positively correlated with the number of nonsynonymous divergences (Spearman’s rho = 0.58, p = 0.0361, but the slope of the relationship is significantly less than that of synonymous changes (t = 8.157, p < 0.0001). The 94 lines in the plot represent the best-fit linear regression for the data (red line: synonymous changes, black line: nonsynonymous changes). 95 Figure 3-3. Relationship between dS and dN in mitochondrial genes of P. antipodarum as estimated by the best-fit model M0 (species-wide rate; atp8), M1a (branch-specific rate; all other 12 genes), or M2a (sexual-specific rate, asexual specific rate; 0 genes) in PAML. Line depicts the best-fit linear regression model for the data. With the exception of atp8, 31 branch-specific estimates of dS and dN are shown for each gene as described in the key because a branch-specific model was the best fit for the data. Only a single estimate of dS and dN is shown for atp8 because model M0 (species-wide dN/dS) best explained the pattern of molecular evolution for that gene. 96 97 Figure 3-4. Complex identity governs molecular evolution of mitochondrial genes in P. antipodarum at both interspecific and intraspecific levels. a) Median branch-specific dN/dS per complex as estimated by PAML assuming branch-specific model M1a. Error bars denote standard deviations, and lower-case letters represent statistical groupings based on Mann-Whitney U pairwise comparisons at the p < 0.05 level (following Bonferroni correction using the Holm procedure). b) Mean species-wide θN/θS differs across complexes (Kruskal-Wallis χ2 = 9.2732, p = 0.0259). Error bars represent standard deviation within complexes. 98 Figure 3-5. Relationship between gene expression (FPKM) and OXPHOS complex. a) Gene expression is significantly different across OXPHOS complexes (Kruskal-Wallis χ2 = 12.327, p = 0.0151). Boxes and error bars represent inner and outer quartile ranges, respectively. Lower-case letters represent statistical groupings based on Mann-Whitney U pairwise comparisons at the p < 0.05 level (following Bonferroni correction using the Holm procedure). b) Quantile plot displaying significant and positive correlation between mean complex dN/dS from mitochondrially encoded subunits and gene expression in terms of FPKM (Spearman’s rho = 0.21, p = 0.0122). Roman numerals indicate OXPHOS complex identity. 99 100 Figure 3-6. Scatterplots depicting relationship between species-wide dN/dS (estimated by species-wide model M0 in PAML) and the difference between mean branch-specific estimates of dN/dS (estimated by model M1a in PAML) in asexuals vs. sexuals. a) The 12 genes that were best explained by model M1a in PAML. Positive y coordinates indicate higher dN/dS ratios in asexuals; negative y coordinates indicate higher dN/dS ratios in sexuals. Species-wide dN/dS is not correlated with the difference between mean branch-specific estimates of dN/dS in asexuals vs. sexuals. b) There is a significant and positive correlation between species-wide dN/dS and the difference between mean branch-specific estimates of dN/dS in asexuals vs. sexuals when only the 10 genes in which asexuals exhibit signatures of accelerated nonsynonymous mutation accumulation relative to sexuals. For both panels, the black line in the plot represents the best-fit linear regression line. 101 Figure 3-7. The per-mitochondrial gene extent of mutation accumulation in asexuals due to reduced Ne. Bars represent residuals calculated from the best-fit linear regression for the relationship between selective intensity (dN/dS) and the difference in branch-specific dN/dS in asexual vs. sexual lineages (Figure 3-4 b) for each gene. Despite a wide range of values (-0.0032 – 0.0075), these residuals do not significantly differ across genes or complexes (Kruskal- Wallis p > 0.05 for both comparisons). 102 CHAPTER 4: GENETIC VARIATION FOR MITOCHONDRIAL FUNCTION IN THE NEW ZEALAND FRESHWATER SNAIL, POTAMOPYRGUS ANTIPODARUM ABSTRACT Mitochondrial function represents a complex and dynamically regulated phenotype, making investigations into its function and evolution challenging. In particular, the proteins responsible for mitochondrial function are encoded by two different genomes with distinct inheritance regimes, rendering rigorous inference of genotype–phenotype connections intractable for all but a few model systems. Asexual lineages provide a powerful means of addressing these challenges by enabling comparisons among genetically identical individuals in which nuclear and mitochondrial genomes are co-inherited. Here, I used Potamopyrgus antipodarum, a New Zealand freshwater snail that is an emerging model system for the evolution of sexual reproduction, to develop novel methods for measuring mitochondrial function in mollusks at three distinct levels of biological organization: mitogenomic, organelle, and organismal. I applied these methods to multiple asexual lineages of P. antipodarum and evaluated whether there exists genetic variation (i.e., the raw material for adaptive evolution) for mitochondrial genome copy number, mitochondrial membrane potential, and organismal oxygen consumption. These analyses revealed that asexual lineages of P. antipodarum differed in terms of mitochondrial function at all three levels of biological organization. These results both demonstrate the existence of variation for mitochondrial function in P. antipodarum, the first such report in a mollusk, and set the stage to use these methods to study phenomena such as connections between mitochondrial mutation accumulation and the maintenance of sexual reproduction. 103 INTRODUCTION Mitochondrial function is of critical importance to eukaryotic health (Chen et al. 2007, Pike et al. 2007, Barreto and Burton 2013, Dowling 2014), and genetic variation for mitochondrial function has been linked to adaptation (Rawson and Burton 2002, Bazin et al. 2006) and disease (Frank and Hurst 1996, DiMauro and Schon 2001). The role of genetic variation for mitochondrial function is further complicated by direct interaction between nuclear encoded and mitochondrially encoded proteins, particularly with respect to oxidative phosphorylation (OXPHOS) (Blier et al. 2001, Das et al. 2004, Rand et al. 2004). Mitonuclear cooperation is critical to proper enzyme function in OXPHOS complexes I, III, IV, and V because these complexes are typically comprised of subunits from both genomes. Accordingly, discordance between mitochondrial and nuclear genomes has been demonstrated to have negative fitness and/or functional consequences in copepods (Ellison and Burton 2006), Drosophila (Meiklejohn et al. 2013, Pichaud et al. 2013), and salamanders (Lee-Yaw et al. 2014). In sexually reproducing organisms, the maintenance of mitonuclear cooperation is complicated by the expectation that the different mechanisms of nuclear vs. mitochondrial genome inheritance will differentially affect the generation, maintenance, and distribution of genetic variation. In particular, biparental inheritance and meiotic recombination in the nuclear genome will increase effective population size (Charlesworth 2009) relative to the (typically) uniparentally inherited and non-recombinant mitochondrial genome (reviewed in Barr et al. 2005, Neiman and Taylor 2009). This logic is the basis for the expectation that mitochondrial genomes will, when compared to the nuclear genome, experience reduced efficacy of selection and suffer an increased rate of accumulation of mildly deleterious mutations (Muller 1964, Hill and Robertson 1966, Neiman and Taylor 2009). This mechanism is also thought to generate selection 104 favoring compensatory changes in nuclear-encoded mitochondrial subunits. There is some evidence that nuclear genomes are the primary site of these compensatory changes (Sloan et al. 2013, Zhang and Broughton 2013). Otherwise similar sexual and asexual taxa provide a powerful means of addressing how reproductive mode influences mitochondrial evolution and performance because the absence of nuclear recombination in asexual organisms means that asexual lineages will transmit their mitochondrial genomes in complete linkage disequilibrium (LD) with the nuclear genome. The co-transmission of nuclear and mitochondrial genomes is expected to result in two non-mutually exclusive evolutionary scenarios: (1) increased LD should decrease the efficacy of selection in both genomes via the Hill-Robertson effect (Hill & Robertson 1966, Neiman and Taylor 2009), and (2) tight linkage between nuclear and mitochondrial genomes may allow epistatic variation to become available to natural selection in a manner that only asexuals can access (reviewed in Neiman & Linksvayer 2006). Potamopyrgus antipodarum, a New Zealand freshwater snail, is very well suited for investigating mitochondrial function in the absence of sex because otherwise similar obligately sexual and obligately asexual individuals frequently coexist in natural populations. The transition from sexual ancestor to asexual descendent has occurred multiple separate times within this species, providing many so-called “natural experiments” into the consequences of asexuality (Neiman et al. 2011). Surveys of patterns of molecular evolution in the mitochondrial genome of P. antipodarum have demonstrated that asexual lineages of P. antipodarum accumulate nonsynonymous substitutions in their mitochondrial genomes more rapidly than their sexual counterparts (Neiman et al. 2010, Chapter 2, 3) and retain radical amino acid-changing polymorphisms longer than sexual lineages (Chapter 2). What remains unevaluated is whether 105 these putatively deleterious changes have phenotypic consequences – the key piece of information required to evaluate the extent to which mutation accumulation can influence asexual lineage success and the maintenance of sex. Because natural selection can only operate on genetic variation that is linked to fitness, the critical first step in addressing whether mitochondrial mutation accumulation might contribute to the maintenance of sex in P. antipodarum is to determine whether there exists genetic variation for mitochondrial function in this species. In particular, variation in mitochondrial function amongst asexual lineages would indicate that genetic variation impacts phenotypic variation, suggesting that the accumulation of deleterious mutations might well be accompanied by a corresponding decrease in function and/or fitness. Here, I use a common garden approach to test whether asexual lineages of P. antipodarum vary in terms of mitochondrial function at three distinct levels of biological organization: (1) mitochondrial genome copy number, (2) mitochondrial membrane potential and electron transport, and (3) organismal oxygen (O2) consumption. All three traits have been shown to be linked to mitochondrial function in other taxa. Mitochondrial genome copy number is positively correlated with respiratory capacity, particularly with respect to Cytochrome C Oxidase activity (Moraes et al. 1991). Elevated mitochondrial membrane potential, generated by electron transport through OXPHOS, is positively correlated with the ratio of ATP:ADP, indicating that stronger membrane potentials reflect healthier mitochondria (Nicholls 2004). Finally, because O2 is the primary electron acceptor for the production of ATP (Chance and Williams 1955), organismal O2 consumption represents an integrated measure of the ATP production capacity of an organism. I took advantage of the fact that heat stress can increase inefficiencies in oxidative phosphorylation (Heise et al. 2003) to use heat treatments to reveal 106 cryptic phenotypic variation for mitochondrial function in P. antipodarum. With respect to mitochondrial genome copy number and membrane potential, I adapted well-established mitochondrial functional assays that had previously been employed exclusively in model organisms, probing the strength of the electrochemical gradient, and the flow of electrons through the electron transport chain (ETC) to test for genetic variation in asexual lineages of P. antipodarum. I used aquatic respirometry to quantify and compare O2 consumption under heat stress across asexual lineages. Together, these analyses revealed substantial variation for mitochondrial function across asexual lineages at all three levels of biological organization. The development of these assays also provides novel and broadly useful tools for investigating mitochondrial function in non-model organisms. 