Effective Strategies for Community Dispute Resolution and Mediation Improving Access to Justice and Promoting Peace Around the World CHRISTOPHER MOORE, PH.D. PARTNER CDR ASSOCIATES BOULDER, COLORADO USA Community Quarrels, Disputes and Conflicts Different names, types, intensities and potential outcomes of community issues Some examples: • Inheritance • Boundary encroachment • Competition over access to water or other resources • Landlord/tenant issues • Damage to property • Theft • Commercial issues • Refugee returns after violent conflict • School/student issues • Assaults and minor harm/criminal issues • Tension between ethnic or religious groups www.myjusticemyanmar.org What is the Need or Problem to be addressed in the Community or Society? Improving Access to Justice and resolution of interpersonal or intergroup disputes? Resolving disputes related to livelihoods or financial issues? Promoting social harmony and positive interpersonal/intergroup relationships? Addressing natural resource or environmental issues? Reducing or managing serious potential/actual violent conflict? www.myjusticemyanmar.org Barriers to Effective Dispute Resolution through Administrative or Judicial Procedures Difficulty of access – Distance Cost – Expensive for low income people Time – Long time period to secure an administrative or judicial decision Understanding – Ability of parties to understand legal procedures/standards and outcomes Perceptions of partiality toward more powerful/ rich parties Bias – Toward women, minorities, youth, etc. Corruption – Of lawyers, judges and administrators Difficulty of enforcement – Problems in enforcing outcomes Face-saving – Win-lose outcomes that result in loss of dignity, honor, or personal or community respect Polarization of parties – Harms interpersonal and/or community relationships and harmony www.myjusticemyanmar.org Standards for Non-Judicial Dispute Resolution and Improving Access to Justice The “Protect, Respect and Remedy” (The Ruggie Principles) – A framework that establishes standards for non-judicial dispute resolution systems, mechanisms and procedures. Non-judicial dispute resolution should be: Legitimate Accessible Predictable Equitable Transparent Rights-compatible A source of continuous learning Based on engagement and dialogue Guiding Principles on Business and Human Rights: Implementing the United Nations ‘Protect. Respect and Remedy’ Framework. New York and Geneva: United Nations, 2011, pp. 33-34. www.myjusticemyanmar.org Some Examples of Community Dispute Resolution Programs and Services National-State/Government-based Programs What are they and when used/appropriate? Examples: • The People’s Mediation Committees, Ministry of Justice, People’s Republic of China • The Barangay Justice System, the Philippines • Mediation Boards, Ministry of Justice, Sri Lanka • Mediation Centers, Ministry of Justice, Mongolia • Land Coordination Centers, Land Commission, Liberia www.myjusticemyanmar.org Some Examples of Community Dispute Resolution Programs and Services NGO-based Programs What are they and when used/appropriate? Examples: • Nepal NGO mediation programs • Mercy Corps’ community mediation projects in Myanmar and Iraq • Norwegian Refugee Council’s (NRC) Collaborative Dispute initiative in the Democratic Republic of Congo – Welcoming and Integration Commissions • Mindanao conflict resolution program www.myjusticemyanmar.org Some Examples of Community Dispute Resolution Programs and Services Enhancement of Existing Dispute Resolution Mechanisms What are they and when used/appropriate? Examples: • United Nations/ Organization of American States training for Judges in Haiti • NRC training for customary authorities in Afghanistan and Liberia www.myjusticemyanmar.org Some Examples of Community Dispute Resolution Programs and Services International Community Mediation Programs What are they and when used/appropriate? Examples: • UNHABITAT Land Dispute Resolution Project, Democratic Republic of Congo • Norwegian Refugee Council’s Collaborative Dispute Resolution Project in Jordan and Lebanon to address refugee tenant-landlord and community issues www.myjusticemyanmar.org Focuses for Dispute Resolution Providing routine dispute handling assistance • General – Broad number of issues and cases • Specific – Targeted family, landlord/tenant, gender, school, land, commercial, juvenile justice, minor criminal, etc. cases Providing responses to crisis or potentially violent conflicts www.myjusticemyanmar.org Institutional Arrangements Centralized/Decentralized Institutions • Centralized with decentralized components • Decentralized semi-autonomous “centers” Governance, Personnel and Staffing • Champions • Commissions • Administrator(s) • Field staff • Training • M&E Getting cases • Multiple entry points • Developing sources for referrals www.myjusticemyanmar.org Models for Structuring Mediation Services Boards – To create a broad pool of mediators to provide services and build dispute resolution culture Provision of mediation – Solo mediators, pairs or teams – Issues of impartiality/neutrality, acceptability to and ownership of the process by parties, enhanced assistance and prevention of bias or corruption Mediator assignment procedures – Mediator selection by parties or assembling panels www.myjusticemyanmar.org Cultural Variables for Mediators and Mediation Language – What constitutes an issue, problem, dispute or conflict, and common terminology? Who are acceptable mediators – Status, men, women, customary authorities, minorities, youth? “Impartial outsiders” vs. embedded “internal partials” Procedures – Positional vs. Interest-based negotiation Facilitative, transformative or evaluative/advisory mediation, or decisionmaking focus Direct vs. indirect dealing and communication patterns Low level direction vs. more directive Standards and criteria used in decision-making – Legal pluralism www.myjusticemyanmar.org Procedural Approaches in Community Mediation • • • • • Facilitative mediation using interest-based negotiation (IBN) with goal of reaching tangible agreements on substantive, procedural and/or psychological/relationship issues Transformative mediation and restorative justice with goal of restitution, compensation and improving relationships through conflict transformation Evaluative mediation with goal of getting advice Third party decision-making or arbitration with goal of getting a non-binding or binding decision Combination of above procedures www.myjusticemyanmar.org Training Identification, selection and training of trainers Language – Concepts and terms Content of training • Cultural norms • Mediation process • Relationship and • Communication skills • Decision-making parameters in the context of legal pluralism www.myjusticemyanmar.org Quality Control, Monitoring and Evaluation Training Ethical standards and codes of conduct Oversight and supervision of mediator performance Provisions for accountability/disciplinary action Monitoring and Evaluation (M&E) for institutional learning and to identify structural sources of conflict and opportunities to address them www.myjusticemyanmar.org Factors for Success The need for a sustainability strategy – From the beginning Champions –Advocacy support De-politicization – Of the program, process and intermediaries Strategies for overcoming resistance – From lawyers, courts, customary authorities or others who may be threatened by the program and its services Institutional/administrative capacity – To manage the program Accessibility and low cost – To promote use Recruitment of appropriate and trusted mediators – Culturally accepted/respected with relevant knowledge and skills www.myjusticemyanmar.org Factors for Success and Sustainability Training – Initial and ongoing Nurturing mediators – To maintain involvement Financial support – Breaking dependency on donors • Governmental/legislative support • Link with formal justice system, as appropriate • Long-term commitment of donors and transition strategy when donor funding ends • Fee for service • Other sources of funding, such as filing fees from filing of court cases www.myjusticemyanmar.org Thank you! www.myjusticemyanmar.org
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