Open Access Atmospheric Chemistry and Physics Atmos. Chem. Phys., 14, 847–875, 2014 www.atmos-chem-phys.net/14/847/2014/ doi:10.5194/acp-14-847-2014 © Author(s) 2014. CC Attribution 3.0 License. Sensitivity of aerosol retrieval to geometrical configuration of ground-based sun/sky radiometer observations B. Torres1,2 , O. Dubovik2 , C. Toledano1 , A. Berjon3 , V. E. Cachorro1 , T. Lapyonok2 , P. Litvinov2 , and P. Goloub2 1 Group of Atmospheric Optics, Valladolid University, Valladolid, Spain d’Optique Amosphérique, Université des Sciences et Technologies de Lille, Villeneuve d’Ascq, France 3 Izana Atmospheric Research Center, Spanish Meteorological Agency, Tenerife, Spain 2 Laboratoire Correspondence to: B. Torres ([email protected]) Received: 13 February 2013 – Published in Atmos. Chem. Phys. Discuss.: 14 March 2013 Revised: 25 November 2013 – Accepted: 6 December 2013 – Published: 24 January 2014 Abstract. A sensitivity study of aerosol retrievals to the geometrical configuration of the ground-based sky radiometer observations is carried out through inversion tests. Specifically, this study is focused on principal plane and almucantar observations, since these geometries are employed in AERONET (AErosol RObotic NETwork). The following effects have been analyzed with simulated data for both geometries: sensitivity of the retrieval to variability of the observed scattering angle range, uncertainties in the assumptions of the aerosol vertical distribution, surface reflectance, possible instrument pointing errors, and the effects of the finite field of view. The synthetic observations of radiometer in the tests were calculated using a previous climatology data set of retrieved aerosol properties over three AERONET sites: Mongu (Zambia) for biomass burning aerosol, Goddard Space Flight Center (GSFC; Maryland, USA) for urban aerosol and Solar Village (Saudi Arabia) for desert dust aerosol. The results show that almucantar retrievals, in general, are more reliable than principal plane retrievals in presence of the analyzed error sources. This fact partially can be explained by practical advantages of the almucantar geometry: the symmetry between its left and right branches that helps to eliminate some observational uncertainties and the constant value of optical mass during the measurements, that make almucantar observations nearly independent of the vertical variability of aerosol. Nevertheless, almucantar retrievals present instabilities at high sun elevations due to the reduction of the scattering angle range coverage, resulting in decrease of information content. It is in such conditions that principal plane retrievals show a better stability, as shown by the simulation analysis of the three different aerosol models. The last part of the study is devoted to the identification of possible differences between the aerosol retrieval results obtained from real AERONET data using both geometries. In particular, we have compared AERONET retrievals at the same sites used in the simulation analysis: Mongu (biomass burning), GSFC (urban) and Solar Village (desert dust). Overall, this analysis shows robust consistency between the retrievals from simultaneous observations in principle plane and almucantar All identified differences are within the uncertainties estimated for the AERONET operational aerosol retrieval. The differences in the size distribution are generally under 10 % for radii between 0.1 µm and 5 µm, and outside this size range, the differences can be as large as 50 %. For the absorption parameters, i.e., single scattering albedo and the imaginary part of the refractive index, the differences are typically under 0.01 and 0.003, respectively. The real part of the refractive index showed a difference of 0.01 for biomass burning and urban aerosol, and a difference of around 0.03 for desert dust. Finally, it should be noted that the whole data set includes only 200 pairs, which have been taken under very stable atmospheric conditions; therefore, in a general case, differences between principal plane (PPL) and almucantar (ALM) are expected to be higher. Though the observed differences between ALM and PPL are rather small, it should be noted that this analysis has been conducted using a limited set of 200 observation pairs selected under stable atmospheric conditions. Published by Copernicus Publications on behalf of the European Geosciences Union. 848 1 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration Introduction In the past decades, atmospheric aerosol has been widely recognized as an atmospheric constituent important not only for the understanding of atmospheric processes, but also as one of the factors impacting many different aspects of the life on Earth (Solomon et al., 2007; IPCC, 2007). Indeed, the aerosol directly impacts ecosystems and human health as a pollutant (generated by industrialization and fossil fuel combustion). It has also been recognized for its influence on the global climate system. This effect is known as “aerosol radiative forcing”, and includes the so-called direct effects (basically scattering and absorption of solar radiation), as well as indirect effects, created by the modification of cloud properties (cloud lifetime, cloud albedo, precipitation, chemistry, etc.). The aerosol particles can be natural (sea salt, desert dust, volcanic ash) or anthropogenic (nitrates, sulfates, organics, carbonaceous, etc.), or a mixture of both, with particle sizes ranging from a few nanometers to hundreds of micrometers; this leads to a complex and heterogeneous system with different physical, chemical and optical properties (Willeke and Baron, 1993; D’Almeida et al., 1991). This complexity makes it necessary to take a multidisciplinary approach to studying aerosol, one which implies the integrated use of very different methods and techniques. In this context, this paper is focused on the analysis of the important features of aerosol columnar properties retrieval from radiometric observations. This approach is based on the analysis of the light resulting from the interaction of solar radiation with the aerosol particles suspended in the atmosphere. The high spatial and temporal variability of the aerosol properties has led to the development and establishment of measurement networks covering extensive areas. Among all the monitoring systems, ground-based observations have been revealed as the most accurate and simplest. The most important ground-based global remote sensing networks are AERONET (AErosol RObotic NETwork) (Holben et al., 1998), SKYNET (Takamura and Nakajima, 2004) and PFR-GAW (Precision Filter Radiometer-Global Atmosphere Watch) (Wehrli, 2005). AERONET and SKYNET networks provide aerosol information from two kinds of spectral measurements: spectral data of direct Sun radiation attenuation by the atmosphere and angular distribution of diffuse sky radiation, while PFRGAW only provides data of direct Sun radiation. The direct measurements provide information about total aerosol loading, i.e. AOD (aerosol optical depth). The observations of diffuse radiation contain essential information for retrieving the aerosol phase function and optical aerosol properties. Using this information, important aerosol optical and microphysical parameters, such as the particle size distribution (Nakajima et al., 1983, 1996) and complex refractive index or single scattering albedo (Dubovik and King, 2000; Dubovik et al., 2006), are derived. Atmos. Chem. Phys., 14, 847–875, 2014 The present work aims at identifying whether the retrieval results depend on the geometry used in the sky radiance measurements. In particular, this work has been carried out with the inversion algorithm described in Dubovik and King (2000) (also Dubovik et al., 2000, 2002, 2006), and using data provided by AERONET. That is why the study will be focused on the almucantar and principal plane geometries (hereafter, ALM and PPL respectively), that are adapted (Holben et al., 1998; Kaufman et al., 2002; Olmo et al., 2008) as the standard observational scenarios in operational data acquisition of the AERONET network (Holben et al., 1998). Also, the same observational scenarios are used by SKYNET (Nakajima et al., 1996). In the almucantar configuration, Fig. 1 on the left, the sun photometers (e.g., Cimel Electronique 318, standard in AERONET) keep the zenith angle constant (equal to the solar zenith angle θs ). The azimuth movement is done first towards the right (taking the Sun as reference and up to ϕa = 180◦ ) and then is repeated towards the left. Assuming a homogeneous atmosphere, the measurements taken in both right and left branches are expected to be symmetrical and the final radiance values used in the inversion algorithm for the almucantar are obtained by averaging the observations in the right and left branches. This process allows elimination of the data contaminated by sky inhomogeneities. In AERONET network processing, the symmetry property in almucantar has been used for over a decade, and those measurements exhibiting radiance differences higher than 20 % between right and left branches are eliminated (this and other quality control criteria are described in http://aeronet.gsfc.nasa.gov/new_web/ Documents/AERONETcriteria_final1_excerpt.pdf and Holben et al., 2006). In the principal plane geometry (Fig. 1 on the right), the azimuth angle is the one that remains constant while the zenith angle varies. Note that this geometry does not present any evident symmetry and, therefore, identifying and screening sky inhomogeneities in principal plane observations is not straightforward. Another important aspect that distinguishes ALM and PPL geometries is the relation between the scattering angle 2, the solar zenith angle θs and the observation angles θa and ϕp for almucantar and principal plane, respectively. For any measurement, the scattering angle can be expressed as cos(2) = cos2 (θs ) + sin2 (θs ) cos(ϕa − ϕs ) for the almucantar1 , and cos(2) = cos(θp ∓ θs ) for the principal plane2 (Nakajima et al., 1996). As a consequence, the maximum scattering angle that can be reached in both geometries is 1 Normally, the azimuth origin is taken in the Sun position and therefore ϕs = 0. Note that this assumption was made in Fig. 1. 2 The signs (−) in the case of (ϕ −ϕ = 0◦ ) and (+) for the case p s of (ϕp − ϕs = 180◦ ). www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 849 Fig. 1. Figures describing the two geometries used within AERONET network for the measurements of the sky radiances; the almucantar is shown on the left, the principal plane is shown on the right. 2M = 2θs in the almucantar and 2M = θs + 90◦ in the principal plane3 . This fact plays an important role in the present study, as the information contained in the radiance measurement critically depends on the geometry selected, especially for small values of the solar zenith angle. Specifically, the first part of this work contains an analysis of the consequences of having different ranges of scattering angle coverage in ALM and PPL measurements. For that purpose, in Sect. 2 we use simulated sky radiances for different θs and aerosol types which will be inverted afterwards to observe the differences in the retrievals. In the same section, we include an analysis of the effect of neglecting the vertical variability of aerosol and its effects in both geometries. Additionally, we study the influence of some other aspects that could affect ALM and PPL in a different way, such as an uncertainties in the surface reflectance assumption, the effect of an incorrect pointing in both geometries and the effect of considering a finite field of view. Finally, we examine whether or not the results obtained in the simulation are supported by real observations. For this purpose, we analyze the differences in the retrievals obtained from nearly simultaneous principal plane and almucantar measurements, selected under stable atmospheric conditions, at the same key sites. 2 2.1 Analysis of simulated data Methodology and data In the first section, we study the variability of the retrievals for different solar zenith angles corresponding to different 3 It should be noted that operationally observations cannot be made all the way to the horizon due to horizon obstructions and also due to inexact optical air mass computations (refraction effects, etc.). Therefore, the maximum scattering angle in the principal plane scan is typically smaller than stated theoretically (e.g., in AERONET, the Level 2 AOD product is limited to a maximum air mass of 5 as the effect of atmosphere sphericity is not negligible for larger air masses and this is not accounted in the plane-parallel radiative transfer model used for aerosol retrieval (Dubovik and King, 2000). Therefore, 2M ' θs + 80◦ ). www.atmos-chem-phys.net/14/847/2014/ ranges of scattering angle coverage in ALM and PPL measurements. Also, in order to assure the reliability of our studies, we have conducted self-consistency tests of the inversion code. First, we simulate radiance measurements with the forward module using the pertinent size distribution (columnar volume size distribution dV /dln(R) for radii between 0.05–15 µm) and the refractive index of the different aerosol examples. Then these synthetic observations are inverted using the retrieval algorithm and the resulting values are compared with the assumed aerosol properties. The tests are conducted for both PPL and ALM geometries. A scheme of this procedure is drawn in Fig. 2. The test conditions, which are the solar zenith angles (five cases: θs =15◦ , 30◦ , 45◦ , 60◦ and 75◦ ) and the measurement geometry (almucantar or principal plane), are also included in the diagram. This strategy for conducting the sensitivity studies has been adapted from a previous work by Dubovik et al. (2000). The principal novelty here is the testing of the reliability of principal plane retrievals and the comparison of those retrievals with retrievals from almucantar observations. In addition, for modeling the aerosol properties, we used climatology of real aerosol retrievals from AERONET observations (described in Dubovik and King, 2000; Dubovik et al., 2006), and Dubovik et al., 2002) instead of using aerosol models found in sparse literature. In that climatology analysis, characteristics of different aerosol types observed at several AERONET key sites are derived as a function of the aerosol optical depth. Specifically, we have taken the information from three sites: Mongu (Zambia) for biomass burning aerosol, Goddard Space Flight Center (GSFC; Maryland, USA) for urban aerosol and Solar Village (Saudi Arabia) for desert dust aerosol. For these three examples, two possibilities for the aerosol load have been considered: the first one around the averaged value of the aerosol optical depth (registered in the study Dubovik et al., 2002), and the second one with more aerosol load so as to see if certain conditions affect differently as the aerosol load increases. Table 1 summarizes the aerosol properties of the all the examples considered. We provide the full set of parameters needed to run the forward module. The first parameter is the reference value of the aerosol optical depth from which the rest of the input parameters are derived (using the Atmos. Chem. Phys., 14, 847–875, 2014 850 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration Fig. 1. Figures describing the two geometries used within AERONET network for the measurements of the sky radiances: the almucantar is shown on the left, the principal plane is shown on the right. Methodology diagram dV dln(R) Aerosol models: τa (λ) - Biomass: Zambia - Urban: GSFC - Desert: Solar Vil R(Θ,λ) Forward Code n(λ),k(λ) - θs =15,30,45,60,75 COMPARISON - ALM and PPL dV ′ dln(R) ′ ′ Backward Code n (λ),k (λ) Fig. 2. Methodology diagram followed to carry self-consistencytest testof of the the code used code aerosol types, solarsolar zenithzenith anglesangles Fig. 2. Methodology diagram followed to carry out out the the self-consistency usedfor fordifferent different aerosol types, and geometries for measuring theradiance. sky radiance. and geometries for measuring the sky use simulated sky radiances for different θs and aerosol types expressions Dubovik et al.,afterwards 2002). The next parameters in whichinwill be inverted to observe the differences Table 1 in arethe used to describe the size distribution (modeled as retrievals. In the same section, we include an analysis a bimodal lognormal function):the particle concentraof the effect of neglecting verticalvolume variability of aerosol 3 /µm2 ]), volume median radius (r tion170(CVand [µm andthe 190 its effects in both geometries. Additionally, we study i V i [µm]) influence some other couldThe affect ALM and mode width (σV iof ) for fine andaspects coarsethat mode. remaining PPLthe in refractive a different index way, such uncertainties in the surinputs are and astheansphericity parameter, reflectance effect an incorrect pointwhich isface taken as 0 forassumption, desert dustthe (all the of particles are coning in both geometries or the effect of considering a sidered to be non-spherical) and in the rest of the casesfinite as 175 field of view. Finally, we examine if the results obtained 195 100 (considering all the particles as spheres). in the simulation are supported by real observations. For The simulated aerosol optical and the scatterthis purpose, we analyze thedepth differences in single the retrievals ob1. It should ing albedo are shown in the output part of Table tained from nearly-simultaneous principal plane and almube notedcantar that measurements, the obtained spectral aerosol optical depth obselected under stable atmospheric contained Dubovik et al.key (2002) 180 using ditions, at the same sites. dynamic models is slightly different from the entry values used for generating full opti- 200 cal properties. This can be explained by the fact that aerosol Analysis of simulated data models 2from Dubovik et al. (2002) are based on the linear regression2.1 analysis, and, therefore, an exact match between the Methodology and data entry optical thickness (τaref in Table 1) and simulated optical 205 In τthe we Indeed, study thethe variability of the retrievals thickness notsection, expected. aerosol optical depth a isfirst different solar zenithaerosol angles parameters corresponding different dependsfor nonlinearly on such as toreal and 185 range of of scattering angle coverage in ALM and PPL imaginary parts the refractive index, and therefore, the mearegression analysis is just an approximation. In addition, here the calculation for the desert dust has been made using the spheroid package developed by Dubovik et al. (2006) while retrieval obtained by Dubovik et al. (2002) was based on the retrieval that used only spherical assumption. As a result, we see a slightly higher discrepancy between entry and output values of optical thickness, even though, generally, simulations of extinction do not almost depend on shape of large particles. For example, if we considered the spherical model for the desert dust type in the forward simulations, the values for the aerosol optical depth at 1020 nm for SolV1 and SolV2 would be τa (1020) = 0.294 and τa (1020) = 0.493. These values are in better agreement with the reference values and the differences could then be related to the mentioned non-linear dependencies. Also note that these simulated values do not depend on the “conditions” such as the measurement geometry or the solar zenith angle. Finally, we should remark here that larger AOD implies better retrieval accuracy; however, we have decided to maintain the typical aver- Atmos. Chem. Phys., 14, 847–875, 2014 surements. Also, in order to assure the reliability of our stud- age each siteself-consistency (even though tests theyof arethequite different) ies,values we havefor conducted inversion socode. that our study is related to the average conditions. First, we simulate radiance measurements with the In addition to using the consistency and analysis of depenforward module the pertinentcheck size distribution (columdence on thesize solardistribution zenith angle, the samefor methodology nar volume dV /dln(R) radii betweenis also 0.05 to − 15µm) index of the different aerosol (see used analyzeand therefractive sensitivity to different error sources examples. Then observations inverted us- the 2). For example, inare order to study the flowchart inthese Fig. synthetic ing the retrieval and they compared the by influence of the algorithm pointing error, we are simulate the with radiances assumed aerosol properties. The test are conducted for both introducing an incorrect pointing. Subsequently, these synPPL and ALM geometries. A scheme of this procedure is thetic data are inverted and, the obtained results compared drawn in figure 2. The test conditions, which are the solar with theangles ones (5 assumed be◦“true”. zenith cases: θto=15 , 30◦ , 45◦ , 60◦ and 75◦ ) and s the measurement geometry (almucantar or principal plane), are also included in the diagram. 