107 METHODS Snail husbandry I compared mitochondrial function across a diverse array of asexual P. antipodarum lineages (Neiman and Lively 2004, Table 4-S1) reared under identical conditions for multiple generations, enabling me to interpret across-lineage variation in my various measures of mitochondrial function as representing genetic variation for these traits. Asexuality was established for each lineage by determining ploidy using flow cytometry (sexual P. antipodarum are diploid, asexuals are polyploid), as described in Neiman et al. (2012). Asexual lineages were chosen for functional assays to represent the range of mitochondrial diversity found in New Zealand populations (Neiman et al. 2011, Paczesniak et al. 2013) and to maximize my ability to compare different functional assays. Adult female snails were selected arbitrarily from lineage populations for each assay. Snails were housed at 16ºC on a 18 hr light/6 hr dark schedule and fed Spirulina algae 3x per week, as described in Zachar and Neiman (2013). Mitochondrial function at the genomic level Mitochondrial genome copy number is known to affect respiratory capacity (Moraes et al. 1991, Van den Bogart et al. 1993) and to be dynamically regulated in response to various cellular environmental cues (Hori et al. 2009, Matsushima et al. 2010, Kelly et al 2012). As such, mitochondrial genome copy number represents a phenotype that could respond to selection to reduce the potentially negative consequences of mitochondrial mutation accumulation. To test whether P. antipodarum exhibited phenotypic variation for mitochondrial genome copy number, I used quantitative PCR (qPCR) to estimate mitochondrial genome copy number relative to a putatively single copy nuclear gene in 6 asexual triploid lineages. A putatively single-copy gene 108 from the P. antipodarum nuclear genome (rad21; Neiman et al. in prep) and mitochondrial cytB were chosen for analysis. Primer pairs were designed to generate a 264-bp rad21 product (F: 5’– GATTCCAACAACTGATGTTTG –3’, R: 5’–CAAAACTTACTCTAAATCTGC–3’) product and a 194-bp amplicon from cytB (F: 5’–TATGAATATTCAGATTTTTTAAATA–3’, R: 5’– CCTTAACTCCTAATCTTGGTAC–3’). For measurement standards, each of these products was cloned from total DNA from a single P. antipodarum lineage into the pGEM T-Easy plasmid vector. Linearized plasmids were diluted in the presence of carrier human genomic DNA to produce samples containing 300 to 300,000 copies of either the nuclear or mitochondrial amplicon. Total DNA was isolated from three to five individual snails from each lineage using the Qiagen DNEasy Plant Mini Kit, and nuclear and mitochondrial targets were amplified in triplicate in separate reactions on the same plate, together with serial dilutions of cloned standards. I converted quantitation cycle values (Cq), the PCR cycle at which fluorescence can be detected, from snail samples into copy number using the curves generated from the cloned standards as in Miller et al. (2003), and the ratio of mitochondrial to haploid nuclear genome copies was verified for each sample; all lineages examined were triploid. Because the ratio of cytB to rad21 fit the assumptions of normality (Shapiro-Wilks W = 0.956, p = 0.228) and variances between lineages were not significantly different (Levene’s F = 0.632, p = 0.677), I compared inferred mitochondrial genome copy number across lineages using a one-way ANOVA and pairwise t tests as implemented in R (v 3.2.4, R Core Team 2016). 109 Mitochondrial function at the organellar level JC-1 assay Mitochondrial membrane potential represents the electrochemical gradient mitochondria use to phosphorylate ADP into ATP. Accordingly, the amplitude of membrane potential is positively correlated with the ratio of ATP to ADP in the cell (Nicholls 2004). Variation in this mitochondrial membrane potential has been linked to cellular aging (Sugrue and Tatton 2001, Nicholls 2004) and survival (Callegari et al. 2011), making mitochondrial membrane potential a useful phenotype to gauge mitochondrial performance. The JC-1 assay (Garner and Thomas 1999) measures the strength of the electrochemical gradient in mitochondrial isolates using a fluorescent dye, JC-1. Under UV light, JC-1 will fluoresce green when dispersed and red when aggregated. In the absence of an electrochemical gradient, JC-1 will diffuse randomly across membranes and will aggregate in proportion to its concentration, such that the ratio of red: green fluorescence should be roughly equivalent. If isolated mitochondria establish and maintain electrochemical gradients, JC-1, a small, positively charged molecule, will diffuse down the gradient and accumulate inside mitochondrial matrices, yielding an elevated ratio of red: green. A higher ratio of red: green is indicative of increased mitochondrial membrane potential, and thereby, mitochondrial function (Garner and Thomas 1999). I used the uncoupler carbonyl cyanide m-chlorophenyl hydrazone (CCCP) to abolish the electrochemical gradient across the mitochondrial inner membrane, controlling for background fluorescence of JC-1 and of mitochondrial membranes unrelated to mitochondrial function. To test for genetic variation in mitochondrial function in P. antipodarum in terms of mitochondrial membrane potential, I assayed 8-10 adult female snails from six distinct asexual lineages representing a diverse subset of the natural mitochondrial haplotype diversity found in 110 New Zealand (Neiman and Lively 2004, Neiman et al. 2011, Paczesniak et al. 2013, Table 4-S1). I first removed snail shells and briefly washed collected tissues by centrifugation at 600 x g in extraction buffer (10.0 mM HEPES (pH 7.5), 0.2 M mannitol, 70.0 mM sucrose, 1.0 mM EGTA). I rapidly homogenized snail tissues on ice in extraction buffer containing 2 mg/ml fatty acid-free bovine serum albumin (fafBSA) using a micropestle and then centrifuged the homogenized tissue at 4ºC for 5 minutes at 600 x g. The supernatant was pipetted off and held on ice separately while I re-homogenized and centrifuged the pellet again, as above. I next centrifuged the pooled mitochondrial-enriched supernatant at 12,000 x g for 10 minutes and then resuspended the pellet in buffer containing 10.0 mM HEPES (pH 7.5), 0.25 M sucrose, 1.0 mM ATP, 0.08 mM ADP, 5.0 mM sodium succinate, 2.0 mM K2HPO4, and 1mM DTT. I divided each sample into three subsamples of 30 µl each and added to each subsample to assay buffer containing 20.0 mM MOPS (pH 7.5), 110.0 mM KCl, 10mM ATP, 10.0 mM MgCl2, 10.0 mM sodium succinate, and 1.0 mM EGTA. The first subsample was incubated with 500 µl buffer alone, to monitor background fluorescence; the second subsample was incubated with 2 µM JC-1 and 500 µl buffer, and the third subsample received 2 µM JC-1 and 30 µM CCCP with 500 µl buffer. All three subsamples were incubated in the dark at 37ºC for 20 minutes, after which the ratio of red: green fluorescence was determined using flow cytometry. For flow cytometry, I collected forward scatter (FSC) and side scatter (SSC) at the following wavelengths: FL1: green – 400 nm (log scale), FL2: red – 320 nm (log scale), and FL3: farther red – 300 nm (log scale). I plotted FL1 vs. FL2 for each sample in FloJo v 10.0.8 and derived the ratio of red to green for each particle. The median ratio of red to green for each sample run was used for all comparisons. Because red: green fluorescence ratios were not normally distributed (Shapiro-Wilks W = 0.858, p = 7.131 x 10-6), I used a log transformation of the data to meet the normality assumption 111 of parametric analyses (Shapiro-Wilks W = 0.969, p = 0.15). I also found that ratios of red: green across lineages did not have equal variances (Levene’s F = 3.093 p = 0.016), so I used a one-way ANOVA with a White adjustment for unequal variances (McKinnon and White 1985) and lineage as a random factor to determine whether lineage affected the dependent variable of red: green ratio. I performed pairwise comparisons between lineages using Welch’s t tests (to reflect unequal variances) and the Holm procedure for Bonferroni correction (Holm 1979). All statistical analyses were conducted in R (v 3.2.4, R Core Team, 2016). MTT assay Isolated mitochondria can reduce MTT (3-(4,5-dimethylthizol-2-yl) diphenyltetrazolium bromide). In the presence of succinate, MTT accepts electrons from the ETC (Liu et al. 1997), forming a purple formazan product that is the basis of a colorimetric assay of electron transport activity. The amount of purple formazan produced by reducing O2 is proportional to the electron flow through the ETC. Electron flow provides the energy necessary to establish a proton gradient (Liu et al. 1997), such that increased electron flow through the ETC should produce a corresponding increase in mitochondrial membrane potential. The extent to which MTT accepts electrons can be quantified by the MTT assays described by Liu et al. (1997), whose protocol I adapted and implemented here. Briefly, I resuspended mitochondrial pellets (produced as described in section 2.3.1) from snail tissue in buffer and added these resuspended mitochondrial isolates to wells of a 96-well plate containing succinate as an energy substrate. The reaction was initiated by adding MTT to each well, and the plate was incubated for 2 hours at 37°C to allow electrons from the ETC to reduce MTT. Next, I applied a 20% SDS 50% dimethylformamide solubilization solution to each well. The plate was left to incubate overnight, and the reduced 112 MTT product was measured by spectrophotometry (A570). I determined background absorbance from duplicate mitochondrial samples incubated without an energy substrate and subtracted this background value from all readings. Phosphate-buffered saline was used as a negative control and dithiothreitol as a positive control for MTT reduction. A fraction of each mitochondrial sample was lysed in SDS and then used in a bicinchoninic acid assay to determine the protein concentration. MTT reduction was expressed as A570/ug protein. While MTT values did not fit the assumptions of a normal distribution (Shapiro-Wilks W = 0.840, p = 2.436 x 10-5), these values did meet the assumptions of normality following a log transformation (Shapiro-Wilks W = 0.961, p = 0.140). Log-transformed MTT values did not display unequal variances (Levene’s F = 0.964, p = 0.452), allowing me to compare logtransformed MTT values using a one-way ANOVA (as implemented in R v 3.2.4, R Core Team 2016) with lineage as a random factor to test whether different asexual lineages exhibited different levels of electron flow through the ETC. First, to determine whether P. antipodarum exhibit genetic variation for MTT reduction, I used a one-way ANOVA to address whether the dependent variable of mean MTT reduction per each of the six asexual lineages varied across the random factor of lineage. Next, to determine the extent to which the MTT assay corresponded to results from the JC-1 assay, I compared mean MTT reduction per lineage to mean red: green ratio per lineage from each of six asexual lineages and two sexual lineages (one inbred, one field-collected, see Table 4-S1) using Spearman’s rank correlation. 113 Mitochondrial function at the organismal level Ectotherms respire at higher rates at elevated temperatures, such that O2 becomes limiting as temperature increases (Abele et al. 2007). Accordingly, heat stress can reveal inefficiencies in ATP production (Heise et al. 2003). By this logic, I hypothesized that measuring O2 consumption under heat stress would reveal existing genetic variation for mitochondrial function. There is some evidence from earlier studies that P. antipodarum are susceptible to heat stress: snails have decreased fecundity (Dybdahl and Kane 2005) and tend to consume more O2 (Hudson 1975) when raised at (Dybdahl and Kane 2005) and exposed to (Hudson 1975) elevated temperatures. To further define the range of heat stress likely to alter mitochondrial function in P. antipodarum, I used a behavioral assay that measures the amount of time that a snail takes to right itself when placed upside down to compare righting ability in 13 asexual lineages (N = 10 per lineage) across three temperature treatments (16ºC, 22ºC, 30ºC). Righting ability is a commonly used method to gauge levels of snail stress (see e.g., Orr et al. 2007, Lukowiak et al. 2008, Watson et al. 2014), and snails exposed to hypoxic conditions exhibit increased righting time and elevated HSP70 gene expression compared to unexposed snails (Fei et al. 2008). I first incubated adult female snails in water at the test temperature for 1 hour. Next, I placed snails ventral side up in a petri dish and measured the number of seconds elapsed until the snail righted itself, up to 180 seconds. I compared righting time across temperatures and lineages with a Kruskal-Wallis test (as implemented in R) and found that both temperature (Kruskal Wallis, χ2 = 14.218, df = 2, p = 0.00082) and lineage (Kruskal Wallis, χ2 = 122.64, df = 12, p < 2.2 x 10-16) significantly affected righting time. Righting time was ~24% faster at 22ºC than at 16ºC, but this difference was not significant (Mann-Whitney, U = 9244.5, p = 0.0754). Conversely, righting time took ~ 37% longer at 30ºC than at 16ºC (Mann-Whitney U = 8192, p = 0.0254) and ~85% 114 longer at 30ºC than at 22ºC (Mann-Whitney, U = 5996.5, p = 0.00014, Figure 4-S1). These results are consistent with other righting time assays from other snail species in that some amount of stress decreases righting time (e.g., presence