Chromosomal Alterations in Ulcerative Colitis-Related and Sporadic Colorectal Cancers by Comparative Genomic Hybridization1 Daniela E. Aust,2 Robert F. Willenbucher, Jonathan P. Terdiman, Linda D. Ferrell, Cornell G. Chang, Dan H. Moore II, Annette Molinaro-Clark, Gustavo B. Baretton, Udo Loehrs and Frederic M. Waldman Cancer Center (DA, CC, AC, FW) and Departments of Laboratory Medicine (FW), Medicine (RW, JT), and Pathology (LF), University of California San Francisco, San Francisco, CA 94143-0808; Geraldine Brush Cancer Research Institute, California Pacific Medical Center, San Francisco, CA (DM); and Pathologisches Institut der Ludwig-Maximilians-Universität, 80337 München, Germany (GB, UL). Running Title: CGH alterations in UC-related cancers Keywords: Comparative Genomic Hybridization, Ulcerative Colitis, Chromosomal Alterations 1 Supported by NIH CA 74826 and Deutsche Forschungsgemeinschaft Au141/1-1. 1 CGH alterations in UC-related cancers 2 To whom requests for reprints should be addressed, at: UCSF Cancer Center, Box 0808, San Francisco, CA 94143-0808. Phone: 415-476-3822, Fax: 415-476-8218, email: [email protected] 3 The abbreviations used are: UC, ulcerative colitis; CGH, comparative genomic hybridization; UICC, Union International Contre le Cancer; LOH, loss of heterozygosity. 2 CGH alterations in UC-related cancers ABSTRACT Both ulcerative colitis (UC)-related and sporadic colorectal cancers are thought to evolve through a multistep process of genomic instability, accumulation of genomic alterations and clonal expansion. This process may involve different genomic changes in UC-related cancers than in sporadic cancers due to the origin of UC-related cancers in an inflammatory field. This study was designed to define the specific genomic events in UC-related cancers. Comparative genomic hybridization (CGH) was performed on 32 UC-related and 42 stage-matched sporadic colorectal cancers. The mean number of chromosomal alterations per case was similar in the UC-related and sporadic tumor groups (8.6 in UC, 8.1 in sporadic). Frequently lost regions in both cancer groups were 18q (78% UC, 69% sporadic), 8p (53% UC, 50% sporadic), and 17p (44% UC, 57% sporadic). The three most frequent gains involved chromosomes 8q (63% UC, 45% sporadic), 20q (44% UC, 67% sporadic), and 13q (44% UC, 38% sporadic). Chromosome 5q was lost in 56% of UC-related but in only 26% of sporadic cancers. Losses of 17q and gains of 5p were also more frequent in UC-related cancers, whereas losses of 14q and gains of Xp were significantly less common in UC-related cancers than in sporadic tumors. There was a stage-related increase in chromosome 8 alterations in UC-related but not in sporadic cancers, while only sporadic tumors showed a stage progression for 5p loss, 17q gain, and 18q loss. Thus, differences in the frequency and timing of individual chromosomal alterations suggest that the genetic pathways in these two tumor groups are distinct from each other. 3 CGH alterations in UC-related cancers INTRODUCTION Ulcerative colitis (UC)3 is a chronic inflammatory disease of the bowel associated with an increased risk of developing colorectal neoplasia compared to an age-matched control group. The risk of developing cancer increases with extent and duration of the disease (1, 2). Like sporadic colorectal cancer, UC-related neoplasia is thought to evolve through a multistep process of genomic instability, accumulation of mutations and clonal expansion. Unlike sporadic cancer, which usually develops from an adenomatous polyp, UC-related cancer arises from flat dysplastic epithelium in a field of chronic inflammation. Therefore UC-related cancer may follow a different genetic progression pathway than sporadic cancer. Genomic alterations that occur during the adenoma to carcinoma sequence in sporadic cancers are well characterized (3-7). However, less is known about the specific genomic events in UC-related cancer initiation and progression. The aim of this study was to determine clonal genomic alterations in UC-related colorectal cancers by comparative genomic hybridization (CGH), and to identify alterations that are unique to UC-related tumors when compared to sporadic colon cancers. 