2.2 Dependence on the solar zenith angle This strategy for conducting the sensitivity studies have been adaptedoffrom work Dubovik al. (2000). The 3 for The results theprevious consistency tests areetshown in Fig. principal novelty here is the testing the reliability of princithe three aerosol types considered: biomass burning aerosol pal plane retrievals and its comparison with those from al(Fig. 3a), observations. urban aerosol (Fig. 3b) desert aerosol mucantar In addition, for and modeling thedust aerosol (Fig. 3c). The study is made following theretrievals scheme from presented properties we used climatology of real aerosol inAERONET Fig. 2. In addition to the size distribution andand theKing, refractive observations (described in (Dubovik index parameters that drive the forward simulations), 2000;(the Dubovik et al., 2006)), Dubovik et al. (2002)) instead the of using aerosol models found in sparse literature.due In that cli- great single scattering albedo is also illustrated, to its significance. The results retrieved with the almucantar geometry are shown in the upper part, while results from simulations with the principal plane are placed at the bottom of every subfigure. In all the representations, the results obtained for the case with smallest aerosol load (e.g., desert dust: τaref (1020) = 0.3) are plotted with a solid line while dashed line is used for the case with the largest aerosol load (e.g., desert dust τaref (1020) = 0.5). Size distributions are represented in the subfigures on the left. The “true” size distribution used for producing the synthetic observations is plotted in black. The size distributions produced from inversion of synthetic data are plotted in different colors, depending on the solar zenith angle used for the simulations: dark blue for 15◦ , light blue for 30◦ , green for 45◦ , orange for 60◦ , and brown for 75◦ . The optical parameters, single scattering albedo, and the refractive index are plotted as a function of the solar zenith angle. Different colors have been chosen, in this case, for different wavelengths – blue for 440 nm, green for 670 nm, yellow for 870 nm, and red for 1020 nm. The input values www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 851 Table 1. Description of aerosol properties used for simulating the radiance measurements. The first row specifies the parameters describing the size distribution which is modeled as a bimodal lognormal function: CV i [µm3 /µm2 ], rV i [µm] and σV i . Refractive index and the sphericity parameter are also parts of the input. Single-scattering albedo and aerosol optical depth, for each wavelength, are shown as the output after applying the forward model. Biomass burning (Zambia) INPUT τaref (440) r Vf σ Vf C Vf r Vc σVc C Vc Sph. 0.400 0.800 0.130 0.140 0.400 0.400 0.048 0.096 3.504 3.788 0.730 0.730 0.004 0.007 100 100 n(440) n(670) n(870) n(1020) k(440) k(670) k(870) k(1020) – Zamb1 – – Zamb2 – 1.5100 1.5100 1.5100 1.5100 1.5100 1.5100 1.5100 1.5100 0.0210 0.0210 0.0210 0.0210 0.0210 0.0210 0.0210 0.0210 OUTPUT τa (440) τa (670) τa (870) τa (1020) ωo (440) ωo (670) ωo (870) ωo (1020) 0.416 0.872 0.184 0.397 0.107 0.232 0.078 0.167 0.8778 0.8827 0.8290 0.8402 0.7811 0.7958 0.7467 0.7620 – Zamb1 – – Zamb2 – – Zamb1 – – Zamb2 – Urban (GSFC) INPUT τaref (440) r Vf σ Vf C Vf r Vc σVc C Vc Sph. 0.200 0.500 0.142 0.175 0.380 0.380 0.030 0.075 3.128 3.275 0.790 0.790 0.018 0.030 100 100 n(440) n(670) n(870) n(1020) k(440) k(670) k(870) k(1020) – GSFC1 – – GSFC2 – 1.4100 1.4100 1.4100 1.4100 1.4100 1.4100 1.4100 1.4100 0.0030 0.0030 0.0030 0.0030 0.0030 0.0030 0.0030 0.0030 OUTPUT τa (440) τa (670) τa (870) τa (1020) ωo (440) ωo (670) ωo (870) ωo (1020) 0.195 0.559 0.083 0.254 0.048 0.145 0.036 0.102 0.9718 0.9771 0.9588 0.9691 0.9476 0.9604 0.9404 0.9535 – GSFC1 – – GSFC2 – – GSFC1 – – GSFC2 – Desert dust (Solar Village) INPUT τaref (1020) r Vf σ Vf C Vf r Vc σVc C Vc Sph. 0.300 0.500 0.120 0.120 0.400 0.400 0.026 0.030 2.320 2.320 0.600 0.600 0.274 0.470 0 0 n(440) n(670) n(870) n(1020) k(440) k(670) k(870) k(1020) – SolV1 – – SolV2 – 1.5600 1.5600 1.5600 1.5600 1.5600 1.5600 1.5600 1.5600 0.0029 0.0029 0.0013 0.0013 0.0010 0.0010 0.0010 0.0010 OUTPUT τa (440) τa (670) τa (870) τa (1020) ωo (440) ωo (670) ωo (870) ωo (1020) – SolV1 – – SolV2 – 0.483 0.707 0.371 0.591 0.344 0.568 0.332 0.557 0.9300 0.9209 0.9664 0.9647 0.9772 0.9768 0.9794 0.9793 – SolV1 – – SolV2 – are not shown in order to make the interpretation of the figure easier; they can be seen in Table 1. The most evident tendency observed in the tests is the instability of the optical parameters for small solar zenith angles in the almucantar. This tendency is present in the tests for all aerosol types. For instance, the single scattering albedo differs on average around 0.02 at θs = 15◦ from those obtained at larger solar zenith angle. This latter agrees with the values given in Table 1. On the other hand, the results obtained with the principal plane geometry do not have such www.atmos-chem-phys.net/14/847/2014/ strong dependence on the solar zenith angle. The values are shown in Table 1. The instability in the retrievals obtained from almucantar data can be explained by the fact that only aerosol scattering in middle and large scattering angles depends on a complex index of refraction and the forward peak of aerosol phase function is dominated by light diffraction (Bohren and Huffman, 1983). In this regard, the maximum scattering angle for almucantar observational geometry is 2θs , i.e., the measurements corresponding to small solar zenith angles do not Atmos. Chem. Phys., 14, 847–875, 2014 852 6 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 0.12 1 0.03 0 PPL 0.12 Zambia: τ440 = 0.4 Zambia: τ440 = 0.8 0.09 0.06 0.9 0.8 1 15 30 45 60 75 PPL 0.9 0.8 0.03 ALM 1.55 Real Part of the Refractive Index 0.06 Single Scattering Albedo 0.09 dV/dlnR (µ m3 / µ m2) ALM o SZA=15 SZA=30o o SZA=45 o SZA=60 SZA=75o 1.50 0.025 1.45 0.02 1.40 0.015 15 1.55 0.1 1 3 10 15 Radius (µ m) 30 45 60 45 75 PPL 1.50 440 nm 670 nm 870 nm 1020 nm 1.45 75 15 Solar Zenith Angle [°] 0.03 0.025 1.40 0 0.03 45 75 0.02 Imag. Part of the Refractive Index a) Mongu - Biomass burning ALM 0.015 15 45 75 Solar Zenith Angle [°] b) GSFC - Urban 0.03 0 0.09 PPL GFSC: τ440 = 0.2 GSFC: τ440 = 0.5 0.06 0.96 0.94 0.92 1 15 30 45 60 75 PPL 0.98 0.96 0.94 0.03 ALM 0.1 1 3 10 15 Radius (µ m) 0.004 1.40 0.003 1.38 0.002 15 30 45 60 45 75 PPL 1.42 0.004 1.40 0.003 440 nm 670 nm 870 nm 1020 nm 1.38 0.92 0 1.42 75 15 45 75 0.002 15 45 Imag. Part of the Refractive Index 0.06 ALM 0.98 Real Part of the Refractive Index SZA=15o SZA=30o SZA=45o SZA=60o SZA=75o Single Scattering Albedo 0.09 dV/dlnR (µ m3 / µ m2) 1 ALM 75 Solar Zenith Angle [°] Solar Zenith Angle [°] 0.20 0.10 0 0.30 Sol.V: τ1020 = 0.3 PPL Sol.V: τ1020 = 0.5 0.20 ALM 0.95 0.9 1 15 30 45 60 75 PPL 0.95 0.9 0.10 0 1 ALM 0.1 1 3 10 Radius (µ m) 15 30 45 60 75 Solar Zenith Angle [°] ALM 1.6 Real Part of the Refractive Index SZA=15o SZA=30o SZA=45o SZA=60o SZA=75o Single Scattering Albedo dV/dlnR (µ m3 / µ m2) 0.30 0.004 0.002 1.5 1.6 15 45 0 75 PPL 0.002 440 nm 670 nm 870 nm 1020 nm 1.5 15 45 75 0.004 15 45 75 Imag. Part of the Refractive Index c) Solar Village - Desert Dust 0 Solar Zenith Angle [°] Fig. 3. Summary of the aerosol retrievals obtained in the self-consistency test using three aerosol types: biomass burning aerosol (a), urban aerosol (b) and desert aerosol (c) with two different AOD utilized as test references in each case types: (solid line used burning for the case with(subfigure smallest Fig. 3. Summary of thedust aerosol retrievals obtained in the self-consistency using three aerosol biomass aerosol aerosol and(subfigure dashed line largest). For every subfigure, almucantar resultsAOD are shown upper part whereas a), urbanload aerosol b) for andthe desert dust aerosol (subfigure c) with two different utilizedinasthe reference in each case principal (solid lineplane used results are presented in theaerosol bottomload part.and Figures online the for left the correspond size distribution results. Figuresresults in theare center illustrate results for the case with smallest dashed largest). to For every subfigure, almucantar shown in the the upper part for the single scattering andpresented figures oninthetheright describe resultson forthe theleft complex refractive index. whereas principal plane albedo, results are bottom part.the Figures correspond to size distribution results. Figures in the center illustrate the results for the single scattering albedo, and figures on the right describe the results for the complex refractive index. Atmos. Chem. Phys., 14, 847–875, 2014 www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration contain enough information to adequately retrieve the index of refraction or, consequently, the single scattering albedo. The same result was described for simulations in Dubovik et al. (2000). In the refractive index analysis, we observe the same result; for the principal plane, the retrievals are stable and the values correspond to those given in Table 1 (the only exception is found for the case of the biomass burning at θs = 15◦ ). On the other hand, the retrievals obtained for the almucantar drift further apart from their input values as the solar zenith angle becomes smaller. The worst-case behavior can be found with desert dust with low aerosol load, where the real part of refractive index is 0.1 smaller than the assumed value at θs = 15◦ (1.46 when it should be 1.56), and the imaginary part is much higher than the inputs, especially for long wavelengths where values are three times larger. From the analysis of the differences in the size distribution, a dependency on the radius can be seen: the differences observed between the retrievals and the input values do not exceed 10 % for intermediate radii (in both retrievals ALM and PPL) while they strongly increase in the extremes. In the cases of urban and desert dust, these intermediate radii range only between 0.1 µm and 5 µm, while for biomass burning the range is smaller: between 0.3 µm and 3 µm. Moreover, the differences between the input values and the retrievals (and between the retrievals themselves, i.e. PPL vs. ALM) are much higher for the case of biomass burning (which are over 100 %) than for urban and desert dust (which are only up to 40 %). The analysis of the differences for the biomass burning, illustrated in Fig. 3, shows noticeable differences in the fine mode only when the maximum scattering angle is smaller than 120◦ (θs = 15◦ , 30◦ , 45◦ for almucantar and θs = 15◦ for the principal plane simulations), and especially for the case with larger aerosol load (named Zamb2) where the values of the size distribution become unexpectedly higher than the original size distribution (up to 20 %). This effect is accompanied by a sharp decline in the real refractive index (from 1.51 to 1.47–1.48). Both effects compensate each other for the calculation of optical thickness; there are more particles but they scatter less light. There is a strong connection between the retrieved fine mode and the real part of the refractive index, as they are both more sensitive to the large angles of the phase function. This effect has been already seen in previous works (Dubovik et al., 2002; Sinyuk et al., 2007; Li et al., 2009) and will be recurrent in the next sections. Nevertheless, the discrepancies are more striking in the coarse mode. For principal plane, all the size distributions are separated from the original one when the radius is higher than 3 µm. They all have the same values and decrease faster than the input for radii above 3 µm. For the almucantar, nonetheless, the size distributions also diverge from the original but they do not have a defined direction. The larger discrepancies in the extremes can be explained by the very low sensitivity of radiometer observations to the www.atmos-chem-phys.net/14/847/2014/ 853 size distribution variation for the radius smaller than 0.1 µm or larger than 3 µm for the wavelengths used in AERONET (Dubovik et al., 2000). Particularly for the case of biomass burning, this effect gets more important, since its coarse mode is displaced towards larger radii (rVc for Mongu site is the largest among the selected examples) while for the other examples the volume concentration in this size region is quite lower. Finally, we conclude that the tests did not reveal any systematic pattern of differences between the retrievals obtained through PPL and ALM. The larger noise in the extremes compare to that for the central radii is the only effect observed. 2.3 Dependence on the aerosol vertical distribution Once the discrepancies obtained due to the different scattering angle coverage of both geometries are analyzed, the next step is the study of the influence of some other aspects that could affect ALM and PPL differently. First we analyze the effect of the aerosol vertical distribution variability in the atmosphere. As mentioned in the introduction and illustrated in Fig. 1, the zenith angle is kept constant during measurement in the almucantar, and the observation in the almucantar has a symmetry whereas principal plane does not. The second, and less obvious, characteristic of observations in the almucantar is their low dependence on the aerosol vertical variability, which is generally weaker than that for observations in principle plane. This can be illustrated with the following brief analysis of solution of radiative transfer equation in single-scattering approximations for almucantar and principle plane geometries. Let us consider the solution of the radiance R for the firstorder scattering and for any observation angle θv given by F0 −τ/µv R= e × |µv | Z zt ! X 0 0 Mk e−m t (z) dz, (1) k where F0 is the extraterrestrial irradiance and Z zt X τ= σextk (z)dz 0 t (z) = k Z zX 0 k σextk (z0 )dz0 ωok Pk σextk (z) 4π 1 1 m0 = − ; with µs = 1/ cos θs and µv = 1/ cos θv µs |µv | Mk = Observe that we have included k components at any height, z, of the atmosphere. The parameters Pk (redefined as Pk =Pk /4π) and σextk are, respectively, the phase function and the extinction coefficient for every single component. However, in the almucantar, observations µs = µv and Atmos. Chem. Phys., 14, 847–875, 2014 854 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration Eq. (1) should be rewritten as Z zt X ! F0 −τ/µs Ra = e × Mk dz. µs 0 k (2) The phase function, Pk , and the single scattering albedo, ωok (z), for every single component do not depend on the height and can be taken out of the integral. ! X F0 −τ/µs × ωok τk Pk , (3) e Ra = µs k where Z τk = zt 0 σextk (z)dz. (4) Equation (3) is already independent from the height. Therefore, for the single-scattering approximation in the almucantar geometry, the radiance measurements do not depend on the vertical distribution of the components in the atmosphere, particularly not on the aerosol vertical distribution. Note that, as is typical, we consider three main components: gaseous absorption, molecular scattering (Rayleigh), and aerosol scattering and absorption, and Eq. (3) is rewritten as Ra = F0 −τ/µs [ωo τa Pa + τR PR ] , e µs (5) with gas a a + τR . τ = τabs + τscat + τabs (6) The exponential term within the integral in the general equation, Eq. (1), links the principal plane measurement to the aerosol and gas vertical distribution. Only in the case that we consider just one main layer in the atmosphere (without any changes in the vertical distribution) could we deduce a similar expression for the principal plane as in Eq. (5), τ τ F0 µs ωo τa Pa + τR PR Rp = (7) [e− µv − e− µs ]. µv − µs τa + τR Consequently, in the single-scattering approximation, a heterogeneous aerosol vertical distribution would only affect the principal plane. Multiple scattering effects of the light in the atmosphere add some sensitivity to vertical variability of atmosphere for both observations in the almucantar and in the principal plane. Nonetheless, since the transmitted radiation of aerosol is dominated by the effects of the first order of scattering, the dependence of radiances in the almucantar on the vertical variability of the atmosphere is generally weaker that that for radiances measured in principal plane. The above conclusion suggests that some