Quaternary Science Reviews 85 (2014) 35e46 Contents lists available at ScienceDirect Quaternary Science Reviews journal homepage: www.elsevier.com/locate/quascirev Northeastern North American Pleistocene megafauna chronologically overlapped minimally with Paleoindians Matthew T. Boulanger a, b, *, R. Lee Lyman a a b Department of Anthropology, 107 Swallow Hall, University of Missouri, Columbia, MO 65211, USA Archaeometry Laboratory, University of Missouri Research Reactor, 1513 Research Park Drive, Columbia, MO 65211, USA a r t i c l e i n f o a b s t r a c t Article history: Received 8 May 2013 Received in revised form 26 November 2013 Accepted 28 November 2013 Available online It has long been argued that specialized big-game-hunting Paleoindians were responsible for the extinction of three dozen large-bodied mammalian genera in North America. In northeastern North America, the overkill hypothesis cannot be tested on the basis of associations of Paleoindian artifacts and remains of extinct mammals because no unequivocal associations are known. The overkill hypothesis requires Paleoindians to be contemporaneous with extinct mammalian taxa and this provides a means to evaluate the hypothesis, but contemporaneity does not confirm overkill. Blitzkrieg may produce evidence of contemporaneity but it may not, rendering it difficult to test. Overkill and Blitzkrieg both require large megafaunal populations. Chronological data, Sporormiella abundance, genetics, and paleoclimatic data suggest megafauna populations declined prior to human colonization and people were only briefly contemporaneous with megafauna. Local Paleoindians may have only delivered the coup de grace to small scattered and isolated populations of megafauna. Ó 2013 Elsevier Ltd. All rights reserved. Keywords: Extinction Megafauna North America Paleoindian Radiocarbon 1. Introduction During the late Pleistocene, North America lost 36 genera of mammals, most of them (N ¼ 30) large-bodied (44 kg). Thirty genera went globally extinct, but the remainder survived elsewhere (Grayson, 2011). Paleontologists and archaeologists have debated the causes of these extinctions for decades (Grayson, 1980, 1984a), with purported growing consensus on a single cause an illusion (Barnosky et al., 2004; Grayson, 2006, 2007; Koch and Barnosky, 2006; Surovell, 2008; Ripple and Van Valkenburgh, 2010). The most popular causes are overkill by humans (Wesler, 1981; Fiedel and Haynes, 2004; Martin, 2005; Surovell et al., 2005; Haynes, 2007, 2009; Surovell and Waguespack, 2009) and environmental change of one sort or another (Graham and Lundelius, 1984; Guthrie, 1984; Haynes, 2008; Nogués-Bravo et al., 2010). A hyperdisease has also been suggested as the cause (MacPhee and Marx, 1997), but no known diseases have the properties necessary to wipe out genetically unrelated genera (e.g., Lyons et al., 2004). A recently proposed extraterrestrial impact at 12,900 BP (Firestone et al., 2007) as the cause has been extensively questioned * Corresponding author. Department of Anthropology, 107 Swallow Hall, University of Missouri, Columbia, MO 65211, USA. E-mail addresses: [email protected], [email protected] (M. T. Boulanger). 0277-3791/$ e see front matter Ó 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.quascirev.2013.11.024 (Buchanan et al., 2008; Marlon et al., 2009; Surovell et al., 2009b; Daulton et al., 2010; Haynes et al., 2010; Pigati et al., 2012), and we do not consider it here. Studies examining the chronologies of Pleistocene extinctions and Paleoindian arrivals into the North American continent have tended to adopt a continent-wide perspective (e.g., Buchanan et al., 2008; Haynes, 2008). Yet, these large-scale studies tend to be biased by the rich paleontological and archaeological records of western North Americadspecifically the Great Plains and American Southwestdrelative to that of eastern North America (Meltzer, 1988; Lepper and Meltzer, 1991). Moreover, although continentwide studies provide general views of historical events, they diminish resolution and mask details that may have important bearing on regional issues. Just as the history of a fauna can be understood only through the histories of individual species composing that fauna (Grayson, 2007), so too the history of continent-wide extinctions can be understood only through the extinction histories of individual regions (e.g., Lima-Ribeiro and Diniz-Filho, 2013). This issue of scale is commonly acknowledged in modern ecology and evolution (e.g., Landres, 1992; Callicott, 2002; Frankham and Brook, 2004; Berkes, 2006), and we view extinction, regardless of its cause(s), as an ecological and evolutionary process. Here, we adopt a fine-scale approach to the question of human involvement in the extinction processes of Pleistocene megafauna in northeastern North America, defined here as the New England 36 M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 The chronology of extinctions is critical to deciphering their cause (Grayson, 2007; Faith and Surovell, 2009; Fiedel, 2009). If all 36 genera went extinct at approximately the same time (within, say, 500e1000 years), that will have implications for cause that are different than those suggested by the 36 genera going extinct over, say, 5000, or 10,000 years (Martin, 1986; Fiedel, 2009). Chronology is also critical to the overkill hypothesis because remains of prehistoric people and remains of the extinct megafauna must, at a minimum, be contemporaneous. If there is no evidence that humans and extinct fauna were contemporaries, then the overkill hypothesis could not be sustained. If the two are contemporaries, overkill would not be confirmed but neither would it be refuted (e.g., Haynes and Stanford, 1984; Lima-Ribeiro and Diniz-Filho, 2013). When Paul Martin originally outlined the overkill hypothesis, he advocated human hunting as the singular cause of the terminal Pleistocene extinctions. His major line of evidence for the overkill hypothesis was the apparent contemporaneity of the appearance of Paleoindians in North America and the extinctions (Martin, 1966:342; 1967:75, 115; 1973:969; 1974:680; Mosimann and Martin, 1975:304). Lack of contemporaneity of the two events would falsify the original overkill hypothesis. The test implications of Martin’s hypothesis are (i) the two phenomena must be contemporary, and (ii) populations of megafauna must be large and not in decline when humans first appear on the landscape. The latter rests in Martin’s belief that only humans were responsible for the extinction rather than, say, a combination of environmental change and human predation. When faced with the fact that there were few documented direct associations of humans and extinct megafauna and few kill sites, Martin (1973:969) proposed the “Blitzkrieg” version of the overkill hypothesis: “Extinction [that is, Blitzkrieg overkill] would have occurred before there was opportunity for the burial of much evidence by normal geological processes. Poor paleontological visibility would be inevitable”. Using estimates of the rate of kill site creation (with no empirical or theoretical warrant) and their resulting (exceedingly low) density on the landscape, Martin (1973:974) concluded “it is clear that the probability of the field evidence actually being detected and appreciated by the discoverers of the bones is small.” Martin and Steadman (1999:34) later noted the Blitzkrieg model “accommodates a tight chronology, with no more than a few hundred years of overlap between human colonization and megafaunal extinction within the United States and as little as a decade of overlap of extinct fauna and first colonists in any one region.” The test implications of Blitzkrieg are (i) contemporaneity, or (ii) no evidence of contemporaneity given (a) the real-time brevity of overkill, (b) the resolution of radiocarbon dating, and (c) the low probability of finding and dating the last of the megafauna and the oldest archaeological material. Blitzkrieg is quite difficult to test because both its occurrence and its non-occurrence can produce no evidence of the contemporaneity of humans and megafauna (Grayson, 1984b). Although there are no megafauna kill sites in the Northeast, there is no scarcity of terminal Pleistocene megafauna. Remains of at least 140 individual mastodon and 18 mammoths have been recovered in New York alone (Hartnagel and Bishop, 1922; Fisher, 1955; Thompson et al., 2008). A 2009 compilation prepared at the Earth Sciences Museum University of Waterloo contains records of 160 proboscidean finds in southern Ontario.2 Other sites and remains of other taxa are known elsewhere. In the Northeast it seems highly likely that neither poor preservation of the remains of extinct mammalian genera nor sampling error has created a lack of evidence of contemporaneity. Finally, Martin (1967:102) indicated “clear-cut cases of massive unbalanced Pleistocene extinction before man [appears]” would falsify overkill. Evidence of population depletion followed chronologically by human appearance would accommodate some contemporaneity of the two, and suggest people delivered the coup de grace to megafaunal populations that were on the verge of extirpation. This hypothesis accommodates the view of researchers who favor a middle ground in which both human hunting and 1 All dates cited in text are calibrated using IntCal13 (Reimer et al., 2013) and given as the mean of the areas of highest probability at the two-sigma level. 2 Available on-line at https://uwaterloo.ca/earth-sciences-museum/life-earth/ ice-age-mammals. Last accessed February 15, 2013. states and neighboring states of New York, New Jersey, and Pennsylvania, and adjacent portions of the provinces of Quebec and Ontario in Canada. Though several purported associations of megafauna remains with human material culture have been reported from this region, none of these has provided unequivocal evidence of human predation on megafauna despite over 100 years of archaeological and paleontological research. In spite of this absence of evidence, and perhaps a bit because of it, the belief that Paleoindians hunted megafauna has assumed the qualities of an “almost romantic myth” (Dent, 1991:37). That is, it has become a proposition that is either directly or indirectly asserted, but as yet has not been directly evaluated (e.g., Dragoo, 1976:9; Haviland and Power, 1994:28; Lake, 2003:35; Wiseman, 2001:20e23). Straightforward testing of human hunting of megafauna has been difficult for want of uncontested associations of megafauna and Paleoindians. Here we examine the viability of the overkill hypothesis through analysis of available chronometric evidence for contemporaneity of humans and extinct megafauna. 2. Background The overkill hypothesis, first described by Martin (1967, 1973), continues to have advocates (e.g., Surovell et al., 2005; Surovell and Waguespack, 2008; Fiedel, 2009; Haynes, 2009) and naysayers (e.g., Grayson and Meltzer, 2002, 2003, 2004; Grayson, 2007; Nagaoka, 2012). Because terminal ages of some genera indicate they went extinct at approximately the same time, some analysts argue that all genera went extinct simultaneously (e.g., Haynes, 2008; Fiedel, 2009). Though certainly possible, the age of extinction of more than half the genera is unclear, perhaps because of sampling error (Faith and Surovell, 2009). Models suggest humans (e.g., Mosimann and Martin, 1975; Alroy, 2001; Brook and Bowman, 2004) or climate (e.g., Nogués-Bravo et al., 2010) could have caused the extinctions, but the prehistoric record must be the final arbiter of timing as well as of cause (Grayson, 2007; Wolverton et al., 2009). Simulations (e.g., Mosimann and Martin, 1975) and empirical data (e.g., Hamilton and Buchanan, 2007; Waters and Stafford, 2007; Haynes, 2008; Fiedel, 2009) imply rapid human colonization of North America. Northeastern North America is believed to have been colonized late relative to more western areas (Ellis et al., 1998; Hamilton and Buchanan, 2007; Waters and Stafford, 2007; Faught, 2008; Ellis, 2011; Miller and Gingerich, 2013). The mean age of 10,900 14C YBP (12,800 cal BP1) for Clovis (Waters and Stafford, 2007) is older than all but one northeastern Paleoindian site: ShawneeeMinisink in southern Pennsylvania (Gingerich, 2007a, 2007b, 2011). 