Indian Journal of Chemistry VoI.39A, Jan-March 2000, pp. 32-39 A density functional calculation of Ar++(3s23p 3nl) satellite states Vikas, Amlan K Roy & B M Deb'! Theoretical Chemistry Group,Department of Chemistry Panjab University, Chandigarh 1 60 01 4, India Received 2 October 1 999; accepted 15 November 1999 The correlation states (satellites) of atoms, particularly of charged ions, are difficult to compute accurately. In this work, we present and discuss the results of Ar(3s23p3nl) satellite states, calculated by employing a simple density-functional formalism within a single determinantal approach along with Slater's sum rule. A Kohn-Sham-type differential equation is solved numerically by employing the work-function-based potential of Harbola and Sahni for exchange while for correlation, the effects of two different correlation energy functionals (local Wigner and nonlocal Lee-Yang-Parr) have been studied. In some cases, Lee- Yang-Parr functional gives better results, while for others Wigner functional turns out to be better. About forty states are reported for the first time. I. Introduction Under high resolution, satellite lines are observed around the main core electron line in photoelectron spec tra. These satellite lines are due to valence electron ex citation, concurrent with the ejection of photoelectrons (shake-up) I . Since it occurs mainly through electron-elec tron correlation, the phenomenon provides a way to study the dynamics of many-electron processes. The satellite states converge to the double ionization potential, where upon two photoelectrons proceed from the doubly charged core (shake-off). The correlation of the shake up lines with the actual processes and the transitions in volved provide precise information about the energy lev els of the ion. Shake-up and shake-off also lead to de tailed information about relaxation processes in atoms. The experimental study of "satellite states" of a dication, e.g. Ar++ requires high efficiency and resolu tion of threshold spectroscopy. Recently, allied to the selectivity of electron-electron coincidence techniques, threshold photoelectron coincidence (TPEsCO) spectros copy has been developed to investigate the dication states of noble gases2-4. In the present work, we discuss satel lite states of the argon dication, namely, Ar++(3s2 3p3nl). In this process, two electrons are ejected and a third one is promoted to an unoccupied orbital, converging to the triple ionization potential of Ar. From a theoretical point of view, the calculations of satellite states employ con figuration-interaction (CI)5.6 and Green ' s function? apt Also at Jawaharlal Nehru Centre for Advanced Scientific Research, Bangalore 560 064, India. proaches; these have been well studied for unications8 . In the present work, dication states of argon are calcu lated for the first time. In a recent work9 , our group has successfully com puted various satellites in the neon atom and the overall agreement with experiment was satisfactory. The simple density-functional methodology employed in this work has been employed earlier in our laboratory to calculate various excited states of atomic systems, viz., single, double, triple, low-lying and inner excited states includ ing autoionizing and satellite states 10- 17 . In the present work, the same method within a single determinantal approach investigates Ar++(3s2 3p3nl) satellite states, us ing single determinantal energies along with Slater's sum rule 1 8 . Other workers 1 9-22 had also employed such an ap proach to calculate excited-state and excitation energies. Since an independent-particle picture cannot describe correlation states, a many-electron description includ ing correlation effects is