of predators, Orr et al. 2007), and some stimuli increase righting time (e.g., hypoxia, Fei et al. 2008), suggesting that my observed responses indicate stress in P. antipodarum when exposed to elevated temperature (here, 30ºC). After determining that snails do appear to be stressed by elevated temperatures, I tested whether there exists genetic variation for O2 consumption under heat stress in P. antipodarum by performing closed-system aquatic respirometry on seven asexual lineages of P. antipodarum (N = 10 per lineage) at three different incubation temperatures (16ºC, 22ºC, 30ºC) using a Strathkelvin Instruments RC200a respiration chamber, 892 Oxygen Meter, and a 1302 Clarktype oxygen electrode. I calibrated the electrode daily using the solubility of O2 at each respective temperature (16ºC – 309.0 µmol/liter, 22ºC – 279.0 µmol/liter, 30ºC – 236.0 µmol/liter). A high calibration point was obtained by stirring carbon-filtered water vigorously for 30 minutes prior to calibration, while I used a 2% sodium sulfite solution as a low calibration standard. I incubated each snail at the prescribed temperature for one hour prior to measurement, placed snails into the cell chamber, and obtained O2 concentration readings for each snail every second for 1 hour. I maintained constant temperature in the respiration chamber by pumping temperature-controlled water into cell chamber’s water jacket. Upon completion of the 1 hour test period, I blotted each snail dry and measured the wet mass of the snail on a Denver Instruments Cubis Analytical Balance I first determined that snail wet mass was significantly and positively correlated with O2 consumption (Spearman’s rho = 0.17, p = 0.016, Figure 4-S2). Because there is significant variation for snail wet-mass between asexual lineages (Kruskal-Wallis χ2 = 76.82, df = 6, p < 115 0.0001), I calculated the residuals of wet mass vs. O2 consumption using a linear regression model. Square-root-transformed O2 consumption residuals were not significantly different from a normal distribution (Shapiro-Wilks, W = 0.9894, p = 0.14), allowing me to implement use a twoway ANOVA to address whether the fixed factor of temperature, the random factor of lineage, and the interaction between temperature and lineage affected the dependent variable of wet-mass corrected O2 consumption. Next, I tested whether lineage had an effect on O2 consumption within each temperature by performing a one-way ANOVA with lineage as a random factor for 16ºC, 22ºC, and 30ºC temperature treatments. Comparison of mitochondrial functional assays Because each of the three assays that I developed and employed is designed to reflect some aspect of mitochondrial function, the outcomes of different assays might be expected to be correlated if the assays in question provide related measures of mitochondrial function. Lack of association between assay outcomes will instead suggest that these different assays measure independent components of mitochondrial phenotype. To test for associations between different mitochondrial functional assays, I determined mean trait value for each lineage and assay and used Spearman’s rank correlation to compare all 15 possible pairwise combinations between assays. For these analyses, I included two additional sample populations that were not used in any of the tests for genetic variation: one field-collected sample from a lake with a high frequency of sexual individuals (“KnSF12”) and an inbred sexual lineage that has been maintained in the lab for >20 generations (“Y2”, Table 4-S1). Because different individual snails were used for each assay, it is only possible to compare lineage means for each assay, which limited my ability to perform rigorous comparisons for some assay combinations. 116 RESULTS Mitochondrial function at the genomic level To test whether P. antipodarum exhibits heritable variation for mtDNA copy number, I compared qPCR amplification of the mitochondrially encoded cytB locus to qPCR amplification of a putatively single copy nuclear gene, rad21, in six asexual lineages of P. antipodarum reared in a common garden setting (N = 3-8 per lineage). The mean (+/- SD) number of cytb copies to the number of rad21 copies was 13.715 (+/- 3.571), though I also found significant differences in the ratio of cytB copies to rad21 copies across asexual lineages (one-way ANOVA, F5, 25 = 2.72, p < 0.0428, Figure 4-1), indicating that lineages differ in mitochondrial genome copy number. I performed pairwise t-tests of copy number ratio among each pair of lineages and found that a single lineage (Gr5; mean copy number ratio = 9.423, SD = 1.483) with very low mitochondrial copy number appeared to be driving the significant among-lineage variance. To test if the lack of differences amongst the remaining lineages could be an artifact of low statistical power, I performed power analyses on each of the 28 pairwise comparisons. I found mean power (+/- SD) = 0.402 (+/- 0.398), indicating both that power was low to moderate but also that power varied across comparisons. For all comparisons involving the Gr5 lineage, mean power (+/- SD) = 0.881 (+/- 0.224), while for all comparisons not involving Gr5, mean power (+/- SD) was 0.162 (+/- 0.183) This result is likely driven by the low mitochondrial genome copy number of Gr5 relative to the other lineages and suggests that sample size was likely too small to detect the more minor differences in copy number, if any, that might exist between other asexual lineages. 117 Mitochondrial function at the organellar level JC-1 I next compared membrane potentials in mitochondria isolated from six asexual lineages of P. antipodarum using the JC-1 assay, in which the ratio of red to green fluorescence is indicative of membrane potential. I found significant differences in the log-transformed ratios of red: green across asexual lineages (Welch’s one-way ANOVA, F5, 52 = 6.628, p = 7.671 x 10-5, Figure 4-2). Pairwise posthoc comparisons revealed three significantly different groups (p < 0.05 after correcting for multiple comparisons) amongst the six lineages (Figure 4-2). Unlike mitochondrial genome copy number, this variation in mitochondrial membrane potential does not appear to be driven by a single lineage. Because CCCP-treated samples did not vary across lineages (one-way ANOVA, F5,52 = 1.367, df = 5, p = 0.252), the variation observed for red: green fluorescence across lineages likely reflects variation in mitochondrial membrane potential. In particular, these data suggest that under the current rearing and assay conditions, the Gr5 lineage appears to have the strongest mitochondrial membrane potential (mean (SD) = 3.859 (1.546)) and the DenA lineage (mean (SD) = 1.775 (0.468)) appears to have the weakest mitochondrial membrane potential. MTT MTT reduction by isolated mitochondria is due to acceptance of electrons from the electron transport chain of the inner membrane, meaning that the extent of MTT reduction should reflect electron flow through oxidative phosphorylation. In general, the outcome of the MTT assay would be expected to be correlated with the strength of the proton gradient measured in the JC-1 assay, although that gradient can also be affected by the presence of uncoupling proteins, which 118 reduce the gradient by letting protons leak back into the matrix, dissipating energy as heat. Despite clear evidence for across-lineage variation in JC-1, I did not detect any differences amongst asexual lineages in MTT reduction (ANOVA, F5, 38 = 0.751, p = 0.591), despite relatively high power (power = 0.92). Mitochondrial function at the organismal level Organismal O2 consumption under stressful conditions is expected to reflect electron donor turnover under maximal ATP production (Abele et al. 2007). To test for genetic variation in O2 consumption in heat-stressed P. antipodarum, I performed closed-system aquatic respirometry for seven asexual lineages (N = 10 per lineage) at 16ºC, 22ºC, and 30ºC. I found that elevated temperatures significantly affected mass-corrected O2 consumption residuals (two-way ANOVA, F1, 191 = 79.118, p = 4.44 x 10-16) and that there was a significant interaction between lineage and temperature (Figure 4-3, two-way ANOVA, F1, 191 = 3.919, p = 0.00102). Using a one-way ANOVA within each temperature treatment, I found that lineage had a significant effect on O2 consumption at 22ºC (one-way ANOVA F 6, 58 = 3.002, p = 0.0127) and at 30ºC (one-way ANOVA F6, 62 = 3.823, p = 0.00263), but not at 16ºC (one-way ANOVA, F6, 64 = 1.892, p = 0.096). In particular, lineages responded differently to elevated temperature, with some lineages (e.g., Ta10) exhibiting relatively high O2 consumption at high temperatures and others maintaining similar levels of O2 consumption (e.g., Gn5) across temperatures. This result demonstrates that genetically distinct lineages of P. antipodarum consume different amounts of O2 in response to heat stress. 119 Comparison of mitochondrial functional assays To determine the extent to which my measures of mitochondrial function correlate with one another, I performed Spearman’s rank correlation for each of the 15 possible pairwise comparisons of the assays for mitochondrial genome copy number, log-transformed JC-1 red: green ratios, log-transformed MTT values, and square-root-transformed O2 consumption at each temperature. None of the correlations remained significant after correction for multiple comparisons. The absence of significant relationships between assay results is not surprising in light of the fact that I had power of ~ 0.35 – 0.65 to detect a relationship between two variables at the p < 0.003 level, the alpha required by the Holm procedure. Power notwithstanding, there were some interesting results that deserve further scrutiny. First, neither mitochondrial genome copy number nor O2 consumption values for 16º C or 30º C were correlated with any other phenotypic measure (Figure 4-4). While the MTT assay requires pooling of mitochondria from 3-4 individual snails per measurement and is thus somewhat less sensitive than JC-1, which only requires mitochondria from one snail, I did find that MTT reduction was positively correlated with JC-1 measures of the proton gradient in the six asexual and two sexual P. antipodarum lineages examined (Spearman’s rho = 0.81, p = 0.0149, Figure 4-4 f). Mean log-transformed JC1 values were negatively correlated with O2 consumption at 22ºC for the six asexual lineages (Spearman’s rho = -0.77, p = 0.0724, Figure 4-4 k), and mean log-transformed MTT values were negatively correlated with O2 consumption at 22ºC for the six asexual lineages (Spearman’s rho = -0.89, p = 0.0188, Figure 4-4 k). Together, these tentative relationships between the MTT assay (reflecting OXPHOS electron flow) and O2 consumption and between the MTT assay and the JC-1 assay (reflecting mitochondrial membrane potential) suggest that high mitochondrial membrane potential is expected to result in low O2 consumption under O2 limiting conditions in 120 P. antipodarum. These results also suggest that genome copy number, JC-1, and organismal O2 consumption provide orthogonal lines of inquiry into mitochondrial function. 