3. Hypotheses M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 37 Table 1 Radiocarbon dates obtained directly on megafauna skeletal material recovered in Northeastern North America and used to construct SPD curves. All dates calibrated using IntCal13 and CalPal Advanced, and given at the two-sigma range. Pooled means calculated in Calib, critical values given at 0.05 significance level. Full data on each radiocarbon assay are presented in Supplementary Information Table 1 (SI 1) and available from the senior author on request. Lab no. Dated material 14 1 2 3 4 5 6 7 7 8 CAMS-12587 OS-73632 GX-26619 UGAMS-13936 BETA-141061 I-11286 n/a OS-68051[B]a GSC-1220 GSC-1220-2 Tooth (Collagen) Bone (Collagen) Bone (Collagen) Antler (Bioapatite) Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Apatite) Cinmar Mastodon, Atlantic Ocean Frankstown Cave, Blair Co., PA Chemung River Valley, Bradford Co., PA Sparta Mastodon, Sussex Co., NJ Sparta Mastodon, Sussex Co., NJ 9 10 11 12 UCIAMS-53545 PITT-491 Y-2619 GX-5742[B] GX-5742[A] Tusk (Collagen) Bone (Collagen) Bone (Whole) Bone (Collagen) Bone (Apatite) Borodin Mastodon, NJ Delaware, ON Near Goshen, Orange Co., NY Near Goshen, Orange Co., NY 13 14 7 GX-25818 AA-84998 n/a n/a Bone (Collagen) Bone (Collagen) Tusk (Collagen) Tusk (Collagen) Tunkamoose Mastodon, Orange Co., NYb Tunkamoose Mastodon, Orange Co., NYb 7 OS-78281 OS-78282 Tusk (Collagen) Tusk (Collagen) Norfolk, ON Arborio Mastodon, Orange Co., NY Pirrello Mastodon, Wayne Co., NYc North Java, Wyoming Co., NY Fairview Mastodon, Livingstone Co., NY Perkinsville Mastodon, Steuben Co., NY Hyde Park Mastodon, Dutchess Co., NY Doerfel, Erie Co., NY Ivory Pond, Berkshire Co., MA Thamesville Mastodont Hiscock, Genesee Co., NY Caradoc, ON Cohoes Mastodon, Albany Co., NY Mastodon, Atlantic Ocean Hiscock, Genesee Co., NY Hiscock, Genesee Co., NY Hiscock, Genesee Co., NY 15 7 16 17 18 19 20 21 22 23 24 25 26 27 24 24 24 AA-84989 OS-93884 OS-93338 BETA-176928d AA-7397 OS-93357 BETA-135234 CAMS-54734 GX-9024G GSC-611 AA-6977 AA-84980 n/a AA-1506 CAMS-30528 CAMS-30529 GX-22038 Tooth (Collagen) Tooth (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Tooth (Collagen) Tusk (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen)e Bone (Collagen) Bone (Collagen) Tooth (Collagen) Ivorye,f Ivorye,f Ivorye,f Bojak Mastodon, Warren Co., NJ Hiscock, Genesee Co., NY Temple Hill Mastodon, Orange Co., NY Temple Hill Mastodon, Orange Co., NY 28 24 29 GX-2675 TO-3194 OS-93337 NZA-12584 Bone (Collagen) Bone (Collagen) Tooth (Collagen) Bone (Collagen) Ellenville Mastodon, Ulster Co., NY Hiscock, Genesee Co., NY Watkins Glen Mastodon, Schuyler Co., NY Hiscock, Genesee Co., NY Hiscock, Genesee Co., NY Hiscock, Genesee Co., NY Hiscock, Genesee Co., NY Newton/Spring Lake, Bradford Co., PA Moon Mammoth, Erie Co., PA Scarborough, Cumberland Co., ME Scarborough, Cumberland Co., ME Scarborough, Cumberland Co., ME 30 24 31 24 24 24 24 32 33 34 OS-94876 NZA-1106 BETA-176930 CAMS-62560 CAMS-27143 CAMS-17407 BETA-24412 WIS-1935 BETA-49776 CAMS-54733 OS-5636 AA-8215A Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen)e Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Bone (Collagen) Tooth (collagen) Tusk (Collagen) Muirkirk Mammoth, ON Muirkirk Mammoth, ON Muirkirk Mammoth, ON 35 GRA-22177 GRN-28020 GRN-28022 Bone (Collagen) Bone (Collagen) Tusk (Collagen) Clyde Barge Canal, Wayne Co., NY Chittenango Mammoth, Madison Co., NY Berry Mammoth, Atlantic Ocean Watkins Glen Mammoth, Schuyler Co., NY Rostock Mammoth Randolph Mammoth, Cattaraugus Co., NY 2 36 37 31 38 39 OS-85534 OS-93430 AA-1505 BETA-176929 WAT-999 OS-93354 Tooth (Collagen) Tusk (Collagen) Tooth (Collagen) Bone (Collagen) Tusk (Collagen) Tooth (Collagen) 11670 10150 23530 12370 12180 11230 11040 10800 32000 31300 31570 22760 13740 13320 12730 12320 12550 12510 12360 12300 12350 12325 12350 12300 12320 11820 11750 11700 11630 11565 11500 11480 11460 11440 11380 11390 11120 11070 11070 11100 11070 10930 11030 10995 10990 10900 11000 10920 10850 10850 10840 10810 10790 10630 10515 14240 12210 12160 12200 12720 12190 12130 12180 12250 12190 11750 11250 10930 10890 10790 10350 70 50 170 25 60 160 110 45 630 500 390 90 145 200 360 410 270 180 120 45 45 30 65 45 40 120 60 40 60 105 45 60 60 655 170 80 110 60 130 80 70 70 40 750 100 40 80 40 45 140 60 50 70 80 120 150 120 50 55 250 40 80 70 70 40 65 65 315 50 150 45 Genera Specimen Castoroides Dutchess Quarry Cave 8, Orange Co., NY Clyde, Wayne Co., NY Manasquan Inlet, NJ Big Brook Locality, Monmouth Co., NJ Pawelski Farm, Orange Co., NY Columbia Stag Moose, Warren Co., NJ Near Goshen, Orange Co., NY Orange Co., NY Lower Middle River Lower Middle River Cervalces Mammut Mammuthus Location (Fig. 1) C YBP t Critical value Cal BP 13640e13360 12070e11550 27920e27440 14680e14120 14220e13900 13410e12730 13130e12690 12750e12670 0.757 3.84, 1 36290e34650 27400e26840 17080e16160 16560e15440 0.565 3.84, 1 15690e13810 15410e13970 15010e13930 0.617 3.84, 1 14510e14070 0.4 3.84, 1 14540e14060 13890e13410 13770e13410 13600e13440 13600e13320 13600e13200 13450e13250 13470e13190 13440e13160 15130e11810 13560e12920 13390e13070 13200e12720 13110e12750 13170e12690 3.129 5.99, 2 13040e12760 14640e10760 13100e12660 1.25 3.84, 1 12860e12700 12800e12680 13050e12530 12820e12660 12780e12660 12780e12620 12760e12400 12770e12010 17740e16900 14670e13710 4.887 5.99, 2 14200e13960 1.316 5.99, 2 14200e13960 13770e13410 13240e13000 13430e12110 12840e12680 12990e12430 12460e11980 (continued on next page) 38 M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 Table 1 (continued ) Genera Specimen Location (Fig. 1) Lab no. Dated material 14 Ovibos Platygonus Elizabethtown Musk Ox Dutchess Quarry Cave 8, Orange Co., NY Dutchess Quarry Cave 8, Orange Co., NY Dutchess Quarry Cave 8, Orange Co., NY 40 1 1 1 AA-4935 CAMS-12592 CAMS-13027 CAMS-13057 Bone (Collagen) Tooth (Collagen) Tooth (Collagen) Tooth (Collagen) Wyoming Co., NY Camburn Elephant, Monmouth Co., NJ 41 42 OS-68051[A]a GX-18789 Bone (Collagen) Bone (Collagen) 11362g 12430 12220 12160 12200 10750 12470 115 70 60 80 50 50 260 Proboscidean C YBP t Critical value Cal BP 13440e13000 14990e14110 0.36 3.84, 1 14230e13950 12740e12620 15530e13770 ** Reporting authors recommend averaging these two dates alone, although AA-8215A (12720 þ/ 250) is statistically identical. Duplicate laboratory numbers given in same publication. Authors note of the Cervalces specimen: "This specimen is likely the same specimen previously dated by Buckley and Willis (1970) and reported by Funk et al. (1970) as the C. scotti (NYSM 24123) from the Dewey Parr locality (I-4016).” Specimen I-4016 (10950 þ/ 150 14C YBP) was excluded from our analyses but the date is statistically identical to this more-recent assay (t ¼ 0.917, c2(.05, 1) ¼ 3.84). b Specimens derive from the same locality, and dates are statistically identical; however, reporting authors make no mention of the possibility that they derive from the same mastodon individual. Here, we adopt a conservative approach and treat the two specimens as representing the same individual. c An assay conducted on this same individual at some point prior to 1974 is reported by Reilly (1974) and returned a date of 10340 þ/ 170 14C YBP(no laboratory number provided). We prefer the more-recent AMS assay reported bydand also preferred bydFeranec and Kozlowski (2012). d Hodgson and colleagues in the abstract of their paper in the same volume in which this date is published list this assay as 11560 þ/ 60. We use the date as given by Griggs and Kromer (2008) because (1) their chapter explicitly deals with analysis of radiocarbon dates from this site, and (2) by cross-reference to other published accounts of this date. e Reporting authors (Tankersley et al., 1998) do not explicitly identify this specimen as mastodon bone; however, see McAndrews (2003) and Laub (2003). f Three assays on same specimen of ivory. See McAndrews (2003) and Laub (2003). g Rayburn et al. (2007) correct the original AMS date using an estimated 13C value. a climatic change were important but individually partial causes (Barnosky et al., 2004; Koch and Barnosky, 2006; Nikoloskiy et al., 2011). But again, evidence of contemporaneity does not mean people had a causal hand in the extinction process; rather, it only indicates they could have. 4. Materials and methods Northeastern North American Paleoindian peoples are identified by diagnostic fluted and unfluted stone lanceolate bifacial tools (Ellis et al., 1998; Newby et al., 2005; Bradley et al., 2008; Lothrop et al., 2011). Extinct megafauna are defined as mammalian taxa with estimated body masses exceeding 44 kg that have been either regionally or globally extinct since the PleistoceneeHolocene transition, ca 11,000e10,000 14C YBP (12,800e11,500 cal BP). Taxa meeting this definition include mastodon (Mammut sp.), Scott’s stag-moose (Cervalces scotti), mammoth (Mammuthus sp.), giant beaver (Castoroides ohioensis), musk ox (Ovibos moschatus), flatheaded peccary (Platygonus compressus), and Steppe bison (Bison priscus [formerly B. crassicornis]). Caribou (Rangifer tarandus) were present in the Northeast during the Pleistocene and would qualify as megafauna but they are excluded here because historical, archaeological, and paleoecological data indicate they persisted in the region throughout the Holocene until being locally extirpated during the twentieth century (Goodwin, 1936; Palmer, 1938; Guilday, 1968; Bergerud, 1974; Bergerud et al., 2008; Putnam and Putnam, 2009). 4.1. Chronometric data We first consulted radiocarbon databases, including FAUNMAP II (Graham and Lundelius, 2010), CARD (Morlan, 1999; Gajewski et al., 2011), Harington’s (2003) compilation, and state-level databases (Jordan, 1969; Herbstritt, 1988; Hoffman, 1988; Levine, 1990; Gengras, 1996; Cox, 1999; Reeve and Forgacs, 1999; Will, 1999; Boulanger, 2007; Public Archaeology Laboratory, 2010). We then consulted primary sources to identify errors (e.g., compare dates for Michaud in Spiess and Wilson [1987] with those in Lothrop et al., [2011]). Recent literature was consulted to ensure inclusion of dates that had appeared since the compilation of radiocarbon databases, and regional archaeologists and paleontologists were queried for as-yet unreported dates. Finally, one AMS date obtained by the authors during this study is included and reported here for the first time. 4.1.1. Megafauna database We identified a total of 115 radiocarbon determinations associated with Pleistocene megafauna in the Northeast. This database was then vetted using a modified version of the criteria advocated by Barnosky and Lindsey (2010: Table 1) to increase confidence that the measured variabledthe calibrated (radiocarbon) agedaccurately reflects the target variabledthe date when an animal died. Unlike Barnosky and Lindsey, we included assays performed on bone apatite when isotopic or complementary 14C analyses indicated that contamination is not evident. Our vetting protocol resulted in the elimination of 46 dates (Supplementary Information [SI] 2), leaving 69 individual assays in our sample (SI 1). Two or more radiocarbon assays were reported for nine individual specimens in our database. To eliminate undue influence of multiple dates on the same megafauna specimen, we subjected the dates to a chi-square test of significance using Calib v.6.0.1 (Stuiver and Reimer, 1993). Dates from an individual megafauna specimen determined to be statistically identical at the 95% confidence interval were combined into pooled means in Calib. No instances were encountered in our vetted sample of a megafauna specimen having two or more ranges of dates that were not statistically identical at this confidence interval. Calculation of pooled means resulted in a final sample size of 57 radiocarbon-dated specimens from 47 separate localities (Fig. 1), and representing six different genera (Table 1). More than half of these assays are obtained on Mammut specimens, and nearly 80% of our sample is of the order Proboscidea. Thus, our sample is strongly biased towards proboscideans. On one hand, we suspect genera not represented in the vetted sample of dates were absent or quite rare on the Northeast landscape. The abundance of proboscideans, on the other hand, may reflect their abundance on the landscape, a greater probability of being dated than remains of other genera, or some other factor. Nevertheless, we assume the vetted sample reflects at an ordinal and relative scale the abundance of individuals of the multi-taxon category “megafauna”. 