$10.00 W I N T E R 1 9 9 9 / 2 0 0 0 V O L . 2 3 N O . 2 Defending Liberty Pursuing Justice What’s Inside? Societies have many ways of acknowledging that children have attained their majority. In some, adulthood is reached when a certain level of hunting prowess has been achieved. In others, the celebration of a traditional rite after the attainment of a particular chronological age is the mark. Perhaps only recently has the notion of adulthood been linked with the severity of an offense a child is alleged to have committed. And this notion—common What’s certain is that the juvenile justice system’s second 100 years dawned in a storm of disagreement over how society should deal with youth who have run afoul of the law. We thank the Office of Juvenile Justice and Delinquency Prevention, Street Law, Inc., and all the academics, lawyers, judges, and educators who furnished us with the excellent materials in this edition in their continuing effort to formulate the answer to this difficult question. sense to some, anathema to others—is the single most emphasized phenomenon the Update team that prepared this edition encountered, and discussed, as it was developed. Seva Johnson Editorial Director Youth Education Publications If a violent offender, who happens to be a child, is waivered to adult court, society’s increasingly punitive agenda with regard to such offenders is satisfied, and certain protections available only to adults are guaranteed. Something so fundamental as representation by a lawyer is one. On the other hand, adult court doesn’t allow social information about the youthful offender to be considered. Only the juvenile court takes the child’s developmental level, experiences, and environment into account, for example, and provides the connecting link to services that have been shown to help troubled kids and their families turn their lives around. Cover Illustration by David Lee Csicsko Design by DePinto Graphic Design Produced by Creative Services Associates, Inc. © 2000 American Bar Association ISSN 0147-8648 PC #738-0100-2302 Funding for this issue has been provided by the American Bar Association Fund for Justice and Education; we are grateful for its support. Prepared under Grant #95-JS-FX-0017 from the Office of Juvenile Justice and Delinquency Prevention, Office of Justice Programs, U.S. Department of Justice. Update on Law-Related Education is published by the American Bar Association Standing Committee on Public Education. Chair: Allan J. Tanenbaum; Director, Division for Public Education: Mabel C. McKinney-Browning; Director, School Programs: John Paul Ryan; Director, Publishing and Marketing: Seva Johnson; Contributing Editor: Kenneth F. Fenske. Update helps secondary teachers of civics, government, history, and law, as well as law-related education program developers, to educate students about the law and legal issues. The views expressed in this document are those of the authors and have not been approved by the House of Delegates or the Board of Governors of the American Bar Association and, accordingly, should not be construed as representing the policy of the American Bar Association, the U.S. Department of Justice, or the Standing Committee on Public Education. For back-issue information, contact American Bar Association/Division for Public Education, 541 N. Fairbanks Court, Mail Station 15.3, Chicago, IL 60611-3314; (312) 988-5735; www.abanet.org/publiced FAX (312) 988-5494, ATTN.: Circulation Manager. E-mail: [email protected] FOR CUSTOMER SERVICE, CALL (312) 988-5522. All rights reserved. Printed in the United States of America. The American Bar Association is a not-for-profit corporation. Printed on recycled paper. Contents Volume 23, Number 2 Winter Edition, 1999–2000 Juvenile Justice Edition 4 Foreword Shay Bilchik 6 American Youth Violence: Implications for National Juvenile Justice Policy Franklin E. Zimring explores how the perception of increasing youth violence is based on fear, not fact. 10 The Juvenile Court: Changes and Challenges Barry C. Feld explains where the juvenile justice system has been and where it is going. 15 Lawyers and Legal Advocacy in Juvenile Courts: An Assessment Patricia Puritz, Sue Burrell, Robert Schwartz, Mark Soler, and Loren Warboys report on a national assessment that reveals the many shortcomings of the juvenile justice system. 18 Juvenile Court: Today & Tomorrow looks at the forecast for the juvenile courts. 21 An Effective Response to Teenage Crime Is Possible—and Cities Are Showing the Way Jack Levin examines how programs in some cities have helped reduce teen crime and violence. 24 At the Supreme Court Charles F. Williams discusses three High Court cases that affirmed the constitutional rights of juvenile offenders and changed juvenile court proceedings. 27 A Close Look at Stanford v. Kentucky offers excerpts from the opinion of the Supreme Court delivered by Justice Scalia. Update on Law-Related Education Editorial Advisory Board 29 Lee Arbetman Street Law, Inc. Washington, D.C. 31 Marshall Croddy Constitutional Rights Foundation Los Angeles, California Frank Kopecky University of Illinois Center for Legal Studies Springfield, Illinois From the Bench—Juvenile Courts: How and Why They Have Changed Four judges recount their experiences with and offer their opinions on the juvenile court system. The LRE Alternative: Can It Replace Formal Court? Deborah Williamson reports on Kentucky’s LRE program and results. 34 Youth Court: An Alternative Juvenile Court? Michelle E. Heward explains why and how youth courts are on the rise. 37 Teaching Strategy—The Case of Gerry Gault This adaptation of a Street Law program offers ideas for teaching about a significant juvenile justice case—In re Gault. 40 Teaching Strategy—Today’s Juvenile Court Another Street Law adaptation, this strategy helps students understand modern juvenile court laws and procedures. Gayle Mertz Law-Related Education Network Boulder, Colorado 44 Juvenile Justice Puzzle 45 Juvenile Justice Glossary Michael H. Reggio Oklahoma Bar Association Oklahoma City, Oklahoma 46 Teaching Strategy—Using the Juvenile Justice Poster Students conduct and David Schimmel Department of Educational Policy, Research, and Administration University of Massachusetts Amherst, Massachusetts analyze a survey on possible changes in the juvenile justice system. Foreword We have come a long way since the first juvenile court was established by the Illinois legislature in 1899. Children were summarily tried At the end of the 19th century, the juvenile court was clearly a concept whose “time had come.” Now, at the close of the 20th century, in the same courts and under the same laws as adults. When convicted, they were sentenced to the same prisons and, on occasion, even con- some seem to be asking, is it an idea whose time has passed? Listening to some of its harshest critics, you would think so. They question the demned to the same gallows. It was an urgent time for juveniles, prompting the Illinois Juvenile Court Act to ensure justice for youth. very existence of the juvenile court, as well as the distinction of the juvenile justice system from the adult criminal justice system. Children have different developmental needs It cannot be said often enough that national pol- than adults and require adult protection and guidance in order to meet those needs and achieve their full potential. The children’s court in Chicago was founded on that same common- icy on youth violence should be based on facts and not fear; Franklin Zimring tries once again to place this important issue in a factual context. Barry Feld provides an excellent overview of sense recognition. The humane and progressive founders of juvenile court believed that few—if any—children were beyond saving and that these children deserved a chance to redeem themselves. Accordingly, they created a court that focused on the recovery and rehabilitation the juvenile court as it has changed since its beginnings 100 years ago and how it continues to address challenges as we move into the 21st century. of juvenile offenders while holding them accountable for their actions. The concept describes the areas that need most improvement in juvenile courts—access to counsel and the caught on, and by 1915, 46 states, three territories, and the District of Columbia had established juvenile courts of their own. quality of representation—and provides promising approaches that can be replicated across the country. Information regarding what must be considered when making national poli- 4 A complementary piece by Patricia Puritz UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 cy on youth violence is provided by Jack Levin in his review of effective responses by cities to teenage crime. Changes came to juvenile courts after three Supreme Court cases affirmed the constitutional rights of juvenile offenders and altered juvenile court proceedings, as Charles Williams describes in “At the Supreme Court.” In the latter half of the 20th century, two programs—lawrelated education and youth courts—were developed to help youth gain a working knowledge of the protection citizens have under the rule of law and the court process and to hold first-time juvenile offenders accountable for from their program Save Our Streets: A Positive Choices Curriculum. You and your students will come away with an understanding of the breadth of the juvenile court’s history these past 100 years and its new direction for the next 100 years. Shay Bilchik Administrator Office of Juvenile Justice and Delinquency Prevention U.S. Department of Justice their actions by a jury of their peers. Deborah Williamson and Michelle Heward each provide specific information on these innovative programs that provide positive youth development and less recidivism. I encourage you to take the time to read this edition of Update on Law-Related Education. Incorporate the featured lessons into your classroom activities, particularly those furnished by Street Law, Inc., and The Conflict Resolution Education Network, which have been adapted VOL. 23 NO. 2 J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 5 American Youth Violence: Implications for National Juvenile Justice Policy The perception of increasing youth violence is based on fear, not fact. Franklin E. Zimring U Update on Law-Related Education, 23.2, 2000, pp. 6–9. © 2000 American Bar Association. nwarranted panic caused by the misperception that youth violence is dramatically increasing has led to a proposed national youth policy based on fear rather than fact. Juvenile crime statistics, reinforced with recently released FBI data, show that juvenile crime has actually been on the decline for the past few years. But more important is the fact that over the past two decades, there has been no sustained trend of either increase or decrease in juvenile violence. Law Based in Fiction In recent years, virtually every state has enacted laws designed to cope with a worsening general pattern of violent juvenile crime that does not exist. One of the more popular statelevel measures has been lowering the age at which juveniles can be tried as adults. Many local governments are placing new restrictions on youth, and Congress gave serious consideration in 1998 to a law that, if passed, would have enabled federal prosecutors rather than judges to decide when to prosecute, in adult courts, juveniles Franklin E. Zimring is William G. Simon Professor of Law and Director of the Earl Warren Legal Institute at the University of California at Berkeley. 6 accused of serious crime. The proposed legislation further provided for federal financial incentives for punitive state juvenile justice policies. Another version of the federal juvenile justice bill is currently before a HouseSenate conference committee as of late 1999. Such proposals are the direct result of the belief that American cities are witnessing the emergence of a more dangerous breed of juvenile offender whose vicious behavior is unprecedented and whose numbers can only grow in the first decade of the next century. But the prediction of a “coming storm of juvenile violence” is science fiction rather than social science. The only conclusion to be drawn from the data with any confidence is that there was no consistent pattern of youth arrests for violent crime from 1980–96. The Facts Juvenile vs. Adult Violence Adolescent violence differs from adult patterns in the United States in three respects: its high rate, its relatively low death toll, and its high level of group involvement. For American males, the most violence-prone years are adolescence, with about 10 percent of all 15- to 19-year-old boys involved in serious assault each year. But the death rate from assault is lower in the teen years than later. For example, boys aged 12–15 are assault victims just as often as males aged 20–24, but the younger group has a death rate Important LRE Resource American Youth Violence by Franklin E. Zimring, one of the nation’s leading authorities on juvenile justice, examines juvenile violence statistics from 1980–96, offering a thorough review of the data, including national juvenile crime statistics and trends, population demographics, public policy trends, and media coverage of juvenile violence. Conclusions are drawn that provide important new information about what juvenile crime rates are today and what might be expected in the future. A critical finding is that a misreading of the statistics has been driving a nationwide trend toward much harsher approaches to juvenile justice than are necessary. Readers are encouraged to obtain and familiarize themselves with this important book, which is available at better bookstores and directly from the Oxford University Press by calling 1-800-451-7556 or visiting the Web site at www.oup-usa.org UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 Figure 1 Multiple Offender Cases as a Percentage of Total Juveniles Charged, by Crime, New York City. Source: Zimring (1981). 100 90 87 86 78 80 67 60 Percentage 60 40 20 0 Gun Robbery (n = 78) Burglary (n = 481) from assault that is less than one-tenth as high. At the same time, teens, far more than adults, commit crimes in groups (see fig. 1), with many of the offenses deriving from efforts to “show off” or gain group status. Youth Violence Trends Since 1980, trends in youth violence have been mixed in the following ways: • Since 1980, arrest rates for juveniles aged 13–17 accused of rape and robbery show no identifiable trend over time either up or down, and they in fact have declined over the past five years (see fig. 2). Only one index of crime of violence shows a large and sustained increase since 1980: aggravated assault. • Most of the increase in the arrest rate for aggravated assault for juveniles aged 13–17 between 1984–92 was not the result of increased numbers of assaults but of a change in the way police report and classify assaults. Supporting this is the fact that, even though there were more arrests for simple and aggravated assault during this period, the assault rate—measured through vic- VOL. 23 NO. 2 Sex Crimes (n = 21) Homicide (n = 8) Assault (n = 146) tim surveys—did not change during the same period. Further, assault arrests reported by police increased substantially, even for age groups in Figure 2 Arrest Rates for Offenders, Ages 13–17, for Four Violent Offenses. 1980–1996. Source: U.S. Department which homicide rates of Justice, Federal Bureau of Investigation (1980–1993, were declining. 1994a, 1995–1996). • The homicide arrest 250 rate for juveniles aged 13–17 rose sharply between 1984–92 but fell 200 back by more than one-third by 1996; and, according to recently released FBI 150 figures, this rate dropped an additional 16 percent in 1997. The homicide arrest 100 rate in 1997 was about 12 percent above that in 1980. If the problematic ag50 gravated assault cate1981 1983 1985 1987 1989 1991 1993 1995 gory is put aside, 1980 1982 1984 1986 1988 1990 1992 1994 1996 youth violence in 1997 was no greater Homicide than in 1980. Rape Arrest rates (normalized to 100 percent) Other Robbery (n = 333) The fallacy of predicting future arrest rates from past history is obvious when the historical data are examined. During the 1980–96 period, there were only three times in which the arrest rates for any one of four violent offenses (homicide, rape, aggravated assault, and robbery) rose or fell for more than three consecutive years. Arrest rates often change substantially in a short period of time. Population Trends Part of the alarm expressed over the “coming storm of youth violence” concerns the growth in the youth population expected between 1995–2010; yet the population in the high-arrest years (ages 13–17) will increase only 15 percent during that period, and the proportion of the total population in these higharrest-rate years will remain quite low by historical standards (see fig. 3). Youth between the ages of 13 and 17 will be 7.2 percent of the total U.S. population in 2010, a smaller proportion of society than during the 1960s, Robbery Aggravated assault J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 7 Figure 3 Proportion of U.S. Population, Ages 13–17, 1960–2010. Source: U.S. Department of Commerce, Bureau of the Census (1960–1994, 1995a). 9.9 10 9.8 9.1 8.7 8 8.6 7.7 7.1 6.7 Percentage 6 4 2 0 1960 1965 1970 1975 1980 1985 1990 1995 * Projection 1970s, and early 1980s. There will be no explosive “echo boom” of adolescents in the next decade. Some widely publicized projections of future behavior from these data are even more flawed. One muchtrumpeted prediction, for example, claimed that there will be an additional 270,000 extremely violent young people by 2010. However, that statistic, which was widely reported in the national media, included all young people under 18—even babies. The major influence on the amount of serious youth violence in the United States over the next decade will not be an increase in the number of adolescents. Legal Policy Issues There are three pivotal issues of legal policy toward adolescent violence: adolescent gun policy, transfer (waiver) of adolescents to criminal (adult) court, and the penal treatment of adolescent killers. Adolescent Gun Policy Adolescent gun use and its legal regulation are critical to the control of youth violence because all of the increase in juvenile killings experienced after 1980 was 8 the result of gun use (see fig. 4). Current policies rest on two inconsistent views of adolescent maturity. The laws that restrict youth ac7.4 7.2 7.2 cess to guns are based on the immaturity and inexperience of young people. About 90 percent of all the people prohibited by federal law from purchasing handguns are children and youth; yet mandatory mini2000* 2005* 2010* mum penalties and compulsory transfer of juveniles involved in gun cases to criminal court seem to assume that juveniles should be regarded as equally capable of exercising judgment as adults. One of these assumptions must be wrong, and it is the latter. Transfer to Criminal Court There are standards governing when youth under the maximum age of juvenilecourt jurisdiction should be transferred to the jurisdiction of criminal court. The present analysis suggests that the practice should be restricted to cases in which the maximum punishment available in juvenile court is plainly inadequate, a determination that should be made by judges on a caseby-case basis. The current trend in state legislation—to make wholesale exclusions from juvenile courts on the basis of the offense charged—is wrong in two respects. First, it does not rely on judges to determine the seriousness of individual cases, and, second, the law currently does not spell out the extent to which a defendant’s youth and immaturity should influence the punishment to be imposed in criminal court after transfer. To imagine that UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e transferring a 14-year-old from one court building to another has made him or her into an adult is a form of magical thinking we usually associate with primitive civilizations, yet such thinking plays an important role in current legislative activity in the United States. Penal Treatment Erroneous thinking about juvenile defendants can be replaced through rigorous analysis of the penal treatment of adolescent killers. Difficult questions that must be contemplated include the following: • Do the rules and assumptions that make adults liable for first-degree murder if they merely aid a robber who causes a death also apply to teen homicide defendants? • Should the diminished responsibilities of teen defendants result in fixed discounts from adult murder penalties or in separately determined punishments? • What about the death penalty for the adolescent who kills? Policies that aim to protect youth must give way when they conflict with MacArthur Foundation American Youth Violence by Franklin E. Zimring was supported by the MacArthur Foundation in Chicago. The Research Network on Adolescent Development and Juvenile Justice was established by the John D. and Catherine T. MacArthur Foundation in 1997 to develop new knowledge regarding the assumptions on which the juvenile justice system functions and to determine how a fuller understanding of adolescent development might influence legal and social policies concerning juvenile crime and juvenile justice. The network’s agenda bridges research, policy, and practice in social science, law, and juvenile justice. For more information on the network, visit its Web site at www.mac-adoldev-juvjustice.org VOL. 23 NO. 2 Figure 4 Number of Gun, Nongun, and Total Homicides by Offenders, Ages 10–17, 1976–1992. Source: U.S. Department of Justice, Federal Bureau of Investigation (1994b). 