Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195 – 223 www.elsevier.com/locate/palaeo Extinction and recovery patterns of scleractinian corals at the Cretaceous-Tertiary boundary Wolfgang Kiesslinga,*, Rosemarie C. Baron-Szabob a Institute of Paleontology, Museum of Natural History, Humboldt-University Berlin, Invalidenstr. 43, 10115 Berlin, Germany Smithsonian Institution, Department of Zoology, National Museum of Natural History, W-329, MRC-163, Washington, DC 20560, USA b Received 1 July 2003; received in revised form 20 April 2004; accepted 20 May 2004 Abstract The extinction and recovery of scleractinian corals at the Cretaceous–Tertiary (K–T) boundary was analyzed based on a global database of taxonomically revised late Campanian to Paleocene coral collections. In contrast to earlier statements, our results indicate that extinction rates of corals were only moderate in comparison to other marine invertebrates. We have calculated a 30% extinction rate for Maastrichtian coral genera occurring in more than one stratigraphic stage and more than one geographic region. Reverse rarefaction suggests that some 45% of all coral species became extinct. Photosymbiotic (zooxanthellate) corals were significantly more affected by the extinction than azooxanthellate corals; colonial forms were hit harder than solitary forms, and among colonial forms an elevated integration of corallites raised extinction risk. Abundance, as measured by the number of taxonomic occurrences, had apparently no influence on survivorship, but a wide geographic distribution significantly reduced extinction risk. As in bivalves and echinoids neither species richness within genera nor larval type had an effect on survivorship. An indistinct latitudinal gradient is visible in the extinction, but this is exclusively due to a higher proportion of extinction-resistant azooxanthellate corals in higher-latitude assemblages. No significant geographic hotspot could be recognized, neither in overall extinction rates nor in the extinction of endemic clades. More clades than previously recognized passed through the K–T boundary only to become extinct within the Danian. These failed survivors were apparently limited to regions outside the Americas. Recovery as defined by the proportional increase of newly evolved genera, was more rapid for zooxanthellate corals than previously assumed and less uniform geographically than the extinction. Although newly evolved Danian azooxanthellate genera were significantly more common than new zooxanthellate genera, the difference nearly disappeared by the late Paleocene suggesting a more rapid recovery of zooxanthellate corals in comparison to previous analyses. New Paleocene genera were apparently concentrated in low latitudes, suggesting that the tropics formed a source of evolutionary novelty in the recovery phase. D 2004 Elsevier B.V. All rights reserved. Keywords: Cretaceous–Tertiary boundary; Mass extinction; Corals; Evolution; Reefs * Corresponding author. E-mail address: [email protected] (W. Kiessling). 0031-0182/$ - see front matter D 2004 Elsevier B.V. All rights reserved. doi:10.1016/j.palaeo.2004.05.025 196 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 1. Introduction The mass extinction at the Cretaceous–Tertiary boundary (K–T, officially Cretaceous–Paleogene) still provokes many questions considering the reasons, magnitude, speed, selectivity and geographic patterns of extinction and subsequent recovery. The Chicxulub impact is currently considered the most likely culprit for the mass extinction, but apart from other potential causes, such as Deccan Trap volcanism (McLean, 1985; Courtillot, 1999), the impactkill effect remains ambiguous in many instances. Extinctions in some clades were severe, while others show almost no taxonomic change at the K–T boundary. The most dramatic examples were reported from the marine plankton, where calcareous nannoplankton and planktonic foraminifers faced extremely high extinction (Gartner, 1996; Arenillas et al., 2002), while radiolarians and dinoflagellates only show some ecological response but almost no extinction (Hollis, 1997; Brinkhuis et al., 1998). Among invertebrate macrofossils, detailed studies have revealed a similar though less extreme disparity: bivalves including the rudists exhibit a 63% generic extinction (Raup and Jablonski, 1993), whereas the extinctions in sea urchins was shown to have been not more than 36% (Smith and Jeffery, 1998). Clearly, additional datasets have to be analyzed at global scales to extract general patterns of the end-Cretaceous mass extinction and to get a better idea of the underlying cause(s). This study documents global geographic patterns of extinction and recovery in scleractinian corals in the Maastrichtian and Paleocene. We emphasize five key points: 1. 2. 3. 4. 5. the intensity of the end-Cretaceous coral extinctions and the pace of recovery; the ecological selectivity of coral extinctions; the impact of coral extinctions on the global reef ecosystem; the geographic patterns of coral extinction and recovery; a comparison of the results with other benthic invertebrate groups. Although we do not focus on potential causes of the coral extinctions, we also discuss if our results are compatible with the impact scenario at the K–T boundary. 2. Database and methods 2.1. Database Data in this paper are part of a comprehensive geographic database on the K–T boundary (KTbase), which currently comprises geological, mineralogical and paleontological information from 490 K–T boundary sites (Kiessling and Claeys, 2001; Claeys et al., 2002). A K–T boundary site is defined as an area (100 km2 or less) where at least Maastrichtian and/or Danian sediments are preserved. Closely spaced sections in the same depositional environment are combined for the summary data (e.g., sedimentology and geochemistry) but paleontological data are partitioned as finely as possible from published sources. For the particular purpose of this study, the concept for K–T boundary sites has been widened to include also sites with only late Campanian or late Paleocene sediments preserved. This was done to compare the extinction and recovery at different temporal scales. Data in KTbase were largely extracted from the published literature but personal observations and unpublished data are also included. Paleontological data are stored in faunal lists representing individual fossil collections. Each taxon reported in a collection constitutes a taxonomic occurrence in the database. Abundance data are available for less than one third of the taxonomic occurrences. We thus used the number of occurrences as an approximation of recorded abundances and applied this criterion for resampling. All taxonomic data and some 80% of the occurrence data have been taxonomically revised at the species-level (Baron-Szabo, 2002; B.-S. work in progress) and stratigraphic assignments were updated for the purpose of this study. The occurrence table with updated taxonomic information is available as an electronic appendix (electronic appendix see Background Data Set). Only taxonomic data resolved at least to the genus level are represented in KTbase. Species-level taxonomic information is stored in the database whenever possible. Coral data from 228 late Campanian to Paleocene collections (Fig. 1) comprise W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 197 Fig. 1. Global distribution of coral-bearing K–T-boundary sites (with at least genus-level taxonomic information) (triangles) and number of occurrences per 308 grids (pies—only shown for grids with more then five occurrences) plotted on a 65 million years paleogeographic reconstruction (modified from Golonka, 2002). Size of pies is proportional to the number of occurrences in each grid. Brick pattern:z-like (=taxa that are likely to have hosted zooxanthellae) coral occurrences; black fill:az-like (=taxa that are likely to not have hosted zooxanthellae) coral occurrences. 1235 taxonomic occurrences, 187 genera and 460 species. The low ratio of occurrences to species richness indicates that (1) corals in this time interval are underexplored and the true biodiversity is far from being completely known (e.g., very high), (2) coral occurrences are usually reported on rather large spatial and temporal scales, and/or (3) in spite of our taxonomic revisions the corals may still suffer oversplitting. Our revisions have reduced the taxonomic noise considerably by removing many subjective synonyms (632 nominal species were parsed into 460 valid species). The main reason for the low occurrence/diversity ratio is probably the way coral data are usually reported in the literature. Most coral collections stem from whole outcrops or local areas and usually combine several beds or even lithostratigraphic members. This limits the applicability of resampling techniques such as rarefaction. Sepkoski’s compendium of the stratigraphic ranges of marine animal genera (Sepkoski, 2002) was used to determine long-term diversity dynamics of scleractinian corals and to compare two independent global 198 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 datasets at the K–T boundary. Sepkoski’s data were largely derived from the secondary literature and give a comprehensive but probably biased view of evolutionary dynamics across the K–T boundary, due to the lack of taxonomic expertise in the compendium. Previous comparisons have demonstrated that although many data in the compendium are inaccurate, large-scale diversity patterns are little affected because the errors are randomly distributed (Adrain and Westrop, 2000). Our comparison intended to provide a further test of the effect of errors in the compendium. 