differences between aerosol retrievals from simultaneous measurements in principle plane and almucantar can appear due to their different sensitivities to the assumptions regarding aerosol vertical distribution. This aspect is of particular interest for the Atmos. Chem. Phys., 14, 847–875, 2014 present study because generally there is no reliable information for making accurate assumptions about aerosol vertical distribution. Only in situations when co-located data from the lidar are available is accounting for detailed aerosol vertical distribution possible (e.g., Lopatin et al., 2013). To analyze the effects of the vertical distribution, we produced synthetic observations using the aerosol properties of urban (GSFC2) and desert dust (SolV2). The forward calculations were conducted using the assumption of a multilayered plane parallel atmosphere: 30 layers, equidistant in pressure, were used. Utilizing the same idea as in Sinyuk et al. (2007), we used two different aerosol vertical distributions: two Gaussian profiles with 1 km width, one with at ground level and the other with an aerosol concentration profile median height at 3 km (Sinyuk et al., 2007, Fig. 1). To check the possible dependency of the results on θs , we have done the tests for θs = 45◦ and θs = 75◦ . First, the simulated radiances for both geometries were inverted under the assumption of a monolayered atmosphere. This assumption is used in operational AERONET (Dubovik and King, 2000) and SKYNET processing (Nakajima et al., 1996). Figure 4 represents the size distributions retrieved under the previously mentioned conditions for urban (left) and desert dust (right) aerosol types. Note that in total, there are eight size distributions for each aerosol case, corresponding to every possible combination between the two geometries, the two vertical aerosol profiles, and the two solar zenith angles. The results obtained are quite similar for both aerosol types. For almucantar geometry, the size distributions retrieved do not display any significant differences compared to the assumed “true” values. Only small differences can be observed in the coarse mode for desert dust at θs = 75◦ , where the effect of multiple scattering is more important. The maximum of these differences is observed for r = 3 µm with a value around 10 %. By contrast, principal plane results show two interesting tendencies: on the one hand, the results for θs = 45◦ do not significantly differ from the input size distributions for both aerosol types; on the other hand, they present important differences in the case of θs = 75◦ , especially for the fine mode, where they reach values over 50 %. This interesting result confirms the theoretical expectations foreseen above: the principal plane retrievals are more likely affected by aerosol vertical distribution than almucantar inversions. The simulations reveal the larger differences with the assumed values for the geometries with large solar zenith angles, especially for the size distribution in the fine mode. The retrieval errors appear to be larger when the aerosol concentration profile median height is assumed to be at ground level than when it is at 3 km. If the vertical structure of the aerosol is known, the accurate aerosol profile can be used in the retrieval. In such conditions, all retrieved properties can adequately retrieved from both geometries. Figure 5 shows the results for the retrieval using accurate vertical profile for the case of urban www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 855 Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 9 a) GSFC - Urban b) Solar Village - Desert Dust Reference Size Distribution Reference Size Distribution 0.08 dV/dlnR (µ m3 / µ m2) s ALM − θ = 45° − Vert. Dist. = 3km s PPL − θs= 45° − Vert. Dist. = 3km 0.06 ALM − θ = 75° − Vert. Dist. = Surf. 3 s PPL − θ = 75° − Vert. Dist. = Surf. s ALM − θs= 75° − Vert. Dist. = 3km PPL − θ = 75° − Vert. Dist. = 3km 0.04 ALM − θ = 45° − Vert. Dist. = Surf. s PPL − θs= 45° − Vert. Dist. = Surf. PPL − θ = 45° − Vert. Dist. = Surf. 2 dV/dlnR (µ m / µ m ) 0.3 ALM − θs= 45° − Vert. Dist. = Surf. s 0.02 0.25 ALM − θs= 45° − Vert. Dist. = 3km PPL − θ = 45° − Vert. Dist. = 3km s 0.2 ALM − θs= 75° − Vert. Dist. = Surf. PPL − θs= 75° − Vert. Dist. = Surf. ALM − θ = 75° − Vert. Dist. = 3km s 0.15 PPL − θs= 75° − Vert. Dist. = 3km 0.1 0.05 0 0.1 1 3 0 10 Radius (µ m) 0.1 1 3 10 Radius (µ m) Fig. 4. Aerosol size distributions retrieved in the study of the influence on the aerosol vertical profiles. Using the aerosol properties of urban Fig. 4. Aerosol size distributions retrieved in the study of the influence on the aerosol vertical profiles. Using the aerosol properties of urban (a) and desert (subfigure dust (b),a)radiance measurements have been previously simulated for the two geometries, almucantar (solid line) and principal and desert dust (subfigure b), radiance measurements have been previously simulated for the two geometries, almucantar (solid plane (dashed line) line),andconsidering 30(dashed layersline), in the atmosphere. During the retrieving process, only process, one layer used in used the four analyzed principal plane considering 30 layers in the atmosphere. During the retrieving onlyhas onebeen layer has been ◦ ◦ and the four analyzed cases:centered θs = 45◦ and vertical profile centered in the earth θsurface (red lines), θ = 45 and vertical profile centered at (pink lines), cases: θs = 45◦in and vertical profile in the Earth surface (red lines), = 45 vertical profile centered at h = 3 km s s ◦ h=3 km (pink lines), θs = 75◦in andthe vertical profile centered in thelines), earth surface lines), θs = 75profile and vertical profileat centered h=3(blue km lines). θs = 75◦ and vertical profile centered Earth surface (green θs = (green 75◦ and vertical centered h = 3atkm (blue lines). dV/dlnR (µ m3 / µ m2) 3 2 dV/dlnR (µ m / µ m ) a) Urban - Surface b) Urban - 3 km aerosol at θs = 75◦ measured in principal plane. The subfigaerosol mixed with Rayleigh scattering while the upper layer ure on the left represents the case with aerosol Reference concentration contains only Rayleigh scattering. Indeed, in the real atmoSize Distribution Reference Size Distribution 0.08 0.08 1 Layer profile median height at ground level, and the1 Layer subfigure on sphere, molecular scattering generally dominates at altitudes 2 Layers the right represents the case with the maximum25 Layers at 3 km. Red above ∼ 5 km (Fig. 6 in Elterman, 1966 and Table 4.10 in Layers 5 Layers and blue lines denote the retrievals for the case in which the D’Almeida et al., 1991, and references therein). In Fig. 5, New 2 Layers − 2km New 2 Layers − 2km 0.06 0.06 New 2 Layers − 4km New 2 Layers − 4km atmosphere is assumed to have two layers and five layers, regray lines represent these alternative solutions: solid line New 2 Layers − 6km New 2 Layers − 6km spectively, defining the border between layers as equidistant when the border between the layers is fixed at 2 km, dashed 0.04 0.04 in pressure. line when the border is at 4 km, and dash-dotted when it is at In practice, however, accurate information about vertical 6 km. 0.02 0.02 distribution of the aerosol is rarely available, whereas the Using the second assumption leads to generally worse revertical profile may change quite dramatically. Therefore, in sults compared to retrievals obtained using accurate aerosol 0 0 this study we are interested vertical distribution. Furthermore, is no an optimum 0.1in finding out whether 1 3taking into 10 0.1 1 3 there 10 account at least some general features characteristics for the choice of the altitude at which Radius (µ m) Radius (µ m) to put the border between vertical distribution of the atmosphere may reveal any advanthe two layers. Thus, in the first representation, i.e., the case tages in comparison to using the base assumption of monowithforthe maximum aerosol concentrations at atground level, Fig. 5. Aerosol size distributions retrieved considering more than one layer principal plane geometry in the case of urban aerosol θs = 75◦ . Subfigure-a the results the investigated case with aerosol concentration profileassumption median height atproviding ground level,the and best subfigure-b for was the one layered atmosphere. With thatcontains purpose, we for first the border results the case with the maximum at 3 km. Red and blue lines represent the cases for 2-layers and 5-layers respectively, being this layers equidistant the effect of in straightforward reduction of vertical resolution located at 2 km, and the size distributions retrieved deteriopressure and adding the description of the aerosol vertical profile. Gray lines represent the alternative solutions when the vertical profile of multilayered atmosphere (assuming correct aerosol profile rated iswith increase thetheborder is unknown: solid line when the border between the layers aerosol-non aerosol fixed the at 2 km, dash lineof when border isaltitude. at 4 km andOn the other dash-dotted is at 6 km. of bilayered atmosphere in the inversion). Thewhen assumption hand, the case with the maximum aerosol concentrations at substantially improves the results compared to monolayered 3 km showed the opposite tendency, and the results improved atmosphere (shown retrievals (shown figure 4), specially the case the aerosol median height is at thealtitude. ground level, atmosphere retrievals in Fig.in4), withwhen increase of the border of layer especially forforthe the aerosol concentration profile median height height is the Previously, errors are around they shown are diminishing as the for the case case in whichcase thewhen aerosol concentration profile median we20%, havebutonly the results at 3-km where the errors are practically negligible. In the number of◦ assumed layers is increased. For instance, if the is at 3 km (where the errors are practically negligible). In the θs = 75 , but the addition of a second layer improves the recase when the aerosol median height is at the ground level, sults of θs = 45◦ as well. Thus, the maximum errors found in the errors are around 20 %, but they diminish as the number central radii diminish from 10 % to 5 % when the border is situated at 4 km. Note that the selection of the border altitude of assumed layers is increased. For instance, if the retrieval between the layers is not an easy task. Apparently, the placeis provided with five layers, the errors are under 5 % for both cases. ment of border layer at around 4 km is an excellent compromise for the two examples presented here. Nevertheless, this Nevertheless, the above tests were done using the known height could be particularly chosen for each specific site, takvertical profile of aerosol, which generally is not known. Therefore, in the second series of tests, we have focused ing into the account several factors, for instance, the altitude of site, or whether or not the surrounding area is a source of on the evaluation of the possibility to use generic assumpaerosol, etc. tion of bilayered atmosphere where the lower layer contains 525 530 www.atmos-chem-phys.net/14/847/2014/ Atmos. Chem. Phys., 14, 847–875, 2014 Fig. 4. Aerosol size distributions retrieved in the study of the influence on the aerosol vertical profiles. Using the aerosol properties of urban (subfigure a) and desert dust (subfigure b), radiance measurements have been previously simulated for the two geometries, almucantar (solid line) and principal plane (dashed line), considering 30 layers in the atmosphere. During the retrieving process, only one layer has been used in the four analyzed cases: θs = 45◦ and vertical profile centered in the earth surface (red lines), θs = 45◦ and vertical profile centered at B.centered Torresin et of aerosol retrieval to geometrical configuration h=3 km (pink lines), θs = 75◦ and vertical profile the al.: earth Sensitivity surface (green lines), θs = 75◦ and vertical profile centered at h=3 km (blue lines). 856 a) Urban - Surface b) Urban - 3 km Reference Size Distribution Reference Size Distribution 0.08 dV/dlnR (µ m3 / µ m2) 1 Layer 2 Layers 2 dV/dlnR (µ m / µ m ) 0.08 5 Layers 0.06 3 New 2 Layers − 2km New 2 Layers − 4km New 2 Layers − 6km 0.04 0.02 0 0.1 1 3 1 Layer 2 Layers 5 Layers 0.06 New 2 Layers − 2km New 2 Layers − 4km New 2 Layers − 6km 0.04 0.02 0 10 Radius (µ m) 0.1 1 3 10 Radius (µ m) Fig. 5. Aerosol size distributions retrieved considering more than one layer for principal plane geometry in the case of urban aerosol at Fig. 5. Aerosol size distributions retrieved considering more than one layer for principal plane geometry in the case of urban aerosol at θs = 75◦ . (a) Contains the resultscontains for thethecase with concentration profile profile median height at at ground andsubfigure-b (b) for the θs = 75◦ . Subfigure-a results for aerosol the case with aerosol concentration median height ground level, level, and for case with the maximum at 3 the km.case Red and linesatrepresent theblue cases for two layers andforfive layers, (the layers being with the blue maximum 3 km. Red and lines represent the cases 2-layers and respectively 5-layers respectively, being this layersequidistant equidistant in pressure), in pressure and aerosol adding thevertical description of theknown aerosol vertical Gray lines representGray the alternative solutions the whenalternative the vertical profile with the description of the profile duringprofile. the retrieval process. lines represent solutions when the solid line when the border between the layers aerosol-non aerosol is fixed at 2 km, dash line when the border is at 4 km and vertical profileisisunknown: unknown: solid line when the border between the layers aerosol–non aerosol is fixed at 2 km, dashed line when the border dash-dotted when is at 6 km. is at 4 km and dash-dotted when is at 6 km. 525 atmosphere retrievals (shown in figure 4), specially for the when the aerosol concentration profile height is Finally, wecase should mention the discussion ofmedian this section at 3-km where the errors are practically negligible. In the was focused on the retrieval of aerosol size distribution, because the retrieval of this property showed that it was the most sensitive to the assumption regarding the vertical structure of the atmosphere. For the other optical parameters, the results can be summarized by two basic observations. First, neither the retrieval of single scattering albedo nor of the imaginary part of the refractive index showed any sensitivity to the vertical variability of aerosol. Second, the retrieval of the real part of the refractive index for fine mode does show some sensitivity to the vertical variability of aerosol. However, these deviations in real part of the refractive index strongly anti-correlate with the fine mode aerosol concentration (the smaller refractive index, the larger the concentration) and this effect disappears under the same conditions when the retrieval errors are diminished for the size distribution retrieval. To illustrate both tendencies, we have represented, in Table 2 the optical parameters retrieved for the case that has shown the greatest errors in the present study: urban aerosol at θs = 75◦ with the aerosol vertical distribution with maximum at the surface. As noted previously, there are no differences for single scattering albedo and the imaginary part of the refractive index, while differences up to 0.12 are observed for the real part. The maximum differences are observed when monolayered atmosphere model is employed in the retrieval. When the aerosol vertical distribution is known, the addition of layers reduces the error. Note that for five layers the differences are already in the third decimal. For the cases without extra information about the aerosol vertical profile, the strategy of the two layers described here provides the same results as for the size distribution. In this Atmos. Chem. Phys., 14, 847–875, 2014 530 case when the aerosol median height is at the ground level, the errors arecase, around 20%, the but border they are is diminishing particular when situated asatthe 2 km number of assumed layers is increased. For instance, if the there are almost no differences, and as the border becomes higher the differences appear. Nevertheless, the proposed intermediate solution of settling the border at 4 km still presents acceptable differences around 0.01 in the real part of the refractive index. Thus, overall the tests showed that for inversions of the radiances measured in almucantar the vertical variability of aerosol is not an issue, and assumption of monolayered atmosphere does not result in any notable retrieval errors. This conclusion can also be extended to the aerosol retrieval from principle plane with a unique exception of the observations at the large solar zenith angles. At the same time, for the last scenario, the retrieval errors can be practically eliminated by assuming generic bilayered aerosol + Rayleigh/Rayleigh atmosphere. These conclusions support the retrieval settings adapted for operational retrieval in the AERONET network: the aerosol vertical distribution is assumed homogeneous in the almucantar inversion and bilayered for the principal plane inversion. (http://aeronet.gsfc.nasa.gov/new_web/ Documents/Inversion_products_V2.pdf). 2.4 Dependence on the surface reflectance The second aspect under discussion will be dependence on the surface reflectance for both geometries. With this purpose, we will introduce a random error in the surface reflectance during the inversion procedure in order to study the effects on the retrievals. In its current version, AERONET Version 2, the inversion algorithm (described in Dubovik and King, 2000, and Dubovik et al., 2006) approximates the surface reflectance by a bidirectional reflectance function (BDRF). The Cox–Munk model www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 857 Table 2. Retrieved aerosol optical parameters considering different numbers of atmosphere layers. The aerosol type considered is the urban aerosol at θs = 75◦ with the aerosol vertical distribution with maximum at the surface. 