Page 1 of 30 Environmental Science & Technology 1 Modeling of Nitrous Oxide Production by Autotrophic Ammonia-Oxidizing Bacteria 2 with Multiple Production Pathways 3 4 Bing-Jie Ni*, Lai Peng, Yingyu Law, Jianhua Guo, Zhiguo Yuan* 5 6 Advanced Water Management Centre, The University of Queensland, St. Lucia, Brisbane, 7 QLD 4072, Australia 8 9 *Corresponding authors: 10 Bing-Jie Ni, P +61 7 3346 3230; F +61 7 3365 4726; E-mail [email protected] 11 Zhiguo Yuan, P + 61 7 3365 4374; F +61 7 3365 4726; E-mail [email protected] 12 13 TOC Art 14 15 This is a post-print version of the following article: Ni B.-J., Peng L., Law Y., Guo J. and Yuan Z. (2014) Modeling of nitrous oxide production by autotrophic ammonia-oxidizing bacteria with multiple production pathways. Environmental Science and Technology, 48 7: 3916-3924. © American Chemical Society 1 ACS Paragon Plus Environment Environmental Science & Technology 16 ABSTRACT 17 Autotrophic ammonia oxidizing bacteria (AOB) have been recognized as a major 18 contributor to N2O production in wastewater treatment systems. However, so far N2O 19 models have been proposed based on a single N2O production pathway by AOB, and there is 20 still a lack of effective approach for the integration of these models. In this work, an 21 integrated mathematical model that considers multiple production pathways is developed to 22 describe N2O production by AOB. The pathways considered include the nitrifier 23 denitrification pathway (N2O as the final product of AOB denitrification with NO2- as the 24 terminal electron acceptor) and the hydroxylamine (NH2OH) pathway (N2O as a byproduct 25 of incomplete oxidation of NH2OH to NO2-). In this model, the oxidation and reduction 26 processes are modelled separately, with intracellular electron carriers introduced to link the 27 two types of processes. The model is calibrated and validated using experimental data 28 obtained with two independent nitrifying cultures. The model satisfactorily describes the N2O 29 data from both systems. The model also predicts shifts of the dominating pathway at various 30 dissolved oxygen (DO) and nitrite levels, consistent with previous hypotheses. This unified 31 model is expected to enhance our ability to predict N2O production by AOB in wastewater 32 treatment systems under varying operational conditions. 33 34 INTRODUCTION 35 Nitrous oxide (N2O) not only is a greenhouse gas, with an approximately 300-fold 36 stronger warming effect than carbon dioxide,1 but also reacts with ozone in the stratosphere 37 leading to ozone layer depletion.2 Autotrophic ammonia oxidizing bacteria (AOB) have been 38 recognized as a major contributor to N2O production in wastewater treatment systems.3-8 39 Chemolithoautotrophic AOB oxidizes ammonia (NH3) to nitrite (NO2-) via hydroxylamine 40 (NH2OH) as the energy-generating process.9 The first step is catalyzed by a membrane 2 ACS Paragon Plus Environment Page 2 of 30 Page 3 of 30 Environmental Science & Technology 41 bound ammonia monooxygenase (AMO) where NH3 is oxidized to NH2OH with the 42 reduction of molecular oxygen (O2).10 In the second step, NH2OH is oxidized to NO2- by 43 hydroxylamine oxidoreductase (HAO) with O2 as the main terminal electron acceptor.9 44 According to the current understanding, N2O production by AOB occurs through two 45 different pathways: i) N2O as the final product of AOB denitrification with NO2- as the 46 terminal electron acceptor, known as the nitrifier denitrification pathway6,11 and ii) N2O as a 47 byproduct of incomplete oxidation of hydroxylamine (NH2OH) to NO2-, called the NH2OH 48 pathway.6,8,10,12 The first pathway involves the sequential reduction of NO2- to nitric oxide 49 (NO) and then to N2O, catalyzed by the copper-containing NO2- reductase (NirK) and a 50 haem–copper NO reductase (NOR), respectively. Nitrifier denitrification is particularly 51 promoted under oxygen limiting and completely anoxic conditions.4,5 The second pathway 52 involves chemical decomposition of nitroxyl radical (NOH) or biological reduction of NO, 53 both of which have been proposed to be intermediates formed during the oxidation of 54 NH2OH to NO2-. N2O production via the NH2OH pathway mainly takes place under aerobic 55 conditions.8 56 Mathematical modeling of N2O emissions is of great importance towards a full 57 understanding of the greenhouse gas emissions from wastewater treatment systems.13 The 58 ability to predict N2O production by modeling provides an opportunity to include N2O 59 production as an important consideration in the design, operation and optimization of 60 biological nitrogen removal processes.14 Furthermore, mathematical modelling should be a 61 more appropriate method for estimating site-specific emissions of N2O since the current 62 accounting guidelines proposed by the United Nation’s Intergovernmental Panel on Climate 63 Change (IPCC) and various governments are using an oversimplified model (fixed emission 64 factors).14,15 In addition, mathematical modeling provides a method for verifying hypotheses 65 related to the mechanisms for N2O production, and thus serves as a tool to support the 3 ACS Paragon Plus Environment Environmental Science & Technology 66 development of mitigation strategies.13,15 67 To date, several mathematical models have been proposed for N2O production by AOB 68 based on either of the two pathways.13,14,16-19 Ni et al.13 conducted the direct side-by-side 69 comparison of these models with identical datasets reported for different systems and under 70 different conditions. The modeling results demonstrated that none of these models were able 71 to reproduce all the presented N2O data, likely because they have been proposed based on a 72 single N2O production pathway. Chandran et al.6 proposed that both the AOB denitrification 73 and NH2OH pathways could be involved in N2O production by AOB and the two pathways 74 are likely differently affected by oxygen. Thus, mathematical modeling of N2O production 75 by AOB should include both the nitrifier denitrification and NH2OH oxidation pathways. 