121 DISCUSSION Genetic variation for mt function at three different levels of biological organization I used obligately asexual lineages of Potamopyrgus antipodarum, a freshwater New Zealand snail, to test for genetic variation in mitochondrial function in a common garden setting. I found significant levels of variation at all three levels of biological organization that I assayed: mitochondrial genome copy number, mitochondrial membrane potential, and variation in O2 consumption in response to heat stress. These results demonstrate that substantial levels of variation for mitochondrial function exist in this species and suggest that mitochondrial function at the organellar level is related to mitochondrial function at the organismal level. Importantly, the methods described here can be easily adapted to other non-model organisms, especially mollusks, providing a new means of quantifying genotype-phenotype relationships. The extent to which this variation in mitochondrial phenotype contributes to fitness in P. antipodarum remains to be directly evaluated. Even so, the substantial across-lineage variation that I discovered provides functional evidence of high levels of asexual phenotypic diversity in P. antipodarum, consistent with previous reports that asexual P. antipodarum harbor substantial genetic (Dybdahl and Lively 1995, Jokela et al. 2003, Paczesniak et al. 2013) and phenotypic (Kistner and Dybdahl 2013, Neiman et al. 2013) diversity. The mitochondrial phenotypes I observed in one lineage, Gr5, were particularly distinct: snails from this lineage exhibited relatively low mitochondrial copy number, high mitochondrial membrane potential and electron flow, and low O2 consumption at 22ºC. Together, these phenotypic values suggest that the Gr5 lineage exhibits relatively high mitochondrial function, indicating that genetic dissection of its mitochondrial haplotype may prove illuminating. Further comparisons with other P. antipodarum lineages and in other conditions will provide substantial insight into the relative 122 fitness of this particular mitonuclear combination. Future studies should also focus on a particular mitochondrial haplotype that appears to be especially common amongst asexual P. antipodarum (Neiman and Lively 2004). Paczesniak et al. (2013) showed that this haplotype is often found in divergent nuclear backgrounds, consistent with a scenario where this haplotype is spreading into new populations and lineages. Evaluating mitochondrial function of the common mitochondrial haplotype in P. antipodarum with divergent vs. similar nuclear backgrounds and in various biologically relevant conditions would shed light onto intraspecific mitonuclear coevolution in the context of asexuality and on whether selection is effective at favoring epistatic combinations in the absence of sex. That the phenotypic variation for mitochondrial function shown here resides in traits that have been demonstrated to influence fitness in other organisms (Chen et al. 2007, Pike et al. 2007, Barreto and Burton 2013, Dowling 2014) means that this variation could have major implications for asexual lineage success. In particular, asexual P. antipodarum are known to harbor mitochondrial genomes with high mutational loads relative to sexual lineages (Neiman et al. 2010, Chapter 2, 3), suggesting that accelerated mutation accumulation in asexual lineages likely affects mitochondrial function. The phenotypic variation in mitochondrial function combined with the putatively deleterious genetic variation present in asexual lineages of P. antipodarum suggests the possibility that asexual lineages harbor largely deleterious phenotypic variation relative to sexual phenotypic variation. This possibility can be addressed by comparisons of mitochondrial function in diverse sets of sexual and asexual P. antipodarum. 123 Relationship between mitochondrial functional assays All else being equal, stronger membrane potentials, greater electron flow, lower O2 consumption, and higher mitochondrial genome copy number should all positively correlate with overall mitochondrial function. Because all else is almost certainly not equal (e.g., variation in temperature/resources in native range, phylogenetic constraint, etc.), it is possible that high mitochondrial performance in common garden conditions does not reflect mitochondrial performance in nature. Despite this caveat, the tools developed here will provide an important starting point by which to interrogate mitochondrial function in a non-model system. Although the number of asexual lineages included in the present study was relatively small, I did observe some interesting relationships between mitochondrial genome copy number, electron flux through the ETC, mitochondrial membrane potential, and organismal O2 consumption (Figure 4-4). In particular, I found an inverse relationship between O2 consumption at 22ºC and electron flow through the ETC and a positive relationship between electron flow through the ETC and mitochondrial membrane potential. These results are consistent with my predictions that mitochondria with larger membrane potentials harvest electrons from O2 more efficiently than mitochondria with smaller membrane potentials, such that fewer O2 molecules need to be oxidized per ATP produced. My data also provide a preliminary line of evidence that inefficient mitochondria might be at least in part compensated for by elevated mitochondrial gene product expression: transcriptomic data from the inbred sexual lineage used in this study indicate that OXPHOS complexes experiencing less intense purifying selection are expressed at higher levels than those experiencing more intense selection (Chapter 3), suggesting that complex expression may be regulated in response to inefficiency stemming from mutational load. If this observation extends 124 species-wide, because asexual P. antipodarum harbor a high load of putatively harmful mitochondrial mutations relative to sexual P. antipodarum (Neiman et al. 2010, Chapter 2, 3), I predict that asexual P. antipodarum will tend to express OXPHOS genes at higher levels than sexual counterparts. Implications for the loss of sex One of the primary hypotheses put forth as an explanation for the prevalence of sexual reproduction in eukaryotes is the accumulation of slightly deleterious mutations in asexual lineages, eventually causing mutational meltdown and lineage extinction (Lynch et al. 1993). Empirical evidence in support of this hypothesis remains largely indirect: (1) the relatively “twiggy” distribution of asexual taxa on the eukaryotic phylogeny compared to sexual taxa (Williams 1975, Maynard Smith 1978, Bell 1982; but see Schwander and Crespi 2009), and (2) the accumulation of putatively deleterious mutations in nuclear (Kaiser and Charlesworth 2010, Tucker et al. 2013) and organelle genomes of asexual lineages (Cutter and Payseur 2003, Neiman et al. 2010, Henry et al. 2012, Horandl and Hojsgaard 2012, Voigt-Zielinsji et al. 2012, Hollister et al. 2015, Chapter 2, 3). What remains unresolved is whether the mutations being accumulated by asexual lineages actually decrease function and/or fitness. Establishing the presence of genetic variation for mitochondrial function represents the first step in determining whether mitochondrial mutation accumulation in the absence of sex causes such a decline. More specifically, if mitochondrial haplotype is not linked to mitochondrial phenotype, mutation accumulation in mitochondrial genomes in asexual lineages would not cause decreases in function, such that sexual reproduction must be associated with other benefits to persist in the face of asexual competitors. Here, I show that snails with different mitochondrial genetic 125 backgrounds have different mitochondrial phenotypes is a shared environment, suggesting that mutations present in certain lineages have some impact on function, and setting the stage for direct comparisons between mitochondrial function in sexual and asexual P. antipodarum. One alternative possibility to decreased mitochondrial function in asexual lineages is that asexuals have access to genetic variation that sexuals do not. This scenario is not wholly unexpected: because the nuclear and mitochondrial genomes are transmitted in complete LD in asexuals, advantageous combinations of mutations (i.e., epistatic variation) can become visible to selection (Neiman and Linksvayer 2006). By contrast, in sexual lineages, the mitochondrial genome is swapped across diverse nuclear backgrounds each generation, such that selection cannot act effectively on phenotypes linked to epistatic mitonuclear interactions. The implications are that interacting nuclear and mitochondrial subunits may experience particularly tight and effective coevolution. 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MtDNA copy number was significantly different across complexes, which appears to be largely driven by lineage Gr5. Shared lowercase letters indicate p > 0.05 for pairwise t-tests corrected for multiple comparisons using the Holm procedure. N = 10 for all lineages. 137 Figure 4-2. Mitochondrial membrane potential in mitochondrial extracts of six lineages of P. antipodarum. Estimate of mitochondrial membrane potential using the ratio of red to green JC-1 dye fluorescence. Shared lowercase letters indicate p > 0.05 for pairwise Welch’s t-tests, corrected using the Holm procedure for multiple comparisons. N = 10 for all lineages. 138 Figure 4-3. Interaction plot between O2 consumption residuals, temperature, and snail lineage. Lines indicate best-fit linear regression of O2 consumption across temperature pairs (e.g., 16ºC – 22ºC). for seven asexual lineages of P. antipodarum. O2 consumption was measured for 10 individual snails at each temperature for each lineage. O2 consumption is affected by temperature as well as by the interaction between temperature and lineage. Within temperatures, lineage had a significant effect on O2 consumption at 22ºC (one-way ANOVA F (6, 58) = 3.002, p = 0.0127) and at 30ºC (one-way ANOVA F (6, 62) = 3.823, p = 0.00263). 139 140 Figure 4-4. Comparisons of mitochondrial functional assays. Spearman’s rank correlations are displayed for all pairwise comparisons of mitochondrial functional assays. Best-fit linear regression lines (black) are only shown for those comparisons that exhibited p < 0.05. a) mtDNA copy number vs. JC-1 assay (Spearman's rho = -0.1, p = 0.823). b) mtDNA copy number vs. log-transformed MTT reduction value (Spearman's rho = 0.33, p = 0.42). c) mtDNA copy number vs. square-root transformed O2 consumption residuals, 16ºC (Spearman's rho = 0.03, p = 0.957). d) mtDNA copy number vs. square-root transformed O2 consumption residuals, 22ºC (Spearman's rho = 0.03, p = 0.957). e) mtDNA copy number vs. square-root transformed O2 consumption residuals, 30ºC (Spearman's rho = 0.43, p = 0.396). f) JC-1 assay vs. log-transformed MTT reduction value (Spearman's rho = 0.81, p = 0.0149). g) JC1 assay vs. square-root transformed O2 consumption residuals, 16ºC (Spearman's rho = -0.43, p = 0.397). h) JC-1 assay vs. square-root transformed O2 consumption residuals, 22ºC (Spearman's rho = -0.77, p = 0.0724). i) JC-1 assay vs. square-root transformed O2 consumption residuals, 30ºC (Spearman's rho = 0.2, p = 0.704). j) log-transformed MTT reduction value vs. square-root transformed O2 consumption residuals, 16ºC (Spearman's rho = 0.14, p = 0.787). k) logtransformed MTT reduction value vs. square-root transformed O2 consumption residuals, 22ºC (Spearman's rho = -0.89, p = 0.0188). l) log-transformed MTT reduction value vs. square-root transformed O2 consumption residuals, 30ºC (Spearman's rho = -0.09, p = 0.872). m) square-root transformed O2 consumption residuals, 16ºC vs. square-root transformed O2 consumption residuals, 22ºC (Spearman's rho = -0.36, p = 0.432). n) square-root transformed O2 consumption residuals, vs. square-root transformed O2 consumption residuals, 30ºC (Spearman's rho = -0.14, p = 0.76). o) square-root transformed O2 consumption residuals, 22ºC vs. square-root transformed O2 consumption residuals, 30ºC (Spearman's rho = -0.04, p = 0.939). 141 SUPPLEMENTARY MATERIAL Figure 4-S1. Variation in righting time in response to heat stress in P. antipodarum. Ten asexual lineages (N = 10 snails per lineage) were incubated at either 16ºC, 22ºC, or 30ºC for 1 hour prior to assay to test for behavioral responses to elevated temperature. Temperature (Kruskal-Wallis, χ2 = 14.218, df = 2, p = 0.00082) and lineage (Kruskal-Wallis, χ2 = 122.64, df = 12, p < 2.2 x 10-16) both significantly affected righting time, indicating that elevated temperature can be used to induce stress in P. antipodarum. 142 143 Figure 4-S2. Relationship between snail wet mass and oxygen consumption in P. antipodarum. There was a significant positive correlation between snail wet mass and O2 consumption (Spearman’s rho = 0.2, p = 0.0044). 144 Table 4-S1. Lineages and samples sizes used to compare mitochondrial function in P. antipodarum. Lineage Reproductive Lake of Origin Name mtDNA copy # JC-1 MTT§ Mode Righting Oxygen Ability consumption B52 Alexandrina Asexual 3 10 8x3 – 30 C7 Alexandrina Asexual 5 – 9x3 30 30 DenA – Asexual - 10 – – – Gn5 Gunn Asexual – – – – 30 Gr5 Grasmere Asexual 5 10 6x3 – 30 Hr4 Heron Asexual 5 10 7x3 30 30 KnS12 * Kaniere Mixed – 10 7x3 30 Ta10 Ta Anau Asexual 8 8 7x3 30 30 Wk4 Waikeremoana Asexual 5 10 7x3 – 30 Y2 † Alexandrina Sexual – 10 6x3 30 – Hr74 Heron Asexual – – – 30 – Po74 Poerua Asexual – – – 30 – Kn4 Kaniere Asexual – – – 30 – Gn6 Gunn Asexual – – – 30 – IaSF12* Ianthe Mixed – – – 30 – Po 95 Poerua Asexual – – – 30 – SeF12* Selfe Mixed – – – 30 – 145 Table 4-S1 – continued Ri6 Rotoiti Asexual – – – 30 – If present, numbers inside cells represent sample sizes for a particular assay; otherwise “–“ denotes missing data from that lineage for the assay in question. * – Field-collected population that was not used in tests for among-lineage variation in mitochondrial function. † – Inbred sexual lineage that was not used in tests for among-lineage variation in mitochondrial function. § – MTT reduction assay required 3 whole snails per sample replicate. 