IIF GLOBAL TRAINING PROGRAM
PRACTICAL IMPLICATIONS OF THE
NEW BCBS GUIDANCE ON CORPORATE
GOVERNANCE
May 21, 2015 | LONDON
IN COOPERATION WITH
COURSE
DESCRIPTION
IIF GLOBAL TRAINING PROGRAM
Practical Implications of the New BCBS Guidance on
Corporate Governance
We are delighted to invite you to the IIF Global Training
program “Practical Implications of the New BCBS Guidance
on Corporate Governance.”
This one-day training program will focus on the Basel
Committee’s (BCBS) revised guidelines on corporate
governance for banks and how they may impact the control
functions. The course will identify changes in the roles played
by boards and business units: compliance, risk management,
and internal audit professionals. Participants will acquire
valuable insights into the importance of a sound risk culture,
which is essential within banks.
Practical discussions, with an emphasis on industry expert
practitioner perspectives, will provide an interactive and
unique learning and networking experience.
LEARNING OBJECTIVES
 Gain an understanding of new
BCBS guidance on corporate
governance
 Identify the steps to take to
implement a corporate
governance strategy
 Define best practices for
implementing new corporate
governance guidelines
 Receive intelligence from
industry expert practitioners
about future impacts and
changes to control functions and
change management
PLEASE JOIN US
IN LONDON TO TAKE
ADVANTAGE OF THIS
UNIQUE OPPORTUNITY.
IDEAL FOR
PROFESSIONALS IN:
 CEO office
 Senior management
 Corporate governance
 Law
 Compliance
 Audit
 Risk
 Company/Corporate
secretariat
REGISTER AT
IIF.COM/TRAINING
PROGRAM FACTS
Registration is open up
 Location: London
to one week prior to
program start date or
until capacity is reached.
Capacity limitations may
 Venue: Clifford Chance offices
force some programs to
close registration early.
 Date: May 21, 2015
(10 Upper Bank Street, 30th floor)
 CPD/CE: 5 hours
 Program Fee:
- Member Firm $1,000 (USD)
- Non-Member Firm $1,500 (USD)
This training course will be eligible for CPD/CE credits through the Chartered Institute for Securities & Investment
(CISI), CFA Institute, and the Global Association of Risk Professionals (GARP).
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PRACTICAL IMPLICATIONS OF THE NEW BCBS GUIDANCE ON CORPORATE GOVERNANCE
THURSDAY
MAY 21
8:30 am—9:00 am
9:00 am—10:00 am
REGISTRATION
SESSION 1: BCBS GUIDANCE ON CORPORATE GOVERNANCE
FOR REGULATORS: WHAT IS NEW?
 New developments and changes
 Implications for regulators
 Implications for firms
David Schraa
Institute of International
Finance
10:00 am—11:00 am
SESSION 2: A REGULATORY SUPERVISORY PERSPECTIVE TO
THE BCBS GUIDANCE
 Likely supervisory approaches
 The changing relationships with control functions and
supervisors
 Dynamics between boards, executives, and supervisors
Rudi Bonte,
Senior Expert
Practitioner
11:00am—11:30 am
COFFEE BREAK
11:30 am—12:30 pm
SESSION 3: IMPLEMENTING A SUITABLE CORPORATE
GOVERNANCE STRUCTURE: HOLISTIC OVERSIGHT PRACTICAL
POINTS FOR A SENIOR MANAGEMENT TEAM TO ADDRESS
 Leading practices in the banking sector
 Change management themes
 Risks associated with implementation
12:30 pm—1:30pm
LUNCH
1:30 pm—2:30 pm
SESSION 4: LOOKING INTO THE FUTURE– HOW WILL A
COMPLIANCE FUNCTION ADAPT AND CHANGE?
 Considerations of compliance function
 Challenges for a compliance function
 What will the future compliance function look like?
2:30 pm—3:00 pm
COFFEE BREAK
3:00 pm—4:30 pm
SESSION 5: CORPORATE GOVERNANCE REPORTING TO
SUPERVISORS IN THE NEW WORLD
 Obligations of an internal auditor
 Practicalities of the control functions working together
 Risk responsiveness: getting it right
4:30 pm—5:00 pm
CONCLUDING REMARKS AND WRAP UP
Sally Scutt
Deputy Chief Executive
British Bankers
Association (BBA)
Simon Gleeson,
Partner
Clifford Chance
Katharine Leaman,
Head of Regulatory
Compliance, EMEA
Standard Chartered
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Hans Buurmans,
Senior Expert
Practitioner
PRACTICAL IMPLICATIONS OF THE NEW BCBS GUIDANCE ON CORPORATE GOVERNANCE
3
SPEAKER
PROFILES
David Schraa, Regulatory Counsel, Institute of International Finance
David Schraa is resident at the IIF European Representative Office in London. The Regulatory Affairs
Department supports the IIF's representation of internationally active financial institutions to the
Basel Committee on Banking Supervision, IOSCO, IAIS, the Financial Stability Board, Joint Forum,
IASB and other international regulatory groups. Prior to joining the IIF, David held senior positions
at J.P. Morgan, as a Managing Director; he came to J.P. Morgan from Davis Polk & Wardwell,
having served in its New York and Paris offices. He has a B.A. from Pomona College and a J.D. from
the Harvard Law School.
________________________________________________________________________________________
Sally Scutt, Deputy Chief Executive, British Bankers’ Association
Sally Scutt is Managing Director of the International Banking Federation, which is the representative
body for a group of key national banking associations. She is also Deputy Chief Executive of the
British Bankers' Association since June 1998 and has over 20 years senior experience in the banking
sector. The BBA is the principal trade body for the financial services sector in the UK and represents
the interests of nearly 230 members to external audiences. In her role as Deputy Chief Executive,
Mrs. Scutt has overall policy responsibility for international and EU policy issues, prudential
regulation and capital adequacy, international accounting standards and tax, financial crime,
corporate governance, tax, capital markets and market infrastructure and private banking.
________________________________________________________________________________________
Simon Gleeson, Partner, Clifford Chance
Simon is a partner of Clifford Chance in the financial regulation group, specialising in financial
markets law and regulation. He has advised Governments, regulators and public bodies as well as
banks, investment firms, fund managers and other financial institutions on a wide range of regulatory
issues. He has worked with regulators and governments around the world on the establishment of
regulatory regimes. He has been a member of the Financial Markets Law Committee, chairs the
Institute of International Finance's Committee on Cross-Border Bank Resolution, has written
numerous books and articles on financial regulation. Simon is a visiting professor at the University of
Edinburgh.
________________________________________________________________________________________
Hans Buurmans, Senior Expert, formerly with ING
Hans Buurmans is a qualified chartered accountant with forty-five years experience in auditing,
finance and regulatory reporting. He has served ING Bank/ING Group in several senior positions in
auditing and finance in the Netherlands as well as abroad. Until September ’14 he was head of
regulatory reporting within ING Bank. He has represented ING in various national and international
banking committees and working groups. His working experience covers a broad range of bank
reporting and more general banking issues. He is Chair of the Dutch Bankers’ Association Working
group on Reporting and Accounting, which deals with both IFRS related and regulatory reporting
issues in the Netherlands, and Chair of the EBF’s Taskforce on reporting.
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PRACTICAL IMPLICATIONS OF THE NEW BCBS GUIDANCE ON CORPORATE GOVERNANCE
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