76 In this work, we aim to develop a new mathematical model that integrates the two 77 pathways. To this end, the complex biochemical reactions and electron transfer processes 78 involved in AOB metabolism are lumped into three oxidation and three reduction reactions 79 that are linked through intracellular electron carriers. The model is tested by comparing 80 simulation results with measured data from two different nitrifying cultures and under 81 various dissolved oxygen (DO) and NO2- concentration conditions. 82 83 MATERIALS AND METHODS 84 A New Model Incorporating Two N2O Production Pathways by AOB. The new 85 mathematical model that synthesizes all relevant reactions involved in the consumption and 86 production of NH3, NH2OH, NO, N2O, O2 and NO2- by AOB and incorporates both the 87 nitrifier denitrification and the NH2OH pathways for N2O production is schematically shown 88 in Figure 1. The model decouples the oxidation and the reduction processes. Electron 89 carriers are introduced as a new component in the model to link electron transfer from 90 oxidation to reduction. In particular, Mred (reduced mediator) and Mox (oxidized mediator), 4 ACS Paragon Plus Environment Page 4 of 30 Page 5 of 30 Environmental Science & Technology 91 defined as the reduced and oxidized forms of electron carriers,20 respectively, are included in 92 the model as two new state variables (Figure 1). The continued availability of Mox for 93 oxidation and Mred for reduction relies on their concomitant regeneration due to the fact that 94 the electron carrier pool is relatively small compared with its turnover rate.20,21 In this work, 95 this recirculation loop is modeled by an increase in Mred being balanced by a decrease in 96 Mox and vice versa (Mred ⇋ Mox + 2e- + 2H+), with the total level of electron carriers (Ctot) 97 being held constant ( S Mred + S Mox = C tot ). This kinetic approach has been applied 98 successfully in the modeling of both pure culture and mixed culture systems.20,22 99 As shown in Figure 1, NH3 is first oxidized to NH2OH (Eq. 1), in which one O atom 100 from O2 is reduced and incorporated into the substrate resulting in the formation of NH2OH. 101 The second O atom is reduced to H2O. In this reaction, Mred donates two electrons to the O 102 atom and is oxidized to Mox. 103 NH3 oxidation to NH2OH, mediated by AMO 104 NH 3 + O2 + Mred → NH 2 OH + Mox + H 2 O 105 NH2OH oxidation to NO2- by AOB is modeled by the following two processes with NO 106 as an intermediate during the oxidation of NH2OH (Eq. 2 and Eq. 3). Mox would receive 107 four electrons produced by NH2OH oxidation and be reduced to Mred. (1) 108 NH2OH oxidation to NO, mediated by HAO 109 3 3 NH 2 OH + Mox → NO + Mred 2 2 110 NO oxidation to nitrite, mediated by HAO 111 1 1 NO + H 2 O + Mox → NO2− + Mred + H + 2 2 112 The biological reduction of the NO that formed as the intermediate during the oxidation 113 of NH2OH would then produce N2O (Eq. 4, the NH2OH pathway). In this reaction, Mred 114 donates one electron to NO and is re-oxidized to Mox. (2) 5 ACS Paragon Plus Environment (3) Environmental Science & Technology Page 6 of 30 115 NO reduction to N2O, mediated by NOR 116 1 1 1 1 NO + Mred → N 2 O + Mox + H 2 O 2 2 2 2 117 The transfer of electrons is the energy production process by AOB. Mred donates 118 (4) electrons to reduce O2 and is re-oxidized to Mox during this process (Eq. 5). 119 Oxygen reduction to H2O, mediated by HAO 120 1 1 O2 + Mred + H + → Mox + H 2 O 2 2 121 NO2- could also be used as terminal electron acceptor instead of O2, which would 122 produce N2O as final product of NO2- reduction (Eq. 6). Mred donates electrons to reduce 123 NO2- and is re-oxidized to Mox. In this model, we describe NO2- reduction as a one-step 124 process. This simplification was made in order to avoid a direct link between the two 125 pathways via NO. If NO were modeled as an intermediate for NO2- reduction, the NO 126 produced in this process would be available for oxidation to NO2-, resulting in NO and NO2- 127 loop. This assumption is justifiable, as NO accumulation/emission is rarely observed during 128 denitrification by AOB4,6,23 or heterotrophs.20 (5) 129 Nitrite reduction to N2O, mediated by NirK and NOR 130 NO2 + Mred + H + → 131 The kinetics and stoichiometry of the above model are summarized in Table 1. For 132 simplicity, we have neglected the small amount of electrons transported to CO2 for biomass 133 formation. This is acceptable because only about 4% of the electrons would be transported 134 for CO2 fixation and biomass formation based on the typical biomass yield for AOB (0.15 135 g-COD/g-N).13-17 This simplification would lead to a slightly over-predicted oxygen 136 consumption by the model, without significant impact on N2O prediction. Table S1 in the 137 Supporting Information (SI) defines the model components. Table S2 shows the definitions, − 1 3 N 2 O + Mox + H 2 O 2 2 6 ACS Paragon Plus Environment (6) Page 7 of 30 Environmental Science & Technology 138 values, and units of all parameters used in the developed model. Kinetic control of all the 139 enzymatic reaction rates is described by the Michaelis–Menten equation. The rate of each 140 reaction is modelled by an explicit function of the concentrations of all substrates involved in 141 the reaction, as described in detail in Table 1. 