4.1.2. Paleoindian database We identified a total of 102 radiocarbon dates reported for Paleoindian components in the Northeast (SI 3 and 4). Yet, the quality of this database continues to be a subject of debate. Unlike direct dates on megafaunal skeletal remains, not all measured dates from archaeological sites can be reasonably assumed to represent M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 39 Fig. 1. Paleontological localities and archaeological sites in the American Northeast from which radiocarbon dates are used in this study. Site numbers correspond to those given in Tables 1and 2. the target dateda temporal estimation of human presence. There is no disciplinary consensus as yet on which dates are reflective of human occupations and which may represent naturally occurring forest fires (e.g., Levine, 1990; Curran, 1996; Spiess et al., 1998; Bonnichsen and Will, 1999). Some dates are relatively easily excluded because of anomalously young ages post-dating any known Paleoindian component in the Western Hemisphere (e.g., a calibrated date of AD 1650 115 [I-3443] from West Athens Hill in New York reported by Ritchie and Funk [1973]). Others can be rejected based on the absence of, or equivocal associations with, Paleoindian materials (e.g., BETA-18133 reported by Tankersley et al., [1997] and Gramly [1988:273] for the Lamb site was obtained on a sample of wood from the basal layer of a peat bog located over 25 m from the site). Similarly, radiocarbon dates reported from Paleoindian-bearing strata at Hiscock in northwestern New York (Laub et al., 1988; Laub, 2002) are actually younger than dates obtained from overlying strata. Based on these results and examination of faunal and sedimentological data, Steadman (1988) suggests that strata in this bog are disturbed to such an extent that suspected associations between the dated organic materials and Paleoindian artifacts cannot be confirmed (see also Laub, 2003). Direct dates on purported bone tools from Hiscock cannot be used either, because current interpretations (Laub, 2002; Tomenchuk, 2003) are that early human populations likely scavenged bones from the bog, and that animals found there had suffered natural deathsdand, see Haynes (2002, 2003) who disputes that these are in fact tools. In other instances, archaeological sites exhibit multiple populations of differently aged charcoal and/or bone (Levine, 1990; Bonnichsen and Will, 1999). For example, radiocarbon dates from Whipple in New Hampshire (Curran, 1984, 1996) were obtained on charcoal specimens recovered from concentrations of lithic debitage and calcined bone. Though the charcoal was initially assumed to be cultural, it is now suspected to be evidence of natural burns (Curran, 1994, 1996). Similarly, a date on charcoal (BETA-1833) from Feature 1 at Vail returned an age of 11,120 180 14C YBP (12,990 180 cal BP; Gramly, 2009). This date is considered suspect (Haynes et al., 1984; Curran, 1996) because four additional assays of the same charcoal specimen produced a series of ages which are in statistical agreement with one another, but roughly 1000 years younger than BETA-1833. The use of a ranking system for Paleoindian dates, similar to that used by Barnosky and Lindsey (2010) or Mead and Meltzer (1984), presents additional problems. For example, recently reporteddand widely accepteddradiocarbon dates for Bull Brook (Robinson et al., 2009) would not be acceptable because of the equivocal archaeological context of the specimens and the dating of bone apatite, whereas the previously mentioned dates from Whipple would be accepted despite the general consensus that these represent natural forest fires. In order to circumvent these issues, we first ranked each date according to the criteria of Barnosky and Lindsey (2010) and then used the primary literature to identify factors that might give reason to discount the radiocarbon determination as a valid temporal estimate of archaeological site occupation. All of our dates, their ranks, and explanations for date rejections are provided in the Supplementary Material of this article. Our compiled radiocarbon database is similar to those used by others in regional analyses (e.g., Newby et al., 2005; Lothrop et al., 2011; Miller and Gingerich, 2013). Major differences include the addition of recently obtained dates from two sites, and the elimination of the aforementioned dates from Whipple. Fifty-six individual radiocarbon determinations were selected from 22 Paleoindian components in the Northeast (Fig. 1, Table 2). As with the megafauna dates, dates from the same archaeological components were evaluated using the Chi-square test in Calib. Two exceptions to the pooled mean process were made. First, three radiocarbon dates from Feature 1 at Vail in Maine reported by Haynes et al. (1984) are statistically identical; however, a recently obtained AMS date reported by Gramly (2009) on the same charcoal specimen is statistically different from these. In this case, because all of the assays were performed on the same material yet are significantly different, and no additional modern assays have 40 M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 Table 2 Radiocarbon dates obtained from Paleoindian archaeological sites in Northeastern North America and used to construct SPD curves. All dates calibrated using IntCal13 and CalPal Advanced and given at the two-sigma range. Pooled means calculated in Calib, critical values given at 0.05 significance level. Full data on each radiocarbon assay are presented in Supplementary Information Table 1 (SI 3) and available from the senior author on request. Site Location Arc Brigham (ME90.2C) Bull Brook 1 2 3 Colebrook (27CO38) 4 Debert (BiCu-1) 5 Dutchess Quarry Cave 8 Esker (ME86.12) Hidden Creek (72e163) Hidden Creek (72e163) 6 7 8 8 Janet Cormier (ME23.25) Jefferson II (27CO29) Michaud (ME23.12) 9 10 11 Neponset/Wamsutta (19NF70) Nesquehoning Creek (36CR142) ShawneeeMinisink (36MR43) 12 13 14 Steel (28CM42) Templeton (6LF21) 15 16 Turkey Swamp Vail (ME81.1) 17 18 Varney Farm (1) (ME36.57) 19 Varney Farm (2) (ME36.57) 19 Varney Farm (3) (ME36.57) Wallis (36PE16) Weirs Beach (NH26.32) West Creek (28OC45) 19 20 21 22 a b Lab no. BGS-1794, BGS-1795 BETA-7183 BETA-240629 BETA-240630 BETA-107429 BETA-258579 P-977, P-743a, P-970a, P-972, P-741a, P-966a, P-967a, P-973, P-739a, P-971, P-974, P-975 BETA-25255 BETA-103384 BETA-126817 BETA-121846, BETA-149920 BETA-126645 BETA-108465 BETA-13833, BETA-15660 BETA-75527 BETA-278334 BETA-203865, BETA-127162, UCIAMS-24865, BETA-101935, UCIAMS-24866, OXA-1731 BETA-81355 W-3931, AA-7160 DIC-1059 SI-4617 AA-114, AA-115, AA-117, BETA-207579 BETA-81250, BETA-88674, BETA-81251 BETA-88673, BETA-93001 BETA-79658 BETA-128231 GX-4569 BETA-71577 14 C YBP t Critical value Cal BP 10375 10290 10410 110 460 60 0.002 3.84, 1 0.015 3.84, 1 12610e11850 13150e10670 12550e12030 10225 40 0.161 3.84, 1 12110e11750 