CHAPTER I INTRODUCTION The interrelationship between migration and economic development is universally recognized. The process, patterns, volume, trends and determinants of migration have contributed significantly to the other processes of industrialisation, urb anisation, economic development, cultural diffusion and social integration. (Singh J.P. : 1980) 1 . The neo-classical model (Lewis: 1954; Fei and Ranis: 1961; Todaro: 1969; Harris and Todaro: 1970) 2 was developed primarily to explain the patterns of migrat ion in the process of economic development (Massey et al : 1993) 3 . The study of migration has also acquired special significance in the context of commercialisation and modernisation of agriculture (Oberai and Singh : 1981) 4 . Moreover, migration has notable feed back effects on the place of origin as the migrants maintain different kinds and degrees of contact (Rao: 1981) 5 . Thus, migration as a component of population change has significance well beyond its impact on the changing population size and composition of human settlement. In fact excessive migration has been one of the main causes of the major economic and social problems in India like regional imbalances, rapid urbanisation, demand for industrial dispersal, growing urban unemployment, growth of slums, decline in cropped area and uprising of the “sons of the soil” movement. 20 In view of the immense importance of migration, it has drawn considerable attention from different branches of social scientists and policy makers (Muttagi : 1987) 6 . This study makes an attempt to understand the patterns of migration from a multi -disciplinary approach, though the main focus of the study is on the economic aspects of rural -to-urban migration. Migration : Concept and Types Migration is generally known as the movement of people from one residence to another permanent or temporary residence, for a substantial period of time. Different scholars have understood the term migration in different ways. Paterson (1958) defines migration as “movement motivated by the individual willingness to risk the unknown of a new home and breaking from a familiar social universe for the sake of adventures, achievement of ideals, or to escape a social system from which he has become alienated” 7 . Chauhan (1966) regards migration as “change of residence from one geographical area to another for a more than certain specified period of time (one year or more)” 8 . Lee (1966) defines migration broadly as ”a permanent or semi-permanent change of residence. No restriction is placed upon the distance of the move or upon the voluntary and involuntary nature of the act, and no distinction is made between external and internal migration” 9 . Caplow (1975) observes that “migration is, strictly speaking, a change of residence and need not neces sarily involve any 21 change of occupation, but it is closely associated with occupational shifts of one kind or another” 10 . In the words of Donald (1979) “migration is a rationally planned action which is the result of conscious decision taken after a consi deration or calculation of the advantages and disadvantage of moving and staying” 11 . In the Indian Census, the term migration is solely defined by the concept of place of birth and place of enumeration (Premi: 1989) 12 . Accordingly a person born at a place other than the village or town of enumeration is considered as migrant. Migration may take the form of out-migration or in-migration. Out-migration which is also known as emigration may be either internal or international. Internal migration based on the place of birth and the place of census enumeration may roughly be classified into three migration streams : i) intradistrict migration – movement of people outside the place of enumeration but within the same district; ii) interdistrict migration – movement of the people outside the district of enumeration but within the same state/union territory; and 22 iii) interstate migration – movement of the people to the states / union territories in India, but beyond that of enumeration. Further, based on the rural or urban nature of birth place and the place of enumeration, internal migration in India as classified above can also be classified into four migration streams: rural–to-rural, rural-to-urban, urban-to-rural and urban-to-urban. Thus, a combination of two types of migration streams give rise to twelve streams (See, Appendix 1.1). Among the various streams of migration, rural-to-urban migration has emerged as a prominent field of enquiry. This is because the movement of people from rural -to-urban areas acts as an important instrument of economic and social changes in both the areas of origin and destinations. Todaro (1976) 12 , for instance, notes that over 50 percent urban growth in most of the developing countries is due to rural -to-urban migration. Some of the studies carried out in India by scholars like Dayal (1959) 14 , Zachariah (1960) 15 , Chandrashekar (1964) 16 , Vaidyanathan (1969) 17 , Jain (1981) 18 , Premi (1986) 19 , Laximnarayan (1986) 20 and others view that rural-to-urban migration and not the natural populatio n increase is the major source for the unprecedented urban growth in India. 23 A report published by Quarterly Economic Report of India, (1992) 21 also highlighted that rural-tourban migration in India was responsible for rapid urbanization in the country. Focusing on the effects of rural-to-urban migration on the urban economy as a whole, Cherunilam (1984) 22 noted that the influx of migrants in cities and towns resulted in the rapid growth of slums. Similarly mushrooming of suburban settlements migrants has become a significant phenomenon even in small towns. with rural In spite of the precarious living conditions in these suburban settlements and slums and renewed emphasis on rural development the influx of rural people to the urban areas is continuing. Against this background the present study of rural -to-urban migration in a specific regional context may emerge prominent. Need for the Present Study The macro studies use census data and the findings of National Sample Surveys for their analysis. The pioneering work using macro approach was made by Davis (1951) 23 . Using 1931 census data he analysed the patterns of internal migration in India. He observed that the vast majority of the Indian population was immobile. This study was followed by several individual studies namely, Zachariah (1959; 1960; 1964; 1968 and 1977) 24 , Dayal (1959) 25 , Mathur (1961) 26 , Gosal (1961) 27 , Katti 24 (1963) 28 , Gosal and Ojha (1963) 29 , Chandrashekar (1964) 30 , Swamy (1965) 31 , Bose (1967) 32 , Bhattacharya (1968) 33, Mitra (1968) 34 , Gupta (1969) 35 , Vaidyanathan (1969) 36 , Bohara (1971) 37 , George (1972) 38 , Ray (1973) 39 , Malhotra (1974) 40 , Srivastva (1979) 41 , Premi (1980; 1984; 1986; 1987 and 1989) 42 , Kamble (1982) 43 , Dutta (1985) 44 , Singh J.P (1986) 45 , Skeldon (1986) 46 , Visaria and Kothari (1987) 47 , Muttagi (1987) 48 , Kadi and Sivamurthy (1988) 49 , Singh D.P (1990; 1998a; and 1998b) 50 , Narayana (1993) 51 , Bandyopadhyay and Chakraborty (1995 and 1999) 52 , Chakrapani and Mitra (1995) 53 , Gunasekar (1998) 54 , Kohli and Kothari (1998) 55 , Narashimhan and Harishchandra (1998) 56 , Sandhya (1998) 57 , Singh and Aggarwal (1998) 58 , Srivastava (1998) 59 and others. These macro studies explain aggregate migration flows. The level and patterns of rural-to-urban migration can be identified w ith such macro level statistical studies. However these studies have failed to account for the regional and local heterogeneity that prevails in the spatial economy and its movement patterns. Moreover, macro level studies also have largely ignored the decision making process of migrating individuals. In addition they are generally devoid of qualitative analysis. The deficiencies in the concepts and limitations of the census data relating to migration are discussed by a number of scholars such as Davis (1 951) 60 , Todaro (1976) 61 , Zachariah (1977) 62 , Banerjee (1978) 63 , Chakravarty (1978) 64 , Chatterjee and Bose (1978) 65 , Skeldon (1986) 66 , Narain (1987) 67 , Roy (1991) 68 , Gill (1998) 69 and others. Todaro (1976) for instance, 25 while pointing the limitations of ce nsus data in the studies related to rural -to-urban migration writes that “…. census generally collect information on administrative areas which in many cases include both urban and rural localities. They are thus more appropriate for inter-regional rather than for rural-to-urban migration” 70 . Moreover, those macro-level studies done with census data lack in -depth understanding of the phenomenon of rural-to-urban migration. Macro-level studies can at best provide certain general insights about the broad patterns of rural-to-urban migration. Similarly macro-level studies explain only the broadly specified causes of rural-to-urban migration and do not provide much information about their specific dynamics. Hence to make an in -depth analysis of the processes at work to explain the rural-to-urban migration phenomenon we need to go in for micro-level studies. Further we observed that those who studied the patterns of rural -to-urban migration at the macro-level did not attempt to link up their findings with those at the micro-level. In recent years scholars, namely, Massey (1990) 71 and Wilson – Figueroa et al (1991) 72 have strongly emphasised the need for combining macro and micro levels of analysis simultaneously for a more complete understanding of rural -to-urban migration. All these point out the relevance of micro studies in the analysis of the patterns of rural -to-urban migration. 26 The micro studies use field survey approach to collect the necessary information. These studies are generally concerned wit h motives of individuals and with measuring and explaining the propensities to migrate of different individuals or sub -groups of the population. Some of the micro studies under taken in India are Eames (1954) 73 , Yaswant (1962) 74 , Patel (1963) 75 , Padki (1964) 76 , Saxena and Bedi (1966) 77 , Zachariah and Rayappa (1966) 78 , Kulkarni (1968) 79 , Chand (1969) 80 , Narain (1972) 81 , Dasgupta and Laishley (1974) 82 , Lakshmaiah (1974) 83 , Caplan (1976) 84 , Connell et al (1976) 85 , Nair (1978) 86 , Srivastva and Ali (1981) 87 , Oberai and Singh (1983) 88 , Banerjee (1986) 89 , Khan (1986) 90 , Basu et al (1987) 91 , Paul (1989) 92 , Raju (1989) 93 Shri Prakash and Buragohain (1989) 94 , Oberai et al (1989) 95 , Yadava (1989) 96 , Bhatia (1992) 97 , Reddy (1992) 98 , Sharan and Dayal (1996) 99 , Sharma (1997) 100 , Kumar et al (1998) 101 , Lingam (1998) 102 , Mahapatra (1998) 103 , Misra (1998) 104 , Noronha (1998) 105 , Pandey (1998) 106 , Reddy (1998) 107 , Samal and Meher (1998) 108 , Santhapparaj (1998) 109 , Shah (1998) 110 , Sundari and Rukmani (1998) 111 and others. Though important these studies are not able to provide a comprehensive analysis of the patterns of rural -to-urban migration - a conclusion agreed by many scholars in this field. For instance, Singh (1980), after reviewing a large number of Indian studies concludes that ‘--- though several are the studies dealing with correlates of migration, many more are still required to understand the complexity of factors which are either causes or consequences of migration” 112 . Similarly Banerjee (1986) 27 also highlights the need for more studies in this regard. As he writes “ ---- despite the large number of studies our current understanding of the specific determinants and the impact of migration is not adequate for any national policy analysis” 113 . In this regard the present study would contribute to the understanding of the patterns of rural -to-urban migration. Further, Indian micro studies conducted so far are either completely urban based or completely rural based. A qualitative analysis of the patterns of rural -to-urban migration can be done on the basis of information gathered from the migrants themselves. However, urban based studies are unable to deal with issues at place of origin. Hence these studies may be one-sided. The rural based studies, on the contra ry have been concerned with people who do not live in rural areas at the time of study. A study of the native households and village areas of the migrants without a direct reference to the migrants themselves has undermined the utility of these studies. Hence rural based studies may also be one-sided. These one-sided approaches have given rise to a research gap which is rarely bridged. (Connell et al 1976) 114 . The deficiencies of one-sided studies can be overcome by undertaking field studies covering bo th rural and urban areas. According to Todaro (1976) 115 and also Gill (1998) 116 a two-ended approach should be a top priority for research designed to frame and implement realistic migration policies. However there are very few 28 studies which examine rural-to-urban migration from both ends (Gill; 1998) 117 . Viewed in this respect the present study would emerge as an attempt to fill up this research gap. Moreover, most of the urban based studies in India are related to the metropolitan and other big cities like