142 By decoupling the oxidation (R1 to R3) and reduction (R4 to R6) reactions through the 143 use of electron carriers, the electron distribution between O2, NO2- and NO as electron sinks 144 is modeled through assigning different kinetic values to Processes R4, R5 and R6 with 145 respect to Mred, which are provided by Processes R2 and R3. 146 It should be noted that Mred and Mox are two lumped parameters used in the model. In 147 reality, the electron transport during the oxidation of NH3 to NO2- by AOB will involve 148 several electron carriers, such as ubiquinone (UQ) and various cytochromes.6 The use of 149 such lumped parameters reduces the complexity of the model, making the implementation, 150 application, and comprehension of the model easier. 151 Experimental Data for Model Evaluation. Nitrifying Culture I: Experimental data 152 from a nitrifying culture performing partial nitrification previously reported in Law et al.24 153 are used for the model calibration and validation. The enriched AOB culture was developed 154 in an 8-L lab-scale sequencing batch reactor (SBR) fed with synthetic anaerobic digester 155 liquor. The reactor was operated with a cycle time of 6 h consisting of 30 min settling, 10 156 min decanting, 2.5 min aerobic feeding I, 65 min aerating I, 92 min idle I, 2.5 min aerobic 157 feeding II, 65 min aerating II, 92 min idle II, and 1 min wasting periods. Two liters of 158 synthetic anaerobic digester liquor (composition described in Law et al.24) was fed every 159 cycle giving a hydraulic retention time (HRT) of 24 h. During the feeding and aerobic 160 reaction phases, aeration was supplied with a constant air flow rate of 2.5 L/min, giving a 161 DO concentrations varying between 0.016 and 0.025 mmol-O2/L. The SRT was kept at 162 around 20 days. This AOB culture converts approximately 55% of the 72 mmol-NH4+/L 7 ACS Paragon Plus Environment Environmental Science & Technology 163 contained in the feed to NO2-, resulting in an effluent NH4+ and NO2- concentration of 32.4 164 and 38.2 mmol-N/L, respectively. Minimal nitrite oxidising bacterial (NOB) activity was 165 detected with NO3- concentration lower than 1.4 mmol-NO3-/L at all times. More details of 166 the reactor operation and performance can be found in Law et al.24. 167 Four sets of batch experiments were conducted with this culture in a 1.3-L batch reactor 168 at different DO and NO2- levels: 1) NO2- was stepwise dosed from 0 to 72 mmol-N/L with a 169 NO2- concentration increment of 0.7, 0.7, 2.1, 3.6, 28.6 and 35.7 mmol-N/L every 30 mins. 170 This was conducted in three separate batch experiments with DO concentration being 0.017, 171 0.041 and 0.072 mmol-O2/L, respectively; 2) individual NO2- dosing at DO of 0.017 172 mmol-O2/L, this set of experiments includes six batch tests with the addition of NO2- at 0.7, 173 1.4, 2.1, 7.1, 35.7 and 72 mmol-N/L, respectively (30 mins after the test started when a 174 pseudo-steady state N2O production rate was observed); 3) At DO of 0.017 mmol-O2/L, 175 NO2- was allowed to accumulate gradually from 0 to 72 mmol-N/L as a result of NH3 176 oxidation by AOB; and 4) step-wise DO increase with step-wise NO2- dosing, DO 177 concentration was first step-wise increased from 0.017 to 0.041 and further to 0.072 178 mmol-O2/L every 30 mins. NO2- was then step-wise dosed with an increment of 0.7, 0.7, 2.1, 179 3.6, 28.6 and 35.7 mmol-N/L every 30 mins. In each batch experiment, DO in the batch 180 reactor was manually controlled at the specified level using a gas mixture of N2 and air. The 181 total gas flow rate was maintained constantly at 1 L/min in all tests. NH4+ was maintained 182 relatively constant at 35.7 ± 2.1 mmol-N/L in all experiments. The experimental temperature 183 and pH were controlled as 33 ± 1oC and 7.0 ± 0.1, respectively. The gas phase N2O 184 concentration was analysed with a URAS 26 infrared photometer (Advance Optima 185 Continuous Gas Analyser AO2020 series, ABB). The data was logged every 3 sec. The N2O 186 production rate was calculated by multiplying the measured gas phase N2O concentration 187 and the known gas flow rate. Mixed liquor samples were taken periodically using a syringe 8 ACS Paragon Plus Environment Page 8 of 30 Page 9 of 30 Environmental Science & Technology 188 and immediately filtered through disposable Milipore filters (0.22 µm pore size) for NH4+, 189 NO2- and NO3- analysis. The detailed experimental setup, analysis methods, experimental 190 results and calculation of the N2O production rates can be found in Law et al.24. 191 Nitrifying Culture II: A nitrifying culture performing full nitrification by both AOB and 192 NOB (highly different community from Culture I) was enriched in an SBR with a working 193 volume of 8 L. The reactor was operated with a cycle time of 6 h consisting of 40 min 194 settling, 7 min decanting, 12.5 min aerobic feeding, 300 min aerating and 0.5 min wasting 195 periods. In each cycle, 2 L of synthetic wastewater (detail composition was adapted from 196 Kuai and Verstraete25, no COD was provided) containing 4.3 mmol-NH4+/L (6% of that 197 received by Culture I) was fed to the reactor during the 12.5 min of the aerobic feeding 198 period, resulting in a HRT of 24 h. Compressed air was supplied to the reactor at a constant 199 flow rate of 1L/min during the feeding and aerobic phases. DO concentration was controlled 200 at around 