146 CHAPTER 5: INTRASPECIFIC DIVERGENCE FOR METABOLIC FUNCTION IN POTAMOPYRGUS ANTIPODARUM, AN EMERGING MODEL FOR THE EVOLUTIONARY MAINTENANCE OF SEX ABSTRACT Cellular respiration is an essential component of eukaryotic health, but little is known about how functional variation for respiratory capacity contributes to meaningful phenotypic variation in natural populations. The mitochondrial and nuclear-encoded genes that together are responsible for respiratory phenotype are generally expected to experience relatively intense purifying selection, with the implications that most variation in these genes will be harmful. Because sexual reproduction is thought to be required for effective clearance of harmful variation, comparing respiratory-related phenotypes in otherwise similar sexual vs. asexual lineages offers a unique glimpse into the evolutionary processes responsible for generating phenotypic variation. Here, I used Potamopyrgus antipodarum, a New Zealand freshwater snail featuring multiple separately derived asexual lineages that frequently coexist with closely related sexual lineages, to quantify and compare phenotypic variation for mitochondrial function in sexual vs. asexual lineages. My common garden study revealed extensive across-lineage variation in oxygen consumption while exposed to heat stress. I also found evidence for a significant role of lake of origin in this heat stress response, providing an initial line of evidence that population structure and/or local adaptation influences variation in important traits in natural populations of P. antipodarum. 147 INTRODUCTION The production of ATP via cellular respiration is a critical component of eukaryotic function and fitness (Chen et al. 2007, Pike et al. 2007, Barreto and Burton 2013, Dowling 2014), which likely explains why the highly conserved components of the oxidative phosphorylation (OXPHOS) pathway appear to be evolving under purifying selection in a wide variety of eukaryotic taxa (Blier et al. 2001, Montooth et al. 2009, Zhang and Broughton 2013, Chapter 2, 3). By this logic, one would expect that the genes underlying OXPHOS function would tend to harbor relatively low intraspecific variation. Counter to these expectations, these genes are often polymorphic within species, to the extent that divergent populations can rapidly evolve mitonuclear incompatibilities (Ellison and Burton 2006), and explaining the wide application of the mitochondrially encoded OXPHOS subunits as a means of delineating animal taxa (e.g., barcoding, Hebert et al. 2003). While the relatively high mutation rate (Denver et al. 2000) and relatively low effective population size (Bergstron and Pritchard 1998, Normark and Moran 2000) expected to characterize animal mitochondrial genomes certainly contributes to this rapid generation of intraspecific variation, how this genetic variation affects phenotypic variation for metabolic function - and indeed, how mitochondrial function is maintained over evolutionary time despite mutational pressure (Lynch et al. 1993)- remains unclear. One plausible explanation for the continued maintenance of mitochondrial function is via its genetic partners in the nuclear genome: because mitochondrial genes function as subunits of massive protein complexes, interacting complex partners encoded by the nuclear genome may be able to compensate for mutational changes in other subunits. Compensatory evolution is thought to be particularly important for the maintenance of function in OXPHOS complexes I, III, IV, and V, which all include both mitochondrial and nuclear-encoded subunits (Blier et al. 2001). 148 Cooperation between these subunits is thought to be critical to proper mitochondrial function and ATP production (Rand et al. 2004), and co-introgression of nuclear- and mitochondrially encoded allelic components of OXPHOS subunits from Drosophila yakuba into Drosophila santomea (Beck et al. 2015) and hybrid breakdown mapped to the mitochondrial genome in Tigriopus californicus (Ellison and Burton 2008) both support this hypothesis. The relatively high mutation rate and small effective population size of animal mitochondrial genomes likely shifts the burden of compensatory evolution to the nuclear-encoded subunits because selective interference from physically linked sites (Hill and Robertson 1966) and Muller’s ratchet (Muller 1964, Lynch et al. 1993) are expected to decrease the efficacy of purifying selection in the mitochondrial genome relative to the nuclear genome (reviewed in Neiman and Taylor 2009). By this logic, if compensatory evolution is operating to maintain mitochondrial function, one should expect to see high rates of evolution in the nuclear-encoded OXPHOS subunits that interact with rapidly evolving mitochondrial counterparts (Sloan et al. 2013), leading to the downstream prediction of rapid divergence in mitochondrial function between reproductively isolated populations. A non-mutually exclusive explanation for the maintenance of relatively high levels of genetic variation in the mitochondrial genome is a scenario whereby mitochondrial function is context specific. In this situation, across-population variation in environmental conditions as well as fluctuating environments within populations might contribute to the intraspecific maintenance of genetic variation (e.g., Anrqvist et al. 2010). In particular, spatial and temporal variation in selection acting on mitochondrial variation could maintain allele frequencies at intermediate frequencies, such that polymorphisms experiencing fluctuating selection are unlikely to rise to fixation. 149 It is also important to consider the possibility that mitochondrial polymorphism might be maintained simply because these variable sites do not in fact confer substantial phenotypic consequences. Under this scenario, genetic and phenotypic polymorphism for mitochondrial function should be especially high in taxa with relatively low metabolic requirements, and vice versa. This hypothesis, under the presumption that flight is energetically expensive (Reinhold 1999), has been put forth as a potential explanation for evidence for surprisingly effective purifying selection in the Drosophila melanogaster mitochondrial genomes (Montooth et al. 2009). By this logic, low metabolic requirements (i.e., relatively sedentary lifestyle, abundant resources, etc.) in organisms like the New Zealand freshwater snail Potamopyrgus antipodarum could explain the maintenance of high nonsynonymous mitochondrial polymorphism relative to other taxa (Chapter 2, 3). Taxa that are polymorphic for sexual reproduction provide a powerful means by which to evaluate the relative contributions of these different evolutionary processes to the maintenance of functional phenotypic variation because sex is expected to increase effective population size and, thus, the efficacy of selection against harmful variants. There are at least two important implications of these expected connections between reproductive mode and the efficacy of selection for mitochondrial function in sexual vs. asexual lineages. First, asexual lineages should experience a higher rate of harmful mutation accumulation in their mitochondrial and nuclear genomes (Normark and Moran 2000). Second, the rate of compensatory nuclear evolution should be slowed by the reduction of the efficacy of selection in asexuals (Neiman and Taylor 2009). Together, the accelerated mutation accumulation and the reduced rate of compensatory mutation should result in relatively low mitochondrial function in asexuals relative to sexual counterparts. Potamopyrgus antipodarum, a New Zealand freshwater snail, offers a particularly powerful 150 means of addressing these questions, as it features multiple separately derived asexual lineages that frequently coexist with otherwise similar sexual lineages (Lively 1987) . Asexual P. antipodarum are typically locally derived from sympatric sexual populations (Paczesniak et al. 2013), such that distinct asexual lineages of P. antipodarum represent so-called “natural experiments” into the consequences of asexuality for mitochondrial function. Here, I use these strengths of the P. antipodarum system to compare mitochondrial function across New Zealand lake populations and reproductive modes using aquatic respirometry with the goal of providing critical first steps towards testing a central hypothesis for the commonness of sex and/or the seemingly inevitable extinction of asexual lineages: that mutation accumulation in asexual lineages will translate into phenotypic decline. MATERIALS & METHODS Field collections of P. antipodarum Snails were collected using kick nets from the shallow regions of seven South Island New Zealand lakes in January 2015 (Figure 5-1). I chose these lakes to chosen to maximize the potential for within- and between-lake comparisons across reproductive mode (i.e., all lakes were known from previous studies to harbor both sexual and asexual P. antipodarum; Neiman et al. 2011, Paczesniak et al. 2013, Bankers et al. in review), although reproductive mode was not determined until completion of aquatic respirometry. Upon arrival, snails were housed at 16ºC on a 18hr light/6 hr dark schedule and fed Spirulina algae 3x per week as described in Zachar and Neiman (2013). I arbitrarily selected 16 adult female snails from each lake collection and individually isolated each female/sample in 0.5 L glass containers with 300ml carbon-filtered 151 H2O. I changed the water in each container once per week. Snails that died during the course of the experiment were replaced to the extent possible from source collections. Aquatic respirometry Because oxygen becomes limiting to ectotherms under elevated temperatures (Abele et al. 2007) and because P. antipodarum demonstrates signs of stress at elevated (~30ºC) temperatures (e.g., fecundity: Dybdahl and Kane 2005, elevated oxygen consumption and decreased righting ability: Chapter 4), I measured oxygen consumption for each of the 16 individual snails from each of these nine lakes at three different water temperatures that I chose to reflect ambient (16ºC; temperature of the room in which snails were housed, set to reflect New Zealand lake water temperature), intermediate (22ºC), and "high" (30ºC) thermal conditions. I followed the protocols for aquatic respirometry as described in Chapter 3, including daily calibration of oxygen concentration with a 1302 Clark-type electrode. I incubated individual snails at the corresponding test temperature for 1 hour prior to measurement and measured oxygen consumption for 1 hour following incubation. Following measurement, I blotted each snail dry and obtained wet mass for each snail at each temperature using (Denver Instruments Cubis Analytical Balance). Mean snail mass was calculated from the three different temperature trials for each snail. Determination of reproductive mode Sexual P. antipodarum are diploid and asexual P. antipodarum are polyploid (triploid or tetraploid; Wallace 1992, Neiman et al. 2011), allowing me to use flow cytometry to determine nuclear DNA content and, thus, reproductive mode of individual P. antipodarum. After obtaining 152 oxygen consumption data for each snail at all three temperatures, I dissected head tissue from each individual, flash froze this tissue in liquid nitrogen, and stored the frozen tissue at -80ºC until flow cytometry. I then homogenized head tissue in DAPI solution, filtered this solution through a 30 µm filter, and ran the solution on a Becton-Dickinson FACS Aria II following the protocol (including a chicken red blood cell standard) outlined in Krist et al. (2014). I produced flow cytometry data from 63 snails from seven lakes and found 34 diploid sexuals and 29 polyploid asexuals (Table 5-S1). Statistical analyses Because snail wet mass is correlated with O2 consumption in P. antipodarum (Chapter 4), and because mean snail wet mass differed across lake populations (Kruskal-Wallis χ2 = 25.255, p = 0.00141), it was necessary to correct for snail wet mass prior to comparing O2 consumption across treatments. To do so, I first tested the assumptions of normality for snail wet-mass (Shapiro-Wilks W = 0.912, p = 8.814 x 10-9), O2 consumption at 16ºC (Shapiro-Wilks W = 0.943, p = 0.00686), 22ºC (Shapiro-Wilks W = 0.983, p = 0.535), and 30ºC (Shapiro-Wilks W = 0.94, p = 0.00951). For those parameters that did not fit the assumptions of normality, I implemented the box-cox set of data transformations with lambda ranging from -2 to 2 (Box and Cox 1964) and tested the normality of the transformed data set. Following transformation, logtransformed wet mass (lambda = 0, Shapiro-Wilks W = 0.9643, p = 0.0583), square-roottransformed O2 consumption at 16ºC (lambda = 0.5, Shapiro-Wilks W = 0.984, p = 0.588), and power-transformed O2 consumption at 30ºC (lambda = -2, Shapiro-Wilks W = 0.961, p = 0.0727) did not deviate from the assumptions of normality, along with O2 consumption at 22ºC. I next calculated wet mass-corrected O2 consumption by calculating the residuals from a linear 153 regression with wet mass as the independent variable and O2 consumption as the dependent each temperature treatment (regressions shown in Figure 5-S1). I then used these residuals as the dependent variable in a three-way ANOVA to test whether the random factor of lake of origin or the fixed factors of temperature and reproductive mode, or an interaction between any of these factors. Because there was only a single lake for which both sexual and asexual individuals were sampled, I performed a two-way ANOVA excluding reproductive mode as a factor. I