essential. The objectives of this paper are (i) to calculate satellite states of argon dication ; (ii) to study the effects of two different correlation en ergy functionals, viz. , Wigner (Wwe) and Lee-Yang-Parr (WLW) ' for these satellite states; and (iii) to test the effi cacy of the present single-determinantal method, incor porating electron correlation, in investigating such intri cate many-electron processes. To achieve this, 3p-ns, 3p np (n=4,5 ,6) and 3p-nd (n=3,4,5) satellite states of Ar++(3s23p3nl), originating from simultaneous ionization and excitation of 3p valence electrons have been com puted. VIKAS et al. : DENSITY FUNCfIONAL CALCULATION OF Ar++ Section II of this paper describes the methodology and Section III discusses the results. (ii) The closed-shell, nonlocal functional of Lee et aL. 27 wLVP ( r � � II. The Method of Calculation The methodology involves a density-functional-based formalism9- 17 in which a nonrelativistic Kohn·-Sham-type differential equation23 is solved numerically in a cen tral-field approximation (atomic units employed), ... ( 1 ) in order to obtain the self-consistent set of orbitals { ¢ i } . vjr) is the Hartree electrostatic potential, including elec tron-nuclear attraction and interelectronic repulsion, v <., (r) = - Z r + f p (r ' L d r' I r r' l - ... (2) . .. (3 ) In the work-function formalism of Harbola et aF4,2 5 , the exchange potential W x<r) is the work required to move an electron against the electric field Ex(r) arising out of its own Fermi-hole distribution, px (r,r,), viz. , -a(F;p + F, ) - abC F p s n (G; p + { G , ) -��; p Ivp i' + G; IVp 12 + 2p V 2 p ) + 4 G V' P ] -;� P G; P IVp 1 2 + G; (SIVp I' + 6p V 2 p ) + 4G, v' p ] (3 I ... (7) where a = 0.0491 8, b = 0. 1 32, 3 = (311 0) {31T.2)2/ C , = 0.2533, d = 0.3 49 C F F I 'and Gil are the first derivative, respectively, with re spect to p ; G/' is the second derivative. The total energy is the sum of kinetic (T), electro static ( V) and exchange-correlation ( Vxc) energies: T Wxc(r), the total exchange-correlation potential, is partitioned as 33 J = - ! " f (r) V 21/!I (r) d r 2� f i v r = -z p ( ) d r + ! v =! " x 2 . . . (8) I 2 r Jfp (I rr)p- r1(r') d r d r' ... (9) ffP (rI)rP-xr(1r, r') d r d r" , y(r, r,) = " f (r')l/! (r) �, , . . . (4) where cx ( r) - _ f p ( r, r ' ) (r - r') 3 r - r' l x d r' I ... (5) and I denotes the path of integration. The two correla tion potentials employed are: ...C I I ) vwe =- \.iyp=-a [( a + bp a + cp -1/3 ·11 3 )2 1 where a = 9.8 1 , b = 28.583, ! tW = 8 . .. (6) and c = 2 1 .437. f f p (r ) dr (9.8 1 + 2 1 .437p -I I J ) I l+dp . -//3 [p+bp-21 ... ( 1 2 ) 3 ... ( 1 3) (i) The local parametrized Wigner-type functionaF6 Wwc ( r) = - ... ( 1 0) i Vp (r)j' p er) I ... ( 1 4) - s V p ( r) 2 . The orbitals { ¢ I(r). } are used to construct various determinants which in tum can be employed to calculate the various multiplets associated with a particular 34 INDIAN J CHEM, SEC. A, JAN - MARCH 2000 electronic configuration. It should be pointed out that in the present calculations spherical densities have been employed since WX<r), given by Eq.(4), is path-inde pendent (irrotational) only for spherically symmetric systems. However, results discussed in the next section indicate that, for many of the states considered, the rota tional component of W ir) is unlikely to be signifi cant2S .2 9 . In the central-field . approximation, W ir) is defined by Eq.(4). The use of S later ' s sum rule l s for calculating the multiplets has been described earlier 9. 