REASONED ACTION VERSUS PLANNED BEHAVIOR IN BUS USE DISSERTATION Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy in the Graduate School of The Ohio State University By Puspa Man Joshi, M.S., MC&RP * * * * * The Ohio State University 2003 Dissertation Committee: Professor Jack Nasar, Advisor Approved By Professor Richard Petty Professor Phillip Viton _________________________________ Advisor Department of City and Regional Planning ABSTRACT Fishbein’s theory of reasoned action and Ajzen’s theory of planned behavior were compared in their applications to the prediction of commuter’s bus riding intention and behavior. According to Fishbein, behavioral intention is the antecedent of behavior; and attitude towards behavior, and subjective norm are the determinants of behavioral intention. In addition, behavioral beliefs and normative beliefs are the determinants of attitude towards behavior and subjective norm respectively. Ajzen added perceived behavioral control to the Fishbein model. According to Ajzen, perceived behavior control affects behavior directly, and it affects it indirectly through behavioral intention. I hypothesized that in relation to bus ridership both theories would predict commuting intention and behavior, but Ajzen’s theory of planned behavior would predict them better. To test these hypotheses I surveyed 80 residents in Buckeye Village, a student family housing complex owned by the Ohio State University. The questionnaire measured behavioral intention, attitude towards behavior, behavioral beliefs, normative beliefs, subjective norms, perceived behavioral control and behavior in relation to riding the Buckeye Village bus to go to campus. The results showed that although both models worked, the Ajzen model predicted bus-riding intention better than did the Fishbein model, but the Ajzen model did not improve the Fishbein model's prediction of bus-riding. Behavioral beliefs and normative ii beliefs correlated significantly with attitude towards bus riding behavior and subjective norm respectively. iii I would like to dedicate this dissertation to my late dad Moti Man Joshi and late mom Chatra Laxmi. iv ACKNOWLEDGMENTS First, I would like to thank my advisor Prof. Nasar for trusting me and helping me from the beginning of this dissertation to its completion. For several years, Prof. Viton was my advisor because I wanted to do thesis on a topic related to transportation economics. I would like to thank him for his continued help and support even after I changed my topic to transportation psychology. Another committee member, Prof. Petty helped me to find a topic that is related to transportation psychology. I am obliged to him for this help and agreeing to be in the committee despite his busy schedule. Prof. Pearlman and Prof. Bertsch were always there to bail me out by providing me internships when I almost had to leave the school for financial reasons. Other professors in C & RP including Prof. Emeritus Miller, Prof. Guldman and Prof. Ravenau had helped me to get through my 15 years in C & RP one way or the other. They all deserve my acknowledgement and appreciation. Had I not gotten the fellowship from the International Road Federation and financial aid from the Roads Department of Nepal for my first year in the U.S., my desire for further study in the U.S. would have been only a dream. My special thanks go to Mr. Merron L. Latta, the former Vice President of IRF and Mr. S. B. Pradhanang, the former Chief Engineer of Roads Department of Nepal. From the first day I entered OSU, Prof. v Nemeth (Now Emeritus) has been guiding me as an IRF advisor. His support has been vital to my success in completing my PhD. When I first came to OSU I was having difficulties in adjusting to the life over here due to the vast cultural differences between Nepal and U.S. International Friendship Inc. and its officer Phil Saksa, and OIE and its officer Kevin Harty have been a source of support for me, and my family since then. They deserve to share my success. My old colleague, Tim Thomas (now in Portland), despite my horrible English, patiently helped me edit my various drafts. My younger son Ashish accompanied me to distribute questionnaires and my older son Kiran helped me to edit the final draft. I must not forget to thank them. During my preliminary survey, five of the regular ride-sharers from the list provided by Mid-Ohio Planning Commission spent their time answering questions from my telephone interview. My former supervisor Derek Mair and colleagues at EMH&T, Gahanna, and colleagues at OSU Transportation and Parking Services helped me answer my preliminary questionnaires. For my final survey, the Buckeye Village management approved my request to interview the Buckeye Village residents. In addition, there were many residents who received the questionnaires and gladly filled and returned them on time. All of the above deserve my appreciation. I would like to express my gratitude to my sister Moti Maya, my brother-in-law Krishna M. Pradhan, my uncles, aunties, cousins, their wives, and others who took care of my late father during my stay in the U.S. Last but not least, thanks goes to my wife Arun, my daughter Rummi, and my son-in-law Greg Dake for their best wishes to finish my study. vi VITA July 4, 1947………………………………………… Born – Patan, Nepal 1969……………………………………………….. B.A. Math and Newari language Tribhuvan University, Nepal 1973……………………………………………….. B.Ed. Math, Institute of Education Kathmandu, Nepal 1977……………………………………………….. B.E. Highway and Bridge Engineering, Tung Chi University Shanghai, China 1987……………………………………………….. M.S. Transportation Engineering The Ohio State University 1991……………………………………………….. MC&RP The Ohio State University 1977-1985…………………………………………. Assistant Engineer Roads Department of Nepal 1987-Present……………………………………….. Student Service Representative Transportation and Parking Services, Ohio State University Teaching Assistantships: Engineering Economics, Transportation Demand Forecasting, Road Network Analysis (Department of Civil Engineering, OSU), Transportation Economics, Physical Planning, American Planning History (Department of City and Regional Planning). Internships: Mid-Ohio Regional Planning Commission, Ohio Department of Transportation and EMH&T (Engineering Consulting Firm), Gahanna, Ohio FIELDS OF STUDY Major Field: City and Regional Planning, Transportation Planning, Traffic Engineering and GIS vii TABLE OF CONTENTS PAGE ABSTRACT -------------------------------------------------------------------------------------------------- ii DEDICATION ----------------------------------------------------------------------------------------------- iv ACKNOWLEDGMENTS -------------------------------------------------------------------------------- v VITA ----------------------------------------------------------------------------------------------------------- vii LIST OF FIGURES ------------------------------------------------------------------------------------------ xi LIST OF TABLES ------------------------------------------------------------------------------------------- xii CHAPTERS CHAPTER 1 1. Introduction ------------------------------------------------------------------------------------------- 1 1.1 Traffic Congestion Problem and Its Solutions ------------------------------------------------- 2 1.2 Transportation Demand Management (TDM) Programs ------------------------------------ 6 1.3 Mass Transit ---------------------------------------------------------------------------------------- 10 1.4 Travel Demand Forecasting Models ------------------------------------------------------------- 11 CHAPTER 2 2.1 Beliefs, Attitudes and Behavioral Intentional Models -------------------------------------- 19 2.1.1 The Fishbein Behavioral Intention Model ----------------------------------------------- 21 2.1.2 Other Behavioral Intention Models ------------------------------------------------------ 27 2.1.3 Validations and Applications of the Fishbein Model ---------------------------------- 31 2.1.4 Modifications of the FBIM ----------------------------------------------------------------- 35 2.1.5 The Theory of Planned Behavior ---------------------------------------------------------- 39 viii 2.1.6 Validations and Applications of the Ajzen’s model --------- -------------------------- 45 2.1.7 Measurement Issues related to TPB ------------------------------------------------------- 50 2.1.8 Thomas et al.’s Study ------------------------------------------------------------------------- 54 CHAPTER 3 3.1 The Problem Statement ----------------------------------------------------------------------------- 58 3.2 The Purpose of Study ------------------------------ ------------------------------------------------- 61 CHAPTER 4 4.1 Method --------------------------------------------------- --------------------------------------------- 63 4.2 Description of Socio-economic Conditions of Respondents --------------------------------- 65 4.3 Questionnaire and The Pilot Study ---------------------------------------------------------------- 67 CHAPTER 5 5. Results of the Survey 5.1 Introduction -------------------------------------------------------------------------------------------- 72 5.2 Hypothesis testing ------------------------------------------------------------------------------------ 78 5.2.1 The Theory of Reasoned Action ------------------------------------------------------------ 79 5.2.2 The Theory of Planned Behavior ----------------------------------------------------------- 87 5.2.3 The Effect of External Variables ----------------------------------------------------------- 90 5.3 Comparison of Mean Scores Across Respondents --------------------------------------------- 94 CHAPTER 6 6. Conclusions and Implications -------------------------------------------------------------------------- 97 LIST OF REFERENCES ------------------------------------------------------------------------------------- 104 APPENDICES A. Tables from Thomas et al.’s Study ---------------------------------------------------------- 117 ix B. Request Letter to Respondents (Flyer) ------------------------------------------------------ 121 C. Survey Questionnaire -------------------------------------------------------------------------- 123 D. Results of Regression and Probit Analyses ------------------------------------------------- 132 x LIST OF FIGURES FIGURES PAGE FIGURE 1 Behavioral Intention Model (Fishbein, 1980) ------------------------------------------------------ 23 FIGURE 2 Path models for the theory of planned behavior (Ajzen, 1985) ---------------------------------- 40 FIGURE 3 Comparison of Regression Results of Fishbein and Ajzen Models in predicting behavioral intention ----------------------------------------------------------------------- 73 FIGURE 4 Comparison of Regression Results of Fishbein and Ajzen Models in predicting overt behavior ------------------------------------------------------------------------------ 74 FIGURE 5 Relationship between i) Sum of the belief-based attitudes and overall attitude ii) Sum of the normative pressures and overall subjective norm ---------------------- 75 FIGURE 6 Relationship between i) Sum of the belief-based attitudes and overall attitude ii) Sum of the normative pressures and overall subjective norm --------------------- xi 75 LIST OF TABLES TABLE PAGE 1. Remarks About TDM Programs ------------------------------------------------------------------ 9 2. Validations and Applications of FBIM ---------------------------------------------------------- 37 3. Validations and Applications of ABIM ---------------------------------------------------------- 49 4. Definition of Terms ----------------------------------------------------------------------------------- 62 5. Descriptive Statistics of Socio-economic Variables -------------------------------------------- 66 6. Descriptive Statistics of Attitudinal Variables --------------------------------------------------- 67 7. R2 Values Obtained from Linear Regressions and ρ2 Obtained from Probit Analysis----- 77 8. Bivariate Correlations between Attitude Towards Behavior (Ab) and Behavioral Beliefs Multiplied by Their Outcome Evaluations (Sum Bi*Ei) ---------------- 82 9. Bivariate Correlations between Attitude Towards Behavior (Ab) and Strength of beliefs (Bi) and Attitude Towards Behavior (Ab) and Evaluations of outcomes ----------------------------------------------------------------------------- 84 10. Bivariate Correlations between Subjective Norm (SN) and Normative Beliefs Multiplied by Motivation to Comply (NBi*MCi) -------------------------------------- 85 Bivariate Correlations between Subjective Norm (SN) and Normative Beliefs (NBi) and Subjective Norm (SN) and Motivation to Comply (MCi) --------------- 86 12. Bivariate Correlations Between All the Measured Variables ---------------------------------- 92 13. Mean Scores and Standard Deviations for Attitudinal Variables of Bus-riders and Non Bus-riders -------------------------------------------------------------------- 94 Mean Scores and Standard Deviations for Attitudinal Variables of Respondents Across Socio-economic Groups --------------------------------------------------- 96 Summary Data Table of Simple Linear Regressions of Behavior (B) on Each of Behavioral Intention (BI), Attitude Towards Behavior (Ab) and Subjective Norm (SN): Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 133 11. 14. 15. xii 16. Summary Data Table of Binary Probit Analysis of Behavior (B) on Each of Behavioral Intention (BI), Attitude Towards Behavior (Ab) and Subjective Norm (SN): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ---------------------------------------------------------------------------------- 134 17. Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab) and Subjective Norm (SN): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 134 18 Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab) and Subjective Norm (SN): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ---------------------------------------------------------------------------------- 134 19. Summary Data Table of Simple Linear Regressions of Behavioral Intention (BI) on Each of Attitude Towards Behavior (Ab), Sum of Belief-based Attitudes (Sum Bi*Ei), Subjective Norm (SN), and Sum of the Normative Pressures (Sum NBi*MCi): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 135 20. Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Each of Attitude Towards Behavior (Ab), Sum of Belief-based Attitudes (Sum Bi*Ei), Subjective Norm (SN), and Sum of the Normative Pressures (Sum NBi*MCi): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ---------------------------------------------------------------------------------- 136 21. Summary Data Table of Simple Linear Regression of Attitude Towards Behavior (Ab) on Sum of Belief-based Attitudes (Sum Bi*Ei): Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 137 Summary Data Table of Stepwise Linear Regression of Attitude Towards Behavior (Ab) on A1 (Saving Money), A8 (Losing flexibility) and A9 (Helping to reduce air pollution): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, T Values for β, df ---------------------------------- 137 Summary Data Table of Simple Linear Regression of Subjective Norm (SN) on the Sum of the Normative Pressures (Sum NBi*MCi): Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 137 Summary Data Table of Stepwise Linear Regression of Subjective Norm (SN) on SN1 (Spouse), and SN3 (Best Friend): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient b, T Values for b, df ---------------------------------- 138 Summary Data Table of Simple Linear Regression of Behavior (B) on Perceived Behavioral Control (PBC): Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ---------------------------------------------------- 138 22. 23. 24. 25. xiii 26. Summary Data Table of Binary Probit Analysis of Behavior (B) on Perceived Behavioral Control (PBC): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ---------------------------------------------------------------------------------- 138 27. Summary Data Table of Multiple Linear Regression of Behavior (B) on Behavioral Intention (BI) and Perceived Behavior Control (PBC): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, T Values for β, df ----------------------------------- 139 28. Summary Data Table of Binary Probit Analysis of Behavior (B) on Behavioral Intention (BI) and Perceived Behavior Control (PBC): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ----------------------------------------------------------------------------------- 139 29. Summary Data Table of Simple Linear Regression of Behavioral Intention (BI) on “The number of automobiles owned”: Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient b, df ----------------------------------------------------- 139 30. Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on “The number of automobiles owned”: ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ----------------------------------------------------------------------------------- 140 31. Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN) and “The number of Automobile owned”: Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient b, T Values for b, df --------------------------------- 140 Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN) and “The number of Automobile owned”: ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df --------------------------------------------------------------------------------- 140 Summary Data Table of Simple Linear Regression of Behavioral Intention (BI) on Perceived Behavioral Control (PBC): Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 141 32. 33. 34. Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Perceived Behavior Control (PBC): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ---------------------------------------------------------------------------------- 141 35. Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN) and Perceived Behavior Control (PBC): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, T Values for β, df ---------------------------------- xiv 141 36. Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN) and Perceived Behavior Control (PBC): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ----------------------------------------------------------------------------------- 142 37. Summary Data Table of Simple Linear Regression of Behavior (B), Behavioral Intention (BI), and Perceived Behavioral Control (PBC) on Past Behavior (PASTB): Simple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, df ----------------------------------------------------- 142 38. Summary Data Table of Binary Probit Analysis of Behavior (B), Behavioral Intention (BI), and Perceived Behavioral Control (PBC) on Past Behavior (PASTB): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ----------------------------------------------------------------------------------- 143 39. Summary Data Table of Multiple Linear Regression of Behavior (B) on Behavioral Intention (BI), Perceived Behavior Control (PBC) and Past Behavior (PASTB): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, T Values for β, df ---------------------------------- 143 40. Summary Data Table of Binary Probit Analysis of Behavior (B) on Behavioral Intention (BI), Perceived Behavior Control (PBC) and Past Behavior (PASTB): ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ---------------------------------------------------------------------------------- 144 41. Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN), Perceived Behavior Control (PBC) and Past Behavior (PASTB): Multiple Correlation Coefficient (R), R2, Ra2, F Values for R2, Standardized Regression Coefficient β, T Values for β, df ---------------------------------- 148 42. Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN), and Perceived Behavior: ρ2, Chi Square Values for ρ2, Standardized Regression Coefficient β, Values of Log likelihood, df ----------------------------------------------------------------------------------- 145 43. Percentage distribution of respondents based on their positive, neutral or negative responses related to Behavioral beliefs about outcome (Bi), Evaluation of outcomes (Ei), Normative beliefs (NBi), Motivation to comply (MCi), Attitude towards behavior (Ab), and Subjective Norm (SN), and Behavioral Intention. ----------------------------------------------------------------------------------------------- 145 xv CHAPTER I INTRODUCTION This dissertation rests on the belief that in a congested area if solo-drivers switch to carpooling or bus riding, it can benefit society. It tests two psychological models—the Fishbein model (Ajzen and Fishbein, 1980) and the Ajzen model (1985)—that may explain individual’s choices to ride a bus. These models have been widely used in social psychology and consumer research for predicting behaviors. The present study applies them to the special case of public transportation, in particular students taking a bus to and from campus. Only a few studies applied these models to travel behaviors. Notably, Thomas at al. (Thomas 1976) tested the Fishbein model in prediction of women’s riding a bus to shop at a mall. Extending that study, this study tests how well the Fishbein and Ajzen models work for commuter trips, with the idea that if the models do work, it may have broader application for transit planners. While these models can predict individual behavior they can also explain the relation between individual’s beliefs and their outcomes. As such, these models are applicable in dealing with the social issues such as traffic congestion and air pollution due to automobiles on the streets and highways which are partly the outcomes of traveler’s choice behavior. Thus, although our interest is in aggregate demand, the modeling of individual behavior is the core of all predictive models of aggregate behavior (Ben-Akiva and Lerman, 1985). 1 This chapter reviews Transportation Demand Management (TDM) programs that include various ways to get people out of the auto mode and into shared riding, such as a bus. The final section of this chapter briefly describes the travel demand forecasting models and compares probabilistic models with Fishbein and Ajzen’s attitudinal models. 1.1 Traffic Congestion Problem and Its Solutions In spite of efforts made by transportation professionals, congestion continues to plague travelers especially commuters. Vehicle registration increased by 41% during 1980s and vehicles per household increased from 1.94 to 2.24 (Levinson and Kumar, 1994). An increase in the work force, particularly among women, increased traffic congestion (Takiyi, 1995). According to Johnson and Tinklenberg (2001), the increased mobility of society caused travel to grow at almost the same rate of booming economy (about 4 percent per year over the past 20 years), but the growth in roadway capacity has increased much less (about 0.3 percent per year). This discrepancy in demand for travel and supply in roads increased congestion. Beyond that, the infrastructure has deteriorated. As a solution to the problem, economists have suggested a road pricing policy (Small, Winston and Evans, 1989). The policy assumes that the best way to economize on maintaining and using an existing road is to apply a user charge which equals the actual cost each user imposes on society through his effect on the road’s condition and on the speed that other users can travel. The charge deters the low-priority uses and accommodates high-priority uses with fewer deleterious effects from crowding or pavement deterioration. Critics point out problems with the policy. They 2 say the behavioral values of time are highly complex and the values used in transport are usually crude (Thomson, 1997). Nevertheless, the implementation of the policy might have prevented the situation from worsening. The Federal Administration reported that 25% of the Interstate network had deteriorated, and 42% of other links had deteriorated (Petit, 1993). According to the Federal Highway 2001 Report (www.dot.fhwa.gov), in the year 2000 the number of bridges rated structurally deficient was 30.8%. Governing (Jan. 1992) predicted that approximately $33.1 billion dollars would be needed just to maintain current pavements and traffic conditions in the year 2000. In 2001, FHWA provided $3.5 billion in funding for approximately 3,000 bridge projects through the Highway Bridge Replacement and Rehabilitation program (FHWA 2001 Report). Traffic congestion causes delays in travel, contributes to the deterioration of air quality, and increases transportation costs. According to Alcott et al. (1991), an estimated reduction in peak period of 2 to 3% traffic in Tucson, Arizona equals a reduction of 405,000 mile traveled and five tons of carbon monoxide emitted. Flattau (1992) estimated the result of energy waste due to traffic congestion and loss in productivity at $100 billion a year or roughly 2% of the gross national product. In 1999, the nation lost an estimated $72 billion in wasted time and fuel consumption due to road congestion (FHWA 2001 Report). Reducing urban congestion can help air quality and energy conservation. It has become a major goal of traffic management agencies (Howie, 1989). With growing concern for the environment, authorities have increasingly used transportation programs to help meet air-quality and energy goals (Gonseth, 1995). One such program is congestion pricing (CP). Depending upon the extent of that use, congestion pricing charges road users for the use of congested roads (U.S. DOT, 1992). This traffic system management technique spreads peak 3 hour traffic into non-peak hour and to less congested segments of the network by charging road users who drive on the congested roads (Edelstein, 1991). This technique tends to dislodge peak hour non-work trips because discretionary trips are much more elastic than the non-discretionary trips (Levinson and Kumar, 1994). According to an ITE journal (Feb. 2001), Midwestern states and Federal agencies recently signed a memorandum of understanding to streamline the development of highway projects while preserving environmental protections. The memorandum called for a) better coordination of land use, growth and transportation issues, b) alternative strategies to mitigate the environmental impacts of highways, and c) closer coordination of transportation planning with the environment. Autos dominate our roads because no other alternative mode can match their convenience, privacy, independence, and flexibility (Zupan, 1992). According to the results of survey by Angell and Ercolano (1991), some solo-drivers enjoy being alone during their commute, and 48% of the solo drivers said they would not want to switch to other modes, even with economic incentives. According to Zupan (1992), the willingness of American motorists to tolerate delay and inconvenience has been cultivated for generations. Not everyone likes the idea of sacrificing individual choices for the greater good. Regarding the heavy congestion on the roads, Littman (1995) and Ewing (1993) blame legislators for their biased policy against alternative transportation, a catch-all term for alternatives to the single occupant vehicles. These alternatives include carpool, vanpool, mass transit, bus and bicycles (Carter and O’Connell, 1982). Thompson et al. (1993) also point out that large subsidies encourage 4 auto use and the organization of land uses that go with it, making the alteration of travel behavior difficult to impossible. Driving costs society about 60 cents per mile in "free" parking, road maintenance, uncompensated accident costs, and pollution impact, more than double the social costs of transit, van and car pooling, and many times more than the cost of bicycling or walking (Littman, 1995). Ewing (1993) estimated the cost in delays, air pollution, parking costs, if fully reflected in gas prices, would raise the cost of driving to more than $4.50 a gallon, nearly four times its nominal cost. Research suggests that beliefs, attitudes and behavioral intentions influence behavior (Fishbein and Ajzen, 1973). Although a host of publications deal with bus riding, few have examined the role of these psychological variables on the behavior of commuters. This dissertation employed attitudinal and behavioral models to understand why commuters choose or refuse to ride a bus, with the aim of identifying strategies that would persuade drivers to ride a bus. The models theorize that behavioral intention is the antecedent of behavior. Bus riding is one kind of ride sharing in Transportation Demand Management (TDM) programs. Others include car pooling, van pooling and riding taxis with unknown people by sharing the cost. Transportation Demand Management (TDM) also uses park-and-ride, high occupancy lanes, and a guaranteed ride home. As this dissertation deals with bus ridership, I will discuss TDM programs, with a particular focus on mass transit. 