also performed a series of one-way ANOVAs within each temperature (with lake of origin as a fixed factor and reproductive mode as a fixed factor) and to address lake-specific O2 consumption responses. Because Lake Alexandrina contained both sexual and asexual samples, I was able to perform a two-way ANOVA to test for any within-lake effects of reproductive mode and temperature (with temperature and reproductive mode as fixed factors). For the other six lakes, I performed one-way ANOVAs within each lake with temperature as a fixed factor. Results from ANOVA comparisons are shown in Table 5-S2. All statistical comparisons were performed in R v. 3.2.4 (R Core Team 2016). RESULTS To test whether organismal O2 consumption is affected by temperature, lake of origin, and reproductive mode, I compared O2 residuals (see Methods) using a three-way ANOVA with lake of origin as a random factor, temperature as a fixed factor, and reproductive mode as a fixed factor. I found that there was a significant effect of the interaction between lake and temperature on organismal oxygen consumption (F6, 161 = 2.433, p = 0.0281, Figure 5-1, Table 5-S2). Because there was no effect of reproductive mode on O2 consumption in this test and only one lake had both sexual and asexual samples, I performed a two-way ANOVA, excluding 154 reproductive mode as a factor. I found that the interaction of temperature and lake of origin again had a significant effect on O2 consumption. To investigate this interaction effect, I compared O2 residuals within each temperature using a two-way ANOVA with lake of origin and reproductive mode as fixed factors. I found that lake of origin significantly affected O2 residuals at 22ºC (F6, 53 = 3.355, p = 0.00697) but not at 16ºC (F 6, 54 = 1.122, p = 0.362) or 30ºC (F5, 47) = 1.555, p = 0.191). Reproductive mode did not affect O2 residuals at any temperature treatment (16ºC: F1, 53 = 1.530, p = 0.222, 22ºC: F 1, 54 = 0.013, p = 0.911, 30ºC: F1, 47 = 0.192, p = 0.663). Finally, I tested the effect of temperature on O2 residuals within each lake using a two-way ANOVA with temperature and reproductive more being fixed factors for Lake Alexandrina and one-way ANOVAs for the remaining lakes. I found that temperature significantly altered O2 residuals in Lake Alexandrina (F1, 38 = 53.711, p = 8.87 x 10-9), Lake Clearwater (F1, 9 = 5.337, p = 0.046), and Lake Selfe F1, 5 = 9.723, p = 0.026). Reproductive mode did not affect O2 residuals in any Lake Alexandrina (F1, 38 = 0.171, p = 0.681). The common garden method I employed here indicates that even though snails are housed in identical conditions, they still exhibit lakespecific phenotypes in terms of organismal O2 consumption. The observed differences in O2 consumption across temperatures indicate that P. antipodarum possess some ability to regulate O2 consumption in response to the current environment. 155 DISCUSSION Phenotypic variation for mitochondrial function depends upon lake of origin and environment I employed a common garden approach to compare organismal O2 consumption in response to heat stress in 64 individual snails collected from seven different New Zealand lakes (Figure 5-1). I found that both temperature treatment and lake of origin significantly affected organismal O2 consumption in P. antipodarum. These results are consistent with previous experiments demonstrating variation for mitochondrial function between lab-reared asexual lineages (Chapter 4), suggesting that there exists substantial genetic variation for mitochondrial function (measured here as O2 consumption in response to heat stress) in P. antipodarum. The substantial differences in O2 consumption across temperature treatments indicate that P. antipodarum is capable of altering its metabolic rate in response to environmental stimuli. The dependence of mitochondrial function on both genetic and environmental factors has been observed in other systems (e.g., Willett and Burton 2003, Dowling et al. 2007, Arnqvist et al. 2010, Hoekstra et al. 2013), suggesting that genotype-by-environment effects on mitochondrial function may be widespread amongst animals. Genotype x environment interactions are expected to reduce the efficacy of selection, as variation is not reliably passed on from parent to offspring (Lande and Shannon 1996). This pattern of phenotypic variation is consistent with the pattern of molecular variation in P. antipodarum mitochondrial genomes: variation in the mitochondrial genome is structured by phylogenetic history (Chapter 2, Figure 2-1), such that individuals from the same lake tend to share mitochondrial haplotypes more often than individuals from different lakes (Neiman and Lively 2004, Paczesniak et al. 2013). Potamopyrgus antipodarum mitochondrial genomes tend to harbor substantial levels of nonsynonymous variation (Chapter 3), which is in 156 stark contrast to animals known to have large effective population sizes (e.g., Montooth et al. 2009). Together, these data suggest that phenotypic variation is structured by lake population, meaning that future analyses must account for lake-effects when measuring metabolic function in P. antipodarum. While determining optimal mitochondrial function in laboratory experiments likely does not wholly reflect how variation interfaces with the organism’s natural environment, these data can still provide clues as to the source of variation. In particular, surveys of P. antipodarum mitochondrial genome diversity indicate that one haplotype – the so-called haplotype “1A” – is to be shared across many lakes and is especially common amongst New Zealand asexuals (Neiman and Lively 2004, Paczesniak et al. 2013). Evaluating the mitochondrial function of this haplotype under common garden conditions would likely provide valuable insight into phenotypic variation for mitochondrial function in P. antipodarum. These data might also help illuminate the evolutionary mechanisms underlying the global invasion of P. antipodarum (Levri et al. 2007, Alonso and Castro- Díez 2012). Invasive P. antipodarum all seem to share a more recent common ancestor with snails from the North Island of New Zealand than with snails from other parts of the native range (Städler et al. 2005). This observation suggests that some lineages of P. antipodarum are more well-equipped to colonize novel environments than others, raising the question of whether what appears to be a nonrandom contribution of lineage source to invasion success could be related to the phenotypic variation we observed here (Keller and Taylor 2008; e.g., Neiman and Krist 2016). In particular, it would be relevant to determine whether invasive snails have distinct phenotypic profiles from those lineages that remain in their native New Zealand lakes. Neiman and Krist (2016) found that invasive P. antipodarum tended to be more resilient to nutrient limitation than their native New 157 Zealand counterparts, consistent with this possibility. Given the propensity of mitochondrial function to respond to environmental cues, the suite of traits related to mitochondrial performance are promising candidates for investigating why some lineages become invasive while others do not. Implications for the loss of sex Asexual lineages of P. antipodarum harbor substantial levels of nonsynonymous variation at both the intraspecific and interspecific levels (Neiman et al. 2010, Chapter 2, 3). What remains unclear is whether and how this variation affects phenotype (see Chapter 2). Nonsynonymous mutations that reach fixation within a species are thought to be either beneficial or behaving neutrally (Ohta 1992). What "neutral behavior" implies is that mutations that may be deleterious in other contexts and/or species may contribute to diversity when the efficacy of selection is low (e.g., when Ne is small, Charlesworth 2009). Given the extent of phenotypic variation in P. antipodarum for mitochondrial function and the inference that mitochondrial function is responsive to environmental cues, it seems likely that selection against phenotypic variation for mitochondrial function is either not particularly intense and/or that selection is ineffective due to environmental contribution to phenotypic variation. In this initial test of mitochondrial function in sexuals vs. asexuals, I was not able to sample both reproductive modes for any lake other than Lake Alexandrina. Combined with the large lake effect, this means that inferences regarding mitochondrial function in sexual vs. asexual P. antipodarum are limited. The only firm conclusion for this dataset is that variation between sexuals and asexuals from different lakes does not explain the pattern of phenotypic variation as well as the lake of origin does. This conclusion is consistent with local derivation of 158 asexuals, because if asexual lineages in this data set traced back to a single transition to asexuality and variation for mitochondrial function is shared within asexual lineages (Chapter 3), we would expect the effect of reproductive mode to swamp out any lake effect. Because reproductive mode cannot be assessed until after the phenotypic data is collected and the effect size for within-lake samples appears to be small, future comparisons of sexual vs. asexual snails will require extensive within-lake sampling to obtain the necessary power to rigorously test whether sexual and asexual snails differ in metabolic function. 159 ACKNOWLEDGEMENTS The ploidy identification data presented herein were obtained at the Flow Cytometry Facility, which is a Carver College of Medicine/ Holden Comprehensive Cancer Center core research facility at the University of Iowa. The Facility is funded through user fees and the generous financial support of the Carver College of Medicine, Holden Comprehensive Cancer Center, and Iowa City Veteran's Administration Medical Center. I acknowledge Laura Bankers, Kaitlin Hatcher, Katelyn Larkin, and Curt Lively for snail collections. 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Molecular Biology and Evolution, 31, 673-682. 164 Stadler, T., Frye, M., Neiman, M., & Lively, C. M. (2005). Mitochondrial haplotypes and the New Zealand origin of clonal European Potamopyrgus, an invasive aquatic snail. Molecular Ecology, 14, 2465-2473. Wallace, C. (1992). Parthenogenesis, sex and chromosomes in Potamopyrgus. Journal of Molluscan Studies, 58, 93-107. Zachar, N., & Neiman, M. (2013). Profound effects of population density on fitness-related traits in an invasive freshwater snail. PLoS ONE, 8, e80067. Zhang, F., & Broughton, R. E. (2013). Mitochondrial-nuclear interactions: compensatory evolution or variable functional constraint among vertebrate oxidative phosphorylation genes? Genome Biology and Evolution, 5, 1781-1791. 165 FIGURES Figure 5-1. Map of New Zealand lakes from which snails used in this study were collected. 166 Figure 5-2. Interaction plot depicting significant interaction between temperature and lake of origin. A two-way ANOVA revealed a significant interaction between lake of origin (N = 7), and temperature in 63 field-collected P. antipodarum (F 6, 163 = 2.329, p = 0.0305). Lines represent best-fit line fit to each pair of temperatures. Neither lake of origin nor temperature had a significant effect on O2 consumption alone. 