17 . In general, if E(O) and E(M) denote the energies of the determinants and multiplets respectively, constructed from the orbit als obtained from the self-consistent numerical solution of the radial equation, associated with a given configu ration, the E(M) is calculated following Slater's diago nal sum rule as ... ( 1 5) It has been emphasized that the work-function for malism is not based on a variational principle, but is derived from a physical interpretation associated with the Fermi-Coulomb hole-charge distribution of the in teracting fermion system. In the variationally derived Hohenberg-Kohn-Sham OFT, all many-body interactions are accounted for in the loca! multiplicative potential, SExc[p]/Sp . Although the exact functional form for Exc[p] remains unknown, good approximations to it are available. However, although a Kohn-Sham-type equa tion is solved with the work-function potential in order to obtain the energy and density of an excited state, one need not ensure Hamiltonian and wave-function orthogo nalities 14·16 in order to prevent variational collapse to the ground state. A detailed interpretation of the electron interaction energy functional and its functional deriva · tive (potential) in terms of two fields (one field accounts for Pauli and Coulomb correlations while the other ac counts for the correlation-kinetic contribution) has been given by SahnPo . Also, with the approximate forms for Exc[p), the bounds of the total energy are no longer rig orous3 1 . Furthermore, although OFT guarantees the ex istence of a local effective potential for the ground state, a proof justifying the existence of such a potential for excited states is still lacking. However, the physical in terpretation for the local ground-state potrytial leads to a possible argument for the existence of ilocal excited state potential that incorporates all correlation ef fects 24.30.3 1 . III. Results and Discussion For Ar++(3s23p3nl), the calculated non-relativistic en ergies and excitation energies of various satellites (3p3_ ns, 3p3_np, n = 4,5,6 and 3p3 _ nd, n = 3,4,5) employing Wx + Wwc and Wx + WLyP ' comparing them with ex periment results, are given in Table I . Excitation ener gies are calculated relative to the Ar+(3s2 3p4) 3p main line [the calculated energy is -526.0 1 1 5 a.u.(LYP) and 526.01 27 a.u. (Wigner)] . Except for 3p3ns configura tions, most of the configurations (3p3np and 3p3nd) form more than one series (states labelled with P forms two series and those labelled with i 3 form three series). The present approach cannot separate the two or more series given here; it can only obtain an average of the two, as illustrated below. The 3p34p configuration gives rise to 43 determinants, with the equations for 3 0 state (employing LYP for cor relation here), 3F = ( J + I -O' } ') = - 3F + 3D + 3D = = 524.9824 a.u. ( 1 ' 1 -0'0+) + ( J + I -- I ' I +) + ( 1 '0'0- 1 +) - 524.985 1 + (- 524.9370) + (- 524.9525) a.u. . .. ( 1 6) . .. ( 1 7) After subtracting 3 F and averaging, 30 = - 524.946 1 4 H .U . ( 28.99 1 3-eV with respect to Ar++3p CP) main line). Here the left- and right- hand sides in Eqs ( 1 6),( 1 7) de note E(M) and E(O) respectively; ( 1 ,0) denote the m{ values and (+,-) denote the ms values. Thus, the state 3p34pCO) is obtained here as a mean of the CZ O)3p34pCO) and CZP)3p 34pCO) states. Hence in Table 1 , states labeled with P and i3 are averaged. Experimental results are avail able from threshold photoelectron coincidence spectros. copy 3 ,12 . ,'-4, In some cases, expenmental results are not available for the complete series; however, they are re portee! bere and labelled as ire), i(i3), etc. For the ionic states containing four open shells, the first three unpaired electrons can be coupled to give ei ther a triplet or a quintet state. In the present work, about fo:rty states are reported for the first time. No experi mental data seem to exist for these. All the states re ported here have been calculated for the first time. For the 3p3ns states, the best agreement between the present and experimental results is within 0.01 e V as shown by 3p34sCO) LYP. S imilarly, 3p34p( l F) LYP shows best agreement w i thin 0 . 