5 1.2 Transportation Demand Management (TDM) Programs TDM aims to shape travel demand whereas Traffic System Management (TSM) aims to improve the efficiency of the transportation system (Steiner et al., 1992). TSM alleviates congestion by improving the operation and coordination of transportation services and facilities (AASHTO, 1992). TDM programs alleviate congestion by managing travel demand. These concepts have different, but complementary goals. TDM goes beyond traditional transit and parking subsidy programs by enhancing the use of high occupancy vehicles (Bhatt, 1991). It involves reducing vehicle trips by changing the behavior of commuters from solo drivers to carpoolers (Ducca, 1992), van poolers, bicycle riders, walkers and transit users (Glazer, 1993). maximizes the use of existing facilities (Kraft, 1992). It preserves and In brief, TDM programs or measures can reduce the demand on the road network by changing the choices made by commuters or travelers (Zupan, 1992). TDM not only gets vehicles off the road, it also frees up surface parking land in office and research parks that could be used for housing (Hare and Honig, 1990). The components of a TDM program depend on specific geographic and demographic conditions, but they may include improvements to transit, bicycle and pedestrian facilities, and incentives to reduce peak period driving (Littman, 1995). Geographically, TDM may range from a specific site, a single employer with one building, to a city with thousands of commuters (Ferguson, 1991). 6 The Institute of Transportation Engineers (ITE Board of Direction, 1991) has supported TDM programs because these programs have alleviated traffic problems by reducing solo driving. In support of TDM, the Federal government has required the inclusion of congestion management plans in the transportation planning process (Orski, 1991). The public as well as private sector supports it because of its low cost. Although TDM does not take as many vehicles off the roads as planners wish, it has a valuable incremental effect (Kish and Oram, 1991). A survey in Seattle found that carpooling reduced the percentage of solo-driving by commuters from 75.7% to 70.9% within one year (Frederick and Kenyon, 1991). Walking, bicycling, ride sharing and mass transit use often require more time than driving alone, but under favorable conditions individuals using these alternatives may experience less stress than single occupancy vehicle drivers. Bus and rideshare passengers can use their travel time to relax, read or work, and bicyclists and pedestrians benefit from exercise (Littman, 1995). All these factors can contribute to TDM program benefits. The traditional way of fighting congestion by adding lanes in congested areas tends to increase overall motor vehicle use; a phenomenon called generated traffic (Littman, 1995). TDM programs can also reduce traffic congestion without creating this problem. In spite of the benefits, authorities found it difficult to enforce Traffic Reduction Ordinance (one of the legal TDM measures) in suburbs, and many offices move to suburbs for driving convenience (Frederick and Kenyon, 1991). 7 TDM strategy has had a modest impact on the travel decisions made by individual travelers on a daily basis (Ferguson, 1991). Ewing (1993) argues that TDM programs cannot even produce 4 to 6 % reduction in regional traffic volumes. Similarly, the Institute of Transportation Engineers reports that the Regulation XV, an ordinance passed in Los Angeles to reduce automobile emission, had only a marginal impact on aggregate volume of trips, vehicle miles of travel and auto emissions (ITE, 64). In general, while investigators such as Zupan (1991) consider TDM as a costeffective alternative, a study by ITE (1994) found that the cost of TDM ranges from $12 to $750 per employee, indicating that while some programs are cost effective, others are not. Table 1 presents some remarks made by investigators regarding feasibility, implementation, marketing strategies and evaluation of Transportation Demand Management programs. Strategies that make TDM programs successful include 1) coordination and cooperation among implementing agencies including labor unions (Freas and Anderson, 1991; Steiner et al., 1992), 2) creation of a private and public partnership (Hartje, 1991), and 3) establishment of a central clearing-house (Dagang, 1993). Some programs involve penalties, such as raising parking fees. Other programs involve preferential treatment, such as allowing commuters with more than one person in a car to use a special lane. Some results indicated that the penalty programs work better than preferential programs, when these penalty programs are accompanied by other programs for full effectiveness (Ben-Akiva and Atherton, 1977). 8 Others found a reduction of employer subsidized parking had a positive influence on ridesharing (Dagang, 1993). Author Alcott (1991) Ben-Akiva and Atherton (1977) and Elsenar (1991) Dagang (1993) “ “ Elsenar (1991) Ferguson (1991) Flannelly et al. (1991) Freas and Anderson (1991) Grenzeback and Woodle (1991) Gillen (1977) “ “ Glazer (1993) Gordon and Peers (1991) Hartgen (1991) Hartje (1991) Orski (1991) Small (1993) Steiner et al. (1992) Remarks We cannot expect to pursue commuters to change their transportation mode easily when the external factors are unfavorable to them. Penalty programs such as parking fee surcharges or restricted parking are more effective than incentive programs such as preferential parking. However, penalty programs should be accompanied with other programs. Reduction of employer-subsidized parking is the most cost-effective TDM measure. Establishment of a central clearinghouse is necessary to promote TDM. Before asking people to get out of their cars, the availability of alternative transportation must be improved or provided. Planners need sound evaluation techniques that accurately and reliably measure the effectiveness of TDM because many agencies are fully implementing them without proper knowledge of their effectiveness. Expensive TDM programs cannot be pursued only based on achieving intangible benefits such as employee morale or reduced tardiness. Planners should work closely with labor unions in all phases of implementation. Agencies that operate TDM should compete effectively with construction and maintenance programs for state matching funds. Only those individuals who are on the margin of relocation to switching modes tend to switch. Experiments based on economic incentives would fail to motivate solo drivers to switch to carpool. No single Measurement Of Effectiveness (MOE) appears to be clearly superior for evaluating TDM programs. The best MOE may depend upon the environment and the purposes of the TDM programs Places where alternative modes are easily available and parking is plentiful, TDM can influence only to a limited effect. To make any progress in reducing congestion we must realize that the solutions will be difficult and need cooperative planning. Policies that promote the partnership between private and public sector may help to solve the accelerating transportation crisis. a) Little effort has been made to assess area wide effect of TDM. b) Further experience and research is needed to make any firm conclusion regarding TDM as the primary instrument of attaining and maintaining our congestion reduction goals. No single policy can be expected to succeed on all fronts. A combination is needed to succeed. Implementation of TDM could be improved through the coordination of these major areas at the regional level to ensure that policies are consistent. Table 1: Remarks about TDM Programs 9 Some investigators pointed out that programs based solely on intangible benefits to the employers (Flannelly et al., 1991) or programs at the places with ample parking may not work (Gordon and Peers, 1991). They believe that authorities could not persuade solodrivers to shift to other modes without necessary improvements on the alternative modes (Allcott, 1991). TDM programs influence the commuters’ behavior in different ways. Some programs focus on a particular mode, such as carpooling or vanpooling, others do not. For example, the Guaranteed Ride Home program tries to encourage alternative transportation such as bus riding, carpooling or vanpooling, bicycling, walking, in general. Other programs, such as raising parking fees or congestion pricing, try to discourage solo driving. Now consider mass transit, an important component of transportation demand management programs and the focus of this dissertation research. 1.3 Mass Transit Public Transit or Mass Transit refers to a passenger transportation service, usually local in scope, available to any person who pays a prescribed fare. It operates on established schedules along designated routes or lines with specific stops, and it moves relatively large numbers of people at one time (AASHTO, 1992). Examples include buses, light rails, and rapid transit. Public Transportation differs in that it goes from one fixed point to another. Like mass transit, it operates on a regular basis using vehicles that transport more than one person for compensation, usually but not exclusively over a set route or routes (AASHTO, 1992). Buses that take riders from a parking lot to a stadium are an example. 10 An expansion of mass transit could provide benefits whenever freeway congestion rises or a concern for environment and the availability of fuel increases (Takiye, 1995). Unfortunately, almost 50 percent of commuters in the U.S. lack access to mass transit (Warren and Vrebber, 1991). Although mass transit has benefits, it has lost its market share. The share of transit represented 12%, in 1960, 6% in 1980, 2% in 1990 (Takiyi, 1995), and about 2% in 2000 (Lieberman, 2002). Unfortunately, transit expenses have gone up. Since 1968, the rate of annual wage increases of public transit employees has outpaced the average for all U.S. industrial employees (Minkoff, 1984). Columbus, Ohio, the site of this dissertation research, has also seen a decrease in ridership. According to the Columbus Dispatch (September 26, 2001), in 1960, in Columbus area, 71% of commuters used to drive alone and 14.3% of commuters used public transit. However, in 2000, 84% of the commuters drove alone and only 2.4% of commuters used public transportation. Authorities often focus on changes in the system or technology. Though these changes may work, they are costly. Transit planners should also consider promotional activities, which may represent cost-effective ways to boost ridership. In planning to increase ridership, one should understand travel demand. The next section discusses the travel demand forecasting models. 1.4 Travel Demand Forecasting Models Transportation professionals use travel demand forecasting models to predict and explain travelers’ trip, mode, route, or destination choices. A model is a hypothesis about 11 the structure of the relationships among the variables of interest in a specified population (Browne and McCallum, 2002). According to Chou (1986), mode choice was seen as one of the most policy-relevant steps in the travel forecasting process. Early travel demand models were calibrated to predict the trips on a large-scale highway system in metropolitan areas for a long run (Stopher and Meyburg, 1975). The variables considered were transport supply and demographic, based on geographic location and population in question (Thomas et al, 1976). These models were called aggregate models as their unit of analysis was traffic zone rather than an individual traveler. They predicted the demands on highways satisfactorily. When the focus of transportation investments has changed, the emphasis of transportation policy has shifted from the long run to the short, from the large scale to the small and from vehicles to the individuals (Stopher and Meyburg, 1975). Unfortunately, the conventional models were not useful in predicting small scale travel demands. According to Chou (1986), the conventional models have been criticized because i) they are not policy oriented; ii) they are inflexible to changes; iii) they are uni-dimensional; iv) their operational processes are cumbersome and expensive; and v) they are nonbehavioral and based on zonal-aggregate data. In addition, they did not deal explicitly with economic forces and environmental outcomes (Thomson, 1997) As a result, transportation investigators began to calibrate the behavioral models based on consumer choice theory and psychological choice theory. According to Stopher and Meyburg (1975), the consumer theory assumes that a person evaluates the utilities of all available alternatives and makes the choice maximizing his or her utility. Utility is defined as the index of attractiveness (Ben-Akiva and Lerman, 1985). The consumer 12 theory also assumes that consumers are rational in that they select the same alternative given the exact situation and if consumers prefer alternative A over B and B over C, then they prefer A over C (Consistent and transitive preferences). In transport, one can not directly apply the utility models that deal with continuous choice (choosing the amount of butter and milk) to the transport choice which is discrete (one can choose only one mode to travel). A different analytical approach is applied. The psychological choice theory assumes that since human nature is inherently probabilistic one can only assign probabilistic values to the choice based on the measured utilities. Consumer behavior models based on probabilistic theory can be categorized into two groups: constant utility models and random utility models. The former assumes that the consumer can measure the utility correctly, and the later assumes that one can always expect some errors on utility score due to such unobserved attributes as unobserved taste variations, measurement errors, instrument variables (Ben-Akiva and Lerman, 1985). These probabilistic models hold the theorem of probability: 1) the probability values assigned to the alternatives are always between 0 and 1, 2) the sum total of the probability values assigned to all the alternatives available must be 1, and 3) in the case of mode choice, the probability of selecting more than one mode simultaneously is 0 (Ben-Akiva and Lerman, 1985). Most probabilistic mode choice models are based mainly on random utility theory and their calibration makes an assumption related to the error distribution. For instance, probit model, a probabilistic behavioral demand model, assumes the distribution of errors as normal. According to Stopher and Meyburg (1975), Warner (1962) was the pioneer to apply the behavioral model in the transport field. This kind of model is disaggregate as 13 the basic unit of observation is the individual traveler. However, they are not strictly disaggregate because a single set of parameters is estimated for a segment of population (Stopher and Meyburg, 1975). During the 1960’s and early 1970’s, probabilistic choice models proliferated culminating in international conferences: One in 1973 on travel behavior and values, and another in 1975 on behavioral travel demand (Stopher and Meyburg, 1975). These conferences made an attempt to streamline the research in this area by evaluating the strengths and weaknesses of past research and setting the guidelines for the future research. Since then investigators have successfully calibrated, tested, applied and validated such models as multinomial and nested multinomial logit models for the transportation choice (cf. Yun, 1990 for a review); and the use of probabilistic choice models led to major advances in travel demand modeling (Yun, 1990). According to Viton (1989), the study of these behavioral models provides tools for planners interested in predicting travel demand and policy analysists interested in evaluating the desirability of changes in transportation provision. Researchers view the decision-making process of a traveler selecting a mode from several available alternatives as complicated. Angell and Ercolano (1991) argue that many factors affect the selection, including occupational title, income, as well as exposure to the available modes of transportation. Horowitz and Sheth (1977) cite other factors affecting the decision-making process: expense, comfort, pleasantness, reliability, time saving, convenience, safety from crime, energy consumption, traffic problems, and pollution can also affect the decision making process. Koutsopoulas et al. (1993) cite that travel time, travel distance, type of road, travel speed, weather conditions, personal preferences 14 influence the mode choice. Saka (1993) argues that individuals do a comparative analysis of cost of living close to employment and travel cost and choose the most cost-effective alternative. Depending upon the situation, the factors cited above may not have a large effect on the choice of a particular mode. For example, Horowitz and Sheth (1977) found that perceptions of economic advantages had minor roles in the determination of behavioral predispositions toward ridesharing, and that demographic and travel characteristics did not indicate whether a commuter drives alone or shares a ride. In using probabilistic models, investigators incorporated not only demographic, socioeconomic, and transportation system variables but also soft or attitudinal variables such as comfort, convenience, and safety. According to Angell and Ercolano (1991), the ability to gain information about the attitudes of commuters regarding various modes of commuting available to them has proven valuable in tailoring programs that promote the use of these alternatives. The probabilistic models are not without problems. Chou (1986) notes a difficulty in interpreting the behavior of someone reporting a 70% chance of riding the bus. It may mean that if someone plans to commute to work for 100 days, he or she will ride it 70 days; or it may mean that each day the person has a 70% chance, but ends up riding at a high percentage. Chou (1986) also contends that soft variables, such as “inconvenience,” may have a different meaning to different individuals. Probabilistic models also tend to ignore the questions of aggregation and definition of choice sets (McFadden, 1975). 15 Two related attitudinal models—the Fishbein and Ajzen model—have proven successful in predicting and explaining social behaviors (Next chapter will discuss these two models in detail). Researchers have tested the models inside and outside the lab environment and applied them towards many kinds of behavior such as career selection, voting, family planning and quitting smoking. The Fishbein and Ajzen models share some similarities with popular probabilistic behavior models: 1) Probabilistic Behavior (PB) models and the Fishbein and Ajzen (F&A) models are “disaggregate” models. 2) Both types of models use compensatory decision rules. Compensatory models are those in which a low value in one attribute can be substituted by a high value in another. In non-compensatory mode choice models, decision rules such as dominance, satisfaction, elimination by aspects are used to select the alternative (For detail, see Chou, 1986). 3) Both types of models can predict as well as explain the behavior. The F&A models also differ from the PB models: 1) Although both PB and F&A models are based on consumer theory (utility maximization), F&A differs in that they assume linear relationships. Loui and Hartgen (1975) contend that linear models should not be called behavioral models. They argue that linear models may not reflect the reality because the traveler’s behavior with respect to the attributes that influence this decision may be expected to be nonlinear (S-shaped). Yet, in the test of Fishbein and Ajzen theories, probabilistic models can be applied when the scores for behavioral intention or behavior are measured in a ratio scale and they hold the theorems of probability theory. 16 2) The PB models use socioeconomic, demographic and transport system variables, as well as soft variables such as comfort, convenience, and safety as a substitute for an attitude and as direct influences on the choice behavior. The F&A models assume that external variables such as those do not directly influence behavior or behavioral intention. Other independent variables (beliefs, attitude, intention, distinctly defined and based on cognition theories) directly influence behavioral intention and behavior. 3) In the application of PB models, researchers select variables by intuition or based on the past experience. In the A&F models, researchers elicit behavioral beliefs and important referents from the respondents or individuals in the same population. 4) Few investigators have applied F&A models in the transportation field and only one has tested it for transit choice: Thomas (1976). Although Thomas et al. (1976) successfully applied Fishbein model more than 25 years ago and recommended further application of it to predict mode choice behavior, since then, few investigators have tried to apply it in the transport area. Why have transportation planners overlooked? Transformation of knowledge across disciplines takes time and may not occur unless someone with a multi-disciplinary outlook takes the initiative. Behavioral scientists accept smaller correlation coefficients than do engineers. In addition, psychologists disagree about whether the semantic differential scales in the F&A models should be considered ordinal, or interval (Nunnally, 1967); thus, if transportation engineers hear about these models they may avoid them because of the 17 uncertain specifications of the scale. Finally, for a complex decision making process, they may consider a model without an exponential or integral function as inadequate. However, Taaffe and Gauthier (1976) argue that regardless of their discipline, individuals who work in the field of transportation should acquaint themselves with the models of other disciplines to better understand the fundamental processes and relations in any transport system. This belief motivated me to apply attitudinal models to understand the mode choice behavior of commuters. The Fishbein Behavior Intention Model (FBIM) has proved useful in predicting behavior (Kirking, 1980), and Thomas et al. (1976) found that it as compared to the orthodox cost models could yield a better understanding of the travel demand process. My dissertation applies Fishbein Behavioral Intention Model (FBIM) and a variation on it (Ajzen Behavioral Intention model) to bus riding behavior. Both theories use attitudes and assumptions about the relationship between attitudes and behavior. The next chapter discusses these theories as they relate to models of modal choice. 18 CHAPTER 2 LITERATURE REVIEW 2.1 Beliefs, Attitude and Behavioral Intentional Models Psychologists have offered different definitions of attitude. Thurstone (1931) defined an attitude as the amount of affect for or against a psychological object; Allport (1935) defined it as a learned predisposition to respond to an object or class of objects in a consistently favorable or unfavorable manner; Rokeach (1979) saw attitude as a collection of beliefs organized around an object or situation; and Bem (1970) contended that attitudes represent only likes and dislikes. However, many researchers agree that attitude represents a person's evaluation of the object, in which the object refers to an entity discernable to him or her (Ajzen & Fishbein, 1977). Put simply, an attitude toward an object or behavior shows the individual’s feeling of favorableness or not towards that object or behavior (Thurston, 1931). For transportation, Dobson (1975) defined attitude as a behavioral intention. He argued that an individual’s preferences for the attributes of transport services rely on attitudes. While conventional wisdom suggests a positive behavior associated with a positive attitude and a negative behavior associated with a negative attitude, many studies show little to no correlation between attitude and behavior (Wicker, 1969). However, 19 Fishbein (1979) pointed out that attitude may predict overall behavior relevant to that attitude but may not predict a specific behavior. For instance, suppose someone holds a positive attitude towards a transit authority bus. The person may sign a petition to add a route in his neighborhood, she may also vote for increasing the sales tax to finance the authority, but she may never ride the bus. Weigel and Newman (1976) believed that problems with the reliability and validity of the methodology and behavioral criterion explain the lack of correspondence between measures of attitude and behavior. For example, the use of a measure of general attitude to predict a single specific behavior may fail because of a lack correspondence between the measures. Still, Dobson (1975) pointed out three potential benefits of attitudinal analysis: 1) it can be used for short-term forecasting and marketing programs, 2) it can have a potential role in transportation-system evaluation, and 3) it can help planners understand the decision process of traveler behavior. Attitude modeling dates back to the 1930s (Golob, 1973), but Rosenburg’s (1960) cognition summation theory helped attitudinal models gain popularity in application. According to Rosenburg, attitude towards an object is the function of its perceived instrumentality to achieve values and the importance of those values. His theory suggests: n Aij = ∑ Pijk x Vik i =1 Where Aij = affect aroused in individual i by object j, Pijk = perceived potency or perceived instrumentality of object j for achieving or blocking value k for individual i, 20 Vik = rated value importance of the key value to individual; and n = number of salient values. Rosenburg’s model has the following implications: i) the product of perceived instrumentality and rated value importance monotonically relate to attitude and can explain it, ii) a number of salient values or attitudinal attributes affect attitude in a linear additive manner, and iii) a statistically testable structure for modeling altitudinal variables exists (Chou, 1986). Fishbein’s Behavioral Intention Model (FBIM) and Ajzen’s Behavioral Intention Model (ABIM) adopted these properties. 