Bangalore, Calcutta, Chennai, Delhi, Mumbai, and the like. Little attention has so far been paid to study the patterns of rural -to-urban migration to the small towns specially within the district. Besides there is practically no study, making a comparative study between intra – district and inter-state rural-to-urban migration from the same rural areas. The present study also makes an attempt to fill the gap in this area of research. Review Of Literature The literature on rural-to-urban migration may be divided into two parts: (i) those relating to the theoretical models, and (ii) those highlighting the empirical evidences 29 Theoretical Studies The pioneering work in the theory of migration was made by Ravenstein (1885; 1888) 118 . According to his “Laws of Migration”, migrants move from areas of low opportunity to areas of high opportunity. The choice of destination is regulated by distance with migrants tending to move to nearby places. He hypothesized that each stream of rural to-urban migration produces a counterstream of return migration back to rural areas. Ravenstein further observed that urban residents are less migratory than rural ones and that incidence of migration increase with growth in the means of transport and communications and is positively related to the expansion of trade and industry. scholars who worked on Ravensteins basic laws have further expanded them The through empirical evidences. However, the importance of the economic motive in the decision to migrate, the negative influence of distance, and the role of step -migration suggested by him are some of the basic features which have not been invalidated (Oberai and Singh, 1983) 119 . Some scholars have also looked on migration in terms of opportunities. For instance, Stouffer (1940) 120 , in his model of “Intervening Opportunities” argued that the number of persons migrating to a given distance are directly proportional to the number of 30 opportunities at the place of destination and indirectly proportional to the number of intervening opportunities. In his article “Economic Development with Unlimited Supplies of Labour”, Lewis (1954) 121 , developed the first model on rural-to-urban migration. This model was further extended by Fei and Ranis (1961) 122 . This model is based on the idea of dual economy consisting of a rural agricultural sector characterized by under employment and an urban industrial sector having better employment opportunities. The model suggests that migration is an equilibrating mechanism which brings wage equality by transferring people from the labour surplus and low income rural areas to the labour deficit and high income urban centres. However, this model was found to be unsatisfactory for analysing the causes and consequences of rural-to-urban migration because of various shortcomings. For instance, the model does not recognize the process of migration as a state of continuous disequilibrium and fails to explain the large and increasing flows of rural -to-urban migration along with increasing urban unemployment. Moreover, the assumption of near-zero marginal productivity and surplus labour in agriculture has been widely criticized on empirical grounds. In addition migration is not solely induced by the presence of low wages and 31 under-employment in the rural areas. Scholars such as Peterson (1955) 123 , Bogue (1959) 124 , Traver (1961) 125 , Sahota (1968) 126 , Jobes et al (1992) 127 , Wenk and Hardesty (1993) 128 have argued that non-economic factors also influence the patterns of rural -to-urban migration. Sjaastad (1962) 129 , in his “Human Investment Theory”, also known as “Human Capital Theory” treats the decision to migrate as an investment decision involving an individual’s expected costs and returns over time. He incorporated both monetary and non -monetary components of explaining the phenomenon of rural -to-urban migration. According to Sjaastad, the probability of migration is directly related to the present value of the expected income gain and inversely related to the cost of relocation. Though the Human Investment Theory recognizes the effect of individual characteristics of migrants, it fails to explain why rural-to-urban migration continues in spite of increasing unemployment in the urban areas. Lee (1966) 130 , developed a general conceptual framework by formulating a number of hypotheses. He divided the forces exerting an influence on migrants perceptions into “push” and “pull” factors. The “push” factors are “negative” factors tending to force migrants to leave origin areas, while the “pull” factors ar e “positive” factors attracting migrants to destination areas in the expectation of improving their lot. These conditions at the area of origin and destination are governed by personal characteristics “which affect 32 individual thresholds and facilitate or retard migration” 131 . This conceptual framework, as propounded by Lee, no doubt, has helped in understanding migration selectivity. However, this framework is too general in character. Hence it is of limited help for policy analysis. In recent years, most of the empirical research on rural-to-urban migration has been influenced by the model developed by Todaro (1969) 132 and its later extension by Harris and Todaro (1970) 133 . This model is basically an extension of the Human Capital Model of Sjaastad. There are essentially four basic propositions derived from Todaro’s migration model : i) Rural –urban migration is stimulated primarily by rational economic considerations. ii) The decision to migrate depends on expected rather than actual urban -rural wage differentials and the probability of obtaining employment in the urban sector. iii) The probability of obtaining an urban job is inversely related to the urban unemployment rate. iv) High rates of urban unemployment are the results of the serious imbalances of economic opportunities between urban and rural areas. 