005 e V for 3p 3 np states and 3p34dCO) LYP within 0.024 eV for 3p3nd states. But, in case of 3p34sCSS), 3p 34sCS ), 3p3 3d( l O), 3p 33dCF), 3p3 5dCF), 3p3 3d( l P), Wigner gives better agreement as compared to LYP. Hence, both the local Wigner correla- VIKAS et al. : DENSITY FUNCTIONAL CALCULATION OF Ar++ 35 Table 1 - Nonrelativistic energies and relative energies of satellites in Ar ( 3s2 3p3nl) relative to the main Ar++(3s2 3p4) 3p line (LYP,-526.0 1 1 5 a.u.; WC,-526.0 1 27 a.u.). I a.u. = 27. 2 1 1 65 eY. ++ Satellite states 3p3_ns n -E(a.u.l LYP 3D 3p Ip 3S 3p1-np Relative energy (eV) LYP Expt. (eV) WC 4 5 6 525. 1 1 50 524.7728 524.635 1 525. 1 1 29 524.78 1 9 524.6465 24.3952 33.707 1 37.4541 24.4850 , 33.4921 37. 1 766 24.38532' 33.75502',33.75h 37.65h 4 5 6 525.24 1 4 524.8933 524.7542 525.2393 524.9026 524.7659 20.9557 30.4281 34.21 32 2 1 .0455 30.2077 33.9275 2 1 .620 1 8' 3 1 .08527a,3 1 .05h 35.05h 4 5 6 525.0947 524.7673 524.6327 525.0926 524.7764 524.6441 24.9448 33.8567 37.5 1 94 25.0374 33.64 1 8 37.24 1 9 24.7675 1 ' 4 5 6 525.0370 524.6940 524.556 1 525.0348 524.7033 524.5675 26. 5 1 78 35.85 1 3 39.6038 26.61 03 35.6309 39.3263 25.69362' 35.4607 1 ',35.5Qh 36.85h 4 5 6 525.0 1 67 524.6885 524.5537 525.0146 524.7569 524.565 1 27.0701 36.00 1 0 39.669 1 27. 1 599 34. 1 724 39.39 1 6 · 26. 1 6858' 4 5 6 525 . 1984 524.8 1 95 524.7474 525. 1 964 524.8901 524.7594 22. 1 258 32.4363 34.3982 22. 2 1 29 30.5478 34. 1 044 22.401 26' 3 1 .3 1 547',3 1 .35h 35.05h 4 5 6 525. 1 05 1 524.8420 524.7292 525. 1 052 524.8509 524.7407 24.6646 3 1 .8240 34.8935 24.6946 3 1 .6145 34.61 32 25.39238' 4 5 6 524.9824 524.7224 524.61 03 524.9824 524.73 1 0 524.621 6 28.0035 35.0785 38. 1 290 28.0362 34.8772 37.8541 28. 1 006 1 ' 4 5 6 524.9461 524.6838 524.5683 524.9461 524.6924 524.5825 28.99 1 3 36. 1 289 39.27 1 9 29.0239 35.9275 38.9 1 8 1 28.8695 1 " ;' 4 5 6 524.9 1 45 524.6739 524.5682 524.91 45 524.6824 524.5780 29.85 1 2 36.3983 39.2746 29.8838 36. 1 997 39.0406 29.78247'';' 4 5 6 524.9763 524.7204 524.6094 524.9764 524.7290 524.6207 28. 1 695 35. 1 330 3 8 . 1 534 28. 1 994 34.93 1 6 37.8786 28. 1 7469' 4 5 6 524.973 1 524.7285 524.6208 524.9732 524.7373 524.63 1 4 28.2566 34.9 1 25 37.8432 28.2865 34.7057 37.5874 28.28238" ;' 5S 'D WC 5p 3F 3D 'D IF 3p (contd ..... ) INDIAN J CHEM, SEC. A, JAN - MARCH 2000 36 Table 1 - Nonrelativistic energies and relative energies of satellites in Ar++(3s23p3nl) relative to the main ArH(3s23p4) 3 p line (LYP,-526.01 1 5 a.u.; WC,-526.0 l 27 a.u.). 1 a.u. = 27.2 1 165 eV (contd... ) Satellite states n Ip 3S IS 3pJ-nd 3G IG �D �P 3F IF 3D ID 3p Ip -E (a.u.) LYP WC Relative energy (eV) Expt. (eV) LYP WC 4 5 6 524.9297 524.6874 524.5793 524.9298 524.6965 524.5908 29.4376 36.0309 38.9725 29.4675 35.81 60 38.6922 28.85549';' 4 5 6 524.8704 524.6282 524.5214 524.8704 524.6369 524.5304 3 1 .05 1 2 37.64 1 9 40.548 1 3 1 .0839 37.4378 40.3358 29.65629,·i(i') 4 5 6 524.7634 524.5576 524.4590 524.7633 524.5663 524.4725 33.9629 39.5630 42.246 1 33.9982 39.3589 4 1 .9 1 1 4 3 1 .62935" 3 4 5 525.2398 524.79 1 8 524.6382 525.2383 524.7969 524.647 1 20.9992 33. 1 900 37.3698 2 1 .0727 33.0839 37. 1 602 2 1 .3490" 33.2 1 49b 3 4 5 525.2 1 55 524.7890 524.6372 525.2 140 524.7942 524.6461 21 .6605 33.2662 37.3970 2 1 .7339 33. 1 574 37. 1 874 2 1 .77976' 3 4 5 525. 1 804 524.7458 524.61 74 525. 1791 524.75 1 0 524.6263 22.61 56 34.44 1 8 37.9358 22.6836 34.3329 37.7262 1 7.9667 1 " 30.50578' 35.05b 3 4 5 525. 