2.1.1 Fishbein Behavioral Intention Model (FBIM) Fishbein (1967) created a model that showed the relationship between beliefs, attitudes, behavioral intention and overt behavior. According to Fishbein, an attitude toward an object equals the sum of the evaluations of the attributes associated with that object; and an attitude toward an act equals the sum of the evaluations of outcome perceived as likely to follow from performance of that act. He assumed that people learn directly or indirectly an association between the object and a given attribute and between the behavior (act) and a given outcome and treat learning as probabilistic. He considered beliefs as the relationships between objects and concepts and the belief strength as the extent of the learned association between objects. The Fishbein model relied on Dulany's theory (1961) of propositional control (Kirking, 1980). Dulany applied this theory to verbal learning behavior through operant conditioning in the laboratory. Dulany’s theory posited that in the context of studies of 21 verbal conditioning, the subject’s intention (BI) to make a particular response depends upon four factors: 1) the subject’s hypothesis that the occurrence of the particular response will lead to a certain event (Hypothesis of the distribution of reinforcementRHd), 2) the subject’s evaluation of those events (AttitudeA), 3) the subject’s belief about what he is expected to do in the situation (Behavioral HypothesisBH), and 4) the subject’s motivation to comply (Mc). The theory can be expressed as follows: BI = [(RHd)(A)]w0 + [(BH)(Mc)]w1 Where w0 and w1 are beta weights. (Source: Fishbein, 1967) In theory, the Fishbein model can predict an individual's intention to perform any behavior in a given situation (and thus the individual’s performance of behavior) by using three independent variables: 1) his attitude toward performing the behavior in the situation 2) his perception of the norms governing that behavior, and 3) his motivation to comply with those norms. Adding norms and motivation to comply to Dulany’s behavioral intention (BI), the Fishbein model is expressed as follows: OB~BI = w1 x Ab + w2 x SN Where OB denotes the Overt Behavior, w1 and w2 are weights. BI denotes the Behavioral Intention. Ab denotes an Attitude Towards Behavior. SN denotes the Subjective Norm. 22 (1) The wavy line between OB and BI means that BI can predict B only when the given conditions (discussed below) are met. Overt Behavior refers to observable acts (Fishbein & Ajzen, 1975). When our interest involves seeing how many days per week a person rides a bike to work, riding a bike to work represents an overt behavior. Behavioral Intention (BI) differs from overt behavior. It refers to a person's subjective probability that he or she will perform the behavior in question (Fishbein & Ajzen, 1975). For instance, when someone answers the question, "Do you plan to ride your bike to work tomorrow?" the answer does not represent the overt behavior. It merely shows the behavioral intention. The Fishbein model assumes that behavioral intention represents an intervening variable between an attitude and overt behavior. Figure 1 shows a schematic depiction of the model. Ab (Attitude towards behavior) = The sum of beliefs about outcome multiplied by the evaluation of those outcomes Sum BBi*EOi. SN (Subjective Norm ) = Normative belief regarding a referent multiplied by the motivation to comply with those referent. (NBi*MCi.). BI Behavioral Intention OB Overt Behavior Fig. 1 BEHAVIORAL INTENTION MODEL (Ajzen and Fishbein, 1980) 23 Fishbein identified three factors that influence the correlation between OB and BI: 1) the specificity of the intentional measure, 2) the time between the measure of intention and the behavioral observation, and 3) the degree to which the individual can control carrying out the intention (Fishbein, 1973). According to Fishbein, attitude has two components. The first component, known as subjective probability, represents the probability that a chosen response will be followed by some consequences. The second component denotes a subjective utility. To obtain the attitude toward the performance behavior (Ab), one multiplies these two components. This expectancy component BBi, denotes the belief that performing OB (behavior) leads to outcome i and this value component EOi, represents the person's evaluation of outcome i. The following mathematical model represents the relation: n Ab = ∑ (BBi x EOi ) (2) i Where n denotes the number of beliefs (meaning more than one belief and its corresponding evaluation) m SN = ∑ (NBi x MCi ) (3) i NBi denotes a normative belief--a person's belief that "important others" think that he or she should or should not perform behavior OB. MCi denotes the subject's motivation to comply with the important other's wishes. Here again, m indicates that the number of important referents can be more than one person or group. To obtain over the subjective norm, one needs to sum up the scores. 24 One can express the model in its final form as: n B~BI = w1 x ∑ m (BBi x EOi) + w2 x i ∑ (NBi x MCi) (4) i (Fishbein, 1972) The model states that 1) a person's intention to perform a behavior (BI) depends upon that person's belief that performing that behavior will lead to certain consequences multiplied by his or her evaluation of the value of those consequences, and 2) the person’s belief about the norms influencing the provision of the behavior weighted by his or her motivation to comply with those norms. Thus, the theory behind the model assumes that people act or make decisions based on the overall behavioral and normative beliefs they hold. Fishbein named this theory the Theory of Reasoned Action. This model agrees with the social psychology theory that the strength of the tendency to perform an act varies with 1) the strength of the expectancy that the act will be followed by outcome and 2) the value of the outcome to the individual (Mazis et al., 1975). Fishbein’s model excludes external variables such as demographic variables, personal traits, and the situational variables as predictor variables because he contends that if these variables have influence, they do so through attitudes and subjective norms. The external variable can affect BI significantly only when external variable correlates with predictor variable and predictor variable correlates with BI (Fishbein, 1972). Suppose that income correlates with Attitude towards behavior (Ab). But if Ab does not have a significant weight on the equation, income would not correlate with BI even if income 25 correlates with Ab. On the other hand, if Ab had a significant weight (wi) in the overall equation, one would expect income to correlate with BI. The same situation holds for SN. Fishbein contended that an inclusion of external variables to predict behavior led to inconsistent results. For planners interested in understanding what factors influence intentions or behaviors rather than just how to predict behavior, the Fishbein model has value. It assumes that two major factors affect intention -- personal attitude towards performance (Ab) and social norms (SN). Ajzen and Fishbein (1980) reviewed several studies in laboratory and field setting to test the validity of the model. These studies explained and predicted 1) weight loss, 2) occupational orientation, 3) family planning, 4) consumer behavior, and 5) voting behavior. They also showed that one could use FBIM to influence the behavior of alcoholics by means of persuasive communication. Other research agrees. For example, Hu (1995) conducted a study of intention to quit smoking in males in the workplace in Southern Taiwan. She found that Fishbein model significantly predicted intention to quit. From their studies Fishbein and Ajzen concluded that one can predict overt behavior from behavioral intention provided that one takes into account the three factors: a) specificity of the intentional measure, 2) time, and 3) the degree of control. 26 2.1.2 Other Behavioral Intention Models For planners like me interested in marketing programs, such as mass transit, accurate prediction, and understanding of consumer intention is important. The F&A models do a good job of this, but before chosing them to test in relation to transportation, I evaluated other psychological models for behavior. Although several researchers have developed models of the relationship between attitude and behavior (Miniard-Cohen, 1979; Rosenburg, 1960; Sheth, 1974; Warshaw, 1980), none measure up to the Fishbein (1980) model or Ajzen’s (1985) extension of the Fishbein model. Sheth's model (1974) focused on product purchase situations. His model includes four variables: 1) measurement of one’s perception of the object and its ability to satisfy a need 2) perception of social connotations that the object posses 3) past satisfaction from behavior which results from the object and 4) situational influences that one expect will occur during the performance of behavior. This model includes a measurement of "consideration" instead of "intent," but "consideration" differs from intention. This model measures attitude towards the object rather than attitude towards performance. Thus, in contrast to Fishbein, the model uses the evaluation of brand 'y' instead of evaluation of buying brand 'y'. The Rosenburg (1960) model assumes that an attitude toward an object depends upon the probability that the object yields good or bad outcomes and the degree of satisfaction or dissatisfaction obtained from these outcomes. Rosenburg, like Rokeach (1979), posits that values affect attitudes. However, Rosenburg incorporates another variable known as "perceived instrumentality." This variable represents the degree to 27 which one believes that engaging in a behavior will enhance or block the attainment of a value. Rosenburg validated his model by successfully predicting various modes of travel, menu items, and choices in restaurants. Unfortunately, Rosenburg’s model does not incorporate normative components. According to Fishbein, the social pressure, such as the pressure of a spouse, a colleague or a supervisor, affects the behavior. Warshaw’s (1980) model also focuses on product purchase behaviors. Like the Fishbein model, it assumes that behavioral intention precedes behavior. However, the two independent variables of this model include motivation and capability. The major assumption includes the intent of performing a specific behavior (riding a campus bus) depends upon the formation of global intentions (bus riding). According to Danko-McGhee (1988), the Warshaw's model has shown superior cross-validity, meaning the results are applicable to other samples from the same population (Raju et al., 1975). The model yields stable predictions over different samples from the same population and predicts behavior well. However, investigators question the convergent validity of the proposed intention measure. An instrument has convergent validity if it relates to other measures of the same behavior or construct (Cone and Foster, 1996). Moreover, Warshaw model requires a questionnaire with two sets of questions with corresponding items where wording needs to be refined. This weakness in the survey instrument may result in worthless data (Danko-McGhee, 1988). The Miniard-Cohen model (1979) also looks similar to the Fishbein model, but Miniard and Cohen contend that Fishbein failed to separate personal and normative influences on one’s attitude. They argue that Fishbein model may count the same thing twice. For instance, a person may have learned all the benefits of riding a bus from his 28 father and formed the positive attitude toward riding the bus. His father’s influence will be reflected in his attitude toward the bus or bus riding. But the normative component also would reflect this information. The Miniard-Cohen model includes three variables: attitude toward the behavior, personal reasons for engaging in a behavior, and social reasons for engaging in a behavior. Miniard and Cohen manipulated personal and normative influences and tested consumers' intentions to purchase different brands of products. They successfully separated personal and normative components. Although the Miniard and Cohen model predicted behavioral intention, the survey instrument needs a lengthy instruction to respondents to make sure that they can separate personal influences from normative influences. This extra reading can lower response rate. FBIM also has potential problems. The presence of correlation between the components of the modelthe attitude and subjective normsrepresents one oftenmentioned criticism. Kirking (1980) contended that existence of correlation complicates the matter if one aims to explain rather than predict behavior. As an alternative, Ryan and Bonfield (1975) proposed a revised version of the model. Fishbein conceded the existence of a correlation between components, but he did not regard it as a serious problem because investigators found that the weights derived for the attitudinal and normative components of Fishbein model vary in a manner logically predictable from Fishbein’s theorizing (Burnkrant & Page Jr., 1982). Another problem involves the existence of correlation among the salient beliefs that construct the attitude. For instance, one may measure commuters’ beliefs about traffic congestion and air pollution. These two beliefs may be correlated. In addition, 29 normative beliefs may be correlated to one another. One solution to such a problem includes a factor analytic approach (Sheth, 1974) to eliminate such effects in his model. Factor analysis assumes that the observed variables are linear combinations of some underlying (hypothetical or unobservable) factors. It also assumes some of these factors to be common to two or more variables and some others unique to each variable (Kim & Mueller, 1978). Furthermore, factor analysis would dramatically increase the size of the sample needed to analyze the results. Raju et al. (1975) argued that the Fishbein model assumes attitude as the summation of beliefs. During the summation the positive components cancel out negative components, but such an assumption may be false. Although Raju et al. believed that the disaggregated version would perform better they also realized that it would result in too many independent variables. They suggested using only the orthogonal dimensions of the beliefs to limit the number of independent variables. In the comparative study of predictive validation and cross-validation of the Fishbein, Rosenberg, and Sheth models of attitudes, Raju et al. (1975) collected data on 243 respondents (students, student wives, and house wives) in the Champaign-Urbana area. The researchers interviewed them regarding their beliefs, attitude, and intention of purchasing a Pinto car (a product of Ford Motor Company) and purchasing of an automobile. To test the Sheth model, Raju et al. (1975) first performed principal component analyses on correlation matrices. They used varimax rotation to obtain rotated factor loadings and then used these loadings to obtain factor scores for each individual variable. The analysis yielded three factors, which they labeled as: Quality, Luxury and Sportyness (a dimension of Pinto). Raju et al. found that the Sheth model 30 had a high predictive validity and cross-validity, the Fishbein model had a lower predictive validity but high cross-validity, and the Rosenberg model had a low crossvalidity. However, Fishbein contended that researchers should not try to eliminate the correlation among the belief items because in the real world these beliefs may correlate with one another. And the existence of correlation does not significantly affect the predictive capability of the model. Raju et al. (1975) contended that their own approach is a compromise between the aggregated version (Fishbein’s model) and the completely disaggregated version (Sheth’s model). They argued that the major advantage of their approach includes its ability to capture the multi-colinearity among belief items. In addition, investigators learn which beliefs group together under any given dimension. In spite of its strength, due to the use of factor analysis, the compromised version requires a much larger sample than the Fishbein model. According to MacCallum et al. (1999), although when communalities are high (e.g., >0.7 or so), the sample size requirement is as small as 60, when communalities are low (e.g., <0.4 or so) and factors are not well determined, the sample size requirement may be well over 400. In addition, MacCallum et al. (2002) contended that rules of thumb regarding sample size are invalid and misleading. Moreover, the compromised model like most attitudinal models incorporate only the personal factor (attitude towards object). However, Fishbein model incorporates both personal factor as well as social factor (SN). As a result, this model has been successfully applied in the social psychology field and marketing field. 31 2.1.3 Validations and Applications of the FBIM Researchers have tested the validity of FBIM successfully across a diverse range of behavioral areas, but the literature records only a few applications of FBIM to transportation behavior. This section reviews the application of FBIM in other fields. Then, it details a study related to transportation conducted by Thomas et al. (1976). To test two people's intentions to work in cooperation or competition, Ajzen and Fishbein (1970) used the Prisoner's Dilemma game. In the Prisoner’s Dilemma game, players make a choice between two alternative strategies: cooperation and defection. The best strategy for the individual differs from the best joint strategy. Ajzen & Fishbein asked students to play the Prisoner's Dilemma game and observed their intention and behavior. They used two payoff matrices with a different cooperation index (CI) to observe the influence of the cooperation index. Another independent variable included the motivational orientation: cooperation, individualism, or competition. They also observed the main effects of the order in which participants played the games, and the gender of the players. Both the motivational orientations and the cooperation index of the games strongly influenced questionnaire responses and game behavior in the expected direction. The cooperative motivational orientation produced the highest degree of cooperative responses while the competitive orientation produced least cooperative responses. However, neither the game order nor the players’ gender produced significant differences in overt behavior. The results indicated that an individual's performance of cooperative (or defecting) behavior depended on his or her intention to cooperate (BI) which 32 depended upon the individuals 1) attitude toward cooperating in the particular Prisoner’s Dilemma situation (A-act) and 2) beliefs about what the other player expects him to do (Normative Beliefs). Subjects gave more importance to subjective norms when the experimenter instructed them to work cooperatively, and less importance when instructed to compete. In a field study, Burnkrant and Page (1982) investigated the validity of the FBIM for the behavior of blood donation. They administered a questionnaire over a two-week period preceding the beginning of the blood drive. According to Burnkrant & Page (1982), previous validity studies used single measures, regression or path analysis, but they obtained multiple measures for variables that constituted the normative and attitudinal components of the Fishbein model. Using structural equation modeling, they performed a thorough investigation of the Fishbein model, examining each component separately rather than assessing the validity of the entire model. Their results rejected the first two hypothesis of the Fishbein model: summation of behavioral beliefsΣ(BBixEOi)can predict attitudes towards behavior (Ab) and summation of normative beliefsΣ(NBixMCi)can predict subjective norm (SN). The results indicated a lack of discriminant validity between Σ(BBixEOi) and Ab, and Σ(NBixMCi) and SN. An instrument has discriminant validity if it does not relate to measures which theory would predict it to be independent (Cone and Foster, 1996). However, their results also indicated that the second part of Fishbein model (attitude toward the behavior and subjective norm together predicting behavioral intention) achieved convergent, discriminant, and predictive validity. Predictive validity is a form of validity in which a psychological measure is able to predict some future 33 behavior. They concluded that a single attitude toward behavior, measurable by cognitive and affective measures, and a single normative construct, measurable by general and specific normative measures, predicted intention. This one instance does not rule out the utility of including and testing behavioral beliefs and normative beliefs in relation to transportation behavior. Green (1991) conducted a study related to transport. He sought to find the effects of deregulation of state carriage bus services on the traveling public. To incorporate the various effects on different types of users and different levels of bus service, he selected four geographical areas within Plymouth, U.K. He conducted two large-scale postal surveys, one nine months before the deregulation and another three months after it. Later, because of the information obtained from this survey, he selected a panel of respondents and interviewed them. The results of the study indicated that people integrate their salient beliefs to form attitudes and subjective norms. They hold intention based on attitudes and norms and arrive at an overall judgment on behaving, supporting the theory of Fishbein. In the context of travel decisions, Golob et al. (1973) noted a reverse causal link from behavior to attitudes and beliefs (the phenomenon of cognitive dissonance). They argued that planners need more complex models to know the consequences of changes in policy variables and physical attributes. Further, they suggested that since behavior affects attitude and vice versa, research should calibrate the new models that involve simultaneous equations with explicit history of behavior, and incorporate softer variables such as comfort and convenience. 34 2.1.4 Modifications of the FBIM Some investigators in the marketing field contend that one can not directly apply the Fishbein behavioral intention model in their areas of study, because of low correlation between dependent and independent variables. Thus, marketing studies often use a variation on the Fishbein theory. According to Mazis et al. (1975), investigators often apply FBIM either without the normative component or with the replacement of evaluation by importance in the attitudinal component. A review of ten such marketing studies found the average multiple correlation coefficient of BI on attitude and subjective norm as .60 and the average B-BI correlation as .44 (Ryan and Banfield, 1975). Investigators considered these coefficients relatively low when compared with the results in the field of social psychology, but Ryan and Banfield (1975) concluded that the differences in the types of behaviors being tested resulted in such low correlation. When King (1975) tested the Fishbein model for predicting church attendance behavior, he found multiple correlation coefficient of BI on attitude and subjective norm as .76 and B~BI correlation as .90. According to Ajzen and Fishbein (1980), the focus of marketing research on the attitude towards object or product rather than the attitude towards performance resulted in the low correlation or in the need of modification in the model. Some investigators added or modified components in the FBIM. Bennett & Harrell (1975) added a new factor, known as the "confidence" of the respondents toward their answers. They found that the inclusion of this "confidence" factor did not significantly increase the value of R2. Hackman & Anderson (1968) and Wyer (1970) added 35 "importance (I)" to the attitude equation such that A = BBiEOiIi. When they added this component, the predictive ability decreased. Perhaps, the term evaluation may already encompassed the importance of belief (Kirking, 1980). Some investigators included situational or external variables in the model along with an attitudinal variable, assuming that the circumstances in which people make their decision may affect the decision independent of other components: Ab and SN. For instance, when Beardon and Woodside (1976) conducted a study with inclusion of situational variables but without a normative component, the results showed the increase in the value of R2. Table 2 displays some other studies conducted to validate or apply the FBIM, and their results. Most studies—Davidson and Jaccard (1975), King (1975), Sperber, Fishbein, & Ajzen (1980), McNealey (1982), Wille (1993), Al-Yusuf (1995), Grant (1995)—supported the Fishbein theory that behavioral intention mediates overt behavior, and that attitude towards behavior and subjective norms together predict behavioral intention. The results of the studies done by Kirking (1980), Kuijlen (1993), and OwensNauslar (1993) indicated that the Fishbein model explained only some portion of behavior. When Hackman & Anderson (1968) added a new component, “importance (I)”, in the model, the predictive ability of the model decreased. Danko-McGhee (1988) found that the components of the Fishbein model did not mediate effects of all the external variables. Fisher and Pathak (1980) also found an increase in R2 when they included a situational variable in the model. 