4 CGH alterations in UC-related cancers MATERIALS AND METHODS Clinical Materials. Thirty-two UC-related cancers were identified from the archives of the University of California San Francisco and Munich University Departments of Pathology. CGH alterations in 14 of the UC-related cases have been reported previously (8). Forty-two archival sporadic cancers were selected from a similar time period to match the stage distribution in the UC-related cancer group. Staging was done according to UICC established criteria (9). Sporadic tumors were obtained from patients with no family history of colon cancer and no personal history of inflammatory bowel disease. Normal surgical margins from seven colectomy specimens removed for diverticular disease served as normal controls. One representative block of carcinoma was selected for each tumor. DNA for CGH was extracted from thin paraffin sections as previously described (8, 10). Microdissection of tumor material was followed by 3 day proteinase K treatment prior to CGH analysis. Comparative Genomic Hybridization. In CGH, total genomic DNA from the tumor sample and genomic DNA from a normal donor, detected in different colors, are simultaneously hybridized to a normal metaphase spread (8, 10, 11). The ratio of the colors along the normal chromosomes provides a quantitative map of the relative copy number of DNA sequences in the test sample. Thus the entire genome can be surveyed in a single step without the need to first select which genomic loci to test. Microdissected DNA was amplified by degenerate oligonucleotide primed (DOP) PCR as previously described (8, 10). Each PCR run included controls of normal genomic DNA, and the MPE-600 cell line. Amplification of 1-2 ng microdissected DNA yielded up to 1 µg of PCR product, averaging 500 base pairs in size (range 200 bp-2 kb). Fifty nanograms of fresh DNA 5 CGH alterations in UC-related cancers (normal and MPE600 cell line) resulted in approximately 2-3 µg of amplified DNA. In addition to the 32 successful samples, two UC-related samples (stage I, G1 and stage III, G3) yielded insufficient PCR product and were not included in the study. PCR amplified DNA was labeled by nick translation. Normal reference DNA was labeled with Texas Red-5-dUTP or with Fluorescein-12-dUTP (Dupont), while amplified DNA from paraffin sections was labeled with Fluorescein-12-dUTP (Dupont) or Digoxigenin-11-dUTP (Boehringer). The optimum size for CGH was 500 bp to 2000 bp. Nick translated PCR products were close to the original PCR product size. Each sample was hybridized as previously described, in duplicate, with different fluorochromes, onto normal male metaphases (8, 10). Successful hybridizations were judged by the intensity of the tumor and normal signals, by the granularity vs. smoothness of the signals, by the homogeneity of the signal over the entire metaphase, and by the banding intensity of the 4', 6diamidino-2-phenylindole (DAPI) signals used for chromosome identification. Acquisition was performed utilizing our QUIPS analysis system (11). High level amplifications were defined as a peak of the ratio intensity above 2.0, involving less than a whole chromosome arm. Low level gain or loss was defined as chromosome regions having a ratio above 1.25 or below 0.8. Inverse CGH, using a second hybridization with reversed color labels, allowed greater confidence in making these interpretations. The inverse pair was examined together to allow better discrimination of significant changes. All changes must have been present in both the forward and inverse hybridizations to be considered real. Interpretation of changes at 1pter, 19 and 22 (as well as 4 and 13q in the opposite direction) required careful examination of all chromosome profiles because these loci were likely to show more variability in their ratios. 6 CGH alterations in UC-related cancers Statistical Analysis. Comparison of individual changes between groups used the two-sided Fisher’s exact test, a non-parametric test for independence. In addition, to test the set of gains and losses by tumor type, an overall chi-square test was formed by summing the individual chi-square statistics for each comparison. To test whether the observed chi-square statistics could have occurred by chance, an empirical p-value was determined via a randomization test. The randomization test was based on repeatedly sampling from the observed data, each time randomly dividing the sample into two groups. The value of the observed chi-square statistics, based on the true group assignments, was compared with the distribution of chi-square statistics formed from the pseudo-groups. The empirical p-value was the fraction of samples with chisquares exceeding the observed chi-square test statistics. 