2000 Number of homicides 1500 1000 500 0 1977 1976 1979 1978 1981 1980 1983 1982 1985 1984 1987 1986 1989 1988 1990 1991 1992 Gun homicides Nongun homicides To t a l h o m i c i d e s the minimum punishment necessary in homicides, but the interests of young offenders can be accommodated even in homicide cases much more effectively than in common practice. Conclusion The issue of adolescent violence must be put into the larger perspective of legal policy toward youth. There is no large conflict between the philosophy and capacity of the modern juvenile court and most cases of adolescent violence. A special danger of the recent debate about youth violence is the fact that future crime patterns are the only feature of a generation of young children that has been addressed. It is both peculiar and destructive when members of Congress discuss only the future crime rates of children currently four and five years old. The largest failure of perspective in the youth crime panic of the mid1990s was a refusal to comprehend the multiple potentials and the contingency of a generation of young children not yet starting school when the bloodbath predictions were made. If the only measure of any generation in the United States was the worst acts that any of its members might commit, each new generation would be viewed as an unqualified disaster. In fact, to see only the negative in any generation of a nation’s youth is almost implausibly silly. Such an unbalanced vision of the future can be put forward only by advocates with no real sense of the American past. ♦ The Coming Storm Juvenile violence in the United States is frequently depicted as a difficult current problem that will inevitably get worse. United States Representative Bill McCollum, chair of the House Subcommittee on Crime, touches all the usual bases in testifying before a House Committee on Early Childhood, Youth, and Families in 1996: In recent years, overall crime rates have seen a modest decline—nevertheless, this general decline masks an unprecedented surge of youth violence that has only begun to gather momentum. Today’s drop in crime is only the calm before the coming storm. ... It is important to keep in mind that [the current] dramatic increase in youth crime over the past decade occurred while the youth population was declining. Now here is the really bad news: This nation will soon have more teenagers than it has had in decades. In the final years of this decade and throughout the next, America will experience an “echo boom”—a population surge made up of the children of today’s aging baby boomers. Today’s enormous cohort of five-year-olds will be tomorrow’s teenagers. This is ominous news, given that most [sic] violent crime is committed by older juveniles (those fifteen to nineteen years of age) than by any other age group. More of these youths will come from fatherless homes than ever before, at the same time that youth drug use is taking a sharp turn for the worse. Put these demographic facts together and brace yourself for the coming generation of “super-predators.” (Emphasis in original.) —Bill McCollum. Testimony Before the House Subcommittee on Early Childhood, Youth, and Families. April 30, 1996. Washington, D.C.: U.S. Government Printing Office, pp. 1–3. VOL. 23 NO. 2 J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 9 The Juvenile Court: Changes and Challenges Where has the juvenile justice system been, and where is it going? Barry C. Feld Update on Law-Related Education, 23.2, 2000, pp. 10–14. © 2000 American Bar Association. T he juvenile court is a by-product of changes in two cultural ideas that accompanied industrialization and modernization a century ago—childhood and social control. Social structural changes associated with the shift from an agricultural to an urban society and the separation of work from the home produced a new perception of children as innocent, dependent, and vulnerable. Political progressives lobbied for and won a number of reforms in the legal system to protect and control youth: compulsory school attendance, restrictions on child labor in sweatshops, and welfare benefits for children of indigent parents. Legal changes also led to reform in the arena of juvenile crime to change youths’ behavior through rehabilitation rather than punishment. The juvenile court combined the new conception of children with new strategies of social control to produce an alternative to criminal justice, to remove children from the adult judicial system, to enforce the dependency of children, and to substitute the state as parent for children whose inadequate families failed in their child-rearing responsibilities. Barry C. Feld is the Centennial Professor of Law at the University of Minnesota Law School in Minneapolis and a member of the ABA Section of Criminal Justice and Juvenile Justice. 10 Procedure and substance intertwined in juvenile courts. Procedurally, juvenile courts used informal processes, conducted confidential hearings, and used euphemisms and clinical language to obscure the reality of social control. Substantively, juvenile courts emphasized treatment and supervision rather than punishment and focused on children’s future welfare rather than their past offenses. Despite their rehabilitative rhetoric, however, the reformers who created the juvenile court system actually designed it to discriminate—to Americanize immigrant children, to control the poor, and to provide a means with which to distinguish between “our children” and “other people’s children”—an orientation that persists today. The Great Black Migration, the Supreme Court, and Civil Rights In the decades before World War II, the great migration of African Americans from the rural South to the industrial North and the West increased the urbanization of blacks and placed the issues of racial equality on the national agenda. Between 1910 and 1920, more than half a million blacks left the South, and by the 1940s, more than one and a half million more blacks migrated to other parts of the country. When blacks left the South, they moved primarily to cities. In the span of a half century, blacks shifted from UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e about three-quarters living in rural environments to three-quarters residing in urban settings. The post-World War II era also witnessed the suburbanization of America, as whites simultaneously moved from cities to suburbs and isolated blacks in blighted inner-city ghettos. Federal housing, mortgage, and highway policies contributed to and favored the development of predominantly white suburbs around the major cities and encircled urban poor and minority residents. The great black migration made race a national rather than a regional issue, increased the visibility and awareness of the “American dilemma,” and moved matters of race to the center of the nation’s and the Supreme Court’s concerns about civil rights, crime policy, social welfare, and social justice. In the 1960s, the U.S. Supreme Court under Chief Justice Earl Warren handed down a number of civil rights, criminal procedure, and due process decisions to protect the rights of racial minorities. In the juvenile justice arena, the Supreme Court’s decision in In re Gault, 387 U.S. 1 (1967), required juvenile courts to provide delinquents The great black migration made race a national rather than a regional issue ... VOL. 23 NO. 2 with some procedural safeguards, for example, notice, a hearing, the right to counsel, the right to confront and cross-examine witnesses, and the privilege against self-incrimination. These procedural reforms shifted the focus of delinquency hearings from the “real needs” of youth to the proof of legal guilt and formalized the connection between criminal conduct and imprisonment. Providing some procedural safeguards also enabled juvenile courts to impose more punitive consequences. It is a historical irony that race provided the initial reason for the liberal-minded Warren Court to expand the procedural rights of youths and today juvenile courts increasingly impose those harsher sentences disproportionately on minority offenders. In McKeiver v. Pennsylvania, 403 U.S. 528 (1971), the Supreme Court denied juveniles the constitutional right to trial by jury in delinquency proceedings. Although the Supreme Court could deny delinquents the criminal procedural rights of adults, it could not require states to deliver social welfare services to juveniles. As a result, many juvenile courts punish delinquents, but without providing them with the criminal procedural rights that adult criminals receive. There remains a gap between the law on the books and the law in action in juvenile courts. States manipulate the fluid concepts of children and adults or treatment and punishment to maximize the social control of young people. On the one hand, states’ laws and policies treat juveniles just like adults when formal equality results in practical inequality. For example, almost all states use the adult standard to gauge juveniles’ waivers of rights— ”knowing, intelligent, and voluntary under the totality of the circumstances”—even though research clearly demonstrates that juveniles lack the legal competence of adults. On the other hand, even as juvenile courts have become more punitive, most states continue to deny juveniles VOL. 23 NO. 2 access to jury trials and to other procedural rights guaranteed to adults because juvenile courts supposedly treat them rather than punish them. During the last 30 years, judicial decisions, legislative amendments, and administrative changes have transformed juvenile courts from nominally rehabilitative social welfare agencies into scaled-down, second-class criminal courts that provide youngsters with neither therapy nor justice. Today, juvenile courts are a wholly owned subsidiary of the criminal justice system. Legislators and judges have manipulated the competing views of innocence and responsibility to maximize the control of young people who violate the law. At the “soft end” of juvenile courts’ jurisdiction, state laws and courts have developed new strategies to deal with status offenses—the prohibited conduct of juveniles that would not be a crime if committed by an adult, like truancy, runaway, curfew, and use of tobacco or alcohol. Many of these noncriminal minor offenders have been shifted out of the juvenile justice system into a hidden system of social control in private sector mental health and chemical dependency industries. At the “hard end,” states transfer more juveniles to criminal courts for prosecution as adults. And they punish more severely those delinquent offenders who remain within the jurisdiction of the juvenile court. As a result of this “triage,” juvenile courts have been transformed from a social welfare agency into deficient criminal courts for young offenders. Getting Tougher Social changes and race account for the greater punitiveness of current juvenile justice policies. Between World War II and the early 1970s, semiskilled high school graduates could get well-paying jobs in automobile, steel, and construction industries, and many urban black workers benefited from these opportunities. Begin- ning in the 1970s, the transition from an industrial to an information and service economy reduced employment opportunities in the manufacturing sector, and economic success depended increasingly on technical skills and education. At the same time, government highway, housing, and mortgage policies encouraged white middleclass people to move out of the city and into the suburbs. The migration of whites to the suburbs, the growth of information and service jobs in the suburbs, and the decline of industrial employment in the urban core increased racial segregation and the concentration of poverty among African Americans in major cities. In the mid-1980s, the emergence of an urban underclass, the introduction of “crack” cocaine into inner cities, and the proliferation of guns among the young produced a sharp escalation in homicide rates among African American youth. This age-raceoffense-specific increase provided politicians with the political incentive to “get tough” on “youth crime,” which became a “code word” for young African American men. This “crackdown” resulted in an increased waiver—transfer of juveniles normally subject to the jurisdiction of a juvenile court to an adult criminal court— and a broader change in attitude about juvenile justice policies from rehabilitation to retribution. As a result of legal changes in the late 1980s and early 1990s, juvenile and criminal courts began to sentence more harshly juveniles who were convicted of serious offenses. Juvenile justice and criminal punishment partially merged when laws enable judges or prosecutors to transfer juveniles to criminal court for prosecution as adults. In an effort to crack down on youth crime, legislators have made it easier for judges to transfer juveniles or simply excluded various combinations of age and offenses from juvenile courts’ jurisdiction. Other states allow prosecutors to charge some youths in J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 11 The First Juvenile Court—Chicago In 1899, the Illinois legislature adopted the pioneering Illinois Juvenile Court Act. The law was in part a response to a growing incidence of reversals of jury verdicts, concerns about the growing number of immigrants in Chicago’s dominant sectarian industrial schools, and the package of reforms known as the Progressive Reform Movement. Progressives felt that government had the responsibility to protect and help the citizen and that there was a need for an alternative to the punitive and insensitive criminal justice system’s treatment of children and families. They proposed instead a court that would be sensitive to these needs. Rehabilitation would be the primary objective of juvenile justice, and convicted youths would not be placed in adult facilities. The Juvenile Court Act gave the new courts, in addition to jurisdiction over children charged with crimes, jurisdiction over any child who • Was for any reason destitute, homeless, or abandoned • Was dependent on the public for support • Lacked proper parental care • Begged • Lived in a house of “ill fame” or with any vicious or disreputable person • Lived in a home that was otherwise an unfit place for a child • Was under the age of eight years and sang or played a musical instrument on the street for money. The act was unique in that it • Created a special court for neglected, dependent, or delinquent children under 16 • Defined a rehabilitative rather than punishment purpose for that court • Established a policy of confidentiality for the records of juveniles • Required the separation of juveniles from adults in jails • Provided for informal proceedings in the court. The first juvenile court in the world opened its doors in Chicago in 1899. Jane Addams and Clarence Darrow were among the many prominent individuals who played a role in its development. Jane Addams was one of the founders of the social work profession and the director of Hull House, the most famous U.S. settlement house, which served as a neighborhood center for Chicago immigrants. Clarence Darrow was perhaps America’s most famous trial lawyer of the time. Within 20 years, virtually every state in the country and many foreign nations had developed a juvenile court similar to the one founded in Illinois. Roscoe Pound, legal scholar and dean of Harvard Law School, proclaimed the establishment of the juvenile court as one of the most significant advances in the administration of justice since the Magna Carta. The juvenile court’s procedure frequently consisted of a judge gaining the trust of a child through informal conversations. Children brought before the court were made to understand that they were face to face with the power of the state yet, at the same time, and more emphatically, made to feel that they were the object of its care. The early court alluded to three major issues in handling juveniles: whether the judge should sit at a desk or table or on the usual bench, looking down at the child (considered intimidating); whether the judge should wear a robe; and whether it was sufficient for the judge to be a social or behavioral professional or legally trained. 12 UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e either criminal court or juvenile court, and as a result of these charging decisions, prosecutors in Florida, for example, waive more juveniles to criminal courts than do all of the juvenile court judges in the country combined. Politicians’ “sound bites” such as “adult crime, adult time” produce laws that transfer more kids who committed crimes to the adult criminal justice system. Once states try youths in the adult system, criminal court judges sentence them just as if they are adults, impose the same sentences, send them to the same prisons, and even execute them for the crimes they committed as children. Other changes in juvenile waiver and sentencing laws include more extensive use of prior juvenile records to increase the sentences that judges impose both on adolescent and adult offenders who have a history of juvenile criminal activity. Increasingly, states’ juvenile sentencing laws emphasize responsibility and accountability and provide for mandatory minimum sentences for specific crimes rather than sentences based on judges’ evaluations of the juveniles’ “real needs” or “best interests.” Evaluation studies of juvenile court judges’ sentencing practices report two general conclusions. First, juvenile court judges apparently use the same factors that criminal court judges look at when they sentence offenders—the seriousness of the present offense and the length of the prior record. The other general finding is that apart from the legal and offense variables, the individualized justice of juvenile courts produces racial disparities in the sentencing of minority offenders. Virtually every study of sentencing to detention facilities and institutions reports that judges confine minority youths at a much higher rate than they do white juveniles with the same offenses and prior records. In part, juvenile court sentencing laws still instruct judges to consider juveniles’ VOL. 23 NO. 2 “real needs.” In a discretionary justice system, youths from single-parent families or who appear more threatening are more likely to be confined. According to juvenile courts’ treatment ideology, judges’ discretionary decisions should affect minority youths more. The Progressive reformers intended for judges to focus on youths’ social circumstances rather than simply their offenses and designed juvenile court policies to discriminate between “our children” and “other people’s children.” In a society like ours with great social and economic inequality, those most “in need” are also those most “at risk” for more severe juvenile court sentences. Unfortunately, evaluations of juvenile “treatment” programs provide little evidence that training schools, the most common form of institutional treatment for the largest number of serious and chronic delinquents, effectively treat youths or reduce their future criminality. Evaluations of these facilities reveal the continuing gap between the rhetoric of rehabilitation and the reality of doing hard time, which includes staff beatings of inmates, the use of medical drugs for control purposes, extensive reliance on solitary confinement, and a virtual absence of rehabilitation programs. While there are some types of treatment and services that can improve the life chances of some youths—small programs that provide intensive and integrated treatment for juveniles’ multiple problems—most states do not provide them to delinquents generally. Instead, juvenile court judges increasingly sentence a disproportionate number of minority offenders to overcrowded custodial facilities that are little more than youth prisons. These punitive sentencing laws increase the severity of juvenile dispositions and allow legislators symbolically to demonstrate their toughness. Although both the rate and seriousness of juvenile crime have dropped dramatically in the past few years, the VOL. 23 NO. 2 recent spate of school shootings has contributed to a growing fear of youth crime, which the public incorrectly perceives as having significantly increased. Sensational media coverage of young people as a different breed of “super-predators” only heightens the public’s concerns about the ability of juvenile courts to rehabilitate chronic and violent youth offenders and at the same time to protect public safety. Some politicians’ desire to demonstrate their toughness and to not appear to be “soft on crime” leads them to propose policies to transfer even more youths to adult court or to impose more severe penalties for delinquents in juvenile courts even though no evidence supports these public policies as effective or sensible. The creators of the juvenile court envisioned a social service agency set in a judicial forum, and they attempted to combine social welfare and social control into one forum. This has proven to be an unworkable idea in practice, because juvenile courts tend to subordinate welfare considerations to crime control concerns and to punish rather than treat youthful offenders. States do not define juvenile court jurisdiction based on characteristics of children for which they are not responsible and for which effective intervention could improve their lives. For example, juvenile court law does not define eligibility for welfare services or create any enforceable rights because of young people’s lack of access to quality education, lack of adequate housing or nutrition, unmet health needs, or impoverished families—none of which are their fault. Instead, states define juvenile court jurisdiction based on a youth committing a crime, a factor that detracts from a compassionate response. Unlike social conditions that are not the fault of young people, criminal behavior represents the one characteristic for which adolescent offenders do bear at least some responsibility. Integrate the Juvenile and Criminal Justice Systems? Some people suggest that if states separated social welfare goals from crime control policies, then there would be no need for a separate juvenile court system. States could try all offenders—juveniles and adults—in one integrated criminal justice system. But states would need to modify their procedures and sentences to take account of the fact that some of these offenders are younger. They would need to sentence younger offenders differently and more leniently than adults because their youthfulness mitigates the seriousness of their crimes. They also would need to provide them with additional procedural safeguards to offset youths’ disadvantage in the justice system. Combining enhanced procedural safeguards with shorter sentences could give youths greater protections and justice than they now receive in either the juvenile or the criminal justice system. Some politicians argue that children are just as responsible for their criminal behavior as any adult “old enough to do the crime, old enough to do the time.” But most other laws recognize that children do not have the same level of maturity of judgment or responsibility as adults and that’s why they don’t have the right to vote, to drink, or even to enter into a binding contract. So, even when young people commit serious crimes, states must recognize youthfulness as a mitigating factor when they sentence them. The seriousness of a crime is based on two factors—the harm and the intent. While an offender’s age does not change the nature of the injury caused, it does affect the quality of the person’s choice to engage in the conduct that caused that harm. To some degree, young people differ socially, physically, and psychologically from adults. They don’t have the same appreciation of consequences, the same experience and knowledge, or the same degree of self-control. Even J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 13 when young people commit serious crimes, they are not as blameworthy