2.2. Taxonomic framework The large morphological variation of colonial corals traditionally has caused problems in their identification. Not only the overall shape of corals can vary substantially but also the corallite structure can change within a colony (Veron, 1995). As exemplified and discussed by Baron-Szabo (2002), our supraspecific taxonomy is mostly based on macrostructural characters, which for modern corals have been shown to better accord with molecular data than the often used micro-skeletal characters (Veron et al., 1996). We are aware of pitfalls in this approach but currently see this as the best way to integrate the taxonomy of ancient corals where molecular data are not available and population dynamics cannot be assessed in detail. Even the molecular approach currently results in contrasting hypotheses on coral evolution (Romano and Cairns, 2000). Phylogenetic systematics based on skeletal characters may solve issues in some taxa (Cairns, 1997, 2001) but are difficult to apply in colonial forms. Veron (1995) suggested that hybridization and homoplasy is so common in corals that their dreticulate evolutionT will always lead to equivocal cladograms. Moreover, the scleractinian skeleton itself is sometimes seen as just a grade of organization without phylogenetic significance (Stanley, 2003). Judging from previous comparisons between phylogenetic and typological approaches to analyzing long-term faunal change in corals (Johnson, 1998), we are confident that results from our typological approach will not significantly differ from more sophisticated phylogenetic analyses (but see Smith and Patterson, 1988 for a different view). We consider a homogeneous taxonomic concept and specimenbased revisions more important than phylogenetic analyses when diversity dynamics are analyzed at the species and genus level. 2.3. Stratigraphic framework A thorough revision of all latest Cretaceous and Paleocene coral collections was required due to the often obsolete biostratigraphic data in older monographs, revised chronostratigraphic assignments of Late Cretaceous foraminiferal zones (Robaszynski and Caron, 1995; Arz and Molina, 2002), the now formal definition of the Campanian–Maastrichtian boundary (Odin, 2001; Odin and Lamaurelle, 2001) and new Strontium isotope data from key localities (Swinburne et al., 1992; Steuber et al., 2002). Several coral collections formerly thought to be of Maastrichtian age (Alloiteau, 1952b; de la Revilla and Quintero, 1966; Tchechmedjieva, 1986) have been shown to fall into the Campanian, whereas others, formerly imprecisely dated as Campanian or early Maastrichtian, are now dated as late Maastrichtian (Mitchell, 2002; Steuber et al., 2002). A reliable revision of stratigraphic assignments was possible for about 80% of our coral collections. Because coral-bearing deposits are rarely dated precisely, and because the global approach has to include some problematic stratigraphic assignments, we limit our discussion to standard stages and substages. More specific stratigraphic assignments are occasionally available but have been subsumed into those larger intervals. Our database separates late Campanian (uc), unresolved late Campanian–early Maastrichtian (cm), early Maastrichtian (lm), unresolved Maastrichtian (m), bmiddleQ to late Maastrichtian (mum), late Maastrichtian (um), early to middle Danian (ld), late Danian (ud=Montian), unresolved Danian (d), Selandian (mp), unresolved Paleocene (p) and Thanetian (up) ages. The numeric distribution of occurrences and reported species richness in seven stratigraphic intervals is summarized in Fig. 2. For the analyses of extinction and recovery the data are usually partitioned into four intervals: the first combines all data from the late Campanian to the late Maastrichtian (CM), the second is limited to occurrences of confirmed Maastrichtian age (M), the third comprises all confirmed Danian occurrences (D including the W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 199 Fig. 2. Numeric distribution of coral occurrences and recorded species richness in seven stratigraphical intervals in KTbase. Montian) and the fourth sums data from the Paleocene (Pa). A comparison between CM and Pa has the advantage that sample sizes are maximized and the time intervals are of similar duration (10 My), while the comparison between M and D data provides a finer stratigraphic resolution. 2.4. Ecological categories Corals are traditionally categorized as either hermatypic (reef building) or ahermatypic (non reef building), which is often treated as being equivalent to symbiont bearing (zooxanthellate) versus non-symbiont bearing (azooxanthellate). This view has been critically assessed by Rosen and Turnšek (1989) and Rosen (2000), who suggested the terms z-like for forms resembling modern zooxanthellate corals and az-like for forms that are more similar to modern azooxanthellate corals. Although there is always some uncertainty with the ecological categorization of extinct taxa, the lists of criteria compiled in Wilson and Rosen (1998) and Rosen (2000) define a homogenous protocol, thereby minimizing subjective errors. We categorized ecology at the species level, but for our analyses, categories have been assigned to genera. All genera containing one or more az-species were assigned to the az-like category for this purpose. Genera such as Oculina and Cladocora are thus generally treated as az-corals even though some extant species in those clades may host photosymbionts. Haimesastraea, although showing morphological characteristics of z-like corals, has also been grouped with az-corals because of its commonness in high latitudes and siliciclastic environments (personal observations). It could be argued that genera of mixed trophic mode could as well be assigned to both the azlike and z-like categories. However, the philosophy behind our approach is to separate taxa with optional photosymbiosis from those which depend on photosymbiosis for survival. In comparison to bivalves, gastropods and echinoids, the categorization of other ecological traits is limited in fossil corals. Colony size has some relation to physico-chemical variables but the response varies significantly between clades (Veron, 1995) and thus has no predictable relationship with ecological factors. Similar problems apply to coral shape. In addition to photosymbiosis, we have categorized colonial versus solitary growth, maximum adult size and colony integration. Colony integration was measured in four ordinal intervals: low (dendroid, phaceloid), medium (cerioid, plocoid), high (thamnasterioid) and very high (meandroid). 2.5. Assessment of data All too often, paleontological data are presented as such without any indication of statistical errors. 200 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 analyze extinction and recovery of corals based on multiple sources and discuss ecological selectivity and geographic patterns. Their basic results were that (1) total generic extinctions were around 60% (see also Rosen in MacLeod et al., 1997); (2) z-like corals were more strongly affected by the end-Cretaceous extinctions than az-like corals; (3) az-like corals became relatively more common in the Paleocene; (4) biogeographic differentiation decreased in the Paleocene; and (5) Paleocene coral reef development was nearly independent of the previous extinction and cannot be viewed as a recovery phenomenon. While these analyses provided an in-depth review, they have some shortcomings. Firstly, and most importantly, the taxonomic data were extracted from the published literature without revisions. Secondly, the analyses of extinction patterns were carried out on rather large temporal scales (three intervals in the Cretaceous, one in the Paleocene) and some stratigraphic assignments were incorrect. Four out of twelve of the bMaastrichtianQ localities indicated by Rosen and Turnšek (1989; Table 1) are now dated as late Campanian or older. Thirdly, the data were analyzed from selected regions, rather than globally. Other original papers exploring corals at the K–T boundary were devoted to paleogeographic distributions of selected taxa (Beauvais and Beauvais, 1974) and the fate of coral families (Barta-Calmus, 1984). All studies agree that the end-Cretaceous mass Because coral data are limited in comparison to other macroinvertebrates such as bivalves and gastropods, an indication of statistical confidence limits is imperative to judge the significance of reported percentage data. We followed Raup (1991) to indicate binomial errors on percentage values. These binomial errors reflect uncertainties of the percentage values depending on sample size (N) and the percentage values themselves. We report binomial errors as 95% confidence intervals in the text. In comparison to standard errors, this has the advantage that significant differences can immediately be recognized. The limited number of taxa implies fairly large confidence intervals implying considerable uncertainties on reported rates and differences. Statistical relationships between diversity dynamics and other attributes were generally tested with nonparametric statistics. Nonparametric statistics are preferred because they do not assume that data are normally distributed. Test results are reported in the text by the probability of randomness ( P). 3. Corals at the K–T boundary—state of the art Only a handful of papers have systematically explored the fate of scleractinian corals around the K–T boundary. Most noteworthy are the papers of Rosen and Turnšek (1989) and Rosen (2000) which Table 1 Extinction metrics of corals at the KT boundary Late Campanian–Maastrichtian data KTbase Error N Sepkoskia Error N Total (with singletons) z-like (with singletons) az-like (with singletons) Total (without singletons) z-like (without singletons) az-like (without singletons) 39.0 45.0 27.8 34.3 43.9 13.3 7.7 9.8 11.9 7.8 9.8 9.9 154 100 54 143 98 45 43.2 49.2 36.8 38.0 47.5 26.5 8.9 12.5 12.5 9.2 12.7 16.5 118 61 57 108 59 49 Maastrichtian data only KTbase Error N Total (with singletons) z-like (with singletons) az-like (with singletons) Total (without singletons) z-like (without singletons) az-like (without singletons) 34.3 39.6 25.0 28.8 39.6 9.3 7.8 10.0 11.8 7.7 10.0 8.7 143 91 52 132 89 43 All values except N (number of genera) in percent. Errors represent 95% confidence intervals. a Analyses based on data in Sepkoski (2002). Results excluding cm and uc data are the same and therefore not shown. W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 extinction affected scleractinian corals severely, but at the same time call for more detailed studies. 