440 nm Reference 1 layer 2 layers 5 layers 2 layers, 2 km 2 layers, 4 km 2 layers, 6 km 670 nm 870 nm 1020 nm n k ωo n k ωo n k ωo n k ωo 1.410 1.519 1.439 1.411 1.410 1.422 1.440 0.003 0.003 0.003 0.003 0.003 0.003 0.003 0.977 0.977 0.977 0.976 0.976 0.977 0.978 1.410 1.494 1.431 1.411 1.410 1.419 1.433 0.003 0.003 0.003 0.003 0.003 0.003 0.003 0.969 0.970 0.969 0.968 0.968 0.969 0.970 1.410 1.487 1.428 1.411 1.411 1.418 1.431 0.003 0.003 0.003 0.003 0.003 0.003 0.003 0.960 0.961 0.960 0.959 0.959 0.960 0.961 1.410 1.484 1.427 1.412 1.411 1.418 1.431 0.003 0.003 0.003 0.003 0.003 0.003 0.003 0.954 0.955 0.953 0.952 0.952 0.953 0.954 is used for retrievals over water (Cox and Munk, 1954) and the Lie–Ross model over land (Lucht and Roujean, 2000). This surface description is also currently used in AERONET retrievals (http://aeronet.gsfc.nasa.gov/new_ web/Documents/Inversion_products_V2.pdf). The BDRF parameters are basically three – fiso (λ), fvol (λ) and fgeom (λ); they characterize the isotropic, volumetric, and geometric optics surface scattering, respectively (Roujean et al., 1992, Wanner et al., 1995 and Litvinov et al., 2011). In AERONET version 2 retrievals (Holben et al., 2006, Eck et al., 2008), the land BDRF parameters are adopted from MODIS Ecotype generic BDRF models and mixed with the ecosystem map of Moody et al. (2005): geographically and temporally varying (16 day averages throughout the annual cycle) surface albedos are utilized. These spectral surface albedos are midday black sky albedos from Moody et al. (2005), and are based on atmospherically corrected MODIS data averaged over a 5 km radius of each AERONET site (see Eck et al., 2008; Sect. 2.3). The BDRF model and parameters (for each ecosystem type) are used to compute the spectral reflectances at solar zenith angles throughout the day over a 5 km radius of each AERONET site (see Eck et al., 2008; Sect. 2.3). The BDRF model and parameters (for each ecosystem type) are used to compute the spectral reflectances at solar zenith angles throughout the day. The following scheme is used for the tests: first radiances are simulated (as in Fig. 2) with the typical BDRF parameters observed in the three sites (see Table 3). Subsequently, the data are inverted for 200 different scenarios using BDRF parameters perturbed by Gaussian noise. Specifically, the errors in fiso will be relative errors generated randomly from a normal distribution with mean 0 and standard deviation of 15 %, with a limit of ±30 %. The errors in fvol and fgeom will be absolute errors generated randomly, and with values of the standard deviations of 0.05 and 0.025 respectively; the error limits will be established as ±0.1 for fvol (with fvol > 0) and 0.05 for fgeom (with fvol , fgeom > 0). Note that we have considered a general case with random error even though the BDRF model based on several ecosystem types could have www.atmos-chem-phys.net/14/847/2014/ biases for different geographical locations and therefore bias errors are likely to be significant in some conditions. In the illustrations of the results, we focus on the analysis of the cases (from Table 1) with the largest aerosol load for the three aerosol types; as in the previous section, we will only evaluate the cases at θs = 45◦ and θs = 75◦ . Figures 6 and 7 depict the means and the standard deviations of the differences between the 200 retrievals and the non-error case. The results are shown for principal plane and almucantar geometry and for each aerosol type: biomass burning (Zamb2, at the top), urban (GSFC2, in the middle) and desert dust (SolV2, at the bottom). Relative differences have been used for the analyses of the size distribution (figures in the left), while the differences in the optical parameters are provided in absolute terms. Analyzing the outcomes, there are two results that stand out from the rest. First, there is not a clearly defined tendency in the mean of the differences, as could be expected, because in our analysis only random errors were considered. In the size distribution, for instance, the means rarely exceed 10 % and their signs do not follow a clear pattern. In the optical parameters the means are also very small; in this way, the maximum mean of the absolute difference for the single scattering albedo is 0.003. Therefore, the analysis needs to be carried out in terms of the standard deviation, which contains, in this case, the information about the dependency of the retrieved products on a random error in the surface reflectance. Secondly, and from this new approach, it can be seen that the error in the surface reflectance affects more at θs = 45◦ than at θs = 75◦ . The last result is even more evident for the principal plane geometry, as will be further discussed. For instance, if we start the study with the size distribution, while in the almucantar we observe a small improvement of the results from θs = 45◦ to θs = 75◦ , the improvement in the principal plane is considerably more obvious. The highest values of the means and the standard deviations are observed for the fine mode for desert dust and urban aerosols at θs = 45◦ , as commented. For both cases, all the standard deviations for radii smaller than 0.3 µm are over 10 %, reaching the maximum of 22 % at 0.07 µm in the desert Atmos. Chem. Phys., 14, 847–875, 2014 858 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 12 of fiso (λ), fvol (λ) and fgeom (λ) used to approximates Torres et al.: the Sensitivity aerosol retrieval to geometricalreflectance configuration Table 3. Values surfaceofreflectance by a bidirectional function (BDRF) in the sites used in the simulations Mongu, Goddard and Solar Village. Table 3. Values of fiso (λ), fvol (λ) and fgeom (λ) used to approximates the surface reflectance by a Bi-directional Reflectance Function (BDRF) in the sites used in the440 simulations: Mongu, Goddard and670 Solar nm nmVillage. 870 nm 1020 nm fvol440 nm fgeom fiso fvol fgeom Mongu (dry season) 0.064 0.064 0.026 Mongu (dry season) 0.026 0.010 0.010 Goddard (winter) 0.008 0.003 0.003 Goddard (winter) 0.032 0.032 0.008 0.074 0.024 0.024 Solar Village Solar Village0.161 0.161 0.074 Size Distribution fiso fiso 0.147 0.147 0.092 0.092 0.405 0.405 670fnm vol fvol 0.076 0.076 0.035 0.035 0.217 0.217 870 nm fvol fgeom fiso fgeom fiso fvol fgeom 0.0240.2740.274 0.024 0.173 0.173 0.029 0.011 0.234 0.234 0.033 0.0110.2090.209 0.057 0.272 0.272 0.037 0.0570.4450.445 SSA Real Ref. Index 0.04 0.01 10 0 0 0.002 0 0 −0.02 −0.01 20 10 0 −10 −20 20 −0.002 −0.04 0.04 0.01 0.002 0.02 0 0 0 −0.02 −0.002 −0.01 −0.04 0.04 0.01 0.002 10 0.02 0 0 0 −10 −0.02 −0.01 −20 0.1 0.3 1 3 10 Radius (µ m) 0.033 0.032 0.040 Urban Absolute differences −20 fgeom Imag. Ref. Index 0.02 −10 Relative differences [%] fvol fiso fvol fgeom 0.029 0.3110.0330.196 0.311 0.196 0.232 0.227 0.033 0.2320.0320.227 0.479 0.293 0.037 0.4790.0400.293 −0.04 0 θs = 45° −0.002 Almucantar Desert Dust 20 fgeom 1020fnm iso Biomass Burning fiso Pr. Plane 440 670 870 1020 440 670 870 1020 440 670 870 1020 Wavelength [nm] Wavelength [nm] Wavelength [nm] Fig. 6. Means and the standard deviations of the differences between the 200 retrievals, where Gaussian errors are introduced in the BDRF Fig. 6. Means and the standard deviations ◦of the differences between the 200 retrievals, where gaussian errors are introduced in the BDRF ◦ parameters, parameters, and the non-error case atcase θs at=θ45 . Figures at the top correspond to biomass burning aerosol, in the middle to urban aerosol, and the non-error s = 45 . Figures at the top correspond to biomass burning aerosol, in the middle to urban aerosol and at the bottom to bottom deserttodust aerosol. Relative differences usedforfor analyses size distribution (figures in the and at the desert dust aerosol. Relative differences are are used thethe analyses of the of sizethe distribution (figures in the left), while the left), while the differences in theparameters optical parameters are provided in absolute terms. terms. Results areare shown for almucantar (gray-color) and and for principal plane plane (black) differences in the optical are provided in absolute Results shown for almucantar (gray) for principal geometry. (black-color). the standard deviation about 12%. dust. For larger radii, both the means and the standard deviaAs mentioned above, the retrieval results are more accutions of720therate differences are reduced (the latter rarely exceeds at θs = 75◦ . The means of the differences are smaller 5 % when the radii are larger the burning. only exception than 5% in the urban than and in0.3 theµm); biomass For the 730 is the relative theprincipal principal plane desertlarge dust, values there areobserved some valuesfor of the plane rein the than fine mode andOn some of hand, the almucantar when radiitrievals are larger 5 µm. thevalues other the reretrievals in the coarse mode which are larger that the 5%. sults for725 biomass burning do not depend on the radii. In this In fact, the results for the almucantar retrieval of the coarse case, the maximum values of the means are around 8 % and the standard deviation is about 12 %. As mentioned above, the retrieval results are more accurate at θs = 75◦ . The means of the differences are smaller than 5 % in the urban and in the biomass burning. For the desert dust, there are some values of the principal plane retrievals in the fine mode and some values of the almucantar retrievals in the coarse mode which are larger that the 5 %. In fact, the Atmos. Chem. Phys., 14, 847–875, 2014 mode are worse than at θs = 45◦. results for the almucantar retrieval of the coarse mode are In the single scattering albedo the means worse than they are at θs = 45◦ . of the differences are smaller than 0.003 for all the simulations. The standard In thearesingle albedo means the differences deviations similarscattering for the three aerosolthe cases beingofthe ◦ are smaller 0.003 all the maximum valuesthan around 0.013,for reached at θsimulations. s = 45 . It can The standard bedeviations also observed, thatsimilar the principal plane valuesaerosol are slightly are for the three cases, being the higher than the almucantar ones. Following the general outmaximum values around 0.013, reached at θs = 45◦ . It can ◦ come, the results are better at θs = 75 with maximum of the be also observed that the principal plane values are slightly higher than the almucantar ones. Following the general outcome, the results are better at θs = 75◦ , with the maximum of the standard deviations being 0.008. The improvement is more notorious in the principal plane resulting in lower values of the standard deviations than almucantar at this solar zenith angle. A similar result is found for the refractive index; at θs = 45◦ , the results for almucantar retrieval are better, while at www.atmos-chem-phys.net/14/847/2014/ Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 13 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration SSA 0.04 0.01 10 0.002 0.02 0 0 0 −10 0 −0.02 −0.01 20 10 0 −10 −20 20 −0.002 −0.04 0.04 0.01 0.002 0.02 0 0 Urban Absolute differences −20 Relative differences [%] Imag. Ref. Index 0 −0.02 −0.002 −0.01 −0.04 0.04 0.01 0.002 10 0.02 0 0 0 −10 −0.02 −0.01 −20 0.1 0.3 1 3 10 Radius (µ m) −0.04 0 θs = 75° Almucantar −0.002 Desert Dust 20 Real Ref. Index Biomass Burning Size Distribution 859 Pr. Plane 440 670 870 1020 440 670 870 1020 440 670 870 1020 Wavelength [nm] Wavelength [nm] Wavelength [nm] Fig. 7. Means and standard deviations of the differences between the 200 retrievals, where Gaussian errors are introduced in the BDRF Fig. 7. Means and the standard deviations of the differences between the 200 retrievals, where gaussian errors are introduced in the BDRF parameters, parameters, and the non-error case at θ = 75◦ . Figures at the top correspond to biomass burning aerosol, those in the middle to urban and the non-error case sat θs = 75◦ . Figures at the top correspond to biomass burning aerosol, in the middle to urban aerosol aerosol, andand those the bottom desert dust aerosol. Relative differences are used for the analyses(figures of theinsize distribution at theatbottom to deserttodust aerosol. Relative differences are used for the analyses of the size distribution the left), while the (figures in the differences in the optical are providedare in absolute terms. Results areterms. shown Results for almucantar (gray-color) and for principal plane left), while the differences in the parameters optical parameters provided in absolute are shown for almucantar (gray) and for principal plane (black)(black-color). geometry. 735 standard deviations 0.008. The improvement is more noto- θs = 75◦ they notprincipal as good asresulting the principal plane ofones. riousare in the plane in lower values the deviations than almucantar at this solar zenith an-is755 For the realstandard part, the maximum of the standard deviation gle. around 0.03 at θs = 45◦ (reached in principal plane geomeSimilar result is found for the refractive index: at θs = 45◦ , try) and740around 0.02for(reached inretrieval almucantar geometry). the results almucantar are better, while at θs = ◦ For the 75 imaginary part, the as biomass burning case For shows they are not as good the principal plane ones. the real part, the maximum the standard deviation larger standard deviations thanofthe other two cases,is around due to ◦ 0.03 at θs = 45The (reached in principal its larger absorption. maxima at θs =plane 45◦ geometry) and at θand s= 760 around 0.02 (reached in almucantar geometry). ◦ 75 are745reached for this aerosol type, with values 0.0028 and For the imaginary part, the biomass burning case shows 0.0015, respectively. Fordeviations urban and dust, standard larger standard thandesert the other two the cases, due to ◦ its larger absorption. The maxima θs = 45 and angles. at θs = deviations are smaller than 0.001 for bothat solar zenith 75◦ arethe reached for this aerosol with values 0.0028 In summary, introduction of type, a random noise in and the 0.0015 respectively. For urban and desert dust, the standard BDRF 750 parameters affects all the analyzed aerosol properties deviations are smaller than 0.001 for both solar zenith angles. ◦ than at θ = 75◦ . This is more evident in the more at θs = In 45summary, s introduction of a random noise in the the case of theBDRF principal planeaffects geometry, parameters more at which θs = 45◦presents than at θshigher = 75◦ 765 ◦ differences at θs = 45 than the almucantar geometry, while at θs = 75◦ the differences are similar for both geometries (even slightly smaller for the principal plane geometry). 2.5 Dependence on the pointing error The pointing error is defined as the angle between the Sun position (correct pointing) and the erroneous pointing direction. As sun photometers are moved by two motors, azimuth and zenith axes, the value of the pointing error, 2ξ , is norwww.atmos-chem-phys.net/14/847/2014/ for all the analyzed aerosol properties. This is more evident spherical formally the casegiven of the in principal plane,coordinates: which presents higher differences at θs = 45◦ than the almucantar geometry, while at ◦ θs 2 = ξ75= the 2ξdifferences (ξϕ , ξθ ), are similar for both geometries being even slightly smaller for the principal plane. (8) where ξϕ and ξθ are the error components in azimuth and zenith angles, respectively. Assuming that the pointing errorpointing is sufficiently small, it can bebetween expressed as an infinitesiThe error is defined as the angle the Sun position (correct pointing) the erroneous pointing direcmal displacement inand spherical coordinates (with dr = 0) and tion. As sun-photometers are in moved motors, therefore the relation Eq. by (8)two takes theazimuth following form: and zenith axes, the value of the pointing error, Θξ , is norq mally given in spherical coordinates: (9) 2ξ = ξθ θ̂ + sin θs ξϕ ϕ̂ = ξθ2 + sin θs 2 ξϕ2 . 2.5 Dependence on the pointing error Θξ = Θξ (ξϕ ,ξθ ) (8) The work by Torres et al. (2013) (also in Torres, 2012) dewhere ξϕ aand ξθ are the errorused components azimuth and scribes methodology for theincharacterization of these zenith angles respectively. Considering the pointing error magnitudes and a first evaluation of the results for several individual instruments (all of them Cimel 318 sun photometers). One of the main outcomes of this evaluation is that the magnitudes ξθ and sin θs ξϕ are constant for each photometer, regardless of θs . This result indicates that the pointing error, 2ξ , can be understood as the scattering angle between the Sun beam and the direction in which the detector (in charge of the Sun pointing-process in the instrument) is pointing, which is constant through the day. In the present work, the characteristic magnitudes 2ξθ = ξθ and 2ξϕ = sin θs ξϕ , will be called the total vertical and horizontal error, respectively, keeping the names zenith and azimuth error for ξθ and ξϕ , Atmos. Chem. Phys., 14, 847–875, 2014 860 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration respectively. The first tests on this topic, done with seven photometers in the work by Torres et al. (2013), showed that for most of the instruments the magnitudes of ξθ and sin θs ξϕ were smaller than 0.1◦ . The maximum values obtained for vertical and horizontal error were 0.25◦ , while the maximum of the total error, 2ξ , was 0.3◦ . The scheme for this study is similar to the one presented in Fig. 2, but introduces the pointing errors in the forward code. The value of the simulated pointing error will be 0.4◦ (horizontal and vertical) as it is the maximum realistic error that can be committed without affecting the aerosol optical depth and therefore not noticeable in the data obtained from AERONET network (the value of the field of view is around 1.2◦ in the standard sun photometers of the network). Note that in the work by Torres (2012), the retrieval errors for 0.2◦ and 1◦ are also analyzed; one of the most important results obtained in that study is that differences in the retrievals can be neglected in the case of 0.2◦ , which means that the typical pointing errors (under 0.1◦ ) do not have any significant influence in AERONET retrievals. The results obtained for the case of 1◦ are also depicted in Torres (2012), and they were not included in the present study as they do not represent a realistic error. Here, the value of 0.4◦ will be considered for positive or negative errors in the vertical component and only positive errors in the horizontal component. The vertical error can be committed from the Sun towards the zenith or towards the Earth surface; these two possibilities result in different consequences in almucantar and principal plane measurements, and therefore both of them should be considered. In this study, the sign of the error is established as positive in the case of variation towards the zenith, and negative in the case of variation towards the Earth surface. The horizontal error can be committed either to the left or to the right of the Sun. In the principal plane, regardless of the error direction, the consequences are symmetric. In the almucantar, the errors are initially not symmetric, but due to the possibility of averaging the left and right branches (as it is done operationally in AERONET), they become symmetric. As