10580b 40 19.7, 11 12690e12410 8290 10110 10260 9150 100 70 70 30 3.84, 1 9550e8990 12090e11290 12340e11700 10430e10190 10240 8570 9130 90 60 200 3.84, 1 12360e11600 9660e9460 10850e9690 10210 9940 10940b 60 50 20 15.197 11.1, 5 12150e11670 11640e11160 12840e12720 9530 10210 60 90 0.006 3.84, 1 11190e10590 12260e11540 8740 10610y 165 40 9.49, 4 10300e9380 12700e12500 8410 50 0.151 5.99, 2 11310e10110 8660 40 0.889 3.84, 1 9720e9520 9410 9890 9615 9850 190 40 225 160 14.86 0.00 3.305 15.95 9540e9300 11390e11190 11540e10340 11900e10780 Radiocarbon date is itself an average of multiple assays on the same specimen. Dates are significantly different at 95% confidence interval; however, reporting authors suggest averaging is appropriate. been performed to evaluate the accuracy of the newly obtained date, we opted to include all of the dates in the pooled mean. Second, a total of ten radiocarbon dates are reported for Shawneee Minisink (McNett et al., 1977; Dent, 2002; Gingerich, 2007a, 2007b, 2011). McNett et al. (1985) reject two of these (W-3388 [9310 1000 14C YBP] and W-3391 [11,050 1000 14C YBP]), presumably because of large errors. The remaining two dates from McNett’s original work are statistically identical but have large errors compared to six recently obtained AMS dates on charred Crataegus seeds (Dent, 2002; Gingerich, 2007a, 2011). These six AMS dates are significantly different from one another at the 95% confidence interval, yet all were obtained on charred seeds from the same archaeological feature. In keeping with other treatments of the site (e.g., Gingerich, 2007a, 2007b, 2011; Miller and Gingerich, 2013), we opt to use the pooled mean of these six dates as a single estimate of the age of ShawneeeMinisink. Using the pooled mean procedure discussed above, our final archaeological database contains 25 ages from 22 Paleoindian archaeological sites. Two sites (Hidden Creek in Connecticut and Varney Farm in Maine) have multiple statistically different age ranges represented in their radiocarbon dates. There is as-yet no way to identify which is the “correct” datedif not alldto associate with human occupation at these sites, so we opt to include multiple ranges for each site in our database. This procedure reduces the M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 chances of rejecting overkill because it increases the probability of finding temporal overlap of extinct megafauna and human occupation of the Northeast because it potentially increases the time depth of the latter. 4.2. Summed probability distributions 4.2.1. Constructing summed probability distribution curves We follow methods outlined in recent studies that use radiocarbon dates as archaeological data (e.g., Hamilton and Buchanan, 2007; Shennan and Edinborough, 2007; Buchanan et al., 2008; Tallavaara et al., 2010; Gajewski et al., 2011; Miller and Gingerich, 2013). Individual radiocarbon dates and pooled means were calibrated using the IntCal13 calibration curve (Reimer et al., 2013), and summed probability distributions (SPDs) of calibrated ages BP were created for each database using CalPal Advanced (Weninger and Jöris, 2008). All ages mentioned below are given in calibrated years BP and at the 2-sigma range unless otherwise noted. 4.2.2. Interpretive and analytical challenges Recently, the use of SPDs as population proxies, for humans or other phenomena, has been the subject of some debate (e.g., Rick, 1987; Kuzmin and Keates, 2005; Surovell and Brantingham, 2007; Surovell et al., 2009a; Louderback et al., 2010; Steele, 2010; Buchanan et al., 2011; Williams, 2012). A thorough discussion of the pros and cons of these statistical constructs is best left for another venue; however, some discussion of recent criticisms and how we address them is necessary here. Williams’ (2012) recent review highlights three methodological concerns with the use of SPDs: (1) sample size, (2) effects of calibration curve, and (3) taphonomic correction. Below, we address each of these concerns as they impact our study. We find that Williams’ methodological concerns are peculiar to the temporal scale of his own data (ca 40,000 years) and to his choice in calibration software. 4.2.3. Sample size ska and Pazdur (2004) demonstrate that the miniMichczyn mum number of dates required to construct a reliable SPD is dependent upon the mean standard error (DT) and the overall span of time represented in a database. Williams (2012:587), however, recommends that “at least 500 radiocarbon dates should be used in any form of summed probability analysis” irrespective of the duration of time involved in the analysis or of DT. Importantly, the radiocarbon database that Williams used spanned a period of 40,000 years, and in this context a total sample size of 500 would equate to one date every 80 years or so. As applied to the relatively brief span of time we address in the current study (ca 5000 years), a sample size of 500 dates would equate to a single date every 10(!) years. We therefore feel, in agreement with ska and Pazdur (2004), that effective sample size should Michczyn be dictated by the temporal scale of the study and the precision of the available database. In order to evaluate sample size requirements for our data, we modeled a series of radiocarbon dates spaced at equal intervals spanning a period of 8000 radiocarbon years (16,000e8000 14C YBP), each with a standard error of 120 years, equal to DT of our database. This span of time exceeds that in which we are interested by several thousand years on either end, and thus should provide a conservative estimate of sample size necessary for our study. The results (Fig. 2) suggest that with a DT of 120, a sample of 33 or more radiocarbon dates is sufficient to generate an SPD reflecting the underlying distribution. Whereas our megafauna database is almost twice this size, our Paleoindian database is slightly smaller. 