Journal of Health Education Teaching Techniques Vol. 2, No. 2, pp. 1–15 A Section of the PRECEDE–PROCEED Model and Its Application in Fictional Podunk, Texas: A Strategy for Preparing Future Health Education Specialists to Use Planning Models Virginia Braly, Texas A&M University Ann Amuta, Texas A&M University Elisa Beth McNeill, Texas A&M University Abstract This scenario-based teaching technique is used to demonstrate the application of the PRECEDE portion of the PRECEDE–PROCEED model. Objectives 1. 2. 3. 4. After completing this guided learning activity, students will be able to identify sources of health data, list and describe behaviors that may contribute positively or negatively to health status, determine the health behavior most appropriate for an intervention using a priority matrix, and state examples of predisposing, reinforcing, and enabling factors. Primary Audience This activity is designed for undergraduate students in the field of health education/promotion and may be extended for graduate students. Virginia Braly, MS graduate, Texas A&M University, Department of Health and Kinesiology. Ann Amuta, PhD candidate, Texas A&M University, Department of Health and Kinesiology. Elisa Beth McNeill, clinical associate professor, Texas A&M University, Department of Health and Kinesiology. Please send author correspondence to [email protected] Acknowledgement. The authors would like to thank Dr. Buzz Pruitt for his mentorship and contributions to the development of this manuscript. 1 2 Braly, Amuta, McNeill Planning models provide health education specialists with an organized and logical framework for creating health promotion interventions. The PRECEDE–PROCEED model (PPM) is one framework that challenges health education specialists to plan and evaluate health promotion programs by focusing on the preferred outcome (Crosby & Noar, 2011). In the model, the outcome of interest is identified first and then used to investigate factors that positively or negatively impact it (Crosby & Noar, 2011). This backward design is different from other planning models because it is focused on the bigger picture of enhancing quality of life (Green & Kreuter, 2005; Green & Rabinowitz, 2012). The model has two distinct phases: PRECEDE steps are diagnostic and the PROCEED component is evaluative (National Cancer Institute [NCI], 2005). The PRECEDE portion will be the focus of this teaching technique. PRECEDE includes “social assessment, epidemiological assessment, behavioral and environmental assessment, educational and ecological assessment, and administrative and policy assessment” (NCI, 2005, p. 40). The PPM can be used to consider ways to alter people’s behavior and environment at multiple levels by acting as a template for conceiving, planning, implementing, and evaluating a community intervention. Planning models based on theory, such as the PPM, are important tools used to design health interventions. According to the NCI (2005), “[they] help practitioners develop programs step by step, integrating multiple theories to explain and address health problems” (p. 36). Individuals who prepare professional health education specialists should find useful teaching techniques that enhance students’ abilities to move from simple comprehension of these steps to more complex evaluative perspectives. Students new to the field of health education often struggle when attempting to connect the abstract concepts of PPM with how to transfer them to authentic situations. Students can use systematic problem-solving methods, such as the ones in this teaching technique, to develop their ability to think abstractly (Prince & Felder, 2013). Results from research indicate that using collaborative learning strategies facilitates mastery of concepts and has positive effects on learning outcomes (Prince, 2004). Collaborative learning occurs when pairs or small groups share responsibility and authority for achieving learning outcomes (Udvari-Solner, 2012). In smaller groups, students develop deeper understanding of content and professional competencies including critical thinking, communication skills, and interpersonal relations. In this teaching strategy, small groups of students will analyze and discuss the possible health challenges of the hypothetical small town of Podunk, Texas, while systematically working through the PRECEDE portion of the PPM. PRECEDE–PROCEED Model 3 Objectives The Podunk, TX activity is designed for two 50-minute class sessions. After completing this activity, students will increase skills associated with using the PRECEDE portion of the PPM by • identifying three sources of data related to health (Step 2); • using action verbs to list and describe six or more behaviors that may contribute positively or negatively to health status (Step 3); • identifying four health behaviors to place into a priority matrix to determine the behavior most appropriate for an intervention (Step 4); and • stating two or more examples each of predisposing, reinforcing, and enabling factors (Step 6). Objectives in the Podunk, TX activity are designed to align with the Certified Health Education Specialist competencies (National Commission for Health Education Credentialing, 2010). (See Table 1 for further alignment explanation.) Table 1 Alignment of Steps in Podunk, TX Activity With the Certified Health Education Specialist Responsibilities and Competencies Certified Health Education Specialist competency Location within activity 1.2.1: Identify sources of data related to health Step 2 1.4.1: Identify factors that influence health behaviors Step 3 1.4.3: Identify factors that enhance or compromise health Step 3 1.7.3: Prioritize health education needs Step 4 1.6.4: Assess social, environmental, and political conditions that may impact health education Step 6 Materials and Resources • • • Podunk, TX handout per student (Figure 1) National Commission for Health Education Credentialing competencies alignment applied to this teaching technique (Table 1) Assessment rubric (Table 2) Primary Audience This activity is designed for undergraduate students in the field of health education/promotion, and it may be extended to graduate students for independent application (see Extension for Graduate Students under Procedure section). 