4. Long-term ecological and evolutionary pattern of scleractinian corals 4.1. Late Cretaceous–Paleogene reefs Looking at the fossil record of reefs, corals appear to have benefited from the end-Cretaceous mass extinction. Late Cretaceous shallow tropical shelves were often dominated by rudists. These unusual bivalves were abundant nearly everywhere on carbonate platforms, sometimes even forming reefal structures (Johnson et al., 2002; but see Gili et al., 1995, for a different view). Corals instead, while also common, rarely achieved rock-forming abundance in the Late Cretaceous, but in the Paleocene, corals dominate the global reef factory by far (Kiessling et al., 1999). There is little evidence that rudists directly outcompeted corals (Gili et al., 1995; Skelton et al., 1997; Götz, 2003). The relative scarcity of latest Cretaceous coral reefs has been attributed to the absence of encrusters (Moussavian, 1992) and oceanographic changes (Scott, 1995). Although coral reefs remain rare for most of the Paleogene in terms of absolute recorded numbers (Kiessling, 2002), their globally preserved volume peaked in the Paleocene, dropped dramatically in the earliest Eocene and then 201 climbed sharply in the late Oligocene and Neogene (Fig. 3). While these observations concur with Rosen (2000) that the Late Cretaceous was a time of very limited coral reef development, the relatively massive coral reef production in the Paleocene contrasts earlier statements saying that the Paleocene was a time of depressed reef building (Bryan, 1991; Vecsei and Moussavian, 1997). The sedimentary environments of our coral collections parallel the trend in reefs. Some 23% of all late Campanian to Paleocene coral occurrences in KTbase are reported from reefs (see Flügel and Kiessling, 2002a for definition). Only 16F3% of the late Campanian and Maastrichtian (CM) coral occurrences are from reefs, but significantly more Paleocene coral occurrences (36F5%) are known from reefal settings. These data contrast with the partitioning of az-like and z-like corals in both intervals. While z-like corals constitute 59F4% in assemblages of CM, only 37F5% of all reported Paleocene occurrences are zlike (Fig. 1). These global data agree with the geographically more restricted analysis of Rosen and Turnšek (1989). The discrepancy between z-like coral and reef distributions has two reasons. Firstly, several az-like corals are involved in Paleocene reef building (e.g., Bernecker and Weidlich, 1990) but played no such role in the latest Cretaceous, and secondly, the fewer Paleocene z-like taxa were relatively more common in reefal associations than the late Campanian–Maastrichtian ones. The latter observation is Fig. 3. Global preserved reef volume constructed by corals in the Mesozoic and Cenozoic plotted at a stage-level stratigraphic resolution. Calculated with the PaleoReef database following Kiessling et al. (2000). Note logarithmic scale. Tr—Triassic, J—Jurassic, K—Cretaceous, Pg—Paleogene, Ng—Neogene. 202 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 probably related to the evolutionary radiation of encrusting algae (Steneck, 1983; Aguirre et al., 2000) rather than to greater reef-building potential of the corals themselves. Crustose coralline algae are very important for reef cementation and ease the larval settlement of benthic organisms (Fabricius and De’ath, 2001). Nearly all well-known Paleocene reef occurrences are indeed characterized by rich flora of coralline algae (Babic et al., 1976; Babic and Zupanic, 1981; Bryan, 1991; Schuster, 1996; Tragelehn, 1996; Montenat et al., 2002). Among the Big Five Phanerozoic mass extinctions, the K–T boundary is unusual in that it represents the only event without a significant drop in reefal carbonate production at the stage level (Flügel and Kiessling, 2002b). This could either mean that coral reefs were little affected by the extinctions, or coral reefs recovered more rapidly than at other extinction intervals. Although data are too limited to provide a final judgment, the observation that the first known Paleocene shallow-water coral reefs are of mid Danian (P1b) age (Tragelehn, 1996; Montenat et al., 2002; Baron-Szabo et al., 2004) points to an actual gap in their record but at the same time suggests a rapid recovery. Kiessling and Claeys (2001) observed a peculiar geographic pattern in reef recovery. While Fig. 4. Diversity dynamics of Mesozoic–Cenozoic well-known scleractinian coral genera plotted at a stage-level stratigraphic resolution. (A) Standing diversity. (B) Per genus extinction and origination rates. Genera occurring in only one stage (singletons) were excluded from this analysis as were genera whose first and last occurrence is not resolved to the stage-level. Note that this method tends to underestimate standing diversity while extinction and origination rates are exaggerated. Based on data from Sepkoski (2002). Rhae=Rhaetian; Plie=Pliensbachian; Kimm=Kimmeridgian; Ceno=Cenomanian; Maa=Maastrichtian. W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 coral-algal reefs are known from the Danian of Europe, North Africa, and South America, the oldest Paleocene coral reefs in the Gulf Coast area are of Thanetian (late Paleocene) age. Their hypothesis that enhanced ecosystem devastation in the Gulf of Mexico region due to the proximity of the Chicxulub impact crater was responsible for this pattern is intriguing but remains untested. 4.2. Diversity dynamics of Mesozoic–Cenozoic scleractinians Long-term diversity dynamics of scleractinian corals were analyzed using the compilation of Sepkoski (2002) at a stage-level stratigraphic resolution. The analysis was limited to taxa known from at least two separate geological stages and taxa whose first and last occurrences can be detailed to the stage-level. In addition to taxonomic problems, which will be discussed below, problems with stratigraphic ranges are significant, not only for Sepkoski’s compendium but also for stratigraphic ranges of corals in general (Baron-Szabo, 2002). Imprecise age assignments of coral occurrences are inherent to their habitat preferences (shallow water with few reliable stratigraphic markers) and thereby obscure the inferred evolutionary dynamics. Of the 871 scleractinian genera listed in Sepkoski’s compilation, 405 have imprecise assignments of first or last occurrences. We have excluded all those genera from the analysis being aware that this method tends to underestimate standing diversity (the number of genera inferred to have co-existed in a time interval) and exaggerates extinction and origination rates. Similarly, genera that are only reported from one stage (singletons) were also excluded from the analysis, which tends to reduce both standing diversity and turnover rates. Although singletons may yield a biological signal, it is more likely that they are mostly due to limited research or preservational problems (Foote, 1997, 2000). The resulting graph is based on only 335 coral genera and one should note that confidence intervals, although not indicated, are quite large. Values were normalized by the duration of the stage (time scale of Golonka and Kiessling, 2002), which makes the implicit assumption that taxonomic turnover was continuous throughout the stratigraphic interval, an assumption 203 that probably does not hold true for mass extinction intervals as will be discussed below. Standing diversity (Fig. 4A) of corals exhibits a discontinuous rise towards the Recent, a trend usually observed in large compilations of taxon-ranges (Benton, 1995; Jablonski et al., 2003). Interesting features of the coral diversity curve lie in the Late Jurassic (Oxfordian–Kimmeridgian) diversity peak, the Late Cretaceous (Turonian–Maastrichtian) diversity plateau, and in the slow rise of generic richness during most of the Paleogene (Danian–Rupelian). The latter two observations are relevant to this paper and indicate (1) that the scarcity of Late Cretaceous Coral Reefs was not mirrored by a depression of coral diversity and (2) the end-Cretaceous rudist extinction was not directly related to coral diversity dynamics. 5. Overview of Coral-Bearing K–T regions 5.1. Antarctica, New Zealand and South America Maastrichtian and Paleocene coral faunas from the James Ross Basin of Antarctica are well known (Filkorn, 1994; Stolarski, 1996). The detailed work of Filkorn (1994) has revealed a surprising biodiversity in the Maastrichtian as well as the Paleocene. The faunas are predominantly solitary and exclusively azlike. One possible exception is Cladocora gracilis (d’Orbigny) (=Cladocora antarctica Filkorn). Low diversity coral faunas have also been recorded from New Zealand (Squires, 1958; Stilwell, 1997). K– T corals are poorly explored in South America, although they are relatively common in the Roca Formation of Argentina. Our preliminary observations indicate moderate diversities with about equal proportions of az- and z-like corals in northern Patagonia, with a trend towards az-dominance towards the south. Corals were apparently more common in the Danian than in the Maastrichtian. The recent discovery of a Danian coral reef in La Pampa, Argentina (BaronSzabo et al., 2004) and ongoing field work in the area will provide additional data in the near future. 5.2. Caribbean and North America Rich coral-rudist associations of Jamaica have long attracted paleontologists focusing on the K–T extinc- 204 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 tions (Coates, 1977). Maastrichtian corals occur in a mixed volcaniclastic-carbonate platform (Mitchell, 2002). The richest coral collections stem from the Titanosarcolites limestone, which is now dated as late Maastrichtian in most parts (Steuber et al., 2002). The taxonomic work by one of the authors (B.-S., work in progress) on the large collections of Coates, Kauffman and Jackson (1966–1972) has unraveled what is by far the greatest Maastrichtian coral diversity in the western Hemisphere. A recent review of Mitchell (2002) has provided details on vertical patterns of coral occurrences. Other K–T corals have been described from the Danian of Puerto Rico (Berryhill et al., 1960) and the Late Cretaceous of Cuba (Wells, 1941). Maastrichtian and Paleocene coral faunas are well known from the Gulf Coast region (USA) but contain almost exclusively az-like corals. Older studies describe a fairly high diversity (Stephenson, 1917; Vaughan, 1920; Wells, 1933), but according to our revisions the corals were excessively oversplit. Maastrichtian assemblages from Mexico contain more z-like corals with a moderate to high species-richness (Myers, 1968; Filkorn, 2003; Schafhauser et al., 2003). Paleocene corals are obviously rare in the region (Vaughan, 1900) and the oldest corals reported from reefal assemblages are of Thanetian age (Bryan, 1991; Stemann in Bryan et al., 1997). 