0.094 mmol-O2/L during feeding and aerobic period. The SRT was kept at around 201 15 days. 202 Both AOB and NOB developed in this reactor, with >98% conversion of NH4+ to NO3- 203 at the end of a SBR cycle, when the reactor reached a pseudo steady state. Cycle studies 204 were conducted regularly to monitor the nitrogen conversions and the N2O dynamics In 205 addition, three batch experiments were conducted at a controlled constant level of NH4+ to 206 evaluate N2O production by this culture under DO and NO2- conditions different from those 207 in the parent SBR. In the three batch tests, DO concentrations were controlled at around 208 0.031, 0.047, and 0.062 mmol-O2/L by mass flow controllers, respectively, which were 209 different from the DO level in the parent SBR (0.094 mmol-O2/L). The controlled constant 210 level of NH4+ in the batch experiments would allow continuous accumulation of NO2-, 211 leading to substantially different NO2- levels from those in parent SBR. The experimental 212 temperature and pH were controlled as 30 ± 1oC and 7.1 ± 0.1, respectively. The total gas 9 ACS Paragon Plus Environment Environmental Science & Technology Page 10 of 30 213 flow rate was controlled constantly at 0.5 L/min. The NH4+ concentration during the tests 214 was kept constant at around 0.9 mmol-N/L. The sampling, analysis methods, and calculation 215 of the N2O production rates were similar to those for Culture I. 216 Model Calibration, Uncertainty Analysis and Model Validation. The new N2O 217 model includes 19 stoichiometric and kinetic parameters in total, as summarized in Table S2 218 (SI). Thirteen of these parameters are well established by previous studies. Thus, literature 219 values were directly adopted for these parameters (Table S2). Since two electrons are 220 necessarily required from the electron carriers for the AMO to sustain NH3 oxidation, 221 K Mred ,1 (Mred affinity constant responsible for NH3 oxidation) was assumed to have a very 222 small value of 0.1% of Ctot to ensure that NH3 oxidation would have a high priority for 223 electrons. The remaining five parameters ( rO 2,red , rNO − ,red , rNO,red , K Mred ,3 , and K Mred , 4 ), 2 224 which are unique to the proposed model and the key parameters governing the N2O 225 production via the two pathways, are then calibrated using experimental data (Table S2). 226 Experimental data from the three batch tests with step-wise NO2- dosing at different DO 227 levels (Culture I) were used to calibrate the model. Because the experimental data from 228 Culture I for model evaluation clearly demonstrated an inhibitory effect of NO2- on N2O 229 production (Law et al., 2013), a Haldane-type kinetics ( S NO − 2 K NO − + S NO − + ( S NO − ) 2 / K I , NO − 2 2 2 ) is 2 230 applied to describe the NO2- reduction (Process 6 in Table 1) for N2O production in Culture I, 231 in which K I ,NO − (nitrite inhibition constant for nitrite reduction) is also calibrated. 2 232 Parameter values were estimated by minimizing the sum of squares of the deviations 233 between the measured data and the model predictions for all the three batch tests. 234 Parameter estimation and parameter uncertainty evaluation were done according to 235 Batstone et al.26, with a 95% confidence level for significance testing and parameter 236 uncertainty analysis. The standard errors and 95% confidence intervals of individual 10 ACS Paragon Plus Environment Page 11 of 30 Environmental Science & Technology 237 parameter estimates were calculated from the mean square fitting errors and the sensitivity of 238 the model to the parameters. The determined F-values were used for parameter combinations 239 and degrees of freedom in all cases. A modified version of AQUASIM 2.1d was used to 240 determine the parameter surfaces.27 241 Model validation was then carried out with the calibrated model parameters using the 242 other three sets of experimental data under different NO2- and DO conditions from Culture I: 243 six individual NO2- dosing batch tests, NO2- accumulation batch experiments, and step-wise 244 DO increase with step-wise NO2- dosing batch tests. The ammonium concentrations for all 245 the simulations of Culture I were set at a constant level (Table S3) according to the 246 experimental condition. 247 To further verify the validity and applicability of the model, we also applied the model 248 to evaluate the N2O data from Culture II. The model parameters were recalibrated for 249 Culture II using the three batch test results, and then validated using cycle study data from 250 the parent SBR. More details about the procedure are presented in the SI section. 251 252 RESULTS 253 Model Calibration. A two-step procedure was applied to calibrate the model. In the 254 first step, the ammonium oxidation kinetics (e.g., rNH3,ox, rNH2OH,ox, and KO2, NH3) were tested 255 using the ammonium and nitrite data. Then the N2O-related parameters were further 256 calibrated using the N2O production data in the second step. In this work, the default 257 ammonium oxidation kinetics could describe the nitrogen conversion profiles well. We then 258 calibrated the N2O-related parameters using the N2O data. The calibration of the new N2O 259 model involved optimizing key parameter values for the N2O production via the two 260 pathways (i.e., rO 2,red , rNO − ,red , rNO,red , K Mred ,3 , and K Mred , 4 ) by fitting simulation results 2 261 to the experimental data under various DO and NO2- conditions. The N2O dynamics 11 ACS Paragon Plus Environment Environmental Science & Technology Page 12 of 30 262 simulated with the established model