7 CGH alterations in UC-related cancers RESULTS CGH was performed on DNA extracted from 32 UC-related and 42 stage matched sporadic colorectal cancers to identify the specific pattern of chromosomal alterations in UCrelated cancers, and to define differences in the pattern of genomic alterations between the two groups. Clinical characteristics associated with these samples are listed in Table 1. Note that the matched set of sporadic tumors shows a relatively high number of right-sided lesions compared to the UC-related tumors. The most common chromosomal alterations seen in both groups of tumors are listed in Table 2. The mean number of changes detected by CGH was similar in both groups (8.6 in UCrelated, 8.1 in sporadic) and did not increase significantly with patient age, tumor stage or tumor grade in either group. No chromosomal alterations were detected in the seven samples of normal colonic mucosa from diverticulitis colectomy specimens. UC-related cancers. Thirty of the thirty-two UC-related cancers (94%) showed chromosomal alterations detectable by CGH. The mean number of changes was 8.6, with an average of 3.6 gains and 5.1 losses per case. Two tumors, one located in the ascending colon, the other located in the descending colon, did not show any CGH abnormalities. These two cases displayed a high frequency of microsatellite instability (data not shown) (8). The loss of chromosome arm 18q was the most common alteration in UC-related cancers, present in 25 of the 32 cases (78%). Other common regions of copy number loss were chromosome arms 5q, 8p, 17p, and the entire chromosome 4. The most frequent relative gain involved chromosome arm 8q. Chromosome arms 20q, 13q, and 5p were also frequently gained in UC-related cancers. 8 CGH alterations in UC-related cancers The only stage dependent changes in UC-related cancers were gains of chromosome arm 8q and losses of chromosome arm 8p. Both of these changes were significantly more frequent in stage III and IV tumors than in stage I and II tumors (Table 3). None of the chromosomal alterations seen were significantly associated with tumor grade or tumor location. Sporadic cancers. Thirty-eight of the forty-two sporadic cancers showed CGH detectable changes. The mean number of changes in the entire group was 8.1, with an average of 4.3 losses and 3.8 gains per case. Four tumors, all located in the right colon, did not show any CGH changes. Microsatellite instability analysis showed high frequency instability in two of the four cases (data not shown). The most frequent CGH alteration in the sporadic cancers was the loss of chromosome arm 18q, in 29 of the 42 sporadic cases (69%). Losses of chromosome arms 17p, 18p, and 8p also occurred in more than half of the sporadic cases. The most frequently gained region in sporadic tumors was chromosome arm 20q (67%). Other frequent gains were seen on chromosome 7, and chromosome arms 8q and 20p (Table 2). Three aberrations occurred significantly more often in late stage tumors (III and IV) than in early stages (I and II): gain of chromosome arm 17q, and loss of chromosome arms 5p and 18q (Table 3). Tumor grade was not associated with an altered frequency of any specific CGH aberration. The gain of chromosome arm 20q and the loss of 5q were significantly more frequent in left-sided tumors than in right-sided tumors (Table 4). Comparison of UC-related and sporadic cancers. The predominant pattern of genomic instability in both tumor groups was that of gross chromosomal aberrations. UC-related and sporadic cancers shared similar frequent changes. Loss of 18q was the most frequent alteration in 9 CGH alterations in UC-related cancers both tumor groups, followed by loss of 8p and 17p. In both tumor groups the most common gains seen involved chromosome arms 8q, 20q, and 13q. However, there were significant differences in the frequency of specific chromosomal alterations between UC-related and sporadic cancers. Losses of chromosome arms 17q and 5q were significantly more frequent in UC-related than in sporadic cancers as were gains of chromosome arm 5p. Losses of chromosome arm 14q and gains of Xp were significantly less common in UC-related than in sporadic tumors. These findings are summarized in Table 2. In addition, the loss of chromosome arm 18q was seen more frequently in early stages of UC-related cancers than in early stages of sporadic cancers. In UC-related cancers there were no differences in the frequency of individual changes between right and left-sided tumors. In contrast, in leftsided sporadic cancers, losses of 5q and gains of 20q were significantly more frequent than in right-sided tumors. To test whether these differences in frequency of individual changes could have arisen by chance a randomization test was performed. This analysis showed that the differences observed in the overall distribution of changes between the two tumor groups was highly unlikely to have resulted from chance (p= 0.0028). 