36 Investigators Al-Yusuf (1995) Beardon & Woodside (1976) Brinburg (1979). Investigators Research Topics Results and Conclusions Perceptions about television advertisements among women in Saudi Arabia. Inclusion of situational variables but without a normative component. The issue is the prediction of church attending behavior (Kirking, 1980). Research Topics Supported FBIM. R value went up. Comparison of the FBIM with the one suggested by Triandis (1977). Results and Conclusions Danko-McGhee (1988) Parents’ advocacy behavior regarding art education in Kindergarten Davidson and Jackard (1975) Family Planning activity. Devires & Ajzen (1971) Potential cheating behavior of college students. Voting behavior in American elections. Inclusion of situational variables. The intention to cheat significantly correlated with self reported behavior. Supported FBIM. Nurses’ attitude toward gay AIDS patients. Added a new component “importance (I)” in the attitude equation i.e. A = bieiIi. Supported FBIM. Fishbein & Ajzen on Henkle (1976) Fisher & Pathak (1980) Grant (1995) Hackman & Anderson (1968) Hornik (1970) King (1975) The choice to maintain a supply of fictitious missiles or to divert resources to the production of factories. Specific church attendance behavior. Kirking (1980) The counseling behavior of pharmacists Kuijlen (1993) Complex consumer behavior mortgage decision McNealey (1982) Columbus area school principal’s behavior regarding art in the curriculum. Table 2: Validations and Applications of Fishbein Model 37 Her results supported Fishbein's assumptions. However, she found that external variables such as sex of parents, sex of child and art education background did effect both predictor variables - Ab and SN. Supported FBIM. An increase in R2 value. The predictive ability rather decreased, which may be explained by the fact that the term evaluation may already encompass the importance of belief. The correlation between the intention and the behavior predicted by using FBIM was .806. The results showed that behavioral intention was highly correlated with reported behavior. He concluded that the decision to counsel is a complex phenomenon and FBIM although helpful, explained only a portion of counseling behavior. An extended Fishbein model is not adequate to explain and predict complex consumer behavior mortgage decision and suggested a scenario approach: A study of complex consumer decision with computer-assisted interviewing. The results strongly supported that attitude and subjective norm mediate and predict intention. (Continued) Table 2 cont. Schwartz and Tessler (1972) The exclusion of external variables Sheth (1974) Beliefs and referents are regressed one at a time. To predict the future career selection. Sperber, Fishbein & Ajzen (1980). Wille (1993) Wilson, Mathews and Hards (1975) Wyer (1970) Yue (1995) Mexican agriculture student’s attitude towards summer fieldwork. The use of nationally advertised brands of toothpaste. Added a new component “importance (I)” in the attitude equation i.e. A = bieiIi. The pre-service teacher's reactions to proposed nuclear power plants in Taiwan When they incorporated a component personal norm in the model, this variable was found to be the best predictor of intention. However, one problem with their study was the long interval between the measurements of intention and behavior. For such a result, McNealey attributes the behavior in question. Since the issues addressed were a range of organ donation activities, moral obligation might have played important role. This method yields high explanatory power. Supported FBIM. Supported FBIM They found .9 as the correlation between intention and overt behavior. The predictive ability rather decreased, which may be explained by the fact that the term evaluation may already encompass the importance of belief. He found that external variables such as party affiliation, residential area, nuclear locus of control, etc. were better able to predict behavioral intention for supporting nuclear power plants Based on the literature review, I believe that depending upon the behavior of interest, external or situational variables may directly influence the behavioral intention or behavior. But the theory of reasoned action does not support such a view. However, Kirking (1980), despite some limitations of the Fishbein model, suggested the application of it to other fields of study to improve its generalizability. discussion of inconsistencies can refine the models. 38 He pointed out that 2.1.5 The Theory of Planned Behavior Ajzen (1985) extended the theory of reasoned action by adding the variable perceived behavioral control. Perceived behavioral control refers to an individual’s perception of ease or difficulty of performing the behavior. Ajzen’s theory assumed that the individual reflects on past experiences and anticipates impediments and obstacles (Ajzen, 1985). Ajzen referred to the model as the theory of planned behavior. Unlike Fishbein’s theory, this theory incorporates non-volitional behaviors as well. In the model, the perceived behavioral control is independent from attitude or subjective norm and reflects the beliefs regarding the possession of requisite resources and opportunities for acting the target behavior. Figure 2 shows a schematic diagram of the theory of planned behavior. In the theory of planned behavior, perceived behavioral control affects behavior directly and indirectly through intention. The theory assumes that perceived behavioral control has motivational implications for behavioral intention. If people do not have enough resource and opportunity to perform a behavior, they may not form an intention or may only form a weak intention to perform the behavior in question even though they evaluate the behavior positively and think that their important referents approve the behavior. Bandura et al. (1981) provided empirical evidence that people’s confidence in their ability to perform behavior strongly influences the performance of the behavior. The influence of perceived behavioral control on behavior through intention shown on the model reflects this motivational influence. 39 Ab Attitude Toward Behavior SN BI Subjective Norm Behavioral havior OB Behavior PBC Perceived Behavior Control Figure 2 Path models for the theory of planned behavior (Source: Madden, Ellen, & Ajzen, 1992) In the case of commuting behavior, suppose a man has a positive evaluation of riding a bus to work and his supervisor and spouse also like him to ride a bus. Then, according to the theory of reasoned action, he will have a strong intention to take a bus to work. However, according to the theory of planned behavior, if the person believes that he does not have enough resources and opportunity to perform the behavior, he may not hold the intention to act. For example, if bus service is not available in his residential area, the person may not hold an intention to commute by bus. Just because individuals have the resources and opportunity, does not mean that they will form an intention to perform that behavior. They may hold negative attitudes toward the behavior, or important referents may not approve of the behavior. For instance, 40 suppose a person hates to ride mass transit. She also believes that her husband, children and supervisor do not want her to ride a mass transit. In such a situation, even if the bus stops in front of her house, she may not form an intention to ride it. Thus, Ajzen contends that perceived behavioral control is a necessary but not sufficient condition. Availability of resource and opportunity works as a motivational component. The model adds the direct link of perceived behavioral control to behavior. In this version of the model, the perceived behavioral control also represents the actual control a person has over performing the behavior. According to the theory of planned behavior, this direct link between the perceived behavioral control and the behavior exists only when a) the target behavior is not under full volitional control and b) perceptions of control over the behavior are very close to the actual control. Consider a scenario where one asks a question “How will you go to the airport?” to four college students who will be flying for Spring Break. Suppose the students answer: a) I will drive b) I will take a taxi cab c) if there is a bus on the weekend, I will take a bus d) I will try to ask my roommate to give me a ride. According to Ajzen, in the case of volitional behaviors, if a person does not act according to her intention, it means she has changed her mind. However, in the case of non-volitional behaviors, the person may not perform the act as intended, even when she has not changed her mind. The external and internal factors may have prevented her from performing the behavior. Internal factors include information, skills, abilities, will power, emotions and compulsions, confidence and commitment. External factors include time, money, opportunity, and dependence on others. In the above case, all four students intend to perform four different behaviors with the same goal--arriving the airport in 41 time. The way they answered indicated that they do not have the same level of confidence in achieving their goals. The first and second students say they will do something. They exhibit more confidence than the third and fourth students who will take a bus if there is one, or who will ask for a ride. According to Ajzen, people's behaviors exist on a continuum. On one extreme lie behaviors under full volitional control such as a healthy person riding a bicycle to work within a short distance and walking to a parking lot. On the other extreme lie nonvoluntary behaviors such as arriving at a destination by riding a plane service, or avoiding congestion on a freeway during an accident. Most behaviors fit in-between the two extremes. The higher the control we have over the performance of behavior, the more volitional it is. The four students’ behaviors fall along the continuum. Although driving a car or taking a taxicab may be considered volitional behaviors because one can easily perform them, in the above case, their behavior strives to arrive at the airport in time. Regardless of the mode they choose, either internal factors or external factors may thwart the performance of behavior. The mechanical problem (external) in the car may prevent the first student from driving to the airport and catching his plane on time. Suppose someone tells the first student that the road to the airport is slippery and then he decides to take a taxicab because of fear of driving on the rain. Here the lack of skill (internal) prevents the person from performing the intended behavior. A cab driver’s strike (external factors, dependence on others) will prohibit the second student from riding a cab. Suppose the student who intended to ride a bus takes a cab because of an uncertainty of availability of bus on Saturday. Here the lack of knowledge (internal) stopped the action. On the other hand, suppose the student who intended to 42 ride a bus to save money changes her mind and takes a cab despite Saturday bus service, the lack of will power (internal) keeps her from performing the behavior. If no public bus runs to the airport, then the external factor prevented her from performing the behavior. Now consider the student who intends to get a ride from his roommate. If his roommate has given him a ride to the airport without hesitation on previous several occasions, then the student may have more confidence on performing the intended behavior (reflection of past experience). Suppose he learns his flight coincides with a football game and his roommate intends to watch the game, this new information stands as an anticipated impediment and may lower his confidence over behavioral performance. He might ask his roommate in advance, or buy a blank videocassette to record the game so his roommate can watch after coming back from the airport. Here the student initiates a plan. The more a person formulates a plan and tries to follow it, the higher the control over behavioral achievement and the higher probability of success. Thus, Ajzen named his theory as the theory of planned behavior. Regarding the control variable posited in the Ajzen’s theory, some researchers used self-efficacy as a substitute although it differs from perceived behavior control. They did this because when someone has more control over the behavior, she will be more confident in performing the behavior. Conversely, it is assumed that more confidence over the behavior means more control. behavioral control differently. Some authors termed perceived For instance, Triandis (1977) called it “facilitating conditions”, Sarver (1983) called it “the context of opportunity” and Liska (1984) called it “resources.” Later, Ajzen (1991) argued that perceived behavioral control is most 43 compatible with Bandura’s concept of perceived self-efficacy. Thus, perceived behavioral control is the combined concepts of perceived difficulty and perceived selfefficacy (Hu, 1995). Shifter and Ajzen (1985) applied the theory of planned behavior to study the success at attempted weight reduction among college women. Researchers first assessed the attitudes, subjective norms, perceived behavioral control, and intentions of participants that related to the losing weight. After six months, they questioned the participants about their actual behavior during the past six months. The results indicated that intention depended upon all three variables: attitude towards behavior, subjective norms, and perceived behavioral control. However, intention and perceived behavioral control together had only moderate success in predicting the actual weight loss. Ajzen argued that perceived behavioral control helps to improve the prediction of behavior only when it reflects the actual control. Shifter and Ajzen (1985) also tested the influence of external factors on weight loss that include: a) Self-knowledge b) Planning c) Ego strength d) Health locus control e) Action control and f) Competence. Some of the statements used to obtain the health locus control statements are: a) “If I get sick, it is my own behavior which determines how soon I get well again.” and b) “My good health is largely a matter of a good fortune.” The results provided the evidence that the development of a plan to lose weight and ego strength, which are assumed to increase to control over goal attainment, are positively related to the weight loss. In sum, according to the theory of planned behavior, perceived behavioral control can predict intention not mediated by attitude and subjective norms and predict behavior 44 not mediated by intention. In the later case, the behavior in question must not be fully volitional and the perceived behavioral control must reflect the actual control. 2.1.6 Validations and Applications of the Ajzen’s Model Researchers have applied and tested Ajzen’s theory of planned behavior. Ajzen and Madden (1986) conducted two experiments to examine the effect of perceived behavioral control on intention and behavior. The first experiment examined college student’s attendance of class lecture as a target behavior. The investigators collected data at sixteen regular class sessions and administered questionnaires to students to obtain the information about attitude, intention and perceived behavioral control. In the second experiment, the behavioral goal involved receiving the grade “A” for course work. In this experiment, they collected data into two waves. A few weeks after the start of spring semester, they administered a first questionnaire, which asked students for their expectation with respect to getting an “A” in a particular course. Toward the end of the semester, they administered the same question again assuming that they had received enough information regarding their performance on the course. The researcher used their actual grades in the final analysis. The results of the two experiments supported the proposed theory of planned behavior. The incorporation of perceived behavior control into the theory of reasoned action increased the explanation of variation (greatly improved the prediction); and the perceived behavior control, like the other two variables influenced the behavioral motivation of a person. 45 The second experiment supported the hypotheses that the perceived behavioral control significantly correlated with the target behavior. It implied that perceived behavioral control influenced behavior independent of effect of intention, but it applies only when the behavior is not under volitional control and the perceived behavioral control approaches the actual control. This experiment met these two conditions. Students could not control obtaining "A". By the time of this experiment, the experimenters had provided students with sufficient feedback permitting them to have relatively accurate assessment of behavioral control. Ajzen and Madden argued that perceived behavioral control has different effects on behavior. At the time of second experiment, students knew that even if they tried to get an "A", they could not achieve one. This lack of actual control, not the perception of it, prevented students from getting an "A". Some of the specific control beliefs may constitute "rationalization" or post hoc explanation for an inability to attain an intended grade. Nevertheless, when the measured perceived behavioral control approaches the actual control, an inclusion of it improves prediction of goal attainment. In contrast to expectation, the results showed that perceived behavioral control did not significantly interact with attitude or SN to affect intentions or interact with intention to affect target behavior. However, they contend that such a result confirms past research results. Past research has only supported models that have the main effects of ability and motivation on the task performance, not on the interaction between them. Whenever interaction was found it was weak and marginally significant. They further argued that past research has shown that linear models will usually perform adequately even when interaction occurs. 46 Another study focused on the relative effectiveness of the theory of reasoned action and the theory of planned behavior (Madden, Ellen, & Ajzen, 1992). The researchers pretested students with open ended question to elicit some of their regular behaviors such as “avoiding caffeine”, “doing laundry” and their control over these behaviors. Regarding the control, they gave students examples of how internal and external control factors might possibly prevent to perform the intended behavior. In the second pretest, they asked other students to rate behaviors based on perceived behavioral control. Madden et al. (1992) selected ten behaviors including “exercising regularly” (low control), “doing laundry” (medium control), and “listening to an album” (high control). They collected data in two waves. In the first wave, they questioned students about their beliefs, attitudes, subjective norms, perceived control beliefs, and intentions. In the second wave, they counted the number of times the students performed these behaviors during the study period. The results indicated that in addition to attitude and subjective norm, perceived behavioral control independently influenced overt behavior. The results also indicated that Ajzen’s theory of planned behavior explained more variation in behavioral intention and the target behavior than did Fishbein’s theory of reasoned action. Madden et al. (1992) argued that by assessing perceived behavioral control and incorporating it in the model, one can increase the accuracy in prediction of intention and target behavior. As intention and behavior have a strong relation, whenever one needs to change behavior, one can do it through changing presentation. The result also indicated that the higher the control over behavior, the less the influence perceived behavioral control has over the behavior in question. For low control, perceived behavioral control 47 significantly influenced overt behavior, and intention did not mediate perceived behavioral control. For high control, perceived behavioral control did not correlate significantly with overt behavior. Therefore, for behaviors with low perceived control, in addition to changing behavior indirectly through behavioral intentions, one may change behavior by providing a mechanism for enacting plans to change actual control over the behavior. Research has shown a wide range of applications of theory of planned behavior. DeVellis, Blalock & Sandler (1990) applied it to predict participation in cancer screening. A survey of 96 high-risk and 144 non-risk individuals found that perceived behavioral control predicted intention better than attitudes and subjective norm in both groups. However perceived behavioral control was significant in predicting actual behavior for the high-risk group only. Researchers have written hundreds of dissertations and conference presentations on the application of the theory of planned behavior (See Table 3 for some examples). Many studies confirmed that the theory explains different kinds of behavior and that it predicts better than the theory of reasoned action (Astrom, 1997; Fultz, 1997; Greene, 1999; Hu, 1995). Although the Ajzen model like the Fishbein model does not incorporate external variables, some studies tested and found the direct influence of them on behavior. For instance, Hu (1995) and Greene (1999) found that past behavior predicted behavior better than behavioral intention did. Hu (1995) also found that external variables—priority of quitting, previous attempt to quit smoking—significantly mediated the relationship between attitude and behavior. 48 Investigators Astrom, Anne-Kristine Nordrehaug (1997) Topics Dental health behavior among adolescents: a sociopsychological approach. Beck, Judy (1997) Teachers’ beliefs regarding the implementation of constructivism in their classroom. Osten, Kevin Dee (1997) Applying a derivative of the theory of planned behavior to the prediction of motivation to learn. Fultz, Miriam (1997) Predicting voluntary turnover: An application of the theory of planned behavior (Military Academy). Flannery, (1997) Louise Brenda L. The effects of individual, contextual, and moral intensity factors on environmental ethical decision-making (wastewater, metal finishing). Greene, Kimberly Faw (1999) Help-seeking intentions and the theory of planned behavior. Hu, Shu-Chen (1995) A study of intention to quit smoking in males in the workplace in southern Taiwan: An application and modification of the theory of planned behavior. Table 3: Validations and Applications of Ajzen Model 49 Results or Conclusions Provided empirical support for the TPB with regard to the prediction of intention and actual use of dental floss, highlighting the non-volitional aspect of this particular behavior. However, there was a strong effect of prior use of dental floss upon intention. The attitude toward the behavior was the greatest influence on teachers’ intent to implement all five sub components of constructivism and significant differences existed between various teacher populations for both intent and the three constructs. Showed significant relationships between intentions and trainee attitudes, subjective norms, and the perceived control the subject felt they had to perform the study behaviors or do well. When predicting actual turnover behavior, both hierarchical multiple logistic and linear regression techniques revealed a strong intention-behavior relationship. These findings highlight the importance of including all behavioral alternatives when applying expectancy-value models. Manager’s attitudes toward the treatment of hazardous wastewater, subjective norms influence, perceptions of the instrumentality of their respective climates, and financial cost considerations significantly influenced the managers’ decision intention concerning the treatment of hazardous wastewater. TPB has been shown to be a useful heuristic for explaining help-seeking intentions. Being in distress and being female were also found to link to increased help seeking intentions. TPB predicted intention to quit better than the TRA. Priority of quitting and previous quit attempt contributes significantly to the TPB model. (Continued) Table 3 cont. Lanigan, Mary Louise (1997) Applying the theories of reasoned action and planned behavior to training evaluation levels. The additional perceived control variable within the theory of planned behavior added to the prediction of actual behavior and made it the more appropriate theory to support the Kirkpatrick model. 2.1.7 Measurement Issues related to theory of planned behavior In regard to Ajzen’s model, researchers have raised a number of questions, which Ajzen has ruled out. Some investigators indicated that belief measures only moderately correlate with global measures of attitude, subjective norm, and perceived behavior. Ajzen (1991) argued that the study of different subjects resulted in low correlation. Belief measures may involve a reasoned response whereas global measure of attitude may raise an automatic response. The failure to evaluate the differences between individual beliefs and global responses may have caused the low correlation. Some researchers (Abelson, Kinder, Peters & Fiske, 1982; Ajzen & Timko, 1986) argued that multidimensional (affective and evaluative) measure of attitude would raise the correlation. Maddux (1993) criticized that the measurement of perceived behavior control as ambiguous. He complained that Ajzen did not make it clear if investigators should measure control over behavior or the goal because Ajzen often assessed the likelihood that if the person tried he could achieve a goal over time. According to Maddux, such measures resulted in evaluating the outcome rather than self-efficacy. Fishbein and 50 Stasson (1990) argued that one should define perceived behavior control clearly before its use. In recent applications, investigators (DeVellis, Blalock, Sandler, 1990; Godin, Valois, Lepage, Desharnais, 1992) measured PBC as perceived difficulty (Hu, 1995). Devellis et al. (1990) found that while perceived behavior control predicted intention better than attitude and subjective norm, it did not support the direct link between perceived behavioral control and participation behavior in cancer screening. But in the Godin et al.’s study (1992) results showed that perceived behavior control not only predicted the intention of quitting smoking but also the behavior. Despite the positive results, Hu (1995) argued that according to the Ajzen’s suggestion, investigators should measure both perceived self-efficacy and perceived difficulty. In her study, Hu used the question, “How easy or difficulty do you think it would be to quit smoking in the next month?” to measure the perceived difficulty. One of the eight questions she used to measure perceived self-efficacy was, “If you were to quit smoking, how much do you think you could avoid smoking when you feel tense or anxious?” She averaged the values of perceived self-efficacy and perceived difficulty to obtain the perceived behavior control. The results showed that perceived behavior control predicted intention to quit best in the Ajzen model. The measurement of intention also remains a controversial issue. Although behavioral expectation (self prediction) differs from behavioral intention (desire), no one provided specific guidelines as to what should be measured while measuring intention. Warshaw and Davis (1985) suggested that for the Fishbein’s model one should use behavioral expectation instead of behavioral intention because behavioral expectation predicts behavior better. However, Fishbein and Stasson (1990) argued that it matters 51 only for non-volitional behavior. Warshaw and Davis (1985) also believe that when testing the theory of planned behavior, these two concepts should be differentiated clearly and behavioral expectation should be measured. Their research results showed that attitudes, subjective norm, and perceived behavioral control predicted behavioral expectation rather than behavioral intention. Netemeyer, Burton, and Johnston (1991) compared the theory of reasoned action and the theory of planned behavior to see which one predicts better. They included two behaviors, weight loss (low control) and voting (high control), in their research. They considered behaviors with low volitional control such as weight loss as a goal-oriented behavior because to achieve a weight loss people often have to perform more than one behavior. They found that three independent variables posited by the theory of planned behavior predicted behavioral intention better. They assumed that for the less volitional behavior, the relation between behavior and attitude should be weaker. As predicted, their research results showed that the theory of planned behavior predicted low volitional behavior better. The fourth issue involves the measurement of behavior. The theory of reasoned action and the theory of planned behavior both pointed out the importance of the correspondence in measurement when one wants to predict behavior from intention, or intention from attitude. Since the theory of planned behavior incorporates perceived behavior control investigators should make it clear whether they aim to measure behavior or goal. If one aims at measuring the goal rather than behavior, then one should focus on goal when assessing control beliefs and behavioral intention. 