are illustrated in Figure 2, together with the measured 263 NO2- profiles. At DO concentration of 0.017 mmol-O2/L, the step-wise dosing of NO2- 264 resulted in a corresponding step-wise decrease in the specific N2O production rate (Figure 265 2A). The increase of DO concentrations to 0.041 and 0.072 mmol-O2/L decreased the 266 specific N2O production rates (Figures 2B and 2C). Our model captured all these trends well. 267 The good agreement between these simulated and measured N2O data under various DO and 268 NO2- levels supported that the developed model properly captures the relationships among 269 N2O dynamics, NO2- concentrations and DO levels for Culture I. 270 271 The calibrated parameter values giving the optimum model fittings with the experimental data are listed in Table S2. The calibrated rNO − ,red value of 3.06 2 272 mmol/g-VSS/h is much smaller than the rO 2, red value of 48.02 mmol/g-VSS/h, indicating a 273 much lower NO2- reduction rate compared to the O2 reduction rate, consistent with Yu et al.5. 274 The NO2- inhibition parameter obtained for NO2- reduction ( K I ,NO − = 3.45 mmol-N/L) is in 2 275 agreement with the observation in Law et al.24 that N2O production decreased at NO2- 276 concentrations above 3 ~ 4 mmol-N/L. The difference between 277 mmol/g-VSS/h) and rNO,ox (22.86 mmol/g-VSS/h) reflects that NO reduction to N2O is 278 indeed minor compared to NO oxidation to NO2-. The estimated values for K Mred ,3 , and 279 K Mred , 4 represent the affinity of the corresponding reduction reaction to Mred, with lower 280 values indicating a higher affinity and thus a higher ability to compete for electrons. The 281 estimated K Mred ,3 has a value that is about one magnitude smaller than K Mred , 4 , indicating 282 that O2 reduction has a higher ability to compete for electrons (main electron acceptor during 283 NH2OH oxidation). rNO,red (0.016 284 Parameter Identifiability. Parameter uncertainty analysis of a model structure is 285 important as it tells which parameter combinations can be estimated with the given 12 ACS Paragon Plus Environment Page 13 of 30 Environmental Science & Technology 286 measurement data. The obtained parameter correlation matrix during model calibration 287 indicated most of the parameter combinations have low correlation coefficients (< 0.8), 288 except for six of them with correlation coefficients greater than 0.8. Thus, these six 289 parameter combinations were further analyzed to evaluate the uncertainty associated with 290 their estimates. In the uncertainty analysis, 95% confidence regions for the different 291 parameter combinations were investigated to evaluate their identifiability. Figure S1 (in SI) 292 shows all the six joint 95% confidence regions for different parameter combinations, 293 together with the confidence intervals for all the parameters. Overall, the 95% confidence 294 regions for the all the six pairs are small, with mean values lying at the center (Figure S1). 295 The 95% confidence intervals for all the single parameters are also small, which are 296 generally within 10% of the estimated values. These indicate that these parameters have a 297 high-level of identifiability and the estimated values are reliable. 298 Model Validation and Further Evaluation. Model and parameter validation was based 299 on the comparison between the model predictions (using the same N2O production 300 parameters shown in Table S2) and the experimental data from other batch tests of Culture I 301 (not used for model calibration). 302 The new model and its parameters were first evaluated with the six individual NO2- 303 dosing batch tests of Culture I. The model predictions and the experimental results are 304 shown in Figures 3A-F. The validation results show that the model predictions match the 305 measured N2O production rates in all these validation experiments, which supports the 306 validity of the developed N2O model. 307 The developed model and the parameters were then evaluated with the NO2- 308 accumulation batch experiments with Culture I. Figure 3G shows the variation in the specific 309 N2O production rate with gradual NO2- accumulation caused by NH3 oxidation in the tests. 310 The model predictions matched the experimental results well as shown in Figure 3G, again 13 ACS Paragon Plus Environment Environmental Science & Technology 311 supporting the validity of the developed model. 312 The experimental results of N2O production from the step-wise DO increase with 313 step-wise NO2- dosing batch tests with Culture I were also used to evaluate the developed 314 model. The experimental and simulated results of the profiles are shown in Figure 3H. At a 315 DO concentration of 0.017 mmol-O2/L, the specific N2O production rate increased to 0.04 316 mmol/g-VSS/h. The specific N2O production rate decreased gradually when DO 317 concentration was increased to 0.041 mmol-O2/L. Further increase in DO concentration to 318 0.072 mmol-O2/L decreased the specific N2O production rate continuously. As can be seen 319 in Figure 3H, the model predictions are consistent with the experimental observations, 320 further suggesting that the model is appropriate to describe the N2O production by AOB 321 under different NO2- and DO conditions. 