as adults and don’t deserve as severe a punishment. Shorter sentences for reduced responsibility provide a more modest and attainable reason to treat younger offenders differently than adults than the treatment claims advanced by Progressive child savers. It holds young offenders accountable for their acts because they possess some culpability but reduces the severity of the consequences because youths’ choices are less blameworthy than those of adults. Adolescent development psychology, criminal law doctrines, and sentencing policy all provide reasons for judges to give youthful offenders shorter sentences. Adolescence and criminal careers may develop in tandem, and a sliding scale of criminal sentences based on an offender’s age would simply accomplish directly what the blended jurisdiction statutes have indirectly attempted to do for years. Because children do not have the same degree of criminal responsibility as adults, they could receive shorter sentences for reduced blame based simply on their age. For example, a 14-yearold offender might receive 25 percent of the adult penalty, a 16-year-old defendant 50 percent, and an 18-yearold adult the regular penalty as currently occurs. The “youth discount” justice system—a graduated age and culpability sentencing scheme in an integrated criminal justice system—would avoid the inconsistencies that presently occur when states try some young offenders as juveniles and others as adults, would avoid the punishment gap that sometimes occurs when youths make the transition from one justice system to the other, and would ensure similar consequences for similarly situated offenders. An integrated system in which to try and sentence younger offenders would not require integrated prisons. States should still maintain age-segregated youth correctional facilities in 14 order to protect young offenders from adults and also to protect older prisoners from young toughs. Because all young offenders eventually will return to society, the state should provide them with resources and opportunities for self-improvement. A youth correctional policy should facilitate offenders’ constructive use of the time they spend in the justice system and offer them room to reform. The original idea of the juvenile court characterized delinquents as victims rather than as criminals and sent them to state-run farms or training schools to control and treat them. This ideology denied youths’ personal responsibility, reduced their duty to exercise self-control, and eroded their obligations to change. If there is any silver lining in the current cloud of get-tough policies, it is the affirmation of responsibility. A culture that values autonomous individuals must emphasize both freedom and responsibility. A criminal law that bases sentences on blameworthiness and responsibility must recognize the physical, psychological, and social differences between youths and adults. The real reason states now bring young offenders to juvenile courts is not to deliver social services but because they committed a crime. While youths should assume some responsibility for their actions, criminal justice policies also must honestly recognize that these offenders are children and not the equals of adults. Affirming youth’s partial responsibility requires politicians to be honest when a kid is a criminal and a criminal is a kid. Once people recognize that simple truth, then justice can follow. ♦ References Ainsworth, Janet E. “Re-imagining Childhood and Reconstructing the Legal Order: The Case for Abolishing the Juvenile Court.” North Carolina Law Review 69 (1991). Bishop, Donna M., and Charles S. Frazier. “Race Effects in Juvenile-Justice Decision-Making: Findings of a UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e Statewide Analysis.” Journal of Criminal Law and Criminology 86 (1996). Blumstein, Alfred. “Youth Violence, Guns, and the Illicit-Drug Industry.” Journal of Criminal Law and Criminology 86 (1995). Cauffman, Elizabeth, and Laurence Steinberg. “The Cognitive and Affective Influence on Adolescent Decision-Making.” Temple Law Review 68 (1995). Feld, Barry C. Bad Kids: Race and the Transformation of the Juvenile Court. New York: Oxford University Press, 1999. ——. “Criminalizing the American Juvenile Court.” In Michael Tonry, ed., Crime & Justice: An Annual Review of Research. Chicago: University of Chicago, 1993. ——. Justice for Children: The Right to Counsel and the Juvenile Courts. Boston: Northeastern University Press, 1993. ——. “The Transformation of the Juvenile Court—Part II: Race and the ‘Crack Down’ on Youth Crime.” Minnesota Law Review 84 (1999). Grisso, Thomas. “Juveniles’ Capacities to Waive Miranda Rights: An Empirical Analysis.” California Law Review 68 (1980). Platt, Anthony M. The Child Savers: The Invention of Delinquency. 2d ed. Chicago: University of Chicago Press, 1977. Podkopacz, Marcy Rasmussen, and Barry C. Feld. “The End of the Line: An Empirical Study of Judicial Waiver.” Journal of Criminal Law and Criminology 86 (1996). Snyder, Howard N., and Melissa Sickmund. Juvenile Offenders and Victims: A National Report. Washington, D.C.: U.S. Government Printing Office, 1999. Streib, Victor L. Death Penalty for Juveniles. Bloomington: Indiana University Press, 1987. Zimring, Franklin E. American Youth Violence. New York: Oxford University Press, 1998. VOL. 23 NO. 2 Lawyers and Legal Advocacy in Juvenile Courts: An Assessment A national assessment reveals the many shortcomings of the juvenile justice system. Patricia Puritz, Sue Burrell, Robert Schwartz, Mark Soler, and Loren Warboys Update on Law-Related Education, 23.2, 2000, pp. 15–17. © 2000 American Bar Association. I n 1967, In re Gault established a constitutional right for children to receive counsel in juvenile delinquency proceedings. Congress expressed similar concern over the need to safeguard children’s rights when it enacted the Juvenile Justice and Delinquency Prevention Act in 1974. During the past 20 years, a number of researchers have described and analyzed the difficulties of children in many jurisdictions in obtaining access to counsel. Others have raised serious concerns about the quality of representation when children obtain counsel. Commentators have noted a variety of barriers to appropriate counsel (e.g., parental reluctance to retain attorneys, judicial hostility to appointment of counsel, and improper “waivers” of counsel by juveniles) and to effective Adapted from A Call for Justice: An Assessment of Access to Counsel and Quality of Representation in Delinquency Proceedings by Patricia Puritz, Sue Burrell, Robert Schwartz, Mark Soler, and Loren Warboys. 2nd ed. A Report of the American Bar Association Juvenile Justice Center, Juvenile Law Center, and Youth Law Center. Washington, D.C.: American Bar Association, 1996. The project was accomplished with funding from the U.S. Department of Justice Office of Juvenile Justice and Delinquency Prevention. VOL. 23 NO. 2 representation by attorneys (such as inadequate training, high turnover, low status of juvenile court work, insufficient support services). Overwhelming caseloads for many juvenile defenders impede both access to counsel and quality of representation. Juvenile Defender’s Job The juvenile defense attorney’s job is enormous. The assessment showed that the average caseload carried by a public defender often exceeded 500 cases per year and of that number more than 300 were juvenile cases. In addition to all the responsibilities involved in presenting the criminal case, juvenile defenders must also gather information regarding clients’ individual histories, families, schooling, and community ties in order to assist courts in diverting appropriate cases, preventing unnecessary pretrial detention, avoiding unnecessary transfers to adult court, and ordering individualized dispositions. Juvenile defenders have an important role in protecting their clients’ interests at every stage of the proceedings, from arrest and detention to pretrial proceedings, from adjudication to disposition to post-dispositional matters. How effectively did these attorneys fulfill their obligations to their clients? Disturbing Findings Many defenders vigorously and enthusiastically represented their young clients despite extremely difficult cases and tremendous systemic burdens. But this type of representation was not widespread, raising serious Promising Approaches While the ABA assessment revealed substantial deficiencies in access to counsel and in the quality of representation in juvenile court, the system continues to lumber along without breaking down and there are even some bright spots. Project staff observed many individual defenders around the country who are delivering first-rate legal services to their young clients. Defender programs that appear to be of a high quality share a number of characteristics: • Ability to limit or control caseloads • Support for entering cases early and the flexibility to represent, or refer, clients in related collateral matters such as special education • Comprehensive initial and ongoing training and available resource materials • Adequate nonlawyer support and resources • Hands-on supervision of attorneys • Work environments that value and nurture juvenile court practice J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 15 In Re Gault In 1964, Gerald Gault, 15 years old, was accused of making a lewd phone call to a neighbor. In the events that followed, Gault was jailed without notice to his parents, and they were not informed of the charges against him. No counsel was provided, and the accusing woman was not required to attend the proceedings. Gault was sentenced to six years in a state training school. An adult convicted of the same charge would have paid a maximum $50 fine or would have received a sentence of two months in jail. The case went before the Supreme Court, In re Gault, 387 U.S. 1, 40 (1967). Its decision more than 30 years ago guaranteed a child’s right to counsel and reversed the informality and paternalism of juvenile courts. Justice Abe Fortas wrote, “Juvenile Court history has once again demonstrated that unbridled discretion, however benevolently motivated, is frequently a poor substitute for principle and procedure.” Children are to be afforded some of the protections given to adults accused of criminal behavior—the right to be represented by an attorney, for example. concerns that the interests of many young people were being significantly compromised and that many children were being left literally defenseless. General Office/Program Characteristics More than half the public defender offices surveyed had at least some attorneys working exclusively on juvenile cases. In most offices, public defenders rotated from other courts to juvenile court, with the option of continuing to work there. In other offices, attorneys had to rotate to adult criminal court in order to be promoted. Many public defenders did not stay in juvenile court very long. Among survey respondents, 55 percent stayed less than 24 months. Most appointed counsel who represent children in juvenile court have 2–20 years’ experience in law practice, and in juvenile court from less than one year to more than five years. The caseloads shouldered by appointed attorneys are much less than those of public defenders, but open files are the single greatest impediment to the effective disposition of juvenile cases. Waiver of Counsel One of the most disturbing findings was that large numbers of youth appear in juvenile court without lawyers: 34 percent waive their right to counsel at the detention hearing. Waivers of counsel by young people are sometimes induced by suggestions that lawyers 16 are not needed because no serious dispositional consequences are anticipated—or by parental concerns about having to pay for any counsel that is appointed. Impact of High Caseloads High caseloads are the single most important barrier to effective juvenile representation. They plague public defenders everywhere, and their negative impact at every stage of the delinquency process cannot be overstated. Almost none of the offices surveyed had a cap on the number of juvenile cases it may handle, even though more than two-thirds of public defenders feel that caseload pressures limit their ability to adequately represent youthful defendants. Appointed counsel reported fewer such problems, unless such counsel were representing 200 or more defendants. Attorneys with heavy caseload burdens found it difficult to meet with young clients to explain the proceedings before the all-important detention hearings or to conduct the necessary fact-finding investigations. Site visits revealed the issues in more detail. At several sites, children met their lawyers for the first time as they sat down at counsel table in detention hearings. There were no prehearing interviews, investigations, or research —only a cursory introduction and a quick look through the defendant’s UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e file. The impact of such proceedings is devastating on the youth involved, who take them as a clear signal that their lawyers do not care about them and are not going to make any real effort on their behalf. One youngster said that his hearing “went like a conveyor belt.” High caseloads have a corrosive impact on attorneys as well. Burnout, job dissatisfaction, and anxiety over never having enough time to do a complete job are serious problems for juvenile defenders who care about their clients. Ultimately, the system as it stands is likely to result in detention for youth who pose no significant danger to themselves or others, a reduction in the accuracy of judicial decision making, unnecessary transfers of juveniles to the adult system, and a denial of fundamental fairness. Some defender offices have attempted to address the problem of caseload pressures internally by allowing attorneys to ask for temporary relief from new case assignments when their existing workloads threaten to erode the quality of their representation. Other offices provide for a team approach, involving social workers and investigators, as well as lawyers. Appointment of Counsel It is critical for counsel to appeal early in the life of a case, as opposed to appearing for the first time at the deposition. At first appearances in court, judges may ask about the events surrounding alleged offenses, the circumstances of arrests, the roles of other youths involved, or clients’ prior contacts with the juvenile justice system. Attorneys who do not have the answers to these questions may lose the initial opportunity to present their client’s case in a favorable light. A better-prepared opposition may sink the defendant’s case at the very outset of formal proceedings. This is not to say that losing the case is entirely the fault of the defense for lack of preparation, even considering the heavy caseloads being shouldered by public defenders. Many VOL. 23 NO. 2 defenders are not appointed until the detention hearing and, in many locations, a single attorney handles most detention hearings and accepts the appointment of counsel for a panel of attorneys. The cases are then sent “downtown” for proper assignment to members of the pool, a procedure that may delay the beginning of actual representation for many days. Pretrial Preparation/Trial Performance It goes without saying that attorneys who barely have time to cover all their cases on any particular day do not have the time and energy to write effective pretrial motions. The inadequacy of training in this area adds to the problem, as does the lack of access to specialized texts, computerized legal research, paralegals, bilingual staff or translators, and adequate space for interviewing clients. In addition, courthouse culture may deter attorneys from filing motions or aggressively pursuing sound defenses at trial. In many juvenile courts, there is a high premium placed on “going along” and “getting along.” Many judges, themselves swamped by their trial calendars, frown on defense attorneys who take on active adversarial roles. Post-trial Maneuvers Most attorneys who responded to the ABA survey reported that they are able to adequately prepare for post-trial work that may be needed to wrap up a case. On-site visits, however, revealed a very different picture. Many attorneys openly acknowledged that their representation was deficient at this phase. The main reasons cited were the lack of time to keep up with placement (jail, farms, camps, probation) and other options for the client and an overall lack of alternatives in the system itself. As at the other stages of representation, high caseloads make it difficult, if not impossible, for public defenders to provide effective representation at the end of a trial. The problem is compounded by the lack of resources and support. VOL. 23 NO. 2 About This Report A Call for Justice: An Assessment of Access to Counsel and Quality of Representation in Delinquency Proceedings is a national assessment of the state of representation of youth in juvenile court and an evaluation of training, support, and other needs of legal practitioners. Concluded in 1995, it sought information about successful work being done in the field as well as problems in the representation of youth. It examined all stages of representation, from the time of arrest to that of discharge from the juvenile justice system, and it covered all regions of the country including urban, suburban, and rural areas. The assessment consisted of a national survey of hundreds of juvenile defenders, site visits to a variety of jurisdictions, interviews with people working in the field, client interviews, an extensive literature search, and meetings and consultation with the project’s national advisory board. The assessment focused on public defenders and court-appointed counsel. Also examined was the small but important role played by law school clinical programs and nonprofit children’s law centers. Observations were compared with the Juvenile Justice Standards developed by the Institute for Judicial Administration and the American Bar Association. Appeals An alarming aspect of juvenile defense is the infrequency with which appeals are taken. Among the public defender offices responding to the survey, 32 percent are not even authorized to handle appeals. Of the remaining 68 percent of the offices that may file appeals, 46 percent took no appeals during the year prior to the survey. Appointed lawyers also rarely file appeals: three-quarters are authorized to appeal, but 80 percent did not. Among the public defenders surveyed, almost one-third routinely ended their involvement once their clients had been sentenced, with appointed attorneys at about 40 percent. Training and Support There are serious gaps in the training available to juvenile defenders: 78 percent of public defender offices do not even have a budget for lawyers to attend training programs. About half the others lack a training program for all new attorneys, an ongoing training program, or a section in the office training manual devoted to juvenile justice. About two-fifths do not have a specialized manual for juvenile court lawyers, and about a third do not include juvenile delinquency work in the general training program. Of those offices offering training, three-quarters do not cover pretrial motions; two-thirds, transfer to adult courts; three-fifths, client-specific detention alternatives; and over half, child development issues. Similarly, only 38 percent of the appointed lawyers reported the availability of a criminal law training program for representing indigent juvenile defendants. Attorneys at a number of sites voiced a need for staff social workers to assist in client needs assessment and alternative disposition plans. Others spoke of the need for secretarial support, investigators, paralegals, and computers. In one jurisdiction, lawyers did not have even the very basics of law practice—desks, telephones, files, or offices. They simply used the bare counsel table in the courtroom—even when the judge and court clerk were present—to conduct their business. Over half the public defender offices lack bilingual attorneys available to communicate directly with Spanish-speaking clients (the most commonly spoken language other than English), and a quarter do not have Spanish-speaking translators on their staffs. ♦ J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 17 Juvenile Court: Today & Tomorrow What is the forecast for the juvenile courts? Update on Law-Related Education, 23.2, 2000, pp. 18–20. © 2000 American Bar Association. T he legal climate for youth is changing. Today, there is no state that retains an inviolate legal distinction between the status of “juvenile” and “adult,” and the threshold between the two categories seems to narrow each time a new incident of youth violence captures the news media’s attention. For example, when four Arkansas students and their teacher died in a schoolyard shooting in 1998, many people demanded that the shooters, boys aged 11 and 13, be tried in criminal (or adult) court. Such extreme violence by the very young is rare, but it does sway public opinion— as well as voters, elections, laws, and judicial renderings. Should the concept of delinquency disappear from the law? Should all people, irrespective of age, who commit criminal law violations be tried in the same courts? This question is being hotly debated by those who wish to abolish juvenile court, those who wish to preserve it, and the policy makers who must make the final decision on what to do with juveniles who run afoul of the law. addition, others argue for the abolition of the juvenile court because it does not provide adequate due process protections for children while imposing severe punishment. According to abolitionists, all delinquency cases should be processed through criminal court, while juvenile court would remain a noncriminal, quasi-civil court handling truancy, curfew, and other such cases. On the other side, preservationists continue to support the juvenile court’s rehabilitative goals and would retain its exclusive jurisdiction over youthful offenders, fine-tuning the system to better distinguish between delinquency and the underlying problems of abused, neglected, and dependent children. This camp holds that the law places fundamental restrictions on youth; for example, they cannot vote, make wills, enter into enforceable contracts, independently join the military, or hold property in their own names. If the law makes these distinctions, why not make a distinction when youth are brought before the courts for criminal law violations? The Argument Transfers As yet, no state has formally abolished juvenile court’s jurisdiction over youthful offenders, but every state has taken significant steps in that direction. Supporting this trend, most abolitionists insist that the juvenile court is not equipped