52 Researchers have used attitudinal variables to predict people's transport behavior (Golob 1973, Dobson 1975, and Lovelock 1975). For example, Horowitz and Sheth (1977) included attitudinal questions along with other questions related to socio-economic and demographic conditions of commuters in their study of ridesharing. They found that the study of attitudes toward ride sharing and driving alone could provide directions for ridesharing strategies. However, according to Thomas (1976), attitudinal studies conducted in the field of transportation neither successfully developed nor adapted such a theory to generalize across situation and have simple operational constructs compatible with survey research and open to behavioral validation. He pointed out four kinds of problems with these models. 1. While many attitude scales depend on correlation between ratings of attribute and attitudes, the presence of correlation does not mean that cause exists. 2. Models that use averaging as opposed to summation for combination may not represent the psychological process. 3. Some rating procedures force subjects to scale an attribute when they lack the knowledge about it. 4. The scales may lack adequate testing for external and internal validity. When Thomas et al. (1976) applied the Fishbein model in their study to transportation they found satisfactory results. According to Thomas (1976), the FBIM provided a conceptual framework for the study of transport behavior. The following section describes the Thomas et al. (1976) study, on which this dissertation is modeled. 53 2.1.8 Thomas et al.'s research. Thomas et al. (1976) did an exploratory empirical study of belief systems and their stability in the context of shopping by bus. The researchers selected 203 women as their subjects on the basis of their mode use for shopping trips: women who used the bus and who used walking as an alternative or relied on the few local shops (n=77), women who had these options but were also regularly driven as passenger in a car (n=76), and women who drove themselves by car (n=50). a) Method First, researchers interviewed 30 women (not part of the sample) to establish model salient attribute beliefs and normative beliefs. Questions in the study included "What would be the consequences/advantages/disadvantages for you of using the bus next week to do your main shopping in Brentwood? (travel act 1). "What would be the consequences/ advantages-/disadvantages for you of not using the bus next week to do your main shopping in Brentwood? (travel act 2). After a pilot study to identify salient behavioral beliefs and normative beliefs for the questionnaire, the 40-minute interview asked about the trip, shopping patterns, salient beliefs and evaluations of their beliefs and demographic information. A self-completed questionnaire also assessed attitude towards each attribute listed in the set of salient beliefs, belief strength of attributes, normative beliefs and intention to perform each act in the following week. Respondents also completed a travel diary with specific information about the mode they used for shopping in the following week. One 54 month later, follow-up interviews repeated the procedures on the same women in group 1 (who used bus) and group 2 (who were driven as passenger). b) The relationship between attributes and overall attitude With all the women from the first stage interviews in the analysis, the relationship between attributes and overall attitude showed that the multiple correlation between Attitude towards behavior (Ab) and Subjective Norm (SN) with Behavioral intention (BI) were r = 0.768 (act 1) or r = 0.725 (act 2) and between predictor variables and overt behavior r = 0.734 (act 1) and r = 0.720 (act 2). To predict behavioral intention when the analysis incorporated belief-based attitude and belief-based (normative) subjective norm, the r = 0.629, without normative beliefs r dropped to 0.416. Although r values achieved statistical significance, the proportion of the total variance explained did not exceed 30%. Noting that a study related to birth-control done by Jaccard and Davidson (1972) had r as high as .75, the investigators guessed that the poor result for transport occurred because behavioral commitment plays a substantial role in such routinized travel acts (i.e. attitude is affected by behavior). When they tested the relationship between evaluations and belief strength and overall attitude (Appendix A1 shows the results), they found that three groups of women had different attitudes (significant main effect of user group, p <0.001, one- way analysis of variance). The investigators also examined the belief strength in two ways. First, the first seven item of each group from the set of salient beliefs were used. Second, the three beliefs from the subjects' own idiosyncratic set were used. The researchers selected those 55 beliefs based on closeness to the mean number of beliefs (Appendix A2). The results showed that r (.509) for “using the bus” exceeded r for “not using the bus” (r = 0.463). However, in the case of idiosyncratic attribute sets, r for “not using the bus” exceeded “using the bus.” Their results also indicated that the attributes of "not using the bus" were more accurate than those of "using the bus" (Appendix A3). During the period between two interviews, Thomas et al. found no significant change of overall attitude based on the attributes and normative beliefs except some increase in favorability of the non-bus mode. Indeed, they discovered several significant changes in belief structure. For instance, for "using the bus", while "convenient shopping" became more salient due to time effect, "waiting around for unreliable buses" and "carry heavy shopping" became less salient. Another change included the significant reduction in the evaluation of "cost of bus fares", but the evaluation of "waiting around for unreliable buses" remained constant. Despite an increase in the bus fare, the subjects’ attitudes towards bus riding improved in this period. The investigators believed that the improvement in the bus services produced such a result. They also pointed out that before the first survey, due to the strike, the bus service stopped and as a result, the attitude towards riding the bus had become less favorable; when the bus service resumed, the attitude gradually recovered. Thomas (1976) contended that the FBIM seemed sensitive to such small changes. Ajzen (1991) argued that an addition of past behavior in the theory of reasoned action would improve prediction, but he believed that since perceived control behavior mediates past behavior the model did not need to incorporate past behavior. To test this, Ajzen & Driver (1991) conducted a study related to the leisure participation behavior and 56 Beck and Ajzen (1991) conducted a study related to dishonest action. In both studies, the addition of past behavior increased the percentage of variance explained in future behavior ranging from 5 to 32%. Schlegel, D’Avernas, Zanna et al., (1992) and Kashima, Gallois, and McCamish (1993) also found that past behavior had significant effects on prediction related to drinking and condom use. Thus I included a test that examined the influence of past behavior. 57 CHAPTER 3 3.1 The Problem Statement Demand management programs such as bus riding and vanpooling, if successful, not only benefit the users and providers, but also the community. Such programs help alleviate congestion, conserve energy and reduce air pollution. However, these programs failed in many places because most drivers do not want to give up their cars even when offered an economic incentive to do so (Angell and Ercolano, 1991) and authorities lack the knowledge of information on what would change the behavior and belief system of solodrivers. Studies such as Thomas et al. (1976), Kirking (1987), Greene (1996), and Hu (1995) suggest that FBIM and ABIM are useful models that may help investigators understand what factors influence peoples' behavior. The present study aims to see whether these models can predict the bus riding behavior of commuters. Planners can gain understanding of a behavior by tracing its determinants back to the underlying beliefs, and devise marketing technology that would help attract solo-drivers to ridesharing, and especially to bus riding. Transportation professionals might be able to use such information in persuading people to use alternatives to the car. 58 Marketing often tries to bolster sales by modifying attitudes of consumers to influence their purchasing behavior. In a similar fashion, in transportation service sectors such as bus, and train services, one might promote ridership of a particular mode by changing attitudes. The following simple and multiple regression equations represent the Fishbein Behavioral Intention Model (FBIM) and the Ajzen Behavioral Intention Model (ABIM): a) FBIM i) OB = w1BI+e1 ii) BI = w2Ab + w3SN+e2 iii) Ab = w4ΣBBi*EOi + e3 iv) SN = w5ΣNBi*MCi + e4 (Source: Ajzen & Fishbein, 1980) b) ABIM: iii) OB = w6BI+ w7PBC + e5 iv) BI = w8Aact + w9SN + w10PBC+ e6 (Source: Ajzen, 1991) Where: OB = Behavior (Overt Behavior) BI = Behavior Intention Ab = Attitude towards the Behavior SN = Subjective Norm BBi = Behavioral Belief 59 EOi = Evaluation of Outcome NBi = Normative Belief MCi = Motivation to Comply wi ei = beta weights = error terms The present research tested the following research questions regarding the transport choice behavior of the commuters. 1) Does Behavioral Intention (BI) predict Behavior (OB)? 2) Will the linear combination of commuter Attitude toward bus riding behavior (Ab) and Subjective Norm (SN) regarding the bus-riding act predict their behavioral intention (BI)? 3) Does a positive correlation exist between attitude towards behavior (Ab) and behavioral intention (BI)? 4) Does a positive correlation exist between Subjective Norms (SN) and Behavioral Intention (BI)? 5) Will commuters' beliefs (BBi) about the outcome of bus riding multiplied by the evaluation of those outcomes (OEi) correlate with their attitude toward the bus riding behavior (Ab)? 6) Will commuters' beliefs (BBi) about the outcome of bus riding and the evaluation (EOi) of those outcomes separately correlate with their attitude toward the bus riding behavior (Ab)? 60 7) Will the sum of commuter's perception of beliefs (NBi) of important others regarding bus riding behavior multiplied by the motivation to comply (MCi) with those referents correlate significantly with Subjective norms (SN)? 8) Will the commuter's perception of beliefs (NBi) of important others regarding bus riding behavior and the motivation to comply (MCi) with those referents separately correlate significantly with Subjective Norms (SN)? 9) Will the linear combination of commuter attitude toward bus riding behavior (Ab) and subjective norm (SN) regarding the bus riding act and perceived behavior control (PBC) predict their behavioral intention (BI)? 10) Will the linear combination of perceived behavioral control (PBC) and behavioral intention regarding bus-riding act (BI) predict bus-riding behavior (OB)? 11) Do demographic variables such as gender, age, and income directly influence behavioral intention (BI) or behavior (OB)? 3.2 The purpose of study I conducted this study to test two attitudinal models--Fishbein and Ajzen and Ajzen—in the context of bus riding behavior of students from student housing complex to campus. The study tested the Fishbein and Ajzen models to identify the factors that influence commuters to choose or refuse to ride the bus. I assessed socio-economic variables because I wanted to see if belief systems relative to bus riding differed across socio-economic groups. Because some investigators such as Hu (1995) found that external variables did influence behavioral intention or overt behavior I also wanted to 61 see if the demographic and socio-economic variables directly influence attitude, behavioral intention, or behavior. Note that according to Fishbein and Ajzen models, these variables do not directly influence attitudinal variables. Table 4 lists the variables, defines them and describes how they were measured. Variable label Attitude toward bus riding behavior (Ab) Question number 22 on the questionnaire (Appendix D). Behavioral belief (BBi) Definition The degree of person’s favorableness or unfavorableness toward bus riding behavior. Behavioral Intention (BI) Average of Q. No. 19 through Q. No. 21. Overt Behavior (OB) Answers from the second phase. The probability that performing a given behavior will result in a given outcome. Evaluation of outcome related to the behavior. The strength of each behavioral belief (BBi) multiplied by the outcome evaluation (EOi). Perception of over all pressure from important referents or groups to perform or not to perform the behavior of interest. A person's belief that the important other thinks he or she should perform a specific behavior. The strength of each Normative Belief (NBi) multiplied by the Motivation to Comply (MCi) A person’s subjective probability that he or she will perform the behavior in question. The observable act (in this case, self report of bus riding behavior). Perceived Behavioral Control (PBC) Average of Q. No. 16 through 18. The individual’s perception of ease or difficulty of performing an action. Q. No. 1 through 10 (first part) Outcome evaluation (EOi) Q. No. 1 though 10 (second part) Belief-based attitude toward behavior (Sum BBi*EOi) Subjective Norm (SN) Q. No. 11 (first part, second not used in the analysis) Normative belief (NBi) Q. No. 12 through 14 (first part) Belief-based Subjective Norm (Sum NBi*MCi) How measured and scored Scored on a bi-polar scale ranging from good to bad, pleasant to unpleasant, with responses ranging from -2 to +2. Scored on a bi-polar scale that1 ranges from –3 to +3. Scored on a bi-polar scale that ranges from –3 to +3. Summed to obtain the total belief-based attitude. Scored on a bi-polar scale that ranges from –3 to +3. Scored on a bi-polar scale that ranges from –3 to +3. Summed to obtain the total belief-based subjective norm. Scored on a uni-polar scale that ranges from 0 to 4. The number of days to the campus using the bus divided by the total number of days to the campus on the week of survey. Scored on a uni-polar scale that ranges from 0 to 4. Table 4: Definition of Terms 1 According to Ajzen and Fishbein (1980), use of bipolar scale for measuring the belief strength is to give an opportunity to a respondent to disagree with the statement which is not emitted by him or her. 62 CHAPTER 4 4.1 Method Setting: Buckeye Village Buckeye Village, a student-housing complex owned and managed by OSU, has 396 one and two bedroom apartments. OSU students with family including single parents can apply for an apartment, but OSU has also allocated a few apartments for the faculty and cancer patients of OSU James Cancer Center. Buckeye Village is a 20 to 25 minute walk to campus and a 6 to 8 minutes ride on the Buckeye Village bus. The Buckeye Village bus ran in a circular route from 6:30 a.m. until 12 a.m. on weekdays and until 8 p.m. on weekends at the time of the survey. On weekdays, it ran every 15 min. until 8 p.m. and every 30 minutes after 8 p.m. On weekends, it used to run every 30 minutes. Students and public could ride it for free. Participants: 71 residents of Buckeye Village took part in the study. To get their response, I distributed 85 questionnaires at random. Buckeye Village Administration office provided me with a list of apartments that included the list of vacant apartments and a list of apartments in the Muskingum Court set aside for the faculty and hospital patients of 63 James Cancer center. The list contained 396 apartments that included 14 vacant and 11 occupied by non-students. The management office put my request as a flyer (Appendix C) at every door, but I only went to the randomly selected 85 student apartments. Each questionnaire had a code linking it to the apartment number. I coded the 371 apartments from 1 through 371. For a confidence level of 95% with a population of 371, the sample size had to be 57 (source: www.surveysyst.com/sscalc.htm). On the assumption that I would get a response from at least two third of the sample residents, I generated 85 random integer numbers. Procedure Over a three day period, I used a drop and retrieve method; and after a person completed the questionnaire, I offered him or her a candy bar as a token of appreciation. On the first day, I distributed 51 questionnaires and collected 28 back; some residents were not at home. On the second day I distributed 21 more questionnaires and collected 20 questionnaires including some distributed on the previous day. On the third day, I distributed 8 questionnaires and received 7 back. I collected another 16 questionnaires by the end of Tuesday. Although I intended to distribute 85 questionnaires, I only distributed 80, because I found no residents at 5 of the randomly selected apartments during my visits. Of the 80 questionnaires distributed, I received back 71. Thus I obtained a response rate of about 89%. For the second phase, I contacted the same respondents a week later by telephone and asked how many days they went to the campus in the previous week (Oct. 4 through 64 Oct. 8) and how many days they rode the Buckeye Village bus. I returned to the apartments of those who did not provide me the telephone number for the interview. In the second phase, I learned that four questionnaires were not filled out by student residents but by their spouses who do not go to campus. So I excluded those responses in my analysis. In this phase I was able to contact and get the replies from all but one respondent who responded in the first phase, for a response rate of 98.6%. 4.2 Description of the Socio-economic Conditions and Attitudinal Variables Table 5 shows the demographic characteristics of the respondents. About one third of the respondents were females. Nearly half of the respondents were less than 30 years old and the rest were between 30 and 40 years old. Half of the respondents had two members in the family. All but the two families had someone who worked outside the home. About half had one member who worked outside the home, and the other half had two or more people who worked outside the home. Most respondents were foreigners; they had a median income in the range of $10,000 to $20,000 per year, and most respondents owned one or more cars. 81.82% of respondents reported going to campus everyday the previous week of the interview. 19.70% of respondents reported that they never rode the bus. 39.39% reported that they rode the bus all five days of the week (Mean = 2.864, Std = 2.022). Slightly more respondents reported using the bus than driving their car. 65 Percent Gender: Male Female Age : 30 or under between 30 and 40 Household members: 1 2 3 4 or more Number of working Household members: 0 1 2 or more Number of autos owned 0 1 2 or more Income: <10K >=10K & <20K >=20K Number of days To campus last week*: 1 2 3 4 5 Nationality U.S. Foreign Number of days by bus to campus last week: 0 1 2 3 4 5 Travel Mode Drive Auto Auto Passenger Walk Buckeye Village Bus Bicycle Others Total cases 68.18 31.82 Mean (SD) 66 1.53 (0.50) 46.15 53.85 65 2.61 (0.91) 6.06 50.00 21.21 22.73 66 1.47 (0.56) 3.12 46.88 50.0 64 1.10 (0.43) 4.55 80.30 15.15 66 1.71 (0.66) 39.68 49.21 11.11 63 4.67 (0.83) 1.52 3.03 4.55 9.09 81.82 66 19.70 80.30 66 2.86 (2.02) 19.70 13.64 10.61 12.12 4.55 39.39 66 40.91 6.06 1.52 46.97 4.55 0 66 Table 5: Descriptive Statistics of Socio-economic Variables 66 Table 6 presents the description of attitudinal variables: Attitude towards behavior, Subjective Norm, Perceived Behavioral Control, and Behavioral Intention. Attitude ranges from -2 to +2 and the mean is 1.076. Thus the average attitude is biased toward bus riding. However, the average subjective norm is less than zero meaning that majority of the respondents do not feel pressured to ride the bus. The average perceived behavioral control is 3.163 which is much greater than the mid point (2.00). The average behavioral intention is 0.706 which means that majority of respondents intend to ride the bus. One of the main reasons students moved to Buckeye Village because of the regular bus service. Thus, the results that show the biased attitude towards bus riding is conceivable. Name of the variable Minimum Maximum Total cases Mean (SD) Ab (Attitude toward behavior) -2 2 66 1.076 (0.982) SN (Subject Norm) -3 2 65 -0.846 (1.543) PBC (Perceived Behavior Control) 1.25 4 66 3.163 (0.663) BI (Behavioral Intention) 0 1 64 0.706 (0.310) Table 6: Descriptive Statistics of Attitudinal Variables 4.3 Questionnaire and the pilot studies To develop the final survey, I first conducted a survey adopting Ajzen and Fishbein (1980) type questions to shuttle bus riding. I revised a questionnaire I had designed for employees of the Ohio Department of Transportation (ODOT) who used the ODOT 67 shuttle bus to the downtown office. To revise it, I interviewed five ride-sharers obtained from a list provided by the Mid-Ohio Regional Planning Commission and ten other commuters who commuted by other modes. In an informal conversation, I asked them about their beliefs, attitudes and intentions about ride sharing. At a consulting firm where I worked I sought to find behavioral criteria (salient beliefs) related to commuter behavior and behavioral outcomes. In addition, I sought to find the referents perceived as important by employees. From the results of the interviews, I created a questionnaire which I pilot-tested on 20 people. The pilot test had four purposes: 1. To learn which of the beliefs on my list respondents perceive as salient beliefs regarding rideshare program and rideshare behavior. 2. To find out if the idiosyncratic beliefs of respondents are included on my list. 3. To find important persons who influence respondents’ rideshare decision. 4. To ensure that survey respondents easily understand the questionnaire. After modifications based on the pilot test, I did a second pilot test. The modified questionnaire proved better than the first. The first pilot test revealed little variation in the respondents’ answers to the motivation to comply. Most respondents circled the neutral response. Removing that option in the second pilot test yielded a variation in the response. The final questionnaire measured the following items. 1) behavioral intention on riding the bus 2) a direct measurement of attitude towards riding the bus 3) beliefs about the outcomes resulting from riding the bus 4) evaluation of those outcomes 68 5) perception of referents beliefs about whether or not riding the bus should be performed 6) motivation to comply with the referents 7) a direct measurement of subjective norm 8) beliefs about riding a shuttle bus comprising a Likert attitude instrument 9) a measurement of attitude towards riding a shuttle bus 10) control beliefs regarding the BV shuttle bus riding, and 11) a measurement of past behavior. Sample questions for each item appear below. Appendix D shows the full instrument. Ten questions, including the following example, assessed behavior beliefs of the respondents related to bus riding behavior and their outcome evaluations. If I ride the Buckeye Village bus next week, I will save money (gas cost, parking, wear and tear etc.). -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely ---------Unlikely ----------Very Unlikely Saving money is: ------------------Extremely good ------------Very good ------Good -------Neither -----Bad ----------Very bad The other nine questions about beliefs and evaluation included: 1) Spending time waiting for the bus. 69 ----------------Extremely bad 2) Having to deal with people having different personalities. 3) Relaxing while commuting (nap, read, chat, etc) 4) Having to worry about parking 5) Commuting in a crowded bus 6) Help reduce traffic on streets 7) Losing flexibility (i.e. I can’t arrive or leave when I want to) 8) Help reduce air pollution 9) Inconvenient for other errands (picking up or dropping off children, going to a bank) One pair of questions assessed the molar Subjective Norm and motivation to comply. Most people who are important to me would want me to ride the Buckeye Village bus. -------- Very Likely ---------- ----------- Likely Fairly Likely ------------ Fairly Unlikely ------------ ----------- Unlikely Very Unlikely Generally speaking, I want to do what most people who are important to me think I should do.2 -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely -----------Unlikely ----------Very Unlikely In addition, three pairs of questions assessed normative beliefs and motivation to comply for specific important referents: “my spouse (boyfriend or girlfriend),” “neighbor,” and “best friend.” Four questions assessed perceived behavioral control. For example, one asked: 2 In keeping with Fishbein (1980), this item was not used in the analyses. It is assumed that respondents would want to comply with people important to them. 70 If I wanted to, I could easily ride the Buckeye Village bus next week. ----------------- ------Strongly Agree Agree -------Neither ---------Disagree -------------------Strongly Disagree The other three questions asked about the difficulty, degree of control, and number of events outside control. Three questions, such as the one below, asked about behavioral intention. I intend to ride the Buckeye Village bus in the next week. ----------Definitely ---------Probably ---------Not Sure -------------Probably not --------------Definitely not One question asked about the attitude towards behavior. Could you give your opinion very briefly about riding the Buckeye Village bus? -----------------Very Favorable ----------Favorable -------Neutral -------------Unfavorable --------------------Very Unfavorable. The remaining nine questions asked about the socio-economic conditions of respondents such as gender, age, and income. At the end of the questionnaire, I mentioned that I would contact them the following week to ask a few questions regarding their riding behavior. 71 CHAPTER 5 RESULTS OF THE ANALYSIS 5.1 Introduction Recall that the theory of reasoned action predicted that subjective norm and attitude towards the behavior affect behavioral intention, which affects the overt behavior. Figure 3 shows the relationships (through regression statistics) of Attitude towards behavior, Subjective Norm and Perceived Behavior Control to Behavior Intention; and Figure 4 shows the relationship (through regression statistics) of Behavioral Intention and Perceived Behavioral Control to Overt Behavior. According to Murphy & Myors (1998), an estimate of the proportion of variance (PV) in the dependent variable explained by the linear model (i.e. R2) above 0.10 represents a medium effect, and PV above 0.25 represents a large effect (Table 2.2, Murphy & Myors). The effect size refers to the magnitude of effect (Judd, Smith, and Kidder, 1991). In my study, the values of PV are above 0.25 in all the regressions (Fig. 3, 4, 5 and 6) indicating a large effect size. The positive direction of the effects indicates that as the attitude towards riding the bus becomes more favorable, the intention to ride becomes more likely. Similarly, the more one feels social pressure to ride the bus (SN) the more likely one will intend to ride the bus. 72 At the molar level the results showed that Ab and SN were significant in predicting BI, and BI was significant in predicting OB. Although these findings supported Fishbein’s theory of reasoned action, the theory of planned behavior, which included perceived behavioral control, predicted behavioral intention better. The adjusted R2 (Ra2 in Figure 3) increased from 36.3% to 42.7%. Regarding the prediction of behavior (Figure 4), the theory of planned behavior produced no improvement in prediction. Ra2 decreased from 52.7% to 52.0% (The decrease is shown due to the adjustment). Ajzen model ( BI = B0 + B1*Ab + B2*SN+B3*PBC ) Fishbein model ( BI = B0 + B1*Ab + B2*SN ) Ra2=0.363 p<0.001 Ra2=0.427 p<0.001 Ab (Attitude toward behavior) SN (Subjective Norm) PBC (Perceived Behavioral Control) B1=0.044 Not sig. B1=0.119 p<0.01 B2=0.049 p<0.01 B2=0.053 p<0.01 BI (Behavioral Intention) B3=0.169 p<0.01 Figure 3. Ajzen model (left column of Ra2s) predicts behavioral intention better than does Fishbein model (right column of Ra2s). 