a consequence, for both geometries, there is no need to consider the sign of the horizontal error and only the absolute value is relevant. Note also that the averaging process produces that in the almucantar the horizontal error effect is much weaker than in the principal plane. The results of the simulations of the pointing error test are presented in Fig. 8 for the size distribution, in Fig. 9 for the single scattering albedo, and in Fig. 10 for the refractive index. In each figure, the results are depicted for the three aerosol types considered: biomass burning aerosol (subfigure a), urban aerosol (subfigure b) and desert dust aerosol (subfigure c). For each aerosol type, results retrieved with the almucantar geometry are shown in the upper part, while results from simulations with the principal plane are placed at the bottom. The subfigures on the left correspond to retrievals with vertical errors (positive and negative), and the ones on the right to horizontal errors (only positive). Note Atmos. Chem. Phys., 14, 847–875, 2014 that the x axis is the radius for the size distribution and different colors represent different solar zenith angle; for the optical parameters the x axis is precisely the solar zenith angle and the colors distinguish between the wavelengths. Analyzing Fig. 8, the first thing we observe is that there are only remarkable differences with respect to the results obtained in Fig. 3 for the cases involving principal plane and vertical errors; i.e., there are no differences in the almucantar regardless of the error pointing type, nor are there differences in the principal plane with horizontal error. Centering the study on the case with vertical errors in PPL, the aerosol type showing the largest differences is desert dust, where for the case with a positive vertical error there is a 10 % decrease in the size distributions between 1 µm and 3 µm and a little increment around 4–5 % for larger radii. With negative vertical error, the situation is the opposite; there is a big increase (up to 15–20 %) for radii between 1 µm and 3 µm, accompanied by a significant reduction for larger radii. In the other two aerosol cases, and especially for urban aerosol, we can see the behavior of the fine mode, which is opposite to that of the coarse mode: it grows for positive errors and decreases for negative errors. To be more precise, the perturbations are only observed for radii smaller than 0.3 µm, and in general, they are smaller than the ones found in the coarse mode. Moreover, the differences between the results found here and the ones obtained in Sect. 2.2 depend on θs and on the aerosol load being larger as both parameters are smaller. The values of these differences are normally under 20 %. However, the maximum values are around 50 %, and they are found for the urban case at θs = 15◦ with the lowest aerosol load and at radii between 0.05 and 0.2 µm. To explain these results, we need to check the differences in the radiance measurements that the pointing errors generate. For this purpose, radiance relative differences are represented in Fig. 11 – for vertical errors in almucantar and principal plane in the upper part, and for horizontal errors in the subfigures at the bottom. We have only taken the differences for GSFC aerosol not to be repetitive, as there are no relevant differences respect to the other aerosol types. Note also that the differences are plotted against the scattering angle and at different θs (from left to the right at 15◦ , 45◦ and 75◦ ). The relative differences generated by vertical errors in the principal plane (see Fig. 11) are five times larger than the ones originated in the almucantar and a magnitude order larger than the differences generated by horizontal errors in both geometries. This fact explains why the largest differences found in Fig. 8 are for vertical errors in principal plane geometry. We also observe that the results for positive and negative vertical errors are symmetric in the principal plane (not in the almucantar). These differences are positive for small scattering angles when the errors are negative, and they are negative for positive errors. At large scattering angles the relation is the opposite: positive for positive errors and negative for negative errors. www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 861 Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 15 a) Mongu - Biomass burning ALM Point. Err.: Ver. = 0.4o Hor. = 0.0 o ALM Point. Err.: Ver. = −0.4 o Hor. = 0.0 o PPL Point. Err.: Ver. = 0.4o Hor. = 0.0 o Zambia: τ = 0.4 PPL Point. Err.: Ver. = −0.4 o Hor. = 0.0 o dV/dlnR (µ m3 / µ m2) 0.12 ALM Point. Err.: Ver. = 0.0o Hor. = 0.4 o 0.08 0.04 0 0.12 0.08 o SZA=15 o SZA=30 SZA=45o o SZA=60 SZA=75o PPL Point. Err.: Ver. = 0.0o Hor. = 0.4 o 440 Zambia: τ440 = 0.8 0.04 0 0.1 1 3 10 0.1 1 3 10 0.1 1 3 10 Radius (µ m) b) GSFC - Urban ALM Point. Err.: o Ver. = 0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = −0.4 o Hor. = 0.0 PPL Point. Err.: Ver. = 0.4o Hor. = 0.0 o GFSC: τ440 = 0.2 PPL Point. Err.: Ver. = −0.4 o Hor. = 0.0 o dV/dlnR (µ m3 / µ m2) 0.12 0.09 ALM Point. Err.: o Ver. = 0.0 o Hor. = 0.4 0.06 0.03 0 0.12 0.09 0.06 o SZA=15 SZA=30o o SZA=45 SZA=60o o SZA=75 PPL Point. Err.: Ver. = 0.0o Hor. = 0.4 o GSFC: τ440 = 0.5 0.03 0 0.1 1 3 10 0.1 1 3 10 0.1 1 3 10 1 3 10 Radius (µ m) c) Solar Village - Desert Dust dV/dlnR (µ m3 / µ m2) 0.40 0.30 ALM Point. Err.: o Ver. = 0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = −0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = 0.0 o Hor. = 0.4 PPL Point. Err.: o Ver. = 0.4 o Hor. = 0.0 Sol.V: τ1020 = 0.3 PPL Point. Err.: o Ver. = −0.4 o Hor. = 0.0 PPL Point. Err.: o Ver. = 0.0 o Hor. = 0.4 0.20 0.10 0 0.40 0.30 0.20 o SZA=15 o SZA=30 o SZA=45 SZA=60o SZA=75o Sol.V: τ1020 = 0.5 0.10 0 0.1 1 3 10 0.1 1 3 10 0.1 Radius (µ m) Fig. 8. Retrieved size distributions after simulating a pointing error of 0.4◦ in three different aerosol types: biomass burning aerosol (a), urban Fig. 8. Retrieved size distributions after simulating a pointing error of 0.4◦ in three different aerosol types: biomass burning aerosol (subfigure aerosol (b) and desert dustaerosol aerosol (c) with twodesert different AODs as references each AOD case as(solid lineinused for (solid the case with aerosol a), urban (subfigure b) and dust aerosol (subfigure c) with twoin different reference each case line used forsmallest the load and dashed line forwith thesmallest largest). In load eachandofdashed the figures, the subfigures thefigures, top show results from and those case aerosol line for the largest). In each at of the subfigures on top showalmucantars results from almucantars andat the bottom at theSubfigures bottom from principal Subfigures onto theretrievals left correspond to retrievals verticaland errors, and on right, to horizontal errors. to horizontal from principal planes. on the planes. left correspond with verticalwith errors, those onthethe right correspond ◦ Colors indicate the solar zenith angle: dark blue for θs = 15◦ , light blue for θs = 30◦ , green for θ◦s = 45◦ , orange for θs = 60 and brown for ◦ ◦ errors. Colors indicate the solar zenith angle: dark blue for θs = 15 , light blue for θs = 30 , green for θs = 45 , orange for θs = 60◦ and θs = 75◦ while black is used for the original size distributions. ◦ brown for θs = 75 , while black is used for the original size distributions. The coarse mode of the size distribution is more connected to small scattering angles, while the information about fine particles is more equally distributed. An increase of radiation for small scattering angle is interpreted by the inversion code as an increase of the coarse mode, while an increase in the backscattered radiation is interpreted as an enlargement of the fine mode. Therefore, when the vertical errors in principal plane geometry are positive, there is decrease in the radiance at small scattering angles and an increase at large scattering angles which is the cause of the observed decrease in the coarse mode and increase in the fine mode. The negative errors generate opposite effects in the radiance, which www.atmos-chem-phys.net/14/847/2014/ creates the contrary effect in the size distribution to the one we observed in Fig. 8. The next step in the study is the analysis of the differences in the ωo and in the refractive index. As we commented in the Sect. 2.2, the optical properties are connected to all the scattering angles. Single scattering albedo and imaginary refractive index are closely related. Moreover, since our simulations keep the aerosol optical depth constant, an increase of radiance will mean more scattering compared to the absorption and therefore, ωo will rise while the imaginary part of refractive index will fall. The opposite situation will occur for less radiance: ωo will decrease due to the reduction of Atmos. Chem. Phys., 14, 847–875, 2014 862 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 16 Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration a) Mongu - Biomass burning Single Scatering Albedo 1 0.92 ALM − Point. Err.: Ver. = 0.4o Hor. = 0.0 o ALM − Point. Err.: Ver. = −0.4o Hor. = 0.0 o ALM − Point. Err.: Ver. = 0.0o Hor. = 0.4 o PPL − Point. Err.: Ver. = −0.4o Hor. = 0.0 o PPL − Point. Err.: Ver. = 0.0o Hor. = 0.4 o 0.84 0.76 1 15 30Err.: 45 PPL − Point. 0.92 Ver. = 0.4o Hor. = 0.0 o 60 τ440 =75 Zambia: 0.4 Zambia: τ440 = 0.8 440 nm 670 nm 870 nm 1020 nm 0.84 0.76 15 30 45 60 75 15 30 45 60 75 15 30 45 60 75 Solar Zenith Angle [°] b) GSFC - Urban Single Scatering Albedo 1 0.95 0.9 ALM Point. Err.: Ver. = 0.4o Hor. = 0.0 o 1 15 ALM Point. Err.: Ver. = −0.4 o Hor. = 0.0 o 30 45 60 ALM Point. Err.: Ver. = 0.0o Hor. = 0.4 o 75 0.95 0.9 PPL Point. Err.: o Ver. = 0.4 o Hor. = 0.0 15 PPL Point. Err.: o Ver. = −0.4 o Hor. = 0.0 GFSC: τ440 = 0.2 GSFC: τ440 = 0.5 30 45 60 75 15 30 440 nm 670 nm 870 nm 1020 nm PPL Point. Err.: o Ver. = 0.0 o Hor. = 0.4 45 60 75 15 30 45 60 75 Solar Zenith Angle [°] c) Solar Village - Desert Dust Single Scatering Albedo 1 0.95 ALM Point. Err.: Ver. = 0.4o Hor. = 0.0 o 0.9 1 15 30 45 60 ALM Point. Err.: Ver. = −0.4 o Hor. = 0.0 o ALM Point. Err.: Ver. = 0.0o Hor. = 0.4 o 75 0.95 0.9 Sol.V: τ1020 = 0.3 Sol.V: τ1020 = 0.5 15 30 45 PPL Point. Err.: o Ver. = 0.4 o Hor. = 0.0 60 75 440 nm 670 nm 870 nm 1020 nm PPL Point. Err.: o Ver. = −0.4 o Hor. = 0.0 15 30 45 60 75 15 30 PPL Point. Err.: o Ver. = 0.0 o Hor. = 0.4 45 60 75 Solar Zenith Angle [°] Fig. 9. Retrieved single scattering albedo after simulating a pointing error of 0.4◦◦ in three different aerosol types: biomass burning aerosol Fig. 9. Retrieved single scattering albedo after simulating a pointing error of 0.4 in three different aerosol types: biomass burning aerosol (a), urban aerosol (b) and desert dust aerosol (c) with AOD as reference each case line inused case (subfigure a), urban aerosol (subfigure b) andtwo desertdifferent dust aerosol (subfigure c) with twoindifferent AOD (solid as reference eachfor casethe (solid linewith smallest aerosol load and dashed for the In each figures, subfigures from almucantars atfrom the bottom from used forline the case with largest). smallest aerosol loadof andthe dashed line for the largest).onIntop eachshow of the results figures, subfigures on top show and results almucantars on and the at theleft bottom from principal planes. Subfigures on the lefterrors, correspond retrievals with vertical errors, anderrors. on the right, to indicate the principal planes. Subfigures correspond to retrievals with vertical andtoon the right, to horizontal Colors horizontal errors. Colors indicate the wavelength: blue for 440 nm, green for 670 nm, yellow for 870 nm and red for 1020 nm. wavelength: blue for 440 nm, green for 670 nm, yellow for 870 nm and red for 1020 nm. izontal errors in the subfigures at the bottom. We have only 875 for GSFC aerosolindex not to be repetitive the scattered lighttaken andthe thedifferences imaginary refractive will rise as because of a larger absorption. The real part of the refractive index is more connected with the shape of the radiance. High values of radiance for small scattering angles and low values for large angles are related to low values of the real refractive index. The opposite situation will mean high values in the real refractive index. Referring back to Fig. 11, the radiance differences in the principal plane produced by positive vertical pointing errors are mostly negative, especially for small scattering angles. Based on this, we can expect the single scattering albedo to decrease and the imaginary part of refractive index to in- Atmos. Chem. Phys., 14, 847–875, 2014 there are no relevant differences respect to the other aerosol types. Note also that the differences are plot against the crease. Expectancies for the consequences ofscatnegative errors are just the opposite. Taking a quick look at Figs. 9 and 10 we see that our expectations were correct: Fig. 9 shows that ωo drops for positive errors and grows for negative errors. Here, it is interesting to note that these variations are greater for the case with less aerosol load in the three examples; in the same manner, the differences are smaller as the aerosol is more absorptive. Maximum differences of 0.02 are found for desert dust while the minimum differences, which are smaller than 0.01, are reached in the biomass burning. The presence of positive vertical error in the principal plane geometry diminishes the radiance at small scattering www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 863 Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 17 ALM Point. Err.: o Ver. = 0.0 Hor. = 0.4 o 1.55 1.50 1.45 1.40 ALM Point. Err.: o Ver. = 0.4 o Hor. = 0.0 15 75 0.015 PPL Point. Err.: o Ver. = 0.4 o Hor. = 0.0 1.55 1.50 PPL Point. Err.: o Ver. = −0.4 o Hor. = 0.0 PPL Point. Err.: o Ver. = 0.0 o Hor. = 0.4 440 nm 670 nm 870 nm 1020 nm 1.45 Zambia: τ = 0.4 Zambia: τ = 0.8 440 1.40 440 15 45 75 15 45 75 15 45 0.025 0.02 ALM Point. Err.: o Ver. = −0.4 o Hor. = 0.0 45 0.03 75 15 45 75 15 45 75 0.03 0.025 0.02 0.015 15 45 Imag. Part of the Refractive Index Real Part of the Refractive Index a) Mongu - Biomass burning 75 Solar Zenith Angle [°] ALM Point. Err.: o Ver. = 0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = −0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = 0.0 o Hor. = 0.4 0.009 0.006 1.4 0.003 1.3 PPL 45 1.5 15 75 Point. Err.: Ver. = 0.4o Hor. = 0.0 o GFSC: τ 440 0 = 0.2 PPL Point. Err.: Ver. = −0.4 o Hor. = 0.0 o GSFC: τ440 = 0.5 440 nm 670 nm 870 nm 1020 nm PPL Point. Err.: Ver. = 0.0o Hor. = 0.4 o 1.4 0.009 0.006 0.003 1.3 15 45 75 15 45 75 15 45 75 15 45 75 15 45 75 15 45 75 0 Imag. Part of the Refractive Index Real Part of the Refractive Index b) GSFC - Urban 1.5 Solar Zenith Angle [°] ALM Point. Err.: o Ver. = 0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = −0.4 o Hor. = 0.0 ALM Point. Err.: o Ver. = 0.0 o Hor. = 0.4 1.5 0.009 0.006 0.003 1.4 1.6 15 1.5 45 0 75 PPL Point. Err.: o Ver. = −0.4 o Hor. = 0.0 PPL Point. Err.: Ver. = 0.4o Hor. = 0.0 o PPL Point. Err.: o Ver. = 0.0 o Hor. = 0.4 440 nm 670 nm 870 nm 1020 nm Sol.V: τ1020 = 0.3 1.4 Sol.V: τ1020 = 0.5 15 45 75 15 45 75 15 45 75 15 45 75 15 45 0.009 0.006 0.003 75 15 45 75 0 Imag. Part of the Refractive Index Real Part of the Refractive Index c) Solar Village - Desert Dust 1.6 Solar Zenith Angle [°] ◦ Fig. 10. Retrieved Fig. refractive index afterindex simulating a pointing error of◦ in 0.4 threeaerosol different aerosol types: biomass 10. Retrieved refractive after simulating a pointing error of 0.4 threein different types: biomass burning aerosol (subfigureburning aerosol (a), urban aerosol (b) and desert dust aerosol (c)desert with different inaseach case (solid for a), urban aerosol (subfigure b) and dusttwo aerosol (subfigureAOD c) with as tworeference different AOD reference in each case line (solid used line used forthe the case with smallest case with smallest aerosol load and In dashed lineof forthe the largest). In each of the figures, subfigures top showfrom results almucantars from almucantarsand and at the bottom from aerosol load and dashed line for the largest). each figures, subfigures on top showonresults at the bottom from principal planes. Subfigures on the left correspond to retrievals with vertical errors, and on the right, to horizontal errors. principal planes. Subfigures onthe thewavelength: left correspond tonm, retrievals vertical errors, and right, to Y-Axes horizontal Colors indicate blue for 440 green for with 670 nm, yellow for 870 nm andon redthe for 1020 nm. expresserrors. the real Colors indicate the refractive indexgreen (on the for left) 670 and the imaginary refractive index (onand the right) wavelength: blue for 440 nm, nm, yellow for 870 nm red for 1020 nm. The y axes express the real refractive index (on the left) and the imaginary refractive index (on the right). angles, while at the other angles, there is no variation. For negative errors we observe the opposite result. Due to this fact, the real part of refractive index is expected to enlarge (or to shrink for negative) to a great extent. And this is exactly what it is found to do in the desert dust example where the real part rises from 1.56 to the highest value (1.6) allowed by the inversion process in all the channels. For the negative error, it falls to values between 1.49 and 1.52, varying with the channel and the θs . However, for the other two aerosol types, the real part of the refractive index decreases for a positive error, which is contrary the previous argument. It should be remembered that this idea was used successfully in the desert dust case and, as the radiance differences in all the cases present the www.atmos-chem-phys.net/14/847/2014/ same behavior, apparently there is no immediate explanation for the different behavior. A possible explanation could be obtained by analyzing the size distributions; in the desert dust case for positive vertical errors, the retrievals from principal planes gave a decrease of the coarse mode and no variations in the fine mode. More light for longer scattering angle with less particles could be only explained with a strong increase in the real refractive index. But for urban and biomass burning examples, the fine mode increases for vertical pointing errors. In this second scenario, if the increment of the particles is very strong, even in the case of more light, the real refractive index can drop even more if we consider the strong connection between real part of refractive index and the fine Atmos. Chem. Phys., 14, 847–875, 2014 864 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 18 Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration Radiance relative differences [%/(°)] Almucantar measurements with positive vertical error 4 2 0 −2 −4 Almucantar measurements with negative vertical error 4 2 GFSC: τ 440 nm 670 nm 870 nm 1020 nm 440 = 0.2 GSFC: τ440 = 0.5 0 −2 −4 0 SZA=15° 10 20 30 SZA=45° 0 30 60 90 SZA=75° 0 50 100 50 100 50 100 150 Scattering Angle [°] Radiance relative differences [%/(°)] Pr. Plane measurements with positive vertical error −15 10 5 0 −5 −10 −15 440 nm 670 nm 870 nm 1020 nm GFSC: τ = 0.2 GSFC: τ = 0.5 440 440 Pr. Plane measurements with negative vertical error −15 10 5 0 −5 −10 −15 0 SZA=15° 30 60 90 SZA=45° 0 30 60 90 120 SZA=75° 0 150 Scattering Angle [°] Radiance relative differences [%/(°)] Almucantar measurements with horizontal error 5 2.5 0 −2.5 −5 Pr. Plane measurements with horizontal error 1 0.5 440 nm 670 nm 870 nm 1020 nm GFSC: τ = 0.2 GSFC: τ = 0.5 440 440 0 −0.5 SZA=15° −1 0 30 60 90 SZA=45° 0 30 60 90 120 SZA=75° 0 150 Scattering Angle [°] Fig. 11. Radiance relative differences obtained simulating a pointing error of 0.4◦◦ . GSFC aerosol was taken as example using two different Fig. 11. Radiance relative differences obtained simulating a pointing error of 0.4 . GSFC aerosol was taken as example using two different AOD: τ440 = 0.2 (solid and τ440line) = 0.5 line). Figures in the upper part correspond to vertical errors for almucantar and principal AOD: τline) and τ(dashed 440 = 0.2 (solid 440 = 0.5 (dashed line). Figures in the upper part correspond to vertical errors for almucantar and principal plane due (4 subfigures to double sign). On On the bottom, the effects horizontalof errors are represented. to right, θs increases plane (four subfigures to the due plus/minus sign). the bottom, theof effects horizontal errorsFrom are left represented. From for left to right, θs the different figures. increases for the different figures. mode of the size distribution, commented on in previous sections. There are two ideas supporting this argument. First, the variation of the real part is minor for the 1020 nm channel, but it becomes greater as the wavelength is shortened, as short wavelengths are more affected by the fine mode particles. Needless to say, for negative errors the explanation above is valid, but changes the sign of the variations. The second proof is that the real part is more stable for the biomass burning example (more absorbing than urban), for the largest Atmos. Chem. Phys., 14, 847–875, 2014 aerosol optical depth and for the largest solar zenith angles, which were the same conditions that we found for the smallest variations in the size distributions. If we now analyze the effect of vertical errors on almucantar measurements, we observe that the radiance relative differences (in Fig. 11), are positive for θs = 15◦ , negative for θs = 75◦ and close to zero at θs = 45◦ when the pointing error is positive. As a consequence, ωo will increase at small scattering angles and decrease at large scattering angles. This tendency is found in the three aerosol types presented. Note www.atmos-chem-phys.net/14/847/2014/ B.20Torres et al.: Sensitivity of aerosol retrieval to geometrical 865 Torres et al.:configuration Sensitivity of aerosol retrieval to geometrical configuration 995 1000 1005 1010 1015 1020 1025 1030 1035 www.atmos-chem-phys.net/14/847/2014/ 78.5 79 79.5 Zenith 990 that thatthis thisdrift driftisisopposite oppositetotothe thefictitious fictitiousωωoo cycle cycle presented presented ininSect. 2.2 2.2 for for almucantars. section almucantars. When areare negative, there areare negative differWhenvertical verticalerrors errors negative, there negative dif◦ and◦positive differences for θ = 75◦ , find◦ ences for θfor s = θ15 s ferences = 15 and positive differences for θ = 75 , s s ◦ ◦ ing no differences again at θs =at45θs. Thus, wouldωhave the finding no differences again = 45 .ωoThus, would o opposite reduction reduction for small for θs small and increment for have thebehavior: opposite behavior: θs and increlarge . Therefore, negative vertical will enmentθsfor large θs . Therefore, negativepointing vertical errors pointing errors large fictitious daily cycle ofcycle ωo inofalmucantar retrievals. will the enlarge the fictitious daily ωo in almucantar reBoth results areresults confirmed in Fig. 9. in figure 9. trievals. Both are confirmed The Theimaginary imaginarypart partofofthe therefractive refractiveindex indexresponds responds in in the the same sameway wayasasthe thesingle singlescattering scatteringalbedo, albedo, but but its its variations variations have havethe theopposite oppositesign. sign.Again, Again,both bothparameters parametersare are less less afaffected fectedfor forthe thecase caseofofbiomass biomassburning, burning as as its its absorption absorption is is greater greaterthan thanininthe theother othertwo twocases casesand andthe theaerosol aerosol load load conconsidered sideredisislarger. larger.The Thereal realpart partdoes doesnot notsuffer sufferrelevant relevant varivariations ationsatatthe thepresence presenceofofvertical verticalerror errorininthe thealmucantar almucantar gegeometry. ometry. Finally, Finally,we wewant wanttotoindicate indicatethat thatthe theoptical opticalparameters parametersananalyzed respect to the referalyzeddodonot notsuffer sufferany anyvariations variations with respect to reference cases 3 for horizontal errors in both1040 ence cases in presented in Fig. presented figure 3 for horizontal errors in both geometries. geometries. 2.6 Dependence on the finite field of view 2.6 Dependence on the finite field of view The concept of sky radiance can be defined as the radiant The sky radiance defined as theangle radiant flux1045 fluxconcept per unitofprojected areacan andbeper unit solid coming per unitaprojected solid angle coming from specified area pointand in per the unit sky (McCluney, 1994). from That a is specified point in sky (McCluney, That isbe why, why, ideally, thethe observational solid 1994). angle should inideally, the observational solid angle should be infinitesimal. finitesimal. The inversion algorithms, which use radiance The inversion algorithms, which use measurements measurements as input, assume thisradiance approximation consid1050 asering input, also use this approximation, considering also infinitesimal the instrument field of view. that the instrument field ofthe view is infinitesimal. Nevertheless, instruments have a finite field of view, Nevertheless, have a finite field of view, specially in the the caseinstruments of the sun-photometer CIMEL-318, the ◦ especially in the case of theissun value of the field of view 1.2photometer (Holben etCIMEL-318, al., 1998) in the the ◦ (Holben◦et al., 1998) in value the field ofand view is 1.2 actualofinstruments in old versions 2.4 (personal comthe actual instruments and, in old versions, 2.4◦ (CIMEL, munication from CIMEL). personal communication, The effect of the finite2010). field of view on the radiance meaThe effect the finite field ofpoint viewison the radiance surement in of every observation obtained by themeacon-1055 surement observation point and is obtained by the convovolutioninofevery the viewing geometry the angular values of lution of the viewingIngeometry and theseveral angulartest values the the sky radiance. Torres (2012), doneofwith sky In Torres (2012), several teststhat done the sun theradiance. sun-photometer CIMEL-318 showed thewith response of photometer that theasshape of its field of its field ofCIMEL-318 view can beshowed approximated a cylinder. Using view be approximated asisa simplified cylinder. Using this result, the1060 this can result, the convolution as a surface integral convolution is simplified as a surface integral of the radiance of the radiance function within the field of view region. In function within the of view region. In by ouraapproach, the our approach, the field integral is substituted discrete sum integral is substituted by a discrete sum considering 17 points considering 17 points in the field of view range around the inobservation the field ofpoint, view see range around observation figure 12. the As the areas are point, chosensee in order equal, integral ap-1065 Fig. 12.toAsbethe areasthe arefore-mentioned chosen in ordersurface to be equal, the is foreproximated by averaging sky radiance values obtainedthe in mentioned surface integralthe is approximated by averaging theradiance 17 selected points. sky values obtained in the 17 selected points. The Thetest testare aredone doneconsidering consideringvalues valuesof ofthe thefield fieldof ofview view of of ◦ ◦or 2.4◦ ◦in every measurement point for the almucantar 1.2 1.2 or 2.4 in every measurement point for the almucantar and in previous previousanalyanal-1070 andfor forthe theprincipal principalplane plane geometries. As in sis, the study is aerosol examples described ysis, is done doneusing usingthe the3three aerosol examples de◦ ◦ , 75 and at and 5 solar zenith angles (15 , 30◦(15 , 45◦◦, ,30 60◦◦, 45 and scribed at five solar zenith angles 60◦◦).and 75◦ ). 80 80.5 81 81.5 −1.5 −1 −0.5 0 0.5 1 1.5 Azimuth Fig. 12. Representation of the 17 point-scheme followed to simulate Fig. 12. Representation of the 17 point-scheme followed to simulate the effects of a finite field of view on the radiance measurements. In the effects of a finite field of view on◦the radiance measurements. In the example, the field of view is 2.4◦ and θs = 80◦ ◦ . the example the field of view is 2.4 and θs = 80 . The results obtained simulating a field of view of 1.2◦ The results obtained simulating a field of view of 1.2◦ (non (non-plotted) are the same that the ones obtained in Fig. 3. plotted) are the same that the ones obtained in figure 3. It can It can be concluded, therefore, that the actual field of view be concluded, therefore, that the actual field of view of 1.2◦ ◦ does not of 1.2 include any variations with respect to the do not include any variations respect to the non-error case. non-error case. On the other hand, the results for a field of view of 2.4◦ inOn the other hand, the results for a field of view of 2.4◦ indicate that the variations respect to the non error data set are dicate that thefor variations respect to refractive the non-error data set are only relevant the real part of the index. Specifionly relevant for the real part of the refractive index. Specifically, in the almucantar, the results obtained for θs = 15◦◦are cally, the lower almucantar, results for of θs = are aroundin3% than inthefigure 3, obtained for the rest the15solar around 3 % lower than in Fig. 3; for the rest of the solar zenith zenith angles the differences are negligible. For the principal angles the real differences aresmaller negligible. For the principal plane, plane, the part show oscillations, under 3%, but the real part show smaller oscillations (under 3 %) but they they appear for all the solar zenith angles. appear for all the solar zenith angles. 3 Check of the simulations against selected stable data 3 Check of the simulations against selected stable data In order to complete the work, we propose a parallel study In to complete work, weof principal propose plane a parallel withorder real data comparingthe the retrievals and study with real data comparing the retrievals of during princialmucantar from the same three AERONET sites used pal plane and analysis: almucantar from(Zambia, the same three ◦ AERONET the sensitivity Mongu 15.25 S-23.15◦ E, sites used during the sensitivity analysis: Mongu (Zambia, 1107.0 msl) is chosen for the analysis of biomass burning ◦ ◦ E, 1107.0 m◦s.l.) is chosen 15.25 analyaerosol;S–23.15 GSFC (USA, 38.99 N-76.84◦ W, for 87.0the msl) for sis of aerosol; biomassand burning GSFCArabia, (USA, 24.90 38.99◦◦NN– urban Solar aerosol; Village (Saudi ◦ 76.84 for desert urban dust aerosol; and Solar Village 46.40◦ W, E, 87.0 790 msl) msl) for aerosol. We only se◦ N–46.40◦ E, 790 msl) for desert dust (Saudi Arabia, lect data which24.90 accomplished the next four requirements: aerosol. We only select datadepth thatbelonging meet thetonext four re(1) Data with aerosol optical AERONET quirements: (1) data with aerosol optical depth belonging Level 2.0 (though we did not only use Level 2 retrievals asto ◦ AERONET Levelalso 2.0 in (though we did notwith onlyθsuse Level we are interested almucantar data < 50 and2 retrievals as we are interested also in almucantar data τa (440) < 0.4); (2) Data from those days where the ratio with be◦ θtween τa (440) < 0.4); and (2) data from those days where standard deviation the average of the aerosol s < 50theand the ratiodepth between theisstandard and the average optical values smaller deviation than 0.1 (evaluated for theof the aerosol optical depth values is smaller than 0.1 (evaluated four wavelengths used by the inversion 440, 670, 870 and for thenm). four This wavelengths usedisby the inversion 440,to670, 870 1020 requirement established in order assure and 1020 nm). This requirement is established in order to asthat the analysis is done for stable aerosol conditions. (3) sure that the analysis isand done for stable aerosol conditions. The pairs almucantar principal plane are selected only (3) if both pairs measurements took withinplane a maximum delayonly of The almucantar andplace principal are selected 30both minutes. (4) Finally,took onlyplace those within days presenting at least 4 if measurements a maximum delay of 30 min. (4) Finally, only those days presenting at least 4 Atmos. Chem. Phys., 14, 847–875, 2014 866 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration pairs matching the previous three conditions are chosen for the comparison. Following these previous requirements, a total of 204 pairs were selected for the comparison, of which 65 pairs belong to biomass burning (top left of Table 4), 58 pairs to urban aerosol (top right in Table 4) and 81 pairs to desert dust. The latter set was divided into two subgroups as it will be commented later (Table 4 at the bottom, left and right). The comparison for Mongu includes data from 2003 to 2009 for four different sun photometers. It is worth mentioning that we guaranteed that the data correspond to biomass burning events by the application of typical thresholds for Angstrom exponent values in biomass burning (α > 1.65, Eck et al., 1999). As a consequence, all the days found are contained in the period from July to October. The comparison in GSFC can be seen on the top right part of Table 4. All the data selected belong to the months between June and October. As for the Mongu site, we have selected data only when α > 1.65. The data corresponding to the comparison in Solar Village, used in order to do the analysis of desert dust aerosol, are contained at the bottom part of Table 4. The reason for splitting those data in two groups was established during the evaluation of the comparisons ALM-PPL. At this point, we observed that for some photometers (Table 4 bottom part on the left) the results presented a similar aspect to the ones obtained for the two previous aerosol types, whereas for some other photometers the comparison achieved was much worse (Table 4, bottom part on the right), especially in the size distribution (as will be shown in the next section). Nevertheless, this case presents a higher number of days with stable conditions, providing enough data to carry out the double analysis. 3.1 Size distribution Figure 13 represents the mean and standard deviation (error bars) of the relative differences obtained for the comparison of the size distribution in the three analyzed cases: biomass burning (upper part of the figure, data from the top-left part of Table 4) urban (central part of the figure, data from the top-right part of Table 4) and desert dust (lower part of the figure, only the data from the bottom-left of Table 4). Observing the figure, we can see how the comparisons for the three aerosol types present similar results as those obtained in the self-consistency analysis from the previous section: there is a general good agreement for radii between 0.1 µm and 5 µm, with values of the average of the relative differences under 10 % – except for the radii around 2 µm where the difference is a bit higher, reaching maximum values up to 20 %. Thus, these differences are a bit higher than those obtained from simulated data. At this point, the reader may remember the possibility of several error sources, such as the ones we have studied in the simulation analysis, which could provoke the increase in the discrepancy between PPL and ALM retrievals. Nevertheless, the discrepancy is still Atmos. Chem. Phys., 14, 847–875, 2014 within the interval 15–25 % which is the expected accuracy suggested by AERONET for almucantar retrievals. Finally, it should be noted that observations from all solar zenith angles have been accounted in Fig. 13; the results represent an average between retrievals with small solar zenith angles, generally with larger errors, and large solar zenith angles. Moving to the extremes, for radii smaller than 0.1 µm or larger than 5 µm, the comparison is much worse than in the previous analyzed region, as was expected. The relative differences are much larger, up to 60 %, but still similar to those obtained in the previous section and within the confidence interval given by AERONET for these radii (up to 100 %). The unexpected result is that these differences are positive, indicating that the values in the size distribution obtained from the almucantar are systematically lower than those obtained using the principal plane. Among the three aerosol types, the urban aerosol shows the smallest discrepancies for fine mode; for this aerosol type, even for radii smaller than 0.1 µm the differences are under 10 %. In the coarse mode, the smallest differences are obtained for the case of biomass burning; for this case, differences are under 22 % except for the last bin (at 15 µm) where the relative difference is 44 %. Desert dust case presents the worst-case behavior, especially in the coarse mode, where for several bins the relative differences exceed 40 %, reaching the maximum of 60 % at 11.4 µm. 3.2 Optical parameters Table 5 contains the mean values and the standard deviations obtained for the single scattering albedo and the refractive index in the analyzed days using only almucantar geometry. The values obtained for the three aerosol cases are similar to those presented in Table 1 (Table 1 in Dubovik et al., 2002). For instance, ω(440) = 0.85, corresponding to the analysis of the biomass burning, is comparable to the one used in the simulation analysis, ω(440) = 0.88 (Table 1). Returning to the comparison between the principal plane and almucantar retrievals, the