10 CGH alterations in UC-related cancers DISCUSSION This study used CGH analysis to compare the chromosomal alterations in UC-related colorectal cancers to those found in a stage matched set of sporadic tumors. To our knowledge this represents the largest series reported to date of colorectal cancers analyzed by CGH. Comparison of CGH alterations between sets of tumors represents a large number of comparisons in a relatively small group of tumors. One problem arising in studies in which multiple comparisons are made is that differences detected may occur by chance. To address this issue we performed a randomization test of the observed data (mixing the two groups together and randomly repartitioning them to define chance associations), which showed a significant difference in the overall frequency of changes between the two tumor groups. This analysis allows us to conclude that the differences and similarities reported for frequencies of individual chromosome alterations reflect biologically significant relationships. Sporadic colorectal cancer usually develops from an adenomatous polyp through a multistep process involving genomic instability and the progressive accumulation of genetic alterations (4, 6). In our study 90% of the sporadic tumors demonstrated genomic instability characterized by gross chromosomal alterations, in agreement with previous CGH studies of sporadic colorectal cancers (12, 13). A similar pattern of genomic instability (gross chromosomal alterations) was seen in most of the UC-related cancer tumors as well (94%), even though they generally arise from flat dysplastic epithelium in a chronic inflammatory field. UC-related and sporadic cancers not only shared the same pattern of genomic instability but also a similar group of common chromosomal gains and losses. Loss of chromosome arm 18q was the most frequent alteration in both tumor groups, suggesting comparable importance of 11 CGH alterations in UC-related cancers this alteration in UC-related and sporadic carcinogenesis. These CGH data corroborate the finding of frequent LOH on 18q in UC-related cancers (14, 15). Chromosome arm 18q is the site of three tumor suppressor genes known to be frequently lost in sporadic tumors: DCC, SMAD2 and SMAD4 (16-18). The importance of these genes in UC-related carcinogenesis has not yet been determined. Hoque et al. found SMAD4 to be mutated in a case of UC-related cancer with LOH on 18q21.1 (19). However, Lei et al. did not find mutations of SMAD4 in their set of 10 UC-related cancers (20). Loss of chromosome arm 17p, the site of p53, was also frequently seen in both tumor groups. Loss of heterozygosity (LOH) on chromosome 17p has been described as a frequent alteration in UC-related dysplasias (67%) and cancers (100%) (21-24) and is a common finding in sporadic cancers as well (4, 6, 25). P53 mutations may be even more common than 17p LOH, occurring in 91 – 100% of UC-related cancers and in 40 – 80% of UC-related dysplasias (21-24, 26-31). Further, p53 mutation has been identified in nondysplastic mucosa biopsied from colons with dysplasia or cancer (23, 32, 33), and it has been identified in colonic mucosa sampled prior to the occurrence of dysplasia (29, 34). This suggests that p53 mutation is a very early event in UC-related carcinogenesis. In contrast, p53 mutation is found in 63-76% of sporadic colon cancers, but in only 3% of sporadic adenomas (35, 36), suggesting that p53 mutation occurs later in the neoplastic progression pathway in sporadic colorectal cancer. Loss of chromosome arm 8p was also frequent in both tumor groups, suggesting that this region may harbor a tumor suppressor gene important in both UC-related and sporadic carcinogenesis. Loss of 8p in our set of tumors may, to some extent, reflect isochromosome formation in both tumor groups since 67% (sporadic) and 71% (UC-related) of 8p losses were accompanied by gains on chromosome arm 8q. The significance of 8p loss in colorectal 12 CGH alterations in UC-related cancers carcinogenesis is unclear. Ried et al. reported losses on 8p in 0% of colorectal adenoma, but in 38% of sporadic colorectal