4 Braly, Amuta, McNeill Procedure Day 1 1. Read aloud the Podunk, TX scenario (page 1 of Figure 1). Distribute the Podunk, TX handout (Figure 1) to each student, and divide the class into groups of three or four. 2. Read aloud the introduction and Step 1 instructions in Figure 1. Re-create the continuum on the board in the classroom. Have the students indicate where the teacher should mark the C (current health status of the Podunk youth) and P (potential health status of the Podunk youth) to represent the average mark for the class. Ask the class their reasoning for each placement. Expect students to place the P closer to the optimal health end than the C, indicating there is room for improvement in the health status of the youth. If students do not place the P closer to the optimal health, a discussion should follow to evaluate why the students do not see the potential for improvement. 3. Read aloud the Step 2 instructions in Figure 1. 4. Lead a discussion by calling on students to report their responses. Potential student responses may include local or state health department, Centers for Disease Control and Prevention website, and U.S. Census Bureau. Students also may suggest focus groups, community leaders, or a needs assessment. 5. Read aloud the Step 3 instructions in Figure 1. Clarify what a behavior is— an action the participant is taking/doing—and ask students to use action verbs when listing behaviors. This distinction is important to note because health education specialists cannot change teen pregnancy on its own, but the behavior of teens engaging in unprotected sex can be changed. Encourage students to list as many behaviors and environmental factors as possible (not just the minimum of six and two, respectively). 6. Have the students discuss their responses to Step 3 in Figure 1 in their small groups, and then ask students to share in a class discussion. a. Potential student responses for behaviors may include the following: • spending a lot of time outside, walking a lot (hunting); • experiencing low levels of stress (slower paced lifestyle), experiencing high levels of social support; • drinking alcohol, chewing tobacco; • recklessly carrying/storing weapons, fighting, racing; • having poor eating habits, having a sedentary lifestyle ; • engaging in unprotected sex; PRECEDE–PROCEED Model • • • • 5 using the convenience store for after-school snacks; riding ATVs near the power plant; participating in high-risk sports, being at risk for farming accidents; and being less educated on health issues. b. Potential student responses for environmental factors include the following: • lack of health services, • lack of health education/promotion, • close proximity to power plant, and • close proximity of convenience store to the high school. 7. Read aloud the Step 4 instructions in Figure 1. Have students discuss their responses to Step 4 in their small groups, and then ask students to share in a class discussion. There is no right or wrong answer; however, the students need to justify why they placed each behavior in the respective box. 8. Read aloud the Step 5 instructions. Lead a class discussion about the priority behavior each student group identified by asking the following questions: a. “Based on what we hypothesized is affecting the youth’s health in Podunk, is it better to design an intervention that increases positive behavior, decreases negative behavior, or both?” Any response is appropriate as long as the students provide justification, demonstrating they have critically thought about their choice. A potential student response may be, “Depending upon the behavior, promoting positive behaviors may be more motivational than discouraging negative behaviors.” b. “Why do we choose the behavior that is most changeable and most important for our intervention? Why not take on a more challenging one?” A potential response could be that time and resources call for a focused approach with a measurable impact, necessitating that the most changeable and important behavior be targeted. Day 2 9. Recap with the students on the material covered from Day 1 (Figure1). For example, “Now that we have determined the health status of the youth of Podunk, identified resources for gathering epidemiological information, listed health-enhancing and hindering behaviors, prioritized those behaviors, and identified a behavior to target (Step 5 in Figure 1, social and epidemiological assessments, and behavioral and environmental diagnosis), 6 Braly, Amuta, McNeill we will now determine factors that influence the behavior (educational and ecological assessment and administrative and policy assessment).” 