73 Recall that the molar variable Attitude toward behavior (Ab) consists of the sum of behavioral beliefs multiplied by evaluation of each outcome (SumBBi*EOi); and the molar variable Subjective Norm (SN) consists of normative beliefs multiplied by the motivation to comply (Sum NBi*MCi). Figure 5 shows the relationships between the micro-level predictors and the molar variables. Again, the results support both the Fishbein and Ajzen models which agree on the importance of variables. The models also predict that the sum belief-based attitudes (Sum BBi*EOi) and the sum of normative pressures (Sum NBi*MCi) each predict behavioral intention. Figure 6 displays the analysis for those predictions. Again, the results support both the Fishbein and Ajzen models. Ajzen model Fishbein model ( OB = B0 + B1*BI + B2*PBC ) BI (Behavioral Intention) PBC (Perceived Behavioral Control) (OB = B0 + B1*BI) Ra2=0.520 p<0.001 Ra2=0.527 p<0.001 B1=1.04 7 <0 001 B1=1.01 3 <0 001 OB (Overt Behavior) B2=-.027 Not sig. Figure 4. Both the Ajzen model (left column of Ra2s) and the Fishbein model (right column of Ra2s) have similar predictive power for behavior. 74 Sum (BBi*EOi) (Sum of the behavioral beliefs multiplied by outcome B1=0.034 p<0.001 Ra2=0.305 p<0.001 Sum (NBi*MCi) (Sum of the normative beliefs multiplied by motivation to comply) B1=0.112 p<0.001 Ra2=0.521 p<0.001 Ab (Attitude toward behavior) SN (Subjective Norm) Figure 5. Relationship between i) Sum of the belief-based attitudes and overall attitude towards behavior and ii) Sum of the normative pressures and overall subjective norm. Sum (BBi*EOi) (Sum of the beliefs multiplied by evaluation of outcome. B1=0.010 P<0.001 Ra2=0.280 p<0.001 B=0.015 p<0.001 Sum (NBi*MCi) (Sum of the normative beliefs multiplied by motivation to comply) Ra2=0.411 p<0.001 BI (Behavioral Intention) BI (Behavioral Intention) Figure 6. Relationship between 1) Sum of the belief-based attitudes and behavioral intention, and i1) Sum of the normative pressures and behavioral intention. 75 Fishbein and Ajzen used simple and multiple linear regressions in testing their hypotheses and suggested other investigators to do so. Thus, many investigators have used linear regressions in the application of Fishbein and Ajzen’s models, but there is a problem in doing so. In this study, the scores for OB and BI are between 0 and 1. But when the independent variables are plugged into the estimated regression equations, the predicted values of dependent variables are occasionally less than zero or greater than one. This occurs because of the wide range of the confidence interval (Aczel, 1993). The probit model avoids this difficulty. As a result, I reanalyzed the data with probit models. The results for the probit models using the Limdep software are tabulated in Appendix D along with the results of linear regressions. When probit analysis is performed using the Limdep software, the result provides the value of the log likelihood function when all the parameters are zero (α(0)), and the value of log likelihood function at its maximum (α(β)). Using α(0) and α(β), I calculated ρ2 values (For detail, see BenAkiva and Lerman, 1985). ρ2 is defined as 1 - α(β)/α(0). McFadden has proposed ρ2as an indicator of goodness of fit. I am using it as an indicator though the reader should be aware that it is not directly comparable to R2 since it does not measure the same thing. It appears that ρ2 is empirically biased downwards relative to R2 so one should not expect its values to be comparable to R2. For a binary choice model, ρ2 must lie between 0 and 1. The statistic used to test the null hypothesis that all parameters are zero is -2(α(0) - α(β)). It is asymptotically distributed as χ2 with K degrees of freedom where K denotes the number of independent restrictions on the parameters in computing α(0). The null 76 hypothesis is rejected when χ2 is “large” in the statistical sense. Tables 15 through 42 in Appendix D present the results from the linear regression and the probit model and they are discussed in the following sections. The results of probit model show Z values; the results of linear regression show t values in the parameter tests. Thus, for the comparison purpose, in the linear regression results, in addition to t and F values, Z values are shown. The t and F values are transformed into Z values using the formula (Z = (df/log(1 + (t2/df))))1/2(1 – (1/2df)))1/2) and (Z = (df/log(1 + (F/df))))1/2(1 – (1/2df)))1/2) respectively. The formulas are obtained from Judd et al. (1991). Most of the results from the linear regression and probit model are not qualitatively different. All the ρ2 values are statistically significant except in one case (the influence of “number of autos owned” on behavioral intention is not significant); all the R2 values are statistically significant (Table 7). Moreover, the two sets of summary measures are highly correlated, with r = 0.907, p<.01. All the estimated parameters have the same sign in both models though in some cases they are significant in only one of the models. . Dep. Variable ρ2 (Probit) Ind. Variables 2 R (linear reg.) 1 OB (Overt Behavior) BI 0.355 0.527 2 OB Ab 0.054 0.078 The correlation 3 OB SN 0.075 0.111 between ρ2 2 R 4 BI (Intention) Ab & SN 0.175 0.363 and 5 BI Ab 0.124 0.291 is 0.907 6 BI SUM(BBi*OEi) 0.170 0.280 7 BI SN 0.122 0.264 8 BI SUM(NBi*MCi) 0.122 0.411 Table 7: R2 values obtained from linear regressions and ρ2 obtained from Probit model. (Continued) 77 Table 7 cont. . Dep. Variable ρ2 (Probit) Ind. Variables 2 R (linear reg.) 9 BI AUTO 0.045 0.137 10 BI Ab, SN & AUTO 0.181 0.308 11 OB PBC 0.102 0.158 12 OB BI & PBC 0.355 0.520 13 BI PBC 0.140 0.335 14 BI Ab, SN & PBC 0.208 0.427 15 OB PASTB 0.465 0.687 16 BI PASTB 0.301 0.713 17 OB BI, PBC & PASTB 0.468 0.676 18 BI Ab, SN, PBC, & PASTB 0.352 0.768 Number of samples (n) ranges from 64 to 66. 5.2 Hypothesis Testing The analyses tested each of the predictors. In the case of linear models, following Ajzen and Fishbein’s guidelines (1980), I used correlation coefficients to describe the strength of relationship among variables and multiple correlation coefficients to look at the variables affecting the dependent variable. I also used stepwise regression in my analysis. Stepwise regression helps investigators to build a concise model by selecting important variables to be included in a regression model (Mariza, 1986). It is performed to retain important variables because a model with a large number of independent variables is often difficult to interpret. Comparisons of the regression results and the probit results indicated that most cases had qualitative agreement in the direction and statistical significance of the effects. 78 5.2.1 The Theory of Reasoned Action 1) Does Behavioral Intention (BI) predict Behavior (OB)? The analysis regressed BI as a predictor variable onto OB as a criterion variable. The behavioral intention explained 52.7% (Ra2) of the total variance of OB; and the regression coefficient was positive and significantly different from zero at the 5% level (See Table 15, Appendix D for detail). The analysis also examined the influence of attitude towards behavior (Ab) and subjective norm (SN) on behavior separately to see if they individually predict behavior. In linear model, Ab explained 7.8% (Ra2) and SN explained 11.1% (Ra2) of the variance of OB both significant at the p<05 level. Thus, compared to Ab or SN, BI represents a much stronger predictor of behavior. In both the above cases, the probit model (Table 16, Appendix D) agreed qualitatively. 2) Does the combination of commuters’ Attitude towards Behavior and Subjective Norm predict their Behavioral Intention? The analysis examined the influence of Ab and SN on behavioral intention (BI). For the linear model, attitude towards behavior and subjective norm together explained 36.3 % (Ra2) of the variance of BI. Both the coefficients were positive and significantly different from zero (p<.05) (Table 17, Appendix D), but attitude towards behavior (standardized regression coefficient (β) = 0.376) has greater influence on BI than does the subjective norm (β = 0.342). The result of probit model (Table 18, Appendix D ) agreed qualitatively. The results show that BI played a mediator role between OB, SN and Ab. The sum total of the variations explained by Ab and SN on OB is just 18.9%, SN and Ab combined 79 (Multiple regression) explained 36.3% of total variation on BI, and BI explained 52.7% of the variation on OB. A mediator variable is a separate variable that interprets or explains the relation between dependent and independent variables. According to Evans and Lepore (1997), researchers often use the terms moderation and mediation interchangeably, but these terms are distinct processes. A moderator variable is a “third” variable that alters or qualifies the relationship between two variables. The results of this analysis support Fishbein and Ajzen’s contention that the pathway through which attitude and subjective norm influences behavior is through their positive effects on behavioral intention. The probit model (Table 18, Appendix D) also supported the mediator role of BI. 3) Does attitude towards behavior predict Behavioral Intention (BI) and does the sum of behavioral beliefs multiplied by evaluation of outcome (Sum BBi*EOi) also predict BI? The analyses examined the influence of Ab and the total belief-based attitude on behavioral intention separately. The total belief-based attitude (Sum BBi*EOi) represented the sum of the commuter’s strength of beliefs about outcomes resulting from riding the bus multiplied by the evaluation of those outcomes. The attitude towards behavior explained 29.1% (Ra2) and the total belief-based attitude explained 28.0% (Ra2) of the total variance of behavioral intention to ride the bus and both coefficients were positive and significantly different from zero (p<.05) (Table 19, Appendix D). The results of probit model (Table 20, Appendix D) agreed qualitatively in both analyses. 4) Do Subjective Norm (SN) predict BI and total normative pressure (Sum NBi*MCi) also predict BI? 80 The analyses examined the influence of SN and the total normative pressure (Sum NBi*MCi) on behavioral intention separately. Total normative pressure refers to the sum of the perceived normative beliefs relative to important referents multiplied by the motivation to comply with those referents. Subjective norm explained 26.4% (Ra2) and the total normative pressure explained 41.1% (Ra2) of the total variance of behavioral intention to ride the bus and the regression coefficients in each case were positive and statistically significant (p<.05) (Table 19, Appendix D). The findings confirmed that both subjective norm and the total normative pressure predicted behavioral intention though the total normative pressure explained 14.7% (Ra2) more total variance of behavioral intention than did the subjective norm in the linear regression model. The probit model (Table 20, Appendix D) agreed qualitatively. 5) Does the total belief-based attitude (Sum BBi*EOi) predict attitude towards the bus riding behavior (Ab)? The analysis regressed the total belief-based attitude onto attitude towards behavior. Total belief-based attitude explained 30.5% (Ra2) of variance of Ab. The regression coefficient was positive and significantly different from zero at the 5% level (Table 21, Appendix D). Recall that behavioral beliefs were measured through 10 items. To explore the relative importance of each belief-based attitude to overall attitude towards behavior, I constructed a ten by one correlation matrix. The result shown in Table 8 indicated that the overall attitude significantly correlated with the belief based attitudes on six beliefs: riding a bus means saving money, getting an opportunity to relax, avoiding parking 81 worry, helping reduce traffic congestion, losing flexibility to run errands, and helping reduce air pollution. A stepwise regression analysis was performed to see which belief–based attitudes had the most influence in predicting attitude towards the behavior. The linear combination of beliefs concerning saving money, losing flexibility and helping reduce air pollution explained 35.3% (Ra2) of total variance of attitude towards behavior significant at the (p<0.05) level. Among these three belief–based attitudes, helping to reduce air pollution had the most influence on the attitude towards behavior (standardized regression coefficients of helping to reduce air pollution, saving money, and losing flexibility are 0.372, 0.268, and 0.218 respectively--Table 22, Appendix D). Belief based attitudes Pearson Correlation Coefficient r 1. A1 = BB1*EO1 (Saving money) 0.478** 2. A2 = BB2*EO2 (A long waiting) 0.148 3. A3 = BB3*EO3 (Countering people with different personalities) -0.083 4. A4 = BB4*EO4 (An opportunity to relax on bus) 0.423** 5. A5 = BB5*EO5 (Avoiding parking worry) 0.260* 6. A6 = BB6*EO6 (Riding a crowded bus) 0.037 7. A7 = BB7*EO7 (Helping to reducing traffic) 0.365** 8. A8 = BB8*EO8 (Losing flexibility to run errands) 0.313* 9. A9 = BB9*EO9 (Helping to reduce pollution) 0.500* 10. A10 = BB10*EO10 (Facing inconvenience) 0.026 # n = 66, except for saving money (n = 65) and facing inconvenience (n = 65) ** p < 0.01 Bonferroni adjusted, * p < 0.05 Bonferroni adjusted Table 8: Bivariate Correlations Between Attitude Towards the Behavior (Ab) and Behavioral Beliefs multiplied by their Outcome Evaluation (BBi*EOi). # 82 6) Do the behavioral beliefs (BBi) relating to the outcome of the behavior and evaluation of those outcomes (EOi) correlate with attitude towards behavior? To explore the association between each behavioral belief and attitude towards behavior, and evaluation of outcome and attitude towards behavior, I constructed two more one by ten correlation matrices. The results, shown in Table 9 for beliefs, indicated that all the behavior beliefs correlated positively with attitude towards behavior at a statistically significant level (p<.05). The overall attitude towards behavior is strongly associated with the belief that if they ride bus they will save money, get an opportunity to relax, avoid parking worry, help reduce traffic congestion, lose flexibility to run errands and help reduce air pollution. For outcome of evaluation, only the evaluation of “helps reduce air pollution” highly correlated with Ab (p<.05). Other evaluations of outcomes such as saving money, encountering people with different personalities, avoiding parking worry, helps reduce traffic congestion, and losing flexibility to run errands very moderately correlated with attitude towards behavior at a statistically significant level (p<.05). The attitude towards behavior is the function of sum of belief based attitudes, so I performed the stepwise regression in that case. Stepwise regression was not performed to test the association between attitude towards behavior and individual belief strengths, and the association between attitude towards behavior and individual outcome of evaluations because the attitude towards behavior is the function of the sum of their products. 83 Strength of beliefs relating behavior to outcome Pearson Correlation Coefficient r 0.48** 1. BB1 (Saving money) 2. BB2 (A long waiting) -0.10 3. BB3 (Encountering poeple with different personalities) -0.08 4. BB4 (An opportunity to relax on bus) 0.41** 5. BB5 (Avoiding parking worry) 0.31* -0.06 6. BB6 (Riding a crowded bus) 0.43** 7. BB7 (Helping to reducing traffic) -0.27* 8. BB8 (Losing flexibility to run errands) 0.57** 9. BB9 (Helping to reduce pollution) -0.17 10. BB10 (Facing inconvenience) Evaluation of outcomes 1. EO1 (Saving money) 0.27* 2. EO2 (A long waiting) 0.15 3. EO3 (Encountering poeple with different personalities) 0.28* 4. EO4 (An opportunity to relax on bus) 0.22 5. EO5 (Avoiding parking worry) 0.29* 6. EO6 (Riding a crowded bus) 0.10 7. EO7 (Helping to reducing traffic) 0.29* 8. EO8 (Losing flexibility to run errands) 0.27* 9. EO9 (Helping to reduce pollution) 0.44** 10. EO10 (Facing inconvenience) 0.07 # n = 66 except belief related to facing inconvenience B10 (n = 65), evaluation of saving money E1 (n = 65), and evaluation of facing inconvenience E10 (n = 65). ** p < 0.01 Bonferroni adjusted, * p < 0.05 Bonferroni adjusted Table 9: Bivariate Correlations Between Attitude Towards Behavior (Ab) and Strength of Beliefs (BBi), And Between Attitude Towards Behavior (Ab) and Evaluations of Outcome (EOi)# 84 7) Does the sum of perceived normative pressures (Sum NBi*MCi) predict Subjective norm (SN)? The analysis regressed the sum of normative pressures variable onto subjective norm. The total normative pressure explained 54.1% (Ra2) of the variation on subjective norm and the regression coefficient was positive and statistically significant (p<.05) (Table 23, Appendix D). Recall that the perceived normative pressure was measured through three items. To explore the relative importance of each normative pressure (NB*MC), I constructed a three by one correlation matrix and evaluated the relationship (Table 10). The result indicated that the perceived normative pressure of each important referent (a spouse, a neighbor, and a best friend) significantly correlated with the overall subjective norm (p<.05). Belief based Subjective Norms Pearson Correlation Coefficient r a 1. SN1 = NB1*MC1 (Spouse) (n = 52 ) 0.612** 2. SN2 = NB2*MC2 (Neighbor) (n = 63) 0.323* 3. SN3 = NB3*MC3 (Best Friend) (n = 62) 0.575** a 13 respondents circled on the “Not Applicable” choice while answering the question related to social pressure from the spouse. ** p < 0.01 Bonferroni adjusted, *p < 0.05 Bonferroni adjusted Table 10: Bivariate Correlations Between Subjective Norms (SN) and Normative Beliefs multiplied by Motivation to Comply (NBi*MCi) A stepwise regression analysis indicated that a linear combination of perceived pressure of a spouse and a best friend explained 53.6% (Ra2) of total variance of subjective 85 norm (p<.05) (Table 24, Appendix D). Best friend had a greater influence on subjective norm than did influence of a spouse (standardized regression coefficient of a best friend = 0.169 and of a spouse = 0.113). 8) Do commuters’ perception of Normative Beliefs (NBi) of important others regarding bus riding behavior and the motivation to comply (MCi) with those referents separately correlate with Subjective Norm (SN)? To explore the association between each normative belief and subjective norm, and motivation to comply and subjective norm, I constructed two more one by three correlation matrices (Table 11). The results indicated that each normative belief and each motivation to comply (relevant to a spouse, a neighbor, and a best friend) positively correlated with subjective norm (p’s<.05), but normative beliefs of spouse and best friend had higher correlation coefficients than did neighbor. Perceived Normative Beliefs (NBi) 1. NB1 (Spouse) Pearson Correlation Coefficient r (n = 52) 0.657** 2. NB2 (Neighbor) (n = 63) 0.438** 3. NB3 (Best Friend) (n = 62) 0.632** Motivation to Comply (MC1) Pearson Correlation Coefficient r 1. MC1 (Spouse) (n = 57) 0.367* 2. MC2 (Neighbor) (n = 64) 0.388** 3. MC3 (Best Friend) (n = 63) 0.402** ** p < .01 Bonferroni adjusted, * p < .05 Bonferroni adjusted Table 11: Bivariate Correlations Between Subjective Norms (SN) and Normative Beliefs (NBi) and Motivation to Comply (MCi) 86 5.2.2 The Theory of Planned Behavior 9) Does the linear combination of Perceived Behavioral Control and Behavioral Intention predict bus-riding behavior better than Behavioral Intention alone? Recall that for testing the theory of planned behavior posited by Ajzen, the survey measured Perceived Behavioral Control (PBC) through four questions. The average of these raw scores is the perceived behavior control. First, the analysis regressed the Perceived Behavior Control onto Behavior (OB). PBC explained 15.5% (Ra2) of total variance on OB (p<.05) (Table 25, Appendix D). The probit model (Table 26, Appendix D) agreed qualitatively. When perceived behavior control was added to the Fishbein model in the linear model, BI and PBC together explained 52.0% (Ra2) of variance of B significant at the p<.05 level. The regression coefficient of BI (B=0.262) achieved statistical significance (p<.05) level, but the regression coefficient of PBC (-0.027) did not achieve statistical significance (Table 27, Appendix D). The result implies that BI mediated all the influence of PBC on behavior. The addition of PBC into the model did not increase the explanation of variance of OB. The probit model (Table 28, Appendix D) agreed qualitatively. 10) Does the linear combination of commuter’s Attitude toward bus riding behavior (Ab), Subjective Norm (SN) regarding the bus riding act and Perceived Behavior Control (PBC) predict their Behavioral Intention (BI) better than Ab and SN without PBC? 87 First, the analysis regressed the Perceived Behavior Control onto behavioral intention. In the linear model, PBC explained 34.6% (Ra2) of the total variance of BI significant at the p=.05 level (Table 29, Appendix D). The probit model (Table 30, Appendix D) agreed qualitatively. The regression of perceived behavior control onto behavioral intention found that Ab, SN and PBC together explained 45.5% (Ra2) of variation of BI. The regression coefficients of SN and PBC were positive and significantly different from zero (p<.05). However, the regression coefficient of Ab did not achieve statistical significance, showing the existence of strong correlation between Ab and PBC (Table 31, Appendix D). These three variables explained 7.1% (Ra2) more total variance of BI than that explained by Ab and SN. The standardized regression coefficient of PBC (β=0.678) is much greater than those of Ab (β=0.140), and SN (β=0.316). Thus, PBC has a larger influence on behavioral intention. The result of the probit model indicated that Ab, SN and PBC together improved 20.8% (ρ2) of an initial log likelihood value of BI (p<.05). The increase in improvement due to PBC is 3.3%. However, none of the regression coefficients achieved statistical significance (Table 32, Appendix D). Note that each of these variables (Ab, SN and PBC) was significant in predicting Bi when analyzed individually. Thus, the result indicates that there is a high correlation between independent variables (Mariza, 1986). In this case, the results of probit model are different from the regression results. Interpreting the correlation coefficients: Thomas (1976) and Thomas et al.’s (1976) study of women’s bus riding behavior for shopping found that the correlation 88 coefficients between sum of the belief-based attitudes and overall attitude towards behaviors ranged from 0.353 to 0.526 and characterized the relatively low scores in relation to other studies as due to the role of behavioral commitment in such routinized travel acts (a feedback from behavior to attitude). This dissertation found a higher correlation coefficient (0.562). Regarding the multiple correlation coefficient (R) between attitude towards behavior and subjective norm, and behavioral intention, Thomas et al.’s found 0.768. This dissertation found 0.619. However, when Thomas et. al. (1976) considered the discrepancy scores between ‘riding the bus’ and ‘not riding the bus’, R values increased to 0.818. The discrepancy score is the score difference between the belief based attitude obtained from beliefs related to ‘riding the bus’ and ‘not riding the bus’. The results were compatible with decision theory that as the discrepancy increases the probability of choosing one of the options tends towards unity (Thomas et al., 1976). Thus, they suggested that when a behavior involves a choice between alternatives, the outcomes of both travel modes should be assessed; and one should use the discrepancy scores. Ajzen (1991) reported that the correlation coefficients for the relationship between behavior and intention ranged from 0.21 to 0.78, with an average of 0.51. The r for the present case (0.732) fits on the high end. Regarding the relationship between behavioral intention and its three independent variables (Ab, SN and PB), Ajzen (1991) reported correlation coefficients from 0.21 to 0.81. This dissertation had an r of 0.674, again on the high end. Most past research on the theory of reasoned action or the theory of planned behavior focused either on intent or behavior. This dissertation covered both of them. Consequently, the results helped test the validity of both parts of the model and 89 the link between them. When Shifter and Ajzen (1985) tested the direct effect of perceived behavioral control on weight loss, they did not find a significant effect. This dissertation corroborated their result in relation to bus riding. In the questionnaire, four items tapped the perceived behavioral control and three items tapped the behavioral intention, but only one item assessed the attitude towards behavior. Single item scales tend to be less reliable than multiple-item scales (Browne & MacCallum, 2002). That lower reliability in measurement of attitude may have lowered its correlation with other variables. 5.2.3 The effect of external variables What effects did demographic variables and past behavior have on behavioral intention and behavior? Recall that Hu (1995) included past behavior in her study and found that it predicted present behavior. Researchers also continue to debate on whether attitude causes behavior or behavior causes attitudes. According to Chou (1986), the inclusion of past behavior in the model helps to check for feedback of behavior to choice set. He used past experience rather than past behavior as a variable. Past experience included past behavior and the learning about the behavior from watching tv or someone performing it. My dissertation simply used past behavior. 11) Do the demographic variables such as gender, age, and income correlate with Behavioral Intention or Behavior? The Pearson correlations between attitude and behavioral intention and demographic variables (age, gender, and income) revealed that the number of autos 90 owned correlated negatively with all the attitudinal variables although none achieved statistical significance (Table 12). Because number of autos owned is often used as an independent variable in modal choice analysis (Ben-Akiva and Lerman, 1983), I regressed it onto behavioral intention. The number of autos owned explained 13.7% (Ra2) of total variance of BI (p<.05) (Table 33, Appendix D). When added to the Fishbein model, the number of autos owned increased explanation of variance of BI by only 2.5% (Table 33, Appendix D), and it achieved marginal significance (p=.07). Thus, Fishbein’s claim that influences of external variables are mediated by behavioral beliefs or normative beliefs held for this study of bus-riding behavior. The probit model (Table 34, Appendix D) agreed the result of the linear regression though the number of autos owned was not significant when examined its influence on BI individually. Multi-collinearity must be considered. Table 11 shows correlation coefficients among the variables. Note the possible multi-collinearity between attitude toward behavior and perceived behavior control (r = 0.69), and behavioral intention and past behavior (r = 0.82). Multi-collinearity increases the chance of a type-II error. Type II errors occur when a statistically significant effect in the data may not appear in the test statistic. According to Greene (1999), multi-collinearity exists when the correlation coefficients exceed 0.7. The high collinearity between Ab and PBC may explain why the influence of attitude towards behavior became statistically insignificant once PBC was added to the model. Now consider the effect of past behavior. 