cancer by CGH (13), while Korn et al. reported losses of 8p in 59% of the liver metastases of sporadic colorectal cancers (37), indicating an association of 8p loss with tumor progression. In our set of sporadic tumors frequency of 8p loss did not increase with tumor stage, whereas the UC-related cancers did show a stage related increase. LOH on 8p has been described in both sporadic (29%) and UC-related cancers (20%) (15). Chang et al. described LOH on 8p as a common and early event in UC-related carcinogenesis, present in 44% of dysplasias and carcinomas (38), whereas Fogt et al. found LOH on 8p in only 14% of UC-related dysplasias and none of their UC-related cancers (14). The three most commonly gained regions in both groups were 8q, 13q and 20q. These gains have been previously reported as frequent CGH alterations in sporadic cancers (12, 13, 37) suggesting that oncogenes located on these chromosomes (c-myc on 8q24, ZAPC1 and Aurora 2 on 20q13) (39) are important in sporadic carcinogenesis. The role of these oncogenes in UCrelated tumors is not known. Despite a similarity in the most frequent gains and losses in the two tumor groups there were also significant differences in the prevalence and timing of individual changes. The frequent loss of 5q in our set of UC-related samples suggests a crucial role of the APC gene in UC-related cancer progression. However, the role of APC in UC-related cancer progression has been controversial. There is evidence of frequent LOH at the site of APC in UC-related cancers (33% to 50%) and dysplasias (27% to 33%) (14, 15, 24, 27), and the APC protein was found to be truncated in 40% to 50% of a small series of UC-related cancers (24, 40). Despite this, mutations within the mutational cluster region of the APC gene (exon15, codons 1125 to 1540) appear to be infrequent in UC-related neoplasia (0 – 6 %) (41, 42). One possible explanation for these 13 CGH alterations in UC-related cancers inconsistencies is that APC mutations might occur outside of this mutational cluster region in UC-related tumors. APC mutation and LOH on 5q is a frequent and early event in sporadic colorectal carcinogenesis (4-7, 14, 15, 43, 44). The low frequency of 5q loss detected by CGH in our sporadic cancers is consistent with other reports of CGH analyses in sporadic colorectal tumors (12, 13, 37). This low detection rate may be due to the region of loss in sporadic cancers being too small to be detected by CGH. The difference in frequency of 5q loss between UC-related and sporadic tumors suggests that the mechanism of alteration is different in the two tumor groups. In UC-related cancers losses on 5q most often affect the whole chromosome arm, and are accompanied by a gain of 5p in half the cases, presumably reflecting isochromosome formation in these tumors. This also may explain the difference in frequency of 5p gains between the two groups. Only 24% of the sporadic cases with a loss of 5q showed a simultaneous gain of 5p. A significant difference between sporadic and UC-related tumors was also observed in the alteration of chromosome arm 17q. Chromosome arm 17q was lost in 34% of the UC-related tumors, which can be partly explained by the fact that this chromosome was often lost as a whole (25%). In sporadic tumors, however, loss of all of chromosome 17 was less frequent (7%) and loss of 17q alone was not observed at all. In contrast, chromosome 17q was gained in 19% of the sporadic tumors. 89% of these gains occurred together with losses of 17p. These data indicate that the mechanism of alteration of chromosome 17 is different in the two tumor groups, preferentially targeting 17p in sporadic tumors and affecting the whole chromosome in UCrelated tumors. In addition, oncogenes located on 17q (erbB2) may be important in sporadic cancers but may not be influential in UC-related carcinogenesis. 