33 Todaro considers rural-urban migration as a two-stage process. In the primary stage the migrant arrives at the unorganized sector, where employment is irregular and inadequately remunerated. With the passage of time, the migrant is able to obtain an organized modern sector job and is also adequately paid. This is the second stage. From the view point of life span income the modern sector earnings during the second stage are sufficiently high so as to offset the zero or low traditional sector earnings during the first state. Thus, individuals while deciding to migrate have a longer time horizon in their mind. Many scholars like Johnson (1971) 134 , Bhagawati and Srinivasan (1974) 135 , Fields (1975) 136 , and others have introduced a number of modifications in Todaro’s model. However, the basic hypothesis that rural -urban migration proceeds primarily due to differences in expected urban and rural real incomes remains widely accepted as a received theory of migration. A number of empirical studies have been made to test the main hypotheses of Todaro’s model. Studies by Belas, Levy and Moses (1967) 137 in Ghana, Sabot (1972) 138 in Tanzania, Carvajal and Geithman (1974) 139 in Costa Rica have found evidence in support of To daro’s hypotheses. However studies by Mabogunje (1970) 140 in Nigeria, Rempel (1971) 141 in Kenya, 34 Godfrey (1973) 142 in Ghana, and Greenwood (1971) 143 , Connell et al (1976) 144 , Sundaram (1986) 145 in India seem to contradict it. Apart from empirical rejection several other shortcomings are also observed against Todaro’s model. A major criticism of the model is the assumption that the potential migrants are homogeneous in skill and attitude, and also that they have complete information for working out the probability of finding an urban sector job. neglected the non-economic factors in migration decisions. Moreover, the model also Further, the assumption that wages in the unorganized sector are always lower than wages in the organized sector and the decision to move is an once-for-all decision, are also not borne out by many empirical studies. Mabogunje (1970) 146 by using the framework of General Systems Theory, has offered a different approach to rural-to-urban migration. Mabogunje views migration as a contin uous process occurring in most countries all the time though at different levels of complexity. Mabogunje’s approach considers rural-to-urban migration as a circular, interdependent, progressively complex and self-modifying system and no longer as a linea r, unidirectional, “push and pull” cause-effect movement in which the effect of changes in one part can be traced through the whole of the system. The migration system is influenced by an economic, 35 social, political and technological environment. The exc hange between the environment and the migration system is open and continuous. Having received the stimulus, the potential migrant will be influenced by the rural control sub -system like family, local community, in his decision either to remain in the rural area or to make a move. The urban sub-control system can help the migrant to adjust to the new environment and eventually to become true urbanites. The positive or negative feedbacks to the area of origin influence subsequent migration. In recent years the World Bank Approach places rural -to-urban migration in the wider context of overall development of the economy 147 . This approach is based on the idea that different sectors including rural and urban areas are interconnected by systems of backward and forward linkages. Through such linkages, development in rural areas influence economic activities in urban areas. Rural produced goods tend to be income inelastic while urban goods and services are generally income elastic (Mellor: 1976) 148 . Therefore as income rises, rural customers are expected to spend an increasing proportion of added income on urban goods and services. No doubt, added rural income will generate some additional demands for rural goods, it will have a much greater impact on demand for urban goods and services. To meet this added demand, urban production will increase, resulting in employment generation in urban areas, and will thereby induces rural -to-urban migration. 36 The World Bank Approach further observes that the inter -sector linkages and the distribution of income gains in rural areas have important implications for the pattern of rural-to-urban migration. For instance, development activities which increase incomes of middle level and relatively well off farmers will have a s tronger positive impact on rural-tourban migration, than activities which concentrate benefits on the poorest rural residents. Similarly most of urban employment induced by growth of agriculture through backward and forward linkages will accrue to market towns and regional centres. Consequently, backward and forward intersectoral linkages are likely to stimulate migration from rural areas to market towns and regional centres. Thus, according to the World Bank Approach, the developmental activities which take place in the economy will have a positive impact on rural-to-urban migration. A review of various theories brings home the fact that all the theoretical approaches and models are partial. They have failed to provide a comprehensive explanation on th e patterns of rural-to-urban migration. Hence to understand the specific patterns of rural –tourban migration there is a need for further micro -level studies that will provide empirical foundations for theoretical explanation. 37 Empirical Studies The literature on empirical studies on rural-to-urban migration has been comprehensively reviewed by Brigg (1973) 149 , Byerlee (1974) 150 , Carynnyk–Sinclair (1974) 154 , Greenwood (1975) 152 , Connell et al (1976) 153 , Nelson (1976) 154 , Todaro (1976) 155 , Findley (1977) 15 6 , Simmons et al (1977) 157 , Yap (1977) 158 , Singh (1980) 159 , Stark (1982) 160 , Parik (1986) 161 , Williamson (1988) 162 , Yadava (1989) 163 , Rempel (1996) 164 , Sharma (1997) 165 and others. Various empirical studies have given importance on certain factors determ ining the movement of people from rural-to-urban areas. Some of these determinants are discussed in the following section : Caste Different micro studies conducted in India have shown that the propensity to migrate from rural-to-urban areas differs for different castes. The studies by Eames (1954) 166 , Gist (1955) 167 , Joshi (1957) 168 , Connell et al (1976) 169 , Paul (1989) 170 , Yadava (1989) 171 , Bhatia (1992) 172 and Bora (1996) 173 reveal the fact that high caste people are more migratory than those belonging to lower castes. The high propensity of migration among upper caste people may be attributed to the differences in the level of formal education (Gist; 1955) 174 . However, studies by Zenkin (1958) 175 , Saxena (1977) 176 , Nagaraj (1997) 177 and Shah (1998) 178 38 observed that both upper and lower castes had greater propensity to migrate. While Khan’s (1986) 179 study showed that backward castes were numerically dominant, next to them were higher castes and then follow the scheduled caste. We therefore argue that ca ste is instrumental in causing differential migration and some castes are more mobile than others. Age Studies on migration differentiates have reported that rural -to-urban migrants were predominantly young adults falling in the age group of 15 to 30 yea rs. Gist (1955) 180 , Bulsara (1965) 181 , Zachariah (1968) 182 , Narain (1972) 183 , Connell et al (1976) 184 , Todaro (1976) 185 , and Oberai and Singh (1983) 186 have observed that young rural adults were more migratory than other groups. Some recent studies by Pa ul (1989) 187 , Mehata (1991) 188 and Shah (1998) 189 also upheld the above generalization. It implies that age component plays an important role in rural-to-urban migration. The relative youth of rural -to-urban migrants implies longer expected working life of the migrants and greater number of years over which they can earn higher urban income. 