1 36 1 524.76 1 1 524.592 1 525. 1 694 524.7663 524.60 1 1 23.821 1 34.0254 38.6242 22.9476 33.9 1 66 38.4 1 20 25.39238" 3 4 5 525.243 1 524.7770 524.6356 525.2398 524.7822 524.6445 20.9094 33.5928 37.4405 2 1 .03 1 9 33.4839 37.23 1 0 2 1 .6879';' 34.00558',i" 33.90b.;' 37.25b,i(;') 3 4 5 525.0460 524.7332 524.6 1 56 525.0628 524.7385 524.6244 26.2728 34.7847 37.9847 25.8483 34.673 1 37.7779 24.83626·,iIi') 3 4 5 525.2 1 57 524.8224 524.7194 525. 2 1 57 524.8543 524.7284 21 .6550 32.3574 36. 1 602 2 1 .6877 3 1 .5220 34.9479 22.97 1 94';' 33.94506'/ 37.28002',;' liJ) 3 4 5 525.0390 524.8373 524.6755 524.9864 524.8287 524.6938 26.4633 3 1 .95 1 9 36.3548 27.9273 32. 2 1 86 35.8894 22.2583",i1i') 3 4 5 525.222 1 524.8261 524.6024 525.2089 524.8225 524.6864 2 1 .4809 32.2567 38.3439 2 1 .8727 32.3873 36.0908 25.oo344'} Ii') 34.3 1 928',;' 1i'),34.40"·;' Ii'l 38. 1 8b,;' (;-') 3 4 5 524.99 1 7 524.7420 524.6282 524.9956 524.7452 524.5945 27.7504 34.5452 37.64 1 9 27.6770 34.4908 38.59 1 6 27.265 1 8a.i(i') (contd . ....) VIKAS et al. : DENSITY FUNCTIONAL CALCULATION OF Ar++ 37 Table 1 - Nonrelativistic energies and relative energies of satellites in Ar+(3s23p3nl) relative to the main Ar++(3s23p4) 3p line (LYP,-526.0 1 1 5 a.u.; WC,-526.0127 a.u.). I a.u. = 27.21 1 65 eY. (contd ... ) Satellite states n LYP -E (a.u.) WC Relative ene�y' (eV) WC LYP Expt. (eV) 5S 3 4 5 525.8523 525.2800 525 . 1 267 525.8 1 70 525.285 1 525. 1 358 4.3321 19.9053 24.0769 5.3253 1 9.7992 23.861 9 3 4 5 524.9 1 7 1 524.6427 524.5267 524.9074 524.64 1 9 524.5386 29.7804 37.2473 40.4039 30.0770 37.301 7 40. 1 1 27 3 4 5 524.863 1 524.6325 524.4600 524.883 1 524.5896 524.4470 3 1 .2499 37.5249 42.21 89 30.7383 38.7249 42.6053 3S 25.38308··i(i'J 33.73230··i(i'J,33.75h,i(i'J IS "Ref [33-34]. "Ref [3]. i single series; P two series; i3 three series. i(i2) out of two series, results of only one are available. i(i3) out of three series, results of only one are available. PW) out of three series, results of only two are available. tion functional and the nonlocal LYP functional yield good excitation energies in agreement with experimen tal results. For most of the remaining states, agreement was observed to be between 0.005- 1 eY. Therefore, the results for 40 new states may be useful for future inves tigation. Avaldi et at. 3 were unable to assign peaks at 3 1 .65, 34.45, 36.35, 38.25, 38.85, 39.95 eY. It is sug gested here that these peaks may be assigned as follows : (i) peak at 3 1 .65 eV can be assigned to both 3p34p(5P) and 3p34p(5 S); (ii) peak at 34.45 eV to 3p36p( 5P) ; (iii) peak at 36.35 eV to 3p15pe O); (iv) peak at 38.25 eV to 3p3 6p e F) and 3p3 6p( ' F) ; (v) peak at 3 8 . 8 5 eV to 3p36p( l P), and (vi) peak at 39.95 eV to 3p36se p). The worst agreement (error 1 .43-4.72 eV) is observed for the s tate s , 3p 3 6 s ( 3 P ) , 3p 34p( 3 S , I S ) , and 3p3nd( 50,30, I O, 5P,3P, 3S). However, it may be noted that for Ne satellites9, the deviations of calculated results from the experiment were in the range of 0.3-3.9%. This high lights the difficulties involved in computation of corre lation states, using a single-determinantal approach, even though it includes correlation. One might argue that such failyres are due to (i) inherent "weaknesses" of OFT in dealing with excited states and hence correlation st<!.t�s, (ii) the limitations of the present single-determinantal approach in dealing with correlation states (i.e. , not rep resenting a correlation state as a linear combination of a fairly large number of wavefunctions of the same space and spin symmetry), (iii) the present fully numerical (ba sis-set-independent) calculations apparently not includ ing continuum