14 CGH alterations in UC-related cancers Losses of chromosome arm 14q and gains of Xp were detected in over 30% of the sporadic cancers and were significantly more frequent in sporadic than they were in UC-related cancers, suggesting that these regions might contain genes relevant to sporadic colorectal carcinogenesis. In sporadic colorectal carcinogenesis the loss of chromosome 18q is thought to be a later event (47), found by CGH in 89% of the hepatic metastases of sporadic colorectal cancers (37). Our data support this finding in that the loss of 18q was significantly more frequent in late stages of sporadic tumors (stages III and IV) than in early stages (I and II). In our UC-related cancers the loss of 18q was equally frequent in early and late stage tumors, suggesting that a tumor suppressor gene on 18q may play an early role during UC-related carcinogenesis. Our previous finding that UC-related dysplasia and even nondysplastic UC-involved mucosa show 18q losses by CGH supports this hypothesis (8, 10). The differences we observed between UC-related and sporadic cancers are not likely to be due to differences in tumor stage since our tumors were matched for stage. However, certain differences may be due to a dissimilarity in the relative distribution of right and left-sided tumors in our set of cases. While our set of UC-related cancers was comprised of a majority of left sided tumors due to a high percentage of rectal cancers (31%), the sporadic tumor set contained a majority of right sided cancers (57%). This distribution may reflect a truly higher prevalence of left-sided (rectal) cancer in UC or it may have occurred by chance. In either case, the difference in frequency of 5q losses between the two groups may be partly explained by the finding that 5q losses in sporadic cancers are less frequent in left-sided tumors than right-sided tumors. The frequency of 5q alterations may therefore have been low in our set of sporadic cancers since it consisted of a majority of right-sided tumors (57%). A second chromosomal alteration that was 15 CGH alterations in UC-related cancers more frequent in left than right-sided sporadic tumors was the gain of 20q. If matched for location as well as stage 20q gains might have been observed even more frequently in sporadic cancers than in UC-related cancers. The difference between right and left-sided tumors in the frequency of these two chromosomal changes also hints at different pathways of carcinogenesis in right and left-sided sporadic colorectal tumors without microsatellite instability. In contrast to the sporadic group there were no significant differences between right and left sided UC-related tumors, suggesting that the underlying chronic inflammation may select for the same genetic changes in right and left-sided UC-related carcinogenesis. In summary we have shown considerable overlap in the specific alterations occurring in UC-related and sporadic colorectal cancers, suggesting that a common set of genes is involved during development and progression of both groups of tumors. 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Allelic loss of chromosome 18q and prognosis in colorectal cancer, New England Journal of Medicine. 331: 213-21, 1994. 22 CGH alterations in UC-related cancers Table 1 Clinical characteristics UC-related Cases (n=32) Sporadic Cases (n=42) Male 53% 52% Agea 49 ± 15 68 ± 13 41% 28% 31% 57% 26% 17% 25% 16% 38% 21% 24% 21% 33% 21% 3% 66% 31% 7% 71% 22% Tumor Location right colon left colonb rectum Stage I II III IV Grade G1 G2 G3 a Mean age in years ± standard deviation b at or distal to splenic flexure 23 CGH alterations in UC-related cancers Table 2 Comparison of common CGH Alterations Chromosome arm UC-relateda (%) Sporadicb (%) P-valuec Lossesd 18q 5q 8p 17p 4q 4p 17q 18p 14q 78 56 53 44 38 34 34 31 9 69 26 50 57 29 33 7 52 31 0.44 0.02 0.82 0.35 0.46 1.00 0.01 0.10 0.04 Gains 8q 20q 13q 5p 7p 20p 7q Xq Xp 63 44 44 38 28 25 25 19 9 45 67 38 10 48 38 45 36 36 0.25 0.06 1.00 0.02 0.10 0.32 0.09 0.07 0.01 a n = 32 b n = 42 c Two-sided Fisher’s Exact Test comparing UC-related and sporadic cancers d All changes ≥ 30% in either UC-related of sporadic groups are listed. 24 CGH alterations in UC-related cancers Table 3 Stage dependent chromosomal alterations UC-related cancers Sporadic cancers Stage I/IIa (%) Stage III/IVb (%) P-valuec Stage I/IId (%) Stage III/IVe (%) P-valuec 8p loss 8 80 0.00 42 57 0.54 8q gain 33 75 0.03 37 52 0.37 5p loss 8 0 0.38 0 22 0.05 17q gain 0 5 1.00 5 30 0.05 18q loss 75 80 1.00 53 83 0.05 Chromosome alteration a n = 12 b n = 20 c Two-sided Fisher’s Exact Test comparing stage I/II with stage III/IV within tumor group d n = 19 e n = 23 25 CGH alterations in UC-related cancers Table 4 Comparison of right sided vs. left sided tumors UC-related cancers Sporadic cancers right sideda (%) left sidedb (%) P-valuec right sidedd (%) 5q loss 62 53 0.73 13 44 0.03 20q gain 46 42 1.00 50 89 0.01 Chromosome alteration left sidede P-valuec (%) a n = 13 b n = 19 c Two-sided Fisher’s Exact Test comparing left and right-sided tumors within tumor group d n = 24 e n = 18 26
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