Onehundredandthirtyyearsafterthe reconstruction Congress outlawed it, racial discrimination in jury selection is unfortunately alive and well in certainpartsofthecountry,according to a recent report by the Equal Justice Initiative (EJI), a nonprofit law organizationinMontgomery,Alabama. Thereportstudiesracialdiscrimination injuryselection,particularlysince1986, whentheU.S.SupremeCourtissuedits landmarkdecision,Batsonv.Kentucky, prohibiting the use of racially based peremptory strikes. © istockphoto Published in Litigation News, Volume 36, Number 1, Fall 2010. © 2010 American Bar Association. Reproduced with permission. All rights reserved. This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system without the express written consent of the American Bar Association. Jessie K. Liu, Washington, DC, a subcommittee cochair of the Section of Litigation’s Criminal Litigation Committee and a former assistant U.S. attorney, agrees. “My fellow prosecutors and I were extremely conscientious about ensuring that peremptory strikes were exercised in a race-neutral manner.” Batson Not Doing Its Job? Brimming with anecdotal evidence and empirical findings, the report suggests that the process for combating prosecutorial use of discriminatory peremptory jury strikes set forth in Batson is not sufficient to combat a problem the report deems “widespread.” The report also cautions that, without more stringent procedures for filtering out racism in jury selection, minorities will continue to be significantly underrepresented. In Batson, the U.S. Supreme Court held that, where circumstances appear to reflect the discriminatory use of peremptory strikes, the striking prosecutor must offer a legitimate, nondiscriminatory basis for his or her decision. If the trial court concludes that the decision to strike was motivated by a discriminatory intent, the excluded juror is returned to the jury venire. Although Batson has been law for more than 20 years, the EJI report views the decision as a paper tiger, pointing to the relatively small number of convictions reversed on the basis of racially tainted jury selection. Trial judges also have considerable discretion under Batson to determine whether the circumstances underlying the prosecutor’s use of peremptory challenges creates a prima facie case of discrimination. According to the report, attorneys’ skill in enunciating race-neutral reasons for their strikes, and judges’ hesitancy to call prosecutors liars, allows discrimination to survive, especially in the southern states, where the EJI focused its study. Contributing to the problem may be the failure of defense attorneys to object properly to prosecutors’ racially biased use of peremptory strikes. The report notes that courts often accept attorneys’ benign proffers, even when they correlate strongly with racial stereotypes. For example, courts in the South have allowed prosecutors to strike prospective jurors because they live in high-crime areas, are unemployed, receive food stamps, and even because they “looked like a drug dealer,” or because the prosecutor had a “hunch” a particular African American would be unfavorable to the state. The demographic results can be shocking. In death penalty cases from 2005 to 2009 in one Alabama county, prosecutors used peremptory strikes to remove 80 percent of the qualified African Americans in the jury venires, according to the report. As a consequence, in a county that is 27 percent African American, half of these capital juries were all-white, and the remainder had only a single African American member. Process, Not Results Liu points out that Batson is concerned only with the fairness of the jury selection process, and not with the ultimate makeup of the jury. “It is entirely possible that a fair and proper jury selection process could result in a non-diverse, but legitimate, jury,” Liu notes. The EJI report acknowledges this, but bemoans the toll it takes on the reliability of verdicts and the integrity of the judicial system: “[r]esearch suggests that, compared to diverse juries, all-white juries tend to spend less time deliberating, make more errors, and consider fewer perspectives.” Stephen B. Bright, Atlanta, president and senior counsel for the Southern Center for Human Rights, recalls the tale of a friend who served on a jury a few decades ago and found himself deeply suspicious of a defendant who “just happened” to have a knife on him when the incident in question occurred. His fellow jurors, however, were from different walks of life, and when he shared his suspicions with them, several reached down into their socks to show him their own knives. Without that jury’s diverse perspectives— in this admittedly pre-9/11 anecdote— Bright’s friend never would have learned that, in some communities, “just happening” to have a knife on you is not unusual. Rogue Actors or a Continuing Problem? Josh Marquis, Astoria, OR, a member of the ABA’s Criminal Justice Section’s Leadership Council and district attorney of Clapsop County, OR, takes issue with the suggestion that discriminatory jury selection by prosecutors is common. Marquis agrees that the “systemic discrimination in choosing juries that existed in the South was absolutely wrong,” but he calls prosecutors who behave that way today “rogue actors.” “Almost all prosecutors comply with the law and make jury selections based on legitimate grounds,” he says. Batson by the Numbers Since 1986, the high courts of seven southern states have ordered new trials or have thrown out the convictions of criminal defendants based on Batson. The eighth state, Tennessee, has not had a successful Batson challenge. Alabama Arkansas 80 10 33 Florida South Carolina Louisiana 8 12 Georgia 10 2 Mississippi Source: Equal Justice Initiative, Illegal Racial Discrimination in Jury Selection: A Continuing Legacy (Aug. 2010). Published in Litigation News, Volume 36, Number 1, Fall 2010. © 2010 American Bar Association. Reproduced with permission. All rights reserved. This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system without the express written consent of the American Bar Association. Time Line America’s Efforts to Combat Racial 1860 The Supreme Court decides Strauder v. West Virginia, 100 U.S. 303 (1880), overturning a state law limiting jury service in state criminal trials to whites. The Supreme Court decides Norris v. Alabama, 294 U.S. 587 (1935), reversing a conviction on grounds of wholesale exclusion of African Americans from jury service. 