167 SUPPLEMENTARY MATERIAL 168 169 Figure 5-S1. Relationship between log-transformed mass and O2 consumption in fieldcollected snails. a) Log-transformed mass was significantly and positively correlated with square-roottransformed O2 consumption (Pearson’s r = 0.27, p = 0.035). b) Log-transformed mass was not correlated with O2 consumption at 22ºC (Pearson’s r = 0.09, p = 0.487). c) Log-transformed mass was not correlated with power-transformed O2 consumption at 30ºC (Pearson’s r = -0.05, p = 0.709). Residuals were calculated from the best-fit lines (black line within plot) and used to compare O2 consumption across lake of origin, temperature, and reproductive mode. 170 Table 5-S1. Field collected samples from seven New Zealand lakes. Lake Sexual Asexual Alexandrina 14 2 Clearwater – 4 Heron – 2 Kaniere 16 – Paringa 5 – Rotoroa – 17 Selfe – 3 Total 36 28 171 Table 5-S2. ANOVA Tables Three-way ANOVA Temperature Lake of Origin Reproductive Mode Lake of Origin * Temperature Temperature * Reproductive Mode Residuals Two-way ANOVA, Within Sex Temperature Lake of Origin Temperature * Lake of Origin Residuals Two-way ANOVA, Within Asex Temperature Lake of Origin Temperature * Lake of Origin Residuals Sum Sq Df F p 4.81E+05 2 0.0023 0.99775 8.18E+08 6 1.2778 0.27064 2.20E+07 1 0.2059 0.65068 1.97E+09 11 1.6758 0.08365 4.51E+07 2 0.2116 0.80953 1.64E+10 154 Sum Sq Df F p 6.73E+04 2 0.0003 0.9997 4.48E+08 2 1.778 0.175 1.01E+09 4 2.0015 0.1012 1.11E+10 88 Sum Sq Df F p 1149423 2 0.0071 0.9929 369753916 4 1.1428 0.3442 957542487 7 1.6911 0.1264 5338544132 66 Sum Sq Df F p 5.71E+05 2 0.0027 0.99729 8.01E+08 6 1.2705 0.27398 1.92E+09 11 1.6591 0.08751 1.65E+10 157 Sum Sq Df F p 33.74 6 1.122 0.362 Two-way ANOVA, No Reproductive Mode Temperature Lake of Origin Temperature * Lake of Origin Residuals Two-way ANOVA within Temperature 16º C Lake of Origin 172 Table 5-S2 – continued Reproductive Mode Residuals 22ºC Lake of Origin Reproductive Mode Residuals 30ºC Lake of Origin Reproductive Mode Residuals 7.67 1 1.53 0.222 265.72 53 Sum Sq Df F p 34007 6 3.355 0.00697 22 1 0.013 0.91056 91218 54 Sum Sq Df F p 2.72E+09 5 1.555 0.191 6.71E+07 1 0.192 0.663 1.64E+10 47 Sum Sq Df F p 6973653779 2 46.8057 9.68E-11 18483218 1 0.2481 0.6214 37988900 2 0.255 0.7763 2681846865 36 Sum Sq Df F p 467146810 2 3.3042 0.08994 565515470 8 Sum Sq Df F p 1152 1 0.7047 0.4896 3269.5 2 Sum Sq Df F p 481195883 2 1.5126 0.2309 7475837164 47 ** Two-way ANOVA within Lake of Origin Alexandrina Temperature Reproductive Mode Temperature * Reproductive Mode Residuals *** One-way ANOVA within Lake of Origin Clearwater Temperature Residuals Heron Temperature Residuals Kaniere Temperature Residuals 173 Table 5-S2 – continued Paringa Temperature Residuals Rotoroa Temperature Residuals Selfe Temperature Residuals Sum Sq Df F p 138794091 2 0.4103 0.6732 1860588393 11 Sum Sq Df F p 49314633 2 0.3049 0.7387 3720163862 46 Sum Sq Df F p 433570009 2 135272 2.19E-10 6410 4 *** Signif. codes: 0 '***' 0.001 '**' 0.01 '*' 0.05 174 CHAPTER 6: CONCLUSIONS AND FUTURE DIRECTIONS SUMMARY OF FINDINGS Genomic consequences of asexuality In Chapters 2 and 3, I showed that asexual lineages of P. antipodarum do not remove putatively deleterious mutations from their genomes as efficiently as sexual lineages. In particular, asexual lineages tended to harbor a larger number of radical polymorphisms than sexual lineages. Superficially, this pattern is surprising in light of the expectation that mutation accumulation in asexual lineages expected to be more apparent for mutations that are only slightly deleterious (Hill and Robertson 1966, Birky and Walsh 1988, Charlesworth et al. 1993). Because the efficacy of selection is the product of the effective population size and selection intensity (Charlesworth 2009), a reduction in Ne will cause all mutations to behave closer to neutral expectations. One implication of this effect of Ne reduction is that selection increasingly loses the ability to distinguish between different types of mutations. The patterns I observed, that slightly deleterious mutations accumulate in asexuals and that mutations of more severe consequence take longer for selection to sort out compared to sexual populations, are consistent with a scenario whereby the landscape of fitness variation becomes compressed amongst asexuals as individual non-lethal mutations lose the capacity to alter fitness enough that selection can remove them. Accordingly, genetic drift – the random fluctuation of allele frequencies over generations due to random sub sampling of a population – becomes more effective in determining mutational trajectory, and more broadly, lineage trajectory. My data also suggest that selection does not appear to be particularly strong or effective with respect to harmful mutations in the mitochondrial genomes of sexual lineages of P. 175 antipodarum. This pattern was evident in the patterns of evolutionary rate heterogeneity of mitochondrial genes: mitochondrial genes vary widely in their selective intensities such that some genes display signs of relatively intense purifying selection while others appear to experience substantially reduced functional constraint. Because Ne in the mitochondrial genome is already reduced due to uniparental inheritance, haploidy, and recurrent population bottlenecking (Normark and Moran 2000, Neiman and Taylor 2009, Haig 2016), the difference in Ne between mitochondrial genomes sequestered in asexual lineages compared to mitochondrial genomes in sexual populations may not be substantial enough to cause fitness deficits in asexuals, even in the face of accelerated mutation accumulation. Ultimately, the nuclear genome, the site of the vast majority of gene content and recombination, will tell the most important story regarding the consequences of asexuality for mutation accumulation for P. antipodarum as well as for other asexual taxa. Nevertheless, my study of the entire proteincoding region of the mitochondrial genome showed that it is possible to infer the extent of mutation accumulation due to a reduction in Ne by accounting for the intensity of selection acting on individual genes. This relationship represents an important tool going forward, because the reduction in Ne should be much more substantial in the nuclear genome. Consequently, I predict that the variance per gene in the extent to which a reduction in Ne accelerates deleterious mutation accumulation should be larger in the nuclear genome than the variance per gene in the mitochondrial genome, considering that sex and recombination primarily exert their effects in the nuclear genome. 176 Phenotypic consequences of asexuality In Chapter 4, I developed several methods for assaying various elements of mitochondrial function in snails. I then used these methods to show that P. antipodarum harbors extensive phenotypic variation for mitochondrial function and that this variation has at least a partial genetic basis, with evidence for lineage-specific patterns of my various metrics of mitochondrial function (Chapters 4, 5). This pattern was especially evident at the organellar and organismal levels. The discovery of genetic variation for mitochondrial function sets the stage for a critical test of the mutational hypotheses for sex: deleterious mutation accumulation in the absence of sex should reduce function and fitness in asexual lineages compared to their sexual counterparts. In the first of many ongoing tests of mitochondrial function in sexual vs. asexual lineages, I could not detect any differences between sexual and asexual lineages from the different lakes. I did, however, show that lake of origin has a large effect on mitochondrial phenotype, indicating that distinguishing between sexual and asexual snails will require within-lake sampling of sexual and asexual snails. More specifically, snails from a particular lake tended to show similar O2 consumption curves to other snails from the same lake and rather different O2 consumption curves compared to snails from other lakes. The population structure I observed here reflects patterns of haplotype structure at the mitochondrial genomic level (Neiman and Lively 2004, Neiman et al. 2010, Paczesniak et al. 2013, Chapter 2), providing an orthogonal line of evidence for genetic variation underlying phenotypic variation in this species. Evidence from other work agrees with this conclusion: sympatric trematode parasites infect snail hosts at a higher rate than allopatric parasites (Lively et al. 2004), and gene expression profiles (Bankers et al. 2016) and 177 responses to nutrient limitation (Krist et al. 2014) are lake specific, such that lake of origin appears to be an important predictor of phenotype. The lack of difference between sexual and asexual snails in terms of O2 consumption is not particularly surprising, especially considering the dearth of within-lake comparisons. It is also consistent with asexual lineages being young and locally derived, which Paczesniak et al. (2013) suggests is the predominant pattern in P. antipodarum, although the extent to which this is true may vary. More specifically, if asexual lineages are recent snapshots of sexual population variation, there has likely not been a long enough time frame since the transition to accumulate deleterious mutations and experience functional decline. Still, if mutation accumulation affects the outcome of competition between sexual and asexual lineages, it likely has to work on an ecological rather than evolutionary time scale, as the two-fold cost of males is expected to drive sexual populations to extinction extremely quickly in evolutionary time (Lively 1996). The current study is not powerful enough to test whether the effect of mutation accumulation on mitochondrial function is relatively small, if asexuals are recently derived, or if mutation accumulation is not causing a decline in asexual mitochondrial function. Future comparisons of mitochondrial function in young vs. old asexuals will provide a powerful glimpse into the time scale at which mutation accumulation contributes to the seemingly inevitable extinction in asexual lineages. CONTRIBUTIONS OF FINDINGS TO THE FIELD Population genetics and molecular evolution Perhaps the single most important contribution of my thesis work to the broader field of Biology, especially population genetics and molecular evolution, is the evidence presented in Chapter 2 178 that radical nonsynonymous mutations are significantly more likely to be harmful than conservative mutations, even at extremely short time scales. Indeed, the difference between conservative and radical rates of evolution appear to be so different as to suggest that the monolithic classification of all nonsynonymous mutations into a single category is a misleading average of the rate of amino acid evolution. While others have investigated this topic in model systems including Drosophila (Rand et al. 2000, Smith 2003), humans (Fay et al. 2001, Miller and Kumar 2001, Eyre-Walker et al. 2002, Vitkup et al. 2003), mammals (Zhang 2000, Hanada et al. 2007), and flowering plants (Rand et al. 2000), among others, the differential effects on fitness and function are rarely incorporated to genomic datasets. In this work, I developed a novel algorithm to compare rates and patterns of conservative and radical nonsynonymous evolution and applied that algorithm to a whole mitochondrial genome dataset. Together, the inference that radical mutations are more harmful than conservative mutations and the practical tools that I have developed to help analyze rates and patterns of amino acid evolution will provide an important tool in the genomics toolkit to analyze evolutionary processes that contribute to the removal (or lack thereof) of harmful mutations. The work described in Chapters 2 and 3 also provides an important advance to our understanding of the consequences of sex on molecular evolution. In particular, I found that sexual lineages experience a more rapid rate of removal of harmful mutations than asexual lineages (Chapter 2) and that the intensity of selection on a given genomic region contributes to the degree of harmful mutation retention in asexuals (Chapter 3). While the relationship between the intensity of selection and the efficacy of selection has been hypothesized in theory (Charlesworth 2009) and likely contributes to similar patterns of harmful mutation retention in small vs. large effective populations (e.g., large-bodied vs. small-bodied mammals, Zhang 2000), 179 this work represents the first time that this relationship has been empirically demonstrated in a system that is polymorphic for sexual reproduction. Importantly, dissecting the relationship between the intensity and efficacy of selection represents the only way to directly measure the extent to which the reduction in effective population size resulting from the loss of sex affects harmful mutation accumulation and/or beneficial mutation fixation. The empirical evidence presented here in support of this relationship will provide an important context in which to test the mutational processes hypothesized to maintain sex in nature because it will allow comparative approaches to account for the potentially confounding effects of natural selection and reproductive mode. Development of phenotypic markers for P. antipodarum One of the major challenges facing non-model organisms is the dearth of phenotypic assays that are connected to both genotypic and fitness variation. This is especially the case for mollusks, whose genetic diversity is largely underrepresented, meaning that investigation into the relationship between mutational information and phenotypic data cannot be easily translated into fitness outcomes. One of the primary goals of this thesis was the development of several such assays of mitochondrial performance, including mitochondrial genome copy number, mitochondrial membrane potential, mitochondrial electron flux, and organismal oxygen consumption (Chapter 4). All of these phenotypic measures have been connected to some measure of fitness in other organisms (e.g., Moraes et al. 1991, Liu et al. 1997, Garner and Thomas 1999, Abele et al. 2002); however, the relationship between variation in mitochondrial function and variation in fitness differs across species (e.g., mammals vs. reptiles, Lane 2011), making it necessary to establish whether variation in mitochondrial function leads to fitness 180 variation in P. antipodarum. The first step in assessing the extent to which this is true is testing whether variation for mitochondrial performance is reliably inherited, as it represents one of four prerequisites that must be satisfied for harmful mutations to be efficiently