5.3. Africa The best-explored K–T coral faunas are known from Egypt (Quaas, 1902; Wanner, 1902; Hassan and Salama, 1969; Schuster, 1996). Maastrichtian corals were apparently rare, and exclusively az-like corals have been described, which all passed the K–T boundary (Quaas, 1902; Tantawy et al., 2001). Rich Paleocene faunas consist of about equal proportions of az-like and z-like corals, the latter forming coral reefs (Schuster, 1996). In Somalia, Maastrichtian and Paleocene coral-bearing sediments are known, but only the late Paleocene–early Eocene Auradu Limestone is well described taxonomically (Gregory, 1900; Carbone et al., 1993). K–T corals from West Africa are only known from older publications (Alloiteau, 1952a; Barta-Calmus, 1969). Taxonomic revisions were possible but the stratigraphic assignments could not be updated. Both Maastrichtian and Paleocene associations are dominated by az-like corals. Rich Campanian–Maastrichtian faunas are known from Madagascar (Alloiteau, 1958) and consist of about equal proportions of az-like and z-like corals. A wealth of new data has allowed for a revision of Alloiteau’s stratigraphic assignments (Bignot et al., 1998; Rogers et al., 2000; Abramovich et al., 2003). 5.4. Alpine belt and southern Europe Maastrichtian carbonate platforms, rich in corals and rudists, cover much of the southern European shallow shelves but taxonomic data on well-dated localities are scarce (Polšak, 1985; Parente, 1994). Although apparently rarer, data on Paleocene coral localities are much better and have revealed a surprising diversity (Drobne et al., 1988; Moussavian and Vecsei, 1995; Vecsei and Moussavian, 1997; Turnšek and Drobne, 1998). In the Alps, too, the Paleocene record of corals is much richer than the Maastrichtian record. Reefal carbonates with corals and algae are known from the bmiddleQ Danian onwards (Lein, 1982; Tragelehn, 1996). Non-reefal Paleocene corals assemblages are also widespread (Kühn, 1930; Kühn and Traub, 1967). Paleocene coral-bearing reefal limestones are known from the Carpathians of Slovakia (Samuel et al., 1972). Unfortunately, very little taxonomic information on corals is available from all Alpine Paleocene reefs, but unpublished data of B.-S. (work in progress) could be used and the bmorphotypesQ figured in Tragelehn (1996) could mostly be identified to the species level. With few exceptions, the coral faunas from the Pyrenees (northern Spain and southern France) contribute little to the K–T discussion. Nearly all faunas previously described as Maastrichtian are now dated as late Campanian or older (Ardèvol et al., 2000) and data of Paleocene corals are limited (Alloiteau and Tissier, 1958). 5.5. Northern Europe and Greenland Coral faunas have been well studied in several regions including Denmark, the Limburg region (Belgium, southern Netherlands, westernmost Germany), central France, northern Germany, eastern England, and Poland. In the whole region az-like W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 corals prevail. However, the late Maastrichtian of the Maastricht area (southern Limburg) contains a surprising number of z-like taxa (Leloux, 1999), as does the Danian reef of Vigny (Meyer, 1987). For the Maastricht region, corals from the upper Meerssen Member (IVf-6) were considered to be Cretaceous and all corals from the Geulhem Member were included in the Danian. We have excluded data from the topmost Meerssen bed IVf-7, which is Danian at the type locality but is not readily recognized in other localities (Leloux, 1999). The Vigny reef (Montenat et al., 2002) seems to be a key locality for the evaluation of coral extinctions, because all corals in this reef were said to belong to Cretaceous genera (Meyer, 1987). A number of genera were previously thought to have disappeared from the fossil record at the end of the Cretaceous or even earlier and representatives of those genera are often not reported from other Danian localities. Because only a few corals were sketched by Meyer and considering the often-incorrect identifications, we were reluctant to utilize the taxonomic data as reported. We have only included figured taxa in our database, where reliable identifications were possible from the drawings. Maastrichtian and especially Paleocene corals are widespread in the Ukraine and the European part of Russia (Kuzmicheva, 1987). Nearly all of them are azlike, as are the corals in boundary sections of Denmark and southern Sweden (Floris, 1979). Fairly rich az-coral assemblages are known from K–T sections in the Nuussuaq area of West Greenland (Floris, 1972). With new biostratigraphic data available (Nøhr-Hansen and Dam, 1997), these assemblages could be reliably assigned stratigraphically. 5.6. Arabia, Pakistan, India and Tibet Several coral-bearing sections are known from the Oman Mountains but are best known from the border region of Oman and the United Arab Emirates (Metwally, 1996; Baron-Szabo, 2000). A surprising diversity of corals has been reported from these deposits, mostly dated as bmiddleQ to late Maastrichtian (Smith et al., 1995). A moderately diverse late Campanian to early Maastrichtian coral fauna has also been reported from Saudi Arabia (Abed and ElAsa’ad, 1981). We know of no descriptions of 205 Paleocene corals from Arabia, although some algal reefs have been described (Rácz, 1979). K–T corals from India and Pakistan are only known from old reports (Stoliczka, 1873; Duncan, 1880; Noetling, 1897). Although we could revise their taxonomy from the published material, the stratigraphic data were sometimes difficult to assign to modern chronostratigraphy. From the corals reported by Stoliczka (1873), the recent lithostratigraphic correlations of Sundaram et al. (2001) were used to assign ages. All corals reported by Noetling (1897) were treated as Maastrichtian. The Duncan (1880) faunas were stratigraphically partitioned according to the stratigraphic assignments of Eames (1968) and Adams (1970). Himalayan coral data are scarce. Faunal lists are available for undifferentiated Campanian–Maastrichtian and Montian strata (Liao and Xia, 1994; Löser and Liao, 2001). 6. Evaluation of global turnover rates 6.1. General considerations In this section we assess our database to discuss the magnitude of extinction and compare our results to published and unpublished analyses. Because we focus on extinctions related to the K–T boundary, we emphasize the dataset with confirmed Maastrichtian age (M). Last occurrences of taxa in the late Campanian and unresolved late Campanian to early Maastrichtian, however, have to be considered because corals are relatively rare in comparison to other invertebrate groups such as bivalves and gastropods. This implies a strong Signor–Lipps effect (Signor and Lipps, 1982) meaning that the last reported occurrence of a taxon is unlikely to represent its evolutionary last occurrence. A coral genus that has last been sampled in the late Campanian may therefore well have existed until the K–T boundary or even above. Results on extinction rates differ considerably depending on how singletons are treated. Singletons, defined as taxa occurring in only one stratigraphic interval, are continuously discussed in the macroevolutionary literature (e.g., Foote, 2000). In most recent studies on long-term diversity dynamics, singletons are excluded from the analyses because 206 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 they have been shown to create artificial patterns (see section on diversity dynamics). This is because singletons are thought to be mostly due to monographic effects or exceptional preservation. However, singletons may also carry an evolutionary signal representing short-lived clades. Separating those two hypotheses is difficult and has to be done on a caseby-case basis. Here we define singletons as genera which were both apparently restricted to one stratigraphic stage and have been described from just one region. This concept is less rigorous than the uniqueoccurrence concept sometimes applied to microfossil assemblages (Buzas and Culver, 1998) but is more confined than the exclusion of taxa known only from one time interval regardless of geographic distribution (Foote, 2000). Results on taxonomic turnover may also be influenced by peculiar collections with little similarity to others. We have identified two regions in our database, which may bias some of the results: the Maastrichtian of the Antarctic Peninsula and the Danian of Vigny (France). While the potential bias of the Antarctic Peninsula is largely balanced by the exclusion of singletons (most of the unique genus occurrences are also stratigraphic singletons), the Vigny fauna poses larger problems. Although all problematic occurrences have been excluded from our dataset, the fauna still contains two survivors (Brachyphyllia and Synastrea), which have not been reported from other Paleocene localities. Therefore, we have tested the sensitivity of our results to those faunas by running all analyses with the complete exclusion of Antarctica and Vigny (-AV data) and report all noticeable differences. 6.2. Extinction intensities The approach most widely used to evaluate extinction intensities is based on the evaluation of genus ranges. The total generic extinction rate of corals is 39F8% when we simply count all late Campanian– Maastrichtian (CM) coral genera (including Lazarus genera) and extract those that have no record in the Cenozoic (Table 1). This number is lower but not significantly different from the result based on Sepkoski’s compendium (Sepkoski, 2002), which gives 43F9%. The difference remains approximately the same when we exclude singletons. The extinction is lower when only Maastrichtian (M) data are considered (Table 1). Because the data without singletons are more reliable, our best approximation of the generic extinction of corals at the K–T boundary is between 29% (M data) and 34% (CM data). To better constrain the generic extinction intensity related to the K–T boundary, we have carried out a simple test of confidence intervals on reported stratigraphic ranges of the 11 non-singleton genera that are last reported from late Campanian or late Campanian–early Maastrichtian localities. We have transferred the usual metrics reported in meters of section (Marshall, 1990, 1998) to chronostratigraphic ages and calculated the stratigraphic confidence intervals of those genera based on the reported range in millions of years and the number of stratigraphic horizons in which the genera were reported using the compilation of Baron-Szabo (2002). The 50% confidence intervals of three of the ten genera thought to become extinct in the early Maastrichtian or earlier reach the K–T boundary (Negoporites, Placohelia, Stephanosmilia). We have included a random selection of two genera in the K–T victims category (according