322 The experimental results obtained with Culture II were also used to evaluate the 323 developed model. The three batch test results at different DO levels (0.031, 0.047, and 0.062 324 mmol-O2/L) were used to recalibrate the model parameters for Culture II and the SBR cycle 325 study data were used for model validation. The values for the five key parameters were 326 firstly recalibrated. The obtained parameter values for Culture II are 55.13 mmol/g-VSS/h 327 ( rO 2,red ), 2.15 mmol/g-VSS/h ( rNO − ,red ), 0.021 mmol/g-VSS/h ( rNO ,red ), 0.037mmol/g-VSS 2 328 ( K Mred ,3 ), and 0.15 mmol/g-VSS ( K Mred , 4 ), respectively. These values are comparable with 329 those for Culture I (Table S2 in SI). The validation of the resulting parameter values were 330 further performed through comparison between model predictions with the SBR cycle study 331 data from Culture II. Figure 4 shows the modeling results for an example batch test (Figure 332 4A-B, DO at 0.062 mmol-O2/L, for model calibration) and a typical SBR cycle study (Figure 333 4C-D, for model validation). The agreement between simulations and all the measured 334 results at different DO and NO2- levels was good for all fitted variables, suggesting this 335 developed model is also able to describe the N2O production data from Culture II. 14 ACS Paragon Plus Environment Page 14 of 30 Page 15 of 30 Environmental Science & Technology 336 337 DISCUSSION 338 There is increasing evidence showing that both the nitrifier denitrification and NH2OH 339 pathways are involved in N2O production by AOB. In previous studies on pure and enriched 340 AOB cultures the nitrifier denitrification pathway has been identified as the key N2O 341 production pathway.5,6,11,23 Increased N2O production under high NO2- concentrations with 342 either anoxic or aerobic conditions has been experimentally demonstrated to be due to 343 nitrifier denitrification.4,28 N2O production by AOB during NH3 or NH2OH oxidation to NO2- 344 has also been observed in numerous studies.8,12,29 The NH2OH accumulation due to higher 345 oxidation rate of NH3 would produce NO or other intermediates, which could be reduced to 346 form N2O.6 Wunderlin et al.28 showed N2O production via the NH2OH pathway was favored 347 at high NH3 and low NO2- concentrations, and in combination with a high metabolic activity 348 of AOB. The relative contributions of the nitrifier denitrification and NH2OH pathways to 349 total N2O production by AOB varied under different NH3, DO and NO2- concentration 350 conditions.6,28-30 351 However, mathematical models to date for the prediction of N2O production by AOB 352 have been proposed based on a single N2O production pathway only.13,14,16-19 These models 353 have previously been shown to be able to describe some of the experimental N2O data, but 354 failed with other N2O data.13 Thus, both nitrifier denitrification and NH2OH pathways are 355 necessary to be included in a unified model to describe N2O production by AOB from 356 different systems or under different conditions. 357 In this work, a new mathematical model with two production pathways is developed to 358 describe the N2O production by AOB for the first time. In the proposed model, Processes 1, 2 359 and 3 model the oxidation processes while Processes 4, 5 and 6 describe the reduction 360 processes (Table 1). The two types of processes are linked through the electron carriers. The 15 ACS Paragon Plus Environment Environmental Science & Technology 361 relative contributions of the two pathways to N2O production at varying DO and NO2- levels 362 can then be modelled by the different kinetics of the NO, O2, and NO2- reduction (Processes 363 4, 5 and 6). It should be noted that the value of 0.01 mmol/g-VSS (Ctot) used in this work 364 may not necessarily represent the true total amount of all electron carriers in the nitrifying 365 cultures. We have chosen this value based on previously reported intracellular carrier 366 concentration, as an example. We performed sensitivity analysis to evaluate the impact of the 367 Ctot value on the estimates of other parameters and on the fit between the measurements and 368 predictions. The results showed that the absolute value of Ctot is not critical for model 369 calibration and predictions, and it is the ratios between parameters KMox, KMred,1, KMred,2, 370 KMred,3, and KMred,4 and parameter Ctot that affect the model output. Therefore, an assumed 371 (e.g., 0.01 mmol/g-VSS) rather than experimentally determined Ctot is adequate for the 372 calibration of the proposed model. The validity and applicability of this two-pathway model 373 is confirmed by independent N2O emission data. The successful application of the model to 374 two highly different AOB systems in this work indicates that the model is applicable to 375 different systems of AOB. This two-pathway model proposed is expected to enhance our 376 ability to predict N2O production by AOB towards a unified model for N2O production in 377 wastewater treatment systems. 378 The comprehensive model calibration and validation results of this study demonstrated 379 that this unified two-pathway model is able to describe the N2O dynamics from two different 380 nitrifying cultures (different community and feeding strength) and under different conditions 381 (varying DO and NO2- levels). We also performed additional simulation studies using two 382 previously reported single-pathway models, i.e., the AOB denitrification model16 and the 383 NH2OH/NO model,14 to evaluate the experimentally observed N2O data from the two 384 cultures used in this work. The results showed that neither single-pathway model could 385 reproduce all the presented N2O data. This is due to the fact that both the AOB 16 ACS Paragon Plus Environment Page 16 of 30 Page 17 of 30 Environmental Science & Technology 386 denitrification and NH2OH pathways are likely simultaneously involved in N2O production 387 by AOB.6 388 Figure 