10. Read aloud the Step 6 instructions in Figure 1. Small groups discuss predisposing, reinforcing, and enabling factors and then share in a class discussion. a. Potential student responses for predisposing factors, using the behavior of chewing tobacco as an example, may include (a) negative factors such as the individual likes how it feels, is addicted, thinks it is a normal part of life, thinks it looks cool, may have limited knowledge of the health implications of the behavior and (b) positive factors such as tobacco causes bad breath and turns teeth yellow. The negative factors described would be considered undesirable and, therefore, are more likely to discourage the behavior. The converse is true for positive factors. b. Potential student responses for reinforcing factors, using the behavior of chewing tobacco as an example, may include (a) negative factors such as the coach gives everyone on the baseball team dip, the individual’s dad dips while on the farm, tobacco use is not frowned upon, there is peer pressure to dip and (b) positive factors such as kids are fearful because their friend was diagnosed with lip cancer and girls may think the behavior is gross. Negative reinforcing factors function to normalize the behavior and promote it as acceptable. The converse is true for positive reinforcing factors. c. Potential student responses for enabling factors, using the behavior of chewing tobacco as an example, may include (a) negative factors such as tobacco is readily available, individuals are allowed to carry tobacco on campus, tobacco is sold to minors, individuals are unaware of resources for cessation and (b) positive factors such as tobacco is expensive and laws currently exist to prohibit the sale of tobacco to minors. Negative enabling factors function to facilitate the performance of the behavior, and the converse is true of positive enabling factors. 11. Read aloud the Step 7 instructions in Figure 1. Discuss the influence programs (a) and policies (b) may have on the identified target behavior. Potential student responses may include (a) the Grow Your Health program and the child care program at the high school and (b) the existence of a law to prevent sale of chewing tobacco to minors. PRECEDE–PROCEED Model 7 12.Conclude the lesson by emphasizing how the PRECEDE portion of the PPM represents the first half of the planning model—the assessment phase of planning a health promotion intervention. Extension for Graduate Students To take the guided experience of Podunk, TX further, continue to Step 8 by reading the instructions aloud. This step encompasses designing intervention strategies to target predisposing, reinforcing, and enabling factors that were identified in Step 6. Ask the students to create an intervention strategy to target each factor. a. Potential student responses, using the behavior of chewing tobacco, may include the following: i. Health Behavior to Target: Decrease the number of youth who chew tobacco ii. Identified Predisposing Factor: Chewing tobacco makes one look cool 1. Intervention Strategy: Implement a “Who Would You Want to Date?” campaign with pictures showing the aesthetic effects of chewing tobacco. iii. Identified Reinforcing Factor: Peer pressure to chew tobacco 1. Intervention Strategy: Implement a “How to Say No” to tobacco program iv. Identified Enabling Factor: A lack of chewing tobacco cessation resources 1. Intervention Strategy: Implement a campaign about available resources and how to use them. Assessment Technique Using the assessment rubric (Table 2), evaluate learning expectations of group members throughout the activity. The rubric may be shared with students prior to instruction and activity to ensure they are aware of the formal grading criteria for the activity. 8 Braly, Amuta, McNeill Welcome to Podunk, Texas! This imaginary “sleepy” town of 15,000 residents, the county seat of Boonies County, is located in Central Texas. In this small town community, places for shopping, dining, and nightlife are limited compared to a big city. However, residents enjoy their local businesses, which include the town Y-Mart, Dairy Princess drivein burger joint, Murphy’s gas station/convenience store (which doubles as a beer joint at night), and Papa Joe’s Pool Hall. Residents can shop for groceries and produce at the local minimarket located at the southernmost end of town. In the middle of the community, you’ll find the town square, which has a small park and shops offering clothing, furniture, and home improvement items. The town’s only high school, located near Murphy’s on the northernmost side of town, serves as a hub for community activities. Many of Podunk’s residents work as farmers and ranchers, or they are employed at the fertilizer plant located about 10 miles outside of town. Entertainment for the youth of Podunk primarily consists of participating in the county fair and rodeo, raising livestock for show, hunting, fishing, and playing on the high school’s sports teams. Youth are also encouraged to participate in Grow Your Health, a farmto-market agriculture program offered by the local 4-H chapter. Recently, local government officials have begun to recognize the need to promote the health and well-being of the community, specifically of the youth. There has been an atmosphere of unease among residents since a 17-year-old Podunk High baseball player was diagnosed with lip cancer earlier this year. Although a law exists to prevent minors from purchasing tobacco, it is rarely enforced in Podunk. Additionally, some community members were displeased to hear that the high school had to create a child care program due to the increased number of teen pregnancies among students. Even the predominantly overweight city council members have acknowledged the increased rate of obesity among residents, including adolescents. It has become clear that action to enhance the health of Podunk youth is a priority. Recognizing the need for specialized help, local government officials have allotted funds to hire a health education specialist for the first time in the city’s history. This move came against a backdrop of opposition from an outspoken minority in the community that would rather see the tax dollars spent elsewhere. Nevertheless, the contract was announced, and you were hired. Your job description is ambiguous—put simply, “…make a positive impact on the health of the youth of Podunk.” Figure 1. Podunk, TX