results for the single scattering albedo are shown in Fig. 14. The mean of the differences between both inversions are plotted against the wavelength for the three aerosol cases analyzed: biomass burning (gray), urban (blue) and desert dust (orange). The standard deviation of the differences is represented using the error bar. As it can be seen in the plot, the average of the differences is under 0.01 for the three analyzed cases and for the four wavelengths, reaching the highest value (0.007) at 440 nm for the desert dust. On the other hand, the standard deviation is under 0.01 for all the wavelengths in the biomass burning, between 0.01–0.015 for urban aerosol, and slightly higher for the desert dust aerosol (where values around 0.02 are obtained). Nevertheless, this result is due to the effect of the problem regarding the almucantar angle coverage: if we reduce the analyses to those cases in which θs > 50◦ , the standard deviation reduces it values considerably, especially for the desert www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 867 Table 4. Description of the data used for the comparison between almucantar and principal plane retrievals for the different sites. Biomass burning (Mongu) Photo. #36 #65 #11 #152 Urban (GSFC) Date No. pairs < τa (440) > <α> 09-08-2009 12-08-2009 16-07-2009 01-10-2004 25-07-2004 17-09-2004 30-07-2003 18-08-2003 14-08-2003 02-08-2006 25-07-2006 18-08-2006 4 7 5 4 6 6 5 6 6 6 4 6 0.34 0.63 0.71 0.37 0.61 0.78 0.45 0.68 0.72 0.42 0.53 0.73 2.00 1.89 1.85 1.72 1.75 1.83 1.92 1.79 1.66 1.71 1.79 1.80 Photo. #101(1) #101(2) #89(1) #94(1) #89(2) #94(2) Date No. pairs < τa (440) > <α> 21-10-2001 24-10-2001 17-07-2002 13-08-2002 23-06-2003 29-06-2003 24-06-2005 02-08-2005 08-09-2007 26-09-2007 13-10-2007 17-10-2007 6 5 6 4 4 4 6 4 5 4 5 5 0.14 0.24 0.44 1.15 0.33 0.71 0.48 0.38 0.49 0.59 0.14 0.40 1.76 1.90 1.88 1.80 1.75 1.65 1.66 1.89 1.83 1.89 1.67 1.88 Desert dust 1 (Solar Village) Photo. #65 #185 #95 Desert dust 2 (Solar Village) Date No. pairs < τa (440) > <α> 05-03-2003 02-04-2003 11-09-2002 20-10-2005 19-10-2005 19-06-2006 07-03-2011 09-10-2010 26-08-2010 7 5 5 5 6 4 5 5 6 0.33 0.48 0.64 0.32 0.41 0.54 0.38 0.48 0.73 0.25 0.20 0.55 0.49 0.46 0.44 0.30 0.59 0.73 Photo. #233 #33 Date No. pairs < τa (440) > <α> 25-04-2008 26-04-2008 28-05-2008 04-06-2004 22-05-2004 18-05-2004 7 4 6 7 4 5 0.36 0.43 0.51 0.33 0.46 0.71 0.25 0.28 0.25 0.55 0.16 0.11 Table 5. Mean values and standard deviations obtained for the single scattering albedo and the refractive index in the analyzed days using only almucantar geometry. ω(λ) n(λ) k(λ) Wavelength [nm] 440 670 870 1020 440 670 870 1020 440 670 870 1020 Bio. burn. (Mongu) mean std 0.85 0.03 0.81 0.05 0.78 0.05 0.76 0.05 1.53 0.04 1.53 0.03 1.54 0.03 1.54 0.03 0.032 0.012 0.032 0.013 0.030 0.012 0.027 0.011 Urban (GSFC) mean std 0.96 0.02 0.94 0.03 0.93 0.04 0.93 0.04 1.40 0.05 1.41 0.05 1.41 0.05 1.42 0.05 0.005 0.003 0.005 0.003 0.005 0.003 0.005 0.003 Desert dust (Solar Vil.) mean std 0.90 0.02 0.92 0.03 0.94 0.03 0.94 0.03 1.51 0.05 1.54 0.03 1.54 0.03 1.54 0.03 0.006 0.003 0.004 0.003 0.004 0.002 0.004 0.002 www.atmos-chem-phys.net/14/847/2014/ Atmos. Chem. Phys., 14, 847–875, 2014 868 Torres et configuration al.: Sensitivity of aerosol retrieval to geometrical configuration Torres et al.: Sensitivity of aerosol retrieval B. to geometrical 23 100 Biomass Burn. (Mongu) N = 65 cases 50 0 −50 Relative differences [%] −100 100 Urban (GSFC) N = 58 cases 50 0 −50 −100 100 Desert Dust (Solar V.) N = 48 cases 50 0 Mean of the Relat. Differen. −50 PPL>ALM PPL<ALM −100 Standard deviation 0.1 0.3 1 3 10 Radius (µ m) Fig. 13. Relative differences found in the size distribution between the inversion obtained by almucantar and principal planes for the three analyzed cases description infound Tablein4): burning (upper of the figure), (central part of the figure), Fig. 13.(data Relative differences the biomass size distribution between thepart inversion obtained by urban almucantar and principal planes for theand threedesert dust (lower partanalyzed of the cases figure, only data from the first set (called desert dust (data description in table 4): biomass burning (upper part1)). of the figure) urban(central part of the figure) and desert dust (lower part of the figure, only data from the first set (called Desert dust I)). dust where σ = 0.01. It should be mentioned that the uncertion reduces it values considerably, specially for the desert tainty given AERONET ωo isbe 0.03 (http://aeronet.gsfc. 1180 dustby where σ = 0.01. for It should commented that the uncernasa.gov/new_web/Documents/inversions.pdf), which hightainty given by AERONET for ωo is 0.03 (http://aeronet.gsfc. web/Documents/inversions.pdf) lights thenasa.gov/new extraordinary agreement obtained herewhich whenhighthe1195 lights extraordinary agreement obtained here when the atmosphere is the stable and homogeneous. stable and homogeneous. Figureatmosphere 15 shows isthe results for the real part of the refractive index. The averaged values of the biomass 1185 Figure 15 shows the results for difference the real part for of the refracburning and urban aerosol are lower than 0.01, indicating that tive index. The averaged values of the difference for biomass burning andtendency urban aerosol are lower than 0.01and indicating that1200 there is no shared for principal plane almucanthere is no between principal plane for and the almucantar tar differences; ontendency the contrary, the difference desert differences; the difference for theofdesert dust dust is about 0.03, on or the in contrary, other words, the values the real 1190 is about 0.03, or in other words, the values of the real part part of the refractive index retrieved using principal plane of the refractive index retrieved using principal plane are on are, on average, significantly higher than those obtained using almucantar for the desert dust. The standard deviation, with a value about 0.03 for the three cases, does not depend on the aerosol type. These results are not improved when the study is limited to θs > 50◦ . Nonetheless, the accuracy given for this parameter is 0.03 for biomass burning and urban and slightly higher, 0.05, for desert dust; therefore, the results are within this interval. Atmos. Chem. Phys., 14, 847–875, 2014 Figure 16 depicts the averages and the standard deviations average significantly higher than the ones obtained using alof the absolute differences the imaginary part mucantar for the desert dust. The for standard deviation does notof the refractive index. Contrary to the previous cases, the highest depend on the aerosol type, with a value about 0.03 for the three cases. deviations These resultsof arethe not absolute improved when limiting the standard differences are reached study to θsbiomass > 50◦ . Nonetheless, the accuracy given for this around for the burning aerosol presenting values parameter is 0.03other for biomass burning andfor urban anddust a bitand urban 0.003. On the hand, the values desert higher, 0.05, for desert dust; therefore the results are within aerosol are enclosed between 0.0015 and 0.0023. It should be this interval. remembered (Table 5), that the absolute values of the imagiFigure 16of depicts the averagesindex and the deviations nary part the refractive forstandard the biomass burning are of theorder absolute the imaginary partfor of the one of differences magnitudefor higher than those theredesert dust fractive index. Contrary to the previous cases,terms, the highest and urban aerosol. Therefore, in relative the best comstandard deviations of the absolute differences are reached parison is again obtained for biomass burning case. It can be for the biomass burning aerosol presenting values around noted the opposite sign for the differences of imaginary part of the refractive index and the single scattering albedo. This fact is justified by the strong anticorrelation between both magnitudes. Using Table 5, we observe that the average of the differences (principal plane vs. almucantar) of the imaginary part of the refractive index have a maximum of 13 % for the urban aerosol, 9 % for the desert dust aerosol, and 4 % for biomass burning. www.atmos-chem-phys.net/14/847/2014/ Absolutedifferences differences(PPL−ALM) (PPL−ALM) Absolute Torres Sensitivity configuration B. Torres24 et al.: Sensitivity of aerosol retrieval to geometrical 24 Torres et et al.: al.: configuration Sensitivity of of aerosol aerosol retrieval retrieval to to geometrical geometrical configuration 869 Single Scattering Albedo Single Scattering Albedo 0.04 0.04 0.02 0.02 0 0 −0.02 −0.02 Biomass Burning Biomass Burning Urban Urban Desert dust Desert dust Standard deviation Standard deviation −0.04 −0.04 440 440 670 670 870 870 1020 1020 Wavelength Wavelength [nm] [nm] Fig. 14. Absolute differences (with sign) found in the single scattering albedo between the inversion obtained by almucantar and principal Fig. 14. differences (with found the scattering albedo between the inversion obtained by almucantar and principal principal Fig.three 14. Absolute Absolute differences (with sign) sign)biomass found in in burning the single single(gray), scattering albedo between inversion byonly almucantar and planes for the analyzed cases (Table 4): urban (blue) andthe desert dustobtained (orange, data first set (called planes the from first set setthe (called planes for for the the three three analyzed analyzed cases cases (table (table 4): 4): biomass biomass burning burning (gray), (gray), urban(blue) urban(blue) and and desert desert dust dust (orange, (orange, only only data data from from the first (called desert dust Desert 1)). Bars the standard deviation of the differences. dust indicate I)). Bars indicate the standard deviation of the differences Absolutedifferences differences(PPL−ALM) (PPL−ALM) Absolute Desert dust I)). Bars indicate the standard deviation of the differences Real Refractive Index Real Refractive Index 0.06 0.06 0.04 0.04 0.02 0.02 00 −0.02 −0.02 −0.04 −0.04 Biomass Burning Biomass Burning Urban Urban Desert dust Desert dust Standard deviation Standard deviation −0.06 −0.06 440 440 670 670 870 870 1020 1020 Wavelength Wavelength [nm] [nm] Fig. 15. Absolute differences (with sign) found in the real part of the refractive index between the inversion obtained by almucantar and that 15. differences (with sign) in real of the index between the by almucantar almucantar and only data Fig. 15. Absolute Absolute differences (with analyzed sign) found foundcases in the the(Table real part part4): of biomass the refractive refractive index (gray), between urban the inversion inversion obtained by and obtained byFig. principal planes for the three burning (blue)obtained and desert dust (orange, principal planes for three analyzed cases (table 4): (gray), urban(blue) and only data data from from the the first first principal planesdesert for the the dust three 1)). analyzed cases (tablethe 4): biomass biomass burning burning (gray), urban(blue) and desert desert dust dust (orange, (orange, only from the first set (called Bars indicate standard deviation of the differences. set (called Desert dust I)). Bars indicate the standard deviation of the differences. set (called Desert dust I)). Bars indicate the standard deviation of the differences. 0.003. other hand, the for exchanged for four wavelengths. Us-very simiDesert dustOn 2:the data subset larger for both desert dust cases sets. and Thethe values observed are 0.003. On the other hand,with the values values for desert desert dust dust and and1215 1215 exchanged for the the three three cases and the four wavelengths. Usurban ing 5, observe that of the the differences, differences, urban aerosol aerosol are are enclosed enclosed between between 0.0015 0.0015 and and 0.0023. 0.0023. It It ing table 5, we we observeshowing that the the average average of discrepancies lar table for both groups, that, apparently, the higher alpha should principal plane the part of of the the should be be remembered remembered (table (table 5), 5), that that the the absolute absolute values values of of principal plane vs vs almucantar, almucantar, of the 1imaginary imaginary values observed in desert of dust does notpart seem to have any the imaginary part of index the refractive the urban urban aerosol, aerosol, the shown, imaginarythe partcomparisons of the the refractive refractive index for for the biomass biomass refractive index index are are at at maximum maximum 13% 13% for for the As was just obtained from desert consequences in the retrieved aerosol size distribution. Note burning 9% biomass burning. burning. burning are are one one order order of of magnitude magnitude higher higher than than those those for for the the 9% for for the the desert desert dust dust aerosol aerosol and and 4% 4% for for biomass dust aerosol have a larger error than the error comparisons here as well, that the values of the median radius and the 1210 desert dust and urban aerosol. Therefore, in relative terms, 1210 desert dust and urban aerosol. Therefore, in relative terms, obtained from thecomparison other aerosol types.again Moreover, forburning some the is for standard deviation for the coarse mode (rVc and σVc ) shown the best best comparison is obtained obtained again for biomass biomass burning case. The strong the of photometers these werebetween substantially larger.part This case. Thedifferences strong correlation correlation between the imaginary imaginary part of in Table 1 were 2.32 and 0.6, which are in a perfect agreethe index single albedo makes the refractive refractive index and and the the single scattering albedodesert makes was the case for photometers #233 andscattering #33 (called ment with the ones obtained in the two subgroups here. that mean values the present their that the the the meanresults values of of the two two magnitudes magnitudes their sign sign dust 2 subset); obtained for thesepresent photometers The upper chart in Fig. 17 contains the average of the relawere systematically worse for every single pair of data comtive differences and the standard deviation obtained from the pared. comparison between the retrievals using principal plane and Looking at Table 4, it can be seen that the mean Angstrom almucantar in the subset desert dust 2. The most outstandexponent of desert dust 1 spans from 0.20 to 0.73, while for ing result is the strong increase of the values in the extremes desert dust 2 it ranges from 0.11 to 0.55. On the other hand, (r < 0.1 µm and r > 5 µm) compared to the previously anain Table 6, for each mode of the volume particle size dislyzed cases. For the coarse mode, the average differences extribution [dV (r)/dlnr], mean values of the particle volume ceed 100 %. However, the averaged values for the mid-range concentration, the median radius, and the standard deviation are similar to the previous cases, being under 20 %. We find (obtained only using almucantar inversions) are represented 3.3 1205 1205 www.atmos-chem-phys.net/14/847/2014/ Atmos. Chem. Phys., 14, 847–875, 2014 Torres et configuration al.: Sensitivity of aerosol retrieval to geometrical configuration Torres et al.: Sensitivity of aerosol retrieval B. to geometrical 25 Absolute differences (PPL−ALM) 870 Imaginary Refractive Index 0.004 0.002 0 −0.002 Biomass Burning Urban Desert dust −0.004 Standard deviation 440 670 870 1020 Wavelength [nm] Fig. 16. Absolute differences (with sign) found in the imaginary part of the refractive index between the inversion obtained by almucantar Fig.planes 16. Absolute (with sign) found in the4): imaginary of the refractive index between inversion obtained almucantar and principal for thedifferences three analyzed cases (Table biomasspart burning (gray bar) urban (bluethe bar) and desert dustby(orange bar, only data and principal planes for the three analyzed cases (table 4): biomass burning (gray bar) urban(blue bar) and desert dust (orange bar, only data from the first set (called desert dust 1)). 26 Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration from the first set (called Desert dust I)). 1225 1230 1235 1240 1245 1250 3.3 Desert dust II: data150 sub-set with larger discrepanDesertexceed Dust II100%. However, the averaged values for the central cies. similar to the previous cases being under 20%. We find N = 33are cases 100 an exception for the radii between 3µm and 5µm, where the 50 differences, affected by the strong increase in the extremes, As it was just shown, the comparisons obtained from desert dust aerosol have larger error than 0 for the other aerosol types.1255 present values up to 60%. In the same way, the standard deviation shows a similar behavior, doubling its value in the Moreover, for some photometers these differences were sub−50 extremes (from 30%-40% it increases to 60%) but keeping stantially larger. This was the case of photometers #233 and around 20% in the central part. #33 (called Desert dust −100 II subset); the results obtained for these photometers were systematically worse for every sinThe central and the bottom chart of figure 17 correspond −150 gle pair of data compared. 