to handle the serious crimes committed by youth today. In A transfer is a legal mechanism used to move youth to criminal court. All states have such mechanisms, and almost all have been using them in a greater number of cases. There are three types of transfer. Judicial Waiver A juvenile court judge waives the jurisdiction of the 18 UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e juvenile court over the accused after considering the merits of the transfer. Most states have removed the judge’s role in making these decisions in cases involving serious offenses, and the majority of transfers are made either automatically (by law) or by state or local prosecutors. Legislative Exclusion These increasingly popular laws automatically place certain types of cases (such as those involving murder, robbery, and rape) into criminal court when other criteria are met (e.g., these may involve age and prior record). Prosecutorial Discretion At their own discretion, prosecutors select the arena in which the juvenile is to be tried. Prosecutor transfers are not subject to judicial review or to the procedural standards set by the U.S. Supreme Court for other transfer cases. Usually, the youth so transferred have been charged with serious offenses or have lengthy arrest records, although research indicates that a significant number of first-time offenders and nonserious offenders have been prosecuted as adults under this scheme. Today, about half of juveniles transferred to criminal court receive sentences comparable to what they would receive from juvenile court. Some 20 percent actually get lighter sentences because of the stricter judicial scrutiny required. Research in Florida and New York shows that children who are tried as adults are more VOL. 23 NO. 2 likely to re-offend and commit more serious offenses than comparable youth retained in juvenile court. Despite inconsistent results, transfer is viewed as offering a potential solution for handling youthful offenders thought to be beyond redemption. It sustains a high degree of support. Even though transfer does not guarantee any particular outcome, including harsher sentences, voters disillusioned by gang activity, drive-by shootings, and school violence have interpreted its existence as an example of “tough-on-crime” policies by politicians. And once transfer is allowed for the harshest law violations alleged against youth, its expanded use for lesser offenses tends to be encouraged. Illinois, for example, began using transfer in 1982 only for juveniles over the age of 14 who were charged with murder, rape, armed robbery, and other such violent crimes. By 1995, its transfer provisions had been expanded to include felonies committed by gangs and drug activities within 1,000 feet of schools or public housing. Process and Proposals The juvenile court was invented to combat youth crime in a rehabilitative rather than punitive manner. While created with an informal, social welfare approach, the original juvenile court has been replaced by a network of more formal courts that run the gauntlet of preliminary hearings, motions for appointment of counsel, subpoenas to appear, speedy trial procedures, and sentencing guidelines. If juvenile delinquents are to be assimilated more and more into the criminal court system, lawmakers must decide what type of court process is to be used for what type of crime. Considerations include the age/mental competence of the accused and the nature of the crime. Should juveniles alleged to have committed unlawful acts resulting in “harm” be separated from those accused of lesser criminal law violations? Should the case of a VOL. 23 NO. 2 13-year-old accused of shoplifting be processed through the same system as that of a 17-year-old accused of drug dealing? Would the conviction of a 10-year-old constitute the “first strike” under a “three-strikes-and-you’re-infor-life” rule? The choices are currently limited by restrictive state laws that tend to have an “all-or-nothing” nature. Many delinquent youth come from families in which a multitude of interrelated legal issues are presented but lost in the existing system, where jurisdictional responsibility is sometimes split among different courts. A common result is that critical issues such as mental health needs, parental abuse, retardation, lack of competence to stand trial, and problems at school are downplayed in the rush to criminal justice. Family Court One proposal is to develop a system of unified family courts to handle virtually all the affairs of youth who are brought to the attention of the judicial system for whatever reason. Such courts would handle, in a single setting before one judge, all issues dealing with the family and its problems, which might include delinquency, status offenses, dependency, abuse, domestic relations, paternity, emancipation, domestic violence, adoption, termination of parental rights, and mental health and mental retardation placements. Supporters of this plan emphasize that a single court can deal with a variety of problems more creatively and comprehensively than is possible under the current dual juvenile/criminal system. Even if a formal unified family court structure is unfeasible in a particular jurisdiction, lawmakers could seek better coordination of all family-related legal issues among the various courts that hear these matters through docket coordination and the assignment of a single judge to hear multiple cases. Specialty Courts Alternative court models have been established in the United States and abroad that narrowly focus on specific problems or apply innovative systems of case resolution. These are some of the more interesting experiments: Drug Courts First appearing in the 1980s, these courts offer legal incentives such as deferred prosecution for drug addicts willing to undergo drug treatment. With judges, prosecutors, defenders, and drug treatment specialists working as a team, drug courts monitor compliance with the treatment plan. As of 1997, nearly 250 drug courts were functioning in the United States, with at least 25 designed exclusively for juvenile offenders. Gun Courts Similar in function to drug courts, gun courts such as those in Detroit and Indianapolis use intensive behavioral and attitudinal interventions in cases involving weapons charges to decrease an orientation toward guns and increase the awareness of the harm guns can do. Teen Courts With several hundred programs already in place nationwide and spreading rapidly, teen courts are providing a voluntary, nonjudicial alternative for youths charged with minor law violations. Rather than remaining within the traditional court system, young offenders are referred to teen courts for sentencing by their peers. Some programs allow peer determination of guilt or innocence. Teen courts are often sponsored by schools, juvenile courts, probation offices, or law enforcement agencies. Community Courts Described as M.A.S.H. units for neighborhood crime problems, community courts, which draw on local knowledge of offenders and their families, offer a less bureaucratic and more timely response to local criminal behavior. Typically, an offender in community court will be required to complete an agreement that may include but is not limited to restitution payments, counseling, and community service. One of J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 19 the more widely known community court programs is Manhattan’s Midtown Community Court, which is one of the busiest arraignment courts in New York City. Alternative Dispute Resolution (ADR) A process rather than a court, ADR usually involves relatively minor, nonviolent offenders who participate in carefully structured meetings among offenders, victims and their families, and other community members. Discussions involve the harm resulting from the offender’s behavior and ways to repair any damage that was done. When used with young offenders, the process is designed to encourage families to exert their natural influence over the youngsters. Preliminary findings show that juveniles who meet with their victims in the company of family members seem unlikely to engage in future illegal behavior. Federal Activity While the administration of juvenile justice has traditionally been in the hands of state and local governments, the U.S. Congress has at times imposed some influence over this authority by setting goals for and providing grants to juvenile courts that follow federal guidelines. The recent rash of school shootings has further piqued the federal government’s interest in asserting more control over details such as mandatory minimum sentencing and the availability of youths’ police records to schools. Congress took its first major step into the juvenile justice arena in 1974 by passing the Juvenile Justice and Delinquency Prevention Act, which • Introduced a strong federal presence in juvenile justice by creating the Office of Juvenile Justice and Delinquency Prevention. • Committed the federal government to separating juvenile offenders from adults in institutional settings. 20 • Recognized that the primary responsibility for effecting this policy lies with state and local governments, who received grants for following these policies. A separate grant program was set up to give money to public and private nonprofit agencies to develop innovative techniques for dealing with youthful offenders. Subsequent amendments in 1980 encouraged the removal of status offenders (children charged with offenses based solely on their age, such as truancy from school or running away from home) from institutions and, in 1988, mandated a study on the disproportionate number of children of color in the juvenile justice system and steps to address that disproportionality, if it existed. More recently, both the House and the Senate approved different versions of the Juvenile Justice Reform Act of 1999. When the measure was sent to a conference committee for resolution, disagreement over different provisions in the bills left the proposal in limbo for the Second Session of the 106th Congress to take up again in 2000. (Since Congressional sessions are for two years, bills not disposed of one way or the other during the first session are carried over to the second session with no change in status.) Since the Senate and House versions emphasized different points and conflicted in some areas, the final provisions of the bill are yet to be determined by the conference committee. However, the final legislation could permit the following: • Reauthorization of the Juvenile Justice and Delinquency Prevention Act with a weakening of its provisions relating to the level of separation required between juveniles and adults in adult prisons and jails, and the overrepresentation of children of color in the juvenile justice system UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e • Sole discretion on the part of prosecutors as to whether youths 14 or older who are charged with serious felonies or gang offenses may be tried as adults in federal court; with approval by the attorney general, similarly situated 13-year-olds might also be charged as adults • Availability to the public of federal juvenile records to the same extent as adult records • Requirement of a minimum 24hour secure detention of any youth who brings a firearm to school as a condition of states receiving funds “Cultural provisions” of the draft bill include allowing the display of the Ten Commandments on state property, including schools; condemning the portrayal of violence by the entertainment industry, including TV, concerts, and comic books; implementing studies of such violence; and providing block-grant funding for character education in schools. ♦ Resources American Bar Association, Juvenile Justice Center. “House Passes Juvenile Justice Bill,” www.abanet.org /crimjust/juvjus/61799hill.html, December 11, 1999. Butts, Jeffrey A., and Adele V. Harrell. Delinquents or Criminals: Policy Options for Young Offenders. Crime Policy Report, The Urban Institute, June 1998. Coalition for Juvenile Justice. A Celebration or a Wake? The Juvenile Court After 100 Years, 1998 Annual Report. Washington, D.C. VOL. 23 NO. 2 An Effective Response to Teenage Crime Is Possible—and Cities Are Showing the Way Jack Levin Update on Law-Related Education, 23.2, 2000, pp. 21–23. © 2000 American Bar Association. Obscured by the tragic shootings last month in Littleton, Colo., and by recent, similar incidents at schools in Paducah, Ky.; Pearl, Miss.; Jonesboro, Ark.; and Springfield, Ore., there is actually encouraging news to report on the subject of crime, especially crime by and among young people in urban areas. To cite a positive trend, even as we try to fathom the horrific rampage at Littleton’s Columbine High School, is not to minimize that calamity. Recognizing effective methods of reducing violence in urban areas may, in fact, even help suburban and rural communities devise preemptive programs of their own. For several years now, the rate of serious crime in localities around the United States has been declining. Indeed, the homicide rate for the nation as a whole recently plummeted to a level that hasn’t been seen since the late 1960s. According to the Federal Bureau of Investigation, the rate of murders, for example, fell from 9.4 per 100,000 in 1993 to 6.8 per 100,000 in 1997. Part of the reason for the drop is that as baby boomers mature, they are becoming less likely to engage in criminal—or other risky—behavior. What’s exciting, however, is that the reduction in serious offenses over the past few years includes teenage perpetrators as well. The rate of homicides committed by young people had risen sharply in the late 1980s, but it started dropping in the early ’90s, although it is still above the low levels reached in the 1970s and early ’80s. Explaining the Drop in Teenage Crime To explain decreasing teenage crime, studies have focused on a recent decline in the crack epidemic and its accompanying street wars. Experts have also cited zero-tolerance policing, greater handgun control, and other factors. Evidence suggests that all of those phenomena have indeed helped to reduce serious offenses committed by youngsters. Jack Levin is director of the Brudnick Center on Violence and Conflict at Northeastern University in Boston. Reprinted from The Chronicle of Higher Education, vol. XLV, no. 35 (May 7, 1999): B10–11. This article is reprinted by permission of the author. VOL. 23 NO. 2 But more important than all of those elements, I believe, is an incipient cultural revolution: a profound change in how Americans meet the needs of children and teenagers, especially in urban areas. According to my Northeastern University colleague, the criminologist James Alan Fox, the murder rate for perpetrators in the 14-to-17 age group declined to 16.5 per 100,000 in 1997, after having soared to 30.2 per 100,000 in 1993. Similarly, the homicide rate for young adults aged 18 to 24 rose to 41.3 per 100,000 in 1993, then dropped to 33.2 in 1997. The criminologist Alfred Blemstein, of Carnegie Mellon University, has suggested that the competition to sell crack and other drugs, after a decade of unabated warfare among youthful dealers, has finally subsided. Many of the victors are, of course, still on the streets, peddling their wares. But the losers are no longer causing trouble for bigcity residents—they are, Blemstein says, dead or incarcerated. At the same time, a beefed-up criminal-justice system has taken many handguns off the streets and away from teenage predators. That explanation is fine, as far as it goes. But there is more to the story. Young people have reduced their involvement in a broad range of serious offenses, even in neighborhoods where crack has been virtually absent, and in types of illegal activities unrelated to crack. For example, hate crimes—usually committed by young people—have declined, too. In 1997, the FBI recorded an unprecedented decrease nationwide in assaults, threats, harassments, and vandalism based on hate or bias. And according to the Anti-Defamation League, since 1994 there has been a decline in anti-Semitic hate crimes, including those on college campuses, following a protracted period of increase through the 1980s and early 1990s. Consider another example. Northeastern University sociologist Benjamin Steiner and I have studied riots in which young people, in groups of 50 or more, looted, damaged property, and/or injured people. We have discovered that nationwide the number of such acts in urban high schools and colleges, J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 21 at concerts, or on city streets fell from 23 in the academic year 1990–91 to only nine in 1996–97. Moreover, most of the recent riots we documented could be regarded not as collective expressions of unbridled emotion, but as instrumental and rational acts of protest precipitated by a specific episode—for example, a perceived act of racism, an apparently unjustified arrest by the police, or budget cutbacks with a major impact on a certain group. In other words, even those few riots were not, for the most part, acts of senseless violence. Although this fact will provide no solace to those grieving in Littleton, violence in elementary and secondary schools is also in decline. Notwithstanding the several highly publicized cases, the American Association of School Administrators reports that violent deaths in schools nationwide fell last year by some 30 percent from 1997. According to a study conducted by the U.S. Department of Education, the number of shooting deaths at schools around the country decreased to 40 during the academic year 1997–98, compared with 55 in 1992–93. Even in the wake of last month’s tragedy in Colorado, the downward trend may well continue through 1999. It is worth noting that the recent spate of school shootings by teenagers has, by and large, occurred in rural, suburban, and small-town America— areas that the crack-cocaine wars hardly touched. dents what parents used to teach: to have empathy for victims, to control one’s anger, and to manage impulsive behavior. Finally, through athletics and other extracurricular programs, schools are increasingly providing what is lacking after the school day ends—adult supervision, guidance, and control. Schools are not the only institutions that have stepped forward to play guiding roles in children’s lives. Churches run athletics and gun–buy-back programs. Municipalities have beefed up funds for community policing, and residents have formed partnerships with police. In Boston, which is seen as a model in dealing with youth crime, 34 teenagers were arrested on murder charges in 1990—but the number dropped to three in 1998. During the same period, the city saw a proliferation of programs geared toward at-risk teenagers: the Thousand Black Men Basketball Mentoring Program, Teen Empowerment, Gang Peace, the Ten Point Coalition of urban ministers, the Boston Private Industry Council, Choice Through Education, Baker House, Summer of Opportunity, Operation Night Light, the Street Workers Program, Youth Violence Strike Force ... the list goes on. Some Localities Lack Resources A Grass-Roots Effort Paid Off The depth and breadth of the recent turnaround in teenage crime beg for an explanation that includes but goes beyond crack, zero-tolerance policing, gun control, and other important variables. That fuller explanation is that, in urban centers across the country, residents are re-establishing a sense of community as they begin to recognize that they can make a difference in the lives of local youths. At the grassroots level, parents, teachers, psychologists, religious and business leaders, social workers, college students, and police officials are working together to take the glamour out of destructive behavior and to provide constructive activities for after-school hours. Through myriad new programs, adults are giving inner-city teenagers what they have lacked for more than two decades—supervision, structure, guidance, and hope for the future. Schools have been at the center of effective community efforts to minimize teenage violence, often taking on responsibilities that families previously performed. More and more high-school principals have adopted a zero-tolerance policy regarding students who carry firearms to school. According to the Education Department, during the 1996–97 school year—the first in which such statistics were compiled—there were an astonishing 6,093 expulsions for firearm violations in schools around the country. In addition, by means of conflict-resolution programs built into the curriculum, many schools are teaching their stu- 22 Not all localities have accomplished as much. While cities such as Boston and New York have enjoyed great success fighting crime by youths and bringing down the associated murder rates, other cities—New Orleans, Baltimore, and Detroit among them—have fared less well. They are poorer, cannot afford to devote sufficient resources to law enforcement and social programs, and tend to regard crime as out of control and beyond grassroots intervention. New Orleans, for example, has a population close to that of Boston—both have about a half-million people. But New Orlean’s median household income is $18,000, little more than half of Boston’s $30,000. New Orleans has 1,302 police officers patrolling the streets, about half the number that Boston has. And New Orleans does not have nearly the number of youth-oriented community programs that Boston has. New Orleans’ murder rate—though improved somewhat from that of the early 1990s—was seven times as high as Boston’s last year. In Baltimore, where more than 300 people have been murdered in each of the past nine years, widespread poverty prevents companies in the city from generating enough summer jobs to keep most local teenagers busy. In contrast, thanks to a combination of public and private contributions, Boston provides in excess of 10,000 summer jobs for teenagers, more than twice Baltimore’s total—even though Baltimore’s population is roughly 150,000 more than Boston’s. UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 Similarly, unlike Boston, cities such as Detroit and New Orleans simply cannot afford to support a range of afterschool programs for teenagers between 2 P.M. and 7 P.M. Moreover, in many cities, when youngsters are expelled for carrying a weapon to school, they are likely to walk the streets unsupervised. Typically, Boston schools refer the students they expel for violence to the Public Schools Counseling and Intervention Center, an alternative school that last year alone worked with almost 6,000 youths. Neither criminologists nor municipalities pay appropriate heed to the effectiveness of civic programs. It is, after all, easier to focus on easily quantifiable phenomena— homicide rates, arrests on drug or firearm charges, the number of youths incarcerated, the