91 OB Past Behavior 0.82** PASTB Behavioral Intention 0.72** 0.84** BI Perceived Behavioral Control 0.38 0.45* 0.57** PBC 0.27 0.36 Norms 0.34 0.46* 0.52** 0.4 0.47 SN Gender 0.05 0.06 0.05 0.09 0 Age -0.03 -0.03 -0.07 -0.21 -0.23 -0.17 NHH 0.01 -0.02 0.02 -0.23 -0.28 -0.05 -0.25 NPWOH 0.02 -0.1 -0.06 -0.09 -0.1 -0.33 -0.15 -0.04 -0.28 -0.42 -0.39 -0.29 -0.35 -0.22 0.08 0.08 0.11 0.04 0 0.06 -0.06 -0.08 -0.19 0.12 0.01 0.21 Attitude Towards Behavior 0.53** 0.69** Ab Subjective Autos Income 0.12 Gender -0.2 Age 0.50** NHH 0.14 NPW 0.28 Autos 0.44* 0.19 NHH = Number of household members. NPWOH = Number of people working outside home. * p<0.05 Bonferroni adjusted p-value, ** p<0.01 Bonferroni adjusted p-value Table 12: Correlation Coefficients between important measured variables The analysis regressed past behavior onto behavior, behavioral intention, and perceived behavioral control. Past behavior explained 22.6% (Ra2) of the variance of perceived behavior control, 71.3% (Ra2) of the variance of behavioral intention and 68.7% (Ra2) of the variance of behavior, all at a statistically significant level (p<.05) (Table 37, Appendix D. All the three correlation coefficients were positive and significantly different from zero (p<.05). The probit model (Table 38, Appendix D) agreed qualitatively. 92 When added to the Ajzen model, the linear combination of BI, PBC, and past behavior explained 67.7% (Ra2) of the variance of behavior (p<.05) (Table 39, Appendix D). Only the regression coefficients of past behavior was significant (p<.05). The probit model (Table 40, Appendix D) agreed qualitatively. In the prediction of behavioral intention, when past behavior was added to the Ajzen model, the linear combination of Ab, SN, PBC and past behavior explained 76.8% (Ra2) of variance on behavioral intention (Table 41, Appendix D). Only the regression coefficients of past behavior achieved statistical significance at the p<0.05 level. The probit model (Table 42, Appendix D) agreed qualitatively in this case also. In my study, past behavior correlated with the behavioral intention and behavior. Although Ajzen (1991) argued that past behavior would contribute little to the prediction of behavioral intention or behavior because perceived behavioral control should have mediated the effect of past behavior, research has found that past behavior influences behavioral intention or behavior (Bentler and Speckart, 1979; Fredricks and Dossett, 1983; Manstead, Praffitt, and Smart, 1983; Hu, 1995). This dissertation corroborated these findings, but it dealt with a repetitive behavior that just showed the reliability of the reported behavior. The inclusion of my particular measure, past behavior, as an external variable might not be justifiable. I measured the behavior of previous week as the past behavior. Since the time lag is too short, I might have measured the same variable twice. 93 5.3 Comparison of mean scores across respondents: One set of t tests examined differences between riders and non-riders on the specific items that made up behavioral beliefs, evaluations, normative beliefs and motivation to comply. These analyses might help identify specific directions for promotional strategies. Table 13 shows the statistically significant effects for the comparison of bus riders and nonbus riders and between the groups with different socio-economic backgrounds. Travel mode Bus Mean(SD) No-bus Mean(SD) BB1 Belief related to "Saving money" 2.26(1.00) 1.51(1.48) BB4 Belief related to "An opportunity to relax" 1.68(1.49) 0.69(2.01) BB7 Belief related to "Helping reduce congestion" 1.83(0.93) 0.60(1.65) BB9 Belief related to "Helping reduce air pollution" 1.74(1.13) 0.94(1.73) EO1 Evaluation of "Saving money" 2.35(0.80) 1.68(1.04) EO2 Evaluation of "A long wait for the bus" -0.21(1.67) -0.29(2.07) NB3 Normative belief regarding "Best Friend" -0.52(1.66) -1.55(1.54) BI Behavioral Intention 3.62(0.67) 2.12(1.21) Ab Attitude towards behavior 1.52(0.85) 0.69(0.93) SN Subjective Norm 0.40(1.96) -1.11(1.75) PBC Perceived Behavioral Control 3.49(0.51) 2.87(0.65) SumAb Sum of the belief-based attitude (Sum Bi*Ei) SumSN Sum of the normative pressures (Sum NBi*MCi) 17.65(12.81) 7.03(17.62) 5.09(10.45) -4.81(13.62) Table 13: Variables with significant difference between bus riders and non-bus riders. The table shows that bus riders were more likely to believe that bus riding results in saving money, getting an opportunity to relax, helping reduce traffic congestion and air pollution. Bus riders also evaluated “saving money” as more important than did non-bus riders; and non-bus riders evaluated “riding a crowded bus” significantly worse than did 94 bus riders. Regarding normative beliefs, bus riders believed their spouses likely to want them to ride the bus, but non-bus riders believed their spouses unlikely to want them to ride the bus. Although both groups believed their best friends were likely to want them to ride the bus, the bus riders as compared to non-bus riders believed their friends as more supportive. Table 14 shows the statistically significant effects found for comparisons across socio-economic groups. The top three comparisons show that respondents who owned two cars or more evaluated “riding a crowded bus” much worse than did respondents who owned one car or less. Those with more cars also reported less intention to ride the bus and less positive attitude towards bus riding behavior than did respondents with fewer cars. Male respondents evaluated “riding a crowded bus” significantly more unpleasant than did their female counter parts. The next two comparisons show that males as compared to females were less likely to believe that their best friends want them to ride a bus. The last two comparisons show that respondents with 0 or 1 household member working outside the home had a positive average subjective norm while respondents with two or more household members working outside had negative average subjective norm. Higher income respondents reported that they would face inconvenience if they ride a bus whereas lower income respondents reported they would not. Socioeconomic variables did have significant effects on micro-level variables. Gender had significant effects on the evaluation of riding a crowded bus and normative belief of the best friends. Males evaluated riding a crowded bus worse than did females. Males as compared to females were less likely to believe that their best friends want them to ride the bus. Number of working people outside the home affected the subjective 95 norm. Households with fewer people working outside tended to feel a marginal pressure to ride the bus whereas households with more people working outside tended not to feel pressure to ride the bus. Although the socio-economic variables may not have application to the full model, they do have value in suggesting promotional campaign. Auto 1 or less 2 or more Mean (SD) Mean (SD) EO6 Evaluation of "Riding a crowded bus" -0.89(1.020 -1.80(1.13) BI Behavioral Intention 3.01(1.14) 1.67(1.25) Ab Attitude toward behavior 1.20(0.86) 0.40(1.35) Gender Male EO6 Evaluation of "Riding a crowded bus" NB3 Normative belief regarding "Best friend" Female Mean (SD) Mean (SD) -1.22(1.09) -0.57(1.29) -1.38(1.46) -0.40(1.90) Number of people working outside SN Subjective Norm Low (one or less) High (Two or more) Mean (SD) Mean (SD) 0.10(1.76) -0.94(2.08) Respondents' income Low (<20k) High (>=20k) BB10 Belief related to "Facing inconvenience" Mean (SD) Mean (SD) -0.04(1.97) 1.16(1.82) Table 14: Mean Scores and Standard Deviations for Attitudinal Variables across Socio-economic Groups 96 CHAPTER 6 CONCLUSIONS AND IMPLICATION My dissertation demonstrated the potential usefulness of the Fishbein and Ajzen models for predicting and understanding commuters’ bus riding behavior. My results (both linear regression and probit models) showed that the independent variables--behavioral beliefs, normative beliefs, attitude towards behavior, subjective norm and perceived behavior--predicted the intention to ride the bus. The data also supported the idea that behavioral intention to ride the bus is the antecedent of bus riding behavior. Additionally, the function of attitude towards bus riding behavior, subjective norm related to the bus riding behavior and perceived behavioral control that are linearly combined can predict the behavioral intention to ride the bus. In the linear model, the behavioral intention alone explained 52.7% of the total variation on reported behavior. The linear combination of subjective norm and attitude towards behavior explained 36.3% of total variation on behavioral intention, whereas the addition of perceived behavior control explained 42.7% of total variation on behavior. In addition, the sum of the belief-based attitude related to bus riding behavior explained 30.5% of the attitude towards behavior and the sum of the normative pressures related to the important referents explained 52.1% of the subjective norm related to the bus riding behavior. The probit model agreed qualitatively. 97 The results may arise from the overlap of the measures of a repetitive behavior. People who regularly ride the bus would report riding it a similar amount over consecutive weeks. In essence, the question about bus-riding a week after the questionnaire measured a similar thing to that measured by the question in the questionnaire. The two measures just showed reliability in their reported bus-riding. According to Thomas at al. (1976), when they compared their results with the results of orthodox travel forecasting models, they obtained comparable predictions. They contend that to operate those models the investigators require the evaluations of alternative models, but the Fishbein model does not need that. In addition, the Fishbein model (or Ajzen model) has the advantage that the factors used in the predictions are elicited whereas in the orthodox models they are arbitrarily chosen. Fishbein and Ajzen help planners understand better the underlying components of commuters’ behavior. Although in the linear model, the Ajzen model explained the total variation on bus riding intention 6% more than Fishbein model, it explained only 42% of the behavior intention. Both models explained about 53% of the total variation of bus riding behavior. The Fishbein and Ajzen models are based on the assumption that people are rational, but not everyone acts rationally. Some intentionally and others unintentionally make irrational decisions. Others may follow different decision rules. Measurement errors may also have reduced the variation explained. carelessly. Perhaps some respondents answered the question Perhaps some significant external variables, such as social status, habit, perceived safety, and whether the respondent works on campus, were overlooked. Though most variables had more than one measure for reliability, the measure of attitude towards behavior had only one measure. 98 For various reasons respondents may have reported more favorable responses toward riding the bus than they felt or than that representing the Buckeye Village residents. They may have tried to please the experimenter, given socially desirable answers, and the study may have had selectivity among those who chose to participate. These problems may have arisen because the experimenter lived in Buckeye Village and some of the respondents knew him. Future research could reduce these problems by having an experimenter unknown to the respondents. In addition, all participants in my study could ride the bus for free; and the bus went from their complex to the campus and back. Future research should test the application of the model to paying riders on regular commuter bus or train systems. It should also test the applications to other populations and locations. For bus riding, perceived social status may have an effect, because people may judge bus riding as lower in status. People may ride or not ride in part out of habit. Thomas (1976) termed it “reverse effect” in that the behavior influenced the attitude. Future research could examine the effect of habit as a prediction of behavioral intention. The location of work place may also affect the choice. As the bus goes to and from the campus, it would be convenient for students working on campus, but inconvenient for students working elsewhere. However, perceived control might have captured it, and most respondents reported that they had control over their behavior If future work improves the findings and if the findings apply more broadly to bus ridership or other mass transit, the results suggest that promotional strategies should focus on attitude towards bus riding behavior for specific people and specific routes. My dissertation study found that non-riders had several incorrect salient beliefs about bus riding. One should elicit the salient beliefs from the commuters or the potential commuters 99 and should attack those primary beliefs Thus, the promotional activity should target the specific needs of the people in that area. According to Ajzen and Fishbein (1980), while formulating the promotional activity, first, the beliefs targeted should be the primary beliefs. Second, it should be positively correlated with the attitude towards behavior or subjective norm. Third, the change in belief system should be such that it causes a shift in the attitude towards behavior or subjective norm. In addition, the ultimate result should be the shift in behavior intention. Then and only then, may the message alter the behavior. According to Ajzen (1985), changes in behavior may also be achieved by changing the perceived behavioral control, since it directly or indirectly affects behavior. The ratings on specific items point to some directions for promotional activities (See Table 12 and Appendix D17). When asked whether they would encounter people with a different personality by riding the bus, 42.4% reported gave a positive reaction and only 7.5% of the respondents evaluated encountering people of different personalities as negative. Thus, promotion may not need to deal with this issue. In contrast, most respondents judged riding the bus as inflexible for errands (66.7%) and inconvenient (59.1%) and they evaluated these attributes negatively (75.8% and 78.8% respectively). Thus, any promotional activities might do well to focus on the flexibility and convenience of riding the bus. In addition, many respondents judged riding the bus as crowded (48.5%) and most respondents judged crowding negatively, with males and people with more than one car to do so more than others. Perhaps, promotion could focus on the positive aspects of other people on the bus and focus the campaign toward males and residents with more than one car. 100 According to Fishbein, if one intends to change the behavior, arguments in the message must attack the primary beliefs about the performance of the behavior. Because my dissertation focused on predicting and explaining the ridership, a detailed discussion of how to persuade commuters to switch their travel mode is beyond the scope of this study. Yet, this section briefly touches in this subject. I found five beliefs significantly correlated with the attitude towards bus riding behavior: 1) saving money, 2) having an opportunity to relax, 3) avoiding parking worry, 4) helping to reduce traffic congestion, and 5) helping to reduce air pollution. If someone already believes that riding the bus would help reduce air pollution, they might not need to hear this again, but publicity might strengthen their belief through other evidence of the benefits. The analysis identified one negative belief. Respondents felt that riding the bus reduced their flexibility. Perhaps, promotional efforts should stress flexibility and creative routing could add to the flexibility. Ajzen and Fishbein (1980) presented three possible conditions during the reception of a verbal or written persuasive communication. They are: a) acceptance b) yielding, and c) impact. Acceptance means a person strongly believes in the behavior and its consequences. Yielding means the person changes to accepting the belief due to the exposure of the message (Fishbein in Petty et al., 1981). Impact refers to the situation where the presentation of argument may indirectly affect one or more beliefs, not explicit. Some commuters may have accepted the belief that the bus riding behavior will help to reduce the traffic congestion and air pollution. If their belief strength is not strong enough, it may not have a strong influence on attitude and as a result, the resulting intention remains weak. In such a situation, if the persuasive messages are well designed (with 101 evidences of such things happening in other places), then commuters may change those beliefs into stronger beliefs, eventually influencing their attitudes and intentions. Such messages may also lead other commuters to yield and it may impact others. According to Ajzen and Fishbein (1980), the messages should stimulate receivers to think about the issue under consideration, bring change in some of the primary beliefs, and hence in the behavioral intention or behavior. While Ajzen and Fishbein (1980) acknowledge that other factors, such as the source of communicator, should be considered in formulating the promotional strategy, Fishbein in Petty et al. (1981) notes that the content of the message is more important than the presenter. This dissertation indicated that important others (spouse, neighbor and best friend) influenced the subjective norm and subjective norms influenced behavioral intention. Thus, these referents represent candidates as the persuasive communicators. This may suggest a strategy of holding small meetings for neighbors and friends where transit planners both listen to concerns and try to shape subjective norms in a positive direction. In addition, the dissertation also indicated that perceived behavioral control indirectly influences behavior through behavioral intention. Thus, another option to promote the ridership is by boosting the perceived behavioral control of those who expressed that they had weak or no control over the behavior. Giving them more information about the bus schedule may increase their confidence level. But in this study most respondents expressed that they had a good control over the behavior. Once primary beliefs that underlie the attitude towards bus riding behavior, subjective norms, and perceived behavioral control are figured out, and their correlations with attitude and subjective norms are ensured, planners can use these beliefs for persuasive 102 communications to change the commuters’ intention to ride the bus. 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MSB (sum of seven most ISB (sum of first three frequently elicited beliefs) idiosyncrtic beliefs) Act 1 (using the bus) 0.509 0.353 Act 2 (not using the bus) 0.463 0.526 a All correlations are significant beyond p < 0.01 a Correlations between overall attitude towards use of a mode for the shopping trip and the beliefs held about the outcomes of that mode. Shopping-trip mode bus not bus MSB (seven most frequent)--intention 0.416 0.488 MSB (seven most frequent)--use of bus 0.361 -0.422 ISB (sum of first three)—intention 0.300 0.525 ISB (sum of first three)--use of bus 0.269 -0.471 a All correlations are significant beyond p < 0.01 118 APPENDIX A (Source: Thomas, 1976) Percentage of subjects in each user group who spontaneously elicited beliefs corresponding to or similar to the modal salient beliefs listed, in response to 'using the bus next week to do my main shopping means…' Belief Using the bus group 1 stage 1 stage 2 39.0 26.9 46.8 43.3 26.9 38.8 46.8 26.9 19.5 21.0 6.5 3.0 Carrying heavy shopping Getting to Brentwood and back quickly Convenient shopping Waiting around for unreliable buses Cost of bus fares Difficulty with children Crowded buses Having to keep an eye on the clock Being out in the weather No Parking problems Not having to walk to Brentwood to shop Not having to rely on uneconomical local shops New individual beliefs not covered by categories listed above. (1) (2) (3) 23.4 18.2 16.5 7.5 28.6 19.5 31.4 18.0 31.2 7.8 10.5 1.5 group 2 stage 1 48.7 42.0 31.6 47.4 11.7 7.8 10.4 31.5 stage 2 44.3 31.4 35.6 18.5 17.2 5.8 8.6 37.2 5.2 10.0 29.0 35.8 27.5 5.2 1.3 4.3 group 3 stage 1 48.0 18.0 10.0 44.0 18.0 16.0 2.0 38.0 12.0 26.0 28.0 6.0 4.0 Percentage of subjects in each user group who spontaneously elicited beliefs corresponding to or similar to the modal salient beliefs listed, in response to 'not using the bus next week to do my main shopping means…' Belief Not using the bus group 1 stage 1 stage 2 32.5 25.4 Carrying heavy shopping Getting to Brentwood and back quickly Convenient shopping Difficulty with children Being out in the weather Going to Brentwood by car to shop Walking to Brentwood to shop Not having to carry heavy shopping Cost of Petrol No difficulty with children Pleasing myself when I go shopping Parking problems Taking longer to get to Brentwood and back Not waiting around for unreliable buses Saving money on bus fares Arranging for someone else to shop for me Having to rely on uneconomical local shops Going as a car passenger to Brentwood to shop New individual beliefs not covered by categories listed above. (1) (2) 119 9.1 3.9 0.0 3.0 18.2 20.9 52.0 50.8 28.6 13.0 14.3 6.5 48.1 29.5 16.4 10.5 9.0 43.3 35.1 2.6 9.0 group 2 stage 1 27.5 23.6 10.4 1.3 stage 2 10.0 37.2 22.8 1.4 32.8 22.8 17.1 22.9 23.6 5.2 31.4 12.9 35.5 58.0 18.6 79.8 25.0 1.3 1.4 group 3 stage 1 18.0 24.0 70.0 32.0 36.0 8.0 4.0 28.0 16.0 12.0 14.0 2.0 APPENDIX A (Source: Thomas, 1976) a Mean values of evaluation and strength of belief for the sets of modal salient beliefs for each group of women, act 1- 'using the bus next week to do my main shopping in Brentwood' Mean evaluation Belief BU BU/CP CD Carrying heavy shopping -1.3 -2.2 -2.2 Getting to Brentwood and back quickly 1.9 1.4 1.2 Convenient shopping 2.0 1.9 1.9 Waiting around for unreliable buses -1.5 -1.9 -2.2 Cost of bus fares -1.0 -1.3 -0.6 Difficulty with children -0.2 -0.5 -0.8 Crowded buses -1.2 -1.3 Having to keep an eye on the cloce and make sure I'm in good time -0.4 -0.8 -0.9 Being out in the weather -0.9 -1.0 No Parking problems 1.2 1.6 Not having to walk to Brentwood to shop 1.6 Not having to rely on uneconomical local shops 1.9 1.6 Mean belief strength BU BU/CP 0.4 1.0 1.7 1.4 2.2 1.8 1.1 1.2 1.0 1.1 -0.2 0.4 0.7 1.1 0.9 1.4 1.1 1.7 1.5 CD 1.6 -0.7 0.0 0.6 0.8 0.7 1.0 1.8 1.3 1.2 1.6 Key: BU = bus users; BU/CP = bus users/car passengers; CD = car drivers. The evaluation scales are scored from +3 (extremely good) to -3 (extremely bad). The belief strength scales are scored from +3 (extremely likely) to -3 (extremely unlikely). a a . Mean values of evaluation and strength of belief for the sets of modal salient beliefs for each group of women, act 2- 'not using the bus next week to do my main shopping in Brentwood' Mean Mean belief evaluation strength Belief BU BU/CP CD BU BU/CP Walking to Brentwood to shop -0.8 -1.2 -0.8 0.5 -0.2 Carrying heavy shopping -1.3 -2.2 1.0 0.0 Taking longer to get ot Brentwood and back -1.2 1.4 Convenient shopping 2.0 1.9 1.9 -0.2 1.3 Not walking around for unreliable buses 1.6 2.2 2.4 0.8 1.4 Saving money on bus fares 1.4 1.8 1.6 1.8 Difficulty with taking my children shopping with me -0.2 -0.5 -0.2 -0.4 Arranging for someone to shop for me -1.2 -1.5 Being out in the weather -0.9 0.9 Having to rely on uneconomical local shops -1.4 -1.4 1.1 -0.5 Going to Brentwood by car to shop 2.3 Not having to carry heavy shopping 2.4 Getting to Brentwood and back quickly 1.4 1.2 0.9 Cost of petrol -1.4 No difficulty with taking my children shopping wih me 1.1 Pleasing myself when I go shopping and not worrying about the time 2.2 Parking problem -0.6 -1 0.2 Going as a passenger in a car to Brentwood 2 to shop 2.4 Key: BU = bus users; BU/CP = bus users/car passengers; CD = car drivers. a The evaluation and belief strength scales are the same as table 6. 