41 4.2.4. Effects of calibration curve Williams (2012) and others (e.g., Steele, 2010) have argued that fluctuations in the calibration curve used by radiocarbon-datecalibration software directly influence the resultant shape of an SPD. Both Williams and Steele used OxCal (Bronk Ramsey, 2009) to generate their SPDs. Yet, whereas SPDs produced in OxCal are strongly influenced by patterns in the underlying radiocarbone calibration curve, there is no such sensitivity in CalPal (Buchanan et al., 2011; Weninger et al., 2011; Schmidt et al., 2012) because of the way in which Bayesian priors are applied to the posterior data frequency. So, while we agree with Williams (2012) that the shape of the underlying calibration curve will influence the shape of an SPD in OxCal (and Calib), this is not a concern for our study, as we make use of CalPal. Indeed, as shown in Fig. 2dthere is no calibration-curve influence visible in the SPDs generated using a uniform distribution of dates. 4.2.5. Taphonomic correction As made clear by Lima-Ribeiro and Diniz-Filho (2013), the youngest dated extinct animal and the oldest dated artifacts likely do not represent the last living individual or the first colonizer, respectively (see also Johnson et al., 2013 and references therein). Older materials generally are less well and less often preserved than younger materials (Surovell and Brantingham, 2007; Surovell et al., 2009a). Thus, we acknowledge that the archaeological and paleontological radiocarbon records are subject to some preservation bias and that these records are also subject to sampling bias. For instance, remains of extinct megafauna found in what are believed to be late Pleistocene sedimentsdand thus are suspected of being contemporaneous with early Americansdare more likely to be assayed by radiocarbon dating than are remains encountered in contexts clearly pre-dating the human entrance into the Americas (Meltzer and Mead, 1983). Similarly, it may be that some time periods (e.g., sites anticipated to be “the first” or “the earliest”) get much dating attention (Grayson, 2011). Surovell and Brantingham (2007; see also Surovell et al., 2009a) suggest correcting any temporal frequency data by an empirically derived factor to account for taphonomic bias (see also Johnson et al., 2013). We agree this is good practicedparticularly when comparing numbers of specimens over prolonged periods of time. Yet, in this study, we compare the frequencies of two phenomena at more or less the same point in time. Thus, correcting for taphonomic bias is largely irrelevant to our project. Indeed, applying the correction advocated by Surovell et al. (2009a) has minimal effect on the underlying frequency distribution of our data (Fig. 3). The reason for this is simple: Surovell et al. (2009a,b) developed their taphonomic-bias-correction factor to evaluate the relative frequencies of events occurring across spans of 15,000 and 40,000 years, whereas the temporal distributions of events we are measuring are on a scale of a few thousand years and, significantly, are of equivalent age. Certainly if wedlike Williams (2012)dwere comparing the distribution of dates over a span of 40,000 years, taphonomic bias would most definitely need to be accounted for. In the case of our data, however, this does not appear to be an issue. 5. Results The two resultant SPD curves are shown in Fig. 4. The SPD for megafauna is bimodal, with one peak between 14,300 and 14,100 cal BP, and the other showing a relatively stable plateau between 13,500 and 12,800 cal BP followed by a sharp spike and drop at 12,800e12,700 cal BP. The sharp spike at 12,800e12,700 cal BP is more-or-less contemporaneous with the first well-dated human occupation in the regiondShawneeeMinisink at (12,840e 12,720 cal BP; m ¼ 12,780 cal BP). 42 M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 Fig. 2. Summed probability distribution curves generated with CalPal for six samples of equal-interval radiocarbon dates spanning the time period of interest. Note that below a sample size of 33, the standard error between dates results in a curve characterized by peaks and valleys; whereas, with n ¼ 33 or greater, the curves reflect a continuous distribution that does not appear influenced by either sample size or by fluctuations in the calibration curve. and the next-youngest date. Indeed, only 15 (26%) of our megafauna specimens produced dates younger than the initial date of human occupation in the region. Of these 15 specimens, all but four date to within one century of the date at ShawneeeMinisink. The remaining four (7% of the total database) specimens (Mammut, n ¼ 3; Castoroides, n ¼ 1) post-date the next-oldest-dated Paleoindian site (Vail, 12,700e12,500 cal BP; m ¼ 12,600 cal BP). Viewed Megafauna Actual Modeled Paleoindian Actual Modeled 0.0 0.2 0.4 p [rel] 0.6 0.8 1.0 The youngest megafauna specimen in our dataset, a specimen of Castoroides from Wayne County, New York, dates to 12,070e 11,550 cal BP (m ¼ 11,810 cal BP). This alone would suggest that there was temporal overlap of megafaunal and human populations in the Northeast on the order of roughly 1000 years. However, as is clear in Fig. 4, this youngest megafauna date appears somewhat anomalous. That is, a period of roughly 500 years exists between it 18,000 16,000 14,000 12,000 10,000 14 C YBP Fig. 3. Temporal frequency distributions of megafauna and Paleoindian radiocarbon dates in the Northeast between 18,000 and 9000 taphonomic bias following Surovell and Brantingham (2007) and Surovell et al. (2009a, b). Dotted lines represent actual data. 14 C YBP. Solid lines are data modeled for M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 43 Fig. 4. Summed probability distribution curves generated for megafauna specimens and Paleoindian archaeological sites in the American Northeast based on radiocarbon dates available in 2013. in another light, greater than 90% of known megafauna specimens are as old or older than the first appearance of humans, and 75% clearly pre-date human entrance into the region. 