number of police officers on the street—than it is to try to understand how much of a positive effect an army of involved parents and teachers and clerics and mentors can have. Police—who are invariably blamed when crime rates go up—are understandably quick to take most of the credit when those rates go down, even if OJJDP: Excellent Juvenile Justice Resources ... Juvenile Justice, “100th Anniversary of the Juvenile Court: 1899–1999” Issue (vol. 4, no. 2) Available online at ojjdp.ncjrs.org/pubs/general.html #178255, this issue of Juvenile Justice highlights the many reasons to celebrate the court’s centennial; describes its inception and traces its progress; looks at how its past will help direct its future; offers ways to put research to work for prevention; and introduces the OJJDP’s Juvenile Court Centennial Education Initiative, which has been designed to help revitalize the court and restore public confidence in the work of the juvenile justice system. Lead article by Judge J. Dean Lewis, past president of the National Council of Juvenile and Family Court Judges. Excellent companion piece to this VOL. 23 NO. 2 a range of other civic factors contribute substantially to the welcome trend. But law-and-order tunnel vision immensely underplays the value, and the potential, of civic activity. We can all take credit for civic programs that keep some children safer. But then we must all be concerned when, in locales lacking a sustained commitment to such programs or enough resources to support them, so many other children are left behind. Moreover, the mayhem of Littleton and similar locales reflects a sad paradox. Because nonurban communities have considered themselves largely immune from the plague of city violence, they haven’t organized the kind of preemptive civic programs that some metropolises were scared into starting within the past decade. If Littleton has startled the nation’s suburban and rural areas out of their complacency, then cities’ hard-won experience might benefit the United States as a whole. In city, town, and country, a stimulating place to go, a constructive thing to do, and family and friends to do it with are still our best insurance against youths becoming perpetrators, or victims, of violence. Update edition. To order and to join the Juvenile Justice Clearinghouse (JJC) mailing list, e-mail your request to [email protected]; write JJC, P.O. Box 600, Rockville, MD 20849-6000; or phone (800) 638-8736. Mention order number NCJ 178255. Giving Kids a Chance to Make a Better Choice: A Guide for Youth Advocates This user-friendly guide gives juvenile-justice practitioners, child advocates, and youth-serving organizations tools to engage communities in an exciting campaign mobilizing local and national support for the juvenile court’s rehabilitative approach. Ideas for events and activities included. For a free copy, call the Juvenile Court Centennial Initiative at (202) 637-0590; FAX (202) 347-0493; E-mail: [email protected]. J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 23 At the Supreme Court Three High Court cases that affirmed the constitutional rights of juvenile offenders and changed juvenile court proceedings Charles F. Williams Update on Law-Related Education, 23.2, 2000, pp. 24–26. © 2000 American Bar Association. L ess than 35 years ago, the rules and policies governing juvenile court proceedings remained rooted in “social welfare philosophy.” Hearings were deliberately “informal” and free of the due process protections accorded adult criminal defendants. The state was said to be acting as parens patria—as a kind of parent or guardian of the children within the juvenile court’s jurisdiction. The aim of the juvenile courts was not to assign criminal responsibility and punishment but to rehabilitate and protect the child. Juvenile court proceedings were supposed to be cooperative rather than adversarial. In theory, the hearings were civil, not criminal, in nature, and all the players—including the judge and the state—had the same paternalistic goal of helping the child. In practice, juvenile courts afforded children with fewer rights than adult courts accorded criminal defendants charged with committing the same acts. Kent v. United States In Kent v. United States, 383 U.S. 541 (1966), the Supreme Court was confronted with the case of 16-year-old Morris A. Kent, Jr., who, after being “waived” into adult court in the District of Columbia, was tried and conCharles F. Williams is editor of Preview of U.S. Supreme Court Cases, a publication of the ABA Division for Public Education in Chicago. 24 victed on six counts of housebreaking and robbery and acquitted on two rape counts by reason of insanity. Like juvenile courts in other states, the D.C. Juvenile Court had procedures in place that allowed it to “waive” its jurisdiction over serious juvenile offenders and send them to adult court so that they could be prosecuted and punished as adults. So, facing a sentence of up to 90 years in adult prison, as opposed to a maximum of five years’ juvenile detention, Kent challenged the adequacy of the procedures the D.C. Juvenile Court had followed in determining that he was not amenable to treatment as a juvenile and had to be tried as an adult. Writing for the Supreme Court, Justice Abe Fortas agreed at the outset that the law envisioned the state’s role as one of parens patriae rather than one of prosecuting attorney and judge. “But,” he added, “the admonition to function in a ‘parental’ relationship is not an invitation to procedural arbitrariness.” After reviewing the record in Kent’s case, Fortas declared that the juvenile court’s order waiving him to adult court was invalid: the juvenile court’s procedures had violated Kent’s rights under the District of Columbia’s own Juvenile Court Act. Fortas reasoned that, before Kent could properly be waived to adult court, he had a statutory right to “a hearing, including access by his counsel to the social UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e records and probation or similar reports which presumably are considered by the court, and to a statement of reasons for the Juvenile Court’s decision.” “We believe,” Fortas wrote, “that this result is required by the [D.C. Juvenile Court] statute, read in the context of constitutional principles relating to due process and the assistance of counsel.” Thus, Fortas suggested, although the Supreme Court was deciding Kent’s case on the basis of the statutory rights guaranteed to juveniles by statute in the District of Columbia, the Constitution itself also might require procedures beyond those typically accorded juveniles in other waiver proceedings around the country. Fortas noted, for example, that there was no indication that “the denial of rights available to adults was offset, mitigated or explained by action of the Government, as parens patriae, evidencing the special solicitude for juveniles commanded by the Juvenile Court Act.” And he cautioned: While there can be no doubt of the original laudable purpose of juvenile courts, studies and critiques in recent years raise serious questions as to whether actual performance measures well enough against theoretical purpose to make tolerable the immunity of the process from the reach of constitutional guaranties applicable to adults. There is much evidence that VOL. 23 NO. 2 some juvenile courts, including that of the District of Columbia, lack the personnel, facilities and techniques to perform adequately as representatives of the State in a parens patriae capacity, at least with respect to children charged with law violation. There is evidence, in fact, that there may be grounds for concern that the child receives the worst of both worlds: that he gets neither the protections accorded to adults nor the solicitous care and regenerative treatment postulated for children. Still, Kent cannot be described as more than a strong warning that the Fourteenth Amendment’s due process clause might apply to juveniles facing the prospect of being committed to a state institution. A year later, however, this holding was made explicit. The case was In re Gault, 387 U.S. 1 (1967), and once again, the author was Justice Fortas. In Re Gault Gerald Gault was 15 years old when he was charged with making “lewd telephone calls,” which Justice Fortas later described as being “of the irritatingly offensive, adolescent, sex variety.” At the time, Gerald was still subject to a six months’ probation order stemming from his having been in the company of another boy who had stolen a wallet from a woman’s purse. What happened next seemed to confirm Justice Fortas’s worst fears about the consequences of the juvenile courts’ studied informality. Gerald’s neighbor, “Mrs. Cook,” phoned the police to complain about the obscene call. When Gerald was picked up and taken to the Detention Home, his mother and father were both at work. No steps were taken to advise them that their son had been seized. When “Officer Flagg,” the deputy probation officer (who was also superintendent of the Detention Home), filed a delinquency petition with the court, it was not served on the Gaults. VOL. 23 NO. 2 The petition in any event made no reference to the factual basis for the judicial action it was initiating. It stated only that “said minor is under the age of eighteen years, and is in need of the protection of this Honorable Court; [and that] said minor is a delinquent minor.” The complaining neighbor, Mrs. Cook, did not attend the hearing regarding “the care and custody of said minor.” No one was sworn at this hearing, and no transcript, recording, or memorandum of the proceeding was prepared, leading to later disputes over whether Gerald had made any incriminating statements in response to the judge’s questions. At the conclusion of the hearing, the judge simply said that he would “think about it.” Gerald was taken back to the Detention Home. On June 11 or 12, after having been detained since June 8, Gerald was released and driven home. There was never any explanation of why he was kept in the Detention Home nor any explanation of why he was released. But at 5 P.M. on the day of Gerald’s release, Mrs. Gault received a note from Officer Flagg. It was on plain paper, not letterhead, and consisted of the following sentence: Mrs. Gault: Judge McGhee has set Monday June 15, 1964 at 11:00 A.M. as the date and time for further Hearings on Gerald’s delinquency /s/Flagg On June 15, Mrs. Cook once again was not present at the hearing. Gerald Gault’s mother asked that Mrs. Cook be present “so she could see which boy that done the talking, the dirty talking over the phone.” The juvenile judge responded that “she didn’t have to be present at that hearing.” The judge never once spoke or communicated with Mrs. Cook. A “referral report” written by the probation officers was then filed with the court, but it was never disclosed to Gerald or his parents. When this second “hearing” had ended, the juvenile court judge simply declared Gerald a juvenile delinquent and committed him to reform school for six years. Under Arizona law, an adult charged with the same crime would have been subject to a fine of between $5 and $50, or imprisonment for not more than two months. Gerald’s parents challenged the constitutionality of both the Arizona Juvenile Code and the procedure that was used in their son’s case. The state Supreme Court agreed with the Gaults that the Constitution’s due process guarantees apply to juvenile delinquency proceedings, but it also held that the Arizona Juvenile Code “impliedly” implemented the “due process concept,” and that due process was not offended by any of the procedures that lead to Gault’s commitment. Justice Fortas disagreed and for the first time flatly declared that, under the Fourteenth Amendment, a juvenile who faces proceedings that might result in his confinement has constitutional rights • to notice of the exact charges against him (and to have this notice provided to his parents as well) • to counsel (and the right to have counsel appointed if his parents cannot afford to hire one) • to confront and cross-examine the witnesses against him • to the privilege against self-incrimination (and the right to be informed of this privilege) In the 1970s, the Supreme Court proceeded to answer some of the lingering procedural questions left open by Gault. Yes, juveniles must be proven guilty of a delinquent act “beyond a reasonable doubt” rather than by the less challenging “preponderance of the evidence” standard applicable in civil trials, said In re Winship, 397 U.S. 385 (1970). But no, juveniles do not have a constitutional right to a trial by jury, said McKeiver v. Pennsylvania, 403 U.S. 528 (1971). Still, it did not seem likely that any juvenile justice case could rival Gault J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 25 in sheer drama until, in the late 1980s, one did. Thompson v. Oklahoma The case was captioned Thompson v. Oklahoma, 487 U.S. 815 (1988), and the question was one of life or death. William Wayne Thompson was 15 years old when he brutally murdered his former brother-in-law, Charles Keene. His motive was Keene’s abuse of Thompson’s sister. His method was to shoot Keene in the head, cut his throat, and throw him in the river. Thompson was waived into adult court, where he was convicted and sentenced to death. The Court of Criminal Appeals of Oklahoma affirmed. In the Supreme Court, Justice O’Connor’s concurrence, combined with an opinion by Justice Stevens that was joined by Justices Brennan, Marshall, and Blackmun, formed a bare plurality to reverse on the grounds that the “cruel and unusual punishment” clause of the Eighth Amendment prohibits the execution of a person who was under 16 years of age at the time of his or her offense. The vote was close, and Justice Kennedy did not participate in the case. A year later, in Stanford v. Kentucky, 492 U.S. 361 (1989), Justices Kennedy and O’Connor demonstrated why they are referred to as the Court’s “swing votes.” Both justices left Justices Brennan, Marshall, Blackmun, and Stevens alone in dissent as the Court affirmed a death sentence meted out to a juvenile who was 17 years old when he committed murder in Kentucky. Writing for the Court, Justice Scalia concluded that the imposition of capital punishment on an individual for a crime committed at 16 or 17 years of age does not constitute cruel and unusual punishment under the Eighth Amendment. With this decision, the Supreme Court ended three decades of wrestling with juvenile justice issues, leaving the area relatively settled—at least in the appeals courts—in the 1990s. Does the Juvenile Death Penalty Violate International Law? In the decade since the Supreme Court’s 1989 decision in Stanford v. Kentucky, desperate defense attorneys have raised numerous arguments in the hope of persuading the Supreme Court to reconsider the constitutionality of the death penalty for 16- and 17-year-olds. So far none has survived appeal in either state or federal court. Perhaps recognizing these long odds, the counsel for one juvenile on Nevada’s death row tried a new tack on behalf of his young client: international law. The public defender representing Michael Domingues realized that a human rights treaty the United States had just ratified in June 1992—the International Covenant on Civil and Political Rights—states that the “sentence of death shall not be imposed for crimes committed by persons below eighteen years of age. ...” Yet Domingues had been sentenced to die for a double murder that he committed at the age of 16. Therefore, the public defender argued, since international treaties take priority over state law, Domingues’s sentence was illegal. The state defended the death sentence in Domingues’s case by pointing to a “reservation” to the International Covenant made by the U.S. Senate that purported to “reserve” the states’ rights to execute juvenile offenders despite the treaty. Domingues countered that this reservation was itself illegal. In Domingues v. State, P.2d 1279 (1998), the Nevada Supreme Court decided by a narrow 3-2 vote that the Senate’s reservation did permit Domingues’s execution. 26 Domingues then petitioned the U.S. Supreme Court for certiorari. He argued that the Court should review the Nevada courts’ opinions, which he said erred in concluding that the Senate’s reservation permitted his execution. He argued, among other things, that Nothing in the Constitutional structure suggests that the Senate can simply pick and choose among the provisions of a proffered treaty, and “consent” to only those it likes. This would allow the Senate to exercise, in effect, a “line-item veto” over the treaty provisions and thus “ratify” a treaty that is materially different from the one negotiated with, and accepted by, multiple treaty partners. This is a legislative usurpation of the president’s powers, and it is particularly offensive when, as here, the treaty itself prohibits derogation from the very article the Senate places a “reservation” upon. Domingues also argued that a “continued toleration of the execution of children would place the United States in the company of only a small number of rogue countries that have carried out executions of children in the past fifteen years.” He stressed that only eight countries have carried out such executions: Bangladesh, Iran, Iraq, Nigeria, Pakistan, Saudi Arabia, Yemen, and the United States. Many juvenile justice and antideath penalty advocates were hopeful that Domingues might persuade the Supreme Court to hear his case. But on Monday, November 1, 1999, the Court denied certiorari, leaving Domingues to continue his wait on death row. UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 A Close Look at Stanford v. Kentucky Excerpts from the opinion of the Supreme Court delivered by Justice Scalia Update on Law-Related Education, 23.2, 2000, pp. 27–28. © 2000 American Bar Association. These two consolidated cases require us to decide whether the imposition of capital punishment on an individual for a crime committed at 16 or 17 years of age constitutes cruel and unusual punishment under the Eighth Amendment. The first case, No. 87-5765, involves the shooting death of 20-year-old Barbel Poore in Jefferson County, Kentucky. Petitioner Kevin Stanford committed the murder on January 7, 1981, when he was approximately 17 years and 4 months of age. Stanford and his accomplice repeatedly raped and sodomized Poore during and after their commission of a robbery at a gas station where she worked as an attendant. They then drove her to a secluded area near the station, where Stanford shot her pointblank in the face and then in the back of her head. ... Stressing the seriousness of petitioner’s offenses and the unsuccessful attempts of the juvenile system to treat him for numerous instances of past delinquency, the juvenile court found certification for trial as an adult to be in the best interest of petitioner and the community. Stanford was convicted of murder, first-degree sodomy, first-degree robbery, and receiving stolen property and was sentenced to death and 45 years in prison. The Kentucky Supreme Court affirmed the death sentence, rejecting Stanford’s “deman[d] that he has a constitutional right to treatment.” 734 S.W.2d at 792. Finding that the record clearly demonstrated that “there was no program or treatment appropriate for the appellant in the juvenile justice system,” the court held that the juvenile court did not err in certifying petitioner for trial as an adult. The court also stated that petitioner’s age and the possibility that he might be rehabilitated were mitigating factors appropriately left to the consideration of the jury that tried him. ... The second case before us today, No. 87-6026, involves the stabbing death of Nancy Allen, a 26-year-old mother of two who was working behind the sales counter of the convenience store she and David Allen owned and operated in Avondale, Missouri. Petitioner Heath Wilkins committed the murder on July 27, 1985, when he was approximately 16 years and 6 months of age. The record reflects that Wilkins’s plan was to rob the store and murder “whoever was behind the counter” because “a dead person can’t talk.” While Wilkins’s accomplice, Patrick Stevens, held Allen, Wilkins VOL. 23 NO. 2 stabbed her, causing her to fall to the floor. When Stevens had trouble operating the cash register, Allen spoke up to assist him, leading Wilkins to stab her three more times in her chest. Two of these wounds penetrated the victim’s heart. When Allen began to beg for her life, Wilkins stabbed her four more times in the neck, opening her carotid artery. After helping themselves to liquor, cigarettes, rolling papers, and approximately $450 in cash and checks, Wilkins and Stevens left Allen to die on the floor. ... The thrust of both Wilkins’s and Stanford’s arguments is that imposition of the death penalty on those who were juveniles when they committed their crimes falls within the Eighth Amendment’s prohibition against “cruel and unusual punishments.” Wilkins would have us define juveniles as individuals 16 years of age and under; Stanford would draw the line at 17. Neither petitioner asserts that his sentence constitutes one of “those modes or acts of punishment that had been considered cruel and unusual at the time that the Bill of Rights was adopted.” ... Nor could they support such a contention. At that time, the common law set the rebuttable presumption of incapacity to commit any felony at the age of 14, and theoretically permitted capital punishment to be imposed on anyone over the age of 7. ... In accordance with the standards of this common law tradition, at least 281 offenders under the age of 18 have been executed in this country, and at least 126 under the age of 17. Thus, petitioners are left to argue that their punishment is contrary to the “evolving standards of decency that mark the progress of a maturing society. ...” They are correct in asserting that this Court has “not confined the prohibition embodied in the Eighth Amendment to ‘barbarous’ methods that were generally outlawed in the 18th century,” but instead has interpreted the Amendment “in a flexible and dynamic manner.” ... In determining what standards have “evolved,” however, we have looked not to our own conceptions of decency, but to those of modern American society as a whole. ... As we have said, Eighth Amendment judgments should not be, or appear to be, merely the subjective views of individual Justices; judgment should be informed by objective factors to the maximum possible extent. ... J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 27 This approach is dictated both by the language of the Amendment—which proscribes only those punishments that are both “cruel and unusual”—and by the “deference we owe to the decisions of the state legislatures under our federal system.” ... Of the 37 States whose laws