to Marshall’s method half of the taxa whose 50% error bars reach the boundary should be included in the victims category). Thereby we achieve 30F8% as our best approximation of endCretaceous scleractinian coral extinctions at the genus level. The results excluding data from Antarctica and Vigny ( AV data) are slightly higher. Overall nonsingleton extinction rates are 31% for the M data and 37% for the CM data. Species-level extinction rates are usually not provided in global surveys owing to the strong noise introduced by taxonomic dchauvinotypyT (Rosen, 1988). In spite of our taxonomic revisions, the apparent species level extinction rate of corals at the K–T boundary is 63F6% (M data). This value is still arguably high, perhaps due to sampling problems in the Paleocene. With reverse rarefaction (Raup, 1979) we achieve 45F5% species extinctions. We used the number of species in our recorded Cretaceous coral genera as a basis for the taxon-size distribution, which seems to be more reliable than the estimate based on modern echinoids as done by Raup (1979). However, reverse rarefaction may generally underestimate species loss (Jablonski, 1995) and thus the true species level extinction rate may have been somewhat higher than 45%. W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 Our family level extinction rate is slightly lower than reported in earlier summaries (Barta-Calmus, 1984). Five out of 43 (12%) late Campanian– Maastrichtian coral families have no Cenozoic record and only four out of 42 families (10%) from M localities (including ghost ranges) have no younger record (Cladophylliidae, Isastreidae, Microsolenidae, Pachyphylliidae). All these families had only one or two genera in the Maastrichtian. The one family with a reported last occurrence in the late Campanian, the monogeneric Negoporitidae, is generally rare in the Cretaceous and only reported by one occurrence in the late Campanian of Spain (Götz, 2003—described as Actinaraea sp.). 6.3. Gradual or abrupt extinction? The current resolution of the data does not permit a conclusive assertion on the rapidity of the coral extinctions. Nevertheless, our data allow some statements about the sometimes quoted gradual decline of corals prior to the K–T boundary (Moussavian, 1992). Rosen (in MacLeod et al., 1997) has already noted that newer data tend to show that coral extinctions have been more concentrated in the later Maastrichtian than previously realized. Our database confirms this: when all CM coral occurrences are analyzed, the total extinction of non-singleton coral genera is only 5.5% higher than for M corals. Even without considering stratigraphic confidence intervals, the late Campanian–early Maastrichtian background extinction rate appears to be unusually low, which agrees well with the low post-Cenomanian/ pre-Maastrichtian extinction rates from the analysis of Sepkoski’s dataset (Fig. 4B). From this and from the long stratigraphic confidence intervals on the last reported occurrence of coral genera we infer that coral extinctions may well have been concentrated in the late Maastrichtian. Because rich coral faunas with many victim genera are known even from latest Maastrichtian localities, such as the Maastricht area (Leloux, 1999) and Jamaica (Mitchell, 2002 and unpublished data of B.-S. with new stratigraphic data in Steuber et al., 2002), the extinctions may even have been concentrated at the K–T boundary itself. The decline in sampling (reported coral occurrences), however, appears to be gradual in the late Maastrichtian. In several sections with shallowing 207 facies trends, such as Jamaica (Mitchell, 2002), Slovenia (Turnšek, 1994), and southern Spain (Götz, 2003), corals disappear even earlier than rudists. If, like the rudists, scleractinian corals had experienced complete extinction at the K–T boundary, a gradual extinction would surely have been inferred for the corals. 6.4. Survivorship and abundance Evaluations of extinction risks are based on both the late Campanian–Maastrichtian (CM) and the Maastrichtian (M) occurrence matrices. The number of taxonomic occurrences was used as a rough proxy for abundance. Although this measure is crude in comparison to counts of specimens (not available for all collections), the close relationship between the two metrics (Buzas et al., 1982; Alroy, 2000; He and Gaston, 2000; unpublished data of W.K.) supports the feasibility of this approach. The assessment of relationships between survivorship and the number of occurrences produces equivocal results. When Lazarus taxa are included (zero occurrences in CM, but known from earlier and later intervals), we achieve a significant relationship between the probability of survival and abundance ( P=0.021; Mann–Whitney U-test) for the CM dataset. However, the M dataset produces no significant dependency ( P=0.143). While the latter observation is in line with recent analyses on bivalves saying that survivorship and abundance are decoupled at the K–T boundary (Lockwood, 2003), the former test implies that rare genera were indeed more prone to extinction than abundant genera. Because the data excluding Antarctica and Vigny ( AV data) confirm that there is no significant difference in survival probabilities ( P=0.216 and P=0.654, respectively), we follow Lockwood (2003) and conclude that abundance was not an insurance against extinction. Species-rich genera are not less likely to become extinct than non-singleton genera with few species, both in the CM ( P=0.109) and M ( P=0.167) data (same results with AV data). Previous analyses of large species-level datasets have similarly resulted in no significant differences in extinction risk between species-poor and species-rich genera (Jablonski, 1986a; Smith and Jeffery, 1998). 208 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 6.5. Ecological selectivity of extinctions Rosen and Turnšek (1989) made a strong case of selective extinctions of z-like corals at the K–T boundary and our data confirm their basic result. The raw data (including the singletons), however, although showing higher extinction rates of z-like corals in comparison to az-like taxa (Table 1) produce no significant differences. The same applies to the analysis based on Sepkoski’s compendium. However, significant differences emerge when the analysis is limited to non-singleton genera (Fig. 5; P=0.001 for both CM and M; Mann–Whitney U). The difference is due the commonness of Maastrichtian az-like singleton genera, which are mostly concentrated in the James Ross Basin of Antarctica (Filkorn, 1994). When we filter out the AV data, significant differences are even achieved if singletons are included. The result supports the view that the end-Cretaceous extinction was selective against photosymbiosis or some ecological attribute associated with photosymbiosis (Rosen and Turnšek, 1989). The difference of non-singleton extinction rates is also significant between colonial and solitary genera. However, because coloniality and ecological mode are closely linked in corals (in our dataset 84% of az-like taxa are solitary and 95% of z-like taxa are colonial) it is difficult to separate both factors. For colonial corals extinction risk was higher for corals with high corallite integration (meandroid, thamnasterioid) than for less integrated colonies (CM data, P=0.014; M data, P=0.024; also significant for the AV dataset). When, in addition to our four corallite integration categories, we include solitary forms as having 0 corallite integration, the dependence becomes even more significant ( Pb0.001). Larval strategy is another possible selection criterion discussed in the literature. Previous analyses have shown that no significant correlation between larval ecology (e.g., planktotrophic versus lecitotrophic) and extinction risk exists at the K–T boundary (Valentine and Jablonski, 1986; Smith and Jeffery, 1998). Too little is known about larval ecology of ancient scleractinians to test this hypothesis. From the few genera (13) that we can assign to larval feeding mode (all survivors, assignment based on Edinger and Risk, 1995), nearly equal proportions are brooders (lecitotrophic larvae) or broadcasters (planktotrophic larvae). This suggests that larval feeding mode did not act as a selective criterion at the K–T boundary. The mean skeleton size of solitary coral genera had no significant influence on survivorship ( P=0.69) and the mean size of Maastrichtian and Paleocene genera was nearly identical. This suggests that the extinction did not select against large-sized genera. However, this result should be viewed with caution because sizes were compiled on a species and not specimen basis and the dataset is limited. Comparing the sizes of colonial corals is hampered by often incomplete preservation. Extinction rates did also not vary significantly between habitats. Although there was a tendency for greater extinction rates of corals inhabiting reefs (32F11%) the difference to extinction rates in coastal environments (24F11%), carbonate platforms (30F9%), and outer shelf environments (29F8%) is far from being significant. This indirectly demonstrates the importance of keeping dz-coralsT and dreef coralsT as separate concepts (Rosen, 2000). 6.6. Taxonomic structure of extinctions Fig. 5. Ecological selectivity of coral extinctions at the K–T boundary. Extinctions rates depend strongly on feeding mode with presumably zooxanthellae bearing corals (z-like) being much more affected than azooxanthellate corals (az-like). Extinctions are unequally distributed among higher coral taxa (Fig. 6). Non-singleton generic extinctions vary significantly between coral suborders ( P=0.002; Kruskal-Wallis H). Although the differences are partially due to the unequal partitioning of az-like W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 209 Fig. 6. Distribution of genus extinctions in coral suborders. Suborders with mainly az-like genera are little affected, but extinction probability also varies significantly among z-like groups (e.g., Astrocoeniina and Microsolenina). genera in suborders (the Caryophylliina and Dendrophylliina with unusually low extinction rates are exclusively az-like), extinction intensity also varies significantly between suborders with mostly z-like genera (e.g., Astrocoeniina and Microsolenina). This corroborates former results indicating that extinctions are correlated with taxonomic groups (Smith and Jeffery, 1998). 