120 CD -1.2 2.6 2.0 2.7 1.9 2.3 1.1 -0.4 2.4 0.2 2.7 APPENDIX B (Flyer) 121 Sept. 28, 1999 2601 Muskingum Ct. Dear Buckeye Village Residents: I am a graduate student from Nepal and live in Muskingum Court. I have chosen the Buckeye Village bus as my research topic, aiming to understand in detail why a resident rides the Buckeye Village bus or not. I will be conducting my survey this weekend at the Buckeye Village. I will randomly pick the apartment numbers. If the numbers so picked include yours, I will come to your apartment and request you to fill out my questionnaire. It will take around 10 minutes. I hope I will have your full support. Thanks in advance. If you will be out of town this weekend, please let me know. My telephone number is 688-9624. Yours truly, Puspa Man Joshi Ph.D. Student City and Regional Planning 122 APPENDIX C (Survey Questionnaire) 123 Oct. 1, 1999 2601 Muskingum Court Dear Buckeye Village Resident: I am a graduate student from Nepal and have chosen the Buckeye Village bus as my research topic, aiming to understand in detail why a resident rides the Buckeye Village bus or not. To complete my research, I need 10 minutes of your time. As I am without financial support for my project, I can only offer “Thanks” and a small gift for your help. Please complete the enclosed, anonymous, confidential questionnaire and I will come to pick it up after half an hour. Thank you very much. Yours truly, Puspa Man Joshi Ph.D. Student City and Regional Planning Ph. No. (614) 688-9624 124 The following are belief statements about riding the Buckeye Village bus. Please circle the statement, which most closely matches your feeling. Beliefs about the behavior 1. If I ride the Buckeye Village bus next week, I will save money (gas cost, parking, wear and tear etc.). -------Very Likely --------Likely --------Fairly Likely ----------Neither ------------Very good ------Good -------Fairly Unlikely --------Unlikely --------Very Unlikely Saving money is: ------------------Extremely good -------Neither -----Bad ----------- ------------Very bad Extremely bad 2. If I ride the Buckeye Village bus next week, I will have to spend time waiting for the bus. -------Very Likely --------Likely --------Fairly Likely ----------Neither -------Fairly Unlikely --------Unlikely --------Very Unlikely Spending time to wait for the bus is: ------------------Extremely good ------------Very good ------Good -------Neither -----Bad ----------Very bad ------------Extremely bad 3. If I ride the Buckeye Village bus next week, I will have to deal with people having different personalities. -------Very Likely --------Likely --------Fairly Likely ----------Neither -------Fairly Unlikely --------Unlikely --------Very Unlikely Dealing with people having different personalities is: ----------Extremely enjoyable ----------Very enjoyable ------------ -------- -------------- ------------- ----------Enjoyable Neither Unenjoyable Very Extremely unenjoyable unenjoyable 125 4. If I ride the Buckeye Village bus next week, I will relax (nap, read, chat, etc.) while commuting. -------Very Likely --------- --------Fairly Likely Likely ----------Neither -------Fairly Unlikely --------Unlikely --------Very Unlikely Relaxing while commuting is: ------------Extremely pleasant ----------Very pleasant -----------Pleasant -------Neither ------------ ------------- ----------Unpleasant Very Extremely unpleasant unpleasant 5. If I ride the Buckeye Village bus next week, I will not have to worry about parking hassle. -------Very Likely --------Likely --------Fairly Likely ----------Neither -------Fairly Unlikely --------Unlikely --------Very Unlikely Not having to worry about parking hassle is: -----------------Extremely good ------------Very good ------Good --------Neither -----Bad ----------- -------------Very bad Extremely bad 6. If I ride the Buckeye Village bus next week, I will be commuting in a crowded bus. -------Very Likely --------Likely --------Fairly Likely ----------Neither -------Fairly Unlikely ---------Unlikely --------Very Unlikely Riding a crowded bus is: -----------------Extremely good ------------Very good ------Good --------Neither -----Bad ----------Very bad -------------Extremely bad 7. If I ride the Buckeye Village bus next week, it will help reduce traffic on streets. -------Very Likely --------Likely --------Fairly Likely ----------Neither 126 -------Fairly Unlikely ---------Unlikely --------Very Unlikely Reducing traffic on streets is: ---------Extremely important ----------- ----------Very Important important -------Neither -------------- ------------- ----------Unimportant Very Extremely unimportant unimportant 8. If I ride the Buckeye Village bus next week, I will lose flexibility (i.e. I can’t arrive or leave when I want to). -------Very Likely --------- --------Fairly Likely Likely ----------Neither -------Fairly Unlikely --------Unlikely -----Bad ----------Very bad --------Very Unlikely Losing that flexibility is: ------------------Extremely good ----------very good ------- --------Good Neither ----------------Extremely bad 9. If I ride the Buckeye Village bus next week, I will help reduce pollution. -------Very Likely --------- --------Fairly Likely Likely ----------Neither -------Fairly Unlikely --------Unlikely --------Very Unlikely Reducing pollution is: -----------------Extremely good -----------Very good -----Good -------Neither ----Bad ----------Very bad --------------Extremely bad 10. If I ride the Buckeye Village next week, it will be inconvenient for other errands (such as picking up or dropping off children, going to a bank, etc.) -------Very Likely -------Likely --------Fairly Likely ----------Neither -------Fairly Unlikely --------Unlikely --------Very Unlikely Inconvenience for errands is: ---------------Extremely good ----------very good ------Good -------Neither 127 ----Bad ----------Very bad ----------------Extremely bad 11. Most people who are important to me would want me to ride the Buckeye Village bus. -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely -----------Unlikely ----------Very Unlikely Generally speaking, I want to do what most people who are important to me think I should do. -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely -----------Unlikely ----------Very Unlikely 12. My spouse (boyfriend or girlfriend) would want me to ride the Buckeye Village bus. -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely -----------Unlikely ------------------Very Not Unlikely Applicable Generally speaking, I want to do what my spouse, boyfriend or girlfriend thinks I should do. -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely -----------Unlikely ------------------Very Not Unlikely Applicable 13. My neighbors would want me to ride the Buckeye Village bus. -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely -----------Unlikely ----------Very Unlikely Generally speaking, I want to do what my neighbors think I should do. -------Very Likely ---------Likely ----------Fairly Likely -----------Fairly Unlikely 128 -----------Unlikely ----------Very Unlikely 14. My best friend would want me to ride the Buckeye Village bus. -------Very Likely ---------- ----------Fairly Likely Likely -----------Fairly Unlikely ------------ ----------Very Unlikely Unlikely Generally speaking, I want to do what my best friend thinks I should do. -------Very Likely ---------- ----------Fairly Likely Likely -----------Fairly Unlikely ------------ ----------Very Unlikely Unlikely 15. If I wanted to, I could easily ride the Buckeye Village bus next week -----------------Strongly Agree ------Agree -------Neither ---------Disagree -------------------Strongly Disagree 16. For me to ride the Buckeye Village bus next week would be ------------Very Easy ------Easy --------Neither --------Difficult -------------Very Difficult 17. How much control do you have over riding the Buckeye Village in the next week? --------------------Complete Control ---------------Much Control --------------------Not Much Control --------------Little Control ------------No Control. 18. How many events outside your control could prevent you from riding the Buckeye Village bus in the next week. ------------Very Many ------Many -----Some ----Few -----------Very Few 19. I intend to ride the Buckeye Village bus in the next week. -----------Definitely ----------Probably ---------Not Sure --------------Probably not --------------Definitely not 20. I will try to ride the Buckeye Village bus in the next week. -----------Definitely ---------Probably ---------Not Sure --------------Probably not 129 --------------Definitely not 21. I will make an effort to ride the Buckeye Village bus in the next week. -----------------Definitely True -----True -----------Not Sure ------False -----------------Definitely False. 22. Could you give your opinion very briefly about riding the Buckeye Village bus? ----------------Very Favorable ----------Favorable -------Neutral -------------Unfavorable Now I would like to ask a few questions about you. 1. Gender: M ______ F ______ 2. When were you born? _____ a) After 1970 _____ b) 1970-1950 _____ c) before 1949 3. Number of household members. 1 ____ 2 _____ 3 _____ 4 or more ____ 4. Number of household members who work outside home. 1 _____ 2 _____ 3 or more _____ 5. Number of autos in your household. 0 _____ 1 _____ 2 or more _____ 6. Household income. _____a) less than $15,000 _____b) $15,000 to $30,000 _____c) Above $30,000 7. How do you usually go to campus? _____a) Drive auto _____b) Auto passenger (with family member) _____c) Walk _____d) The Buckeye Village Bus _____e) Bicycle _____f) Others 130 --------------------Very Unfavorable. 8. How many days (Monday through Friday) did you go to campus this week? 0___ 1____ 2____3___ 4____ 5____ 9. Of those, how many days did you ride the Buckeye Village bus? 0___ 1___ 2 ___ 3 ____ 4____ 5_____ * Next weekend I plan to come to ask you one simple question—How many days did you ride the Buckeye Village bus from Monday Oct. 4 through Friday Oct. 8? 131 APPENDIX D (Results of Regression and Probit Analysis) 132 ________________________________________________________________________ t-valueb (Zf.) p-level R2 (Ra2) Goodness-of-fitc (F(1,62df) = 71.175, Zf = 4.519) .000 (-.101) Constant (n = 64) BI (Behavioral Intention) .731 (1.013) .000 .281 .000 .534 (.527) -1.088 8.437 (4.530) Goodness-of-fit (F(1,64df) = 6.646, Zf = 1.651) .000 (.484) Constant (n = 66) Ab (Attitude towards behavior) .303 (.132) .013 .000 .013 .092 (.078) 6.416 (1.630) 2.543 Model Betaa ________________________________________________________________________ OB Predictions: .004 .125 (.111) Goodness-of-fit (F(1,63df) = 8.998, Zf = 1.904) Constant (n = 65) .000 (.652) 12.719 .000 SN (Subjective Norm) .354 (.076) 3.000 .004 ___________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). b Zf. is t value transferred into Z using the formula: Zf = (df/(log(1 + (t2/df))))1/2(1- (1/(2df)))1/2 c Zf. is F value transferred into Z using the formula: Zf = (df/(log(1 + (F/df))))1/2(1- (1/(2df)))1/2 (Source for formulas: Table 18.1, Judd, Smith & Kiddler, 1991) Table 15: Summary Data Table of Simple Linear Regression of Behavior (B) on Each of Behavioral Intention (BI), Attitude Towards Behavior (Ab) and Subjective Norm (SN) _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ OB Predictions: McFadden’s ρ2 value: .355 Constant -1.989 BI (Behavioral Intention) 3.369 Log likelihood function -28.16063 30.954, Zf =5.564 Chi-squaredd (1df) -3.899 .000 4.833 .000 Restricted log likelihood Significance level -43.63755 .000 McFadden’s ρ2 value: .054 Constant -.383 .353 Ab (Attitude towards behavior) Log likelihood function -41.27605 Chi-squared (1df) 4.723, Zf = 2.175 -.168 .866 2.163 .031 Restricted log likelihood Significance level -43.63755 .030 d Zf. is Chi-squared value transferred into Z using the formula: Zf = (Chi-squared)1/2 (Source for formula: Table 18.1, Judd, Smith & Kiddler, 1991) Table 16: Summary Data Table of Binary Probit Analysis of Behavior (B) on Each of Behavioral (Continued) Intention (BI), Attitude Towards Behavior (Ab) and Subjective Norm (SN). 133 Table 16 cont. __________________________________________________________________________________ Model Beta Z-value p-level __________________________________________________________________________________ McFadden’s ρ2 value: .075 Constant .587 2.937 .003 SN (Subjective Norm) .278 2.473 .013 Log likelihood function -40.38494 Restricted log likelihood -43.63755 Significance level .011 Chi-squared (1df) 6.505, Zf = 2.550 __________________________________________________________________________________ _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Prediction: .000 .384 (.363) Goodness of fit (F(2,60df) = 18.675, Zf = 2.646 ) Constant (n = 63) .000 (.604) 11.427 .000 .376 (.119) 3.239 (2.043) .002 Ab (Attitude towards behavior) SN (Subjective Norm) .342 (.053) 2.945 (1.870) .005 ________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 17: Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab) and Subjective Norm (SN): _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ BI Prediction: McFadden’s ρ2 value: .175 Constant .514 1.565 .118 .393 2.018 .044 Ab (Attitude towards behavior) SN (Subjective Norm) .273 1.958 .050 Log likelihood function -32.55713 Restricted log likelihood -39.46396 Significance level .001 Chi-squared (2df) 13.814, Zf = 3.717 __________________________________________________________________________________ Table 18: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab) and Subjective Norm (SN): 134 _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Predictions: Goodness-of-fit (F(1,62df) = 26.826, Zf = 3.099) Constant (n = 64) .000 (.524) .550 (.173) Ab (Attitude towards behavior) .000 .000 .000 .303 (.291) 10.949 5.179 (3.103) Goodness-of-fit (F(1,60df) = 24.751, Zf = 2.987) Constant (n = 62) .000 (.598) .540 (.010) Sum (BBi*OEi) .000 .000 .000 .292 (.280) 14.619 4.975 (2.991) Goodness-of-fit (F(1,61df) = 23.245, Zf = 2.909) Constant (n = 63) .000 (.740) SN (Subjective Norm) .525 (.082) .000 .000 .000 .276 (.264) 21.455 4.821 (2.916) .000 .424 (411) Goodness-of-fit (F(1,47df) = 34.551, Zf = 3.336) Constant (n = 49) .000 (.697) 20.638 .000 .651 (.015) 5.878 (3.344) .000 Sum (NBi*MCi) __________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 19: Summary Data Table of Simple Linear Regressions of Behavioral Intention (BI) on Each of Ab, Sum of Belief-based Attitudes (Sum Bi*Ei), SN, and Sum of Normative Pressures Sum (NBi*MCi) 135 Model Beta Z-value p-level _____________________________________________________________________________________ BI Predictions: McFadden’s ρ2 value: .124 Constant .645 .539 Ab (Attitude towards behavior) Log likelihood function -34.58061 Chi-squared (1df) 9.767, Zf = 3.125 .279 .780 3.040 .002 Restricted log likelihood -39.46396 Significance level .002 McFadden’s ρ2 value: .130 Constant .231 .359 Sum (BBi*OEi) Log likelihood function -34.33177 Chi-squared (1df) 10.264, Zf = 3.204 1.161 .245 2.996 .003 Restricted log likelihood -39.46396 Significance level .001 McFadden’s ρ2 value: .122 Constant .969 SN (Subjective Norm) .369 Log likelihood function -34.63231 Chi-squared (1df) 9.663, Zf = 3.109 4.134 .000 2.918 .004 Restricted log likelihood -39.46396 Significance level .002 McFadden’s ρ2 value: .116 Constant .887 4.267 .000 .659 2.906 .004 Sum (NBi*MCi) Log likelihood function -34.50952 Restricted log likelihood -39.46396 Significance level .002 Chi-squared (1df) 9.909, Zf = 3.148 __________________________________________________________________________________ Table 20: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Each of Ab, Sum (Bi*Ei), SN, and Sum (NBi*MCi ) 136 _________________________________________________________________________________ Model Betaa t-value p-level R2 (R a2) _________________________________________________________________________________ Ab Predictions: Goodness-of-fit (F(1,62df) = 28.657) .000 .316 (305) Constant (n = 64) .000 (.646) 4.998 .000 .562 (.034) 5.353 .000 Sum (BBi*EOi) _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 21: Summary Data Table of Simple Linear Regression of Attitude towards Behavior (Ab) on Sum of Belief-based Attitudes (Sum Bi*Ei): _________________________________________________________________________________ Model Betaa t-value p-level R2 (R a2) _________________________________________________________________________________ Ab Prediction: Goodness-of-fit (F(3,61df) = 12.633) .000 .383 (353) Constant (n = 65) .000 (.626) 3.656 .001 A1 (Saving Money) .268 (.066) 2.389 .020 A8 (Losing Flexibility) .215 (.066) 2.065 .043 A9 (Reducing Pollution) .372 (.096) 3.414 .001 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 22: Summary Data Table of Stepwise Linear Regression of Attitude Towards Behavior (Ab) on A1 (Saving Money), A8 (Losing flexibility) and A9 (Helping to reduce air pollution): _________________________________________________________________________________ Model Betaa t-value p-level R2 (Ra2) _________________________________________________________________________________ SN Prediction: Goodness-of-fit (F(1,48df) = 58.804) .000 .551 (.541) Constant (n = 50) .000 (-.491) -2.599 .012 .742 (.112) 7.668 .000 Sum (NBi*MCi) _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 23: Summary Data Table of Simple Linear Regression of Subjective Norm (SN) on the Sum of the Normative Pressures (Sum (NBi*MCi)) 137 _________________________________________________________________________________ Model Betaa t-value p-level R2 (Ra2) _________________________________________________________________________________ SN Prediction: Goodness-of-fit (F(2,47df) = 29.304) .000 .555 (.536) Constant (n = 50) .000 (-.559) -2.450 .018 SN1 (Pressure from Spouse) .487 (.113) 4.788 .000 SN3 (Pressure from Best Friend) .439 (.169) 4.314 .000 ________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 24: Summary Data Table of Stepwise Linear Regression of Subjective Norm (SN) on SN1 (Spouse), and SN3 (Best Friend) _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ OB Prediction: .000 .346 (.335) Goodness-of-fit (F(1,64df) = 9.00, Zf = 1.905) Constant (n = 66) .000 (-.154) -1.004 .319 Perceived Behavior Control .588 (.273) 5.726 (3.382) .000 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 25: Summary Data Table of Simple Linear Regression of Behavioral Intention (BI) on Perceived Behavior Control _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ OB Prediction: McFadden’s ρ2 value: .102 Constant -2.021 -2.424 .015 Perceived Behavior Control .748 2.860 .004 Log likelihood function -39.18449 Restricted log likelihood -43.63755 Significance level .003 Chi-squared (1df) 8.906, Zf = 2.984 ________________________________________________________________________________ Table 26: Summary Data Table of Binary Probit Analysis of Behavior (OB) on Perceived Behavior Control 138 _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ OB Prediction: .000 .536 (.520) Goodness-of-fit (F(2,61df) = 35.179, Zf = 3.459) Constant (n = 64) .000 (-.039) -.215 .831 BI (Behavioral Intention) .756 (1.047) 7.007 (3.955) .000 PBC (Perceived Behavioral Control) -.042 (-.027) -.393 (-0.258) .696 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 27: Summary Data Table of Multiple Linear Regression of Behavior (OB) on Behavioral Intention (BI) and Perceived Behavior Control (PBC) _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ OB Prediction: McFadden’s ρ2 value: .355 Constant -1.814 -1.933 .053 BI (Behavioral Intention) 3.470 4.129 .000 PBC (Perceived Behavioral Control) -.788 -.220 .826 Log likelihood function -28.13630 Restricted log likelihood -43.63755 Significance level .000 Chi-squared (2df) 31.000, Zf = 5.568 _________________________________________________________________________________ Table 28: Summary Data Table of Binary Probit Analysis of Behavior (OB) on Behavioral Intention (BI) and Perceived Behavior Control (PBC) _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Prediction: .000 .346 (.335) Goodness-of-fit (F(1,62df) = 32.791, Zf = 3.367) Constant (n = 64) .000 (-.154) -1.004 .319 Perceived Behavior Control .558 (.273) 5.726 (3.372) .000 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 29: Summary Data Table of Simple Linear Regression of Behavioral Intention (BI) on Perceived Behavioral Control (PBC) 139 _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ BI Prediction: McFadden’s ρ2 value: .140 Constant -2.104 -2.459 .014 Perceived Behavior Control .870 3.148 .002 Log likelihood function -33.95232 Restricted log likelihood -39.46396 Significance level .001 Chi-squared (1df) 11.023, Zf = 3.320 _________________________________________________________________________________ Table 30: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Perceived Behavioral Control (PBC) _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Prediction: .000 .455 (.427) Goodness-of-fit (F(3,59df) = 16.412, Zf = 2.497) Constant (n = 63) .000 (.147) .854 .396 .140 (.044) 1.007 (0.658) .318 Ab (Attitude towards behavior) SN (Subjective Norm) .316 (.049) 2.862 (1.821) .006 PBC (Perceived Behavioral Control) .365 (.169) 2.777 (1.770) .007 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 31: Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude towards Behavior (Ab), Subjective Norm (SN) and Perceived Behavior Control (PBC) _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ BI Prediction: McFadden’s ρ2 value: .208 Constant -.023 -1.005 .315 .160 .660 .509 Ab (Attitude towards behavior) SN (Subjective Norm) .272 1.907 .057 PBC (Perceived Behavioral Control) .575 1.597 .110 Log likelihood function -31.24712 Restricted log likelihood -39.46396 Significance level .001 Chi-squared (3df) 16.434, Zf = 4.054 _________________________________________________________________________________ Table 32: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude towards Behavior (Ab), Subjective Norm (SN) and Perceived Behavior Control (PBC) 140 _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Prediction: .002 .151 (.137) Goodness-of-fit (F(1,62df) = 11.032, Zf = 2.091 ) Constant (n = 64) .000 (1.015) 10.167 .000 The number of auto owned -.389 (-.283) -3.321 (-2.093) .002 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 33: Summary Data Table of Simple Linear Regression of Behavioral Intention (BI) on “The number of auto owned” ________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ BI Prediction: McFadden’s ρ2 value: .045 Constant 1.398 2.891 .004 The number of auto owned -.729 -1.851 .064 Log likelihood function -37.67457 Restricted log likelihood -39.46396 Significance level .058 Chi-squared (1df) 3.579, Zf = 1.892 _________________________________________________________________________________ Table 34: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on ‘The number of auto owned’ ________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Prediction: .000 .417 (388) Goodness-of-fit (F(3,59df) = 14.088, Zf = 2.332 ) Constant (n = 63) .000 (.778) 7.244 .000 .317 (.100) 2.677 (1.709) .010 Ab (Attitude towards behavior) SN (Subjective Norm) .322 (.050) 2.814 (1.792) .007 The number of auto owned -.197 (-.142) -1.847 (-1.196) .070 ________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 35: Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN) and “The number of Automobile owned” 141 _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ BI Prediction: McFadden’s ρ2 value: .181 Constant .885 1.411 .158 .356 1.768 .077 Ab (Attitude towards behavior) SN (Subjective Norm) .258 1.844 .065 The number of auto owned -.315 -.699 .484 Log likelihood function -32.31212 Restricted log likelihood -39.46396 Significance level .003 Chi-squared (3df) 14.300, Zf = 3.781 _________________________________________________________________________________ Table 36: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN) and “The number of Automobile owned” _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ OB Predictions: Goodness-of-fit (F(1,64df) = 143.784, Zf = 5.699 ) Constant (n = 66) .000 (.105) BPAST (Past Behavior) .832 (.869) .000 .049 .000 .692 (.687) 2.007 11.991 (5.717) .000 .000 .000 .718 (.713) 9.068 12.563 (5.835) BI Predictions: Goodness-of-fit (F(1,62df) = 157.831, Zf = 5.814) Constant (n = 64) .000 (.330) BPAST (Past Behavior) .847 (.637) PBC Predictions: .000 .238 (.226) Goodness-of-fit (F(1,64df) = 19.938 ) Constant (n = 66) .000 (2.691) 21.047 .000 BPAST (Past Behavior) .487 (0.788) 4.465 (2.737) .000 __________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 37: Summary Data Table of Simple Linear Regression of Each of Behavior (OB), Behavioral Intention (BI), and Perceived Behavioral Control (PBC) on Past Behavior (PASTB) (Continued) 142 __________________________________________________________________________________ Model Beta Z-value p-level ___________________________________________________________________________________ OB Predictions: McFadden’s ρ2 value: .465 Constant -1.296 BPAST (Past Behavior) 3.033 Log likelihood function -23.33046 Chi-squared (1df) 40.614, Zf = 6.373 -3.733 .000 5.307 .000 Restricted log likelihood Significance level -43.63755 .000 BI Predictions: McFadden’s ρ2 value: .301 Constant -.536 -1.838 .066 BPAST (Past Behavior) 2.211 4.365 .000 Log likelihood function -27.59338 Restricted log likelihood -39.46396 Significance level .000 Chi-squared (1df) 23.741, Zf = 4.872 __________________________________________________________________________________ Table 38: Summary Data Table of Binary Probit Analysis of each of Behavior (OB), Behavioral Intention (BI), and Perceived Behavioral Control (PBC) on Past Behavior (PASTB) _________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ OB Prediction: .000 .691 (.676) Goodness-of-fit (F(3,60df) = 44.725, Zf = 3.794 ) Constant (n = 64) .000 (.087) .573 .569 BI (Behavioral Intention) .113 (.156) .769 (0.504) .445 PBC (Perceived Behavioral Control) -.019 (-.013) -.219 (-0.144) .827 PASTB (Past Behavior) .743 (.774) 5.493 (3.259) .000 _________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 39: Summary Data Table of Multiple Linear Regression of Behavior (OB) on Behavioral Intention (BI), Perceived Behavior Control (PBC) and Past Behavior (PASTB) 143 _________________________________________________________________________________ Model Beta Z-value p-level _________________________________________________________________________________ OB Prediction: McFadden’s ρ2 value: .468 Constant -1.406 -1.391 .164 BI (Behavioral Intention) .639 .509 .611 PBC (Perceived Behavioral Control) -.427 -.110 .913 PASTB (Past Behavior) 2.669 2.962 .003 Log likelihood function -23.19424 Restricted log likelihood -43.63755 Significance level .000 Chi-squared (3df) 40.887, Zf = 6.394 _________________________________________________________________________________ Table 40: Summary Data Table of Binary Probit Analysis of Behavior (OB) on Behavioral Intention (BI), Perceived Behavior Control (PBC) and Past Behavior (PASTB) ________________________________________________________________________________ Model Betaa t-value (Zf.) p-level R2 (Ra2) _________________________________________________________________________________ BI Prediction: .000 .783 (.768) Goodness-of-fit (F(4,58df) = 52.454, Zf = 4.011 ) Constant (n = 63) .000 (.186) 1.700 .094 .159 (.050) 1.797 (1.165) .078 Ab (Attitude towards behavior) SN (Subjective Norm) .091 (.014) 1.221 (0.797) .227 PBC (Perceived Behavioral Control) .115 (.053) 1.309 (0.853) .196 PASTB (Past Behavior) .689 (.519) 9.380 (4.857) .000 __________________________________________________________________________________ a Standardized regression coefficients (Regression coefficient). Table 41: Summary Data Table of Multiple Linear Regression of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN), Perceived Behavior Control (PBC) and Past Behavior (PASTB) 144 __________________________________________________________________________________ Model Beta Z-value p-level __________________________________________________________________________________ BI Prediction: McFadden’s ρ2 value: .352 Constant -1.065 -.971 .331 .231 .851 .395 Ab (Attitude towards behavior) SN (Subjective Norm) .127 .773 .439 PBC (Perceived Behavioral Control) .228 .559 .576 PASTB (Past Behavior) 1.837 3.151 .002 Log likelihood function -25.55926 Restricted log likelihood -39.46396 Significance level .000 Chi-squared (4df) 27.810, Zf = 5.273 _____________________________________________________________________________________ Table 42: Summary Data Table of Binary Probit Analysis of Behavioral Intention (BI) on Attitude Towards Behavior (Ab), Subjective Norm (SN), PBC, and Past Behavior (PASTB) Riding the Buckeye Village bus means: 1. Saving money a) Belief-BB1 (strength) 2. A long waiting a) Belief-BB2 b) Evaluation EO1 b) Evaluation EO2 3. Countering people with different Personalities Percentage Percentage Percentage positive (%) neutral (%) negative (%) 87.9 9.1 3.0 92.3 7.7 0.0 78.8 0.0 21.2 4.5 22.7 72.7 a) Belief-BB3 42.4 30.3 27.3 b) Evaluation EO3 47.0 45.5 7.5 4. An opportunity to relax on bus a) Belief-BB4 74.2 9.1 16.7 b) Evaluation EO4 93.9 4.5 1.5 5. Avoiding parking worry a) Belief-BB5 90.9 3.0 6.1 b) Evaluation EO5 97.0 1.5 1.5 a) Belief-BB6 48.5 13.6 37.9 3.1 33.3 63.6 a) Belief-BB7 72.7 18.2 9.1 b) Evaluation EO7 86.4 10.6 3.0 a) Belief-BB8 66.7 10.6 22.7 0.0 24.2 75.8 a) Belief-BB9 74.2 15.2 10.6 b) Evaluation EO9 90.9 9.1 0.0 a) Belief-BB10 59.1 16.9 24.2 6. Riding a crowded bus b) Evaluation EO6 7. Helping to reducing traffic Congestion 8. Losing flexibility to run errands b) Evaluation-EO8 9. Helping to reduce pollution 10. Facing inconvenience b) Evaluation EO10 3.0 18.2 78.8 _______________________________________________________________________________________________ Table 43: Percentage distribution of respondents based on their positive, neutral or negative responses for the statements related to beliefs, attitudes, behavioral intention and past behavior (continued) 145 Table 43 Cont. ____________________________________________________________________________________________ __________ 11. Attitude toward behavior Ab 72.7 21.2 6.1 12. Spouse as an important referent a) Normative belief-NB1 61.5 38.5 b) Motivation to Comply MC1 78.9 21.1 a) Normative belief-NB2 27.0 73.0 b) Motivation to Comply MC2 23.4 76.6 a) Normative belief-NB3 25.8 74.2 b) Motivation to Comply MC3 47.6 52.4 15. Subjective Norm SN 43.1 56.9 16. Perceived Behavioral Control PBC 95.5 4.5 17. Behavioral Intention BI 65.2 34.8 18. Past Behavior PASTB 60.4 39.6 13. Neighbor as an important referent 14. Best Friend as an important referent . 146
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