5 shows the model predicted contributions from the two pathways to the varying 389 specific N2O production rates with NO2- concentrations from Culture I (Figure 5A) and 390 Culture II (Figure 5B), respectively. For Culture I, the nitrifier denitrification pathway was 391 the dominant pathway at the tested NO2- concentration range of 0-50 mmol-N/L and 392 decreased with the increase of DO. The NH2OH oxidation pathway increased with the 393 increasing DO from 0.017-0.072 mmol-O2/L generally and became the dominant pathway at 394 high NO2- concentration. For Culture II, the nitrifier denitrification pathway dominated at the 395 tested NO2- concentration range of 0.25-2.0 mml-N/L. The NH2OH pathway also increased 396 with the increasing DO from 0.031-0.062 mmol-O2/L. These model predicted results are 397 consistent with previous reported experimental findings. Isotopic analysis revealed that N2O 398 is simultaneously produced from the NH2OH oxidation pathway and the nitrifier 399 denitrification pathway with the majority of the contribution from nitrifier denitrification in 400 both activated sludge and pure cultures.28-30 However, the relative significance of nitrifier 401 denitrification decreases with increasing DO concentration.30 The nitrifier denitrification 402 pathway has been identified to decrease in activity with increasing DO concentration23,30,31 403 whereas N2O production from NH2OH oxidation could be favoured under increased DO 404 concentration.12 Anderson et al.31 explains that NO2- and oxygen competes for electrons 405 leading to decreased nitrifier denitrification activity at increased oxygen concentration. The 406 unified N2O model proposed here described these observations reasonably well (Figures 2 407 and 5). 408 Law et al.24 also postulated that N2O was produced from both nitrifier denitrification and 409 NH2OH oxidation pathways in the AOB culture (Culture I of this work). Law et al.24 410 hypothesized that the importance of nitrifier denitrification decreased with increasing NO2- 17 ACS Paragon Plus Environment Environmental Science & Technology 411 and DO concentrations whereas NH2OH oxidation pathway became the predominant N2O 412 production pathway at increased NO2- concentration (>50 mmol-N/L). The developed 413 two-pathway model captured all these trends regarding the shifting/distribution between the 414 two pathways. These modeling results support the hypothesis made in Law et al.24. As shown 415 in Figure 5A, the contribution of nitrifier denitrification to total N2O production by Culture I 416 decreased from 50% to 5% as NO2- concentration increased from 50 to 80 mmol-N/L, with a 417 corresponding increase of the contribution of NH2OH pathway (from 50% to 95%). Figure 418 5B shows that the NH2OH pathway contributed to over 50% of the total N2O production at 419 the tested NO2- concentration range of 0-0.25 mml-N/L, while nitrifier denitrification 420 became the major contributor at the NO2- concentration range of 0.25-2 mml-N/L for Culture 421 II. These results suggested that the NH2OH oxidation pathway could likely be the dominant 422 pathway for N2O production under extremely low or high NO2- concentrations with high DO 423 levels, whereas nitrifier denitrification would be the major pathway at low DO levels with 424 moderate NO2- accumulation. Both pathways should be included in the unified model for an 425 accurate prediction of N2O dynamics under different conditions. 426 It should be noted that biomass growth of AOB is not included in the model. This is 427 acceptable for the modeling of batch tests in this work as AOB growth is negligible in a short 428 batch test.32 For future applications, the model could be modified for implementation in an 429 Activated Sludge Model (ASM)-type model with AOB growth considered. Since the transfer 430 of electrons from NH2OH oxidation to oxygen as a terminal electron acceptor is the 431 energy-generating process by AOB,9 the AOB growth could be added to Process R5 (oxygen 432 reduction), i.e., a yield coefficient could be added for AOB growth based on oxygen 433 consumption. The reverse electrons transfer for CO2 fixation (and thus biomass growth) 434 should also be included. Currently there is no evidence showing that NH2OH oxidation with 435 nitrite as an electron acceptor (AOB denitrification) would generate energy. Thus, no AOB 18 ACS Paragon Plus Environment Page 18 of 30 Page 19 of 30 Environmental Science & Technology 436 growth would be included in Process R6 (nitrite reduction). Also, the model may not be able 437 to describe the complex transient N2O emissions during recovery to aerobic conditions after 438 a period of anoxia due to the fact that the involved mechanisms have not been well 439 understood and hence not taken into consideration in the model. However, the model can be 440 modified in the future as more information about the N2O production transition becomes 441 available. 442 In summary, an integrated mathematical model that considers multiple production 443 pathways is developed to describe N2O production by AOB for the first time. The model 444 developed has been applied successfully to reproduce N2O data obtained from two highly 445 different systems and under different conditions. This work represents a significant step 446 forward towards a unified model for N2O production by AOB. Nevertheless, more 447 verification using other wastewater treatment systems including full-scale applications are 448 still needed for the model to be developed into a useful tool for practical applications. 