6.7. Dead Clade Walking (DCW) The concept of clades surviving mass extinctions but becoming extinct soon after has long been of interest to the scientific community, but only recently a statistical test was applied, which verified that this is a general phenomenon after mass extinction events (Jablonski, 2002). The hypothesis of Dead Clade Walking (DCW) predicts that significantly more clades become extinct in the stage after a mass extinction than during background extinction times. Our coral data indicate that the DCW phenomenon is more profound for K–T corals than previously recognized. Nineteen coral genera surviving the K–T boundary became extinct in the Paleocene; 12 have their last occurrence in the Danian. Thus the Danian has 13% DCWs at the genus level. This is a conservative estimate, because most taxa of the apparently DCW-rich coral fauna from Vigny (Meyer, 1987) were not included in our database (see Section 5.5). Removing the two remaining DCW genera only known from Vigny still makes 11% DCW s. str., a value significantly higher than the 3% recorded in Sepkoski’s compendium. Our data do not allow testing hypotheses of the cause of the DCW phenomenon. However, the ecology of coral DCWs gives some indication. Although the number of z-like genera in the Danian is nearly equal to the number of az-like genera (59/57) the dichotomy in the ecological traits of DCW corals is as great as for the K–T extinction. Z-like DCW genera are more common than az-like ones (9 and 3 genera, respectively). This suggests that either a similar ecological selectivity has acted on the survival fauna as is evident for the end-Cretaceous extinction, or that stochastic processes preferentially extinguished the more damaged z-like corals in the Danian (bottleneck effect). 210 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 6.8. Changes in standing diversity 6.9. Appreciation of biases Due to delayed recovery, the K–T boundary is not only characterized by significantly elevated extinction rates but also by a pronounced decline in standing diversity. Both the biodiversity based on through-ranging genera and the raw pattern of recorded species and genera indicate that corals exhibit a marked decline of standing diversity. However, these raw data have to be normalized for the strong differences between the Maastrichtian and Danian fossil record. Because advanced resampling methods for analyses based on through ranging-taxa (Alroy, 2000) are not applicable (not sufficient temporal bins available), we used simple rarefaction to account for differences in sampling. The result indicates that late Maastrichtian coral diversity was indeed significantly higher than early/ middle Danian diversity (Fig. 7). However, this difference is not evident when whole stages are compared (Maastrichtian and Danian). If the same limited number of taxonomic occurrences had been recorded from the Maastrichtian as is present in the Danian, the number of recorded genera is likely to be nearly identical. Thus the drop of standing diversity is unlikely to have persisted for an extended period after the K–T boundary, which is in contrast to previous analyses (Rosen and Turnšek, 1989). Recent analyses of large datasets suggested that most if not all mass extinction events recognized in the fossil record are exaggerated and can largely be explained by heterogeneities of the rock record (Peters and Foote, 2002). Although there are pitfalls in the approach of Peters and Foote (2002) (Foote, 2003; Crampton et al., 2003), the issue has to be discussed. The difference in the number of sampled corals between the Maastrichtian and Paleocene is indeed profound. When recorded and inferred standing generic diversities are compared, the simple completeness measure, which represents the ratio of taxa actually recorded in an interval to taxa inferred to have been present (Fara, 2001), declines from 94% in the late Campanian–Maastrichtian (CM), 88% in the Maastrichtian (M), 86% in the whole Paleocene (Pa) to 71% in the Danian (D). This decline in the quality of the fossil record results in a severe Lazarus effect (Jablonski, 1986b). Many surviving genera are recorded in CM but not in Pa (15 out of 94), six survivors are known from Pa but not from CM and three are neither recorded in CM nor in Pa. When the extinction rate is calculated without considering these Lazarus taxa, the non-singleton genus extinction rate rises to 48F8% (CM). However, when the percentage of Paleocene Lazarus genera is subtracted from the calculations of extinction rates (based on the assump- Fig. 7. Comparison of global sample-standardized standing diversities for scleractinian corals in well resolved stratigraphic intervals based on rarefaction analyses (95% confidence intervals are indicated). Coral diversity in the Upper Maastrichtian is significantly higher than in the Lower/Middle Danian. Upper Campanian sample-standardized diversity is statistically indistinguishable from upper Maastrichtian or Lower/ Middle Danian ones. W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 tion that the same percentage of genera is not recorded in the Paleocene but did survive the K–T boundary event), the end-Cretaceous extinction rate would drop to 29F7% (CM) or 24F7% (M). This is still significantly above the mean extinction rate for scleractinian coral genera (12F4% per stage calculated from Sepkoski, 2002) and suggests that the K–T boundary represents a true mass extinction event for scleractinian corals. 6.10. Origination rates The evolution of new genera within the Paleocene was apparently gradual, but concentrated in the Danian where 21% of the genera are new. The overall origination rates derived from our database are almost identical to those derived from Sepkoski’s compendium (Sepkoski, 2002). A significant difference, however, is noted for the origination rate of z-like corals (Table 2). For the whole Paleocene we note 20F9% newly evolved z-like genera, while only 3F6% (0–9%) new genera are derived from the compendium. Similar to the compendium data, our recorded origination rates in the Danian are significantly higher for az-like genera than for z-like genera. However, the difference is not significant when the whole Paleocene is considered. Another important observation is the low number of singleton taxa both in the Danian alone and the entire Paleocene. The one Danian stage singleton (Faksephyllia) is not even a singleton according to our definition above, because it is recorded from a number of regions (Greenland, Denmark, Austria, Kazachstan). This contrasts to the eleven Maastrichtian singleton genera (Table 1). Thus there is no evidence for an expansion of short-lived clades in the Danian. The origination of new Paleocene clades was less heterogeneous among coral suborders than in the extinction, and the overall dependency is not significant ( P=0.172; Kruskal Wallis test). The Astrocoeniina and Caryophylliina have the relatively strongest enrichment of new genera, while these groups had suffered unusually low extinctions at the end of the Cretaceous (Fig. 6). Apart from the significant dependence of Danian originations from inferred ecological mode (az-like versus z-like; P=0.003), originations seem to have been even more random 211 Table 2 Origination metrics of corals in the Paleocene N Sepkoskia 7.3 119 23.0 8.8 87 9.8 7.5 61 3.1 6.0 32 32.8 12.1 58 34.5 12.6 55 20.3 7.3 118 18.3 8.4 82 9.8 7.5 61 3.1 6.0 32 31.6 12.1 57 28.0 12.4 50 Total Paleocene KTbase Error N Sepkoskia Error Total (with singletons) z-like (with singletons) az-like (with singletons) Total (without singletons) z-like (without singletons) az-like (without singletons) 27.7 7.7 130 35.6 9.2 104 20.3 9.5 69 6.1 8.1 33 36.1 12.1 61 49.3 11.6 71 26.6 7.7 128 25.6 9.0 90 20.3 9.5 69 3.1 6.0 32 33.9 12.1 59 37.9 12.5 58 Danian KTbase Total (with singletons) z-like (with singletons) az-like (with singletons) Total (without singletons) z-like (without singletons) az-like (without singletons) 21.0 Error Error N N All values except N in percent. Errors represent 95% confidence intervals. a Analyses based on data in Sepkoski (2002). than the extinctions. Origination rates in the Danian were apparently independent of coloniality and newly evolved genera occurred as often as surviving genera and the solitary newcomers were not significantly different in mean size from survivors. 6.11. Comparison with other databases As reported above, our extinction and recovery data are often similar with data derived from Sepkoski (2002). The overlap of confidence intervals between analyses based on our and Sepkoski’s compilation is remarkable because most of the data in Sepkoski’s compendium can be shown to be incorrect. The most important source of error is introduced by incorrect stratigraphic ranges (Fig. 8). Subjective synonyms, although relatively common (second most common after unrealized boundary genera), have a limited effect, because about half the senior synonyms were 212 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 Fig. 8. Errors in stratigraphic ranges of coral genera in Sepkoski’s (2002) compilation and their effect on diversity dynamics across the K–T boundary. The most striking difference is the large number of genera that were not recognized as being present in the K–T boundary interval. The largest net effect on extinction rate is given by range-extensions of genera formerly thought to become extinct. not listed as boundary genera in Sepkoski’s compendium. Maastrichtian standing diversity is mostly affected by the number of genera that were not considered as boundary genera (occurrence in, or range through Maastrichtian–Paleocene) in Sepkoski (2002). However, the net effect on extinction rates is low because the new boundary genera are approximately equally partitioned between victims and survivors. The net effect on extinction rates is largest for the stratigraphic range errors in Sepkoski’s compendium. Especially the number of previously unrealized boundary genera affects calculated turnover rates. The same is true for originations in the Paleocene. While the number of wrong originations is almost exactly matched by the number of new originations from erroneous boundary crossers, 18 new Paleocene originations (mostly z-like) are recognized from a downward extension of first occurrences. Another recent detailed comparison of diversity dynamics extracted from Sepkoski’s compendium (trilobites) and those compiled from taxonomic experts, has resulted in nearly identical patterns (Adrain and Westrop, 2000). Similar to our results Adrain and Westrop (2000) noted that more than 50% of data in Sepkoski (2002) are wrong due to taxonomic noise and a false assignment of first and/or last occurrences. However, our data show a systematic tendency towards lower extinction rates, a higher number of DCWs and a greater proportion of newly evolved zlike genera as compared to Sepkoski’s compendium. Although we agree with Adrain and Westrop (2000) that the basic evolutionary patterns can be correctly derived from analyses of Sepkoski’s database, a critical review is clearly necessary when analyzing mass extinctions. There is the great difference in extinction rates between our database and the analysis of Rosen and Turnšek (1989), who have indicated a 60% extinction at the genus level and 97% at the species level. Although we could confirm that non-singleton z-like corals where significantly more affected than az-like corals, the dichotomy is manifested at 44% versus 13% (CM data) rather than the 70% versus 40% given by Rosen and Turnšek. The great difference in results is probably (1) due to the unrevised taxonomic dataset Rosen and Turnšek have used and (2) a result of the large stratigraphic intervals they have considered (Late Cretaceous and Paleocene). It is difficult to judge which bias is greater. We see, however, that taxonomic revisions are very important when evaluat- W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 ing mass extinctions or diversity dynamics in general (see also Jablonski et al., 2003). 