39 Sex Rural –to-urban migration in India, unlike in western countries is highly selective of males (Zacharich 1964) 190 . Studies by Connell et al (1976) 191 Oberai and Singh (1983) 192 Shah (1998) 193 have provided quantitative evidence to this phenomenon. Connell et al (1976) have estimated that “the females never represented more than 21 percent of the total migrants and as percentage of all working women, working mig rant women were even less-7 percent” 194 . Citing reasons they observed that in the Indian subcontinent the needs of females were subordinate to the needs of males. Moreover, females participate less in education and consequently they lack qualifications f or many jobs. Premi (1980) 195 , analysing the patterns of internal migration in India observes that the composition of female migrants in the rural-to-urban migration was associated with the distance involved in migration and the size of the city. Premi maintains that female migration is mostly short distance migration and larger the city the less likely are women to migrate. While Guglar and Ferree (1983) 196 observed that, sex-selectivity in city-ward migration and labour force participation varies according to the position of women as well as by major cultural regions. We hold the view that the proportion of migrating women will increase as their educational opportunities expand. 40 Marital Status Rural-to-urban migration is selective in terms of marital status also. Zachariah (1968) 197 , observed that migrants to Greater Bombay were disproportionately drawn from among the single of both sexes in the state of origin. Studies by Oberai and Singh (1983) 198 , Singh (1986) 199 , Paul (1989) 200 , Bhatia (1992) 201 , Bora (1996) 202 and Sekhar (1997) 203 also showed that the incidence of rural-to-urban migration is higher among unmarried than among married persons. Singh’s (1986) study has further shown that among married migrants, majority had migrated without their spouses. (1997) 205 also supports this conclusion. Yadava (1989) 204 and Sekhar While a few other studies like Sharma (1984) 206 , Singh and Yadava (1986) 207 have reported that a greater number of the highly educated married migrants were accompanied by thei r wives in comparison to less educated. Education Education acts as a very strong catalyst in the process of rural -to-urban migration. Various studies like Zachariah (1968) 208 , Connell et al (1976) 209 , Todaro (1976) 210 , Singh and Yadava (1981) 211 , Singh (1985) 212 , Paul (1989) 213 and Yadava (1989) 214 have evidenced that there is a positive correlation between educational attainment and rural -to-urban migration. Studies have also been undertaken to analyse the relationship between the educational level 41 of migrants and their choice of destination. Many Indian studies like Kothari (1980) 215 , Singh and Yadava (1981) 216 , Kamble (1982) 217 , Singh (1985) 218 , Yadava (1989) 219 and others have found that the migration of persons with higher education is relatively mo re directed towards the neighbouring urban centres, while metropolitan attracting migrants of low educational level. cities like Mumbai is still The concentration of migrants with high educational level in nearby urban centres may be due to the availabi lity of white collar jobs reserved for the native people by the respective state governments. Family Size It is generally suggested that migrants tend to come from relatively large families. Studies by Connell et al (1976) 220 , Mehata (1991) 221 , Bhatia (1992) 222 extend support to this observation. It was generally held that large families have both the need for more earnings and the capacity to replace missing workers. Moreover, in the large households the chance that at least one member was encouraged t o migrate was more and once a member of the large household migrates out, others tend to follow them. Thus, large households are likely to be affected by chain migration. 42 Land Holdings The possession of land by a household is very likely to be one of the significant determinants of the patterns of migration, where most people earn their livelihood from land. For instance, Joshi’s (1966) study in Haria village of Gujarat, reported a high out - migration among the Anavalis, a caste owning 93 percent of the total land in the village 223 . Connell et al (1976) also reported that majority of migrants in their sample of North Indian villages come from families other than land less households 224 . However field studies have shown dissimilar results with regard to the relationship between rural-to-urban migration and land size. Mehata’s (1991) 225 study has noticed that migration was higher in the case of households who have smaller size of landholdings. Studies by Paul (1989) 226 and Bhatia (1992) 277 reveal that the propensity to migrate was high among medium farm groups. Oberai and Singh (1983) 228 and Bora (1996) 229 support the hypothesis that propensity to migrate increases with increase in the size of land holdings, while Saxena (1977) 230 and Yadava (1989) 231 in their studies have remarked that the people having no or little cultivable land and those having excessive cultivable land generally tend to migrate. A few studies like Sharma (1984) 232 , Banerjee (1986) 233 have found higher migration rate among households with no land. 43 Income Status Several studies on rural-to-urban migration have indicated a strong correlation between the level of household income and the pattern of rural -to-urban migration. Studies by Paul (1989) 234 , Mehata (1991) 235 , Wilson-Figueroa et al (1991) 236 , Bora (1996) 237 , Sharma (1997) 238 , Chand, Singhal and Modi (1998) 239 and Shah (1998) 240 attribute much of rural-tourban migration to the push of rural poverty. Thus poverty status of the household does not inhibit rural-to-urban migration. In fact a study