permit capital punishment, 15 decline to impose it upon 16-year-old offenders and 12 decline to impose it on 17-year-old offenders. This does not establish the degree of national consensus this Court has previously thought sufficient to label a particular punishment cruel and unusual. ... To be sure, the absence of a federal death penalty for 16or 17-year-olds (if it existed) might be evidence that there is no national consensus in favor of such punishment. It is not the burden of Kentucky and Missouri, however, to establish a national consensus approving what their citizens have voted to do; rather, it is the “heavy burden” of petitioners ... to establish a national consensus against it. As far as the primary and most reliable indication of consensus is concerned—the pattern of enacted laws—petitioners have failed to carry that burden. ... Wilkins and Stanford argue, however, that even if the laws themselves do not establish a settled consensus, the application of the laws does. That contemporary society views capital punishment of 16- and 17-year-old offenders as inappropriate is demonstrated, they say, by the reluctance of juries to impose, and prosecutors to seek, such sentences. ... Granted, however, that a substantial discrepancy exists, that does not establish the requisite proposition that the death sentence for offenders under 18 is categorically unacceptable to prosecutors and juries. To the contrary, it is not only possible, but overwhelmingly probable, that the very considerations which induce petitioners and their supporters to believe that death should never be imposed on offenders under 18 cause prosecutors and juries to believe that it should rarely be imposed. This last point suggests why there is also no relevance to the laws cited by petitioners and their amici which set 18 or more as the legal age for engaging in various activities, ranging from driving to drinking alcoholic beverages to voting. ... These laws set the appropriate ages for the operation of a system that makes its determinations in gross, and that does not conduct individualized maturity tests for each driver, drinker, or voter. The criminal justice system, however, does provide individualized testing. In the realm of capital punishment in particular, “individualized consideration [is] a constitutional requirement” ... and one of the individualized mitigating factors that sentencers must be permitted to consider is the defendant’s age. ... The application of this particularized system to the petitioners can be declared constitutionally inadequate only if there is a consensus, not that 17 or 18 is the age at which most persons, 28 or even almost all persons, achieve sufficient maturity to be held fully responsible for murder; but that 17 or 18 is the age before which no one can reasonably be held fully responsible. ... Having failed to establish a consensus against capital punishment for 16- and 17-year-old offenders through state and federal statutes and the behavior of prosecutors and juries, petitioners seek to demonstrate it through other indicia, including public opinion polls, the views of interest groups, and the positions adopted by various professional associations. We decline the invitation to rest constitutional law upon such uncertain foundations. ... We also reject petitioners’ argument that we should invalidate capital punishment of 16- and 17-year-old offenders on the ground that it fails to serve the legitimate goals of penology. According to petitioners, it fails to deter because juveniles, possessing less developed cognitive skills than adults, are less likely to fear death; and it fails to exact just retribution because juveniles, being less mature and responsible, are also less morally blameworthy. In support of these claims, petitioners and their supporting amici marshall an array of socioscientific evidence concerning the psychological and emotional development of 16- and 17-year-olds. ... But as the adjective “socioscientific” suggests (and insofar as evaluation of moral responsibility is concerned perhaps the adjective “ethicoscientific” would be more apt), it is not demonstrable that no 16-year-old is “adequately responsible” or significantly deterred. It is rational, even if mistaken, to think the contrary. The battle must be fought, then, on the field of the Eighth Amendment; and, in that struggle, socioscientific, ethicoscientific, or even purely scientific evidence is not an available weapon. The punishment is either “cruel and unusual” (i.e., society has set its face against it) or it is not. The audience for these arguments, in other words, is not this Court, but the citizenry of the United States. It is they, not we, who must be persuaded. For, as we stated earlier, our job is to identify the “evolving standards of decency”; to determine not what they should be, but what they are. We have no power under the Eighth Amendment to substitute our belief in the scientific evidence for the society’s apparent skepticism. ... We discern neither a historical nor a modern societal consensus forbidding the imposition of capital punishment on any person who murders at 16 or 17 years of age. Accordingly, we conclude that such punishment does not offend the Eighth Amendment’s prohibition against cruel and unusual punishment. The judgments of the Supreme Court of Kentucky and the Supreme Court of Missouri are therefore Affirmed. UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 From the Bench Juvenile Courts: How and Why They Have Changed Update on Law-Related Education, 23.2, 2000, pp. 29–30. © 2000 American Bar Association. In my many years as a judge, the biggest change I’ve seen in the juvenile court is the rise in serious violent, deadly crime among juveniles, with some involving the use of firearms. Years ago, typical crimes included shoplifting and joyriding. Now we have drive-by shootings. Yet the juvenile court remains a special place. Far more so than the adult system, it allows great flexibility in reaching out to juveniles and their parents for rehabilitation and services. I enjoy working with the young people who come through the court and seeing them mature and become responsible people. I also very much enjoy working with the staff and volunteers—the adults who have great enthusiasm for helping juveniles and who strongly believe in youth, which is why they are committed to juvenile justice. My two goals are to start a drug court within our juvenile court with a very active outreach to all of our county’s schools, and to partner with the schools to improve the justice system and student understanding of it. —Hon. Heather Van Nuys, Superior Court Judge, Yakima, Washington During the last decade, the perception of youth violence has dominated the juvenile justice scene. Virtually every state in the country and the District of Columbia have revisited and revised their juvenile codes to facilitate trying children as adults. There is a danger that we have succumbed to legislation by anecdote, as legislators and policymakers react to highly publicized reports of notorious cases. This process has endangered the delinquency jurisdiction and, perhaps, the future of the juvenile court. In reality, while violent juvenile crime justifiably remains a paramount concern, Justice Department figures indicate that the rate of violent juvenile offending peaked in 1994 and has declined steadily since then. In addition, allegations of violent juvenile crime constitute a small percentage of the cases in our juvenile and family courts. Unfortunately, as transfer or waiver cases become the lens through which the public views the court, we lose focus on other VOL. 23 NO. 2 cases that are within the jurisdiction of the court. These matters include abuse and neglect cases, perhaps our most important responsibility, status offense cases, and property crimes. I acknowledge the need to improve the juvenile court system. Recent ABA studies such as Children at Risk and A Call to Justice have documented concerns about the quality of legal advocacy and judicial training. We can still deliver on the vision of the Supreme Court in In re Gault if we address such problems and realize that a viable juvenile court is an essential component of an effective violenceprevention and public-safety program. Experience has shown that recidivism among juvenile offenders has been reduced in states where juvenile court systems and socialservice and youth-correctional systems are adequately supported. The juvenile court is the only venue in which there is even a pretext of discussing prevention and treatment. Public safety will be compromised if we abolish the juvenile court system. With the goal of ensuring that all the children and families in our state receive equal justice before the juvenile courts and have their cases prioritized, Massachusetts in 1992 decided to create a statewide juvenile court. This entailed hiring 21 new juvenile court judges, creating a specialized statewide juvenile court, and hiring specialized probation and support staff. I have enjoyed the opportunity to attempt to empower the children and families who appear before me. I also try to persuade state and social service agencies to collaborate and share very limited resources. At the end of the day, it is very important to me that the people who have appeared in my court feel as if they have been heard. —Hon. Jay Blitzman, Associate Justice, Trial Court of Massachusetts, Juvenile Court Department Most often in the past, few public issues involved the juvenile court, so that it was viewed as working in relative obscurity. Now high-profile crime and violence among juveniles, and the public’s punitive response, have brought the court under more J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 29 scrutiny. The result is that it has become a more integral part of the community rather than the isolated institution it was once thought to be. Today, we in the court realize that we don’t have all the answers—that what we really need to be is a catalyst and source of services for our young people. So we’ve reached out to social-service agencies and the religious and educational communities to work with us to help youth overcome difficulties. This has helped the court to be a better court and the community to respond better to young people’s needs. Abolishing the juvenile court is absolutely the wrong step to take. Today, it’s needed more than ever, for several reasons. First, clearly a lot of young people are violating the law, and despite those unique cases that shock us, most youth who enter the court system are salvageable if we can furnish them with the proper intervention. Also, the court provides the only stability in the lives of many youth, and it gives them many needed services to which it is the only connecting mechanism. To me, the most gratifying feeling is to have actually made a difference in someone’s life. I’ve been involved in the justice system for a number of years. My experience in juvenile court has provided me with the opportunity for that feeling more than any other court I have ever been in, including the one now. —Hon. William Hibbler, U.S. District Court Judge, Northern District of Illinois While there has been a long history of discussion in Colorado as to whether there should be a juvenile court, operations have remained very similar. There has been no major move to do away with juvenile court as it has existed in my 20 years as a judge. On the other hand, the juvenile system is the focus of much public interest, so that key issues involving it have changed along with the public’s special concerns. For example, every conference I attended in the 1970s stressed the importance of identifying and treating juveniles with learning abilities because of the huge perceived—and well-supported—connection between delinquency and antisocial behavior. This discussion has disappeared—I haven’t heard a reference to it in probably 15 years. By contrast, a conference I attended in February emphasized cooccurring disorders—juveniles with both substance-abuse and mental-health problems, for example. And drug courts are a big deal today. In January, I attended a conference in Phoenix where 1,200 people came together from all around the United States to discuss nothing but drug courts. One reason for the huge current push for them is that’s where federal dollars are. In Colorado, drug courts actually started in the adult 30 system and found their way into the juvenile system in the last two to three years. I run the one in Denver. In the past 20 years, early permanency planning is where there’s been a major shift in child-abuse cases. Juveniles used to remain in foster homes for five to seven years; now, the juvenile court no longer has that time frame to work in. In the area of dependency and neglect, kids are being pushed through the system much faster. However, the biggest shift I’ve seen in juvenile court during my time on the bench is an outgrowth of the nation’s change in recent years to a more conservative law-and-order approach— more violent juvenile offenders are being waived to the adult system. There are two ways juveniles can end up there: by the prosecution directly filing in adult court or by the juvenile court judge being asked to waive the case to the adult system. Colorado has both systems, and their use was once balanced. Things changed in the late 80s with the growth of violent juvenile crime. In 1989 alone, for example, I had more cases involving shootings than in the previous nine years combined. In an uncommonly fast response to the public’s “law-and-order” agenda, the Colorado legislature changed the law just four years later so that today the district attorney can directly file most cases I once had the authority to transfer. This takes away the juvenile court’s open forum, where both sides are heard from, so that no social information on the juvenile is considered. Only the police report is used, and the decision to waiver is based solely on the crime charged. Yet I still think that teens are different from adults and that society continues to have a custodial oversight interest in helping them grow up properly. Handling juvenile offenders involves more than just responding to the crimes they commit; it requires a different expertise and focus. The juvenile court’s work is of the highest importance to society as a whole because, through it, we can affect and influence people’s lives with decisions that have far-reaching effects. The juvenile court holds out hope that people’s lives can get better. This is a real challenge, and it makes for interesting work. The families that come through my court are just people who have fallen on hard times. The drug court especially helps these families see their way successfully through them. I have tried to make a difference by being good at what I do and by striving to treat every family and each of its members with the respect I’d want to have shown to me. —Hon. Dana Wakefield, Denver Juvenile Court UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 The LRE Alternative: Can It Replace Formal Court? Kentucky reports on its LRE program and results. Deborah Williamson Update on Law-Related Education, 23.2, 2000, pp. 31–33. © 2000 American Bar Association. In keeping with the overarching philosophy of juvenile court, and earnestly seeking to deter young clients from further involvement in the juvenile justice system, the nation’s juvenile justice professionals scramble for the latest information regarding delinquency prevention research. When Sherman et al. (1998) released Preventing Crime: What Works, What Doesn’t, What’s Promising, staff at the Kentucky Administrative Office of the Courts’ Department of Juvenile Services were nothing short of elated. After rigorous evaluation of several crime prevention assistance programs funded by the U.S. Department of Justice, Sherman et al. (1998: 6–7) noted that programs that incorporate discussion and classification of norms for appropriate behavior through rules, reinforcement of positive behavior, and social competency building such as problem solving are likely to prevent crime or positively impact the risk factors associated with crime. Kentucky’s court-sponsored law-related education program places heavy emphasis on citizenship in a constitutional democracy (norms) and provides incentives for young people to continue to contribute to society (positive reinforcement) and activities that strengthen the ability to think abstractly, reflectively, critically, and flexibly (problem solving) (see also Hawkins 1992; Wright 1994). The purpose of this article is twofold: to describe the use of law-related education as an alternative to formal court in Kentucky’s juvenile justice system, and to encourage practitioners in similar settings to pilot a law-related education program. The article begins with a discussion of the Kentucky intake and diversion program, moves to a brief discussion of the state’s participation in the national law-related/juvenile justice initiative and outline of the diversion program model, highlights a culminating service learning project, and concludes by presenting findings from a current external evaluation. Court-Designated Worker Program In 1986, in an attempt to divert increasing numbers of minor offenders from the formal court process, the Ken- tucky General Assembly provided funds for the creation of a statewide Court Designated Worker (CDW) Program (Clary and Isaacs 1991). Under the direction of the Administrative Offices of the Courts’ Department of Juvenile Services, CDWs provide intake and diversion services for the Kentucky Court of Justice. In this capacity, CDWs process public (delinquent or criminal) and status (beyond parental control, truancy, and runaway) complaints on individuals under 18 years of age. Uniform criteria, based on American Bar Association standards, determine which juveniles must appear before the juvenile division of District Court, and which are eligible for informal processing in the CDW Program. Juveniles who are involved in relatively minor offenses, such as shoplifting or harassment, are typically eligible for informal processing and may voluntarily enter diversion agreements with a CDW. A diversion agreement is a contract that is negotiated between the CDW and the juvenile to resolve a complaint. The goals of the diversion program include accountability, deterrence, and education. A formal diversion typically includes conditions such as victim restitution, community services to nonprofit entities, drug/alcohol assessments, counseling, and educational workshop attendance. Emphasis is placed on connecting (and sometimes reconnecting) juveniles to a host of community entities; hence, when the diversion program jurisdiction ends, additional safeguards are readily available. CDWs monitor each case, ensuring a juvenile’s compliance with the conditions set forth in the diversion contract. By statute, a juvenile has up to six months to complete the terms of diversion. In cases in which the youth has successfully completed all of the specified terms, the CDW dismisses the originating charge. Cases of noncompliance are referred to formal court for disposition. In 1998, 17,142 cases were diverted by CDWs, and 86 percent of those juveniles successfully completed their diversion contracts. LRE Introduced Deborah Williamson is the general manager of the Division of Youth, Families, and Community Services at the Kentucky Administrative Office of the Courts in Frankfort. VOL. 23 NO. 2 A successful diversion program must be substantive and requires that the CDW be adept at marshaling local resources, which in many geographic areas of the state are J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 31 scant, creative, and energetic (the latter is particularly difficult as CDWs are statutorily mandated to provide 24-hour on-call service to law enforcement). In 1990, when the Kentucky courts became aware of the National Law-Related Education/Juvenile Justice Initiative sponsored by the Office of Juvenile Justice and Delinquency Prevention, CDWs and their program administrators literally jumped at the chance to become involved in the initiative. Field-tested curricular materials, training, and follow-up technical assistance were being offered to juvenile justice agencies free of charge. With assistance from Street Law, Inc., the Center for Civic Education, and the American Bar Association, the CDW Program embarked on a pilot law-related education program. Twelve of the state’s 116 CDWs were trained to utilize law-related education curricular materials, interactive teaching strategies, proper use of legal resource persons, and basic evaluation instruments with the first-time offender population. The program format established during this pilot phase continues to be utilized to date, and new CDWs are provided with intensive law-related education training each year. A typical program commences with an orientation and pretest of the participant’s knowledge level of the legal system. Parents are frequently invited to participate in the orientation, thereby gaining their support and confidence in the endeavor. Again, lessons emphasize social norms and include topics such as rules, authority, justice, responsibility, family law, environmental law, community issues, and Court-designated workers and resource persons in an Administrative Office of the Courts law-related education training program. 