1991 1991 1986 1975 1965 1880 Congress passes the Civil Rights Act (18 U.S.C. § 243) outlawing racial discrimination in jury service. 1935 The first African American juror serves on a criminal case in Massachusetts. 1875 Discrimination in Jury Selection A jury of one’s peers is an essential democratic guarantee, and the Constitution requires that the jury pool be representative of the community. A number of courts in the southern United States continue to struggle with racially based jury selection. The lack of racial diversity among juries could seriously compromise the reliability and integrity of the criminal justice system if jury selection procedures permit racially based use of peremptory strikes. From Reconstruction to Batson, the following significant events have occurred: The Supreme Court decides Swain v. Alabama, 380 U.S. 202 (1965), recognizing that the deliberate exclusion of African Americans as jurors violated the Equal Protection Clause, but further holding that a criminal defendant had the burden to prove a systematic and consistent striking of African American jurors through the use of peremptory challenges from petit jury venires. The Supreme Court decides Taylor v. Louisiana, 419 U.S. 522 (1975), striking down a state law that systematically precluded women from serving as jurors. The Supreme Court decides Batson v. Kentucky, 476 U.S. 79 (1986), finding that the Fourteenth Amendment’s Equal Protection Clause prohibits race-based peremptory strikes by prosecutors and overruling Swain. However, the Supreme Court declines to apply the decision retroactively to review the convictions of defendants tried prior to the decision. See, e.g., Allen v. Hardy, 478 U.S. 255 (1986) (Supreme Court refuses to apply Batson to capital defendants whose appeals were completed prior to issuance of the decision). The Supreme Court decides Hernandez v. New York, 500 U.S. 352 (1991), prohibiting the use of peremptory strikes for the removal of jurors based on ethnicity but upholding a prosecutor’s challenges to two Spanishspeaking Hispanic jurors based on his doubts that the jurors would defer to the official translation of Spanish language testimony at the trial. The Supreme Court decides Edmonson v. Leesville Concrete Co., 500 U.S. 614 (1991), extending the holding in Batson and ruling that peremptory challenges may not be used to exclude jurors on the basis of race in civil trials. The EJI report also notes that “[c]ommunities of color across the country have rejected and continue to reject criminal verdicts handed down by all- or predominantly-white juries.” According to the report, “[s]ocial science research [shows that as] a general matter, people are willing to accept the legitimacy of an authority and defer to the decisions made by that authority when they perceive the decision-making process as fair.” “Conversely,” the report warns, “decisions seen as the result of an unfair—biased, dishonest, or inconsistent—process are more likely to be rejected.” The report then canvasses many of the riots that have erupted recently after racially charged trials. The Death of Peremptory Strikes? So, is there a solution to the problem of discriminatory peremptory strikes? “The only real answer,” says Bright, “is to do away with peremptory strikes entirely.” Interestingly, Liu agrees that getting rid of peremptory strikes, at least in federal prosecutions, is not necessarily a bad idea. “They may simply be more trouble than they’re worth,” she says. Bright recognizes, however, that litigators are not likely to support a change that would leave judges with the sole power to shape juries—especially elected judges—“so the next best thing,” he says, “would be to greatly reduce the number of peremptory strikes.” Indeed, such limitations might become reality in at least one state deeply concerned about the discriminatory use of such challenges. In a 2007 decision, the Mississippi Supreme Court found that a defendant’s capital murder trial was “riddled” with racial bias and voided his conviction after the prosecutor used all of his peremptory strikes to remove 15 African Americans from the jury. In its opinion, the court warned prosecutors that their persistence in “racially profiling jurors” could lead the court to abolish the current jury selection system. Recommendations In the meantime, the EJI report offers a series of recommendations for addressing the problem. These include stricter enforcement of Batson, retroactive application of Batson to pre1986 convictions, and waiving procedural bars to raising Batson challenges on appeal. For example, the report highlights the fact that no criminal defendant has successfully raised a Batson challenge in Tennessee and that no successful Batson challenge has occurred in South Carolina since 1992. The report also recommends that prosecutors be disqualified from any retrials if they are found to have engaged in racially biased jury selection. And repeat offenders should be fined, suspended, and subject to other penalties. Marquis does not oppose this recommendation but says it should be applied equally to criminal defense attorneys who employ their peremptory strikes for race-based reasons. “Batson applies equally to defense attorneys, so you can’t just go after one side of the equation.” The report encourages community groups to monitor jury selections in their local courts and question their district attorneys about jury selection policies and practices. In addition, the judiciary, district attorneys’ offices, and court administrators are prodded to diversify their ranks. On this last point, Marquis says progress is being made. He travels often around the country, speaking to legal groups and has been pleasantly surprised with the growing diversity of district attorneys’ offices, even in the South. “We’ve come a long way in the last few decades,” says Marquis. RESOURCES Equal Justice Initiative, Illegal Racial Discrimination in Jury Selection: A Continuing Legacy (Aug. 2010), http://s3.amazonaws.com/nytdocs/docs/368/368.pdf. Batson v. Kentucky, 476 U.S. 79 (1986). Flowers v. State, 947 So. 2d 910 (Miss. 2007). Published in Litigation News, Volume 36, Number 1, Fall 2010. © 2010 American Bar Association. Reproduced with permission. All rights reserved. This information or any portion thereof may not be copied or disseminated in any form or by any means or stored in an electronic database or retrieval system without the express written consent of the American Bar Association.
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