by Wenk and Hardesty (1993) 241 indicated that the movement from rural to an urban area reduces time spent in poverty. However, Yaswant (1962) 243 and Sovani (1966) 243 have found that propensity to migrate is higher in middle income groups than in lower and upper groups. Bhatia’s (1992) 244 study also indicates similar results. Banerjee and Kanbur (1981) 245 on the contrary have hypothesized that the propensity to migrate is likely to increase with income up to a point and then decrease. Thus, the evidence on the propensity to migrate of different income groups is mixed. Contacts Personal and social contacts play an important role in the process of rural -to-urban migration. The presence of relatives, friends, caste members and own villager s in urban 44 areas who often provide some information on the character of job opportunities and the condition of life in urban areas have been cited as likely determinants of rural -to-urban migration. Studies by Gist (1955) 246 , Prabhu (1956) 247 , Zachariah (1968) 248 , Rowe (1973) 249 , Rao (1974) 250 , Majumdar and Majumdar (1978) 251 , Singh (1978) 252 , Veen (1979) 253 , Banerjee (1986) 254 , Nagaraj (1997) 255 and Reddy (1998) 256 reveal that rural-to –urban migration is enhanced on the lines of caste, kinship and friend ship. The previous migrants work as motivators by supplying food, shelter and other necessities at the initial stage to the new migrants (Fields: 1975) 257 . Many a time destination contacts can be an important source of specific information also. For ins tance, semi-skilled and unskilled workers in industries like construction, hotels, etc are often recruited through jobbers. These persons visit their native village and induce relatives and co -villagers to migrate by making firm offers of jobs with their own employers. Studies by Morries (1965) 258 , Rao (1970) 259 and Johri and Pandey (1972) 260 provide evidence to this kind of rural-to-urban migration. Thus, destination contacts have a positive effect on migration to a specific area. Remittances Studies on rural-to-urban migration have also focused on the inflow of remittances and their impact on the village economy. Connell et al (1976) 261 observed that the amount remitted ranged from 26 percent to 69 percent of all migrants income. 45 Noble and Dutta (1977) 262 noted that the inflow of remittances not only sustained rural families but also promoted the village money economy in place of the traditional barter economy. Saxena (1977) 263 , found that rural-to-urban migration went a long way towards relieving the migrant families of their economic distress. Oberai and Singh (1981) 264 have observed that the correlation coefficient between amount of income earned and proportion of income remitted is negative. Banerjee’s (1981) 265 study in Delhi indicated that remittances increase at an increasing rate with the length of urban residence. Paul’s (1989) 266 study observed that generally those who had migrated alone than those who had migrated with their families tended to send more to their families back home. Bhatia’ s (1992) 267 study revealed that the decision of migrants to send remittances was not governed by their income, it rather depends on the degree of their relationship to and the financial need of the remaining members of the household. Chaudhuri (1993) 268 concluded that consumption expenditure is likely to form the most important component of remittance use in rural areas. He also observed that the level of in-remittance into the rural areas play a part in their development. Causes of Rural-to-Urban Migration Most of the migration studies have emphasized that rural -to-urban migration is primarily for economic reasons (Sovani: 1966; Todaro: 1976; Singh: 1986; Banerjee : 1986) 269 . 46 Highlighting the role of economic factors in rural -to-urban migration Safa (1975) writes that, “Migration is normally viewed as an economic phenomena. Though non -economic factors obviously have some bearing, most studies concur that migrants leave their area of origin primarily because of lack of economic opportunities in hopes of finding better opportunities elsewhere” 270 . Thus, the greater the differences in economic opportunities between rural and urban areas, the greater will be the rural -to-urban migration. The economic causes of rural-to-urban migration are usually classified into ‘push’ factors in the rural areas and ‘pull’ factors of urban areas. Push Factors Important push factors from rural areas are lower land -man ratio, intra-rural inequalities of economic resources, mechanisation of agriculture, low agricultural i ncome, agricultural unemployment and underemployment. The pressure of population results in lower land-man ratio and accumulation of surplus labour on land. A study by Deshmukh (1956) 271 found that the migration of people from rural -to-urban areas was because of inadequate land and insufficient resources to generate income for living. Preston (1969) 272 in his study has observed a positive correlation between lower land -man ratio and the propensity to migrate. Standing and Sukdeo (1977) 273 have found that mechanization of 47 agriculture along with concentration of land in a few hands often leads to the replacement of labour, thereby resulting in townward movement of labour. An International Labour Organisation study noticed the small size of landholdings as a factor driving the cultivator to abandon farming and migrate to the urban areas 274 . Mukarjee (1981) 275 was of the opinion that rural-to-urban migration occurred as spatial symptoms of underdevelopment of the economy. Low agricultural productivity has also been noted as a vital push factor in rural to-urban migration. For instances, the International Labour Organisation study has come to the conclusion that the main push factor causing the worker to leave agriculture, is the lower levels of income. In almost all countries agri-incomes are lower than incomes in non agriculture sector 276 . Connell et al (1976) 277 and Oberai and Singh (1993) 278 have indicated that the overall rate of rural out migration increases with greater inequality of distribution of economic resources, mainly, land in the villages. Singh (1978) 279 observed that majority of the rural people migrated to towns because of adverse agricultural unemployment or underemployment and overpopulation in the rural areas. conditions, These findi ngs were also supported by Bhatt and Chawla (1972) 280 , Singh and Yadava (1981) 281 and Dhesi and Gumbar (1982) 282 . Decay of traditional occupation and village industry have been cited often as push factors