32 Mock mediation tournament showcase in Kentucky— Shelby West, the winning school. conflict resolution. A traditional lecture format is not employed; rather, emphasis is placed on active learning and skill building. Legal resource persons from the youth’s community assist in facilitating small-group discussions, role playing, critiquing participant responses to the various activities, and/or assisting with the program’s culminating service learning activity. Posttests are used as evaluation tools during the final week of the program. Finally, in order to provide positive reinforcement for a job well done, juvenile participants are frequently recognized during culminating ceremonies, typically attended by parents, judges, and the legal resource persons serving the program. The event is designed not only to congratulate the participants for completing the program, but in many instances to formally recognize them for contributions to the community via the service learning component. The community’s gratitude provides an incentive for ongoing participation. Service learning projects range in duration and scope and attempt to provide juveniles with the opportunity to apply knowledge gained via the law-related education program to real-life situations (see ASLER 1994; Furco 1996). One example of a service learning project is found in a diversion program in southwestern Kentucky, where participants recently opted to address the issue of date rape as their service learning project. The participants are designing a date rape prevention board (Youth in Service 1999). Essentially, the prevention board simplifies language contained in the UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 Kentucky Revised Statutes, enabling young people to understand the law regarding sexual offenses. The board also contains state date rape statistics, crisis hotline telephone numbers, and support center information. The CDW facilitating the program intends to hang the board in area high schools and local malls. In short, juveniles formally charged with criminal mischief, minor assault, and harassment are now engaging in activities that benefit an entire community. References Research Briefs Clary, S., and P. Isaac. Kentucky Juvenile Law. Cleveland, Ohio: Banks Baldwin Publishing, 1991. Vignettes highlighting successful program outcomes abound, but what about scientific evaluation? Is law-related education truly effective and worthy of the expenditure of valuable time and money? Kentucky’s law-related education initiative utilizes a variety of programs in both court alternative and school-based settings. Since the program’s inception in Kentucky in 1990, numerous evaluations lend strong support to the merits of the law-related education in both alternative and school-based settings and suggest that policy makers and founders give serious consideration to the endeavor (see Fox, Minor, and Pelkey 1994; Knepper 1994; Wells and Minor 1997; Williamson et al. 1999). Examples of programs that have undergone evaluation include Street Law Court Alternative Program, peer mediation, teen court, and Teens, Crime, and Community. Teens, Crime, and Community, developed by the National Crime Prevention Council and Street Law, Inc., is designed to prevent young people from becoming victims or perpetrators of crime. One recent evaluation revealed that this program promoted positive changes in the area of resiliency, i.e., social competence, problem-solving skills, and a sense of autonomy (Scharf et al. 1999). The authors note that “... feedback from the participants and other informants, regarding community service projects, exposure of justice officials to the students, and similar activities, strongly supports the view that this is an excellent vehicle to build a greater sense of community and alliance between the students and established social systems” (Scharf et al. 7). In Kentucky and elsewhere, when properly implemented, law-related education helps young people avoid delinquent behavior and develop the knowledge, skills, and attitudes for effective citizenship. As the law-related education/juvenile justice initiative approaches its 10th anniversary, Youth for Justice will once again afford the opportunity for state juvenile justice agencies to pilot a program. (Youth for Justice sponsors law-related education in alternative settings and is comprised of five national organizations: the American Bar Association, Center for Civic Education, Constitutional Rights Foundation, Street Law, Inc., and Phi Alpha Delta Public Service Center.) Juvenile jus- VOL. 23 NO. 2 tice program administrators and practitioners have very little to lose and much to gain by accepting the invitation to cultivate the system’s citizens of tomorrow. Association for Service-Learning in Education Reform. “Partial List of Experiential Learning Terms and Their Definitions.” Raleigh, N.C.: National Society for Experiential Education, 1994. Fox, J., K. Minor, and W. Pelkey. “The Relationship Between Law Related Education Diversion and Juvenile Offenders’ Social- and Self-Perceptions.” American Journal of Criminology 19 (1994): 61–77. Hawkins, D. The Social Development Strategy: Building Protective Factors in Your Community. Seattle: Developmental Research and Programs, Inc., 1992. Knepper, P. Attitudinal Change Among Teen Court Participants. Frankfort, Ky.: Administrative Office of the Courts, 1994. Scharf, S., A. Martin, and R. Katz. Final Report: Teens, Crime, and Community Program Evaluation. Morehead, Ky.: Morehead State University, 1999. Sherman, L., D. Gottfredson, D. Mackenzie, J. Eck, P. Reuter, and S. Bushway. Preventing Crime: What Works, What Doesn’t, What’s Promising. Washington, D.C.: National Institute of Justice, 1998. Wells, J., and K. Minor. An Evaluation of Kentucky’s 1996–97 Teen Court Program. Frankfort, Ky.: Administrative Office of the Courts, 1997. Williamson, D., D. Warner, P. Sanders, and P. Knepper. “We Can Work It Out: Teaching Conflict Management Through Peer Mediation.” Social Work in Education 21 (1999): 89–96. Wright, N. “From Risk to Resiliency: The Role of Law Related Education.” In D. Williamson, K. Minor, and J. Fox, eds., Law Related Education and Juvenile Justice: Promoting Citizenship Among Juvenile Offenders. Springfield, Ill.: Charles C. Thomas Publisher, Ltd., 1997. Youth in Service. National Bulletin on the Teens, Crime, and Community Program. Washington, D.C.: Street Law, Inc., and National Crime Prevention Council, 1999. J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 33 Youth Court: An Alternative to Juvenile Court? Why and how youth courts are on the rise Michelle E. Heward Update on Law-Related Education, 23.2, 2000, pp. 34–36. © 2000 American Bar Association. Aggravated assault, drive-by shootings, aggravated robbery, murder. As a result of youth involvement in these offenses, society cries out for more protection from violent youthful offenders. As legislatures change waiver statutes across the country, youth are being transferred into the adult system in unprecedented numbers. At the same time, while serving a different population, youth courts have experienced large increases in numbers. This article will discuss why youth courts have enjoyed such an explosion in popularity, whether youth courts are displacing juvenile courts, and whether the rise in the popularity of youth courts is related to the changes in the juvenile justice system. Youth courts (also called teen and peer courts) are dispositional alternatives to the juvenile justice system in which trained youth volunteers hold youthful offenders accountable for their wrongful actions. Youth courts are as different as the communities they serve. Some courts look much like an adult court with youth filling all of the positions, others have youth juries that advise an adult judge of a recommended disposition, and still others have a panel of youth judges who make a sentencing decision. Youth courts may be school based, community based, or a combination of both. Most youth courts are dispositional, handling only those cases in which the youth has admitted the offense. A few, like the Anchorage, Alaska, Youth Court, are factfinding courts determining guilt. In light of the broad differences in youth courts, this article speaks in generalizations about the majority of youth courts, recognizing that exceptions exist. A 1998 survey of 335 responding youth courts by the Urban Institute found that two-thirds of these courts had existed for fewer than five years and of those, 20 percent had been operating for less than one year (Butts 1999). Michelle E. Heward is an associate professor of criminal justice at Weber State University in Ogden, Utah; a former juvenile court prosecutor; chair of the Utah Youth Court Board; and a member of the National Youth Court Project Advisory Committee. If you would like to comment on the article, you may reach her at [email protected]. 34 Why Are Youth Courts So Popular? The popularity of youth courts has steadily increased. Although it is difficult to determine because there are no registration requirements, best estimates indicate there are presently approximately 630 active youth courts in all but four states. (These data come from the American Probation and Parole Association [APPA], July 1999, based upon a pending national survey of youth courts. They do not have records of youth courts in Connecticut, Maine, Massachusetts, or New Jersey.) This is up from only 250 known youth courts in October 1995, in 30 states and the District of Columbia. The states where youth courts could not be found at that time included Alabama, Connecticut, Delaware, Maine, Maryland, Massachusetts, Minnesota, Montana, New Hampshire, New Jersey, North Dakota, Rhode Island, South Carolina, Tennessee, Virginia, Washington, West Virginia, Wisconsin, and Wyoming (Godwin 11). This trend is nowhere more apparent than in my home state of Utah. Ten years ago, there were fewer than five active youth courts operating. In July 1999, the Utah Youth Court Board reported the state as having 33 active youth courts with several more in the planning stages. Interestingly, Utah has had at least one youth court (Payson Youth Court) that reports operation for 22 years, making it one of the oldest in the nation. Grass-Roots Community Involvement The popularity of youth courts has risen along with increased efforts in community-oriented policing. Citizens are taking more pride in and responsibility for their communities, building partnerships with police and other government agencies. Youth courts fit in particularly well with community-oriented policing efforts. They allow youth and adult volunteers to work hand in hand with schools, law enforcement, and courts. Through these partnerships volunteers take responsibility for a segment of youthful offenders who need consequences, but not necessarily the full resources of the juvenile justice system. Youth are truly our future, and people are willing to give their time and talents to help them. Educational Tool Far too often, the media depicts violent and angry youth who have no respect for authority, their community, or humanity. Youth courts teach youth to UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 understand and respect their community through service to their fellow youth. Youth volunteers learn problem-solving and conflict-resolution skills and gain a sense of belonging and need in their community. They learn about the juvenile and criminal justice systems and recognize that education fosters respect. Participation in youth courts provides an incredible hands-on experience cementing classroom instruction. In the Roy (Utah) Youth Court, students at Roy High School learn about the criminal and juvenile justice systems, the different players in the systems, conflict resolution, and listening and questioning skills and then participate as volunteers in the extracurricular Roy Youth Court. The partnership between the school and local law enforcement has helped particularly with truancy and daytime curfew concerns. Service Opportunities Youth volunteers take their court responsibilities seriously and become positive role models. Youth offenders are often required to serve the court; sometimes they voluntarily do so. Offending youth are often taught concepts of restorative justice, giving back to the very community they have offended and becoming a part of a movement to make positive societal change. Some community service options that Utah youth courts have required include helping renovate a church, winterizing a church, working at community centers, working at convalescent homes, helping elementary children read, and helping with community recreation programs and at fairgrounds, to name just a few. Community service options are limited only by the creativity and needs of the youth and community. Informal Resolution Forum and Use of Positive Peer Pressure Most adults made minor youthful errors that were, or could have been, referred to juvenile court. Youth court offers a quick forum for accountability that does not leave a juvenile record. It also allows peer pressure to be used in a positive way by volunteer youth who expect and demand positive changes from the offending youth. In an age when school shootings and violent gang crime are riddling the headlines, it is no wonder that communities are forming youth courts. They provide youth positive alternative activities and educational experiences that bring about the advantages discussed above, and these examples are merely illustrative of the positive effect youth courts can have. Youth courts answer the concerns raised by the National Crime Prevention Council when discussing crime prevention programs for juveniles: “We are faced with a choice: we can focus on pathologies and delinquencies, or we can rethink attitudes and myths about adolescence. We can isolate young people, or we can engage them in activities that decrease their risk of victimization, give them a stake in the community, and make our neighborhoods safer, better places to be.” (National Crime Prevention Council 1) VOL. 23 NO. 2 Juvenile Court vs. Youth Court Unfortunately, there are youth courts that think they can replace the juvenile courts. Likewise, there are juvenile courts that believe youth courts are an affront to their authority and evidence of a community’s dissatisfaction with their ability to handle cases. Neither position is accurate. In most respects, youth courts are capable of educating volunteer youth, involving the community, and using positive peer pressure better than the juvenile justice system. There are, however, many cases that should not be handled by youth courts. Serious Offenses Requiring Expertise When offenders need professional assessment and services, they should be handled where those services are available. If a youth is an alcoholic, he or she needs more than the support of peers. While not underestimating the positive effect that a peer could have in this situation, we must recognize that these and other serious problems require the services of trained professionals who are generally only available in the juvenile justice system. Further, youth courts traditionally spend 15 to 30 minutes of in-court time with an offending youth to gather information for dissemination. This limitation emphasizes the need for careful screening of youth court cases. Disposition Limitations Offenders who are not receptive to intervention or who are a danger to the community should be handled in the juvenile justice system. Youth courts are generally voluntary and have little, if any, ability to enforce their dispositions. A youth who needs to be incapacitated to protect the community does not belong in youth court. Youth court may be of assistance even in these cases, but it should be as part of the continuum of services available, not the only service offered. The broader jurisdiction and expertise of the juvenile justice system must be employed to work in the child’s best interests. Based on the respective strengths of youth courts and juvenile courts, a community is best served by both. Cooperation and a healthy, mutual respect between them can provide youth services that neither can effectively provide alone. Is the Rise of Youth Courts Related to Changes in Juvenile Courts? Two of the main changes affecting the juvenile justice system are increased waivers into the adult system of particularly violent youth and increased demand on resources. It is not a stretch of logic to conclude that communities have mobilized themselves and started youth courts in response to the perception of increasing youth violence. Community volunteers want to actively involve themselves in making a difference, and youth are a worthy target of their enthusiasm. While violent youth are not well served by youth courts alone, youth courts may provide preventive measures J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 35 addressing the needs of youth before they act out violently. Youth courts are proactive, focusing on offending and nonoffending youth. Youth volunteers receive as much, if not more, benefit from youth court involvement as offending youth. At a time when youth are developing skills, habits, and attitudes that will prepare them for transition into adulthood and help them make responsible decisions, youth courts engage youth in activities that decrease their risk of victimization and give them a sense of community (Godwin 4). Increased demand on juvenile court resources may likewise be addressed by youth courts. By allowing youth courts to handle minor offenses that do not require the full panoply of juvenile court resources, those resources are freed up to be used on the violent, aggressive, or needy offenders. Finally, the younger offender often does not fit into the range of services offered by juvenile courts. In a recent meeting with youth court advisors from around Utah, I was surprised to learn that some of the youth courts received referrals from elementary schools for minor school rule and law violations. Their perception was that the process of being held accountable in front of older peers was extremely effective on this population. While this anecdotal conclusion needs to be studied, I found it an interesting observation that the juvenile justice system may find fruitful to explore. Conclusion Youth court is not, and was not intended to be, a substitute for the juvenile justice system. Communities are best served by a healthy juvenile justice system, supplemented by a youth court that is part of the available continuum of services. While youth courts may enjoy popularity based upon changes in the juvenile justice system, their strengths are in widely different areas. Both the juvenile justice system and youth courts must understand the roles they can best serve and work together toward their common goal: the best interests of the child. References Butts, Hoffman, and Buck. Teen Courts in the United States: A Profile of Current Programs. OJJDP Fact Sheet Number 118, U.S. Department of Justice, Office of Justice Programs, Oct. 1999. Godwin, T.M. Peer Justice and Youth Empowerment: An Implementation Guide for Teen Court Programs. Lexington, Ky.: American Probation and Parole Association, 1998. (Available from the Juvenile Justice Clearinghouse, (800) 638-8736) National Crime Prevention Council. “Young People in Crime Prevention Programs,” 1989. Youth Court Conference 2000 . . . Over 30 workshops offered with topics such as volunteer training and recruitment and national teen/youth court evaluation. Gain valuable information and learn new approaches, enhance your volunteer skills. Network with other youth court staff, volunteers, and national leaders in the juvenile justice field. Dates: October 22–24, 2000 Location: Albuquerque Hilton, Albuquerque, New Mexico Registration Fee: Before 9/15/00: $110 for youths, $140 for adults After 9/15/00: $140 for youths, $175 for adults For more information please contact National Youth Court Center c/o APPA P.O. Box 11910 Lexington, KY 40578-1910 (606) 244-8209 FAX (606) 244-8001 E-mail: [email protected] or visit our Web site at www.youthcourt.net 36 UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e NCSS Calls for Awards/Grants Nominations The National Council for the Social Studies is currently calling for nominations for its major grants and awards. All winners receive a commemorative gift, recognition and publicity, and an opportunity to present their work at the NCSS annual conference. Several receive cash grants. For descriptions and deadlines, see socialstudies.org/awards or contact Ana M. Chiquillo Post, (202) 966-7840, ext. 114; FAX (202) 966-2061; E-mail: [email protected] VOL. 23 NO. 2 Teaching Strategy The Case of Gerry Gault Adapted from Save Our Streets: A Positive Choices Curriculum, a program of Street Law, Inc. and The Conflict Resolution Education Network, by permission of the publisher. Update on Law-Related Education, 23.2, 2000, pp. 37–39. © 2000 American Bar Association. Objectives As a result of this lesson, students will • Learn about the events that led to the case In re Gault • Recognize the importance of In re Gault to juvenile rights and juvenile court proceedings Target Group: Secondary students Time Needed: 2 classes Materials Needed: Student Handouts 1 and 2 Procedures 1. Give each student a copy of Handout 1 to read. Then ask students to define the words hearing, charges, testifies, record, testimony, and delinquent as they are used in the text. Refer students to the Glossary if they have difficulty with any of the terms. Remind them to consult the Glossary anytime they meet an unfamiliar legal term in this or the next lesson. 2. Ask students, “Who was involved in the case? What happened?” On the board, make two columns with the headings Fair and Unfair. Ask students what they would list in each column. Write some of their responses. 3. Divide the class into groups of three. Each group appoints a recorder to make a chart like the one on the board. Ask each group to discuss and identify the fair and unfair things that happened to Gerry Gault. Example: VOL. 23 NO. 2 Fair A juvenile court judge heard his case. Mrs. Cook complained. Gerry went to court. Gerry was not held in adult jail. Unfair The police didn’t call his parents first. Mrs. Cook didn’t show up in court. The punishment was too harsh. 4. Have the groups take turns giving their ideas about what was fair or unfair. List all their responses on the board. Discuss why students thought these events were fair or unfair. Ask them, “Do you think the overall result of this case was fair?” Mark entries in the Unfair column that students think are the most unfair and should be changed. 5. Point out that Gerry’s parents also thought their son’s case was handled unfairly and that he had been denied his due process rights, so they appealed the case. Review the terms appeal and due process. Explain that due process means that legal proceedings must be carried out according to established rules and principles in order to be fair. Point out to students that they have already decided that Gerry’s case was unfair. Ask them, “Do you think Gerry received due process of law? Why or why not?” See articles on pages 10, 15, and 24 for more information on the case of Gerry Gault. 6. Explain that eventually Gerry’s case went to the Supreme Court. Refer students back to their list of fair and unfair actions. Ask them, “What issue do you think the U.S. Supreme Court had to decide in Gerry’s case?” Explain that the question before the Court was “Were Gerry’s Fifth Amendment due process rights violated?” 7. Give each student a copy of Handout 2 to read. Then review the rights now accorded to juveniles based on Gerry’s case, In re Gault. Make sure students understand what each right means. 