6. Discussion The megafauna SPD is bimodal, with a clear increase in the number of dated specimens leading up to ca 14,200 cal BPdover 1000 years before any evidence of human presence in the region. The initial decline in large herbivore populations ca 14,100 cal BP is unrelated to human presence in the region. The temporal span of this earlier event is consistent with a collapse of Northeast megafaunal populations hypothesized to have occurred between 14,800 and 13,700 cal BP based on Sporormiella spore abundance (Gill et al., 2009; Robinson and Burney, 2008; Robinson et al., 2005; but see; Feranec et al., 2011; Parker and Williams, 2012; Raper and Bush, 2009). Though Robinson et al. (2005) suggested some degree of human involvement with this decline, our data clearly suggest that humans were not a factor during this time period. A collapse of megafauna populations at this time is also suggested by an apparent genetic bottleneck of various mammalian taxa during the terminal Pleistocene (references in de Bruyn et al., 2011), though we concede that the chronological resolution of this genetic evidence is not as precise as that offered by radiocarbon-dated remains and soil cores. We also note that the timeframe of this increased number of dated megafauna specimens is coincident with the onset of extreme aridity at 14,500 cal BP across large portions of North America (Polyak et al., 2012). The second peak of megafauna radiocarbon dates falls between 13,600 cal BP and ca 12,700 cal BP. Yansa and Adams (2012) document significant dietary stress in proboscidean populations of the neighboring Great Lakes region 13,500 and 13,000 cal BPdwell in line with the second peak in our megafauna SPD, and coincident with regionally documented increases in temperature, lake level, and vegetation change (Munoz et al., 2010). Because this increase in megafauna dates precedes the appearance of humans, and yet is commensurate with documented environmental change and documented dietary stress in megafauna of neighboring areas, we interpret the second peak to most likely be the result of a combination of dietary-stress induced deaths. We do, however, concede that there may be some sample bias evident, reflecting a higher probability of dating what seem to be terminal Pleistocene megafauna. The drop in the megafauna SPD ca 12,700 cal BP is preceded by the single archaeological date at ShawneeeMinisink of 12,780 cal BP noted above. The two SPDs thus suggest human arrival at the tail end of a prolonged extinction process that had been occurring for more than 1000 years beforehand (since ca 14,100 cal BP). One could argue the temporal overlap presented by the two SPD curves supports an overkill scenario. This ignores the fact that (A) overkilldincluding the Blitzkrieg modeldby definition, was the singular cause of the terminal Pleistocene extinction of megafauna, and yet the SPDs suggest increases in the deaths of megafauna well before humans arrived; and, (B) not one specimen in our megafauna database shows evidence of human involvement in its death, and not one of the archaeological sites in our database contains evidence of the hunting of megafauna. If our results are interpreted as supporting overkill of any sort, we are left having to explain how human hunting resulted in pronounced decline in megafauna for over 1000 years (from 14,100 cal BP to 12,780 cal BP) while leaving no evidence of human occupation, bone modification, or butchering on the hundreds of megafauna specimens that have been recovered. We are also left trying to explain why humans began leaving archaeological traces in the region later than the mean radiocarbon dates of more than 90% of all known megafaunal remains, and why no known archaeological site in the region contains evidence (equivocal or otherwise) of megafauna hunting. In short, we believe that the simplest explanation, that which is most in line with all available evidence, and that which requires the fewest assumptions, is that megafaunal extinction processes in the American Northeast began well before humans arrived in the region. During the Pleistocene to Holocene transition the taxonomic composition of mammal communities shifted from so-called “no analog” faunas to faunas of modern composition (Faunmap Working Group, 1996). Mean body size of bison (Bison spp.), bighorn sheep (Ovis canadensis), wapiti (Cervus canadensis), wood rats (Neotoma spp.), horses (Equus sp.) and other taxa in North America decreased during the late Pleistocene (Hill et al., 2008; Lyman, 2009, 2010; Lyman and O’Brien, 2005; Guthrie, 2003, respectively). The diminution process seems to have preceded the first appearance of humans, implicating an environmental cause of a stressful time for at least some mammals. Given the absence of evidence for direct association of humans with Pleistocene megafauna, an environmentally dynamic terminal Pleistocene, and what seems to be a depleted population of megafauna, we, like Haynes (2013), suspect the SPDs indicate human entrance into the Northeast at a time when megafauna were depleted in abundance and thus found in geographically (and hence genetically) isolated populations. If this suspicion is correct, then if human hunters had any input into extinction of Pleistocene megafauna in the Northeast, it was only the coup de grace in a process largely driven by nonhuman mechanisms. 7. Conclusions The SPD of Paleoindian archaeological components displays minimal overlap with the tail end of the SPD for directly dated megafauna specimens. This minimal overlap suggests that the two were contemporary for only a brief span of time. The SPDs also indicate declines in megafauna populations preceded human entrance into the American Northeast. These findings are independent of, and supportive of, conclusions based on Sporormiella abundances and genetic evidence suggesting declines in 44 M.T. Boulanger, R.L. Lyman / Quaternary Science Reviews 85 (2014) 35e46 megafauna populations prior to the arrival of humans, as well as with paleoclimatic data indicating periods of environmental change. This scenario, if correct, explains why archaeologists and paleontologists have as yet failed to identify any unequivocal associations of humans and megafauna in the Northeast. If people had a hand in the extirpation, it seems to have been at best a coup de grace. Whatever drove local declines in regional megafauna populations, chronological evidence suggests that humans had a minimal role. We stress that our data do not speak to continentwide population dynamics of megafauna, or to extinction processes elsewhere in North America. That is, the declines we see in Northeast megafauna populations may be a cascade effect from declines in regional populations elsewhere on the continent that may or may not have been the result of human hunting. Yet, in the Northeast itself, the presently available data do not support a scenario in which humans hunted megafauna to extinction in the fashion suggested by Martin’s original or Blitzkrieg overkill hypothesis. Acknowledgments We thank Michael J. 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