leading to rural-to-urban migration by Bhargava (1971) 283 and Bose 48 (1978) 284 . The push factors, are thus, the factors which more or less compel people to leave the rural areas. Pull Factors Pull factors refer to the factors which encourage migration to a particular area. Better work opportunities, attraction to city life, better civil amenities, higher wages and the probability of attaining higher standard of living in the cities attract people, especially young people to certain urban centres. In short, rural people may be lured by the “bright lights of the city”. Caldwell (1969) 285 in this regard has stated that the vast majority of the respondents explained rural-urban migration in terms of more money and a better standard of living in the town, rather than insufferable economic conditions in the v illage. Majumdar (1977) 286 found that majority of the migrants left their villages due to the improved urban civic facilities and better economic opportunities. The studies by Mishra (1956) 287 and Reddy (1998) 288 have also observed similar findings. Stu dies by Dhikney (1959) 289 , Chauhan (1966) 290 , Sandhu (1969) 291 , Rao (1974) 292 , Gosal and Krishnan (1975) 293 and Grewal and Sidhu (1979) 294 have observed that majority of the migrants moved to the urban places because of better livelihood and better econom ic factors such as higher wage rates, income and regular employment at the place of immigration. 49 A recent review of migration studies by Wenk and Hardesty (1993) 295 indicated that non economic factors are substantial motivators in the rural -to-urban migration patterns of the rural poor. Thus rural-to-urban migration is essentially a multi -dimensional problem which is influenced by several factors. Objectives and Hypotheses The basic objective of this study is to contribute to the understanding of the patt erns of rural-to-urban migration and establishing relationship between migration and its determinants. It is an established fact that exodus of people from rural areas to towns and cities takes place as a consequence of certain rational economic decisions on the part of the individuals and not the result of any chance factors. Rural -to-urban migration, is thus a selective process which can be understood better by attempting a micro -economic analysis. The study has the following specific objectives : (1) To understand the processes and patterns of rural -to-urban migration in Dakshina Kannada district. 50 (2) To identify the socio-economic characteristics of the rural-to-urban migrants, rural migrant households and the return migrants in the rural migrant households in this district. (3) To find out the determinants of rural-to-urban migration in the region. (4) To examine the information transmission process in rural -to-urban migration and the job search strategy adopted by migrants. (5) To investigate the process of settlement of migrants in the city and their getting established in the urban occupations. (6) To study the living conditions of the migrants at destination. (7) To document the nature of the links between the migrants and the people in their villages. (8) To analyse the differences or similarities in the processes and patterns of rural -to-urban migration between a small intra-district city and a big inter-state city. (9) To assess the impact of rural-to-urban migration on the migrants and rural migrant households in particular and village economy in general. 51 The present study proposes to examine the following hypotheses : i. Younger people have a greater tendency to migrate than older persons . ii. Migrants are more likely to be single than married. iii. There is a positive correlation betwee n educational attainment and rural-to-urban migration. iv. Persons with higher education are relatively directed more towards the neighbouring urban centres. v. Urban destination contacts are important in the choice of long distance rural -to-urban migration. vi. Migrants are occupationally more mobile and also tend to improve their educational status. 52 vii. Rural poor migrate largely due to push factors, where as rural rich migrate mainly due to pull factors. viii. Migrants have a greater propensity for saving something out of t heir earnings and remitting the savings to their families back home. ix. Rural-to-urban migration causes a change in the cropping patterns at the place of origin. x. Long-distance rural-to-urban migration is non-permanent in nature. Methodology The present study uses data both from the secondary and primary sources. Secondary data such as State and District Gazetteer, District Statistical Reports, National Informatics Centre’s Statistical Tables, Indian Census Data, published historical material and the findings of individual researcher’s have been used. The Census Data on migration tables have been used to analyse the patterns of migration in general and rural -to-urban migration in particular with reference to India, Karnataka and Dakshina Kannada district. Thi s would help us to understand the broad patterns of rural -to-urban migration in the district. 53 The primary data used in this study are generated through field surveys. As discussed elsewhere in the chapter the field studies have been undertaken at both end s covering place of destination and origin. It is obvious that people from the villages of Dakshina Kannada district are found in almost all important urban areas within the district, state, as well as other states in India and also in important cities al l over the world (Lobo : 1999) 296 . However, considering the practical difficulties in terms of cost, time, identification and location, this study restricts itself to the study of migrants from the rural areas of Dakshina Kannada in two cities only. The two cities are Mangalore and Mumbai. Mangalore is the district headquarters of the district. Geographically and demographically this is a small city but is regarded as one of the fastest growing urban centres in India. Mumbai is the commercial capital of India. It is also the second most populous city in India. The people of Dakshina Kannada have had a very long history of migration to Mumbai (Karnad : 1994) 297 . Various reports have also shown that a large number of Dakshina Kannadigas are living in Mumbai over the years 298 . Hence the sample of migrants selected for this study are migrants from the rural areas of Dakshina Kannada working and living in the cities of Mangalore and Mumbai and their households of origin in the villages of Dakshina Kannada . A generally practiced methodology of data collection is to conduct initial