8. To check students’ understanding, have them write answers to these questions: What events led to the case In re Gault? Why did the case go to the Supreme Court? What did the Supreme Court decide and why? How did the Supreme Court decision affect juveniles in juvenile court? Check Out Street Law, Inc.’s Web site at www.streetlaw.org J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 37 Student Handout 1 The Case of Gerry Gault Gerry Gault, age 15, is accused of making an obscene phone call to a neighbor. The police pick up Gerry and take him to the juvenile detention center. His parents are at work. The police do not call to tell them what is happening to their son. His parents are told later that a hearing will be held the next day. They are not told what the charges are against Gerry. The neighbor, Mrs. Cook, complained about the phone call but does not show up for court. Instead, a police officer testifies about what Mrs. Cook said. Gerry blames the call on a friend. He says he did not make the obscene remarks. There are no lawyers present and no record is made of the court testimony. Juvenile court does not allow juries, so instead a judge hears the case. The judge finds that Gerry is delinquent and orders him to be sent to a state reform school. He can stay there until he is 21 years old. An adult found guilty of the same crime could be sent to county jail for no longer than 60 days. 38 UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 Student Handout 2 Supreme Court Decision in In Re Gault The U.S. Supreme Court decided that Gerry Gault did not receive due process of law. The Court said that the Fifth Amendment of the U.S. Constitution guarantees that no one, including juveniles, can be deprived of life, liberty, or property without due process of law. This decision ensures that juveniles are given due process in juvenile court, and it lists the rights that juveniles must have when they are in juvenile court. In this case, the Supreme Court ruled that juveniles have the following rights when accused of offenses for which they can be incarcerated: I. Right to notice of charges: Juveniles and their families must be told exactly what they are accused of before their hearing in order to prepare their case. II. Right to counsel: Juveniles must be told they have a right to a lawyer. If a juvenile does not have enough money to pay the lawyer, the court must appoint one. III. Right to confront and cross-examine witnesses: Juveniles are entitled to hear the testimony of any witnesses and their accusers. IV. Privilege against self-incrimination and the right to remain silent: Juveniles must be told they have a right to refuse to answer a question or give testimony against themselves. They also must be told they have a right to remain silent and that anything they say may be used against them. Note: In a few states, juveniles have the right to a jury trial. The Supreme Court did not grant this right because the justices thought confidentiality in juvenile court was more important. Today there is a movement to change many of the confidentiality rules and “open up” the juvenile court. VOL. 23 NO. 2 J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 39 Teaching Strategy Today’s Juvenile Court Adapted from Save Our Streets: A Positive Choices Curriculum, a program of Street Law, Inc. and The Conflict Resolution Education Network, by permission of the publisher. Update on Law-Related Education, 23.2, 2000, pp. 40–43. © 2000 American Bar Association. Objectives As a result of this lesson, students will • Understand the juvenile court process and procedures • Review the case In re Gault as it applied to the juvenile court process • Discover how their state’s juvenile laws and court procedures compare to those laws and procedures in general 3. 4. Target Group: Secondary students Time Needed: 2 classes Materials Needed: Student Handouts 1 and 2; also, the Teaching Strategy, “The Case of Gerry Gault” and its two Handouts, pp. 37–39 Resource Person: Member of the court staff or a lawyer who specializes in juvenile court Procedures 1. Introduce the resource person to the class. Explain that the resource person is very familiar with the juvenile justice process. Then review the terms juvenile and delinquent. Remind students that these terms may mean different things in different states. Have the resource person tell what the local laws say. Begin a Local Laws chart on the board using your state’s definitions of juvenile and delinquent. 2. Briefly review the Supreme Court decision in In re Gault and its impact on juvenile rights and court 40 5. 6. procedures. Ask the resource person to explain local law regarding confidentiality in juvenile courts. Add this information to the Local Laws list on the board. Give students Handout 1. Have them take turns reading aloud and answering Questions 1–8 on the handout. Have the resource person comment on their responses. Give students Handout 2. Using the Gerry Gault case as an example, have the resource person trace the rest of Gerry’s experience with the local juvenile court system. Point out to students that the handout shows the general procedures in juvenile courts, but the resource person will identify if and how your state’s laws differ from these procedures. Each time he or she does so, add that information to the Local Laws list on the board. Have students ask the resource person Questions 9–17 on Handout 1. Encourage them to take notes as the resource person describes the steps in the juvenile court process. These notes will help them understand and remember the diagram shown on Handout 2. After the resource person has finished explaining the process, encourage students to ask the person questions about the juvenile justice system. Is there anything they still don’t understand? Is there anything else they would like to know about the juvenile court? UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e See articles on pages 10, 15, and 24 and the Teaching Strategy on page 37. Answers to the Questions on Handout 1 1. In Gerry Gault’s case, the answer is no. The arresting officer and courts must notify parents in a reasonable amount of time. The definition of reasonable will vary depending on the situation and circumstances. Most officers try to reach the parents/ guardians before doing anything with a juvenile. This is policy in many police departments. 2. Complaints can take a variety of forms. In Gerry’s case, the complaint was made when Mrs. Cook called the police and told them that Gerry had made an obscene phone call to her. 3. Gerry has the right to notice of charges. If he is detained, then a detention hearing must be held in a reasonable amount of time. His parents must be notified of when the hearing will be held and given a written notice of explicit charges against him. 4. The charge against Gerry was that he made an obscene phone call. 5. Gerry is entitled to an attorney to represent him (right to counsel) at the detention hearing and at all other hearings. Gerry’s parents would also be allowed to attend the hearing. 6. No, Gerry’s family and his lawyer must have adequate time to prepare a case to defend Gerry against the VOL. 23 NO. 2 11. If Gerry is detained, he must have For additional information on Save Our Streets and other Street Law lessons, go to— www.streetlaw.org/pubs.html charges. In Gerry’s case, he had to go to court the very next day. This would not be enough time for his lawyer to prepare for the hearing. Note that Gerry did not have a detention hearing. 7. The complaining witness must testify at the adjudicatory hearing. There may also be other witnesses who testify at the hearing. The respondent chooses whether or not to testify. In Gerry’s case, Mrs. Cook would have had to testify. Gerry could have testified if he had wanted to, but he was not required to. Either side could also have called other witnesses. 8. No, Gerry has the privilege against self-incrimination. He has the right to remain silent because anything he says could be used against him. 9. The police fill out a report about their contact with Gerry Gault and call his parents or guardians. Gerry does not have to answer questions about the offense. The officer may let Gerry go or may place him in a youth detention facility or receiving home where he would stay until his first hearing. Usually, Gerry would be released to his parents. 10. The officer refers the charges to the juvenile court. If released, Gerry and his parents will be given an appointment to meet with a court intake officer within 48 hours. If Gerry is detained, the intake interview would be conducted at the detention facility. Gerry could be asked if his plea to the charge will be guilty or not guilty. A lawyer should be present. The intake counselor can decide to detain Gerry or leave him in the custody of his parents. The intake officer then files a petition to the court and an initial hearing is set. VOL. 23 NO. 2 a detention hearing within a reasonable amount of time to determine if he will remain in the custody of the courts or be released to his parents. 12. The charges against Gerry are read. He will speak to probation officers and social workers and be given a date to return to court. A lawyer should be present. Gerry may also be given the choice of participating in a court alternative program such as Street Law. Many states do not have initial hearings; in these states there is often an intake meeting. 13. Since Gerry says he did not make the obscene phone call, the courts and lawyers must plan for the adjudicatory hearing in which all the facts and evidence are presented by both sides. The judge will decide if the juvenile is delinquent (guilty) or not delinquent (not guilty). At this time, the juvenile court prosecutor and Gerry’s lawyer present the evidence. They may ask witnesses to testify. Gerry has the right to confront and cross-examine all witnesses. The person who accused Gerry should also be present at the hearing. The judge will then decide if Gerry made the obscene phone call. 14. The prosecutor doesn’t have to meet either burden of proof. Since the responsibility of the court is to do what is best for the youth and protect the community, the prosecutor only has to show the judge reasonable evidence of delinquency. If the judge thinks the youth committed the act that he is charged with, the judge finds the youth delinquent. 15. If Gerry is found not delinquent, he will be released. If he is found delinquent, he will have a disposition hearing. Disposition will often take place on the same day as the adjudicatory hearing. Before the disposition hearing, the judge will read the reports produced by the social workers. The judge will make the final decision about what happens to Gerry. There are a variety of options open to the judge, including probation, suspended sentence, restitution, referral to community treatment programs or services, and sentencing to a community residential program. Occasionally, youth may be sent out of state to participate in a special program. Upon recommendation of the probation staff, or completion of restitution, a community treatment program, or the correctional school, the juvenile returns to the court for the last hearing. This hearing is for release of custody. The judge reviews the juvenile’s progress and determines whether the juvenile will get into more trouble. The juvenile is then released to the custody of parents or guardians. In some cases, when the person is finally released, he or she is an adult. 16. In most states, juvenile court records are sealed and cannot be opened without a judge’s order. They are confidential and cannot be used against the youth in court when he or she is an adult. However, the record may be reopened if the youth is adjudicated delinquent a second time or is convicted of a felony in some states. 17. If the juvenile stays out of trouble in the future, he or she may be able to file a petition to have his or her juvenile records expunged. Answers to Puzzle, page 44 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. juvenile due process waiver appeal respondent testimony complaint hearing judge expunge testify petition delinquent record cross-examine J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 41 Student Handout 1 Questions About Juvenile Court 1. Would the procedure the police used to take Gerry into custody be legal today? Would the way the police handled contacting Gerry’s parents be legal today? Why or why not? 2. Was there a complaint against Gerry? Who made it? 3. What information should the police officer or court give Gerry’s parents? 4. What were Gerry’s charges? 5. Who else would be present at Gerry’s hearing today? 6. Should any hearing other than the detention hearing be held the day following Gerry’s arrest? 7. Who would testify at Gerry’s hearing today? 8. Would Gerry have to tell the officers of the court anything that he said or did regarding the phone call? _____________________________________________________________________ 9. What happens when the police first take Gerry into custody? 10. What happens at juvenile court intake? 11. How long can Gerry be detained before a hearing is required? 12. What happens at the initial hearing? 13. What is an adjudicatory hearing? 14. Does the court prosecutor have to show a preponderance of evidence or proof beyond a reasonable doubt to find a youth delinquent? 15. What happens after the judge announces the decision? 16. What happens to juvenile court records? 17. Is there anything a juvenile can do about his or her juvenile court records? 42 UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 VOL. 23 NO. 2 Released at police station Taken Into Custody Custody of parents (home) Case dismissed Diversion Juvenile Court Intake Detention Hearing Pretrial Detention Facility Prosecuting Attorney Transfer Hearing Serious crimes may be referred to criminal court Aftercare Juvenile Institution • Restitution • Community Service Disposition Hearing* * Dispositions may include several of the listed options or other options. Probation Case Dismissed Adjudicatory Hearing Found Not Delinquent Juvenile Court Process Student Handout 2 J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 43 Juvenile Courts—Terms to Know Match each clue to a term you have learned in this edition of Update on Law-Related Education. Write each letter of the term on a blank in the puzzle. The letters in the boxes spell the answer to this question: What do juvenile courts try to offer to juveniles? 1. ___ ___ ___ ___ ___ ___ ___ ___ 2. ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ 3. ___ ___ ___ ___ ___ ___ 4. ___ ___ ___ ___ ___ ___ 5. ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ 6. ___ ___ ___ ___ ___ ___ ___ ___ ___ 7. ___ ___ ___ ___ ___ ___ ___ ___ ___ 8. ___ ___ ___ ___ ___ ___ ___ 9. ___ ___ ___ ___ ___ 10. ___ ___ ___ ___ ___ ___ ___ 11. ___ ___ ___ ___ ___ ___ ___ 12. ___ ___ ___ ___ ___ ___ ___ ___ 13. ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ 14. ___ ___ ___ ___ ___ ___ 15. ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ ___ 1. any person who is not an adult 2. fair procedures accorded to any person involved 3. 4. 5. 6. 7. 8. in court proceedings transfer of a juvenile offender to adult criminal court take a case to a higher court the juvenile accused of committing a delinquent act information given by a witness under oath an accusation or charge of wrongdoing any appearance in court before a judge by a juvenile 9. the person who hears and decides juvenile court cases 10. destroy or erase a person’s criminal record 11. give evidence under oath 12. a request to the court for a particular action 13. a juvenile convicted in juvenile court of committing an illegal act 14. a transcript or recording of everything said during a hearing 15. ask a witness questions that challenge the reliability of the witness’s testimony Answers can be found on page 41. 44 UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e VOL. 23 NO. 2 Glossary appeal to take a case to a higher court for a rehearing charges the formal accusation that the juvenile has committed an offense complaint an accusation or charge of wrongdoing cross-examine ask a witness questions that challenge the reliability of the witness’s testimony delinquent a juvenile who has been convicted in juvenile court of committing an illegal act. In most states, a juvenile 16 years old or older who is charged with a serious crime can be tried as an adult. due process fair procedures provided in court, as promised by the Fifth Amendment of the United States Constitution expunge destroy or erase a person’s criminal record. Expungement is also called erasure, destruction, sealing, setting aside, expunction, or purging. hearing any appearance in court before a judge by a juvenile judge the public official who hears and decides cases in juvenile court juvenile any person who is not an adult. State laws decide the age limit for juveniles. In most states, a juvenile is anyone under the age of 18. juvenile court a special court system designed especially for juveniles petition a request to the court for a particular action, such as to expunge a juvenile’s court records record a written transcript or recording made of everything said during a hearing respondent the juvenile who is accused of committing the delinquent act self-incrimination testimony that a person gives that might connect him or her with a crime VOL. 23 testify to give evidence under oath at a hearing testimony information a witness gives under oath to questions from lawyers waiver the transfer of a juvenile from juvenile court to adult criminal court to be tried as an adult NO. 2 J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 45 Teaching Strategy Using the Juvenile Justice Poster Update on Law-Related Education, 23.1, 2000, pp. 46–47. © 2000 American Bar Association. Objectives As a result of this lesson, students will • Summarize what they have learned about the juvenile justice system in the United States • Discuss how that juvenile justice system can be improved • Construct a survey to gauge people’s opinions about such improvements • Conduct the survey and analyze the data collected Target Group: Secondary Time Needed: 2 classes plus time outside of class to conduct the survey Materials Needed: Student Handout Procedures 1. As students conclude their study of this edition of Update, you can use this activity to help them review and summarize what they have learned about the juvenile justice system as it was in the past and as it is now and to speculate about juvenile justice as it might be in the future. 2. Indicate the poster as you encourage students to share their thoughts and feelings about the juvenile justice system. Ask students these questions: What do you think was the motivation for the establishment of a separate court system for juveniles? Was such a court system a good idea? Why or why not? What was the most surprising thing you learned about the juvenile justice system as it was in the past? As it is now? 3. You might also ask more specific questions to check students’ 46 understanding of juvenile court. Encourage them to look for the answers in this edition of Update. Refer them to the glossary and the teaching strategies, in particular. Possible questions: What does juvenile mean? Why is the case In re Gault important to juvenile justice? What happens when a juvenile offender receives a waiver? Why would someone want to expunge his or her record? 4. After reviewing the past and past juvenile justice systems, indicate the poster again and read the title, Juvenile Justice: Serving Youth in the Next Century. Point out that many people (including some writers in this Update) think that the juvenile justice system should be changed. Ask students what changes they would make to the juvenile justice system and why. List their suggestions on the board. 5. Distribute copies of the Student Handout, one copy to each student or to each pair of students. Explain that the handout is a survey that asks questions about possible changes in the juvenile justice. Have volunteers read the three questions aloud. Make sure students understand what each question means. 6. Review students’ suggestions that you listed on the board. Have students decide which suggestions could be made into questions and added to the survey as Questions 4–6. If there are more than three possibilities, either have the class vote on the questions and add the three questions with the most UPDATE ON LAW-RELATED EDUCATION/ J u v e n i l e J u s t i c e votes, or add more boxes and put all the questions on the survey. 7. Explain that each student (or pair of students) is to ask five people (A, B, C, D, E) to answer Yes or No to each of the six questions on the survey. The student writes Yes or No in each box under the person’s letter. 8. At the bottom of the survey, the student notes basic information about each person surveyed (but not his or her name). Encourage students to ask people of different genders, ages, and races. 9. When students have finished their surveys, use the information to make generalizations about changing the juvenile justice system. First, tally the numbers of Yes and No responses for each question. Then sort that information according to gender, age, and race. Display the results on the board for the class to study. 10. As a class, discuss which questions received the most approval and which did not. Speculate as to why. Also, can any conclusions be drawn about who does and does not favor changes in the juvenile justice system? Young people more than older people? Males more than females? 11. After discussing the survey, return to the subject of students’ feelings about and proposed changes to the juvenile justice system. Did conducting the survey cause them to reconsider their own positions? If so, what impact did it make and why? VOL. 23 NO. 2 Student Handout Changing the Juvenile Justice System You are conducting a survey on how the juvenile justice system might be changed in the future. Ask five people if they would be willing to answer the questions. Try to choose people of different genders, ages, and races. Record Yes or No for each question under the letter A, B, C, D, or E (one letter for each of your five respondents). Remember to thank each person and to record his or her gender, age, and race in the box below the survey. Do not write any names on your survey. A B C D E 1. Should juvenile offenders have the right to a jury trial? 2. Should juvenile offenders be guaranteed adequate legal representation? 3. Should juvenile offenders receive shorter sentences based on their age? 4. 5. 6. Gender Age Race A B C D E VOL. 23 NO. 2 J u v e n i l e J u s t i c e / UPDATE ON LAW-RELATED EDUCATION 47 $10.00 W I N T E R 1 9 9 9 / 2 0 0 0 V O L . 2 3 N O . 2 THIS EDITION Juvenile Justice: Serving Youth in the Next Century Articles, lessons, and educational resources focusing on • Juvenile Courts—Today and Yesterday • Supreme Court, Gault, and Legal Advocacy • Trends Toward Reform • Youth Courts and Youth Accountability • Perspectives, Activities, and Resources Defending Liberty Pursuing Justice Division for Public Education AMERICAN BAR ASSOCIATION PED/15.3 541 North Fairbanks Court Chicago, IL 60611-3314 www.abanet.org/publiced (312) 988-5735 E-mail: [email protected] ADDRESS SERVICE REQUESTED Non-Profit Organization U.S. Postage PAID American Bar Association
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