7. Geographic patterns 213 region size to the number of occurrences. We discuss analyses based on intermediate (19 coral-bearing regions), coarse (10 regions) and very coarse (4 regions) geographic scales. The analysis based on an objective definition of regions applies 308 latitude– longitude grids and detects 21 coral-bearing regions. 7.1. Definitions of regions 7.2. Geographic patterns of extinctions Patterns of assemblage composition, extinction and recovery have been analyzed at different geographic scales. Compared to similar studies using a 108 grid (Raup and Jablonski, 1993), our scale had to be coarser because coral data are much scarcer. We conducted analyses of extinction and recovery rates on variable geographic scales from basin to hemisphere, applying both objective (grids) and subjective (biogeographic regions) definitions of areas. While objective criteria for defining regions have the advantage of permitting a neutral approach to geographic patterns, subjective criteria can provide a more natural definition of geographic regions. Moreover, the filter of z10 genera per region is the more severe, the smaller the regions are defined. This can partly be balanced by adjusting Geographic extinction patterns of the late Campanian–Maastrichtian (CM) dataset agree well with those of the more restricted Maastrichtian dataset. To maximize sample size and statistical confidence we have therefore used the larger CM dataset for the discussion. Extinction intensities are apparently not randomly distributed geographically when stratigraphic singletons are excluded. The highest extinction rates are recorded in low paleolatitudes, and drop off towards higher palaeolatitudes. The pattern is best visible on manually defined regions at the intermediate geographic resolution (Fig. 9) but the same basic results were achieved with other definitions of regions. Sample sizes, even in broader defined regions, are Fig. 9. Geographic pattern of end-Cretaceous coral extinctions. Extinction rates per biogeographic region (intermediate scale) for late Campanian–Maastrichtian non-singleton coral collections plotted on the geographic mean of occurrences. Black: Percentage of extinct genera recorded in the region. White: Percentage of genera recorded in the region known to be extant in the region or elsewhere after the K–T boundary. Size of circles is proportional to the number of genera in each region. Regions with less than 10 genera have been filtered out. 214 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 too small and confidence intervals too large, to produce significant differences even at the coarsest geographical scales. The general tendency towards lower extinction rates in higher latitudes is likely to be an artifact of latitudinal variations in the composition of regional assemblages. Limiting the analysis to z-like corals produces no latitudinal cline in extinction rates (Fig. 10), nor any significant differences between geographic regions. This suggests that all patterns are strongly controlled by the relative contribution of the extinctionresistant az-like corals to regional assemblages and latitude had no direct influence of extinction rates. Similar to previous analyses on bivalves (Raup and Jablonski, 1993), we do not detect any hot spots in the extinctions. Although the Mediterranean Tethys constantly exhibits slightly elevated extinctions in comparison to other regions, both for whole faunas and for only z-like corals, the differences are small and far from being statistically significant. Even on very large geographic scales, non-singleton CM extinction rates are similar and do not deviate markedly from the global mean: North America, 33F11%; Europe, 35F10%; Africa and India, 30F11%. The same applies for endemics to regions. Even the raw data indicate little variation in extinction risk of endemics (North Africa, 50%; Europe, 50%; North America, 40%) and statistical errors are so large that no conclusive statement is possible. It is evident from this analysis, however, that North America was not a hot spot in end-Cretaceous coral extinctions. 7.3. Extinction risk and geographic distribution Geographic ranges of CM corals were measured by the number of geographic regions in which coral genera are recorded. We have tested the relationship between survivorship and geographic distribution on different geographic scales. As in the previous analyses, stratigraphic singletons were excluded. There is a clear relationship between extinction risk and geographic distribution, which is nearly independent of how the regions are defined. Survivorship is most clearly linked to geographic distribution in the 308 binning analysis ( P=0.002; Mann–Whitney U) but the relationship is also significant at the intermediate ( P=0.004) and coarse geographic scales ( P=0.009). Even when including survivors without reported occurrences in the late Campanian–Maastrichtian (Lazarus genera, number of regions=0), the relationship remains significant. These results strengthen previous analyses, which conclude that wide geographic distributions of clades enhance the probability of survivorship at the K–T boundary (Jablonski and Raup, 1995) and other mass extinction intervals (Jablonski, 1995). Fig. 10. Latitudinal pattern of extinction rates. Extinction rates for all corals (black diamonds) and for z-like corals (white squares) calculated for 208 latitudinal bands. Error bars demarcate 95% confidence intervals in each direction. Data only shown for bands with more than 10 genera in each band. The apparent latitudinal cline in extinction rates is not seen in z-like corals suggesting that it is controlled by the relative abundance of extinction-resistant az-like corals. W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 215 Fig. 11. Geographic pattern of the proportions of incoming genera in Danian (A) and Paleocene (B) regional (coarse scale) assemblages. Apparent origination rates per region (coarse geographic resolution) are indicated. Black: Percentage of newly evolved genera in the region. White: Percentage of surviving genera (known from here or elsewhere prior to the K–T boundary) in the region. Size of circles is proportional to the number of Danian (A) and Paleocene (B) genera in each area. Areas with less than 10 genera have been filtered out. Percentage values in (A) indicate the proportion of DCWs in the surviving genera in the region. Bold numbers indicate number of region. 216 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 7.4. Geographic patterns of recovery Although the locus of evolution of new genera in the Paleocene is unlikely to be captured by our database approach, the distribution on new genera in regional assemblages may give some insight into evolutionary dynamics. Due to the Danian Lazarus effect (29% of all coral genera, inferred to be present, are not recorded), the regional assemblages are generally richer in new genera than the global average (Table 2) and thus have to be interpreted cautiously. New genera in the Danian were nearly uniformly distributed (Fig. 11A). However, averaged over the whole Paleocene, the percentage of Paleocene genera relative to Cretaceous survivors is apparently higher in low latitudes (Fig. 11B), although the maximum difference is noted between North Africa (region 8, 35F14% new genera of total faunas) and the Gulf of Mexico (region 6, 19F15%), which were both in the tropics in the Paleocene. Latitudinal differences become greater when only zlike corals are analyzed. New z-like corals in the Paleocene are much more common in North Africa (45F22%) and Pakistan (40F21%) than in Northern Europe (8F14%), while the Mediterranean Tethys (14F13%) and the Gulf of Mexico region (14F18%) have intermediate concentrations of new z-like genera. This statement must also be qualified, because reported generic richness is low for all regions except Europe (large binomial errors) and the Paleocene coral record of Northern Europe is basically limited to the Danian. However, the apparent concentration of new Paleocene z-like genera in low latitudes (Fig. 12), may represent a biological signal, even though the latitudinal gradient is not significant. Our data do not allow testing for the concentration of invaders and bloom-taxa, which have been noted to be exceptional in Gulf Coast bivalve faunas (Jablonski, 1998). The previous observation of an increase of cosmopolitanism of corals in the Paleocene (Rosen and Turnšek, 1989) cannot be confirmed by our data. The mean number of geographic regions in which coral genera are recorded does not differ significantly between the Maastrichtian and the Danian, nor does it differ between the late Campanian–Maastrichtian and the Paleocene. Danian DCW genera are only recorded in northern Europe (7 out of 33 surviving genera are DCWs), southern Europe (5/30), North Africa (3/18) and India (2/4). Other regions with a moderate or good Danian record such as the Gulf Coast/Caribbean and South America do not show any DCWs. Thus DCWs seem to be concentrated in Eurasia and Africa. This implies that the DCW phenomenon was indeed influenced by spatial distribution (Jablonski, 2002), but it was not a Fig. 12. Latitudinal pattern of Paleocene origination rates. Origination rates for all corals (black diamonds) and for z-like corals (white squares) calculated for 208 latitudinal bands. Error bars demarcate 95% confidence intervals in each direction. Data only shown for bands with more than 10 genera in each category. A latitudinal cline of origination rates can be seen for z-like corals (but note large confidence intervals). W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 simple function of paleolatitude. Another noteworthy feature is the fact that the majority of Danian DCWs are just recorded from one region (7) and no DCW is recorded from more than two regions. This confined distribution of DCW genera substantiates the interpretation that the DCW phenomenon is probably caused by bottleneck effects (Jablonski, 2002). 