functions, and (iv) the nonuniversality of Wigner and LYP functionals with regard to all states. One might also feel that the present discrepancies might be due to the assumption of spherical symmetry in cal �ulating Wir). However, this is not fully supported by the present results. Such large discrepancies between the calculated and experimental energies can arise due to the inability of the present single-determinantal approach to describe electron correlation satisfactorily in these correlation states which might require significant mix ing of "doubles" and "triples" for their proper descrip tion. From the above arguments, it appears that calcula tions of atomic multiplets within a single-determinan tal OFT framework may sometimes lead to large errors. However, there are variational methods within OFT, which have been employed with a certain degree of suc cess. While the variational method employed by Nagy3 5 gave occasional large errors in calculating single excita- 38 INDIAN J CHEM, SEC. A, JAN - MARCH 2000 tion energies, Ziegler et al. 20.36 used the Hartree-Fock Slater method for several lowest-state calculations. The latter method has also been utilized by von Barth37 , within a local density approximation, for singlet and triplet states with results within 1 eV of experimental results. Krieger et al. 38-40 and Nagt' have presented a method for con structing an accurate spin-polarized exchange-only KS potential (KLI) based on the analysis of an optimized effective potential (OEP) integral equation42 .43 The KLI potential, a functional of KS orbitals, yields results for total energies, single-particle expectation values, spin densities, etc. with good success. Also, a time-depen dent density functional approach by Petersilka et al. 44 gave comparative results. One may also refer to the time dependent response theory45 -47, which calculates the lin ear response of the system to a time-dependent pertur bation and determines the position of any discrete ex cited state (see ref. 1 7 for a review on density functional approaches to exc ited state s ) . Furthermore, multireference coupled cluster methods4 8.50 may prove to be fruitful to understand correlation in the present satellite states. It may, however, be noted that most of the above methods do not yield the kind of accuracy for such an extensive range of states that the present method has been able to achieve. IV Conclusion Considering the difficulties associated with comput ing the energies and electron densities of the argon correlation states described in this work, it is gratifying to note that for a number of such states the present single determinantal approach leads to an agreement within 0. 1 eV between the calculated and experimental results. For the other states, the agreement worsens, as discussed in Section III, mainly because due accouht of electron correlation could not be taken for such states. It may also be noted that while correlation energy functionals, such as local Wigner and nonlocal energy functionals, such as LYP, which were designed for the ground state, have been quite successful with a large number of atomic excited states of various types, a systematic approach to predict the nature of excited states where such functionals may or may not work is necessary. In particular, the LYP functional does not give the uniform gas limit correctly and therefore one may have to adopt a more accurate correlation functional such as that of Perdew et a[5 l . Acknowledgement We thank the CSIR, New Delhi and the lawaharlal Nehru Centre for Advanced Scientific Research, Ban galore for financial support. References I . Schmidt V, Rep Prog Phys ,55 ( 1992) 1 483. 2. 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