student handout. PRECEDE–PROCEED Model 9 You spent the first few weeks on the job becoming acquainted with the community, getting to know the “movers and shakers” of the county, and thinking about how you will make a difference in the youth’s health. Now it is time to start planning your intervention. Step 1 – Social Assessment: A. Place a C on the continuum line that best represents the location of what you believe is the current health status of the Podunk youth. B. Next, using a P, mark where you believe the potential state of health could be for the youth of Podunk. Be prepared to justify your reasoning. Optimal Health -----------------------------------------------------------Minimal Health Step 2 – Epidemiological Assessment: Now that you have an idea of the current health status of the youth of Podunk, the next step is to find resources that can provide factual information about the health issues that affect Podunk adolescents. List at least three credible sources of information. 1. 2. 3. Figure 1 (cont.) 10 Braly, Amuta, McNeill Step 3 – Behavioral/Environmental Diagnosis: Now that you have a better understanding of the health issues that adolescents face (from researching the sources you identified in Step 2), list at least six behaviors and two environmental factors that you believe may impact the health status of Podunk youth. Behaviors and environmental factors may be positive (health enhancing) or negative (health compromising). Include examples of both in your grid. Health enhancing (+) Health compromising (-) Behaviors: Behaviors: Environmental factors: Environmental factors: Step 4 – Behavioral/Environmental Diagnosis continued: Choose one behavior from Step 3 that meets the indicated criteria for each space in the prioritizing grid. Include justification for your reasoning. Highly Important Behavior: High Changeability Justification: Behavior: Lesser Changeability Justification: Figure 1 (cont.) Less Important Behavior: Justification: Behavior: Justification: PRECEDE–PROCEED Model 11 Step 5: List the one behavior from the prioritizing grid in Step 4 that you found is the most important and most changeable. Step 6 – Educational and Ecological Assessment: Identify factors that predispose, reinforce, or enable the teenagers of Podunk to the behavior you identified in Step 5. Explain how each factor influences the behavior. Identify two or more factors that predispose the behavior. Explain your reasoning. Predisposing factors are characteristics that motivate or provide reason for a behavior; they include knowledge, attitudes, cultural beliefs, and readiness to change (National Cancer Institute, 2005, p. 41). Now, identify two or more factors that reinforce the behavior. Explain your reasoning. Reinforcing factors are events, actions, or individuals that encourage repetition or persistence of behavior by providing continuing rewards or incentives such as social support, praise, reassurances (National Cancer Institute, 2005, p. 41). Figure 1 (cont.) 12 Braly, Amuta, McNeill Finally, identify two or more factors that enable the behavior. Explain your reasoning. Enabling factors are factors that allow persons to act on their predispositions; these factors include available resources, supportive policies, assistances, and services (National Cancer Institute, 2005, p. 41). Step 7 – Administrative and Policy Assessment: Identify existing programs and policies in Podunk that contribute to the health of the youth. Programs: Policies: The people who participated in this activity include: _______________________________________ _______________________________________ _______________________________________ _______________________________________ Figure 1 (cont.) PRECEDE–PROCEED Model 13 Extension for Graduate Students Step 8 – Design Intervention Strategies: In the chart below, list the behavior from Step 5 that you believe is most important and most changeable under the Health Behavior to Target section. Next, choose one predisposing, reinforcing, and enabling factor that influences the behavior. Describe an intervention strategy that would target each factor. An example is provided. Step 8 Example Health behavior to target: Increase youth participation in physical activity Type of enabling factor Predisposing Identified factor Deficiency in skills needed to use the equipment at the local YMCA Intervention strategy Train a group of students on how to use the gym equipment. Have these students serve as peer educators who can teach other students during an open gym night community event. Health behavior to target: Type of enabling factor Predisposing Reinforcing Enabling Figure 1 (cont.) Identified factor Intervention strategy Braly, Amuta, McNeill 14 Table 2 Assessment Technique All indicators present 1 Missing 50% or fewer indicators 0 0 Missing 51% or more indicators Teachers’s total: Teacher’s rating A Planning Model for Podunk, Texas: A Place You Want to Live 2 1 Group members’ names: Learners identified three or more sources of credible data related to the topic (Step 2) 2 Assessment criteria Learners used action verbs to list six or more behaviors and two environmental factors that may negatively or positively impact the target population (Step 3) 0 0 1 1 2 2 Learners identified four behaviors appropriate to represent the criteria of the prioritizing grid and provided a justification for selecting each behavior identified (Step 4) Learners stated two or more examples of each predisposing factors, reinforcing factors, and enabling factors that influence the behavior of the target population (Step 6) Total: 8 points possible 8 = A (100%) 7 = B (87.5%) 6 = C (75%) 5 = D (62.5%) 4 or more = F PRECEDE–PROCEED Model 15 References Crosby, R., & Noar, S. 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