8. Discussion and conclusions The currently best approximation of scleractinian coral extinction rates at the K–T boundary is 30F8% at the genus level. This is among the lowest extinction rates thus far reported from benthic marine invertebrates at the K–T boundary. Even the echinoids, although as thoroughly revised taxonomically as our dataset (Smith and Jeffery, 2000) still exhibit a generic extinction rate of 36% (Smith and Jeffery, 1998). The low extinction rate recorded for corals is in line with recent interpretations that the magnitude of mass extinction events is probably strongly exaggerated (Peters and Foote, 2002). However, balancing for Lazarus effects caused by variations in the quality of the fossil record, verifies that the K–T boundary represented a true mass extinction event for scleractinian corals. The reason for the lower extinction rate in comparison to previous analyses is only partially due to the improving fossil record in the Paleocene: several genera previously thought to become extinct at the K–T boundary (e.g., Calamophylliopsis, Phyllocoenia, Synastrea), have now been recorded from the Danian and changed from the victims into the Dead Clade Walking category (Jablonski, 2002), that is, they survived the K–T boundary but became extinct soon after, probably due to bottleneck effects. The greatest effect on extinction rates is given by the specimen-based taxonomic revisions. While the net effect of the improving Paleogene fossil record is nearly balanced by the also improving Maastrichtian record (with new victims discovered, which were previously thought to have become extinct before), the specimen-based comparisons of Cretaceous and Cenozoic corals (B.-S.) have extended many stratigraphical ranges across the K–T boundary. The most significant dependency of extinction intensities in scleractinian controls is seen in their ecological mode. Corals inferred to have hosted 217 zooxanthellate symbionts in their tissues (z-like corals) are much stronger affected than corals inferred to have lacked these symbionts (az-like corals). This difference, previously noted by Rosen and Turnšek (1989) on a geographically confined dataset, is now confirmed at global scales. However, it is not justified to speak of a breakdown of photosymbiosis at the K– T boundary. Although az-like corals dominate Danian assemblages, the extinction of z-like corals was not as severe as previously thought and coral reefs, often dominated by z-like corals, are more common than in the Maastrichtian. A global z-like coral reef gap, if it existed at all, is confined to the earliest Danian. An additional ecological link to extinction risk is indicated by morphological complexity, as measured by coloniality and colony integration. Although we can hardly envision a mechanism how a mass extinction could select against coloniality in itself, chances are that complexity (see McShea, 1996, for definitions of complexity) played a role in the selective extinction as has been previously suggested (Rosen and Turnšek, 1989). The higher the colony integration the greater was the chance of extinction at the K–T boundary. There is some evidence that corals with a high integration of corallites also have a high physiological integration (Rosen, 1986; Coates and Jackson, 1987). Colony integration could also be related to physiological dependency on photosymbiosis, but current data are too limited for a conclusive statement. A quantitative test of modern corals based on the compilation of Stimson et al. (2002) did not produce significant relationships between corallite integration and zooxanthellate densities, which are thought to be related to survival probability during bleaching events (Stimson et al., 2002). Zooxanthellae densities are usually low in meandroid as well as solitary forms and have a maximum in plocoid and cerioid forms. This might indicate that there was indeed a general selection against physiological complexity in the end-Cretaceous extinctions. Widespread geographic distribution in the Maastrichtian formed an insurance against extinction at the K–T boundary. Apart from this observation, geographic patterns of extinction and recovery are indistinct, perhaps owing to the limited sample sizes. Extinction rates are slightly elevated in low paleolatitudes, but this is exclusively due to the variable proportions of extinction-resistant az-like genera in 218 W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 regional assemblages. The nearly uniform extinction pattern of z-like corals and endemic clades underlines the idea that the end-Cretaceous extinctions were caused by a global catastrophe rather than a combination of regional factors. Patterns of recovery are somewhat more variable geographically, especially for z-like corals. New Paleocene z-like clades were proportionally more common in low latitudes than in higher latitudes. If the regional proportions of new genera have some relationship to geographic variations in evolutionary rates, we could conclude that the tropics represented a source of evolutionary novelty in the post-extinction phase. The pattern of the tropics as a source of evolutionary novelty has also been observed during background extinction times (Jablonski, 1993). Because the latitudinal cline is not statistically significant, any far-reaching conclusion has to remain open until more data become available, especially from the Southern Hemisphere. In spite of conjectured deviations in the mode of coral evolution from the normal bDarwinianQ pattern (Veron, 1995), there are striking similarities with other benthic invertebrates in the macroevolutionary response at the K–T boundary (Table 3). Because now three major groups of benthic invertebrates (bivalves, echinoids, corals) have been rigorously analyzed at a global scale, we can start to extract general rules for the K–T boundary. In line with previous analyses we have found few significant Table 3 Comparison of generic survivorship dependencies valid for different groups of benthic invertebrates Trait Coralsa Bivalvesb Echinoidsc Abundance Feeding strategy Coloniality Larval strategy Infaunal vs. epifaunal Habitat Size of solitary genera Taxonomic structure Number of species in genus Geographic range Endemic to America no? yes yes no? N.A. no no yes no yes no no no? N.A. no no no no yes? no yes no no yes N.A. no no no ? yes no no yes N.A.—not applicable. a Scleractinians only (this study). b Raup and Jablonski (1993), Jablonski and Raup (1995), Lockwood (2003). c Smith and Jeffery (1998). dependencies of extinction risk and we follow Jablonski (1986a) that the main reason may lie in macroevolutionary particularities of mass extinctions. However, feeding strategy clearly has a major selective effect in the extinction of corals and apparently in the other groups as well. While in corals simple zooplankton feeding seems to have been more advantageous to survival than a combination of photosymbiosis and zooplankton feeding; deposit feeding was apparently favored in bivalves (Rhodes and Thayer, 1991; but see Jablonski and Raup, 1995 for alternative explanations); and omnivory or selective detritivory enhanced survivorship in echinoids (Smith and Jeffery, 1998; Jeffery, 2001). Similarly, extinctions were heterogeneously distributed among higher taxonomic levels in all three groups, but species richness in clades did not influence their survivorship. Previous studies also agree that abundance per se had no significant effect on extinction risk (Smith and Jeffery, 1998; Lockwood, 2003). The results are less uniform regarding geographic distribution. Our results agree with Raup and Jablonski (1993) in that survivorship was more likely when clades where widely distributed geographically and there was no geographic hotspot of extinctions. Smith and Jeffery (1998), however, note the opposite in both cases, identifying North America as the region with the highest extinction risk. While this would be in line with an impact scenario as a cause for the extinction (enhanced effects proximal to the Chicxulub site), we argue that the echinoid data alone are too weak to confirm this. Although our study provides important results on macroevolutionary processes around the K–T boundary, we have no direct hint on the cause(s) of the mass extinction. Our data show no evidence for long term-climate change as a dominant trigger of the extinction, because extinctions of z-like corals, which are very sensitive to climate change today, have no relationship with paleolatitude. Global cooling would predict enhanced extinctions in high latitudes, whereas global warming should have led to stronger extinctions in the tropics. Ecological selectivity of the extinction is compatible with incident light reduction (dust and sulfate aerosols) caused by a bolide impact, but several other processes could also explain the pattern. Geographic links to the Chicxulub impact can hardly be seen in our data; there was no W. Kiessling, R.C. Baron-Szabo / Palaeogeography, Palaeoclimatology, Palaeoecology 214 (2004) 195–223 extinction hotspot in southern North America. The apparently delayed recovery of coral reefs, the absence of DCWs and the somewhat (but not significantly) reduced recovery in the Caribbean and North America, are the only hints that this region was peculiar. Acknowledgements We are especially grateful to David Jablonski (University of Chicago) and Brian Rosen (Natural History Museum, London) for their constructive and helpful reviews. 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