interviews in the rural areas to identify the migrants followed up by a “tracer” interview of these 54 migrants in urban areas (Todaro 1976) 299 . Considering our objectives, we first traced the migrants in both the cities, interviewed them, and collected the necessary data. Further we visited the place of origin of the migrants and conducted the household survey. This kind of methodology helped the researcher to identify the factors and patterns which led the respondents to migrate and also to analyse as to why other members of the same household stayed back. We were also able to meet the return migrants present in the respondents household and collected information on return migrat ion. In addition the author’s visit to the household of origin enabled us to record the impact of rural -to-urban migration in the migrant household. The actual method of data collection was as follows. In the first stage the researcher identified a few migrants at both places known to him. From thereon, it was from the migrants themselves other migrants were traced. To identify migrants the help of Tulu and Konkani language associations, community associations like Billawara Sangh, Bunts Association, Canara Catholic Welfare Society and prominent individuals was also taken. The sample of urban migrants were selected by following non -probability sampling methods A migrant for the purpose of the study was defined as one who fulfils the following five characteristics : 55 i. male or unmarried female; ii. born and lived at least for 15 years in the villages of Dakshina Kannada; iii. age at arrival in Mangalore or Mumbai being 15 years or more; iv. came to Mangalore or Mumbai at least in the year 1995 or before; and, v. came after securing employment or in search of employment. The main considerations in following such a procedure were a. Female migration in India is generally associated with marriage hence married females were excluded b. The year 1995 ensures that the migrants w ere staying at the place of destination at least for two or more years, so that seasonal migrants and temporary migrants have been excluded; and, c. Cases representing migration for education, follow up, dependent migration were excluded and only decision making migrants were included. 56 At the second stage, a total of 300 migrants – 150 each at Mangalore and Mumbai- have been selected. While selecting the representative sample enough care has been exercised to include migrants from various occupational, edu cational, regional and household status background. The actual information was collected chiefly through interviews using a pretested interview schedule by the author himself. The field surveys were carried out from April 1998 to December 1998 at the urban places. The household survey was undertaken during April – October 1999. While interviewing the respondents in the urban areas, we also collected the addresses of the household of origin. This was used by the researcher for the purpose of undertaking household survey of the respondents. However of the 300 households the author was able to trace and contact only 265 households. The rest had either shifted to other places or were not available at the time of the authors visit. The household survey was designed to obtain data on economic, demographic, and migration details of the household. At the time of household survey the author return migrants. also identified 53 Separate interview schedules were used to gather data on return migration. This two-way approach has provided a better understanding of the patterns of rural-to-urban migration and its impact on the migrants household. 57 CHAPTER OUTLINE The present study has been organised into seven chapters. The I Chapter, being introductory, explains the need for the present study, points out the research gaps and presents the review of the existing literature on rural -to-urban migration. It also points out the objectives, hypotheses and methodology adopted in this study. A brief profile of the physical and administrative features, land -utilisation pattern, cropping pattern, demographic features, level of development and the historical evidences of rural-to-urban migration in Dakshina Kannada district are presented in Chapter II. This chapter also presents a brief profile of Mangalore and Mumbai, the two urban destinations selected for studying the patterns of rural-to-urban migration in the district. An analysis of the selective characteristics of the immigrants in Mangalore and Mumbai cities based on census data is also made in this chapter. The purpose of Chapter III is to analyse the census data on migration in India, Karnataka state and Dakshina Kannada district. This analysis is helpful in identifying the broad patterns and processes of rural-to-urban migration at these three levels. 58 Chapter IV deals with the findings of urban field studies. The determinants of migration, process of migration, role of information channels, patterns of occupation, income and savings, duration of stay and living conditions of the migrants are discussed in this chapter. An examination of the causes of rural-to-urban migration of the respondents and the nature of the links between them and the people in their villages is made in Chapter V. In Chapter VI, the findings of rural field study are presented and analysed. This chapter examines, the volume and flow of out -migration in the rural migrant households, covered in the sample and the impact of rural out -migration on their households. In addition it also discusses the reasons for non-migration, and the characteristics of return migrants. Chapter VII contains the summary and conclusions of the study. 59 60 Urban-to-Urban Urban-to-Rural Urban-to-Urban Urban-to-Rural Interdistrict Rural-to-Urban Rural –to-Rural Intradistrict Rural-to-Urban Rural –to-Rural Urban-to-Urban Urban-to-Rural Rural-to-Urban Rural –to-Rural APPENDIX 1.1 INTERNAL MIGRATION STREAMS IN INDIA Interstate NOTES AND REFERENCES 1. SINGH, J.P. : “Population Mobility in India: Studies and Prospects”, Sociological Bulletin, Vol. 29. No. 1, March 1980, pp 33-62. 2. LEWIS, W.A. : “Economic Development with unlimited Supplies of Labour”, The Manchester School of Economics and Social Studies , Vol. XXII, 1954, pp 139-191; J.C.H FEI, and GUSTAV RANIS : “A Theory of Economic Development”, The American Economic Review, Vol. 51. 1961. pp 533-565; J. HARRIS and M.P. TODARO, “Migration, Unemployment and Development a Two Sector Analysis”, The American Economic Review, Vol. 66. No. 1 1970, pp 126-142; M.P. 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