1260 to the same analysis (photometers #233 and #33) but limiting the study to those cases where the solar zenith angle is Looking at table 4 it can be seen that the mean Angstrom Desert Dust II (θs > 30°) ◦ 150 larger than 30 and 50◦ respectively. As it can be seen, both exponent of Desert dust I spans from 0.20 to 0.73 while for improve the comparison considerably. The comcases Desert dust II it ranges from100 0.11 to 0.55. On the other hand, N = 22limitations parison for solar zenith angles larger than 30◦ eliminates 11 in table 6, for each mode of 50the volume particle size distribution [dV(r)/d lnr], mean values of the particle volume1265 pairs of data (from 33 to 22) and the results, especially the av0 and the standard deviation erage value of the relative differences are diminished reachconcentration, the median radius, ing similar values as the ones obtained for the photometers (obtained only using almucantar inversions) are represented −50 classed in the sub-set Desert Dust I. Again, another 11 pairs for both desert dust sets. The values observed are very simi−100 of data disappear when the limitation is extended to θs > 50◦; lar for both groups showing that, apparently, the higher alpha values observed in Desert−150 dust I does not seem to have any1270 under this criterion, the average values do not suffer any improvements but the standard deviations are appreciably lower consequences in the retrieved aerosol size distribution. Note for r > 3µm. here as well, that the values the Dustspecially Desert II (θs > 50°) 150of the median radius and standard deviation for the coarse mode (rV c and σV c ) shown Continuing with the analysis of the data set Desert dust II, cases in table 1 were 2.32 and 0.6100 which are in a perfect agreement N = 11the results for the optical parameters are shown in table 7. with the ones obtained in the50 two subgroups here. 1275 Averaged values and the standard deviations of the differences between the retrievals of principal plane and almucanThe upper chart in figure 17 0 contains the average of the tar are presented for all data (upper part of the table 7), those relative differences and the standard deviation obtained from ◦ of the Relat. Differen. Mean −50 data with θs > 30 (central part of the table 7) and only for the comparison between the retrievals using principal plane those cases where θs >PPL>ALM 50◦ (bottom part of the table 7). and almucantar in the sub-set −100Desert dust II. The most outPPL<ALM The means of the differences observed for the whole data standing result is the strong increase of the values in the ex-1280 Standard deviation −150 set are, in general, considerably larger than the values obtremes (r < 0.1µm and r > 5µm) compared to the previously served in the data set Desert dust analyzed cases. For the coarse mode, the 0.1 average differences 0.3 1 3 10 I (Figures 14 - 16). Thus, Relative differences [%] 1220 Radius (µ m) Fig. 17. Relative differences found in the size distribution between the inversion obtained by almucantar and principal planes for the phodesertobtained dust 2).byThe upper chart containsplanes a comparison for the tometers #233 andRelative #33 in differences Solar Village site description Table 4thecase Fig. 17. found in (data the size distributioninbetween inversion almucantar and principal for the and #33 Solar Villagechart site (data description in table only 4 casefor Desert dust II).with The upper chartzenith contains the comparison whole dataphotometers set, while#233 the central andinthe bottom contain comparisons those data the solar angle larger than 30◦ and for the whole data set while the central and the bottom chart only for those data with the solar zenith angle larger than 30◦ and 50◦ 50◦ , respectively. respectively. Table 6. Mean values of the particle volume concentration CV i , the median radius rV i , and the standard deviation σV i for each mode of the volume particle size distribution for the defined groups Desert dust I and Desert dust II CV f Atmos. Chem. Phys., 14, 847–875, 2014 Desert dust I Desert dust II 0.03 ± 0.02 0.03 ± 0.01 rV f 0.14 ± 0.02 0.17 ± 0.04 σV f 0.51 ± 0.07 0.61 ± 0.07 CV c 0.25 ± 0.07 0.23 ± 0.09 rV c σV c www.atmos-chem-phys.net/14/847/2014/ 2.33 ± 0.24 1.95 ± 0.33 0.62 ± 0.03 0.57 ± 0.06 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration 871 Table 6. Mean values of the particle volume concentration CV i , the median radius rV i , and the standard deviation σV i for each mode of the volume particle size distribution for the defined groups desert dust 1 and desert dust 2. Desert dust 1 Desert dust 2 CVf rVf σVf CVc rVc σVc 0.03 ± 0.02 0.03 ± 0.01 0.14 ± 0.02 0.17 ± 0.04 0.51 ± 0.07 0.61 ± 0.07 0.25 ± 0.07 0.23 ± 0.09 2.33 ± 0.24 1.95 ± 0.33 0.62 ± 0.03 0.57 ± 0.06 Table 7. Mean values and the standard deviations of the absolute differences (with sign principal plane minus almucantar) for the optical parameters found for the data set desert dust 2. Total differences ω(λ) n(λ) k(λ) Wavelength [nm] 440 670 870 1020 440 670 870 1020 440 670 870 1020 All data mean std 0.03 0.05 0.03 0.05 0.03 0.04 0.02 0.03 0.03 0.06 0.03 0.05 0.03 0.05 0.03 0.06 −0.004 0.006 −0.003 0.005 −0.003 0.004 −0.002 0.004 θs > 30◦ mean std 0.01 0.02 0.00 0.02 0.00 0.02 0.00 0.01 0.01 0.02 0.01 0.02 0.01 0.02 0.01 0.02 −0.001 0.003 −0.000 0.002 −0.000 0.002 −0.000 0.002 θs > 50◦ mean std −0.00 0.01 −0.01 0.01 -0.00 0.01 −0.00 0.01 0.01 0.02 0.01 0.02 0.01 0.02 0.01 0.02 0.001 0.001 0.000 0.001 0.000 0.001 0.000 0.001 an exception for the radii between 3 µm and 5 µm, where the differences, affected by the strong increase in the extremes, present values up to 60 %. In the same way, the standard deviation shows a similar behavior, doubling its value in the extremes (from 30–40 % it increases to 60 %) but keeping around 20 % in the central part. The central and the bottom chart of Fig. 17 correspond to the same analysis (photometers #233 and #33) but are limited to those cases where the solar zenith angle is larger than 30◦ and 50◦ , respectively. As can be seen, both limitations improve the comparison considerably. The comparison for solar zenith angles larger than 30◦ eliminates 11 pairs of data (from 33 to 22) and the results, especially the average value of the relative differences, are diminished, reaching similar values to the ones obtained for the photometers classed in the subset Desert Dust I. Again, another 11 pairs of data disappear when the limitation is extended to θs > 50◦ ; under this criterion, the average values do not suffer any improvements, but the standard deviations are appreciably lower, especially for r > 3 µm. Continuing with the analysis of the data set desert dust 2, the results for the optical parameters are shown in Table 7. Averaged values and the standard deviations of the differences between the retrievals of principal plane and almucantar are presented for all data (upper part of the Table 7), those data with θs > 30◦ (central part of the Table 7) and only for those cases where θs > 50◦ (bottom part of the Table 7). The means of the differences observed for the whole data set are, in general, considerably larger than the values observed in the data set desert dust 1 (Figs. 14–16). Thus, averaged differences are about three times larger for the single www.atmos-chem-phys.net/14/847/2014/ scattering albedo and for the imaginary part of the refractive index in this data set than those obtained for the desert dust 1. In the same manner, the values of the standard deviation are typically twice as large. On the other hand, the real part of the refractive index presents similar means of the differences as those obtained for the data set desert dust 1. Nevertheless, the values of the standard deviation for this parameter are again twice as large as the ones shown in Fig. 15. Once we limit the study to those data with θs > 30◦ and θs > 50◦ , the differences descend for the three parameters analyzed. The values of the differences for both restricted data sets (presented in the central and bottom part of Table 7) are similar to the ones obtained in the study for desert dust 1. It should be noted here that, apart from the error sources considered throughout the study, the AOD errors are of importance in the retrieving process (Dubovik et al., 2000). We have not focused on them in the present study, since in principle the AOD measurements are equivalent to the PPL or ALM geometries. However, if AOD errors are significant, they may have different effects on aerosol retrievals using PPL and ALM observations, especially in those cases with larger differences in the information content, i.e., for small solar zenith angles where the scattering angle coverage in the almucantar is significantly smaller. Furthermore, the error in AOD due to calibration is proportional to 1/m (m = optical air mass; m ∼ 1/cos(SZA); see Hamonou et al., 1999) which particularly enlarges the AOD errors for short solar zenith angles. The combination of both factors can explain the better agreement between the two geometries at larger SZA, where the AOD is more accurate. In fact, some uncertainties in the Atmos. Chem. Phys., 14, 847–875, 2014 872 B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration AOD calibration have been found in the set desert dust 2 data (e.g., spectral crossovers of 440 and 500 nm). 4 Discussion PPL retrievals are not available for the use of the wider scientific community and most of the studies presented in the literature where aerosol microphysical properties are retrieved using Sun and sky radiance measurements have been done exclusively using almucantar measurements (Holben et al., 2001; Smirnov et al., 2002; Dubovik et al., 2002; Eck et al., 2010; Giles et al., 2012, to cite some). One of the reasons for such situation is that aerosol community generally has higher confidence in the almucantar retrievals. Significant efforts have been undertaken in order to understand the potential of PPL retrievals and compare them with ALM data – for instance, in the AERONET project, internal research activities have been developed (Alexander Sinyuk and Brent Holben, personal communication). However, no comprehensive analysis of the expected differences of almucantar retrievals with respect to principal planes is available in open-access literature. As a result, for the wider scientific community, the positive potential and shortcomings of using PPL aerosol remains unclear, in particular since the inversion strategy does not reveal any clear preference in the geometry of the radiance measurement. Therefore, the purpose of this study is to summarize and document the sensitivity of aerosol retrievals to geometrical configurations of observations with a focus on detailed comparative analysis of PPL and ALM retrievals. One of the main practical reasons for preferring the aerosol retrieval from almucantar observations is the great advantage provided by the symmetry existing in the almucantar measurements. First, taking the average of left and right branches results in more stable measurements and helps to reduce the error effects. In addition, the averaging process also provides a more representative spatial (angular) distribution of sky radiances, diminishing the effect of the aerosol inhomogeneity. Moreover, the symmetry allows one to perform a cloud screening that can not be automatically assessed from principal plane data. These facts and others potentially compromise the accuracy of PPL retrievals (Holben et al., 1998, 2006; Dubovik et al., 2000), and consequentially prevented the AERONET project from releasing PPL retrieval for public use since the reliability of the data is one of the primary objectives of the AERONET network. Indeed, during the present analysis, both the sensitivity tests with the introduced modeled errors and the analysis of data acquired under stable conditions confirmed the greater reliability that is generally assumed regarding almucantar retrievals. It has been shown that the average between the left and right branches in the almucantar largely diminishes the consequences of possible pointing offsets in the instruments, while for the principal plane the consequences of such errors are more significant. Furthermore, almucantar retrievals have Atmos. Chem. Phys., 14, 847–875, 2014 shown less dependency on the aerosol vertical distribution, as generally expected from theoretical considerations. On the other hand, the retrievals from almucantars taken at high solar elevation show significant decreases in accuracy for most of the retrieved aerosol parameters (Fig. 3). This result was already well discussed in Dubovik et al. (2000) and is accounted for in the quality selection criteria (summarized in Dubovik et al., 2002) and adapted for Level 2 retrieval in AERONET version 2, where only retrievals with θs > 50◦ are accepted. Therefore, one of the immediate consequences of using exclusively almucantar geometry is the lack of high accuracy aerosol retrievals during the middle of the day (except at high latitudes and in wintertime at subtropical to midlatitudes), which are highly desirable for the various aerosol studies. However, in the same simulation analysis (Fig. 3) the principal plane retrievals remain stable over the course of the day due to their larger angular scattering coverage. The sensitivity tests and the real data analysis conducted in this study show sufficiently high consistency between principal plane and almucantar retrievals, and this fact supports the idea of using principal plane inversions to complement almucantar retrievals in some specific cases, such as groundbased campaigns or the study of aerosol events. Nevertheless, we should note that in both tests we have used quite selective data: in the first analysis, the data have been synthetically generated and in the real data analysis we have manually inspected the radiance data and maintained quite restrictive conditions low AOD daily variation, etc.; see Sect. 3). Therefore, the use of principal plane data can only be recommended if a reliable cloud-screening procedure is developed for PPL observations or for those cases when the manual inspection of the data is possible. 5 Conclusions The simulated studies carried out using synthetic data from a climatology analyses of the sites Solar Village, GSFC, and Mongu have confirmed that the symmetry existing for the almucantar geometry confers a greater robustness of the aerosol retrievals in presence of various systematic uncertainties. In fact, the straightforward symmetry check used in aerosol quality screening seemed to be a very efficient and practical procedure to eliminate sky inhomogeneities and reduce some of possible instrumental biases. For example, the present study has showed that if pointing errors are present, the consequences for principal plane retrievals are much larger than for almucantar retrievals. Only in an ideal situation of homogeneous atmosphere when no extra errors were introduced, would data from the principal plane geometry provide more reliable results than those from almucantar for high Sun observation due to lower information content in the almucantar radiances, where the range of observed scattering angles is substantially reduced. www.atmos-chem-phys.net/14/847/2014/ B. Torres et al.: Sensitivity of aerosol retrieval to geometrical configuration An analysis of data during stable atmospheric conditions has been developed for the same three sites using a set of selection criteria (see Sect. 3). The comparison between principal plane and almucantar retrievals obtained in this analysis has shown that the differences in the products are, in general, within AERONET-estimated uncertainties for almucantar retrievals. The differences between the retrievals of the size distribution are generally under 10 % for radii between 0.1 µm and 5 µm. Outside this size range, the differences can be as large as 50 % and mostly positive (i.e., principal plane inversion results in larger volume concentrations than the almucantar). This result was expected due to the loss of sensitivity of the retrievals to particles of those sizes for the wavelengths used in AERONET and it was previously obtained with simulated data (similar result also in Dubovik et al., 2000). These high differences in the extremes have almost no impact on other aerosol properties retrieved, such as the aerosol optical depth or the optical parameters. Indeed, even though there are differences over 50 % in the edge bins of the size distribution, the subsequent differences in the optical parameters are almost negligible (e.g., absolute differences in the single scattering albedo under 0.01 for all cases). On the other hand, the comparison between the almucantar and principal plane retrievals in the subset desert dust 2 are systematically worse than those obtained in the other analyzed cases, in particular the subset desert dust 1. The cause of these higher discrepancies has not been fully identified, however, it is reasonable to expect different tendencies in the results of PPL-ALM retrieval comparisons in the two subsets desert dust 1 and 2 because of the different instrument performance (in this case photometers #233 and #33). Indeed, instrumental issues related to AOD accuracy may cause discrepancies at low solar zenith angles. Another possible explanation is the different aerosol average conditions. In particular, the mean Angstrom exponent in subset desert dust 1 (about 0.6) is higher than for pure desert dust and indicates the presence of a significant fine mode fraction. Alternatively, the subset desert dust 2 (with mean Angstrom exponent of 0.3) is representative of nearly pure dust. Finally, this last group has been reanalyzed, limiting the data set to large θs > 50◦ , which is in agreement with the well-known AERONET level 2.0 criterion about SZA. This threshold significantly reduces the AOD uncertainty related to calibration (e.g., due to filter degradation) and therefore improves the retrieval accuracy. In addition, the analysis for different errors in Sect. 2 also indicates that the differences between almucantar and principal plane are smaller for larger θs . Thus, the differences in the scattering angle range in the two geometries could amplify the discrepancies obtained between the retrievals if they are associated with instrumental problems. As a result, significant improvements have been observed in the retrieval comparison of PPL vs. ALM when limiting the data set to large θs (> 50◦ ); one observes the same typical differences as in the other data subset, desert dust 1. www.atmos-chem-phys.net/14/847/2014/ 873 Acknowledgements. We thank the AERONET principal investigators and site managers at sites Solar Village (Naif Al-Abbadi, Steve Wilcox), GSFC (Mikhail Sorokin, Brent Holben) and Mongu (Mukufute Mukulabai, Brent Holben) We thank the AERONET, PHOTONS, RIMA and WRC staff for their scientific and technical support. We acknowledge AERONET team members for calibrating and maintaining instrumentation and processing data. We especially thank I. Slutsker for providing us with useful tools for data treatment and Brent Holben for his scientific support. The authors also thank T. Eck and the anonymous reviewer for comments that led to a significant improvement to the paper. Financial support was provided by the Spanish CICYT (CGL2009-09740 and CGL2011-23413, CGL2011-13085-E). The research leading to these results was supported by funding from the European Union Seventh Framework Programme (FP7/2007-2013) under grant agreement no. 262254 [ACTRIS]. We also thank the Environmental Council of the CyL Regional Government (Consejería de Medio Ambiente, Junta de Castilla y León) for supporting this research. The publication of this article is financed by CNRS-INSU. Edited by: D. Tanre The publication of this article is financed by CNRS-INSU. References Bohren, C. and Huffman, D.: Absorption and Scattering of Light by Small Particles, John Wiley & Sons Inc, doi:10.1002/9783527618156, 1983. Cox, C. and Munk, W.: Measurement of the roughness of the sea surface from photographs of the suns glitter, J. Opt. Soc. Am., 44, 838–850, doi:10.1364/JOSA.44.000838, 1954. 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