removed from populations (i.e., there must exist phenotypic variation, there must exist variation in fitness, variation in phenotype must be related to variation in fitness, and, my focal premise, phenotypic variation must be reliably inherited). In Chapter 4, I showed that not only is there phenotypic variation for mitochondrial performance at three different levels of biological organization in P. antipodarum, but also that variation in mitochondrial function is more likely to be shared between closely related individuals than between distantly related individuals. This, combined with the observation of lake-specific mitochondrial function in Chapter 5, suggests that phenotypic variation for mitochondrial function is indeed reliably inherited, meaning that there is at least the potential for natural selection to remove harmful mitochondrial mutations in P. antipodarum. While it is still not clear how closely mitochondrial performance is tied to snail fitness, these newly developed measures of phenotypic variation in P. antipodarum offer novel measures of genotypic and phenotypic variation in an emerging model organism. The phenotypic assays developed here should also be easily transferrable to other mollusk species, particularly the methods for assaying electron flux and mitochondrial membrane potential. The MTT assay and the JC-1 assay are commonly used in model system such as human (Liu et al. 1997, Okpalugo et al. 2004), mouse (Fiorentino et al. 1989, Wang et al. 2016), and Drosophila (Terzhaz et al. 2006, Xu et al. 2015), but until now have not been adapted to suit measures of mitochondrial performance in mollusks. Of note, mollusks have several differences from other eukaryotes in their mitochondrial dynamics including the use of opines as alternate energy storage molecules (Harcet et al. 2013), such that developing useful tools from 181 other distantly related model organisms is not straightforward, despite a clear demand for mitochondrial assays in studying neurobiology (e.g., Vallejo et al. 2014, Shomrat et al. 2011), the biology of aging (Ungvari et al. 2013), and understanding the energetic demands of invasive and/or problematic mollusk species (Baldwin et al. 1996, Pigneur et al. 2011, Levri et al. 2014). Further development of similar tools and fine-tuning of these molecular assays of mitochondrial performance will provide powerful tools for understanding fitness and function in organisms lacking such previously developed infrastructure, especially considering the importance of mitochondrial function in other species (Burton and Barreto 2012) and the genetic tractability of the mitochondrial genome in animals. NEW AND OPEN QUESTIONS REGARDING THE MAINTENANCE OF SEX, MITOCHONDRIAL FUNCTION, AND P. ANTIPODARUM Do asexual lineages accumulate harmful mutations more rapidly than related sexual lineages in their nuclear genomes? The data presented in Chapters 2 and 3 indicates that asexual lineages are clearly accumulating putatively harmful mutations in their mitochondrial genomes at a higher rate than related sexual lineages; however, it is not clear that mitochondrial mutation accumulation causes a large enough decline in function and/or fitness of asexual lineages to affect the maintenance of sex or the seemingly inevitable extinction of asexual lineages. In particular, theory suggests (Lynch et al. 1993, Charlesworth 2009) and my work corroborates (Chapter 3) that the mutations being accumulated should be those of relatively small effect (e.g., higher rate of mutation accumulation in mitochondrial genes that experience less intense selection). Furthermore, although the sample size was extremely limited, differences in mitochondrial function across reproductive modes 182 appear to be slight if at all in field-collected snails, especially compared to the effects of other important biological processes, such as restricted gene flow between lake populations (Chapter 5). Together, these data indicate that if harmful mutation accumulation is at least partially responsible for the maintenance of sex in P. antipodarum, much of the contribution must be from the nuclear genome. Currently, very few studies have been able to compare nuclear genomewide patterns of mutation accumulation in a species that varies in reproductive mode (but see e.g., Tucker et al. 2013, Hollister et al. 2014), meaning that such comparisons in P. antipodarum will prove essential tests of the mutational hypotheses for sex. Does mitochondrial performance predict fitness outcomes in P. antipodarum? One of the unique challenges of using P. antipodarum as a model system is the relatively long generation time (6-9 months, Larkin et al. 2016), which makes connecting phenotypic variation to fitness variation time consuming and expensive. There are, however, some aspects of P. antipodarum that can be taken advantage of to help answer whether phenotypic variation is associated with fitness variation. In particular, by leveraging the use of asexual lineages and the observation that P. antipodarum is ovoviviparous (Schreiber et al. 1998), testing for an association between mitochondrial function and fitness could be accomplished by testing whether variation in brood size correlates with variation in mitochondrial performance. Because P. antipodarum harbor smaller broods when under phosphorus limitation (Tibbets et al. 2010), it seems likely that reproduction is energetically expensive in this species, meaning that variation in mitochondrial function could influence variation in brood size. Additionally, time to reproductive maturity is an important predictor of lifetime reproductive success in P. antipodarum, as females that reach maturity sooner have offspring sooner (Larkin et al. 2016). 183 Testing whether time to reproductive maturity is correlated to mitochondrial function at adulthood would provide a powerful test of whether and how variation in mitochondrial function impacts fitness in P. antipodarum. Establishing the extent to which these relationships between function and fitness exist is essential for understanding how mitochondrial mutation accumulation in asexuals affects the maintenance of sex and the extinction of asexual lineages, a central question discussed in this thesis. Do asexuals experience a reduction in fitness as a consequence of mutation accumulation? The mutations that asexual P. antipodarum lineages are accumulating exhibit all the hallmarks of being harmful; however, there is very little evidence that these mutations are causing declines in fitness. Firstly, snails from asexual lineages have a faster growth rate and reach reproductive maturity sooner than snails from sexual lineages (Larkin et al. 2016). Mitochondrial performance is not significantly different across reproductive modes (although limited sampling means that this result has not been rigorously tested, Chapter 5). Anecdotally, asexual populations sampled from the field tend to survive in lab conditions better than sexual populations sampled from the field, and lakes typically harboring mixed assemblages of sexual and asexual lineages often become asexual over the course of several years of lab rearing (e.g., Lake Selfe sample in Chapter 5, Maurine Neiman, personal communication). Thus, if asexual lineages are experiencing a decline in function and/or fitness, it has yet to be uncovered. This observation implies that either asexual lineages are recently derived (a distinct possibility, see Figure 2.1, Neiman et al. 2004, Neiman et al. 2011, Paczesniak et al. 2013), that the mutations being accumulated are of so small effect as to render them inconsequential to the maintenance of sex (but perhaps not to the extinction of asexual lineages), that asexual P. antipodarum are 184 particularly robust to harmful mutations, or some combination thereof. There is some evidence that this final possibility is indeed the case. For example, one asexual lineage sampled in Chapters 2 and 3 harbors a premature stop codon in its nd2 gene, despite no readily apparent difference in fitness. Further, asexual P. antipodarum exhibit wide variation in one of the most fundamental eukaryotic traits: genome copy number. In particular, the vast majority of eukaryotes are diploid, and deviations from diploidy often have negative consequences on organismal health, especially in mammals (Otto 2007). On the contrary, asexual lineages of P. antipodarum not only exhibit rampant polyploidy, but also highly variable distributions of genome size within ploidy classes. Increases in ploidy class (i.e., 2x to 3x, 3x to 4x, etc.) appear to be associated with increases in variation in genome size (Neiman et al. 2011). One potential explanation for this observation lies in the prospect of mutational masking. Because polyploidy is often closely associated with asexuality (Otto and Whitton 2007), and it is possible that elevated ploidy may allow for the temporary masking of deleterious mutations (Otto and Whitton 2000), polyploid asexual lineages may experience a slower rate of mutational meltdown than diploid asexual lineages. Ultimately, uncovering the impacts that mutations have on function and fitness in diploid, triploid, and tetraploid lineages of P. antipodarum represents a central question to testing whether asexual lineages experience mutational meltdown in this species. Is genomic and phenotypic variation between lake populations a consequence of local adaptation or population structure? One of the major outcomes of Chapter 5 is that phenotypic variation in P. antipodarum is highly structured by lake, meaning that gene flow between New Zealand lake populations appears to be restricted in this species. This is somewhat surprising in light of P. antipodarum’s successful 185 invasion and colonization of novel environments as distantly as Australia, Asia, North America, South America, and Europe (Alonso and Castro-Díez 2012). Considering that genetic variation in mitochondrial genomes is also structured across lakes (see Figure 2.1), this finding raises the question as to the process(es) governing divergence between New Zealand lake populations: local adaptation, mutation and drift, or some combination thereof. Local adaptation should be mediated by environmental variables, meaning that lakes with similar environments should favor similar phenotypes (e.g., snails with more tolerant heat stress responses are expected to inhabit warmer lakes). By contrast, if neutral processes were governing phenotypic divergence amongst lake populations, we would expect stochastic patterns of phenotypic divergence to emerge, irrespective of environmental variables, and that these patterns of phenotypic divergence should be shared across traits. Further, mutation and drift should exert genome/organism-wide effects on variation, whereas the effects of selection should be gene/trait specific. A similar pattern of lake-structured variation has emerged in the gene expression response of P. antipodarum to trematode parasite infection (Bankers et al. 2016), in which infected snails from the same lake share expression profiles to a greater degree than infected snails from different lakes. Additionally, P. antipodarum snails are significantly more likely to be infected by a trematode parasite when exposed to sympatric trematodes compared to exposure to allopatric trematodes, suggesting that parasites are locally adapted to P. antipodarum (Lively et al. 2004). Because the parasite in question, Microphallus livelii, eliminates reproductive capacity in the snails that it infects (Koskella and Lively 2009), selection is likely an important contributor to this pattern of across-lake variation. An interesting test of local adaptation would therefore be to compare across-lake correlations in expression profile in response to trematode infection to across-lake correlations in mitochondrial function because if local adaptation is 186 operating to increase phenotypic divergence between lake populations, then we would expect no correlation across datasets. On the other hand, similar across-lake correlations in these two phenotypes would likely implicate a larger role for more neutral process of divergence mediated by geographic isolation. More broadly, unraveling the source of mitochondrial functional divergence in P. antipodarum has major implications for our understanding of the evolutionary forces operating on mitochondrial function in animals. There is some evidence from a variety of taxa that mitochondria can evolve adaptively (e.g., Bazin et al. 2006, Das 2006); however, there remains little evidence that local adaptation is a major contributor to the evolution of mitochondrial function. CONCLUSIONS AND FUTURE PROSPECTS There is still no clear answer as to whether asexuality engenders negative phenotypic consequences linked to harmful mutation accumulation. My thesis provides key steps forward by outlining the genomic framework under which such a decline could happen. 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