449 450 ACKNOWLEDGEMENTS 451 Bing-Jie Ni acknowledges the supports of Australian Research Council Discovery Early 452 Career Researcher Award DE130100451 and Australian Research Council Discovery Project 453 DP130103147. Experimental studies were supported by the Australian Research Council 454 through Project LP0991765. 455 456 457 458 SUPPORTING INFORMATION AVAILABLE Additional methods, tables and figures are shown in Supporting Information. 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The Developed N2O Model Incorporating both the Nitrifier Denitrification and NH2OH Pathways Process SO2 S NH 3 S NH 2 OH 1-R1 -1 -1 1 2-R2 S NO − 2 -1 3-R3 1 4-R4 5-R5 S NO S N 2O S Mred 1 -1 rNH 3,ox 1 -3/2 3/2 rNH 2 OH ,ox -1 -1/2 1/2 rNO ,ox S NO S Mox X AOB K NO ,ox + S NO K Mox + S Mox 1/2 -1/2 rNO ,red S NO S Mred X AOB K NO ,red + S NO K Mred , 2 + S Mred 1 -1 rO 2,red SO2 S Mred X AOB K O 2,red + S O 2 K Mred ,3 + S Mred 1 -1 rNO − ,red -1 1/2 -1/2 6-R6 Kinetic rate expressions S Mox -1 1/2 SO2 S NH 3 S Mred X AOB K O 2, NH 3 + S O 2 K NH 3 + S NH 3 K Mred ,1 + S Mred 2 S NH 2OH S Mox X AOB K NH 2OH + S NH 2OH K Mox + S Mox S NO − 2 K NO − + S NO − 2 S Mred + S Mox = C tot 7 * A Haldane-type inhibition term 2 S Mred X AOB * K Mred , 4 + S Mred S NO − 2 K NO − + S NO − + ( S NO − ) 2 / K I , NO − 2 2 2 with K I ,NO − being an extra parameter was applied for Nitrifying 2 2 Culture I since the experimental data from Culture I clearly demonstrated an inhibitory effect of high levels of NO2- on N2O production 24 ACS Paragon Plus Environment Page 25 of 30 Environmental Science & Technology FIGURE LEGENDS Figure 1. Simplified representation of the biochemical reactions associated with N2O production by AOB via two production pathways: the nitrifier denitrification pathway and the NH2OH pathway. Figure 2. Model calibration results using the N2O production data from the three batch tests with step-wise NO2- dosing at different DO levels (Culture I) (real data: symbols; model predictions: lines): (A) DO at 0.017 mmol-O2/L; (B) DO at 0.041 mmol-O2/L; and (C) DO at 0.072 mmol-O2/L. Figure 3. Model validation results using the N2O production data from Culture I (real data: symbols; model predictions: lines): (A-F) six individual NO2- dosing batch tests (0.7, 1.4, 3.6, 7.1, 35.7 and 72 mmol-N/L nitrite dosing; (G) NO2- accumulation batch experiments; and (H) step-wise DO increase with step-wise NO2- dosing batch tests. Figure 4. Model calibration and validation results using the N2O production data from Culture II (real data: symbols; model predictions: lines): (A-B) an example batch test results for calibration (DO at 0.062 mmol-O2/L); and (C-D) typical cycle profiles in the SBR reactor for validation. Figure 5. Model predictions and experimental results for the varying specific N2O production rates with NO2- concentrations, as well as model predicted contributions from the two pathways, i.e., the nitrifier dinitrification (ND) pathway and the NH2OH pathway: (A) Culture I, DO = 0.017 mmol-O2/L ; and (B) Culture II, DO = 0.062 mmol-O2/L. 25 ACS Paragon Plus Environment Environmental Science & Technology O2 H2 O NH3 NH2 OH oxidation N2 O Pathway NH2 OH 1e- 1e 2e - Mred Mox 2e1/2O 2 NO 2 - NO 3e- 2e- Electron transport processes Page 26 of 30 N2 O Nitrifier denitrifiction pathway H2 O Mred: electron carriers in reduced form Mox: electron carriers in oxidised form Figure 1. Simplified representation of the biochemical reactions associated with N2O production by AOB via two production pathways: the nitrifier denitrification pathway and the NH2OH pathway. 26 ACS Paragon Plus Environment Page 27 of 30 Environmental Science & Technology Figure 2. Model calibration results using the N2O production data from the three batch tests with step-wise NO2- dosing at different DO levels (Culture I) (real data: symbols; model predictions: lines): (A) DO at 0.017 mmol-O2/L; (B) DO at 0.041 mmol-O2/L; and (C) DO at 0.072 mmol-O2/L. 27 ACS Paragon Plus Environment Environmental Science & Technology Figure 3. Model validation results using the N2O production data from Culture I (real data: symbols; model predictions: lines): (A-F) six individual NO2- dosing batch tests (0.7, 1.4, 3.6, 7.1, 35.7 and 72 mmol-N/L nitrite dosing; (G) NO2- accumulation batch experiments; and (H) step-wise DO increase with step-wise NO2- dosing batch tests. 28 ACS Paragon Plus Environment Page 28 of 30 Page 29 of 30 Environmental Science & Technology Figure 4. Model calibration and validation results using the N2O production data from Culture II (real data: symbols; model predictions: lines): (A-B) an example batch test results for calibration (DO at 0.062 mmol-O2/L); and (C-D) typical cycle profiles in the SBR reactor for validation. 29 ACS Paragon Plus Environment Environmental Science & Technology Page 30 of 30 Specific N2O production rate (mmol/h/g-VSS) 0.05 Individual nitrite dosing Nitrite accumulation Step-wise nitrite dosing Two-pathway predictions ND pathway NH2OH pathway 0.04 0.03 (A) 0.02 0.01 0.00 0 20 40 Nitrite (mmol/L) 60 Specific N2O production rate (mmol/h/g-VSS) 0.03 0.02 80 (B) N2O production Two-pathway predictions ND pathway NH2OH pathway 0.01 0.00 0.0 0.5 1.0 Nitrite (mmol/L) 1.5 2.0 Figure 5. Model predictions and experimental results for the varying specific N2O production rates with NO2- concentrations, as well as model predicted contributions from the two pathways, i.e., the nitrifier dinitrification (ND) pathway and the NH2OH pathway: (A) Culture I, DO = 0.017 mmol-O2/L ; and (B) Culture II, DO = 0.062 mmol-O2/L. 30 ACS Paragon Plus Environment
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